items & issues vol. 1 no. 2 (2000)

24
n the last 10 to 15 years, structur- al reforms in the Latin American and Caribbean region have brought about the most significant eco- nomic transformation since World War II. An increasing number of countries have moved from closed, state-domi- nated economies to economies that are more market oriented and more open to the rest of the world. Complemen- tary policies have accorded a new pri- ority to macroeconomic stability, espe- cially lower rates of inflation, and to increasing expenditure in the social area. Policymakers expected that these changes would speed up economic growth and increase productivity gains, and create more jobs and greater equal- ity at the same time. Have those expectations been ful- filled? It is impossible to make more than a preliminary analysis at this point, since in many cases the reforms are less than a decade old. However, govern- ments must decide whether the new policies are moving in the right direc- tion and, even if they are, whether they require mid-course corrections. Any conclusions that can be drawn will be relevant beyond the boundaries of the region, because in many parts of the world—including central and eastern Europe, the former Soviet Union, Africa, some parts of Asia and even some industrialized countries—gov- ernments are experimenting with simi- lar policy changes. Since Latin America has had a head start, others are interest- ed in learning from its successes and failures. Wilson Peres and I recently pub- lished a book that reports on the most ambitious study to date on the impact of the reforms. It was a joint venture between the UN Economic Commission for Latin America and the Caribbean (ECLAC) and research centers in the nine countries that were studied: Argentina, Bolivia, Brazil, Chile, Colombia,Costa Rica, Jamaica,Mexico and Peru. In addition to this new syn- The Impact of the Economic Reforms in Latin America and the Caribbean by Barbara Stallings I (continued on page 2) Vol. No. Summer issues & Social Science Research Council I T E MS Census Director’s Northern Exposure ditor’s note:Readers who picked up the NewYork Times on January 21 were rewarded by the sight of Kenneth Prewitt, the former SSRC president who now heads the Bureau of the Census, bundled in furs on a dogsled.We have reproduced this picture for the benefit of those friends of the Council who may have missed it. Items & Issues asked Mr. Prewitt to tell us about his ride and about his efforts to publicize and increase participation in the 2000 census. His response was written before information on return rates was available. In fact they have exceeded the 1990 rates.As we go to press, the door- to-door enumeration phase of the census is still in progress. On seeing this photo, a friend quipped,“It looks like they are taking you taking you prisoner.” In truth, I was being taken to conduct the first enumeration of Census 2000. The vast undertaking of counting and geo-coding 275 million American residents started there for a simple operational reason. Remote Alaskan villagers, many of them dependent on subsistence hunting and fishing, disperse with the spring thaw. The census can reach them best in their winter village homes. This is one of dozens of geographic and group specific operations needed across the country if we are to reach people whose habits,living arrangements and, to be sure, attitudes toward the census can only be described as wonder- ously diverse. E by Kenneth Prewitt (continued on page 2) AP/Wide World Photos

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Page 1: Items & Issues Vol. 1 No. 2 (2000)

n the last 10 to 15 years, structur-al reforms in the Latin Americanand Caribbean re gion have

brought about the most significant eco-nomic transformation since World WarII. An increasing number of countrieshave moved from closed, state-domi-nated economies to economies that aremore market oriented and more opento the rest of the world. Complemen-tary policies have accorded a new pri-

ority to macroeconomic stability, espe-cially lower rates of inflation, and toi n c reasing expenditure in the socialarea. Policymakers expected that thesechanges would speed up economicgrowth and increase productivity gains,and create more jobs and greater equal-ity at the same time.

H ave those expectations been ful-filled? It is impossible to make morethan a preliminary analysis at this point,since in many cases the reforms are lessthan a decade old. H oweve r, g ove rn-ments must decide whether the newpolicies are moving in the right direc-tion and, even if they are, whether theyre q u i re mid-course corre c t i o n s . A nyconclusions that can be drawn will berelevant beyond the boundaries of there gi o n , because in many parts of the

world—including central and easternE u ro p e, the former Soviet Union,A f ri c a , some parts of Asia and eve nsome industrialized countri e s — g ov-ernments are experimenting with simi-lar policy changes. Since Latin Americahas had a head start, others are interest-ed in learning from its successes andfailures.

Wilson Pe res and I recently pub-lished a book that reports on the mostambitious study to date on the impactof the re f o rm s . It was a joint ve n t u rebetween the UN Economic Commissionfor Latin A m e rica and the Cari b b e a n( E C L AC) and re s e a rch centers in thenine countries that we re studied:A r g e n t i n a , B o l iv i a , B r a z i l , C h i l e,Colombia,Costa Rica, Jamaica,Mexicoand Peru. In addition to this new syn-

The Impact of theEconomic Reforms inLatin America andthe Caribbeanby Barbara Stallings

I

(continued on page 2)

Vol.

No.

Summer issues&

Social Science Research CouncilI T E MS

Census Director’s Northern Exposure

ditor’s note:Readers who picked up the NewYork Times on January21 were rewarded by the sight of Kenneth Prewitt, the former SSRCpresident who now heads the Bureau of the Census, bundled in furs on

a dogsled. We have reproduced this picture for the benefit of those friends of theCouncil who may have missed it. Items & Issues asked Mr. Prewitt to tell usabout his ride and about his efforts to publicize and increase participation in the2000 census. His response was written before information on return rates wasavailable. In fact they have exceeded the 1990 rates.As we go to press, the door-to-door enumeration phase of the census is still in progress.

On seeing this photo, a friend quipped,“It looks like they are taking youtaking you prisoner.” In truth, I was being taken to conduct the firstenumeration of Census 2000. The vast undertaking of counting andgeo-coding 275 million American residents started there for a simpleoperational reason. Remote Alaskan villagers, many of them dependenton subsistence hunting and fishing, disperse with the spring thaw. Thecensus can reach them best in their winter village homes. This is one ofdozens of geographic and group specific operations needed across thecountry if we are to reach people whose habits,living arrangements and,to be sure, attitudes toward the census can only be described as wonder-ously diverse.

Eby Kenneth Prewitt

(continued on page 2)AP/Wide World Photos

Page 2: Items & Issues Vol. 1 No. 2 (2000)

Contents

Census Director’s Northern ExposureKenneth Prewitt 1

The Impact of Economic Reforms inLatin America and the Caribbean

Barbara Stallings 1

Fellowship Competitions 6

Rethinking the Object of Anthropology(and Ending up Where Kroeber andKluckhohn Began)

Richard A. Shweder 7

Report from the PresidentCraig Calhoun 10

New Staff Appointments 15

Current Activities at the Council 16

Recent Council Publications 23

I also went to Unalakleet to signal to the country that the “census is starting,”that is, as an element in our huge promotional effort. This promotion is at anunprecedented scale—$165 million in paid advertising; 90,000 partner agreementswith businesses, churches and community groups; 1.5 million teaching kits as partof a census-in-schools program; 10,000 complete count committees formed withlocal governments; and more. This promotion and publicity effort is probably oneof the largest applied social science projects ever. It is a civic mobilization cam-paign designed to convince American households to return their census form inthe mail or, failing that, to cooperate with ennumerators in the period where wefollow up with non-responding households.

The first phase is called 90 Plus Five, which is the straightforward task ofincreasing the mailback response rate by 5 percentage points over the 1990 base. In1980, approximately 75% of the households returned their census forms by mail.In 1990,this dropped to 65%. The Census Bureau’s internal models predicted 61%for 2000. We can view the response rate as an indicator of civic engagement. Ifthe census response rate is in the low 60s,this suggests that the several decades-longdecline in civic engagement continues. If the decline is arrested or, better, reversed,take this as a sign that civic mobilization campaigns can work.

[Regardless of the rate],there is a social science question to answer. With sup-port from a number of foundations—Annie E. Casy, Carnegie, Ford, Hewlett,MacArthur, Mellon and Russell Sage—real-time data are being collected, byInterSurvey, to track the impact of various features of the mobilization strategy.Early results from this study were reported in mid-May, and public use data filesbecame available soon thereafter. n

Census Director’s Northern Exposure(continued from page 1)

thesis volume [see reference list on p. 6for full citation], four topical vo l u m e s(on inve s t m e n t , technical change,e m p l oyment and equity) and ninec o u n t ry volumes will be published inthe course of the year.

Two Waves of ReformLiterature

We are not, of cours e, the first tostudy the reforms. There were severalstudies in the late 1970s and early1 9 8 0 s , of which the most influentialwe re those directed by Anne Kru e g e rfor the National Bureau of EconomicResearch;these provided the intellectu-al foundations for the reforms (Krueger1 9 7 8 , 1 9 8 1 - 8 3 ) . In the 1990s cameempirical analyses of the impact of there f o rms (see especially Wi l l i a m s o n ,1 9 9 0 ; E d wa rd s , 1 9 9 5 ; E C L AC, 1 9 9 6 ;

IDB, 1996 and 1997; Burki and Perry,1997).

The early literature advocating thereforms as a way of raising growth ratesstressed the need to move from produc-tion that was overwhelmingly orientedt owa rd the domestic market to agreater emphasis on export s . T h re earguments supported the benefits ofexport-led growth: greater efficiency atthe microeconomic leve l , b e t t e rexploitation of economies of scale andmoderation of stop-go cycles derivingf rom foreign exchange short a g e s . T h emost important instrument for achiev-ing export-led growth was argued to bea competitive exchange rate, a l t h o u g hthis was considered to be a necessarybut not sufficient condition.Eliminating the special priv i l e g e se n j oyed by import-substitution firm s(protected domestic industries that pro-

duced formerly imported goods) andp roviding positive incentives forexports were also required.

