isin: ie00b4bnmy34 03-feb-21 investment company report acn
TRANSCRIPT
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 1 of 571
ACCENTURE PLC
Security: G1151C101
Ticker: ACN
ISIN: IE00B4BNMY34
Meeting Type: Annual
03-Feb-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935318128
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Appointment of Director: Jaime Ardila
For ForMgmt1B. Appointment of Director: Herbert Hainer
For ForMgmt1C. Appointment of Director: Nancy McKinstry
For ForMgmt1D. Appointment of Director: Beth E. Mooney
For ForMgmt1E. Appointment of Director: Gilles C. Pélisson
For ForMgmt1F. Appointment of Director: Paula A. Price
For ForMgmt1G. Appointment of Director: Venkata (Murthy)Renduchintala
For ForMgmt1H. Appointment of Director: David Rowland
For ForMgmt1I. Appointment of Director: Arun Sarin
For ForMgmt1J. Appointment of Director: Julie Sweet
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 2 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Appointment of Director: Frank K. Tang
For ForMgmt1L. Appointment of Director: Tracey T. Travis
For ForMgmt2. To approve, in a non-binding vote, thecompensation of our named executiveofficers.
For ForMgmt3. To ratify, in a non-binding vote, theappointment of KPMG LLP ("KPMG") asindependent auditors of Accenture and toauthorize, in a binding vote, the AuditCommittee of the Board of Directors todetermine KPMG's remuneration.
For ForMgmt4. To grant the Board of Directors the authorityto issue shares under Irish law.
For ForMgmt5. To grant the Board of Directors the authorityto opt-out of pre-emption rights under Irishlaw.
For ForMgmt6. To determine the price range at whichAccenture can re-allot shares that it acquiresas treasury shares under Irish law.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 3 of 571
AIA GROUP LTD
Security: Y002A1105
Ticker:
ISIN: HK0000069689
Meeting Type: AGM
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713839073
Loomis Sayles Global Allocation Fund
Non-VotingCMMT PLEASE NOTE THAT THE COMPANYNOTICE AND PROXY FORM AREAVAILABLE BY CLICKING ON THE URLLINKS:https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040800938.pdf ANDhttps://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040800946.pdf
Non-VotingCMMT PLEASE NOTE IN THE HONG KONGMARKET THAT A VOTE OF 'ABSTAIN' WILLBE TREATED THE SAME AS A 'TAKE NOACTION' VOTE
For ForMgmt1 TO RECEIVE THE AUDITEDCONSOLIDATED FINANCIAL STATEMENTSOF THE COMPANY, THE REPORT OF THEDIRECTORS AND THE INDEPENDENTAUDITOR'S REPORT FOR THE YEARENDED 31 DECEMBER 2020
For ForMgmt2 TO DECLARE A FINAL DIVIDEND OF 100.30HONG KONG CENTS PER SHARE FORTHE YEAR ENDED 31 DECEMBER 2020
For ForMgmt3 TO RE-ELECT MR. LEE YUAN SIONG ASEXECUTIVE DIRECTOR OF THE COMPANY
For ForMgmt4 TO RE-ELECT MR. CHUNG-KONG CHOWAS INDEPENDENT NON-EXECUTIVEDIRECTOR OF THE COMPANY
1299
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 4 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt5 TO RE-ELECT MR. JOHN BARRIEHARRISON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
For ForMgmt6 TO RE-ELECT PROFESSOR LAWRENCEJUEN-YEE LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
For ForMgmt7 TO RE-ELECT MR. CESAR VELASQUEZPURISIMA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
For ForMgmt8 TO RE-APPOINTPRICEWATERHOUSECOOPERS ASAUDITOR OF THE COMPANY AND TOAUTHORISE THE BOARD OF DIRECTORSOF THE COMPANY TO FIX ITSREMUNERATION
For ForMgmt9.A TO GRANT A GENERAL MANDATE TO THEDIRECTORS TO ALLOT, ISSUE AND DEALWITH ADDITIONAL SHARES OF THECOMPANY, NOT EXCEEDING 10 PER CENTOF THE NUMBER OF SHARES OF THECOMPANY IN ISSUE AS AT THE DATE OFTHIS RESOLUTION, AND THE DISCOUNTFOR ANY SHARES TO BE ISSUED SHALLNOT EXCEED 10 PER CENT TO THEBENCHMARKED PRICE
For ForMgmt9.B TO GRANT A GENERAL MANDATE TO THEDIRECTORS TO BUY BACK SHARES OFTHE COMPANY, NOT EXCEEDING 10 PERCENT OF THE NUMBER OF SHARES OFTHE COMPANY IN ISSUE AS AT THE DATEOF THIS RESOLUTION
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 5 of 571
AIRBNB INC
Security: 009066101
Ticker: ABNB
ISIN: US0090661010
Meeting Type: Annual
22-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935427004
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Angela Ahrendts For ForMgmt
2 Brian Chesky For ForMgmt
3 Kenneth Chenault For ForMgmt
For ForMgmt2. To ratify the appointment ofPricewaterhouseCoopers LLP as ourindependent registered public accounting firmfor the fiscal year ending December 31, 2021.
For ForMgmt3. To approve, on an advisory (non-binding)basis, the compensation of our namedexecutive officers ("Say-on-Pay Vote").
1 Year ForMgmt4. To approve, on an advisory (non-binding)basis, the frequency of future Say-on-PayVotes.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 6 of 571
ALIBABA GROUP HOLDING LIMITED
Security: 01609W102
Ticker: BABA
ISIN: US01609W1027
Meeting Type: Annual
30-Sep-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935265086
Loomis Sayles Global Allocation Fund
For ForMgmt1. Amend and restate the Company'sMemorandum and Articles of Association toexpressly permit completely virtualshareholders' meetings and reflect suchupdates as are detailed in the proxystatement and set forth in Exhibit A thereto.
Against AgainstMgmt2.1 Election of Director: MAGGIE WEI WU (Toserve for a three year term or until suchdirector's successor is elected or appointedand duly qualified).
For ForMgmt2.2 Election of Director: KABIR MISRA (To servefor a three year term or until such director'ssuccessor is elected or appointed and dulyqualified).
For ForMgmt2.3 Election of Director: WALTER TEH MINGKWAUK (To serve for a three year term oruntil such director's successor is elected orappointed and duly qualified).
For ForMgmt3. Ratify the appointment ofPricewaterhouseCoopers as the independentregistered public accounting firm of theCompany for the fiscal year ending March 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 7 of 571
ALPHABET INC.
Security: 02079K305
Ticker: GOOGL
ISIN: US02079K3059
Meeting Type: Annual
02-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935406264
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Larry Page
For ForMgmt1B. Election of Director: Sergey Brin
For ForMgmt1C. Election of Director: Sundar Pichai
For ForMgmt1D. Election of Director: John L. Hennessy
For ForMgmt1E. Election of Director: Frances H. Arnold
For ForMgmt1F. Election of Director: L. John Doerr
For ForMgmt1G. Election of Director: Roger W. Ferguson Jr.
For ForMgmt1H. Election of Director: Ann Mather
For ForMgmt1I. Election of Director: Alan R. Mulally
For ForMgmt1J. Election of Director: K. Ram Shriram
For ForMgmt1K. Election of Director: Robin L. Washington
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 8 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the appointment of Ernst &Young LLP as Alphabet's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
For ForMgmt3. Approval of Alphabet's 2021 Stock Plan.
Against ForShr4. A stockholder proposal regarding equalshareholder voting, if properly presented atthe meeting.
Against ForShr5. A stockholder proposal regarding thenomination of human rights and/or civil rightsexpert to the board, if properly presented atthe meeting.
Against ForShr6. A stockholder proposal regarding a report onsustainability metrics, if properly presented atthe meeting.
Against ForShr7. A stockholder proposal regarding a report ontakedown requests, if properly presented atthe meeting.
Against ForShr8. A stockholder proposal regarding a report onwhistleblower policies and practices, ifproperly presented at the meeting.
Against ForShr9. A stockholder proposal regarding a report oncharitable contributions, if properly presentedat the meeting.
Against ForShr10. A stockholder proposal regarding a report onrisks related to anticompetitive practices, ifproperly presented at the meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 9 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against ForShr11. A stockholder proposal regarding a transitionto a public benefit corporation, if properlypresented at the meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 10 of 571
AMAZON.COM, INC.
Security: 023135106
Ticker: AMZN
ISIN: US0231351067
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935397592
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Jeffrey P. Bezos
For ForMgmt1B. Election of Director: Keith B. Alexander
For ForMgmt1C. Election of Director: Jamie S. Gorelick
For ForMgmt1D. Election of Director: Daniel P. Huttenlocher
For ForMgmt1E. Election of Director: Judith A. McGrath
For ForMgmt1F. Election of Director: Indra K. Nooyi
For ForMgmt1G. Election of Director: Jonathan J. Rubinstein
For ForMgmt1H. Election of Director: Thomas O. Ryder
For ForMgmt1I. Election of Director: Patricia Q. Stonesifer
For ForMgmt1J. Election of Director: Wendell P. Weeks
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 11 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. RATIFICATION OF THE APPOINTMENT OFERNST & YOUNG LLP AS INDEPENDENTAUDITORS.
For ForMgmt3. ADVISORY VOTE TO APPROVEEXECUTIVE COMPENSATION.
Against ForShr4. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON CUSTOMER DUEDILIGENCE.
For AgainstShr5. SHAREHOLDER PROPOSAL REQUESTINGA MANDATORY INDEPENDENT BOARDCHAIR POLICY.
Against ForShr6. SHAREHOLDER PROPOSAL REQUESTINGADDITIONAL REPORTING ONGENDER/RACIAL PAY.
For AgainstShr7. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON PROMOTION DATA.
Against ForShr8. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON PACKAGING MATERIALS.
For AgainstShr9. SHAREHOLDER PROPOSAL REQUESTINGA DIVERSITY AND EQUITY AUDIT REPORT.
Against ForShr10. SHAREHOLDER PROPOSAL REQUESTINGAN ALTERNATIVE DIRECTOR CANDIDATEPOLICY.
Against ForShr11. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON COMPETITION STRATEGYAND RISK.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 12 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For AgainstShr12. SHAREHOLDER PROPOSAL REQUESTINGAN ADDITIONAL REDUCTION INTHRESHOLD FOR CALLING SPECIALSHAREHOLDER MEETINGS.
Against ForShr13. SHAREHOLDER PROPOSAL REQUESTINGADDITIONAL REPORTING ON LOBBYING.
Against ForShr14. SHAREHOLDER PROPOSAL REQUESTINGA REPORT ON CUSTOMER USE OFCERTAIN TECHNOLOGIES.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 13 of 571
ASML HOLDING NV
Security: N07059202
Ticker:
ISIN: NL0010273215
Meeting Type: AGM
29-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713687234
Loomis Sayles Global Allocation Fund
Non-VotingCMMT PLEASE NOTE THAT BENEFICIAL OWNERDETAILS IS REQUIRED FOR THISMEETING. IF NO BENEFICIAL OWNERDETAILS IS PROVIDED, YOURINSTRUCTION MAY BE REJECTED. THANKYOU.
Non-VotingCMMT PLEASE NOTE THAT SHAREHOLDERDETAILS ARE REQUIRED TO VOTE ATTHIS MEETING. IF NO SHAREHOLDERDETAILS ARE PROVIDED, YOURINSTRUCTION MAY CARRY AHEIGHTENED RISK OF BEING REJECTED.THANK YOU
Non-Voting1. OPENING
Non-Voting2. OVERVIEW OF THE COMPANY'SBUSINESS, FINANCIAL SITUATION ANDSUSTAINABILITY
Non-Voting3. FINANCIAL STATEMENTS, RESULTS ANDDIVIDEND
Against AgainstMgmt3.a ADVISORY VOTE ON THEREMUNERATION REPORT FOR THEBOARD OF MANAGEMENT AND THESUPERVISORY BOARD FOR THEFINANCIAL YEAR 2020
ASML
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 14 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3.b PROPOSAL TO ADOPT THE FINANCIALSTATEMENTS OF THE COMPANY FOR THEFINANCIAL YEAR 2020, AS PREPARED INACCORDANCE WITH DUTCH LAW
Non-Voting3.c CLARIFICATION OF THE COMPANY'SRESERVES AND DIVIDEND POLICY
For ForMgmt3.d PROPOSAL TO ADOPT A DIVIDEND INRESPECT OF THE FINANCIAL YEAR 2020:EUR 2.75 PER SHARE
Non-Voting4 DISCHARGE
For ForMgmt4.a PROPOSAL TO DISCHARGE THEMEMBERS OF THE BOARD OFMANAGEMENT FROM LIABILITY FORTHEIR RESPONSIBILITIES IN THEFINANCIAL YEAR 2020
For ForMgmt4.b PROPOSAL TO DISCHARGE THEMEMBERS OF THE SUPERVISORY BOARDFROM LIABILITY FOR THEIRRESPONSIBILITIES IN THE FINANCIALYEAR 2020
For ForMgmt5. PROPOSAL TO APPROVE THE NUMBEROF SHARES FOR THE BOARD OFMANAGEMENT
For ForMgmt6. PROPOSAL TO ADOPT CERTAINADJUSTMENTS TO THE REMUNERATIONPOLICY FOR THE BOARD OFMANAGEMENT
For ForMgmt7. PROPOSAL TO ADOPT CERTAINADJUSTMENTS TO THE REMUNERATIONPOLICY FOR THE SUPERVISORY BOARD
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 15 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Non-Voting8. COMPOSITION OF THE BOARD OFMANAGEMENT
Non-Voting9. COMPOSITION OF THE SUPERVISORYBOARD
For ForMgmt9.a PROPOSAL TO APPOINT MS. B. CONIX ASA MEMBER OF THE SUPERVISORYBOARD
Non-Voting9.b COMPOSITION OF THE SUPERVISORYBOARD IN 2022
For ForMgmt10. PROPOSAL TO APPOINT KPMGACCOUNTANTS N.V. AS EXTERNALAUDITOR FOR THE REPORTING YEAR2022: KPMG Accountants N.V.
