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Kinetic energy and its applications in mining engineering Zhang Zongxian Department of Arctic Technology, University Centre in Svalbard, Longyearbyen 9171, Norway Oulu Mining School, University of Oulu, Oulu 90015, Finland article info Article history: Received 8 December 2015 Received in revised form 22 March 2016 Accepted 8 June 2016 Available online 23 January 2017 Keywords: Kinetic energy Rock fragmentation Open pit blasting Sublevel caving mining Energy efficiency abstract Reduction of energy consumption in comminution is of significant importance in mining industry. To reduce such energy consumption the energy efficiency in an individual operation such as blasting must be increased. By using both new investigations and previous experimental results, this paper demon- strates that (1) kinetic energy carried by moving fragments in rock fracture is notable and it increases with an increasing loading rate; (2) this kinetic energy can be well used in secondary fragmentation in crushing and blasting. Accordingly, part of the muck pile from previous blast should be left in front of new (bench) face in either open pit or underground blasting. If so, when new blast occurs, the fragments from the new blast will collide with the muck pile left from the previous blast, and the kinetic energy carried by the moving fragments will be partly used in their secondary fragmentation. Ó 2017 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). 1. Introduction The comminution of rocks consumes not only significant amounts of energy but also large quantities of steel due to wear of grinding media and machine liners. Comminution costs repre- sent an important contribution, 30–50%, of total mining operation costs [1]. Therefore, reduction of the energy consumption in com- minution is of significant importance in mining industry. To reduce such energy consumption, energy efficiency in comminution has to be increased, since in rock drilling, blasting, crushing, and grinding, the effective energy used in rock breakage is found to be quite small in comparison with the total input energy. In crushing and grinding, according to Prasher [2] the energy efficiency is of the order of 3% at the maximum. Chi et al. [3] have pointed out that, in fact, the energy introduced into comminution systems that actu- ally results in the formation of a new fracture surface is usually less than 1%. Even in rock drilling it is estimated that only 10% of the input energy is used to fracture rock [4]. In rock blasting, energy efficiency has been reported by many investigators including Revnivtsev, Spathis, Ouchterlony et al. and Sanchidrian et al. [5–8]. Considering that the heat of explosion is the energy available in the blast, only 2–6% of it was used for fragmentation and 3–21% consumed as kinetic energy, according to the production blasts measured by Sanchidrian et al. [8]. In short, two conclusions can be made: (i) the energy efficiency in each of the above- mentioned operations such as drilling, blasting and grinding is very low, and (ii) the energy efficiency in one operation is quite differ- ent from that in other. For example, the efficiency in blasting is much higher than that in grinding. These two conclusions reveal two ways toward reducing the energy consumption [9]: (1) to change energy distribution among different operations so as to reduce total energy expenditure; (2) to increase energy efficiency in each individual operation. Regarding the first way, various studies have been performed detailing how to improve rock fragmentation by decreasing the total energy expenditure [10–18]. The main idea in these studies is to enhance rock fracture in blasting so as to save more energy in the down-stream operations such as crushing and grinding. Concerning the second way, different measures have been taken to increase the energy efficiency in blasting. These measures include: (1) to change stress or energy distribution by choosing a proper explosive whose VOD (velocity of detonation) well matches the sonic velocity of rock mass (e.g. [9]); (2) to achieve an effective stress superposition from neighbouring holes by using an appro- priate delay time between holes (e.g. [19–20]); (3) to increase the amplitude of stress waves and to change the stress distribution by placing two primers with same delay time at different positions in a hole to obtain shock wave collision [21]; (4) to reduce or avoid detonation energy wastage from the collars by proper stemming or by correct primer placement [22]; and (5) to make the kinetic energy of a flying fragment used to break it again. On the last mea- sure, as early as in 1962, Bergstrom and Sollenberger [23] found that during slow compression to single glass spheres, the frag- ments of the spheres flew away and they could carry up to 45% http://dx.doi.org/10.1016/j.ijmst.2017.01.009 2095-2686/Ó 2017 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). Address: Oulu Mining School, University of Oulu, Finland. E-mail address: zongxian.zhang@oulu.fi International Journal of Mining Science and Technology 27 (2017) 237–244 Contents lists available at ScienceDirect International Journal of Mining Science and Technology journal homepage: www.elsevier.com/locate/ijmst

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Page 1: International Journal of Mining Science and …jultika.oulu.fi/files/nbnfi-fe201710098926.pdfAddress: Oulu Mining School, University of Oulu, Finland. E-mail address: zongxian.zhang@oulu.fi