The literature argued that removingthe distortions caused by the import -substitution industr ialization (ISI)model would generate more employ-ment, especially for unskilled workers.A more efficient allocation of resourceswould facilitate faster growth,and fastergrowth would result in more job cre-a t i o n . The mechanisms for incre a s i n gequity were closely related to those forexpanding employ m e n t . The mosto bvious link was the creation of newlow-skill jobs.Since many of these newjobs would be in rural areas,they wouldhelp alleviate the great poverty there. Itwas also expected that the gre a t e rdemand for unskilled labor would havea positive impact on the relative wagesof those who we re already employe d .

The Impact of the Economic Reforms in Latin America and the Caribbean(continued from page 1)

S S R C

S A

N Y , NY USA

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That is, the wage differential betwe e nskilled and unskilled wo r ke rs wo u l ddecrease, improving the distribution ofincome.

Although the re f o rms did not pro-mote specific firms or sectors , t h eywe re not meant to be neutral. T h eyaimed at reducing the share of govern-m e n t , eliminating state-owned enter-p rises and increasing foreign dire c ti nvestment flows into the re gi o n . Acentral objective was to overcome thestrong anti-export bias that had devel-oped under protection policies,becausethe resulting trade deficits represented aserious constraint on growth.The long-run sustainability of an export orienta-tion would depend to a large degree onwhether the re f o rms could ove rc o m e,or at least re d u c e, e x t e rnal constraintson growth.

Not all potential exports we reexpected to benefit equally from there f o rm s . Trade liberalization and thephasing out of industrial and agri c u l-tural policies, which we re believed toh ave artificially increased labor costsand reduced the cost of capital, wouldlead a country to specialize in areas inwhich it had comparative adva n t a g e s .The proponents of the reforms gener-ally assumed that Latin America’s com-p a r a t ive advantage lay in unskilledl a b o r; t h ey there f o re predicted twoadditional outcomes. First, labor-inten-s ive sectors would produce the mostdynamic export performance and, con-s e q u e n t l y, the most rapid growth ande m p l oyment cre a t i o n . S e c o n d , s m a l lf i rm s , which pre s u m a bly specialize inl a b o r - i n t e n s ive sectors , would growfaster than large ones, which were con-centrated in capital-intensive, protectedsectors.

The more recent literature is aimedat evaluating the extent to which theseexpectations about a “first generation”of marke t - o riented re f o rms we re ful-f i l l e d , leading to a faster growth rate,more rapid generation of employment,greater equity and a more sustainabl eposition of the balance of pay m e n t s .There has been a surprising degree ofconsensus on these questions. G row t his perc e ived as being disappointingly

slow, slower than in the past and slowerthan in other world re gi o n s . Job cre-ation is not only sluggish, but job qual-ity has decreased. Inequality, at best, hasremained constant and may have gottenwo rs e. Balance of payments deficits,after shrinking for a while in the early1990s, have widened once again.

A Macro-Micro Approach

Most of the literature stops herebecause the methodology allows onlya g gregate level analysis. Our wo r k , i ncontrast, has focused less exclusively onthe macroeconomic and regional levelsand more country comparisons andm i c roeconomic behavior of firm s ,grouped by sector, size and ownershipcharacteristics.The resulting groups off i rms are affected quite differently byg ove rnment policies, including stru c-tural re f o rm s , and by the incre a s i n g l yglobalized world economy.The sum ofthe behavior of these groups of firm sproduces the aggregate behavior othershave observed and measured.

Another way to characterize oura p p roach is that it insists on makingeconomic actors central to the analysisand trying to understand their re a c-tions to gove rnment policies in ord e rto explain, p redict and (if necessary )modify their behavior. In particular, wefocus on entre p re n e u rs ’ decisions toi nvest and to incorporate new tech-n o l ogi e s . Under what domestic andinternational conditions will they makep o s i t ive decisions? What will be thetime frame for implementing inve s t-ment decisions? Without inve s t m e n tand increased pro d u c t ivity thro u g htechnical progress and better skills forwo r ke rs , medium- and long-termgrowth cannot take place, a l t h o u g heconomic recovery can occur. A disag-gregated approach is also necessary foranalyzing other outcomes. Job-creationcapacities va ry widely for large andsmall firms and for firms in labor-intensive or capital-intensive or naturalresource-intensive sectors.The skill dif-f e rential that characterizes jobs in dif-ferent categories of firms is then a cru-cial factor in determining patterns ofincome distribution.

Our findings bear out the need for am o re disaggregated analysis. M a ny ofthe most interesting results emergeonly after we have left the aggre g a t e,regional level. Indeed, at the aggregatel eve l , the re f o rms appear to have hadve ry little impact. E c o n o m e t ric ev i-dence shows that the re f o rms had asmall positive impact on growth and oninvestment.They also had a small nega-t ive impact on employment cre a t i o nand on equity. It is at the country, sec-toral and microeconomic levels that webegin to find evidence of strong effectsof the re f o rm s . The re f o rms fostere di nvestment and modern i z a t i o n , but atthe same time they led to significantd i f f e rences in perform a n c e : high- andl ow - growth countri e s , dynamic andlagging sectors,a gap between large andsmall firms and a shift in favor oftransnational corporations over domes-tic firm s . The result was specializationand polarization,with greater opportu-nities for some and greater obstacles forothers.

Heterogeneous Outcomes from Reforms

Four sets of results illustrate theinsights that can be attained by chang-ing the level at which analysis of there f o rms is conducted. The first twocenter on the country level, while thethird and fourth derive from the sectorand firm levels.

Aggressive versus cautious reformers

Major differences emerged betweent wo groups of countries in the wayre f o rms we re implemented. S o m ecountries were very aggressive in termsof the speed and scope of the reforms,while others we re more cautious ands e l e c t ive. The differences we re closelycorrelated with conditions in the peri-od preceding the re f o rm s . Four ele-m e n t s , in part i c u l a r, influenced policyc h o i c e : p rior growth perform a n c e,i n f l a t i o n , d e gree of economic distor-tion and level of gove rn a b i l i t y. T h e s eelements tended to cluster. At onee x t re m e, A r g e n t i n a , B o l iv i a , Chile andPe ru scored poorly on all four ele-

Page 4: Items & Issues Vol. 1 No. 2 (2000)

m e n t s . At the other end of the spec-t rum we re Brazil, C o l o m b i a , C o s t aRica, Jamaica and Mexico.While thesec o u n t ries had pro blems (especiallym a c roeconomic instability in Braziland Mexico), they did not match thoseof the previous group.

If we look at growth rates in thep o s t - re f o rm peri o d , those of thea g gre s s ive re f o rm e rs are both higherthan those of the other group in the1990s (our proxy for the post-re f o rmperiod) and higher than those in theirown past. The cautious re f o rm e rs , i ncontrast, grew more slowly in the pres-ent and more slowly than in their past.This looks like a clear recommendationfor more re f o rm s , but a closer lookhints at a spurious correlation. A thirdva ri a ble—initial conditions—actuallyaccounts for both policy choice andgrowth perform a n c e. W h e re initialconditions we re especially poor, g ov-e rnments we re willing to experi m e n twith profound changes.And those samepoor conditions meant that just catch-ing up would lead to rapid grow t h .Where initial conditions had been bet-ter, such rapid catching up was not pos-sible.

Consistencies versus “inconsistency syndromes”

Another important difference thatbecame evident at the country leve lwas the relationship between re f o rm sand macroeconomic policies. In somec o u n t ri e s , these we re complementaryand in others contradictory, c ro s s i n gthe aggressive/cautious dichotomy. Onthe positive side, the most successfulmix of re f o rms and macro e c o n o m i cpolicy occurred in the area of inflation.G ove rnments generally targetedmacroeconomic policy at taming infla-t i o n ; trade liberalization support e dthese efforts in two important way s .F i rs t , i n p u t s , or materials re q u i red forproduction,could be imported at lowerprices, thus making it possible for localcompanies to produce cheaper goods.S e c o n d , competition with fore i g nproducts constrained the ability of localbusiness to raise prices, even if all their

inputs were local. Privatization of statefirms also helped to lower inflation byresolving fiscal deficits, although thoseg ove rnments that used priva t i z a t i o nrevenues to increase spending tended torun into trouble later on.

Other areas displayed significantcontradictions among re f o rms andmacroeconomic policies. One exampleof the “inconsistency syndro m e s ” t h a twe found centered on exchange ratepolicy and its link to re f o rm s .I n t e rnational financial liberalizationp roduced a rush of short - t e rm capitalinto the countries and led to apprecia-tion of the local currency.The appreci-ation made imports cheaper andexports more expensive, thus increasingthe trade deficit. It also sent mixed sig-nals to firms that had been encouragedby the trade re f o rms to invest in newcapacity oriented towa rd export s .While the trade deficit could be cov-ered in the short run by the very capitali n f l ows that caused the appre c i a t i o n ,the flows we re reve rs i ble and couldl e ave the country as quickly as theyentered in response to domestic prob-lems or international financial tre n d s .In the best of cases, the capital outflowscaused disruptions in the local econo-my ; in the extre m e, t h ey resulted incurrency crises that were extraordinari-ly costly and took years to overcome.

Heterogeneous investment behaviorat the sectoral and micro levels

Investment in the post-reform peri-od was concentrated in a re l a t ive l ysmall number of sectors. Only one sec-tor (telecommunications) saw dynamici nvestment in all countri e s , and onlyone country (Chile) increased inve s t-ment in all major sectors .Manufacturing investment grew partic-ularly rapidly in certain capital-inten-s ive subsectors (for example, c e m e n t ,s t e e l , p e t rochemicals and chemicals).N o n e t h e l e s s , i nvestment coefficientsoverall were, at best,only slightly higherthan in the pre-reform period.

