~~~~mfimhB*~h~~m~~mu~~ Wells Fargo Bank N.A. Taipei Branch

Statement of Internal Control

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On behalf of Wells Fargo Bank N.A. Taipei Branch, we hereby certify that from 1/January/2020 to 31/December/2020, the Bank has duly complied with

the "Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries" , and the Comparison Table of "Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries" for Foreign

Bank Branches ( and the risk-based approach approved by the Financial Supervisory Commission) in establishing the internal control system and implementing risk management procedures. The Bank has been audited by independent auditors who submit reports to (board of directors I headquarter I regfonal office). After prudent evaluation, except for the items listed in the

attached schedule, the Bank's each department has implemented effective

internal control and compliance systems during the year to which this statement relates.

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The Statement is submitted to the Financial Supervisory Commission

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•afi.lA · Statement by

( ~~ ) (Signature) /J~-' Representative of litigious and non-litigious matters in Taiwan / Country Manager

Auditor in charge of auditing on Taiwan branch( es)

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Wells Fargo Bank N.A., Taipei Branch Enhancement Item and Corrective Action for Internal Control System

(Closing Date: Dec 31, 2020)

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Enhancement items Corrective actions Estimated completion date

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NIA NIA NIA

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