International Journal of Mining Science and Technology 27 (2017) 237–244

Contents lists available at ScienceDirect

International Journal of Mining Science and Technology

journal homepage: www.elsevier .com/locate / i jmst

Kinetic energy and its applications in mining engineering

http://dx.doi.org/10.1016/j.ijmst.2017.01.0092095-2686/� 2017 Published by Elsevier B.V. on behalf of China University of Mining & Technology.This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

⇑ Address: Oulu Mining School, University of Oulu, Finland.E-mail address: [email protected]

Zhang Zongxian ⇑Department of Arctic Technology, University Centre in Svalbard, Longyearbyen 9171, NorwayOulu Mining School, University of Oulu, Oulu 90015, Finland

a r t i c l e i n f o a b s t r a c t

Article history:Received 8 December 2015Received in revised form 22 March 2016Accepted 8 June 2016Available online 23 January 2017

Keywords:Kinetic energyRock fragmentationOpen pit blastingSublevel caving miningEnergy efficiency

Reduction of energy consumption in comminution is of significant importance in mining industry. Toreduce such energy consumption the energy efficiency in an individual operation such as blasting mustbe increased. By using both new investigations and previous experimental results, this paper demon-strates that (1) kinetic energy carried by moving fragments in rock fracture is notable and it increaseswith an increasing loading rate; (2) this kinetic energy can be well used in secondary fragmentation incrushing and blasting. Accordingly, part of the muck pile from previous blast should be left in front ofnew (bench) face in either open pit or underground blasting. If so, when new blast occurs, the fragmentsfrom the new blast will collide with the muck pile left from the previous blast, and the kinetic energycarried by the moving fragments will be partly used in their secondary fragmentation.� 2017 Published by Elsevier B.V. on behalf of China University of Mining & Technology. This is an open

access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction

The comminution of rocks consumes not only significantamounts of energy but also large quantities of steel due to wearof grinding media and machine liners. Comminution costs repre-sent an important contribution, 30–50%, of total mining operationcosts [1]. Therefore, reduction of the energy consumption in com-minution is of significant importance in mining industry. To reducesuch energy consumption, energy efficiency in comminution has tobe increased, since in rock drilling, blasting, crushing, and grinding,the effective energy used in rock breakage is found to be quitesmall in comparison with the total input energy. In crushing andgrinding, according to Prasher [2] the energy efficiency is of theorder of 3% at the maximum. Chi et al. [3] have pointed out that,in fact, the energy introduced into comminution systems that actu-ally results in the formation of a new fracture surface is usually lessthan 1%. Even in rock drilling it is estimated that only 10% of theinput energy is used to fracture rock [4]. In rock blasting, energyefficiency has been reported by many investigators includingRevnivtsev, Spathis, Ouchterlony et al. and Sanchidrian et al.[5–8]. Considering that the heat of explosion is the energy availablein the blast, only 2–6% of it was used for fragmentation and 3–21%consumed as kinetic energy, according to the production blastsmeasured by Sanchidrian et al. [8]. In short, two conclusions canbe made: (i) the energy efficiency in each of the above-mentioned operations such as drilling, blasting and grinding is very

low, and (ii) the energy efficiency in one operation is quite differ-ent from that in other. For example, the efficiency in blasting ismuch higher than that in grinding. These two conclusions revealtwo ways toward reducing the energy consumption [9]: (1) tochange energy distribution among different operations so as toreduce total energy expenditure; (2) to increase energy efficiencyin each individual operation.

Regarding the first way, various studies have been performeddetailing how to improve rock fragmentation by decreasingthe total energy expenditure [10–18]. The main idea in thesestudies is to enhance rock fracture in blasting so as to savemore energy in the down-stream operations such as crushingand grinding.

Concerning the second way, different measures have been takento increase the energy efficiency in blasting. These measuresinclude: (1) to change stress or energy distribution by choosing aproper explosive whose VOD (velocity of detonation) well matchesthe sonic velocity of rock mass (e.g. [9]); (2) to achieve an effectivestress superposition from neighbouring holes by using an appro-priate delay time between holes (e.g. [19–20]); (3) to increasethe amplitude of stress waves and to change the stress distributionby placing two primers with same delay time at different positionsin a hole to obtain shock wave collision [21]; (4) to reduce or avoiddetonation energy wastage from the collars by proper stemming orby correct primer placement [22]; and (5) to make the kineticenergy of a flying fragment used to break it again. On the last mea-sure, as early as in 1962, Bergstrom and Sollenberger [23] foundthat during slow compression to single glass spheres, the frag-ments of the spheres flew away and they could carry up to 45%