P rivatization was instrumental toinvestment recovery and to moderniza-tion when other necessary conditions

were also present.It fostered investmentin certain tradeables (that is, goods thatcan be traded across bord e rs—in thiscase, mining and natural gas), althoughlinkages with the rest of the economyc o n t i nued to be we a k . In nontrade-a bl e s , the biggest increases in inve s t-ment we re in telecommu n i c a t i o n s ;results we re mixed in electricity andt r a n s p o rt a t i o n . P rivatization alone didnot guarantee efficient perform a n c e.S t rengthening pro p e rty rights prove dto be important for attracting fore i g ni nvestment in mining, while incre a s e dcompetitive pressures were necessary toe n s u re efficient market outcomes ins e rvices sectors like telecommu n i c a-tions.

Large firms were the most dynamici nve s t o rs , although smaller companieshad a minor presence in some activitieswhere investment grew rapidly. Amongbig firm s , transnational corp o r a t i o ns u b s i d i a ries gained ground vis-à-vislarge domestic conglomerates. T h e s esubsidiaries were responsible for muchof the rise in inve s t m e n t , not only inthe fastest-growing areas of manufac-turing but also in mining and telecom-mu n i c a t i o n s . P riva t i z a t i o n , l i b e r a l i z a-tion of regulations that prevented for-eign firms from investing in many sec-tors, and the globalization of importanti n d u s t ries combined to strengthen theposition of foreign corporations.

Productivity gains were more evenlyspread across broad sectors (agriculture,m a nu fa c t u ring and serv i c e s ) , but het-erogeneity increased within subsectors,for example, b e t ween commercial andfamily agri c u l t u re. L i kew i s e, w i t h i nm a nu fa c t u ri n g , some subsectors per-f o rmed ve ry well but others laggedb e h i n d . While the overall pro d u c t iv i t ygap in manu fa c t u ring between LatinAmerica and the United States did notn a rrow in the 1990s, it did shrink inspecific subsectors where considerableinvestment took place.This was partly ac o n t i nuation of adjustment pro c e s s e sbegun during or even before the crisisof the 1980s. Although the gapbetween the productivity of large firmsand that of small and medium-sizee n t e rp rises narrowed in some coun-

Page 5: Items & Issues Vol. 1 No. 2 (2000)

t ri e s , p e r f o rmance continued to bee x t remely dissimilar. M o d e rn i z a t i o np ro c e s s e s , l i ke inve s t m e n t , o c c u rre dmainly among larger firms.

The importance of external fa c t o rsin the incorporation of new technolo-gies increased in tandem with theinvestment process.The growing signif-icance of imported capital goods, t h esubstitution of foreign for domesticmaterials and the construction of tech-nologically advanced plants by foreignfirms all resulted in a greater presenceof foreign components in the re gi o n ’snational innovation systems. At thesame time, the state reduced its involve-ment in technological efforts, but pri-vate actors have not always stepped into fill the void.

Employment deficiencies at the sectoral and micro levels

R e f o rms did not solve, and quitep ro b a bly incre a s e d , t wo pro bl e m s :investment continued to be concentrat-ed among large enterp rises that havenot shown the capacity to deve l o plinkages with smaller firms, and suppli-er chains we re destroyed by the questfor competitiveness through increasingimported inputs. Both processes led tospecialization and higher efficiency, butt h ey also led to polarization and thep e rsistence of trade deficits, and thusreliance on foreign savings.

A related pro blem concern e demployment:the reforms did not deliv-er the expected employment growth inthe tradeables sectors . C o m m e rc i a lagriculture and formal sector manufac-t u ring firms underwent an import a n tp rocess of modern i z a t i o n , w h i c himplied a more intensive use of capital.This undermined job creation in thoses e c t o rs where output grew moststrongly, such as natural resource–basedcommodities and the automobilei n d u s t ry. Changes also occurred acro s ss e c t o rs as well as within sectors .S p e c i f i c a l l y, a c t ivities that traditionallyp roduced the most employ m e n t , s u c has textiles and garments, declined acrossthe board . Only the m a q u i l a a s s e m bl yp l a n t s , operating under special intern a t i o n a l

re g u l a t i o n s , p rovided the strong growth inhighly labor-intensive activities that there f o rms we re expected to pro d u c e.

S l ow growth in labor-intensivetradeables had a number of causes.First,as mentioned above, the contradictionbetween the reforms—which sought tom ove towa rd an export-led grow t hmodel—and macroeconomic poli-cies—which in the presence of largeforeign capital flows led to overvaluedexchange rates—sent pro d u c e rsambiguous signals that hindered invest-ment in tradeables.Second,assumptionsmade about the re gi o n ’s comparativeadvantage were wrong, at least for thel evel of generalization to which theya p p l i e d . The re gional experience andi n t e rnational comparisons have show nthat the main advantage of LatinA m e rica in general, and of the SouthAmerican countries in particular, lies innatural re s o u rces rather than inunskilled labor. This factor was com-pounded by changes in the re l a t ivep rices of fa c t o rs of pro d u c t i o n , w h i c ho c c u rred when trade liberalizationsharply reduced the relative cost of cap-ital goods.

When the concentration of growthin capital-intensive activities cre a t e df ew jobs, s e rvices became the re s i d u a ls o u rce of employ m e n t . S e rvices had am i xed perform a n c e : high-quality jobswe re created in telecommu n i c a t i o n s ,banking and finance, but most jobswere in low-skill services. Polarizationi n c reased between activities that hadbeen rapidly modernized and tradition-al ones that employed a low-skill work-f o rc e. Potential wo r ke rs who couldn’tfind other jobs tended to be employedby the latter, leading to slow growth inthe overall pro d u c t ivity of the sector.M i c ro e n t e rp rises offered the gre a t e s tnumber of jobs, with most of themoperating on an informal basis.The lowrate of job creation by large, m o d e rnfirms that offered higher wages led to awidening wage gap. Poor employmentp e r f o rmance in the tradeables sectorshas thus been accompanied by increas-ing heterogeneity and polarization inthe labor maket.

Conclusions

By the end of the 1990s, re gi o n a leconomies had more or less recoveredwhat they had lost during the 1980s int e rms of investment and pro d u c t iv i t yl eve l s . * The new investments we rem o re efficient than the ones theyreplaced, but they were highly concen-trated in a few sectors, some of whichare growing slowly in the world mar-ket, face falling terms of trade and aret e c h n o l ogically mature. M o re ove r, t h eexpected rates of re t u rn on thesei nvestments are likely be lower thanb e f o re the re f o rms we re intro d u c e d ,due to greater competition and lessstate support . Labor pro d u c t ivity alsoreturned to its pre-crisis levels, but thisimplies that the gap in Latin A m e ri c aand the Caribbean with respect to theindustrial countries and the East Asianeconomies incre a s e d . While a nu m b e rof individual sectors did very well,theirdynamism was not transmitted to theeconomies as a whole, p a rtly due toweak or nonexistent supplier relations.

G iven these fa c t o rs , a significantincrease in growth rates in the comingye a rs cannot be taken for gr a n t e d .Lacking strong growth, unemploymentrates are likely to remain high, w h i c hwill exacerbate social pro blems andhinder attempts to lower the very highrates of inequality that characterize theLatin A m e rican re gi o n . E x t e rnal vul-n e r a b i l i t y, which has pro b a bly ri s e nbecause of increased globalizationtogether with trade and financial liber-a l i z a t i o n , m a kes solutions more com-p l e x . This outlook surely justifies theconsideration of policy changes toimprove expected outcomes.

A first principle in establishing apolicy agenda for the future—one thatwas frequently violated during the firstround of re f o rms—is to avoid acro s s -t h e - b o a rd policy re c o m m e n d a t i o n s .Latin A m e rican and Caribbean coun-tries are currently in very diverse situa-

*Whether complete recovery has taken place or notdepends on the use of simple or weighted averages.Since Mexico and especially Brazil – the two largestcountries in the region – have lagged behind othercountries in performance in the 1990s, the weightedaverages show investment and productivity still behind1980 levels.

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tions with respect to the reforms them-selves and to other structural and policyvariables.What will work for one is notn e c e s s a rily appro p riate for another.N o n e t h e l e s s , the experiences of thenine countries we studied provide bothpositive and negative lessons.

Another principle—also fre q u e n t l yviolated in the first round—is to obtainthe necessary information and toengage in the appro p riate analysisbefore making irreversible policy deci-sions. Many of the theoretical proposi-tions underlying the first round ofre f o rms we re based on different typesof economies than existed in LatinA m e ri c a , so it was not surp rising thatmany of the predictions turned out tobe erroneous.The analysis must includethe individual country, sectoral andmicroeconomic levels rather than gen-eralities about the re gion as a whole.One of the most important examples ofthe need for information on which tobase rational decisionmaking is in thea rea of labor re f o rm . B eyond generalconsiderations about the advantages ofmore efficient labor markets,we do notknow what to expect from that reformin terms of growth and employment.

The 10 to 15 years of reforms in there gion have led to significant accom-p l i s h m e n t s , but much remains to bedone and many pro blems still exist.One influential set of proposals recom-mends further re f o rm s ; it calls for adeepening of first-generation re f o rm s

complemented by a second generationof re f o rm s , p a rticularly in the field ofe d u c a t i o n . Our view is that the va s tm a j o rity of benefits that can beobtained from first-generation reformsh ave already materi a l i z e d . Except inthose countries where re f o rm camelate, deepening those same reforms willonly cause decreasing re t u rn s . In thecase of large, federal countries, howev-e r, f i rst-generation re f o rms may stillhave a role to play at the state or locallevels.