Non-Voting11. PROPOSALS TO AUTHORIZE THE BOARDOF MANAGEMENT TO ISSUE ORDINARYSHARES OR GRANT RIGHTS TOSUBSCRIBE FOR ORDINARY SHARES, ASWELL AS TO RESTRICT OR EXCLUDE THEPRE-EMPTION RIGHTS ACCRUING TOSHAREHOLDERS
For ForMgmt11.a AUTHORIZATION TO ISSUE ORDINARYSHARES OR GRANT RIGHTS TOSUBSCRIBE FOR ORDINARY SHARES UPTO 5% FOR GENERAL PURPOSES
For ForMgmt11.b AUTHORIZATION OF THE BOARD OFMANAGEMENT TO RESTRICT OREXCLUDE PRE-EMPTION RIGHTS INCONNECTION WITH AGENDA ITEM 11 A)
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 16 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt11.c AUTHORIZATION TO ISSUE ORDINARYSHARES OR GRANT RIGHTS TOSUBSCRIBE FOR ORDINARY SHARES UPTO 5% IN CONNECTION WITH OR ON THEOCCASION OF MERGERS, ACQUISITIONSAND/OR (STRATEGIC) ALLIANCES
For ForMgmt11.d AUTHORIZATION OF THE BOARD OFMANAGEMENT TO RESTRICT OREXCLUDE PRE-EMPTION RIGHTS INCONNECTION WITH AGENDA ITEM 11 C)
Non-Voting12. PROPOSALS TO AUTHORIZE THE BOARDOF MANAGEMENT TO REPURCHASEORDINARY SHARES UP TO 20% OF THEISSUED SHARE CAPITAL
For ForMgmt12.a AUTHORIZATION TO REPURCHASEORDINARY SHARES UP TO 10% OF THEISSUED SHARE CAPITAL
For ForMgmt12.b AUTHORIZATION TO REPURCHASEADDITIONAL ORDINARY SHARES UP TO10% OF THE ISSUED SHARE CAPITAL
For ForMgmt13. PROPOSAL TO CANCEL ORDINARYSHARES
Non-Voting14. ANY OTHER BUSINESS
Non-Voting15. CLOSING
Non-VotingCMMT INTERMEDIARY CLIENTS ONLY - PLEASENOTE THAT IF YOU ARE CLASSIFIED ASAN INTERMEDIARY CLIENT UNDER THESHAREHOLDER RIGHTS DIRECTIVE II,YOU SHOULD BE PROVIDING THEUNDERLYING SHAREHOLDERINFORMATION AT THE VOTEINSTRUCTION LEVEL. IF YOU AREUNSURE ON HOW TO PROVIDE THIS
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 17 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
LEVEL OF DATA TO BROADRIDGEOUTSIDE OF PROXYEDGE, PLEASESPEAK TO YOUR DEDICATED CLIENTSERVICE REPRESENTATIVE FORASSISTANCE. THANK YOU
Non-VotingCMMT 30 MAR 2021: PLEASE NOTE THAT THIS ISA REVISION DUE TO MODIFICATION OFTEXT IN RESOLUTION 3.D, 10 ANDCHANGE IN NUMBERING OF ALLRESOLUTIONS.. IF YOU HAVE ALREADYSENT IN YOUR VOTES, PLEASE DO NOTVOTE AGAIN UNLESS YOU DECIDE TOAMEND YOUR ORIGINAL INSTRUCTIONS.THANK YOU.
Non-VotingCMMT 30 MAr 2021: Deletion of comment
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 18 of 571
ATLAS COPCO AB
Security: W1R924161
Ticker:
ISIN: SE0011166610
Meeting Type: EGM
26-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713277538
Loomis Sayles Global Allocation Fund
Non-VotingCMMT AN ABSTAIN VOTE CAN HAVE THE SAMEEFFECT AS AN AGAINST VOTE IF THEMEETING REQUIRES APPROVAL FROMTHE MAJORITY OF PARTICIPANTS TOPASS A RESOLUTION
Non-VotingCMMT MARKET RULES REQUIRE DISCLOSUREOF BENEFICIAL OWNER INFORMATIONFOR ALL VOTED ACCOUNTS. IF ANACCOUNT HAS MULTIPLE BENEFICIALOWNERS, YOU WILL NEED TO PROVIDETHE BREAKDOWN OF EACH BENEFICIALOWNER NAME, ADDRESS AND SHAREPOSITION TO YOUR CLIENT SERVICEREPRESENTATIVE. THIS INFORMATION ISREQUIRED IN ORDER FOR YOUR VOTETO BE LODGED
Non-VotingCMMT IMPORTANT MARKET PROCESSINGREQUIREMENT: A BENEFICIAL OWNERSIGNED POWER OF ATTORNEY (POA) ISREQUIRED IN ORDER TO LODGE ANDEXECUTE YOUR VOTING INSTRUCTIONSIN THIS MARKET. ABSENCE OF A POA,MAY CAUSE YOUR INSTRUCTIONS TO BEREJECTED. IF YOU HAVE ANYQUESTIONS, PLEASE CONTACT YOURCLIENT SERVICE REPRESENTATIVE
Non-VotingCMMT PLEASE NOTE THAT SHAREHOLDERDETAILS ARE REQUIRED TO VOTE ATTHIS MEETING. IF NO SHAREHOLDERDETAILS ARE PROVIDED, YOURINSTRUCTION MAY CARRY AHEIGHTENED RISK OF BEING REJECTED.THANK YOU
ATCO.A
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 19 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Mgmt1 ELECTION OF CHAIR FOR THE MEETING:HANS STRABERG
Mgmt2 PREPARATION AND APPROVAL OF THEVOTING LIST
Mgmt3 APPROVAL OF THE AGENDA
Mgmt4 ELECTION OF ONE PERSON, THEADJUSTER, TO APPROVE THE MINUTESTOGETHER WITH THE CHAIR
Mgmt5 DETERMINATION WHETHER THEMEETING HAS BEEN PROPERLYCONVENED
For ForMgmt6 RESOLUTION ON DIVIDEND AND RECORDDATE: AS A CONSEQUENCE OF THEUNCERTAINTY CAUSED BY COVID-19, ITWAS DECIDED AT ATLAS COPCO' S AGMON APRIL 23, 2020, ON A DIVIDEND OFSEK 3.50 PER SHARE
For ForMgmt7 RESOLUTION ON AMENDMENT OF THEARTICLES OF ASSOCIATION
Non-Voting8 CONCLUSION OF THE MEETING
For For
ForFor
For For
For For
For For
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 20 of 571
ATLAS COPCO AB
Security: W1R924161
Ticker:
ISIN: SE0011166610
Meeting Type: AGM
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713724931
Loomis Sayles Global Allocation Fund
Non-VotingCMMT AN ABSTAIN VOTE CAN HAVE THE SAMEEFFECT AS AN AGAINST VOTE IF THEMEETING REQUIRES APPROVAL FROMTHE MAJORITY OF PARTICIPANTS TOPASS A RESOLUTION
Non-VotingCMMT MARKET RULES REQUIRE DISCLOSUREOF BENEFICIAL OWNER INFORMATIONFOR ALL VOTED ACCOUNTS. IF ANACCOUNT HAS MULTIPLE BENEFICIALOWNERS, YOU WILL NEED TO PROVIDETHE BREAKDOWN OF EACH BENEFICIALOWNER NAME, ADDRESS AND SHAREPOSITION TO YOUR CLIENT SERVICEREPRESENTATIVE. THIS INFORMATION ISREQUIRED IN ORDER FOR YOUR VOTETO BE LODGED
Non-VotingCMMT IMPORTANT MARKET PROCESSINGREQUIREMENT: A BENEFICIAL OWNERSIGNED POWER OF ATTORNEY (POA) ISREQUIRED IN ORDER TO LODGE ANDEXECUTE YOUR VOTING INSTRUCTIONSIN THIS MARKET. ABSENCE OF A POA,MAY CAUSE YOUR INSTRUCTIONS TO BEREJECTED. IF YOU HAVE ANYQUESTIONS, PLEASE CONTACT YOURCLIENT SERVICE REPRESENTATIVE
Non-VotingCMMT PLEASE NOTE THAT SHAREHOLDERDETAILS ARE REQUIRED TO VOTE ATTHIS MEETING. IF NO SHAREHOLDERDETAILS ARE PROVIDED, YOURINSTRUCTION MAY CARRY AHEIGHTENED RISK OF BEING REJECTED.THANK YOU
ATCO.A
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 21 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Non-VotingCMMT PLEASE NOTE THAT THIS IS ANAMENDMENT TO MEETING ID 535275 DUETO RECEIPT OF UPDATED AGENDA. ALLVOTES RECEIVED ON THE PREVIOUSMEETING WILL BE DISREGARDED ANDYOU WILL NEED TO REINSTRUCT ONTHIS MEETING NOTICE. THANK YOU
Non-VotingCMMT INTERMEDIARY CLIENTS ONLY - PLEASENOTE THAT IF YOU ARE CLASSIFIED ASAN INTERMEDIARY CLIENT UNDER THESHAREHOLDER RIGHTS DIRECTIVE II,YOU SHOULD BE PROVIDING THEUNDERLYING SHAREHOLDERINFORMATION AT THE VOTEINSTRUCTION LEVEL. IF YOU AREUNSURE ON HOW TO PROVIDE THISLEVEL OF DATA TO BROADRIDGEOUTSIDE OF PROXYEDGE, PLEASESPEAK TO YOUR DEDICATED CLIENTSERVICE REPRESENTATIVE FORASSISTANCE. THANK YOU
Mgmt1 OPENING OF MEETING; ELECTCHAIRMAN OF MEETING
Mgmt2 PREPARE AND APPROVE LIST OFSHAREHOLDERS
Mgmt3 APPROVE AGENDA OF MEETING
Mgmt4 DESIGNATE INSPECTOR(S) OF MINUTESOF MEETING
Mgmt5 ACKNOWLEDGE PROPER CONVENING OFMEETING
Non-Voting6 RECEIVE FINANCIAL STATEMENTS ANDSTATUTORY REPORTS
For
For
For
For
For
For
For
For
For
For
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 22 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt7.A ACCEPT FINANCIAL STATEMENTS ANDSTATUTORY REPORTS
For ForMgmt7.B.1 APPROVE DISCHARGE OF STAFFANBOHMAN
For ForMgmt7.B.2 APPROVE DISCHARGE OF TINADONIKOWSKI
For ForMgmt7.B.3 APPROVE DISCHARGE OF JOHANFORSSELL
For ForMgmt7.B.4 APPROVE DISCHARGE OF ANNAOHLSSON-LEIJON
For ForMgmt7.B.5 APPROVE DISCHARGE OF MATSRAHMSTROM
For ForMgmt7.B.6 APPROVE DISCHARGE OF GORDONRISKE
For ForMgmt7.B.7 APPROVE DISCHARGE OF HANSSTRABERG
For ForMgmt7.B.8 APPROVE DISCHARGE OF PETERWALLENBERG JR
For ForMgmt7.B.9 APPROVE DISCHARGE OF SABINE NEUSS
For ForMgmt7.B10 APPROVE DISCHARGE OF MIKAELBERGSTEDT
For ForMgmt7.B11 APPROVE DISCHARGE OF BENNYLARSSON
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 23 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt7.B12 APPROVE DISCHARGE OF PRESIDENTMATS RAHMSTROM
For ForMgmt7.C APPROVE ALLOCATION OF INCOME ANDDIVIDENDS OF SEK 7.30 PER SHARE
For ForMgmt7.D APPROVE RECORD DATE FOR DIVIDENDPAYMENT
For ForMgmt8.A DETERMINE NUMBER OF MEMBERS (8)AND DEPUTY MEMBERS OF BOARD (0)
For ForMgmt8.B DETERMINE NUMBER OF AUDITORS (1)AND DEPUTY AUDITORS (0)
Non-Voting9.A ELECTION OF BOARD MEMBERS
For ForMgmt9.A.1 REELECT STAFFAN BOHMAN ASDIRECTOR
For ForMgmt9.A.2 REELECT TINA DONIKOWSKI ASDIRECTOR
For ForMgmt9.A.3 REELECT JOHAN FORSSELL ASDIRECTOR
For ForMgmt9.A.4 REELECT ANNA OHLSSON-LEIJON ASDIRECTOR
For ForMgmt9.A.5 REELECT MATS RAHMSTROM ASDIRECTOR
For ForMgmt9.A.6 REELECT GORDON RISKE AS DIRECTOR
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 24 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt9.A.7 REELECT HANS STRABERG ASDIRECTOR
For ForMgmt9.A.8 REELECT PETER WALLENBERG JR ASDIRECTOR
For ForMgmt9.B REELECT HANS STRABERG AS BOARDCHAIRMAN
For ForMgmt9.C RATIFY ERNST & YOUNG AS AUDITORS
For ForMgmt10.A APPROVE REMUNERATION OFDIRECTORS IN THE AMOUNT OF SEK 2.6MILLION TO CHAIR AND SEK 825,000 TOOTHER DIRECTORS; APPROVEREMUNERATION FOR COMMITTEE WORK;APPROVE DELIVERING PART OFREMUNERATION IN FORM OF SYNTHETICSHARES
For ForMgmt10.B APPROVE REMUNERATION OF AUDITORS
Against AgainstMgmt11.A APPROVE REMUNERATION REPORT
For ForMgmt11.B APPROVE STOCK OPTION PLAN 2021 FORKEY EMPLOYEES
For ForMgmt12.A ACQUIRE CLASS A SHARES RELATED TOPERSONNEL OPTION PLAN FOR 2021
For ForMgmt12.B ACQUIRE CLASS A SHARES RELATED TOREMUNERATION OF DIRECTORS IN THEFORM OF SYNTHETIC SHARES
For ForMgmt12.C TRANSFER CLASS A SHARES RELATEDTO PERSONNEL OPTION PLAN FOR 2021
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 25 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt12.D SELL CLASS A SHARES TO COVER COSTSRELATED TO SYNTHETIC SHARES TO THEBOARD
For ForMgmt12.E SELL CLASS A TO COVER COSTS INRELATION TO THE PERSONNEL OPTIONPLANS FOR 2016, 2017 AND 2018
Non-Voting13 CLOSE MEETING
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 26 of 571
BECTON, DICKINSON AND COMPANY
Security: 075887109
Ticker: BDX
ISIN: US0758871091
Meeting Type: Annual
26-Jan-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935316845
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Catherine M. Burzik
For ForMgmt1B. Election of Director: R. Andrew Eckert
For ForMgmt1C. Election of Director: Vincent A. Forlenza
For ForMgmt1D. Election of Director: Claire M. Fraser
For ForMgmt1E. Election of Director: Jeffrey W. Henderson
For ForMgmt1F. Election of Director: Christopher Jones
For ForMgmt1G. Election of Director: Marshall O. Larsen
For ForMgmt1H. Election of Director: David F. Melcher
For ForMgmt1I. Election of Director: Thomas E. Polen
For ForMgmt1J. Election of Director: Claire Pomeroy
For ForMgmt1K. Election of Director: Rebecca W. Rimel
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 27 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Timothy M. Ring
For ForMgmt1M. Election of Director: Bertram L. Scott
For ForMgmt2. Ratification of the selection of theindependent registered public accountingfirm.
For ForMgmt3. Advisory vote to approve named executiveofficer compensation.
For AgainstShr4. Shareholder proposal seeking to lower theownership threshold required to call a specialshareholders meeting, if properly presented atthe meeting.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 28 of 571
CGI INC.
Security: 12532H104
Ticker: GIB.A
ISIN: CA12532H1047
Meeting Type: Annual
27-Jan-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935316869
Loomis Sayles Global Allocation Fund
Withhold AgainstMgmt1A Election of Director: Alain Bouchard
For ForMgmt1B Election of Director: George A. Cope
For ForMgmt1C Election of Director: Paule Doré
For ForMgmt1D Election of Director: Julie Godin
For ForMgmt1E Election of Director: Serge Godin
For ForMgmt1F Election of Director: Timothy J. Hearn
For ForMgmt1G Election of Director: André Imbeau
For ForMgmt1H Election of Director: Gilles Labbé
For ForMgmt1I Election of Director: Michael B. Pedersen
For ForMgmt1J Election of Director: Stephen S. Poloz
For ForMgmt1K Election of Director: Mary Powell
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 29 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L Election of Director: Alison C. Reed
For ForMgmt1M Election of Director: Michael E. Roach
For ForMgmt1N Election of Director: George D. Schindler
For ForMgmt1O Election of Director: Kathy N. Waller
For ForMgmt1P Election of Director: Joakim Westh
For ForMgmt02 Appointment of Auditor: Appointment ofPricewaterhouseCoopers LLP as auditor andauthorization to the Audit and RiskManagement Committee to fix itscompensation.
For ForMgmt03 Amendment to By-Law 1986-5: To ratify,confirm and approve the Amended &Restated By-Law 1986-5 of CGI Inc.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 30 of 571
COPART, INC.