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238 Z.X. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244

of the input energy. This finding indicates that if the kinetic energycarried by flying fragments can be utilized in further fragmenta-tion, the energy efficiency in rock fragmentation will be largelyincreased. Then in different experiments it was found that higherloading rates were less efficient in rock fracture and fragmentation[24–27]. These investigations imply that the kinetic energy duringrock fracture might be one of important reasons for the lowerenergy efficiency under high loading rates. If this is the case, amore important issue is how to increase the energy efficiency inrock fragmentation such as mechanical crushing and fragmenta-tion by blasting. A common phenomenon has been observed inrock blasting: the first row in an open pit blast always producesmore boulders than subsequent rows, see Refs. [28–30]. Even insmall-scale laboratory experiments, it was found that the frag-ments from the first row are coarser than those from the secondrow [31]. In underground mining such as sublevel caving, an argu-ment on how the production blasts should be performed immedi-ately beneath hanging walls is still on-going. These questions needa theoretical study on the effect of kinetic energy on rock fragmen-tation, especially under dynamic loading conditions.

On the above background and by means of previous experimen-tal results and new investigations, this paper will describe howkinetic energy is carried by fragments in either mechanicalcrushing or rock blasting, and discuss how to use this energy soas to increase the energy efficiency in fragmentation as well ascomminution.

2. Experimental observations of secondary fragmentation

2.1. Kinetic energy in rock fracture

2.1.1. Energy partitioning in the SHPB systemFracture of solids is a dynamic event, regardless of either static

or dynamic loading. For example, rock bursts might be induced notonly by dynamic loading but also by static loading [32–34]; duringthe slow compression tests that can be considered as a static orquasi-static loading condition, Bergstrom and Sollenberger [23]observed flying fragments. In a general case, when rock fractureoccurs, various forms of energy are consumed. In rock blasting,the energy partitioning has been investigated by Hinzen, Spathis,Ouchterlony et al. and Sanchidrián et al. [6–8,35]. In order to illus-trate energy partitioning easily, let us take the fracture of a rocksample in a Split Hopkinson Pressure Bar (SHPB) system as anexample. The SHPB system is shown in Fig. 1. The impact barapplies total energy into the system by striking the incident bar.The energy applied to the incident bar is called incident energyWI that consists of two equal parts: strain energy WIS and kineticenergy WIK . The strain energy can be determined by measuringthe incident strain wave in the incident bar. Since WIS ¼ WIK inelastic waves [9], the incident energy WI can be determined byonly measuring WIS, i.e.,

WI ¼ 2WIS ¼ 2Z T

0

12rIðtÞeIðtÞAcLdt ¼

Z T

0EAcLe2I ðtÞdt ð1Þ

where E, A and cL are the Young’s modulus, cross-section area andsound velocity of the incident bar, respectively. rIðtÞ and eIðtÞ are

Incident bar

Strain gauge

Impact barWI WR

Fig. 1. Energy partitioni

the stress and strain at a certain point (section) of the incidentbar, respectively. T is the wave length in time. Similarly, thereflected energy WR and transmitted energy WT can be determined.The incident energy and reflected energy can be determined by thestrain waves measured from the strain gauges on the incident bar,and the transmitted energy determined from the gauges on thetransmitted bar. The difference between WI �WR and WT is theenergy that is absorbed and consumed by the rock sample [25]. Thisenergy is expressed by WL in the following.

WL ¼ ðWI �WRÞ �WT ð2ÞThe energy WL consists of several parts, as follows:

(1) Surface fracture energy of the main crack that completelyseparates the rock sample. In the case shown in Fig. 1, thisenergy is used to separate the sample into two pieces.

(2) Internal cracking and damage energy of the fragments pro-duced in the fracture process. The branching cracks (or bifur-cation) shown in Fig. 2 are typical internal cracking anddamage. Such branching cracks increase with increasingloading rates in the dynamic fracture tests [25].

(3) Kinetic energy carried by flying fragments that wasobserved, for example, by Zhang et al. [36] during thedynamic rock fracture.

(4) Rotation energy carried by rotating fragments.(5) Heat energy consumed in heating rock, for example in the

tips of cracks.(6) Electromagnetic radiation energy emitted during the frac-

ture of some rocks. For example, electromagnetic radiationwas found in rock bursts and earthquakes [37].

(7) Sound energy used in releasing sound.(8) Other energies such as the energy consumed by friction. In

the SHPB system, the contact between the rock sample andthe bars consumes certain energy due to friction.