We agree with the growing consen-sus among gove rnments and intern a-tional organizations that another roundof reforms is needed.Our agenda,how-ever, is broader than that of most oth-e rs . Our policy re c o m m e n d a t i o n sinvolve three central issues: the need toengage in competitiveness policies andi nvestment promotion to incre a s egrowth, to undertake a major offensivein the social area and to maintain andi m p rove macroeconomic stability. Toaccomplish these goals, changes are alsoneeded in two cross-cutting areas: clos-er relations between the public and pri-vate sectors and policies to deal withe x t e rnal vulnerability. We believe thatt h e re is increasing support for suchpolicies in most gove rnments of theregion.But only when they are actuallyimplemented can Latin A m e rica re a pthe full benefits of the policies that havealready been put in place through con-siderable sacrifice. n

ReferencesBurki, Shahid Javed and Guillermo E. Perry. 1997.

The Long March:A Reform Agenda for Latin America andthe Caribbean in the Next Decade. Washington, DC:World Bank Latin American and Caribbean Studies.

ECLAC (Economic Commission for Latin Americaand the Caribbean). 1996. Strengthening Development:The Interplay of Macro and Microeconomics. Santiago.

Edwards,Sebastian.1995. Crisis and Reform in LatinAmerica: From Despair to Hope. New York: OxfordUniversity Press.

IDB (Inter-American Development Bank). 1996.Economic and Social Progress in Latin America, 1996Report. Baltimore: Johns Hopkins University Press.

___________. 1997. Economic and Social Progress inLatin America,1997 Report:Latin America after a Decadeof Reforms. Baltimore: Johns Hopkins University Press.

Krueger, Anne O. 1978. Foreign Trade Regimes andEconomic Deve l o p m e n t : L i b e ralization Attempts andConsequences. Cambridge:Ballinger.

___________. 1981–83. Trade and Employment inDeveloping Countries. 3 vols. Chicago: University ofChicago Press.

Stallings, Barbara and Wilson Peres. 2000. Growth,Employment, and Equity: The Impact of the EconomicReforms in Latin America and the Caribbean.Washington,

DC;Brookings Institution/ECLAC.

Williamson, John. 1990. Latin American Adjustment:How Much Has Happened? Washington, DC: Institutefor International Economics.

Barbara Stallings is director of the EconomicD evelopment Division of the UN EconomicCommission for Latin America and the Caribbean andcochair of the SSRC collaborative research networkon Globalization,Local Institutions and Development.This article is adapted from her book with WilsonPeres, Growth,Employment,and Equity:The Impact of theEconomic Reforms in Latin America and the Caribbean(Washington:Brookings Institution /ECLAC, 2000).

Abe 96 13Applied Economics 52 17Eurasia Dissertation Fellowship 45 8Eurasia Predissertation Fellowship 34 4IDRF 814 47IPFP 94 22Latin America 91 16Middle East and North Africa Dissertation 43 8Middle East and North Africa Predissertation 5 1Philanthropy and the Nonprofit Sector 68 7Sexuality Research Dissertation 74 10Sexuality Research Postdoctoral 20 5South Asia (Bangladesh) 6 1Southeast Asia (Vietnam) 20 4

SSRC Progra m sApplicat ions

R e c e ive dFe l l owsh ips

Awa r d e dThe table to the left sum -marizes the results of the1999-2000 fellowshipcompetitions of the SocialScience Research Council.Out of 1,422 applica -tions, 163 fellowships wereawarded, or approximately11.5% of the total appli -cant pool. (Several pro -grams could not reportresults by press time). Formore information, see ourwebsite, www.ssrc.org.

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ost definitions of “culture”in the history of Americananthropology can be sorted

into two kinds. Some definitions arebehavioral in emphasis (for example,“behavior patterns that are learned andpassed on from generation to genera-t i o n ” ) , and others are symbolic inemphasis (for example, “the beliefs andd o c t rines that make it possible formembers of a group to make sense ofand rationalize the life they lead”). Ofcourse any genuine cultural communi-ty is the beneficiary of both behavioraland symbolic inheri t a n c e s , and thechallenge for theorists in anthropologyhas been to formulate a definition ofculture that draws our attention to thatfact.

That challenge was successfully metby Robert Redfield in 1941 when heconceptualized “ c u l t u re ” as “ s h a re dunderstandings made manifest in actand artifact.” It was successfully metagain in 1952 when A.L. Kroeber andC. Kluckhohn (1952) unified variousdefinitions of culture into a single for-mulation focused on both the symbol-ic and the behavioral inheritances of acultural commu n i t y : “ C u l t u re,” t h eywrote, “consists of patterns,explicit andimplicit, of and for behavior acquiredand transmitted by symbols, constitut-ing the distinctive achievement ofhuman groups, including their embod-iments in artifacts; the essential core ofculture consists of traditional (i.e., his-torically derived and selected) ideas andespecially their attached values; culturesystems may, on the one hand, be con-sidered as products of action, on theother hand as conditioning elements offurther action.”

Clifford Geertz (1973) famouslyc a rried forwa rd this “symbols andmeanings” or interpretive approach tothe understanding and explanation ofbehavior. Many others have formulat-ed cognate conceptualizations of “cul-

ture,” which are just variations on thistheme. In my own variation (1991,1996,1999,In press;also see D’Andrade1984; Shore 1996) I have defined theintellectual object called “culture”moreor less this way: By “culture” I meancommunity-specific ideas about what istrue, good, beautiful and efficient. Tobe “cultural” those ideas about truth,goodness,beauty and efficiency must besocially inherited and customary; andthey must actually be constitutive ofdifferent ways of life. Alternatively stat-ed,“culture” refers to what Isaiah Berlin(1976) called “goals, values and picturesof the world”that are made manifest inthe speech,laws and routine practices ofsome self-monitoring group. That iswhat I shall mean by “culture” in thisessay, and that is what I think severalgenerations of American anthropolo-gists have meant by it as well….

T h e re are many anthro p o l ogi s t sthese days who either want to disownthe concept of culture or don’t wantanyone, including themselves, to doa nything with it (see for example,C l i f f o rd and Markus 1986; A bu -Lughod 1991; Kuper 1999; Wi k a n1996). This emergence within anthro-pology of an “anticulture” or “postcul-tural” position is a rather ironic twist,because outside the discipline ofanthropology—among political scien-t i s t s , p s y c h o l ogi s t s , s o c i o l ogi s t s , l e g a lscholars,public policy analysts and eveneconomists—“culture” has become ani n c reasingly legitimate and populartopic of investigation.

One sign of the times was theWorld Bank conference held inF l o rence in October 1999, e n t i t l e d“Culture Counts.” At that meeting,

which featured keynote addresses bythe president of the World Bank, sever-al economists and economic historians,Ministers of Culture and Finance froma round the wo r l d — a n d , u l t i m a t e l y,Hillary Clinton—two kinds of voicescould be heard. There was the voice ofthose who believe that globalizationmeans “Westernization,” which (it isbelieved) is a necessary condition foreconomic growth. Those who adoptthis position seem to like the idea that“culture counts” in part because it is adiscreet way of telling “underdevel-oped” nations that they must either“Westernize or remain poor.”

There was also the voice of thosewho like the idea that “culture counts”because they believe that social andeconomic problems can only be solvedwithin the framework of local tradi-tions of practice, meaning and value.Happily there are more than a feweconomists these days who are turningto anthro p o l ogists to learn aboutethnography and “thick description.”They are eager to figure out why somebehaviors seem “sticky”or “inelastic”orresistant to incentives. They want tolearn how to estimate the value ofthings in more than or other than eco-nomic terms. Imagine their surprisewhen they learn that many anthropolo-gists think ethnography is impossibleand that others are in the process ofrenouncing a major part of their intel-lectual inheritance (the concept of“culture”). “Isn’t anthropology shoot-ing itself in the foot?” they ask.

Of course there are many reasonsfor the recent emergence of various“ a n t i c u l t u r a l ” or “ p o s t c u l t u r a l ” c ri-tiques within anthropology. But arethey good reasons? For the most part Ithink not. For example, the idea of“culture”does not imply that “whatev-er is, is O.K.” There are plenty ofanthropologists these days who want topromote political agendas of one sort or

Rethinking the Object of Anthropology (and Ending Up WhereKroeber and Kluckhohn Began)

M

The idea of “ c u l t u r e ”does not imply that“ w h a t e ver is, is O. K . ”

Richard A. Shweder

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another: Western egalitarian agendas,cosmopolitan liberal agendas, free mar-ket libertarian agendas.The slogan “It’snot cultural it’s [fill in the blank:crimi-nal,oppressive, barbaric, inefficient]”hasbecome a rallying cry for global moralinterventionists of all kinds, includingsome schools of cultural anthropology.Indeed there are anthropologists whoseem to take an interest in other cul-tures (especially their family life cus-toms, gender ideals and reproductivepractices) mainly as objects of scorn.They argue that the idea of “culture”reinforces authoritarian power relation-ships and permits local despots todeflect criticism of restrictive or repres-sive systems of control by saying “that isour custom”or “that is the way we havealways done things in our culture.”According to these advocates the ideaof culture is a conservative force thatstands in the way of their political goals.