Security: 217204106
Ticker: CPRT
ISIN: US2172041061
Meeting Type: Annual
04-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935296512
Loomis Sayles Global Allocation Fund
For ForMgmt1.1 Election of Director: Willis J. Johnson
For ForMgmt1.2 Election of Director: A. Jayson Adair
For ForMgmt1.3 Election of Director: Matt Blunt
For ForMgmt1.4 Election of Director: Steven D. Cohan
For ForMgmt1.5 Election of Director: Daniel J. Englander
For ForMgmt1.6 Election of Director: James E. Meeks
For ForMgmt1.7 Election of Director: Thomas N. Tryforos
For ForMgmt1.8 Election of Director: Diane M. Morefield
For ForMgmt1.9 Election of Director: Stephen Fisher
For ForMgmt2. To approve, on an advisory (non-binding)basis, the compensation of our namedexecutive officers (say-on-pay vote).
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 31 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. To approve an amendment to our Amendedand Restated 2007 Equity Incentive Plan toincrease the number of shares reservedunder the plan from 32,000,000 shares to36,000,000 shares.
For ForMgmt4. To ratify the appointment of Ernst & YoungLLP as our independent registered publicaccounting firm for the fiscal year ending July31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 32 of 571
COSTCO WHOLESALE CORPORATION
Security: 22160K105
Ticker: COST
ISIN: US22160K1051
Meeting Type: Annual
21-Jan-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935312796
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Susan L. Decker For ForMgmt
2 Kenneth D. Denman For ForMgmt
3 Richard A. Galanti For ForMgmt
4 W. Craig Jelinek For ForMgmt
5 Sally Jewell For ForMgmt
6 Charles T. Munger For ForMgmt
7 Jeffrey S. Raikes For ForMgmt
For ForMgmt2. Ratification of selection of independentauditors.
For ForMgmt3. Approval, on an advisory basis, of executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 33 of 571
CUMMINS INC.
Security: 231021106
Ticker: CMI
ISIN: US2310211063
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935361662
Loomis Sayles Global Allocation Fund
For ForMgmt1) Election of Director: N. Thomas Linebarger
For ForMgmt2) Election of Director: Robert J. Bernhard
For ForMgmt3) Election of Director: Dr. Franklin R. ChangDiaz
For ForMgmt4) Election of Director: Bruno V. Di Leo Allen
For ForMgmt5) Election of Director: Stephen B. Dobbs
For ForMgmt6) Election of Director: Carla A. Harris
For ForMgmt7) Election of Director: Robert K. Herdman
For ForMgmt8) Election of Director: Alexis M. Herman
For ForMgmt9) Election of Director: Thomas J. Lynch
For ForMgmt10) Election of Director: William I. Miller
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 34 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt11) Election of Director: Georgia R. Nelson
For ForMgmt12) Election of Director: Kimberly A. Nelson
For ForMgmt13) Election of Director: Karen H. Quintos
For ForMgmt14) Advisory vote to approve the compensation ofour named executive officers as disclosed inthe proxy statement.
For ForMgmt15) Proposal to ratify the appointment ofPricewaterhouseCoopers LLP as our auditorsfor 2021.
Against ForShr16) The shareholder proposal regardingprofessional services allowance for ournamed executive officers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 35 of 571
DANAHER CORPORATION
Security: 235851102
Ticker: DHR
ISIN: US2358511028
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935360292
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director to hold office until the2022 Annual Meeting: Rainer M. Blair
For ForMgmt1B. Election of Director to hold office until the2022 Annual Meeting: Linda Hefner Filler
For ForMgmt1C. Election of Director to hold office until the2022 Annual Meeting: Teri List
For ForMgmt1D. Election of Director to hold office until the2022 Annual Meeting: Walter G. Lohr, Jr.
For ForMgmt1E. Election of Director to hold office until the2022 Annual Meeting: Jessica L. Mega, MD
For ForMgmt1F. Election of Director to hold office until the2022 Annual Meeting: Mitchell P. Rales
For ForMgmt1G. Election of Director to hold office until the2022 Annual Meeting: Steven M. Rales
For ForMgmt1H. Election of Director to hold office until the2022 Annual Meeting: Pardis C. Sabeti, MD
For ForMgmt1I. Election of Director to hold office until the2022 Annual Meeting: John T. Schwieters
For ForMgmt1J. Election of Director to hold office until the2022 Annual Meeting: Alan G. Spoon
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 36 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director to hold office until the2022 Annual Meeting: Raymond C. Stevens,Ph.D
For ForMgmt1L. Election of Director to hold office until the2022 Annual Meeting: Elias A. Zerhouni, MD
For ForMgmt2. To ratify the selection of Ernst & Young LLPas Danaher's independent registered publicaccounting firm for the year ending December31, 2021.
For ForMgmt3. To approve on an advisory basis theCompany's named executive officercompensation.
For AgainstShr4. To act upon a shareholder proposalrequesting that Danaher amend its governingdocuments to reduce the percentage ofshares required for shareholders to call aspecial meeting of shareholders from 25% to10%.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 37 of 571
DASSAULT SYSTEMES SE
Security: F2457H472
Ticker:
ISIN: FR0000130650
Meeting Type: Annual/Special
Meeting Date: 26-May-21
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713941094
Loomis Sayles Global Allocation Fund
Non-VotingCMMT THE FOLLOWING APPLIES TOSHAREHOLDERS THAT DO NOT HOLDSHARES DIRECTLY WITH A FRENCHCUSTODIAN: PROXY CARDS: VOTINGINSTRUCTIONS WILL BE FORWARDED TOTHE GLOBAL CUSTODIANS ON THE VOTEDEADLINE DATE. IN CAPACITY ASREGISTERED INTERMEDIARY, THEGLOBAL CUSTODIANS WILL SIGN THEPROXY CARDS AND FORWARD THEM TOTHE LOCAL CUSTODIAN. IF YOUREQUEST MORE INFORMATION, PLEASECONTACT YOUR CLIENTREPRESENTATIVE.
Non-VotingCMMT FOLLOWING CHANGES IN THE FORMATOF PROXY CARDS FOR FRENCHMEETINGS, ABSTAIN IS NOW A VALIDVOTING OPTION. FOR ANY ADDITIONALITEMS RAISED AT THE MEETING THEVOTING OPTION WILL DEFAULT TO'AGAINST', OR FOR POSITIONS WHERETHE PROXY CARD IS NOT COMPLETEDBY BROADRIDGE, TO THE PREFERENCEOF YOUR CUSTODIAN.
Non-VotingCMMT PLEASE NOTE THAT SHAREHOLDERDETAILS ARE REQUIRED TO VOTE ATTHIS MEETING. IF NO SHAREHOLDERDETAILS ARE PROVIDED, YOURINSTRUCTION MAY CARRY AHEIGHTENED RISK OF BEING REJECTED.THANK YOU
DSY
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 38 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Non-VotingCMMT PLEASE NOTE THAT DUE TO THECURRENT COVID19 CRISIS AND INACCORDANCE WITH THE PROVISIONSADOPTED BY THE FRENCHGOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDEDAND MODIFIED BY LAW NO 2020-1614 OFDECEMBER 18, 2020 THE GENERALMEETING WILL TAKE PLACE BEHINDCLOSED DOORS WITHOUT THEPHYSICAL PRESENCE OF THESHAREHOLDERS. TO COMPLY WITHTHESE LAWS, PLEASE DO NOT SUBMITANY REQUESTS TO ATTEND THEMEETING IN PERSON. SHOULD THISSITUATION CHANGE, THE COMPANYENCOURAGES ALL SHAREHOLDERS TOREGULARLY CONSULT THE COMPANYWEBSITE
Non-VotingCMMT PLEASE NOTE THAT IF YOU HOLD CRESTDEPOSITORY INTERESTS (CDIS) ANDPARTICIPATE AT THIS MEETING, YOU (ORYOUR CREST SPONSOREDMEMBER/CUSTODIAN) WILL BEREQUIRED TO INSTRUCT A TRANSFER OFTHE RELEVANT CDIS TO THE ESCROWACCOUNT SPECIFIED IN THEASSOCIATED CORPORATE EVENT IN THECREST SYSTEM. THIS TRANSFER WILLNEED TO BE COMPLETED BY THESPECIFIED CREST SYSTEM DEADLINE.ONCE THIS TRANSFER HAS SETTLED,THE CDIS WILL BE BLOCKED IN THECREST SYSTEM. THE CDIS WILL BERELEASED FROM ESCROW AS SOON ASPRACTICABLE ON THE BUSINESS DAYPRIOR TO MEETING DATE UNLESSOTHERWISE SPECIFIED. IN ORDER FOR AVOTE TO BE ACCEPTED, THE VOTEDPOSITION MUST BE BLOCKED IN THEREQUIRED ESCROW ACCOUNT IN THECREST SYSTEM. BY VOTING ON THISMEETING, YOUR CREST SPONSOREDMEMBER/CUSTODIAN MAY USE YOURVOTE INSTRUCTION AS THEAUTHORIZATION TO TAKE THENECESSARY ACTION WHICH WILLINCLUDE TRANSFERRING YOURINSTRUCTED POSITION TO ESCROW.PLEASE CONTACT YOUR CREST
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 39 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
SPONSORED MEMBER/CUSTODIANDIRECTLY FOR FURTHER INFORMATIONON THE CUSTODY PROCESS ANDWHETHER OR NOT THEY REQUIRESEPARATE INSTRUCTIONS FROM YOU
Non-VotingCMMT INTERMEDIARY CLIENTS ONLY - PLEASENOTE THAT IF YOU ARE CLASSIFIED ASAN INTERMEDIARY CLIENT UNDER THESHAREHOLDER RIGHTS DIRECTIVE II,YOU SHOULD BE PROVIDING THEUNDERLYING SHAREHOLDERINFORMATION AT THE VOTEINSTRUCTION LEVEL. IF YOU AREUNSURE ON HOW TO PROVIDE THISLEVEL OF DATA TO BROADRIDGEOUTSIDE OF PROXYEDGE, PLEASESPEAK TO YOUR DEDICATED CLIENTSERVICE REPRESENTATIVE FORASSISTANCE
Non-VotingCMMT 10 MAY 2021: PLEASE NOTE THATIMPORTANT ADDITIONAL MEETINGINFORMATION IS AVAILABLE BY CLICKINGON THE MATERIAL URL LINK:https://www.journal-officiel.gouv.fr/balo/document/202104162100983-46 AND https://www.journal-officiel.gouv.fr/balo/document/202105102101516-56 AND PLEASE NOTE THAT THIS IS AREVISION DUE TO MODIFICATION OFCOMMENT. IF YOU HAVE ALREADY SENTIN YOUR VOTES, PLEASE DO NOT VOTEAGAIN UNLESS YOU DECIDE TO AMENDYOUR ORIGINAL INSTRUCTIONS. THANKYOU
For ForMgmt1 APPROVAL OF THE PARENT COMPANYANNUAL FINANCIAL STATEMENTS
For ForMgmt2 APPROVAL OF THE CONSOLIDATEDFINANCIAL STATEMENTS
For ForMgmt3 ALLOCATION OF THE RESULTS
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 40 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4 RELATED-PARTY AGREEMENTS
Against AgainstMgmt5 COMPENSATION POLICY FORCORPORATE OFFICERS
For ForMgmt6 COMPENSATION ELEMENTS PAID IN 2020OR GRANTED WITH RESPECT TO 2020 TOMR. CHARLES EDELSTENNE, CHAIRMANOF THE BOARD
Against AgainstMgmt7 COMPENSATION ELEMENTS PAID IN 2020OR GRANTED WITH RESPECT TO 2020 TOMR. BERNARD CHARLES, VICE-CHAIRMAN OF THE BOARD OFDIRECTORS AND CHIEF EXECUTIVEOFFICER
For ForMgmt8 APPROVAL OF THE INFORMATIONCONTAINED IN THE CORPORATEGOVERNANCE REPORT AND RELATINGTO THE COMPENSATION OF THECORPORATE OFFICERS (ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIALCODE)
For ForMgmt9 RE-APPOINTMENT OF MS. ODILEDESFORGES
For ForMgmt10 RE-APPOINTMENT OF MR. SOUMITRADUTTA
For ForMgmt11 RATIFICATION OF THE APPOINTMENT OFMR. PASCAL DALOZ AS A DIRECTOR ON ATEMPORARY BASIS BY THE BOARD OFDIRECTORS
For ForMgmt12 AUTHORIZATION TO REPURCHASEDASSAULT SYSTEMES SHARES
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 41 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt13 AUTHORIZATION GRANTED TO THEBOARD OF DIRECTORS TO REDUCE THESHARE CAPITAL BY CANCELLATION OFPREVIOUSLY REPURCHASED SHARES INTHE FRAMEWORK OF THE SHAREBUYBACK PROGRAM
For ForMgmt14 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL BYISSUING SHARES OR EQUITYSECURITIES GIVING ACCESS TO OTHEREQUITY SECURITIES OF THE COMPANYOR GIVING ENTITLEMENT TO THEALLOCATION OF DEBT SECURITIES ANDTO ISSUE SECURITIES GIVING ACCESSTO THE COMPANY'S EQUITY SECURITIESTO BE ISSUED, WITH PREFERENTIALSUBSCRIPTION RIGHTS FORSHAREHOLDERS
For ForMgmt15 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL BYISSUING SHARES OR EQUITYSECURITIES GIVING ACCESS TO OTHEREQUITY SECURITIES OF THE COMPANYOR GIVING ENTITLEMENT TO THEALLOCATION OF DEBT SECURITIES ANDTO ISSUE SECURITIES GIVING ACCESSTO EQUITY SECURITIES TO BE ISSUED,WITHOUT PREFERENTIAL SUBSCRIPTIONRIGHTS FOR SHAREHOLDERS AND BYWAY OF A PUBLIC OFFERING OTHERTHAN THOSE REFERRED TO IN ARTICLEL. 411-2 1 OF THE FRENCH MONETARYAND FINANCIAL CODE
For ForMgmt16 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL BYISSUING SHARES OR EQUITYSECURITIES GIVING ACCESS TO OTHEREQUITY SECURITIES OR GIVINGENTITLEMENT TO THE ALLOCATION OFDEBT SECURITIES AND TO ISSUESECURITIES GIVING ACCESS TO EQUITYSECURITIES TO BE ISSUED, WITHOUT
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 42 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
PREFERENTIAL SUBSCRIPTION RIGHTSFOR SHAREHOLDERS, UNDER A PUBLICOFFERING REFERRED TO IN ARTICLE L.411-2 1 OF THE FRENCH MONETARY ANDFINANCIAL CODE
For ForMgmt17 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE NUMBER OF SECURITIESTO BE ISSUED IN THE EVENT OF A SHARECAPITAL INCREASE WITH OR WITHOUTPREFERENTIAL SUBSCRIPTION RIGHTS
For ForMgmt18 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL BYINCORPORATION OF RESERVES,PROFITS OR PREMIUMS
For ForMgmt19 DELEGATION OF POWERS GRANTED TOTHE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL BYISSUING SHARES OR EQUITYSECURITIES GIVING ACCESS TO OTHEREQUITY SECURITIES OR GIVINGENTITLEMENT TO THE ALLOCATION OFDEBT SECURITIES AS WELL AS TO THESECURITIES GIVING ACCESS TO EQUITYSECURITIES TO BE ISSUED, UP TO AMAXIMUM OF 10%, TO REMUNERATECONTRIBUTIONS IN KIND OF SHARES OREQUITY-LINKED SECURITIES
Against AgainstMgmt20 AUTHORIZATION GRANTED TO THEBOARD OF DIRECTORS TO ALLOCATECOMPANY SHARE SUBSCRIPTION TOCORPORATE OFFICERS (MANDATAIRESSOCIAUX) AND EMPLOYEES OF THECOMPANY AND ITS AFFILIATEDCOMPANIES ENTAILING AUTOMATICALLYTHAT SHAREHOLDERS WAIVE THEIRPREFERENTIAL SUBSCRIPTION RIGHTS
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 43 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt21 AUTHORIZATION OF THE BOARD OFDIRECTORS TO INCREASE THE SHARECAPITAL FOR THE BENEFIT OF MEMBERSOF A CORPORATE SAVINGS PLAN,WITHOUT PRE-EMPTIVE RIGHTS
For ForMgmt22 DELEGATION OF AUTHORITY GRANTEDTO THE BOARD OF DIRECTORS TOINCREASE THE SHARE CAPITAL FOR THEBENEFIT OF A CATEGORY OFBENEFICIARIES, WITHOUTPREFERENTIAL SUBSCRIPTION RIGHTS
For ForMgmt23 FIVE-FOR-ONE STOCK SPLIT
For ForMgmt24 POWERS FOR FORMALITIES
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 44 of 571
DROPBOX INC
Security: 26210C104
Ticker: DBX
ISIN: US26210C1045
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935374847
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Andrew W. Houston For ForMgmt
2 Donald W. Blair For ForMgmt
3 Lisa Campbell For ForMgmt
4 Paul E. Jacobs For ForMgmt
5 Robert J. Mylod, Jr. Withheld AgainstMgmt
6 Karen Peacock Withheld AgainstMgmt
7 Michael Seibel Withheld AgainstMgmt
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as our independent registered publicaccounting firm for our fiscal year endingDecember 31, 2021.