Note that in the above description, the energy analysis involvesa whole process starting at the beginning of the striker bar’s impactand ending at the time when the impact is completed and both thereflected wave and the transmitted one are completely recorded. Inother words, the reflected waves from both the left end of the inci-dent bar and the right end of the transmitted bar are not consid-ered in the analysis. Note also that the transmitted energy in theSHPB system corresponds to the seismic or vibration energy as wellas some other forms of energy in rock engineering.

2.1.2. Kinetic energy measured during rock fracture in SHPB systemThe measurements [25] show that the kinetic energy WKE

increases with the speed to of the striker bar, and the relationbetween the ratio WKE=WL and the to is

WKE=WL ¼ ð0:69t0 þ 0:22Þ=100 ð3ÞThis equation indicates that the ratioWKE=WL increases with to.

As the impact speed to is 9.6 m/s (measured in the test), the resultis WKE=WL ¼ 7%. It is assumed that Eq. (3) is valid whento P 10 m/s, then the result becomes WKE=WL ¼ 14% and 28% ifto = 20 m/s and 40 m/s, respectively. Note that in the SHPB system,

Flying fragments after fracture

Transmitted barWT

ng in SHPB system.

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Branching

No.35

Crack tip

Bifu

rcat

ion

Fracture surface

Fig. 2. Cracks within a fragment [25] (The main crack which was pre-cut is the horizontal line ended with the mark ‘‘crack tip” in the lower left side of the picture. Above thefracture surface is the inside of the fragment).

Z. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244 239

if the materials or characteristic impedances of the striker and inci-dent bars are the same, the particle velocity tin of the incident baris equal to tin ¼ to=2, according to elastic wave theory [9,38]. Thus,a burden velocity of 20 m/s in blasting is equivalent to an impactspeed of to = 40 m/s in the SHPB system. Therefore, the kineticenergy WKE is a significantly important factor affecting rock frac-ture, and it should be considered in engineering practice such asrock blasting.

2.1.3. Kinetic energy in slow compression testsDuring a series of Point-load-index tests at the Svea North, one

coal mine of Store Norske Coal Company in Svalbard, the authorobserved the fragments of most sandstone samples flying awayduring slow compression, as shown in Fig. 3. However, when otherweaker rocks such as Bentonite, clay and shale were tested, nofragment was found flying. A total of 79 axial rock samples weretested. Table 1 indicates the test results from 6 sandstone and 4bentonite samples, and Fig. 4 shows the fragments of these 10samples. In Table 1 the Is is the point-load-index and the flight dis-tance indicates the horizontal distance over which a fragment hasflown. It looks that the higher the index value, the greater the flightdistance is. This flight phenomenon is similar to the observation byBergstrom and Sollenberger [23], indicating that this phenomenonis common in slow or nearly static compression to a single sample.Obviously, in the index tests, the flying fragments carry kineticenergy.

2.1.4. Kinetic energy in open pit blastingWhen blasting happens, fragments fly away from their original

places. Usually, the average flight speed of the fragments is deter-mined by measuring the velocity of the free surface or the velocity

Fig. 3. A flying fragment (enclosed by the dashed ellipse) during a point-load-indextest (The picture was cut from a video by an ordinary camera).

of the rock mass between the blastholes and the surface. Thisvelocity is often called burden velocity. For example, the velocityof the rock mass measured in [39] was up to 9.5 m/s; the velocityof the free surface measured in Pyrex glasses was 9–10.2 m/s [40].More detailed measurements were reported in several articles suchas [41–43], as shown in Table 2. It can be found that the maximumburden velocity is 45 m/s, indicating that the kinetic energy carriedby the moving fragments can be great.

2.2. Rotation energy in blasting

During dynamic rock fracture, it was observed that fragmentsnot only flew but also rotated [25]. In rock blasting the same phe-nomenon was also found, as shown in Fig. 5. The pictures in Fig. 5came from a video filmed during a blast. The time after initiationincreases from picture (a) to picture (n) with an unequal intervaltime between two neighbouring pictures. The dashed circles showthe positions of a specific fragment at different times. It can be seenthat this fragment has rotated at least three times according to pic-tures (e), (g) and (k). If the rotation of a fragment is reduced inblasting, a certain portion of rotation energy may be used to pro-duce secondary breakage to the rotating fragment or another.

2.3. Flow chart of energy

On the basis of the aforementioned description, a flow chart forenergy expenditure in rock fracture can be made, as shown inFig. 6. This figure indicates that the initial energy, i.e. the energyWL in Eq. (2), can be divided into three groups. The first group isthe useful energy used in surface fracture and internal cracking;the second group includes the kinetic energy and rotation energycarried by flying and rotating fragments; the third group repre-sents the energies wasted in other forms such as heat, sound,and electromagnetic radiation. Obviously, it is difficult to enhancerock fragmentation by utilizing the third group of energy. How-ever, it is possible to improve fragmentation by using the secondgroup of energies, i.e. the kinetic energy and rotation energy ofmoving fragments. This will be demonstrated in the following.