It is not my aim to comment onspecific political goals or moral cru-sades.It is important to recognize, how-eve r, that valid social criticism andquestions of moral justification are notruled out by the idea of “culture.”Nothing in the Redfield/Kroeber andKluckhohn formulation suggests thatthe things that other peoples desire arein fact truly desirable or that the thingsthat other peoples think are of value areactually of value.The concept of cultureper se is not a theory of the “good”;although cultural analysis is probablynot possible without reliance on somekind of moral stance, even (in the lim-iting case) if that moral stance is thestance of the emotivist or subjectivistwho believes there are no such things asobjective values and that only might(power) makes right. In other wordseven from a moral point of view weneed not throw out the concept of cul-ture just because some tyrant puts thewo rd “ c u l t u re ”to some nefa rious ( m i s - ) u s e.

The idea of culture also does notimply passive acceptance of receivedpractice and doctrine or that humanbeings are robots or putty or blankslates. Culture theorists ought to ana-lyze behavior much the way sensible

economists do, as the joint product of“preferences” (including goals, valuesand ends of various sorts) and “con-straints” (including “means” of varioussorts such as causal beliefs, information,skills and material and nonmateri a lresources), all mediated by the purpo-s ive strivings of human agents (seeShweder 1995). Some social scientiststend to privilege “preferences”and oth-ers “constraints”in their explanations ofbehavior. Nevertheless there is muchthat is “cultural” on both sides of theequation (for example causal beliefs area type of “constraint” and in substantialmeasure they are “cultural”). It is trulybizarre to see the idea of “agency” or“intentionality” used as synonyms for“resistance to culture” in the discourseof “anticulture” theorists. Even fullyrational, fully empowered, fully “agen-tic” human beings discover that mem-bership in some particular tradition ofmeanings and values is an essential con-dition for personal identity and individ-ual happiness. Human beings who are

“liberationists” are no more agenticthan human beings who are “funda-mentalists,” and neither group standsoutside some tradition of meaning andvalue.

It is precisely because behavior isthe joint product of preferences andconstraints that abstract hy p o t h e t i c a lmodels are important. The case formodeling is not a case for focusing onlyon culture; it is a case for distinguishingbetween sources of variation so that acomplex behavioral system can be bet-ter understood. It is not surprising thatmeteorologists, geologists and econo-mists are model builders. It is an openquestion whether predicting humanbehavior in context is more or lesscomplicated than predicting the behav-ior of a storm or a volcano.

Moreover, in building a model of

human behavior the construction ofthe cultural part of the model oftengoes hand in hand with the identifica-tion of noncultural constraints. Forexample,most cultural analyses of “whosleeps by whom” in the family (e.g.,Caudill and Plath 1966) recognize thatsleeping patterns might be caused byphysical space constraints (a fact ofecology). The cultural part of theanalysis involves the identification andvalidation of “traditional (i.e., histori-cally derived and selected) ideas” (inthis instance an ordered list of valuepreferences and associated causal beliefsabout the consequences of, for exam-ple, requiring a child to sleep alone orpermitting or requiring husband andwife to exclude all children from theirbed). But this type of cultural analysisonly makes sense after the “limitationsof space” explanation for sleeping pat-terns has been ruled out.

For example, in research that sever-al colleagues and I conducted on sleep-ing arrangements in the temple townc o m munity of Bhubaneswa r, O ri s s a ,India (Shwe d e r, B a l l e - Jensen andGoldstein 1995), we began with obser-vations and descriptions of behavior incontext and we collected a sample ofone-night sleeping patterns in 160 fam-ilies. These data were quite complex.Families varied in size and in the age,sex and generation distri butions offamily members. Moreover there wasno uniform or fixed sleeping pattern inthe community. In one family (on thatsingle night) the father co-slept with his6-year-old daughter while the motherslept with her 4-year-old son and 3-year-old daughter. In another family(on that single night) the father sleptalone and the mother slept with her1 4 - year-old daughter, 8 - ye a r - o l ddaughter and 3 - ye a r - o l d s o n .Nevertheless despite all the variety ofbehavior across 160 cases it was possibleto build a simple model of local ideasabout what is good and efficient (ideasabout incest, protection of the vulnera-ble, the importance of female chastityand respect for the status of superiors)that accounted for most of the choices

Complex and contingent behav-i o ral systems are often best under-stood by an appeal to a simplemodel of shared ideas.

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that cultural agents made in decidingwhere to sleep at night. Many timescomplex and contingent behavioral sys-tems are best understand by an appealto a simple model of shared ideas.

The idea of culture also does notimply the absence of debate, contesta-tion or dispute among members of agroup. Nor does it necessarily implythe existence of group homogeneity inknowledge, belief or practice. Everycultural system has experts and novices;one does not stop being a member of acommon culture just because culturalknowledge is distributed and someoneknows much more than you do about(e.g.) how to conduct a funeral or applyfor a mortgage. The basic point is thatnot everything has to be shared for a“culture”to exist. Only enough has tobe shared for a people to recognizeitself as a cultural community of a cer-tain kind and for members of that com-munity to be able to recognize eachother as recipients and custodians ofsome tradition of meaning and value.Members of a cultural community donot always agree about this or that, butthey do take an interest in each other’sideas about what is true, good,beautifuland efficient because those ideas (andrelated practices) bear on the perpetua-tion of their way of life. The critique ofthe concept of “culture”that starts withthe observation of internal variationand ends “therefore there is no culturalsystem”should have been a non-starter.

The idea of culture also does notimply that other kinds of peoples arealiens or less than human. We live in amulticultural world consisting (asJoseph Raz has put it) “of groups andcommunities with diverse practices andbeliefs, including groups whose beliefsare inconsistent with one another.” Theaspirations (1) not to lose your culturalidentity, (2) not to assimilate to main-stream pressures, (3) not to be scatteredthroughout the city, country or world,(4) not to glorify the Diaspora, and (5)not to join the highly individualisticand migratory multinational, multira-cial but monocultural cosmopolitanelite are real and legitimate aspirations.

They are certainly not the only legiti-mate aspirations in a mu l t i c u l t u r a lworld; there is much that can be said infavor of a liberal cosmopolitan life.Nevertheless, life in the Diaspora takeson meaning in part because not everymember of the ancestral culture is wan-dering here and there.

Of course multicultural life can behazardous, especially for immigrant orminority groups and for members ofdifferent cultures who are in geopoliti-cal conflict. And it is a truism thatwithout the existence of cultural andethnic groups there would be no cul-tural conflict and no ethnic hatreds,which does not necessarily mean thatthe world would be at peace.Nevertheless, cultural communities andethnic groups are not going to disap-pear. One looks to anthropology for auseful concept of “ c u l t u re ” t h a tincreases the chances for mutual under-standing and tolerance in a multicultur-al world, not for no concept of cultureat all.

That is not to deny that there havebeen some notorious cultural anthro-pologists who have either treated “cul-ture” as everything or have placed ataboo on the study of everything that isnot “cultural.” But why should we con-flate their misuse of the concept withthe idea of culture itself? There is morethan enough that is “cultural” to goa round and to supply anthro p o l og ywith a worthy and distinctive object ofstudy. n

Richard Shweder is a member of the Committee onHuman Development, University of Chicago, andWi s s e n s c h a f t s kolleg zu Berlin. He cochairs (withHazel Markus and Martha Minow) the Social ScienceResearch Council-Russell Sage Foundation WorkingGroup on Ethnic Customs,Assimilation and AmericanLaw. This article was adapted from an essay invited bythe American Anthropologist for a dialogue about FredrikBarth’s “Rethinking the ‘Object’of Anthropology.”

References

Abu-Lughod, L.(1991). “Writing Against Culture.”In R. Fox ,ed., Recapturing Anthropology:Working on thePresent. Santa Fe,NM: School for American ResearchPress.

Berlin, I. (1976). Vico and Herder. London: HogarthPress.

Caudill, W. and Plath, D.W. (1966). “Who Sleeps ByWhom? Parent-Child Involvement in Urban Japan.”Psychiatry 29:344-366.

Clifford, J. and Markus, G. (1986). Writing Culture:ThePoetics and Politics of Ethnography. Berkeley:Universityof California Press.

D’Andrade, R. (1984). “Cultural Meaning Systems.”In R.A. Shweder and R.A. LeVine, eds., CultureTheory; Essays on Mind, Self and Emotion. New York:Cambridge University Press.

Geertz, C. (1973). The Interpretation of Cultures. NewYork:Basic Books.

Kroeber, A.L. and Kluckhohn. C. (1952). Culture: ACritical Review of Concepts and Definitions. New York:Random House.

Kuper, A.(1999). Culture:The Anthropologists’Account.Cambridge:Harvard University Press.

Redfield, R. (1941). The Folk Culture of Yucatan.Chicago:University of Chicago Press.

Shore, B. (1996). Culture in Mind: Cognition, Cultureand the Problem of Meaning. New York: OxfordUniversity Press.

S h we d e r, R . A . ( 1 9 9 1 ) . Thinking Through Cultures:Expeditions in Cultural Psychology. Cambridge:HarvardUniversity Press.

S h we d e r, R . A . ( 1 9 9 5 ) . “The Confessions of aM e t h o d o l ogical Indiv i d u a l i st.” Culture and Psychology1:115-122.

Shweder, R.A.(1996). “True Ethnography:The Lore,The Law, and The Lure.” In R. Jessor, A. Colby andR . A . S h we d e r, e d s . , E t h n o g ra p hy and HumanDevelopment: Context and Meaning in Social Inquiry.Chicago:University of Chicago Press.

Shweder, R.A. (1999). “Why Cultural Psychology?”Ethos 27:62-73.

Shweder. R.A.(In Press). “Moral Maps,"First World"Conceits and the New Evangelists.” In L.E.Harrisonand S.P. Huntington,eds., Culture Matters: Values andHuman Progress. NewYork:Basic Books.