Against AgainstMgmt3. To approve, on an advisory basis, thecompensation of our named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 45 of 571
EDENRED
Security: ADPV49333
Ticker:
ISIN: FR0013385655
Meeting Type: BOND
18-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713650592
Loomis Sayles Global Allocation Fund
Non-VotingCMMT THE FOLLOWING APPLIES TOSHAREHOLDERS THAT DO NOT HOLDSHARES DIRECTLY WITH A FRENCHCUSTODIAN: PROXY CARDS: VOTINGINSTRUCTIONS WILL BE FORWARDED TOTHE GLOBAL CUSTODIANS ON THE VOTEDEADLINE DATE. IN CAPACITY ASREGISTERED INTERMEDIARY, THEGLOBAL CUSTODIANS WILL SIGN THEPROXY CARDS AND FORWARD THEM TOTHE LOCAL CUSTODIAN. IF YOUREQUEST MORE INFORMATION, PLEASECONTACT YOUR CLIENTREPRESENTATIVE.
Non-VotingCMMT FOLLOWING CHANGES IN THE FORMATOF PROXY CARDS FOR FRENCHMEETINGS, ABSTAIN IS NOW A VALIDVOTING OPTION. FOR ANY ADDITIONALITEMS RAISED AT THE MEETING THEVOTING OPTION WILL DEFAULT TO'AGAINST', OR FOR POSITIONS WHERETHE PROXY CARD IS NOT COMPLETEDBY BROADRIDGE, TO THE PREFERENCEOF YOUR CUSTODIAN.
Non-VotingCMMT 08 MAR 2021: INTERMEDIARY CLIENTSONLY - PLEASE NOTE THAT IF YOU ARECLASSIFIED AS AN INTERMEDIARYCLIENT UNDER THE SHAREHOLDERRIGHTS DIRECTIVE II, YOU SHOULD BEPROVIDING THE UNDERLYINGSHAREHOLDER INFORMATION AT THEVOTE INSTRUCTION LEVEL. IF YOU AREUNSURE ON HOW TO PROVIDE THISLEVEL OF DATA TO BROADRIDGEOUTSIDE OF PROXY EDGE, PLEASESPEAK TO YOUR DEDICATED CLIENTSERVICE REPRESENTATIVE FORASSISTANCE. THANK YOU AND PLEASENOTE THAT SHAREHOLDER DETAILS ARE
EDEN
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 46 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
REQUIRED TO VOTE AT THIS MEETING. IFNO SHAREHOLDER DETAILS AREPROVIDED, YOUR INSTRUCTION MAYCARRY A HEIGHTENED RISK OF BEINGREJECTED. THANK YOU
Non-VotingCMMT PLEASE NOTE THAT DUE TO THECURRENT COVID19 CRISIS AND INACCORDANCE WITH THE PROVISIONSADOPTED BY THE FRENCHGOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDEDAND MODIFIED BY LAW NO 2020-1614 OFDECEMBER 18, 2020 THE GENERALMEETING WILL TAKE PLACE BEHINDCLOSED DOORS WITHOUT THEPHYSICAL PRESENCE OF THESHAREHOLDERS. TO COMPLY WITHTHESE LAWS, PLEASE DO NOT SUBMITANY REQUESTS TO ATTEND THEMEETING IN PERSON. SHOULD THISSITUATION CHANGE, THE COMPANYENCOURAGES ALL SHAREHOLDERS TOREGULARLY CONSULT THE COMPANYWEBSITE
Non-VotingCMMT 08 MAR 2021: PLEASE NOTE THAT THIS ISA REVISION DUE TO ADDITION OFCOMMENT. IF YOU HAVE ALREADY SENTIN YOUR VOTES, PLEASE DO NOT VOTEAGAIN UNLESS YOU DECIDE TO AMENDYOUR ORIGINAL INSTRUCTIONS. THANKYOU AND PLEASE NOTE THATIMPORTANT ADDITIONAL MEETINGINFORMATION IS AVAILABLE BY CLICKINGON THE MATERIAL URL LINK:https://www.journal-officiel.gouv.fr/balo/document/202103032100393-27
For ForMgmt1 APPROVAL OF THE TRANSFORMATIONOF THE COMPANY'S CORPORATE FORMBY ADOPTION OF THE EUROPEANCOMPANY FORM AND THE TERMS OFTHE TRANSFORMATION PROJECT (ASDEFINED BELOW
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 47 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2 SUBMISSION OF DOCUMENTS RELATINGTO THE MEETING
For ForMgmt3 POWERS TO CARRY OUT FORMALITIES
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 48 of 571
FACEBOOK, INC.
Security: 30303M102
Ticker: FB
ISIN: US30303M1027
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395891
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Peggy Alford Withheld AgainstMgmt
2 Marc L. Andreessen For ForMgmt
3 Andrew W. Houston For ForMgmt
4 Nancy Killefer For ForMgmt
5 Robert M. Kimmitt For ForMgmt
6 Sheryl K. Sandberg For ForMgmt
7 Peter A. Thiel For ForMgmt
8 Tracey T. Travis For ForMgmt
9 Mark Zuckerberg For ForMgmt
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as Facebook, Inc.'s independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 49 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt3. To approve an amendment to the directorcompensation policy.
For AgainstShr4. A shareholder proposal regarding dual classcapital structure.
For AgainstShr5. A shareholder proposal regarding anindependent chair.
For AgainstShr6. A shareholder proposal regarding childexploitation.
Against ForShr7. A shareholder proposal regarding human/civilrights expert on board.
For AgainstShr8. A shareholder proposal regarding platformmisuse.
Against ForShr9. A shareholder proposal regarding publicbenefit corporation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 50 of 571
HALMA PLC
Security: G42504103
Ticker:
ISIN: GB0004052071
Meeting Type: AGM
04-Sep-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 712982289
Loomis Sayles Global Allocation Fund
For ForMgmt1 TO RECEIVE THE ACCOUNTS AND THEREPORTS OF THE DIRECTORS(INCLUDING THE STRATEGIC REPORT)AND THE AUDITOR FOR THE YEARENDED 31 MARCH 2020
For ForMgmt2 TO DECLARE A FINAL DIVIDEND OF 9.96PPER SHARE FOR THE YEAR ENDED 31MARCH 2020, PAYABLE ON 1 OCTOBER2020 TO SHAREHOLDERS ON THEREGISTER OF MEMBERS AT THE CLOSEOF BUSINESS ON 28 AUGUST 2020
For ForMgmt3 TO APPROVE THE REMUNERATIONREPORT FOR THE YEAR ENDED 31MARCH 2020 AS SET OUT ON PAGES 77TO 95 OF THE ANNUAL REPORT ANDACCOUNTS 2020
For ForMgmt4 TO RE-ELECT PAUL WALKER AS ADIRECTOR OF THE COMPANY
For ForMgmt5 TO RE-ELECT ANDREW WILLIAMS AS ADIRECTOR OF THE COMPANY
For ForMgmt6 TO RE-ELECT ADAM MEYERS AS ADIRECTOR OF THE COMPANY
For ForMgmt7 TO RE-ELECT DANIELA BARONE SOARESAS A DIRECTOR OF THE COMPANY
HLMA
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 51 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt8 TO RE-ELECT ROY TWITE AS A DIRECTOROF THE COMPANY
For ForMgmt9 TO RE-ELECT TONY RICE AS A DIRECTOROF THE COMPANY
For ForMgmt10 TO RE-ELECT CAROLE CRAN AS ADIRECTOR OF THE COMPANY
For ForMgmt11 TO RE-ELECT JO HARLOW AS ADIRECTOR OF THE COMPANY
For ForMgmt12 TO RE-ELECT JENNIFER WARD AS ADIRECTOR OF THE COMPANY
For ForMgmt13 TO RE-ELECT MARC RONCHETTI AS ADIRECTOR OF THE COMPANY
For ForMgmt14 TO RE-APPOINTPRICEWATERHOUSECOOPERS LLP ASAUDITOR OF THE COMPANY
For ForMgmt15 TO AUTHORISE THE DIRECTORS, ACTINGTHROUGH THE AUDIT COMMITTEE, TODETERMINE THE REMUNERATION OF THEAUDITOR
For ForMgmt16 AUTHORITY TO ALLOT SHARES
For ForMgmt17 THAT, IN ACCORDANCE WITH SECTIONS366 AND 367 OF THE 2006 ACT, THECOMPANY AND ANY COMPANY WHICH IS,OR BECOMES, A SUBSIDIARY OF THECOMPANY AT ANY TIME DURING THEPERIOD FOR WHICH THIS RESOLUTIONHAS EFFECT, BE AUTHORISED TO: A.MAKE POLITICAL DONATIONS TOPOLITICAL PARTIES AND/ORINDEPENDENT ELECTION CANDIDATESNOT EXCEEDING GBP 100,000 IN TOTAL;
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 52 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
B. MAKE POLITICAL DONATIONS TOPOLITICAL ORGANISATIONS, OTHERTHAN POLITICAL PARTIES, NOTEXCEEDING GBP 100,000 IN TOTAL; ANDC. INCUR POLITICAL EXPENDITURE NOTEXCEEDING GBP 100,000 IN TOTAL, (ASSUCH TERMS ARE DEFINED IN PART 14OF THE 2006 ACT) DURING THE PERIODBEGINNING ON THE DATE OF THEPASSING OF THIS RESOLUTION ANDENDING ON THE EARLIER OF (I) THECONCLUSION OF THE ANNUAL GENERALMEETING OF THE COMPANY TO BE HELDIN 2021 AND (II) 30 SEPTEMBER 2021,PROVIDED THAT THE AGGREGATEAMOUNT OF ALL POLITICAL DONATIONSAND POLITICAL EXPENDITURE MADE ORINCURRED UNDER PARAGRAPHS A., B.AND C. ABOVE SHALL NOT EXCEED GBP100,000 IN TOTAL
For ForMgmt18 DISAPPLICATION OF PRE-EMPTIONRIGHTS
For ForMgmt19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS
For ForMgmt20 AUTHORITY TO PURCHASE OWN SHARES
For ForMgmt21 THAT A GENERAL MEETING OTHER THANAN ANNUAL GENERAL MEETING MAY BECALLED ON NOT LESS THAN 14 CLEARDAYS' NOTICE
For ForMgmt22 THAT THE ARTICLES OF ASSOCIATION ASPRODUCED TO THE MEETING ANDINITIALLED BY THE CHAIRMAN (FOR THEPURPOSE OF IDENTIFICATION) BEADOPTED AS THE ARTICLES OFASSOCIATION OF THE COMPANY INSUBSTITUTION FOR, AND TO THEEXCLUSION OF, THE EXISTING ARTICLESOF ASSOCIATION, WITH EFFECT FROMTHE CONCLUSION OF THE AGM
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 53 of 571
HDFC BANK LTD
Security: Y3119P190
Ticker:
ISIN: INE040A01034
Meeting Type: AGM
18-Jul-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 712875612
Loomis Sayles Global Allocation Fund
For ForMgmt1 TO RECEIVE, CONSIDER AND ADOPT THEAUDITED FINANCIAL STATEMENTS(STANDALONE) OF THE BANK FOR THEFINANCIAL YEAR ENDED MARCH 31, 2020AND THE REPORTS OF THE BOARD OFDIRECTORS AND AUDITORS THEREON
For ForMgmt2 TO RECEIVE, CONSIDER AND ADOPT THEAUDITED FINANCIAL STATEMENTS(CONSOLIDATED) OF THE BANK FOR THEFINANCIAL YEAR ENDED MARCH 31, 2020AND THE REPORT OF THE AUDITORSTHEREON
For ForMgmt3 TO CONFIRM THE SPECIAL INTERIMDIVIDEND OF INR 5/- PER EQUITY SHAREOF ERSTWHILE FACE VALUE OF INR 2/-EACH FULLY PAID-UP, FOR THEFINANCIAL YEAR 2019-20, APPROVED BYTHE BOARD OF DIRECTORS ANDALREADY PAID TO ELIGIBLESHAREHOLDERS
For ForMgmt4 TO APPOINT A DIRECTOR IN PLACE OFMR. KAIZAD BHARUCHA (DIN 02490648),WHO RETIRES BY ROTATION AND, BEINGELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT
For ForMgmt5 TO APPROVE THE FEES /REMUNERATION OF THE STATUTORYAUDITORS, M/S. MSKA & ASSOCIATES,CHARTERED ACCOUNTANTS AND IN THISREGARD TO CONSIDER, AND IFTHOUGHT FIT, TO PASS, THE FOLLOWINGRESOLUTION AS AN ORDINARYRESOLUTION: "RESOLVED THATPURSUANT TO SECTION 142 AND OTHER
500180
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 54 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
APPLICABLE PROVISIONS, IF ANY, OF THECOMPANIES ACT, 2013 AND THERELEVANT RULES THEREUNDER,INCLUDING ANY AMENDMENTS,MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, APPROVAL OFTHE MEMBERS OF THE BANK BE AND ISHEREBY ACCORDED FOR PAYMENT OFREMUNERATION OF INR 26,500,000(RUPEES TWO CRORES SIXTY FIVE LACSONLY) TO M/S. MSKA & ASSOCIATES,STATUTORY AUDITORS OF THE BANK,FOR THE PURPOSE OF AUDIT OF THEBANK'S ACCOUNTS AT ITS HEAD OFFICE,BRANCHES AND OTHER OFFICESINCLUDING REPORTING ON INTERNALFINANCIAL CONTROLS AND ADDITIONALCERTIFICATION AS REQUIRED BY THERESERVE BANK OF INDIA ("RBI"), ANDADDITIONAL FEES OF INR 2,500,000(RUPEES TWENTY FIVE LACS ONLY) FORTHE PURPOSE OF REVIEW /FINALIZATION OF THE 'FIT FORCONSOLIDATION' INFORMATION FOR THELIMITED PURPOSE OF SUBMITTING SUCH'FIT FOR CONSOLIDATION' INFORMATIONTO HOUSING DEVELOPMENT FINANCECORPORATION LIMITED ("HDFC LIMITED")FOR FACILITATING CONSOLIDATION OFFINANCIAL STATEMENTS OF THE BANKWITH THAT OF HDFC LIMITED UNDERIND-AS, PLUS EXPENSES, OUTLAYS ANDTAXES AS APPLICABLE, FOR THEFINANCIAL YEAR 2020-21, AND FOR SUCHREMUNERATION AND EXPENSESTHEREAFTER AS MAY BE MUTUALLYAGREED BETWEEN THE BANK AND THESAID STATUTORY AUDITORS AND AS MAYBE FURTHER APPROVED BY THE BOARDFROM TIME TO TIME, WITH POWER TOTHE BOARD, INCLUDING RELEVANTCOMMITTEE(S) THEREOF, TO ALTER ANDVARY THE TERMS AND CONDITIONS OFAPPOINTMENT ETC., INCLUDING BYREASON OF NECESSITY ON ACCOUNT OFCONDITIONS AS MAY BE STIPULATED BYTHE RBI AND / OR ANY OTHERAUTHORITY, IN SUCH MANNER AND TOSUCH EXTENT AS MAY BE MUTUALLYAGREED WITH THE STATUTORYAUDITORS."