2.4. Secondary fragmentation of flying fragments

2.4.1. Secondary breakage of single glass spheresBergstrom and Sollenberger [23] carried out the slow compres-

sion of single glass spheres in diameters from 3 to 25 mm, record-ing the energy required to fracture each sphere, and determiningthe size distribution of the fragments produced. Two different

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Table 1Sandstone and bentonite from the roof of a tunnel in Svea North mine (The sandstone contains some clay layers and the bentonite includes sands).

Rock Sample no. Is (MPa) Flight distance (m) Notes

Sandstone S1 7.88 1.2 Thick sampleSandstone S2 8.72 0.4 Thin sampleSandstone S3 6.81 0.1 Very thick sampleSandstone S4 10.51 >0.5 Stopped by wallSandstone S5 9.78 >1.0 Stopped by wallSandstone S6 8.22 0.4Bentonite B1 2.41 0 No flightBentonite B2 2.46 0 No flightBentonite B3 2.04 0 No flightBentonite B4 3.45 0 No flight

S1 S2 S3 S4 S5 S6

B1 B2 B3 B4

Fig. 4. Sandstone samples (S1–S6) and bentonite samples (B1–B4) after testing.

240 Z.X. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244

situations were involved: (i) encasing the glass spheres in gelatinto prevent the fragments from secondary breakage, and (ii) retain-ing the spheres in a steel ring on which the flying fragments couldcollide, resulting in a secondary breakage to the flying fragments.By using high-speed photography, they determined that 45% ofthe input energy resulted in the kinetic energy of the brokenfragments.

In the case of gelatin, the fragments produced by the compres-sive loading are allowed to move but there is no secondary break-age caused by the flying fragments; in the case of steel ring, thefragments can fly and impact on the steel ring. Therefore, the sec-ondary breakage happens, meaning that the kinetic energy of theflying fragments may be used as an additional energy to breakthe fragments again.

The experimental results by Bergstrom and Sollenberger [23]clearly show that for same weight fraction passing, the fragmentsin the case of gelatine are coarser than the fragments in the case

Table 2Burden velocity measured during blasting (Numbers 1 to 11 are from Olsson et al. [42], num[43]. All blasts in the table were fully charged).

Test no. Diameter of borehole (mm) Total holes Charged length per h

1 115 8 222 115 5 173 115 3 16.84 115 8 12.85 64 1 7.26 64 1 7.27 64 1 7.28 64 1 7.29 115 1 1310 115 1 1311 115 1 1312 10 1 0.313 10 1 0.314 10 1 0.315 10 1 0.316 115 2a 8.1–9.217 115 2a 10.5–11.5

Note:a Simultaneous blasting.

of steel ring. The reason is that by breaking the spheres in a steelring, the kinetic energy was partially utilized in the secondarybreakage as the fragments flew to the steel ring, whereas the frag-ments in gelatine could only dissipate their energy as heat or otherforms of energy. In brief, it can be concluded that the kineticenergy carried by flying fragments can be used as an additionalenergy to cause secondary fragmentation.

2.4.2. Crushing and grindingHigh-pressure grinding roll (HPGR) was considered to be a great

potential in improving capacity and reducing energy consumptionin a grinding circuit [27]. Comminution in the HPGR is the result ofthe high inter-particle stresses generated when a bed of solids iscompressed as it moves down the gap between two pressurizedrolls. Such high inter-particle stresses result in a much greaterproportion of fines in comparison to conventional crushing. Evi-dence has emerged on the ability of high-pressure roll grindingin weakening a variety of materials, including tin, cement clinker,dolomite, coal, copper, and gold ores. Although reducing with par-ticle sizes, energy savings in HPGR vary between about 35% and25% if compared to the roll crusher product and between about13% and 8% if compared to the hammer mill product [27]. There-fore, it shows that a significant part of the energy savings in HPGRcan be attributed to the greater proportion of fines produced.