Shweder. R.A., Balle-Jensen, L. and Goldstein, W.(1995). “Who Sleeps By Whom Revisited.” In J.J.Goodnow, P.J. Miller and F. Kessel, eds., CulturalPractices as Contexts for Development. Series on NewDevelopments for Child Development. San Francisco:Jossey-Bass.

Wi k a n , U. ( 1 9 9 6 ) . C u l t u r e, Power and Pa i n .Manuscript.

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ustom dictates that once a year the Presidentshould report to the Board of Directors on the“State of the Council,” and that a version of this

report should be published in the next issue of Items.Recognizing that reason lies behind many customs, I amhappy to keep this one alive, though with acknowledgmentof its ironic echoes of grander presidencies.

I am pleased to report that the SSRC is in good fiscal andorganizational health—and I think in increasingly goodintellectual form.The current year is likely to set a record fornew grants to the Council (though I hasten to add that thiswas made possible by work underway before I became presi-dent).Several of these continue established programs,includ-ing the Sexuality Researc h , Applied Economics and theMellon Minority Fellowship Programs.The Council’s pro-grams in Vietnam and Cuba have been both re n ewed andexpanded.Renewal is still pending (but with positive signals)for the Abe Fellowship Program and the Ford internationalprogram grant (which funds much of the infrastructure forthe Council’s regional activities and many other dimensionsof our international work).In addition, we have received thes u p p o rt needed to launch new programs or projects on arange of themes, including Religion and Migration, GlobalSecurity and Cooperation and The Corporation as a SocialInstitution. Several other grants support specific activities inrelation to Latin America, the Middle East, Eurasia,Asia andelsewhere.

It is also time to phase out some programs, notably theInternational Predissertation Fellowship Program.This tran-sition has been anticipated. The IPFP has been extre m e l ysuccessful,and indeed there will be a celebratory conferencein the summer of 2001.But it was always planned (and fund-ed) as a finite intervention. We have learned from it muchabout the importance of pre d i s s e rtation support , e s p e c i a l l yfor fieldwork-related research, and we hope to secure fundsto put this knowledge to work in new, probably more the-matically specific programs.

In sum, t h e n , the Council is operating efficiently andeffectively. Its short-term health is good.What of its long-term direction and life expectancy?

Securing Vitality

Among the hardest things to explain about the Council isthe extent to which its programs are dependent on grants.People expect an institution of such major impact to havemore resources of its own.Income from our modest endow-ment provides, however, only about 5% of our annual oper-ating budget. Indeed, until just a few years the Council did

not even consider its “operating reserves” to be an endow-ment or manage them as such.These were just surpluses setaside against a rainy day; the Council has never received acapital grant. It is time for this to change.

Change is possible now partly because of the high valua-tion of the American stock markets.It is important because itwill provide a basis for both the long-term stability and theimmediate intellectual vitality of the Council. The link tol o n g - t e rm stability is obv i o u s ; while the Council will andshould remain gr a n t - d e p e n d e n t , it needs to be able toweather transitions without debilitating disruptions (such asit suffered in the early 1990s).The link to intellectual vitalityis related.The Council should continually initiate transitions.It should launch new programs and explore new intellectuald i re c t i o n s . That re q u i res being able to support wo r k i n ggroups and conferences to figure out which activities makesense and staff to help develop them into fundable projects.Italso requires maintaining the internal expertise and externalnetworks that enable the Council to bring exceptional intel-lectual strength to new undertakings from fellowship pro-grams to re s e a rch planning. For these re a s o n s , I think theCouncil should work now to augment its capital base.D u ring the coming ye a r, we should both pursue specificcapital grants and inaugurate a program of planned giving.

Making this change now is also important because we areseeing changes in our funders. First, even among the oldestand most established foundations, there is a shift away froml o n g - t e rm re n ewa ble program and block grants towa rd sshorter-term projects and interventions.This means writingmore proposals and developing more new programs to gainthe same amount of support for social science research—andthus a need for more staff effort and indeed more staff lead-e rs h i p. S e c o n d , the Council is beginning to dive rsify itsfunding base beyond the range of foundations that have longsupported it.Many of these have less experience and knowl-edge of social science.The Council has long prided itself onnot merely responding to initiatives inaugurated by funders,but developing a dialogue through which it helps fundersunderstand both how social science research may help themp u rsue their agendas, and what exciting developments insocial science they may wish to furt h e r. This re q u i res notonly developing new relationships but also building internalcapacity.

Setting Directions

Even if it had vastly more money, the Council could notand should not try to be all things to all people (or even allf u n d e rs or all social scientists). It needs clear intellectual

PresidentReport From the

C

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identity and a sense of direction.The first part of this comesfrom our commitment to social science research.We exist toa d vance the capacity of social science to generate newknowledge and new understanding.We are unabashedly elit-ist in our commitment to quality. While we emphasize thescholarship without which new research is too often repeti-t i o n , we are committed to ori ginality and innova t i o n .Securing continuity is not mainly our job.

B eyond this, we have three further commitments: t oi n t e rd i s c i p l i n a ri t y, i n t e rnationalization and the public va l u eof social science.We are not interdisciplinary or internationalin the sense of representing some defined range of partici-pants. Rather, we seek to transcend the limits of both disci-plines and nations in framing questions for social science andidentifying those who can help address them.We believe thatsocial science will be better when different perspectives areb rought to bear on re s e a rc h , analysis and theory - bu i l d i n g .Emphasizing public value does not signal a stress on appliedrather than basic re s e a rc h . It signals, r a t h e r, the attempt toorient social science research to issues and themes of publicimportance—which means making social science useful for ab road and dive rse publ i c, not only for policymake rs — a n dalso the attempt to challenge social science with new prob-lems, and thereby to improve it.

Affirming this broad identity and intellectual niche for theCouncil is important,and helps to provide a basis for judgingwhere we should focus our resources. It doesn’t specify pre-cisely what we should work on at any one time, however,and indeed suggests that foci will necessarily shift over time.Some of these will be generated inside the Council, as wenotice lags in social scientists’attention to important issues orneed to nurture better integration among dispersed groupsof researchers. Many new projects will emerge from conver-sations among participants in older ones, especially as thesehighlight important new empirical concerns or method-ological and theoretical agendas. Still others will be broughtto the Council from our wide-ranging networks ofresearchers, especially as these notice critical needs or prom-ising new developments.What I want to stress here, however,is that for the Council to work effectively it must limit therange of different projects it purs u e s , focusing most of itsenergy at any one time on a smallish number of core the-matic concerns—though these are apt to be very broad. Letme outline two that are already major, and more briefly threethat may become so. I don’t mean that we will work only inthese areas, or force programs to fit neatly in one or another,but that they are emphases and priorities.

International Research. This emphasis is longstanding at theCouncil. But I do not mean simply research that happens tofocus on places outside the US. I mean also inquiry into theinter-national as such, or perhaps better, the trans-nationaland non-national.This includes concern for the preparationof new generations of social scientists ready to conduct such

research.In approaching this,the Council affirms the contin-uing importance but continual reconfiguring of regions.Weneed to work in part through regional programs, thus, butalso to emphasize both the fluidity and overlaps of theirboundaries, and the ways in which we can build intellectuallinks across them. In this way, we can help complementknowledge of and attention to “the global”with research andt h e o ry addressing the unequal distri bution of “the global,”the production of multiple projects of globalization (or mul-tiple modernities) and the formation and reformation of lessthan global or indeed anti-global solidarities and identities.

Several regional advisory panels and more specific region-al programs are re l a t ively we l l - e s t a blished at the Council.Others are in the process of creation or redevelopment.Thisyear, we are launching a new program on the Middle Eastand North Africa under the direction of Seteney Shami.Sheis also helping us renew our programs on the former com-munist re gions we have called Eurasia, including on thecomplex interrelations between these and adjoining regions.

We are also in the early stages of revitalizing the Council’swork in Europe (in the expansive and ambiguous sense, notsimply “ We s t e rn Euro p e ” ) . Kevin Moore has joined us tod i rect this effort , among other pro j e c t s . Our re gional pro-grams help nu rt u re international social science, help usmaintain diverse networks and focus attention on key intel-lectual topics. For example, regional integration, questions ofcollective security, problems of historical memory, new formsof populist politics, the fate of welfare states and a range ofother issues make research in Europe important.

Much of our work is not organized regionally, but attendsto global issues and to flows and circuits of people, goods andideas that transcend regions as they do states.We are explor-ing a new project on global crime and the problems of usings t a t e - c e n t e red notions of legality and illegality to organizeour understanding of processes that cross borders.We contin-ue our work on international migration, and are expandingit in several dire c t i o n s , looking more at issues of forc e dmigration as well as cultural themes such as religion. Withsupport from the MacArthur Foundation, we have launcheda new Program on Global Security and Cooperation. Thisbuilds on the influential Program in International Peace andS e c u ri t y. It maintains an emphasis on broadening securi t ystudies to including re s e a rc h e rs from many disciplines andattention to problems like food, environmental security andethnic conflicts that are poorly grasped in traditional nation-al categories.The GSC Program will seek both to interna-tionalize the field of peace and security studies, and to build

Much of our work attends to global issues and

to flows and circuits of people, goods and ideas

that transcend regions as they do states.

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connections between social scientists in academic settingsand re s e a rc h e rs in international and especially nongove rn-mental organizations. We hope to complement it with morere s e a rch on international civil society—the networks ofi n s t i t u t i o n s , m ovements and individual activists that knittogether transnational ties that do not reduce to either stateaction or markets.