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 55 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt6 TO RATIFY THE ADDITIONAL FEES /REMUNERATION TO THE STATUTORYAUDITORS, M/S. MSKA & ASSOCIATES,CHARTERED ACCOUNTANTS AND IN THISREGARD TO CONSIDER, AND IFTHOUGHT FIT, TO PASS, THE FOLLOWINGRESOLUTION AS AN ORDINARYRESOLUTION: "RESOLVED THATPURSUANT TO SECTION 142 AND OTHERAPPLICABLE PROVISIONS, IF ANY, OF THECOMPANIES ACT, 2013 AND THERELEVANT RULES THEREUNDER, INADDITION TO THE RESOLUTION PASSEDBY THE MEMBERS OF THE BANK ON JULY12, 2019, FOR PAYMENT OFREMUNERATION OF INR 25,000,000(RUPEES TWO CRORES FIFTY LACSONLY) FOR THE FINANCIAL YEAR 2019-20TO M/S. MSKA & ASSOCIATES,STATUTORY AUDITORS OF THE BANK,FURTHER APPROVAL OF THE MEMBERSOF THE BANK BE AND IS HEREBYACCORDED FOR RATIFYING THE FEESOF INR 6,000,000 (RUPEES SIXTY LACSONLY) FOR ADDITIONAL CERTIFICATIONAS REQUIRED BY THE RBI, FOR THEFINANCIAL YEAR 2019-20."
For ForMgmt7 TO RE-APPOINT MR. MALAY PATEL (DIN06876386) AS AN INDEPENDENTDIRECTOR AND IN THIS REGARD TOCONSIDER, AND IF THOUGHT FIT, TOPASS, THE FOLLOWING RESOLUTION ASA SPECIAL RESOLUTION: "RESOLVEDTHAT PURSUANT TO SECTIONS 149, 152AND OTHER APPLICABLE PROVISIONS, IFANY, OF THE COMPANIES ACT, 2013 ANDTHE RELEVANT RULES THEREUNDERREAD WITH SCHEDULE IV TO THECOMPANIES ACT, 2013 AND PURSUANTTO SECTION 10A(2)(A) OF THE BANKINGREGULATION ACT, 1949, AND RELEVANTCIRCULARS ISSUED BY THE RBI FROMTIME TO TIME, INCLUDING ANYAMENDMENTS, MODIFICATIONS,VARIATIONS OR RE-ENACTMENTSTHEREOF AND RECOMMENDATION OFTHE NOMINATION AND REMUNERATIONCOMMITTEE OF DIRECTORS AND THEBOARD OF DIRECTORS OF THE BANK,MR. MALAY PATEL (DIN 06876386), BE ANDIS HEREBY RE-APPOINTED AS AN
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 56 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
INDEPENDENT DIRECTOR OF THE BANKHAVING SPECIALIZED KNOWLEDGE ANDPRACTICAL EXPERIENCE IN MATTERSRELATING TO SMALL SCALE INDUSTRIES,TO HOLD OFFICE FOR A PERIOD OFTHREE (3) YEARS COMMENCING FROMMARCH 31, 2020 AND THAT HE SHALL NOTBE LIABLE TO RETIRE BY ROTATION ANDTHAT HE SHALL BE PAID SITTING FEESAND REIMBURSED EXPENSES FORATTENDING BOARD AND COMMITTEEMEETINGS, AS MAY BE PERMISSIBLEUNDER LAW FROM TIME TO TIME, ASWELL AS PROFIT RELATED COMMISSIONAS MAY BE ALLOWED BY RELEVANT RBIGUIDELINES AND OTHER APPLICABLELAWS, FROM TIME TO TIME."
For ForMgmt8 TO APPROVE THE RE-APPOINTMENT OFMR. KAIZAD BHARUCHA (DIN 02490648)AS AN EXECUTIVE DIRECTOR AND INTHIS REGARD TO CONSIDER, AND IFTHOUGHT FIT, TO PASS, THE FOLLOWINGRESOLUTION AS AN ORDINARYRESOLUTION; "RESOLVED THATPURSUANT TO SECTIONS 196, 197, 203AND OTHER APPLICABLE PROVISIONS, IFANY, OF THE COMPANIES ACT, 2013 ANDTHE RELEVANT RULES THEREUNDER,THE BANKING REGULATION ACT, 1949,RELEVANT CIRCULARS ISSUED BY THERESERVE BANK OF INDIA ("RBI") FROMTIME TO TIME, INCLUDING ANYAMENDMENTS, MODIFICATIONS,VARIATIONS OR RE-ENACTMENTSTHEREOF AND RECOMMENDATION OFTHE NOMINATION AND REMUNERATIONCOMMITTEE OF DIRECTORS AND THEBOARD OF DIRECTORS OF THE BANK(HEREINAFTER REFERRED TO AS THE"BOARD", WHICH TERM SHALL BEDEEMED TO INCLUDE ANY COMMITTEECONSTITUTED / EMPOWERED / TO BECONSTITUTED BY THE BOARD FROMTIME TO TIME TO EXERCISE ITS POWERSCONFERRED BY THIS RESOLUTION), ANDPURSUANT TO THE APPROVAL RECEIVEDFROM THE RBI AND SUBJECT TO THEAPPROVALS, AS MAY BE NECESSARYFROM CONCERNED AUTHORITIES ORBODIES AND SUBJECT TO THECONDITIONS AS MAY BE PRESCRIBED BY
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 57 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
ANY OF THEM WHILE GRANTING SUCHAPPROVALS, MR. KAIZAD BHARUCHA (DIN02490648), BE AND IS HEREBY RE-APPOINTED AS EXECUTIVE DIRECTOR OFTHE BANK, LIABLE TO RETIRE BYROTATION, FOR A PERIOD OF THREE (3)YEARS COMMENCING FROM JUNE 13,2020 UP TO JUNE 12, 2023 UPON SUCHTERMS AND CONDITIONS INCLUDINGREMUNERATION AS SET OUT IN THEEXPLANATORY STATEMENT TO THERESOLUTION AS PER ITEM NO. 8 OF THENOTICE OF THE ANNUAL GENERALMEETING AND WHICH IS SPECIFICALLYAPPROVED AND SANCTIONED WITHAUTHORITY TO THE BOARD TO ALTERAND VARY THE TERMS AND CONDITIONSOF THE SAID APPOINTMENT AND / ORAGREEMENT INCLUDING INCREMENTSAND / OR ANY OTHER COMPONENTS OFTHE REMUNERATION, AS MAY BENECESSARY FROM TIME TO TIME, INVIEW OF ANY APPROVALS ANDCONDITIONS AS MAY BE GIVEN /STIPULATED BY THE RBI OR ANY OTHERSTATUTORY AUTHORITY, (INCLUDINGAUTHORITY, FROM TIME TO TIME TODETERMINE THE AMOUNT OF SALARY ASALSO THE TYPE AND AMOUNT OFPERQUISITES AND OTHER BENEFITSPAYABLE TO MR. BHARUCHA), IN SUCHMANNER AS MAY BE DECIDED BY THEBOARD; RESOLVED FURTHER THAT THEBOARD BE AND IS HEREBY AUTHORIZEDTO DO ALL SUCH ACTS, DEEDS, MATTERSAND THINGS AND TO EXECUTE ANYAGREEMENTS, DOCUMENTS,INSTRUMENTS AND WRITINGS AS MAY BEREQUIRED, WITH POWER TO SETTLE ALLQUESTIONS, DIFFICULTIES OR DOUBTSTHAT MAY ARISE IN REGARD TO THE SAIDAPPOINTMENT AS IT MAY IN ITS SOLEDISCRETION DEEM FIT AND NECESSARYAND TO DELEGATE ALL OR ANY OF ITSPOWERS CONFERRED HEREIN TO ANYDIRECTOR(S) AND / OR OFFICER(S) OFTHE BANK TO GIVE EFFECT TO THISRESOLUTION."
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 58 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt9 TO APPOINT MRS. RENU KARNAD (DIN00008064) AS A NON- EXECUTIVEDIRECTOR AND IN THIS REGARD TOCONSIDER, AND IF THOUGHT FIT, TOPASS, THE FOLLOWING RESOLUTION ASAN ORDINARY RESOLUTION: "RESOLVEDTHAT PURSUANT TO SECTION 152 ANDOTHER APPLICABLE PROVISIONS, IF ANY,OF THE COMPANIES ACT, 2013 AND THERELEVANT RULES THEREUNDER, THEBANKING REGULATION ACT, 1949,RELEVANT CIRCULARS ISSUED BY THERBI FROM TIME TO TIME INCLUDING ANYAMENDMENTS, MODIFICATIONS,VARIATIONS OR RE-ENACTMENTSTHEREOF AND RECOMMENDATION OFTHE NOMINATION AND REMUNERATIONCOMMITTEE AND THE BOARD OFDIRECTORS OF THE BANK(HEREINAFTER REFERRED TO AS THE"BOARD", WHICH TERM SHALL BEDEEMED TO INCLUDE ANY COMMITTEECONSTITUTED / EMPOWERED / TO BECONSTITUTED BY THE BOARD FROMTIME TO TIME TO EXERCISE ITS POWERSCONFERRED BY THIS RESOLUTION),MRS. RENU KARNAD (DIN 00008064),WHO HAS BEEN APPOINTED AS ANADDITIONAL NON- EXECUTIVE DIRECTOROF THE BANK BY THE BOARD WITHEFFECT FROM MARCH 3, 2020 UNTIL SHEATTAINS THE AGE OF 70 YEARS I.E. UPTOSEPTEMBER 3, 2022 IN ACCORDANCEWITH SECTION 161(1) OF THECOMPANIES ACT, 2013 AND THEARTICLES OF ASSOCIATION OF THEBANK AND WHOSE TERM OF OFFICEEXPIRES AT THE ANNUAL GENERALMEETING, BE AND IS HEREBY APPOINTEDAS A NON- EXECUTIVE DIRECTOR(NOMINEE OF HOUSING DEVELOPMENTFINANCE CORPORATION LIMITED,PROMOTER OF THE BANK), AND THATSHE SHALL BE LIABLE TO RETIRE BYROTATION AND SHALL BE PAID SITTINGFEES AND REIMBURSED EXPENSES FORATTENDING BOARD AND COMMITTEEMEETINGS, AS MAY BE PERMISSIBLE
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 59 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
UNDER LAW FROM TIME TO TIME, ASWELL AS PROFIT RELATED COMMISSIONAS MAY BE ALLOWED BY RELEVANT RBIGUIDELINES AND OTHER APPLICABLELAWS, FROM TIME TO TIME."
For ForMgmt10 TO RATIFY AND APPROVE THE RELATEDPARTY TRANSACTIONS WITH HOUSINGDEVELOPMENT FINANCE CORPORATIONLIMITED AND IN THIS REGARD TOCONSIDER AND, IF THOUGHT FIT, TOPASS, THE FOLLOWING RESOLUTION ASAN ORDINARY RESOLUTION: "RESOLVEDTHAT PURSUANT TO THE SECURITIESAND EXCHANGE BOARD OF INDIA(LISTING OBLIGATIONS AND DISCLOSUREREQUIREMENTS) REGULATIONS, 2015("LISTING REGULATIONS") AND ANYOTHER APPLICABLE PROVISIONS OFLAW, INCLUDING ANY AMENDMENTS,MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERSOF THE BANK DO HEREBY RATIFY ASALSO ACCORD FURTHER APPROVAL TOTHE BOARD OF DIRECTORS OF THEBANK (HEREINAFTER REFERRED TO ASTHE "BOARD", WHICH TERM SHALL BEDEEMED TO INCLUDE ANY COMMITTEECONSTITUTED / EMPOWERED / TO BECONSTITUTED BY THE BOARD FROMTIME TO TIME TO EXERCISE ITS POWERSCONFERRED BY THIS RESOLUTION) FORCARRYING OUT AND / OR CONTINUINGWITH ARRANGEMENTS ANDTRANSACTIONS (WHETHER INDIVIDUALTRANSACTION OR TRANSACTIONSTAKEN TOGETHER OR SERIES OFTRANSACTIONS OR OTHERWISE) WITHHOUSING DEVELOPMENT FINANCECORPORATION LIMITED ("HDFCLIMITED"), BEING A RELATED PARTY,WHETHER BY WAY OF RENEWAL(S) OREXTENSION(S) OR MODIFICATION(S) OFEARLIER ARRANGEMENTS /TRANSACTIONS OR OTHERWISE,INCLUDING BANKING TRANSACTIONS,TRANSACTIONS FOR SOURCING OFHOME LOANS FOR HDFC LIMITEDAGAINST THE CONSIDERATION OF THECOMMISSION AGREED UPON OR AS MAYBE MUTUALLY AGREED UPON FROM TIMETO TIME, PURCHASE / SECURITIZATION
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 60 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
OF SUCH PERCENTAGE OF HOME LOANSSOURCED AND DISBURSED AS MAY BEAGREED FROM TIME TO TIME MUTUALLYBETWEEN THE BANK AND HDFC LIMITED,SERVICING BY HDFC LIMITED OF HOMELOANS ASSIGNED BY IT / SECURITIZEDAGAINST THE CONSIDERATION AGREEDUPON OR AS MAY BE AGREED UPONFROM TIME TO TIME AND ANY OTHERTRANSACTIONS INCLUDING THOSE ASMAY BE DISCLOSED IN THE NOTESFORMING PART OF THE FINANCIALSTATEMENTS FOR THE RELEVANTPERIOD, NOTWITHSTANDING THE FACTTHAT ALL THESE TRANSACTIONS WITHINTHE FINANCIAL YEAR 2020-21 INAGGREGATE MAY EXCEED 10% OF THEANNUAL CONSOLIDATED TURNOVER OFTHE BANK AS PER THE BANK'S LASTAUDITED FINANCIAL STATEMENTS ORANY MATERIALITY THRESHOLD AS MAYBE APPLICABLE FROM TIME TO TIME;RESOLVED FURTHER THAT THEMEMBERS OF THE BANK DO HEREBYRATIFY AS ALSO ACCORD FURTHERAPPROVAL TO THE BOARD OFDIRECTORS OF THE BANK TO SIGN ANDEXECUTE ALL SUCH DOCUMENTS,DEEDS AND WRITINGS AND TO DO ALLSUCH ACTS, DEEDS, MATTERS ANDTHINGS AS MAY BE DEEMED NECESSARY,EXPEDIENT AND INCIDENTAL THERETOAND TO DELEGATE ALL OR ANY OF ITSPOWERS HEREIN CONFERRED TO ANYCOMMITTEE OF DIRECTORS AND / ORDIRECTOR(S) AND / OR OFFICER(S) /EMPLOYEE(S) OF THE BANK / ANY OTHERPERSON(S) TO GIVE EFFECT TO THEAFORESAID RESOLUTION."