The reasons for the marked difference in the energy savingsbetween the HPGR and the hammer mill could be several buttwo important reasons are loading rate and utilization of kineticenergy. Since the HPGR corresponds to a quasi-static loading whilethe hammer mill does to an impact dynamic loading, the HPGR hashigher energy efficiency than the hammer mill. In terms of the

bers 12 to 15 from Bergmann et al. [41], and numbers 16 and 17 from Wimmer et al.

ole (m) Burden (m) Burden velocity (m/s) Maximum spacing (m)

3 21 33.5 20 33 17 7.33 13 30.52 451.1 25–281.3 22–241.5 20–222.4 19–222.8 18–203.3 6–70.11 32.40.23 15.30.33 4.90.46 1.80.8–0.9 42–45 1.61.5–1.7 16–32 2.0

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(a) (b) (c) (d) (e) (f) (g)

(h) (i) (j) (k) (l) (m) (n)

Fig. 5. Rotating fragments during blasting. In the circles is the same fragment at different times.

Initial energy

Useful energy Wasted energy

Energy that can be utilized

Energy used in surface fracture

and internal cracking

Energy with flying and rotating

fragments

Energy consumed in

heat, sound, and other forms

Energy wasted in motion, rotation, etc

Energy used in secondary

fragmentation

Fig. 6. Flow chart of energy in the process of rock fracture.

Z. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244 241

kinetic energy, the HPGR hinders the flight of ore particles andtheir kinetic energy can be partly used in additional breakage,while the hammer mill allows the particles to fly, resulting inwastage of the kinetic energy.

2.4.3. Secondary fragmentation of falling stonesGiacomini et al. [44] carried out a total of 20 rock fall tests in a

quarry. Two types of stones (boulders) from two quarries weretested, one called Beola with a density of 2630 kg/m3 and the otherSerizzo with a density of 2730 kg/m3. A mechanical crane anchoredon the top of the rock wall was used to lift and release the stones.The falling height of the stones ranged from 10 to 40 m. As a result,19 stones broke as they landed on the ground, while only one stonedid not break. The masses of the stones were from 1.01 to 3.0 t. Inthese tests, the impact or landing velocity of a stone was deter-mined by

t ¼ffiffiffiffiffiffiffiffi2gh

pð4Þ

where g is the acceleration of gravity and h is the falling height. Asfalling heights are 10 and 40 m, the corresponding velocities are14 m/s and 28 m/s, respectively. Note that among 11 stones witha 10 m falling height, 10 stones broke, indicating that it is possiblefor a stone to break when it collides on a rocky surface with a speedhigher than 14 m/s.

2.4.4. Difference in fragmentation between the first row and otherrows

As mentioned in the introduction, many investigators haveobserved that there are more boulders from the first row than from

other rows in either open pit blasts or small scale tests. In addition,Aler et al. [45] found that rock fragmentation was related to thenumber of rows in multi-row blasts, as the blasthole diameter, bur-den and spacing remained constant. Their blasts showed that frag-mentation was better when the number of rows increased, asexpressed by Eq. (5) in the following which is based on their testdata:

Fin ¼ 0:67N0:61f ð5Þ

where Fin is the fragmentation index and Nf the number of rows in ablast. A higher fragmentation index represents better fragmenta-tion, i.e. smaller fragments.

One of main reasons is that the fragments from the first row canfreely fly away. This free flight makes the kinetic energy mostlywasted, since the kinetic energy carried by the flying fragmentscontributes nothing to fragmentation, provided that they are notfragmented again when they land on the ground. However, if sucha free flight is stopped and some of the kinetic energy is trans-formed into effective energy to cause secondary fragmentation,the boulders can be reduced. To reduce or stop the free flight, thedistance between the face of the bench to be blasted and the muckpile in front of the bench is to be reduced. Because such a distance(often in the upper part of a bench) decreases with the increasingnumber of the rows in a multi-row blast, the fragmentationbecomes better (greater index) when the number of the rows inthe blast increases.

3. Methods to utilize secondary fragmentation in miningoperations

3.1. Kinetic energy in different surfaces

A simple model, as shown in Fig. 7, is used to discuss two cases,the free surface (a) and the partly free surface (b). In case (a), whenblasting happens a fragment is produced and it freely moves for-ward with velocity tb. The kinetic energy carried by the fragment is

Ekf ¼ 12mft2b ð6Þ

where mf is the mass of the fragment. Because nothing, excludingair, in front of the fragment can stop the movement of the fragment,it can freely fly. Finally, the fragment will rest on the ground. Due togravity and air resistance, the flight of the fragment is limited to acertain distance. In addition, since the ground in open pit mines

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Unblasted rock

Unblasted rock

Collision of two fragments

Moving fragment from blastingGround

GroundMoving fragment from blasting

Fragment rests on ground

After collision

Fragment left from previous blast

(a)

(b)

Fig. 7. Comparison of free surface (a) and partly free surface (b).