A re f l e x ive dimension to this interest in intern a t i o n a lresearch concerns the human capital and infrastructures fori n t e rnational social science, topics of a Fo rd Fo u n d a t i o nfunded committee at the Council.This is inquiring into thekinds of training and the kinds of institutional and commu-nicational bases that an increasingly international social sci-ence will require.The issues concern not just what kinds ofre s e a rch specializations will be in demand, but how socialscience will be distributed internationally, who—partly as aconsequence which issues and what cultures and kinds ofknowledge—will be well or poorly integrated into interna-tional social science.The committee is also taking up ques-tions of the friction in intern a t i o n a l i z a t i o n . For example,investments in international training create questions abouthow well returnees fit into their original societies.A dimen-sion of this that has not re c e ived enough attention is theextent to which women educated abroad may face specialchallenges in making research careers in many parts of theworld.

The Council is also engaged practically in supporting var-ious forms of training, of course, with fellowship programs,graduate student workshops and other activ i t i e s . In thisregard, it is an important resource even where it is not thep ri m a ry operating agency for specific progr a m s . We havebeen consulted extensively by the Fo rd Fo u n d a t i o n , f o rexample, as it contemplates a major new fellowship initiativeon a global scale.This and other new initiatives need to beshaped by new know l e d g e, we think, and thus by seri o u sre s e a rch on the ways in which higher education has beenorganized intern a t i o n a l l y, and how new social conditionschange its context. Such changes hold implications for theCouncil’s own programs.

Institutions. A number of Council programs are organizednot by place, or by a direction of change like globalization,but by an analytic emphasis on institutions. We seek toencourage better connection among the several differe n tapproaches to institutional analysis current in the social sci-ences. We are also bringing these to bear on several broadinstitutional domains in which specific kinds of organiza-tions operate, their forms reproduced on bases of culture, law,power and social relations as well as material incentives andr a t i o n a l i t y. For example, we have launched a Program onBusiness Institutions (as distinct from the economy). Its firstproject is a Sloan Foundation funded inquiry into the corpo-

ration as a social institution.The study of business exemplifies a theme common to

several lines of work on institutions: the core social scienceshave often ceded intellectual terrain to professional schools.While high quality work is done in professional schools, theneed for fairly immediate application often reduces basicresearch and especially critical analysis and attention to howparticular institutions fit into society. The Council can helpto build better bridges between re s e a rc h e rs in pro f e s s i o n a lschools and in social science departments in schools of artsand science.

Education is another area in which institutional analysiscan help to focus much needed social science re s e a rc h . I naddition to the analyses of international higher educationmentioned above, I envision two important lines of work forthe Council. First, together with the National Academy ofEducation, the SSRC is launching an inquiry into educationresearch—not an inquiry into educational processes as such,but into the field of research itself. It will address institution-al questions about the production and dissemination ofk n owledge concerning education, focusing on concern sabout quality and public usefulness of education research—including both research in education schools and applied set-tings and social science research into education. Second, weare exploring the transformation of higher education and itsrelationship to scientific research. Here the emphasis is on acluster of institutions that deal in the production, preserva-tion and transmission of knowledge. These are traditionallybundled together in the United States,with the research uni-ve rsity occupying a central place in the institutional field.However, this field is rapidly changing, along with the rela-tionships among different parts of it, and between these andsociety at large.The rise of corporate research organizations,t r a n s f o rmations in the cost of certain kinds of scientificresearch,shifts in student populations, changes in the institu-tional demography of higher education, growth of for-profitp rov i d e rs of higher education and increasing use of theI n t e rnet and related information technologies all suggestpotentially deep transformations.These are remarkable littlestudied by social scientists—either as objects of social con-cern generally, or as objects of reflexive concern as social sci-ence itself is affected.

The overlapping domains of philanthropy and nonprofitorganizations are an important case for institutional analysis.Secular philanthropy is distinctively prominent in Americansociety but also growing elsew h e re ; re l i gious philanthro pymay have declined as a percentage of the whole but hardlyva n i s h e d ; n o n p rofit organizations are central to a host ofundertakings from the arts to social movements.This dimen-sion of social organization has attracted a good deal of publicattention in recent ye a rs , including both enthusiasm for avoluntary sector and questions about the legitimacy of taxe xe m p t i o n s . It has been viewed as “a thousand points oflight,” able to carry a burden rejected by privatizing govern-ments and as a civic force able to stand up to global capital.

The core social sciences have often ceded intellectual terrain to professional schools.

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But despite efforts to encourage more work in the field,however, it has not been viewed as a core topic for social sci-ence re s e a rc h . Our committee is seeking both to furt h e rempirical research on this field and to understand what hasimpeded its institutionalization as a field of study in socialscience.

I n f o rmation Te ch n o l o gy. I n f o rmation technology sure l yreveals one of the greatest mismatches between the publ i cprominence of a topic and the level (both quality and quan-tity) of social science research addressing it.There are threedimensions to our possible work on IT, all I think of pressingi m p o rt a n c e. The first is really administrative within theCouncil. We need to use information technology better inour work, for example to transmit more material electroni-cally and less by post, and to receive applications electroni-cally.We have already launched a major redesign of our web-site. But as we improve our capacity, administrative concernsblur into programmatic ones.

We need research on how new information technologyaffects the practice of social science, and exploration of waysin which we can help social science take full advantage of it.This includes issues of scholarly communication and collab-o r a t i o n , a l ready foci of concern for the Council’s humancapital committee. It includes a need for research into howelectronic publication programs work,what effects they haveon scientific communication and on scholarly careers (e.g.,when do tenure reviews respond favorably to such publica-tions and when not),what standards might be established forthe arc h iving of electronic material and so fort h . We willourselves become increasingly active in presenting informa-tion on the web, and perhaps in helping to organize access tosocial science information on the Internet.

The Council is also exploring how to advance seri o u ssocial science inquiry into the social impacts of informationt e c h n o l og y, the ways in which it is shaping va rious socialinstitutions, how it affects patterns of inequality, power andproductivity.To date, publications on the subject have gener-ally owed more to personal experience than systematicresearch,and been produced more by technologists and jour-nalists than social scientists.One reason for the dominance ofanecdote is simply the paucity of data (or the fa i l u re toorganize what is ava i l a ble for social science re s e a rc h ) .Another, though, is the lack of theoretically informed agen-das for research. Both contribute to the absence of a reallystrong literature. Graduate advisors are reluctant to encour-age strong students to enter the field in its present underde-veloped state, but the topic is important.A research planningeffort may be timely, partly because there is now more of abasis to build on than there was just a few years ago.This yearwill mark, for example, the first General Social Survey mod-ule on information technology use—though this kind ofindividual user data speaks only to one topic within the larg-er potential field of inquiry.

Inequality and Development. Both inequality and develop-ment have re c u rrently been core interests of the Council,

though perhaps less in very recent years than at other times.Indeed, development studies has narrowed and shrunk dra-matically in recent years, and there is considerable need forrenewal and innovation in the ways in which inequality iss t u d i e d . Not least of all, relating the two and deve l o p i n gstronger research into changing patterns of global inequalityis important.One factor may be the decline of a broad inter-d i s c i p l i n a ry approach to—or at least conve rsation about—political economy after the 1970s.We are hoping to developwork on political economy and/or development that wouldb ring together economists and other social scientists withattention to themes like shifting patterns of intern a t i o n a linequality and growth; changing relations of trade, depend-ency and collaboration in production; efforts to protect theenvironment; the relationship of economic change to socialand political institutions (including democracy and the ruleof law); the significance of illegal trade and the attempt touse criminal law to manage flows of people, ideas and mate-rial objects; difficulties in dealing with intellectual propertyc ro s s - c u l t u r a l l y ; and addressing the relation of indigenousinstitutions and knowledge to global economic forces.

Our work in this area will build on existing foundations.The Program in Applied Economics is notabl e, and isexpected to become more interdisciplinary over time. Someof the Council’s re gional programs have engaged issues ofdevelopment,especially in Latin America where this work—the focus of a nascent collaborative re s e a rch network— iss u p p o rted by a new grant from the Inter-Ameri c a nDevelopment Bank. In addition, the Council has sought tofind ways to address intersections between cultural analysisand themes of inequality and development more commonlyapproached within political economy.This has been promi-nent in both the task force on the working poor, and theworking group on law and culture.We also contemplate sim-ilar programs, such as one under discussion on poverty andhealth.This leads to the next potential focal area I want tomention.

Public Health. The Council has previously sought domainsfor relating biological and social science. Health research maybe an especially effective one because of the demand for thekinds of social science re s e a rch that are a strength of theCouncil’s work (including field research,cultural analysis andi n t e rnational studies). Explorations are underway with theNational Institutes of Health for a program of fellow s h i p sdesigned to enhance the training of biomedical healthre s e a rc h e rs with opportunities in social science, and socialscientists with opportunities in biomedical science. O u rexisting human sexuality project already achieves somethingof this within its field of study.

There are a variety of potential lines of research that couldfruitfully link social scientists and public health researchers.Itwould be va l u a bl e, for example, to advance social scienceinquiry into risk,accidents and injury. Likewise, there may berelationships and inquiries to be developed concerning issuesof environment, biodiversity, food supply, genetic engineer-

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ing and the like.These are touched on in a few of our pro-grams—including Global Security and Cooperation—bu thave not yet been the basis of coordinated inquiry.

Implications for Council Staff and Organization

Relatively little organizational change is afoot within theCouncil.The appointment of Mary McDonnell as ExecutiveDirector is an important step to enhance our administration.We have added three new professional staff members (seea rticle elsew h e re in this issue), reflecting both vacancies ine s t a blished programs and needs in new programs and pro-gram development.We plan modest changes to enhance ourpublications program and use of information technology.Wec o n t i nue to benefit from—and extend—improvements inour financial management. This includes both our inve s t-ments and our internal accounting,both of which are now inrelatively good order, and our budgetary and financial plan-ning system, which is a focus for improve m e n t . This isimportant because as the Council both internationalizes andexpands its range of funders , its financial managementbecomes ever more complex. It is also important as we con-template increasing the endowment of the Council to bea ble to demonstrate to potential donors that we are goodstewards of the resources we have.