For ForMgmt11 TO RATIFY AND APPROVE THE RELATEDPARTY TRANSACTIONS WITH HDBFINANCIAL SERVICES LIMITED AND INTHIS REGARD TO CONSIDER, AND IFTHOUGHT FIT, TO PASS, THE FOLLOWINGRESOLUTION AS AN ORDINARYRESOLUTION: "RESOLVED THATPURSUANT TO THE SECURITIES ANDEXCHANGE BOARD OF INDIA (LISTINGOBLIGATIONS AND DISCLOSUREREQUIREMENTS) REGULATIONS, 2015("LISTING REGULATIONS") AND ANY
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 61 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
OTHER APPLICABLE PROVISIONS OFLAW, INCLUDING ANY AMENDMENTS,MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERSOF THE BANK DO HEREBY RATIFY ANDALSO ACCORD FURTHER APPROVAL TOTHE BOARD OF DIRECTORS OF THEBANK (HEREINAFTER REFERRED TO ASTHE "BOARD", WHICH TERM SHALL BEDEEMED TO INCLUDE ANY COMMITTEECONSTITUTED / EMPOWERED / TO BECONSTITUTED BY THE BOARD FROMTIME TO TIME TO EXERCISE ITS POWERSCONFERRED BY THIS RESOLUTION) FORCARRYING OUT AND/OR CONTINUINGWITH ARRANGEMENTS AND THETRANSACTIONS (WHETHER INDIVIDUALTRANSACTIONS OR TRANSACTIONSTAKEN TOGETHER OR SERIES OFTRANSACTIONS OR OTHERWISE) WITHHDB FINANCIAL SERVICES LIMITED("HDBFSL"), BEING A RELATED PARTY,INCLUDING TRANSACTIONS OFPURCHASE / SECURITIZATION OF LOANS,SERVICING ARRANGEMENTS, IF ANY,BANKING TRANSACTIONS AND ANYOTHER ARRANGEMENTS /TRANSACTIONS AS DISCLOSED IN THENOTES FORMING PART OF THEFINANCIAL STATEMENTS, WHETHER BYWAY OF CONTINUATION, RENEWAL(S) OREXTENSION(S) OR MODIFICATION(S) OFEARLIER ARRANGEMENTS /TRANSACTIONS OR OTHERWISE,AGAINST SUCH CONSIDERATION ASAGREED UPON OR AS MAY BE MUTUALLYAGREED UPON FROM TIME TO TIMEBETWEEN THE BANK AND HDBFSL,NOTWITHSTANDING THE FACT THAT ALLTHESE TRANSACTIONS WITHIN THEFINANCIAL YEAR 2020-21 IN AGGREGATEMAY EXCEED 10% OF THE ANNUALCONSOLIDATED TURNOVER OF THEBANK AS PER THE BANK'S LAST AUDITEDFINANCIAL STATEMENTS OR ANYMATERIALITY THRESHOLD AS MAY BEAPPLICABLE FROM TIME TO TIME;RESOLVED FURTHER THAT THEMEMBERS OF THE BANK DO HEREBYRATIFY AS ALSO ACCORD FURTHERAPPROVAL TO THE BOARD OFDIRECTORS OF THE BANK TO SIGN ANDEXECUTE ALL SUCH DOCUMENTS,
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 62 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
DEEDS AND WRITINGS AND TO DO ALLSUCH ACTS, DEEDS, MATTERS ANDTHINGS AS MAY BE DEEMED NECESSARY,EXPEDIENT AND INCIDENTAL THERETOAND TO DELEGATE ALL OR ANY OF ITSPOWERS HEREIN CONFERRED TO ANYCOMMITTEE OF DIRECTORS AND / ORDIRECTOR(S) AND / OR OFFICER(S) /EMPLOYEE(S) OF THE BANK / ANY OTHERPERSON(S) TO GIVE EFFECT TO THEAFORESAID RESOLUTION."
For ForMgmt12 TO ISSUE UNSECURED PERPETUAL DEBTINSTRUMENTS (PART OF ADDITIONALTIER I CAPITAL), TIER II CAPITAL BONDSAND LONG TERM BONDS (FINANCING OFINFRASTRUCTURE AND AFFORDABLEHOUSING) ON A PRIVATE PLACEMENTBASIS AND IN THIS REGARD TOCONSIDER AND, IF THOUGHT FIT, TOPASS THE FOLLOWING RESOLUTION, ASA SPECIAL RESOLUTION: "RESOLVEDTHAT PURSUANT TO SECTION 42 ANDOTHER APPLICABLE PROVISIONS, IF ANY,OF THE COMPANIES ACT, 2013, RULE 14AND OTHER APPLICABLE PROVISIONS, IFANY, OF THE COMPANIES (PROSPECTUSAND ALLOTMENT OF SECURITIES)RULES, 2014, THE COMPANIES (SHARECAPITAL AND DEBENTURE) RULES, 2014,ANY OTHER APPLICABLE RULES,SECURITIES AND EXCHANGE BOARD OFINDIA (ISSUE AND LISTING OF DEBTSECURITIES) REGULATIONS, 2008, ANYOTHER APPLICABLE PROVISIONS OFLAW, ANY AMENDMENTS,MODIFICATIONS, VARIATIONS ORREENACTMENTS THERETO FROM TIMETO TIME, AND THE PROVISIONS OF THEMEMORANDUM AND ARTICLES OFASSOCIATION OF THE BANK ANDSUBJECT TO SUCH OTHER APPROVAL(S),CONSENT(S), PERMISSION(S) ANDSANCTION(S) AS MAY BE NECESSARYFROM THE CONCERNED AUTHORITIES /REGULATORS / STATUTORYAUTHORITY(IES), INCLUDING THERESERVE BANK OF INDIA ("RBI"), THEAPPROVAL OF THE MEMBERS OF THEBANK BE AND IS HEREBY ACCORDED TOTHE BOARD OF DIRECTORS OF THEBANK (HEREINAFTER REFERRED TO AS
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 63 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
"BOARD" AND WHICH TERM SHALL BEDEEMED TO INCLUDE ANY COMMITTEEOF THE BOARD OR ANY OTHERPERSONS TO WHOM POWERS AREDELEGATED BY THE BOARD ASPERMITTED UNDER THE COMPANIESACT, 2013 OR RULES THEREUNDER) FORBORROWING / RAISING FUNDS IN INDIANCURRENCY BY ISSUE OF UNSECUREDPERPETUAL DEBT INSTRUMENTS (PARTOF ADDITIONAL TIER I CAPITAL), TIER IICAPITAL BONDS AND LONG TERM BONDS(FINANCING OF INFRASTRUCTURE ANDAFFORDABLE HOUSING) IN DOMESTICMARKET ON A PRIVATE PLACEMENTBASIS AND / OR FOR MAKING OFFERSAND / OR INVITATIONS THEREFOR AND /OR ISSUE(S) / ISSUANCES THEREFOR,ON PRIVATE PLACEMENT BASIS, FOR APERIOD OF ONE (1) YEAR FROM THEDATE HEREOF, IN ONE OR MORETRANCHES AND / OR SERIES AND UNDERONE OR MORE SHELF DISCLOSUREDOCUMENTS AND / OR ONE OR MOREISSUES / LETTERS OF OFFER OR SUCHOTHER DOCUMENTS OR AMENDMENTS /REVISIONS THEREOF AND ON SUCHTERMS AND CONDITIONS FOR EACHSERIES / TRANCHES INCLUDING THEPRICE, COUPON, PREMIUM, DISCOUNT,TENOR, ETC. AS DEEMED FIT BY THEBOARD, AS PER THE STRUCTURE ANDWITHIN THE LIMITS PERMITTED BY THERBI, OF AN AMOUNT IN AGGREGATE NOTEXCEEDING INR 50,000 CRORES(RUPEES FIFTY THOUSAND CRORESONLY); RESOLVED FURTHER THAT THEMEMBERS OF THE BANK DO HEREBYACCORD APPROVAL TO THE BOARD OFDIRECTORS OF THE BANK TO SIGN ANDEXECUTE ALL SUCH DOCUMENTS,DEEDS AND WRITINGS AND TO DO ALLSUCH ACTS, DEEDS, MATTERS ANDTHINGS AS MAY BE DEEMED NECESSARY,EXPEDIENT AND INCIDENTAL THERETOWITH POWER TO SETTLE ALLQUESTIONS, DIFFICULTIES OR DOUBTSTHAT MAY ARISE WITH REGARD TO ANYOF THE SAID MATTERS, AND TODELEGATE ALL OR ANY OF ITS POWERSHEREIN CONFERRED TO ANY
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 64 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
COMMITTEE OF DIRECTORS AND / ORDIRECTOR(S) AND / OR OFFICER(S) /EMPLOYEE(S) OF THE BANK / ANY OTHERPERSON(S) TO GIVE EFFECT TO THEAFORESAID RESOLUTION."
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 65 of 571
HDFC BANK LTD
Security: Y3119P190
Ticker:
ISIN: INE040A01034
Meeting Type: Special
Meeting Date: 01-Dec-20
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713329440
Loomis Sayles Global Allocation Fund
Non-VotingCMMT PLEASE NOTE THAT THIS IS A POSTALMEETING ANNOUNCEMENT. A PHYSICALMEETING IS NOT BEING HELD FOR THISCOMPANY. THEREFORE, MEETINGATTENDANCE REQUESTS ARE NOT VALIDFOR THIS MEETING. IF YOU WISH TOVOTE, YOU MUST RETURN YOURINSTRUCTIONS BY THE INDICATEDCUTOFF DATE. PLEASE ALSO NOTE THATABSTAIN IS NOT A VALID VOTE OPTION ATPOSTAL BALLOT MEETINGS. THANK YOU
For ForMgmt1 APPOINTMENT OF MR. SASHIDHARJAGDISHAN (DIN: 08614396) AS ADIRECTOR OF THE BANK
For ForMgmt2 APPOINTMENT OF MR. SASHIDHARJAGDISHAN (DIN: 08614396) AS THEMANAGING DIRECTOR & CHIEFEXECUTIVE OFFICER OF THE BANK, FORA PERIOD OF THREE (3) YEARS, W.E.F.OCTOBER 27, 2020, ON THE TERMS ANDCONDITIONS RELATING TO THE SAIDAPPOINTMENT, INCLUDINGREMUNERATION, AS APPROVED BY THERBI
500180
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 66 of 571
IQVIA HOLDINGS INC.
Security: 46266C105
Ticker: IQV
ISIN: US46266C1053
Meeting Type: Annual
13-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935339196
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Ari Bousbib For ForMgmt
2 John M. Leonard M.D. For ForMgmt
3 Todd B. Sisitsky For ForMgmt
1 YearMgmt2. RECOMMEND, IN AN ADVISORY (NON-BINDING) VOTE, THE FREQUENCY OFTHE ADVISORY VOTE ON EXECUTIVECOMPENSATION.
For ForMgmt3A. AMENDMENT TO THE CERTIFICATE OFINCORPORATION TO REMOVESUPERMAJORITY VOTING STANDARDFOR STOCKHOLDER APPROVAL OFFUTURE AMENDMENTS, ALTERATIONS,CHANGES OR REPEAL OF THE BYLAWS.
For ForMgmt3B. AMENDMENT TO THE CERTIFICATE OFINCORPORATION TO REMOVESUPERMAJORITY VOTING STANDARD TOREMOVE, FOR CAUSE ONLY, A DIRECTOROR THE ENTIRE BOARD.
For
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 67 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4. THE RATIFICATION OF THEAPPOINTMENT OFPRICEWATERHOUSECOOPERS LLP ASIQVIA HOLDINGS INC.'S INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRMFOR THE YEAR ENDING DECEMBER 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 68 of 571
LINDE PLC
Security: G5494J103
Ticker: LIN
ISIN: IE00BZ12WP82
Meeting Type: Annual
27-Jul-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935214065
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Prof. Dr. WolfgangReitzle
For ForMgmt1B. Election of Director: Stephen F. Angel
For ForMgmt1C. Election of Director: Prof. DDr. Ann-KristinAchleitner
For ForMgmt1D. Election of Director: Prof. Dr. Clemens Börsig
For ForMgmt1E. Election of Director: Dr. Nance K. Dicciani
For ForMgmt1F. Election of Director: Dr. Thomas Enders
For ForMgmt1G. Election of Director: Franz Fehrenbach
For ForMgmt1H. Election of Director: Edward G. Galante
For ForMgmt1I. Election of Director: Larry D. McVay
For ForMgmt1J. Election of Director: Dr. Victoria Ossadnik
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 69 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt1K. Election of Director: Prof. Dr. Martin H.Richenhagen
For ForMgmt1L. Election of Director: Robert L. Wood
For ForMgmt2A. To ratify, on an advisory and non-bindingbasis, the appointment ofPricewaterhouseCoopers ("PWC") as theindependent auditor.
For ForMgmt2B. To authorize the Board, acting through theAudit Committee, to determine PWC'sremuneration.
For ForMgmt3. To determine the price range at which Lindeplc can re-allot shares that it acquires astreasury shares under Irish law.