242 Z.X. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244

or quarries is often not hard as an undamaged rock surface, butmixed with various sizes of fragments, some kinetic energy carriedby the fragments must be consumed in penetrating into the ground.All in all, the kinetic energy carried by the flying fragments is sel-dom utilized in further fragmentation in case (a).

In case (b), the fragment newly produced by blasting cannotfreely fly since the fragment left from previous blast stops its flightas shown in Fig. 7b. Assume that the fragment produced by theblasting in case (b) has the same mass and same velocity as thatin case (a), then the kinetic energy carried by the fragment mustalso be the same as the kinetic energy in case (a) indicated byEq. (6). Thus, when the fragment in case (b) moves with velocitytb, it is stopped by the fragment left from previous blast. In otherwords, a collision happens between the two fragments. Due tosuch a collision, the kinetic energy of the flying fragment is at leastpartly transformed into an effective energy to cause secondaryfragmentation. As described previously, the measured burdenvelocity, i.e. the tb in Fig. 7, varies from 10 m/s to 45 m/s, meaningthat the kinetic energy carried by the fragment from blasting isstrong enough to cause secondary fragmentation, as shown inFig. 7b.

3.2. Measures for utilizing kinetic energy in open pit mines andquarries

According to the above description, we may utilize the kineticenergy in open pit blasting by stopping the flight of the fragmentsfrom the first row. Similarly, the rotation energy carried by therotating fragments can be also utilized. To utilize the kinetic energyas well as the rotation energy, the easiest and cheapest way is to

Free surface

Partly free surface

Remained fragments

First row of blast holes

H

Fig. 8. Bench face partly contacted by the fragments left in the previous blast.

leave some fragments from the previous blast, as shown in Fig. 8.The remained fragments in the figure represent the fragments leftby the previous blast. When loading to the muck pile of the previ-ous blast stops, the fragments will stand still at an angle br whichmay be called the angle of repose.

3.3. Measures for utilizing kinetic energy in underground mining

In undergroundmining, especially sublevel caving (SLC) mining,when mining activity is performed beneath hanging wall that isinclined, as shown in Fig. 9, there are two methods used in presentSLC mining. The first method is to load out as much ore as possibleafter each blast and leave an empty space below the hanging wall,as shown in Fig. 9. The second method is to extract out only a smallpart of the ore fragments and let the rest be remained, as shown inFig. 10. Which method is better? There is no study which cananswer this question. In the following we will make a simple anal-ysis to answer the question.

The blasting in the first method is similar to that of the first rowin open pit mines when the front face of the first row is completelyfree and nothing stands in front of this row. In this case, as anal-ysed previously, the fragments (from ring R1 in Fig. 9) during blast-ing will fly until they rest on the ground (drift floor). The flyingfragments carry kinetic energy and part of the kinetic energy isconsumed in overcoming the air resistance. Since the front faceof a SLC ring is a very large area, the air resistance to the movementof the whole burden is not negligible. Thus, the flight of the frag-ments will be slowed down by the resistance. Accordingly, muchkinetic energy will be wasted in overcoming this air resistance.As a result, the possibility of secondary fragmentation is reduced.

Drift

Drift

Drift

Rings

Foot wall

Ore bodyEmpty room

Empty room

Hanging wall

R1R2 R3

Fig. 9. Blasting with completely free surface and empty room in SLC mining.

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Drift

Drift

DriftFoot wall

Ore body

Rings

Moving fragments

Ore left from previous rings

Blasting ring

Hanging wall

Interface

Interface

RR

1 R23

Fig. 10. Blasting with partly free surface in SLC mining.

Z. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244 243

On the contrary, in the second method, since the fragmentsfrom previous rings are left in front of the ring to be blasted, theboundary between the front face of the ring (R1 in Fig. 10) to beblasted and the remained fragments is a partly free surface. Thismakes the fragments from blasting directly collide on theremained fragments, making the secondary fragmentation of thefragments possible. The second method has another advantageover the first one: a sudden collapse of the hanging wall over thespace room can be reduced or delayed. In consequence, a seismicevent may be avoided, or its magnitude may be reduced. In brief,the second method should be used in mining production ratherthan the first one.

4. Discussion

4.1. Interface between new front face and remained muck pile

In SLC mining, after the extraction of a production ring is com-pleted, next ring will be charged and blasted. Fig. 11 shows thattwo rings have finished extraction and the following rings arebeing charged. In general, when ore extraction in a ring is finished,waste rocks (often together with ore left) can still flow down to thedraw point until the angle of repose is reached (see Fig. 8), if noboulders block up the draw point, as shown in Fig. 11a. Otherwise,when boulders block up the draw point, no waste rocks can flowdown, excluding the fines that may flow through the gaps betweenbig fragments. In the first case, as shown in Fig. 11a, the interfacebetween the waste rock in front of the ring to be blasted and thefront face of the ring in question is very similar to a free surface.In the second case, as shown in Fig. 11b, the draw point is blockedby boulders or big fragments, indicating that the interface isprobably occupied by big fragments since small fragments,especially fines, can still flow down. Considering that the bouldersand the interface are mostly in a point-contact condition, theinterface in the second case is similar to a partly free surface. Inother words, the interface in both cases can be basically taken asa discontinuous gap as indicated in Fig. 10.

(a)

Fig. 11. Two SLC rings in explosive charging operation (a) Some waste rock with ore fragthe draw point.

The formation of such a gap surrounding the interface is mainlydue to the blasting that suddenly releases a huge amount of deto-nation energy. This makes the burden rock move forward andresult in the gap. This has been confirmed by two investigationsin sublevel caving mining, one from Power [46] who reported thegap (opening) was up to 1.5 m wide in the upper part of a SLC ringand the other from Wimmer et al. [43] who observed a voidbetween the plane on which two simultaneously-initiated blast-holes were located and the blasted material (or muck pile). Wim-mer et al. also found that the blasted material was moved about1.2–1.6 m in the upper part of the drift. In their tests, the front faceof the blast was fully filled by fragments, which is similar to the sit-uation in an SLC ring blasting. Similarly, small scale tests indicatedthat after blasting there was an air gap between the new benchface and the muck pile from the blasted burden [47]. In otherwords, the new bench face is a partly free surface. In open pit pro-duction blasts, the upper part of new bench face is often found free.It can be guessed that the lower part of new bench face could bepartly free, according to the above description. In a brief summary,the interface between the previous muck pile and the front face ofthe ring or row to be blasted is a partly free surface in either openpit or SLC blasting. Such an interface provides a good condition forthe collision between flying fragments and the remained frag-ments or muck pile.

4.2. Examples for partly covered surface in open pit blasting

In order to reduce fly rocks, Olofsson [29] suggested that a 1/3of height of bench face should be covered by the fragments so asto absorb some energy from blasting. Brent et al. [48] introduceda new blast method called ultra-high intensity blasting (UHIB)with the buffer to the bench face. Their field trial was carried outat large copper mine Andina in Chile. The result indicated that anincrease of 7% in the percentage of fines (less than 25 mm) enteringthe mill was measured from the UHIB blasting. The major reasonfor the better fragmentation could be the high powder factor, butit could not exclude the contribution from the buffer that madepart of the kinetic energy carried by the fragments used in sec-ondary fragmentation, as described previously.

The condition of the interface between the buffer such as amuck pile and the bench face (or the face of an SLC ring) decideswhether secondary fragmentation could happen or not. For a nor-mal production blast either in an SLC ring or in an open pit blast,the interface is to a great extent like a free or partly free surface.In this case, the collision between the flying fragments and themuck pile or buffer happens and some of the kinetic energy carriedby the fragments can be used in the secondary fragmentation tothem. However, if the interface is fully and even tightlycovered by the material, particularly confined by some othercontinuum materials, the situation will be different from that innormal SLC or open pit production blasts. Accordingly, secondary

(b)

ments still flow down during charging operation and (b) Waste rock boulders block

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244 Z.X. Zhang / International Journal of Mining Science and Technology 27 (2017) 237–244

fragmentation may not happen. This can be analysed by usingstress wave theory.

5. Conclusions

In rock fracture process, the kinetic energy carried by the frag-ments is an important component of the total input energy, and itincreases with increasing loading rates. According to dynamictests, it is estimated that in blasting, the kinetic energy can be upto 28% of the total input energy if burden speed is 20 m/s.

Different types of experiments have shown that secondarybreakage to flying fragments is possible. Therefore, the kineticenergy carried by a flying fragment can be utilized in its secondarybreakage so as to increase the energy efficiency and improvefragmentation.

In open pit blasting, to utilize the kinetic energy and improvefragmentation, part of muck pile from previous blast should be leftin front of new bench face. In this case, when next blast happens,the fragments from the first row will collide with the muck pile leftfrom the previous blast. Similarly, in sublevel caving, an emptyroom should be avoided in front of a production ring.

Acknowledgments

The point load index tests were done in Svea mine with the helpfrom Tomas Warnqvist, Ayk Schindewolf, Turid Haugen and Tho-mas Skotte. The author is grateful to the anonymous reviewersfor their valuable comments and suggestions on the manuscript.

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