For ForMgmt4. To approve, on an advisory and non-bindingbasis, the compensation of Linde plc's NamedExecutive Officers, as disclosed in the 2020Proxy Statement.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 70 of 571
LONDON STOCK EXCHANGE GROUP PLC
Security: G5689U103
Ticker:
ISIN: GB00B0SWJX34
Meeting Type: OGM
03-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713234108
Loomis Sayles Global Allocation Fund
For ForMgmt1 TO APPROVE THE PROPOSEDDIVESTMENT BY THE COMPANY OF THEBORSA ITALIANA GROUP AND THEASSOCIATED ARRANGEMENTS, ASDESCRIBED IN THE CIRCULAR TOSHAREHOLDERS OF WHICH THE NOTICEOF GENERAL MEETING FORMS PART
LSE
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 71 of 571
LONDON STOCK EXCHANGE GROUP PLC
Security: G5689U103
Ticker:
ISIN: GB00B0SWJX34
Meeting Type: AGM
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713718560
Loomis Sayles Global Allocation Fund
For ForMgmt1 TO RECEIVE THE ANNUAL REPORT ANDACCOUNTS
For ForMgmt2 TO DECLARE A DIVIDEND
For ForMgmt3 TO APPROVE THE ANNUAL REPORT ONREMUNERATION AND THE ANNUALSTATEMENT OF THE CHAIR OF THEREMUNERATION COMMITTEE
For ForMgmt4 TO RE-ELECT JACQUES AIGRAIN AS ADIRECTOR
For ForMgmt5 TO RE-ELECT DOMINIC BLAKEMORE AS ADIRECTOR
For ForMgmt6 TO RE-ELECT PROFESSOR KATHLEENDEROSE AS A DIRECTOR
For ForMgmt7 TO RE-ELECT CRESSIDA HOGG CBE AS ADIRECTOR
For ForMgmt8 TO RE-ELECT STEPHEN OCONNOR AS ADIRECTOR
For ForMgmt9 TO RE-ELECT DR VAL RAHMANI AS ADIRECTOR
LSEG
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 72 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt10 TO RE-ELECT DON ROBERT AS ADIRECTOR
For ForMgmt11 TO RE-ELECT DAVID SCHWIMMER AS ADIRECTOR
For ForMgmt12 TO ELECT MARTIN BRAND AS ADIRECTOR
For ForMgmt13 TO ELECT ERIN BROWN AS A DIRECTOR
For ForMgmt14 TO ELECT ANNA MANZ AS A DIRECTOR
For ForMgmt15 TO ELECT DOUGLAS STEENLAND AS ADIRECTOR
For ForMgmt16 TO RE-APPOINT ERNST AND YOUNG LLPAS AUDITORS
For ForMgmt17 TO AUTHORISE THE DIRECTORS TOAPPROVE THE AUDITORSREMUNERATION
For ForMgmt18 TO RENEW THE DIRECTORS AUTHORITYTO ALLOT SHARES
For ForMgmt19 TO AUTHORISE THE COMPANY TO MAKEPOLITICAL DONATIONS AND INCURPOLITICAL EXPENDITURE
For ForMgmt20 TO APPROVE THE LONDON STOCKEXCHANGE GROUP UK SAYE
For ForMgmt21 TO APPROVE THE ADOPTION OF NEWARTICLES OF ASSOCIATION
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 73 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt22 TO DISAPPLY PRE-EMPTION RIGHTS INRESPECT OF AN ALLOTMENT OF EQUITYSECURITIES FOR CASH
For ForMgmt23 TO DISAPPLY PRE-EMPTION RIGHTS INRESPECT OF A FURTHER ALLOTMENT OFEQUITY SECURITIES FOR CASH FOR THEPURPOSES OF FINANCING ATRANSACTION
For ForMgmt24 TO GRANT THE DIRECTORS AUTHORITYTO PURCHASE THE COMPANY'S OWNSHARES
For ForMgmt25 THAT A GENERAL MEETING OTHER THANAN ANNUAL GENERAL MEETING MAY BECALLED ON NOT LESS THAN 14 CLEARDAYS NOTICE
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 74 of 571
M&T BANK CORPORATION
Security: 55261F104
Ticker: MTB
ISIN: US55261F1049
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935345733
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 C. Angela Bontempo For ForMgmt
2 Robert T. Brady For ForMgmt
3 Calvin G. Butler, Jr. For ForMgmt
4 T. J. Cunningham III For ForMgmt
5 Gary N. Geisel For ForMgmt
6 Leslie V. Godridge For ForMgmt
7 Richard S. Gold For ForMgmt
8 Richard A. Grossi For ForMgmt
9 René F. Jones For ForMgmt
10 Richard H. Ledgett, Jr. For ForMgmt
11 Newton P.S. Merrill For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 75 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Kevin J. Pearson For ForMgmt
13 Melinda R. Rich For ForMgmt
14 Robert E. Sadler, Jr. For ForMgmt
15 Denis J. Salamone For ForMgmt
16 John R. Scannell Withheld AgainstMgmt
17 David S. Scharfstein For ForMgmt
18 Rudina Seseri For ForMgmt
19 Herbert L. Washington For ForMgmt
For ForMgmt2. TO APPROVE THE COMPENSATION OFM&T BANK CORPORATION'S NAMEDEXECUTIVE OFFICERS.
For ForMgmt3. TO RATIFY THE APPOINTMENT OFPRICEWATERHOUSECOOPERS LLP ASTHE INDEPENDENT REGISTERED PUBLICACCOUNTING FIRM OF M&T BANKCORPORATION FOR THE YEAR ENDINGDECEMBER 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 76 of 571
M&T BANK CORPORATION
Security: 55261F104
Ticker: MTB
ISIN: US55261F1049
Meeting Type: Special
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935420238
Loomis Sayles Global Allocation Fund
For ForMgmt1. TO APPROVE THE AMENDMENT OF THERESTATED CERTIFICATE OFINCORPORATION OF M&T BANKCORPORATION ("M&T") TO EFFECT ANINCREASE IN THE NUMBER OFAUTHORIZED SHARES OF M&T'S CAPITALSTOCK FROM 251,000,000 TO 270,000,000AND TO INCREASE THE NUMBER OFAUTHORIZED SHARES OF M&T'SPREFERRED STOCK FROM 1,000,000 TO20,000,000 (THE "M&T CHARTERAMENDMENT PROPOSAL").
For ForMgmt2. TO APPROVE THE ISSUANCE OF M&TCOMMON STOCK TO HOLDERS OFPEOPLE'S UNITED FINANCIAL, INC.("PEOPLE'S UNITED") COMMON STOCKPURSUANT TO THE AGREEMENT ANDPLAN OF MERGER, DATED AS OFFEBRUARY 21, 2021 (AS IT MAY BEAMENDED FROM TIME TO TIME), BY ANDAMONG M&T, BRIDGE MERGER CORP.AND PEOPLE'S UNITED (THE "M&T SHAREISSUANCE PROPOSAL").
For ForMgmt3. TO ADJOURN THE M&T SPECIALMEETING, IF NECESSARY ORAPPROPRIATE, TO SOLICIT ADDITIONALPROXIES IF, IMMEDIATELY PRIOR TOSUCH ADJOURNMENT, THERE ARE NOTSUFFICIENT VOTES TO APPROVE THEM&T CHARTER AMENDMENT PROPOSALAND/OR THE M&T SHARE ISSUANCEPROPOSAL, OR TO ENSURE THAT ANYSUPPLEMENT OR AMENDMENT TO THEACCOMPANYING JOINT PROXYSTATEMENT/PROSPECTUS IS TIMELYPROVIDED TO HOLDERS OF M&TCOMMON STOCK.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 77 of 571
MASTERCARD INCORPORATED
Security: 57636Q104
Ticker: MA
ISIN: US57636Q1040
Meeting Type: Annual
22-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935420644
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Ajay Banga
For ForMgmt1B. Election of Director: Merit E. Janow
For ForMgmt1C. Election of Director: Richard K. Davis
For ForMgmt1D. Election of Director: Steven J. Freiberg
For ForMgmt1E. Election of Director: Julius Genachowski
For ForMgmt1F. Election of Director: Choon Phong Goh
For ForMgmt1G. Election of Director: Oki Matsumoto
For ForMgmt1H. Election of Director: Michael Miebach
For ForMgmt1I. Election of Director: Youngme Moon
For ForMgmt1J. Election of Director: Rima Qureshi
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 78 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director: José Octavio ReyesLagunes
For ForMgmt1L. Election of Director: Gabrielle Sulzberger
For ForMgmt1M. Election of Director: Jackson Tai
For ForMgmt1N. Election of Director: Lance Uggla
For ForMgmt2. Advisory approval of Mastercard's executivecompensation.
For ForMgmt3. Ratification of the appointment ofPricewaterhouseCoopers LLP as theindependent registered public accounting firmfor Mastercard for 2021.
For ForMgmt4. Approval of the amendment and restatementof the Mastercard Incorporated 2006 LongTerm Incentive Plan.
For ForMgmt5. Approval of the amendment and restatementof the Mastercard Incorporated 2006 Non-Employee Director Equity CompensationPlan.
For ForMgmt6. Approval of amendments to Mastercard'sCertificate of Incorporation to removesupermajority voting requirements.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 79 of 571
METTLER-TOLEDO INTERNATIONAL INC.
Security: 592688105
Ticker: MTD
ISIN: US5926881054
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348311
Loomis Sayles Global Allocation Fund
For ForMgmt1.1 ELECTION OF DIRECTORS: Robert F.Spoerry
For ForMgmt1.2 ELECTION OF DIRECTOR: Wah-Hui Chu
For ForMgmt1.3 ELECTION OF DIRECTOR: Domitille Doat-LeBigot
For ForMgmt1.4 ELECTION OF DIRECTOR: Olivier A. Filliol
For ForMgmt1.5 ELECTION OF DIRECTOR: Elisha W. Finney
For ForMgmt1.6 ELECTION OF DIRECTOR: Richard Francis
For ForMgmt1.7 ELECTION OF DIRECTOR: Michael A. Kelly
For ForMgmt1.8 ELECTION OF DIRECTOR: Thomas P. Salice
For ForMgmt2. RATIFICATION OF INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRM.
For ForMgmt3. ADVISORY VOTE TO APPROVEEXECUTIVE COMPENSATION.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 80 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4. APPROVAL OF THE METTLER-TOLEDOINTERNATIONAL INC. 2013 EQUITYINCENTIVE PLAN (AMENDED ANDRESTATED EFFECTIVE AS OF MAY 6,2021).
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 81 of 571
NOMURA RESEARCH INSTITUTE,LTD.
Security: J5900F106
Ticker:
ISIN: JP3762800005
Meeting Type: AGM
18-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 714203700
Loomis Sayles Global Allocation Fund
Non-VotingPlease reference meeting materials.
For ForMgmt1.1 Appoint a Director Konomoto, Shingo
For ForMgmt1.2 Appoint a Director Fukami, Yasuo
For ForMgmt1.3 Appoint a Director Momose, Hironori
For ForMgmt1.4 Appoint a Director Anzai, Hidenori
For ForMgmt1.5 Appoint a Director Ebato, Ken
For ForMgmt1.6 Appoint a Director Funakura, Hiroshi
For ForMgmt1.7 Appoint a Director Omiya, Hideaki
For ForMgmt1.8 Appoint a Director Sakata, Shinoi
Against AgainstMgmt1.9 Appoint a Director Ohashi, Tetsuji
4307
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 82 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2 Appoint a Corporate Auditor Kosakai,Kenkichi
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 83 of 571
NORTHROP GRUMMAN CORPORATION
Security: 666807102
Ticker: NOC
ISIN: US6668071029
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935386018
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Kathy J. Warden
For ForMgmt1B. Election of Director: David P. Abney
For ForMgmt1C. Election of Director: Marianne C. Brown
For ForMgmt1D. Election of Director: Donald E. Felsinger
For ForMgmt1E. Election of Director: Ann M. Fudge
For ForMgmt1F. Election of Director: William H. Hernandez
For ForMgmt1G. Election of Director: Madeleine A. Kleiner
For ForMgmt1H. Election of Director: Karl J. Krapek
For ForMgmt1I. Election of Director: Gary Roughead
For ForMgmt1J. Election of Director: Thomas M. Schoewe
For ForMgmt1K. Election of Director: James S. Turley
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 84 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Mark A. Welsh III
For ForMgmt2. Proposal to approve, on an advisory basis,the compensation of the Company's NamedExecutive Officers.
For ForMgmt3. Proposal to ratify the appointment of Deloitte& Touche LLP as the Company's IndependentAuditor for fiscal year ending December 31,2021.
Against ForShr4. Shareholder proposal that the Companyassess and report on potential human rightsimpacts that could result from governments'use of the Company's products and services,including in conflict-affected areas.
For AgainstShr5. Shareholder proposal to move to a 10%ownership threshold for shareholders torequest action by written consent.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 85 of 571
NVR, INC.
Security: 62944T105
Ticker: NVR
ISIN: US62944T1051
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356130
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Dwight C. Schar
For ForMgmt1B. Election of Director: C.E. Andrews
For ForMgmt1C. Election of Director: Sallie B. Bailey
For ForMgmt1D. Election of Director: Thomas D. Eckert
For ForMgmt1E. Election of Director: Alfred E. Festa
For ForMgmt1F. Election of Director: Manuel H. Johnson
For ForMgmt1G. Election of Director: Alexandra A. Jung
For ForMgmt1H. Election of Director: Mel Martinez
For ForMgmt1I. Election of Director: William A. Moran
For ForMgmt1J. Election of Director: David A. Preiser
For ForMgmt1K. Election of Director: W. Grady Rosier
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 86 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Susan Williamson Ross
For ForMgmt2. Ratification of appointment of KPMG LLP asindependent auditor for the year endingDecember 31, 2021.
For ForMgmt3. Advisory vote to approve executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 87 of 571
OPEN TEXT CORPORATION
Security: 683715106
Ticker: OTEX
ISIN: CA6837151068
Meeting Type: Annual and Special
14-Sep-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935260810
Loomis Sayles Global Allocation Fund
1 DIRECTOR
1 P. Thomas Jenkins For ForMgmt
2 Mark J. Barrenechea For ForMgmt
3 Randy Fowlie For ForMgmt
4 David Fraser For ForMgmt
5 Gail E. Hamilton For ForMgmt
6 Robert Hau For ForMgmt
7 Stephen J. Sadler For ForMgmt
8 Harmit Singh For ForMgmt
9 Michael Slaunwhite For ForMgmt
10 Katharine B. Stevenson For ForMgmt
11 Deborah Weinstein For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 88 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2 Re-appoint KPMG LLP, CharteredAccountants, as independent auditors for theCompany.
For ForMgmt3 The non-binding Say-on-Pay Resolution, thefull text of which is attached as Schedule "A"to the Circular, with or without variation, onthe Company's approach to executivecompensation, as more particularly describedin the management proxy circular (the"Circular").
For ForMgmt4 The 2004 Stock Purchase Plan Resolution,the full text is attached as Schedule "B" to theCircular, with or without variation, to approvethe amendment of the Company's 2004 StockPurchase Plan to reserve for issuance anadditional 4,000,000 Common Shares undersuch Plan, as more particularly described inthe Circular.
For ForMgmt5 The 2004 Stock Option Plan Resolution, thefull text of which is attached as Schedule "D"to the Circular, with or without variation, toapprove the amendment to the Company's2004 Stock Option Plan to reserve forissuance an additional 6,000,000 CommonShares under such Plan, as more particularlydescribed in the Circular.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 89 of 571
PARKER-HANNIFIN CORPORATION
Security: 701094104
Ticker: PH
ISIN: US7010941042
Meeting Type: Annual
28-Oct-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935278487
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Lee C. Banks
For ForMgmt1B. Election of Director: Robert G. Bohn
For ForMgmt1C. Election of Director: Linda A. Harty
For ForMgmt1D. Election of Director: Kevin A. Lobo
For ForMgmt1E. Election of Director: Candy M. Obourn
For ForMgmt1F. Election of Director: Joseph Scaminace
For ForMgmt1G. Election of Director: Åke Svensson
For ForMgmt1H. Election of Director: Laura K. Thompson
For ForMgmt1I. Election of Director: James R. Verrier
For ForMgmt1J. Election of Director: James L. Wainscott
For ForMgmt1K. Election of Director: Thomas L. Williams
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 90 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the appointment of Deloitte &Touche LLP as our independent registeredpublic accounting firm for the fiscal yearending June 30, 2021.
For ForMgmt3. Approval of, on a non-binding, advisory basis,the compensation of our Named ExecutiveOfficers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 91 of 571
PELOTON INTERACTIVE, INC.
Security: 70614W100
Ticker: PTON
ISIN: US70614W1009
Meeting Type: Annual
09-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935285381
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Erik Blachford For ForMgmt
2 Howard Draft For ForMgmt
3 Pamela Thomas-Graham For ForMgmt
For ForMgmt2. Ratification of the appointment of Ernst &Young LLP as the independent registeredpublic accounting firm for the fiscal yearending June 30, 2021.
1 Year AgainstMgmt3. Approval, on a non-binding advisory basis, ofthe frequency of future votes on thecompensation of the named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 92 of 571
ROPER TECHNOLOGIES, INC.
Security: 776696106
Ticker: ROP
ISIN: US7766961061
Meeting Type: Annual
14-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935422775
Loomis Sayles Global Allocation Fund
For ForMgmt1.1 Election of Director: Shellye L. Archambeau
For ForMgmt1.2 Election of Director: Amy Woods Brinkley
For ForMgmt1.3 Election of Director: John F. Fort III
For ForMgmt1.4 Election of Director: L. Neil Hunn
For ForMgmt1.5 Election of Director: Robert D. Johnson
For ForMgmt1.6 Election of Director: Laura G. Thatcher
For ForMgmt1.7 Election of Director: Richard F. Wallman
For ForMgmt1.8 Election of Director: Christopher Wright
For ForMgmt2. Advisory vote to approve the compensation ofour named executive officers.
For ForMgmt3. Ratification of the appointment ofPricewaterhouseCoopers LLP as ourindependent registered public accounting firmfor 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 93 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4. Approval of the Roper Technologies, Inc.2021 Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 94 of 571
S&P GLOBAL INC.
Security: 78409V104
Ticker: SPGI
ISIN: US78409V1044
Meeting Type: Special
11-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935329816
Loomis Sayles Global Allocation Fund
For ForMgmt1. Approval of the S&P Global Share Issuance.To vote on a proposal to approve theissuance of S&P Global Inc. common stock,par value $1.00 per share, to theshareholders of IHS Markit Ltd. in connectionwith the merger contemplated by Agreementand Plan of Merger dated Nov. 29, 2020, asamended by Amendment No. 1, dated as ofJanuary 20, 2021, and as it may further beamended from time to time, by and amongS&P Global Inc., Sapphire Subsidiary, Ltd.and IHS Markit Ltd.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 95 of 571
S&P GLOBAL INC.
Security: 78409V104
Ticker: SPGI
ISIN: US78409V1044
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935381462
Loomis Sayles Global Allocation Fund
For ForMgmt1a. Election of Director: Marco Alverà
For ForMgmt1b. Election of Director: William J. Amelio
For ForMgmt1c. Election of Director: William D. Green
For ForMgmt1d. Election of Director: Stephanie C. Hill
For ForMgmt1e. Election of Director: Rebecca Jacoby
For ForMgmt1f. Election of Director: Monique F. Leroux
For ForMgmt1g. Election of Director: Ian P. Livingston
For ForMgmt1h. Election of Director: Maria R. Morris
For ForMgmt1i. Election of Director: Douglas L. Peterson
For ForMgmt1j. Election of Director: Edward B. Rust, Jr.
For ForMgmt1k. Election of Director: Kurt L. Schmoke
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 96 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1l. Election of Director: Richard E. Thornburgh
For ForMgmt2. Approve, on an advisory basis, the executivecompensation program for the Company'snamed executive officers.
For ForMgmt3. Ratify the selection of Ernst & Young LLP asour independent auditor for 2021.
Abstain AgainstMgmt4. Approve, on an advisory basis, theCompany's Greenhouse Gas (GHG)Emissions Reduction Plan.
Against ForShr5. Shareholder proposal to transition to a PublicBenefit Corporation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 97 of 571
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
Security: Y84629107
Ticker:
ISIN: TW0002330008
Meeting Type: AGM
08-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 714114244
Loomis Sayles Global Allocation Fund
For ForMgmt1 TO ACCEPT 2020 BUSINESS REPORT ANDFINANCIAL STATEMENTS.
For ForMgmt2 BASED ON RECENT AMENDMENTS TOTHE 'TEMPLATE OF PROCEDURES FORELECTION OF DIRECTOR' BY THE TAIWANSTOCK EXCHANGE, TO APPROVEAMENDMENTS TO THE BALLOT FORMATREQUIREMENT FOR ELECTION OFDIRECTORS SET FORTH IN TSMC'S'RULES FOR ELECTION OF DIRECTORS'.
For ForMgmt3 TO APPROVE THE ISSUANCE OFEMPLOYEE RESTRICTED STOCK AWARDSFOR YEAR 2021.
For ForMgmt4.1 THE ELECTION OF THE DIRECTOR.:MARKLIU,SHAREHOLDER NO.10758
For ForMgmt4.2 THE ELECTION OF THE DIRECTOR.:C.C.WEI,SHAREHOLDER NO.370885
For ForMgmt4.3 THE ELECTION OF THE DIRECTOR.:F.C.TSENG,SHAREHOLDER NO.104
For ForMgmt4.4 THE ELECTION OF THEDIRECTOR.:NATIONAL DEVELOPMENTFUND, EXECUTIVE YUAN,SHAREHOLDERNO.1,MING HSIN KUNG ASREPRESENTATIVE
2330
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 98 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4.5 THE ELECTION OF THE INDEPENDENTDIRECTOR.:SIR PETER L.BONFIELD,SHAREHOLDER NO.504512XXX
For ForMgmt4.6 THE ELECTION OF THE INDEPENDENTDIRECTOR.:KOK CHOOCHEN,SHAREHOLDER NO.A210358XXX
For ForMgmt4.7 THE ELECTION OF THE INDEPENDENTDIRECTOR.:MICHAEL R.SPLINTER,SHAREHOLDER NO.488601XXX
For ForMgmt4.8 THE ELECTION OF THE INDEPENDENTDIRECTOR.:MOSHE N.GAVRIELOV,SHAREHOLDERNO.505930XXX
For ForMgmt4.9 THE ELECTION OF THE INDEPENDENTDIRECTOR.:YANCEY HAI,SHAREHOLDERNO.D100708XXX
For ForMgmt4.10 THE ELECTION OF THE INDEPENDENTDIRECTOR.:L. RAFAELREIF,SHAREHOLDER NO.545784XXX
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 99 of 571
TEXAS INSTRUMENTS INCORPORATED
Security: 882508104
Ticker: TXN
ISIN: US8825081040
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935341709
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Mark A. Blinn
For ForMgmt1B. Election of Director: Todd M. Bluedorn
For ForMgmt1C. Election of Director: Janet F. Clark
For ForMgmt1D. Election of Director: Carrie S. Cox
For ForMgmt1E. Election of Director: Martin S. Craighead
For ForMgmt1F. Election of Director: Jean M. Hobby
For ForMgmt1G. Election of Director: Michael D. Hsu
For ForMgmt1H. Election of Director: Ronald Kirk
For ForMgmt1I. Election of Director: Pamela H. Patsley
For ForMgmt1J. Election of Director: Robert E. Sanchez
For ForMgmt1K. Election of Director: Richard K. Templeton
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 100 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Board proposal regarding advisory approvalof the Company's executive compensation.
For ForMgmt3. Board proposal to ratify the appointment ofErnst & Young LLP as the Company'sindependent registered public accounting firmfor 2021.
For AgainstShr4. Stockholder proposal to permit shareholderaction by written consent.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 101 of 571
THE DESCARTES SYSTEMS GROUP INC.
Security: 249906108
Ticker: DSG
ISIN: CA2499061083
Meeting Type: Annual
03-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935427131
Loomis Sayles Global Allocation Fund
1 DIRECTOR
1 Deepak Chopra For ForMgmt
2 Deborah Close For ForMgmt
3 Eric Demirian For ForMgmt
4 Dennis Maple For ForMgmt
5 Chris Muntwyler For ForMgmt
6 Jane O'Hagan For ForMgmt
7 Edward J. Ryan For ForMgmt
8 John J. Walker For ForMgmt
For ForMgmt2 Appointment of KPMG LLP, CharteredProfessional Accountants, Licensed PublicAccountants, as auditors of the Corporation tohold office until the next annual meeting ofshareholders or until a successor isappointed.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 102 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3 Approval of the Say-On-Pay Resolution as setout on page 19 of the Corporation'sManagement Information Circular dated April23, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 103 of 571
THE ESTEE LAUDER COMPANIES INC.
Security: 518439104
Ticker: EL
ISIN: US5184391044
Meeting Type: Annual
10-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935274530
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Class III Director: CharleneBarshefsky
For ForMgmt1B. Election of Class III Director: Wei SunChristianson
For ForMgmt1C. Election of Class III Director: Fabrizio Freda
For ForMgmt1D. Election of Class III Director: Jane Lauder
For ForMgmt1E. Election of Class III Director: Leonard A.Lauder
For ForMgmt2. Ratification of appointment ofPricewaterhouseCoopers LLP as independentauditors for the 2021 fiscal year.
Against AgainstMgmt3. Advisory vote to approve executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 104 of 571
THE GOLDMAN SACHS GROUP, INC.
Security: 38141G104
Ticker: GS
ISIN: US38141G1040
Meeting Type: Annual
29-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935349351
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: M. Michele Burns
For ForMgmt1B. Election of Director: Drew G. Faust
For ForMgmt1C. Election of Director: Mark A. Flaherty
For ForMgmt1D. Election of Director: Ellen J. Kullman
For ForMgmt1E. Election of Director: Lakshmi N. Mittal
For ForMgmt1F. Election of Director: Adebayo O. Ogunlesi
For ForMgmt1G. Election of Director: Peter Oppenheimer
For ForMgmt1H. Election of Director: David M. Solomon
For ForMgmt1I. Election of Director: Jan E. Tighe
For ForMgmt1J. Election of Director: Jessica R. Uhl
For ForMgmt1K. Election of Director: David A. Viniar
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 105 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Mark O. Winkelman
For ForMgmt2. Advisory Vote to Approve ExecutiveCompensation (Say on Pay).
For ForMgmt3. Approval of The Goldman Sachs Amendedand Restated Stock Incentive Plan (2021).
For ForMgmt4. Ratification of PricewaterhouseCoopers LLPas our Independent Registered PublicAccounting Firm for 2021.
For AgainstShr5. Shareholder Proposal Regarding ShareholderRight to Act by Written Consent.
Against ForShr6. Shareholder Proposal Regarding a Report onthe Effects of the Use of MandatoryArbitration.
Against ForShr7. Shareholder Proposal Regarding Conversionto a Public Benefit Corporation.
Against ForShr8. Shareholder Proposal Regarding a RacialEquity Audit
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 106 of 571
THE HOME DEPOT, INC.
Security: 437076102
Ticker: HD
ISIN: US4370761029
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935365874
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Gerard J. Arpey
For ForMgmt1B. Election of Director: Ari Bousbib
For ForMgmt1C. Election of Director: Jeffery H. Boyd
For ForMgmt1D. Election of Director: Gregory D. Brenneman
For ForMgmt1E. Election of Director: J. Frank Brown
For ForMgmt1F. Election of Director: Albert P. Carey
For ForMgmt1G. Election of Director: Helena B. Foulkes
For ForMgmt1H. Election of Director: Linda R. Gooden
For ForMgmt1I. Election of Director: Wayne M. Hewett
For ForMgmt1J. Election of Director: Manuel Kadre
For ForMgmt1K. Election of Director: Stephanie C. Linnartz
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 107 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Craig A. Menear
For ForMgmt2. Ratification of the Appointment of KPMG LLP.
For ForMgmt3. Advisory Vote to Approve ExecutiveCompensation ("Say-on-Pay").
Against ForShr4. Shareholder Proposal Regarding Amendmentof Shareholder Written Consent Right.
Against ForShr5. Shareholder Proposal Regarding PoliticalContributions Congruency Analysis.
Against ForShr6. Shareholder Proposal Regarding Report onPrison Labor in the Supply Chain.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 108 of 571
THE SHERWIN-WILLIAMS COMPANY
Security: 824348106
Ticker: SHW
ISIN: US8243481061
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935342585
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Kerrii B. Anderson
For ForMgmt1B. Election of Director: Arthur F. Anton
For ForMgmt1C. Election of Director: Jeff M. Fettig
For ForMgmt1D. Election of Director: Richard J. Kramer
For ForMgmt1E. Election of Director: John G. Morikis
For ForMgmt1F. Election of Director: Christine A. Poon
For ForMgmt1G. Election of Director: Aaron M. Powell
For ForMgmt1H. Election of Director: Michael H. Thaman
For ForMgmt1I. Election of Director: Matthew Thornton III
For ForMgmt1J. Election of Director: Steven H. Wunning
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 109 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Advisory approval of the compensation of thenamed executives.
For ForMgmt3. Ratification of the appointment of Ernst &Young LLP as our independent registeredpublic accounting firm.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 110 of 571
UNITEDHEALTH GROUP INCORPORATED
Security: 91324P102
Ticker: UNH
ISIN: US91324P1021
Meeting Type: Annual
07-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935414879
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Richard T. Burke
For ForMgmt1B. Election of Director: Timothy P. Flynn
For ForMgmt1C. Election of Director: Stephen J. Hemsley
For ForMgmt1D. Election of Director: Michele J. Hooper
For ForMgmt1E. Election of Director: F. William McNabb III
For ForMgmt1F. Election of Director: Valerie C. MontgomeryRice, M.D.
For ForMgmt1G. Election of Director: John H. Noseworthy,M.D.
For ForMgmt1H. Election of Director: Gail R. Wilensky, Ph.D.
For ForMgmt1I. Election of Director: Andrew Witty
For ForMgmt2. Advisory approval of the Company'sexecutive compensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 111 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Ratification of the appointment of Deloitte &Touche LLP as the independent registeredpublic accounting firm for the Company forthe year ending December 31, 2021.
For ForMgmt4. Approval of an amendment to theUnitedHealth Group 1993 Employee StockPurchase Plan.
Against ForShr5. If properly presented at the 2021 AnnualMeeting of Shareholders, the shareholderproposal set forth in the proxy statementrequesting a reduction of the share ownershipthreshold for calling a special meeting ofshareholders.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 112 of 571
VAIL RESORTS, INC.
Security: 91879Q109
Ticker: MTN
ISIN: US91879Q1094
Meeting Type: Annual
03-Dec-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935286256
Loomis Sayles Global Allocation Fund
For ForMgmt1A. Election of Director: Susan L. Decker
For ForMgmt1B. Election of Director: Robert A. Katz
For ForMgmt1C. Election of Director: Nadia Rawlinson
For ForMgmt1D. Election of Director: John T. Redmond
For ForMgmt1E. Election of Director: Michele Romanow
For ForMgmt1F. Election of Director: Hilary A. Schneider
For ForMgmt1G. Election of Director: D. Bruce Sewell
For ForMgmt1H. Election of Director: John F. Sorte
For ForMgmt1I. Election of Director: Peter A. Vaughn
For ForMgmt2. Ratify the selection ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccounting firm for the fiscal year ending July31, 2021
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 113 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Hold an advisory vote to approve executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 114 of 571
VERISIGN, INC.
Security: 92343E102
Ticker: VRSN
ISIN: US92343E1029
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395889
Loomis Sayles Global Allocation Fund
For ForMgmt1.1 Election of Director: D. James Bidzos
For ForMgmt1.2 Election of Director: Yehuda Ari Buchalter
For ForMgmt1.3 Election of Director: Kathleen A. Cote
For ForMgmt1.4 Election of Director: Thomas F. Frist III
For ForMgmt1.5 Election of Director: Jamie S. Gorelick
For ForMgmt1.6 Election of Director: Roger H. Moore
For ForMgmt1.7 Election of Director: Louis A. Simpson
For ForMgmt1.8 Election of Director: Timothy Tomlinson
For ForMgmt2. To approve, on a non-binding, advisory basis,the Company's executive compensation.
For ForMgmt3. To ratify the selection of KPMG LLP as theCompany's independent registered publicaccounting firm for the year ending December31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 115 of 571
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against ForShr4. To vote on a stockholder proposal, if properlypresented at the meeting, requesting that theBoard take steps to permit stockholder actionby written consent.
Investment Company ReportMeeting Date Range: Report Date: 06-Aug-202101-Jul-2020 - 30-Jun-2021
Page 116 of 571
WHITING PETROLEUM CORPORATION
Security: 966387508
Ticker: WLL
ISIN: US9663875089
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935365660
Loomis Sayles Global Allocation Fund
1. DIRECTOR
1 Janet L. Carrig For ForMgmt
2 Susan M. Cunningham For ForMgmt
3 Paul J. Korus For ForMgmt
4 Kevin S. McCarthy Withheld AgainstMgmt
5 Lynn A. Peterson For ForMgmt
6 Daniel J. Rice IV Withheld AgainstMgmt
7 Anne Taylor Withheld AgainstMgmt
Against AgainstMgmt2. To approve, by advisory vote, thecompensation of our named executiveofficers.
For ForMgmt3. To ratify the appointment of Deloitte & ToucheLLP as the independent registered publicaccounting firm for 2021.