One important shift is a matter of vocabulary as much asstructure.This is reducing the division between internationaland domestic programs.It has been customary to distinguishthe two in ways that reflect not so much our actual opera-tions as the older distinction (itself tendentious) betwe e n“area” and “thematic” programs. In fact, the Council’s inter-national work g reatly exceeds what we have tended to referto as “the international progr a m ,” meaning the progr a mdirectly based on the Ford core grant and organized throughre gional subdiv i s i o n s . T h e re are other substantially—ore n t i re l y — i n t e rnational programs including perhaps mostn o t a bly that on Global Security and Cooperation. M o retellingly, perhaps, an increasing number of programs do notfall neatly into either category.A significant example is inter-national migr a t i o n , which currently focuses mainly oni m m i grants to the US but hardly could be understood asn o n - i n t e rn a t i o n a l . Some programs that have been ove r-whelmingly domestic are expanding into international work,as with the Sexuality Research Program, which is initiatinginternational work with a project in Vietnam.

Another modest change involves more direct engagementin the actual research process. By this I mean moving from“ re s e a rch planning” to re s e a rch networks and/or share dre s e a rch pro j e c t s . This is something the Council has doneb e f o re, but something I think we need more explicitly to

claim as part of our mission. Relatedly, we need to considerwhether the Council has a role in creating common-accessdata sets, or making them more readily shared.

A future in which the Council must generate more newprojects and expect fewer long-term renewals has implica-tions for the Council’s professional staff. First of all,more willhave to be effective generalists—or at least capable of work-ing on multiple projects and re c u rrently developing newlines of work. Specialists will appropriately often be peoplehired part-time or on short-term contracts—e.g.,on leave orreleased time from academic appointments.Council staff willhave to be strong and creative intellectuals actively engagedin interdisciplinary social science so that they can play a lead-ership role in identifying and developing new directions forour wo r k . Fo rt u n a t e l y, this description fits most alre a d y,though few currently have the time for the level of intellec-tual engagement and new program development that I thinkis required by our changing context.The Council’s profes-sional staff are social scientists concerned with intellectualissues as well as administrators concerned with operationalissues;crucially, they must also be communicators able to linkdiverse constituencies.

C o m munication is an appro p riate point with which toend.The Council’s effectiveness depends crucially on its abil-ity to communicate with and nu rt u re commu n i c a t i o namong social scientists and others interested in social issues.The “new” Items & Issues is, we trust,a step in that direction.We are focusing new attention on books and occasionalp a p e rs . This fall we will launch a redesigned website withgreatly enhanced capabilities. In these and other way s , Ihope the Council gains in vitality at the same time that itreaches a broad range of social scientists. Help is welcome. n

Craig Calhoun

The Council’s effectiveness depends cruciallyon its ability to communicate with social scien-tists and others interested in social issues.

Editor’s Note (second notice):

In order to update the Items & Issues mailing list,we areasking US readers to re-subscribe. If you have notalready done so, please take a minute to write youraddress on the prepaid postcard that you will find in thecenter of this issue and drop it in the mail.If you do notresubscribe, your subscription will be terminated andyou will no longer receive Items & Issues.

Note, however, that:Readers outside the US and libraries everywhere willc o n t i nue to re c e ive Items & Issues without re s u b s c ri b i n g .

There is still no charge for Items & Issues.

Items & Issues will continue to be available on theCouncil website, www.ssrc.org.

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John Tirman will jointhe Council as director ofthe new Program on GlobalSecurity and Cooperation.Since December 1999, Mr.T i rman has been aFulbright senior scholar inCyprus, conducting an his-torical research and writingproject that takes a freshlook at the island’s conflict.

Before moving to Cyprus,M r. T i rman had a long

tenure, since 1986, as Executive Director of the WinstonFoundation for World Peace. He helped create the grant-making institution that was one of America’s largest privatedonors to work on arms control and conflict. The founda-tion, which completed a planned phase-out in 1999, sup-ported dozens of nonprofit organizations around the world.Mr.Tirman was also managing consultant to the Henry P.Kendall Foundation, a major environmental funder, from1990 to 1993, and managed the CarEth Foundation from1990 to 1994. He currently serves as a trustee ofInternational Alert, a major conflict-prevention NGO inLondon, and was a trustee and cochair of the Foundationfor National Progress, the publisher of Mother Jones and theMoJo Wire. He consults informally to the US governmentand other institutions,and speaks and writes often for majornews media on international issues.

Previously, Mr.Tirman was a reporter with Time (1977-79); senior energy policy analyst with the New EnglandRegional Commission, a governors’council (1980-81); andsenior editor and director of communications at the Unionof Concerned Scientists,a major public-policy organizationin Cambridge, Massachusetts (1982-86). He earned hisdoctorate in political science at Boston University in 1981.His BA is from Indiana University in political science andhistory (1972). He is the author, or coauthor and editor, offive books on international security issues, including TheFallacy of Star Wars (Vintage, 1984), and Spoils of War: TheHuman Cost of America’s Arms Trade (Free Press, 1997). TheWashington Post said Spoils of War was written “with dispas-sionate resolve and clarity,” and Newsday called the book“singularly illuminating.”

His next book, Making the Money Sing: Private Wealth &Public Power in the Search for Peace, will be published this fallby Rowman & Littlefield. Tirman has contributed morethan one hundred articles to a wide range of periodicals,including the New York Times, Washington Post, Los AngelesTimes, Esquire,World Policy Journal, Chronicle of Philanthropy,Boston Globe Magazine, Wall Street Journal, Village Voice,Boston Review, Nation and many others. Mr. Tirman lives

N ew Staff A p p o i n t m e n t s

Ashley Timmer will jointhe Council in July. She willd i rect the Program inApplied Economics andwork on developing othereconomic initiative s . M s .Timmer is currently assistantprofessor of public policystudies at Duke University,where she has been teachingpolitical analysis and a courseon equity and distri bu t ivepolitics.

Ms.Timmer obtained herBA and PhD in economics from Harvard University. Herdissertation research focused on issues of income distribu-tion and policy, with an emphasis on predicting politicalinstability. Other research interests are in migration andimmigration policy and development economics. She haspublished in the Population and Development Review and pre-p a red re p o rts for the National Bureau of EconomicResearch, USAID and the World Bank. Ms. Timmer hasalso worked for Associates for International Resources andDevelopment, researching agriculture and livestock pro-duction in French-speaking Africa.

Kevin Moore, who startedas a program director inM a rc h , came to the SSRCfrom the University of NorthCarolina, Chapel Hill. Moorewas associate director of theU n ive rsity Center forI n t e rnational Studies, w h e rehe was responsible for academ-ic programs ranging from TitleVI to interdisciplinary gradu-ate training in democracy andd e m o c r a t i z a t i o n . M o o rereceived both his BA and PhD

in political science from the Unive rsity of Californ i a ,Berkeley, with a primary focus on western European politi-cal theory. He is currently writing a book on Max Weber’srelationship to the German social democratic party, whichexamines Weber’s and the SPD’s response to the German rev-olution of 1918-19. He has also worked as a journalist andpolicy analyst. Moore’s first tasks at the SSRC are to developa new RAP on Europe and a CRN on “politically troubledmemories.”

with his wife, Nike Zachmanoglou, and their daughter,Coco, in Nicosia, Cyprus.

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C o n f e rences and Wo r k s h o p s

Japan Program Events at the Association of AsianStudies Conference

The Japan Program and the Association of Asian Studies(AAS) jointly sponsored a panel for graduate students at theAAS annual conference in San Diego, California, on March9, 2000, entitled “Research and Writing Dissertations inAsian Studies.” The impetus to organize the panel came fromalumni of the SSRC Japan Studies Dissertation Workshopseries who wanted to reach other graduate students strug-gling in the write-up and early postdoctoral stages.The JapanProgram enlisted the participation of students who had con-ducted fieldwork in Asia under SSRC Intern a t i o n a lDissertation Field Research Fellowships, and worked withexecutive officers of the AAS who were looking for newways to reach out to graduate students at their annual con-ferences. The panel was scheduled in a pre-conference sloton the first day but was attended nonetheless by about 50students and faculty. Panel participants gave brief presenta-tions on a number of issues and strategies followed by a verylively Q & A.The event will be the subject of an article inthe AAS newsletter, and talks have begun about the possibil-ity of making a one-day, pre-conference workshop an annu-al AAS event.

Participants: Hank Glassman, Stanford University; Sarah Jessup, University ofMichigan; Tom Boellstorf, Stanford University; Manu Goswami, InternationalCenter for Advanced Studies, New York University; Jennifer Amyx, AustralianNational University; Mimi Hall Yiengpruksawan,Yale University. Staff: JenniferWinther.

On March 10, the Japan Program also hosted a reception atthe Association of Asian Studies Annual Conference for stu-dent and faculty alumni of the first five years of the Council’sJapan Studies Dissertation Workshop series funded by theJapan Foundation. The goal of the meeting was to furtherintegrate the fairly cohesive cohorts from each year of theworkshop series into a broader network of Japan specialists inthe social sciences and humanities. The Japan Program wasespecially pleased to welcome colleagues from the EuropeanAssociation for Japanese Studies to further broaden the pro-gram’s reach and introduce new resources for collaborationto the US Japan studies community. Colleagues at EAJS havelaunched a similar pan-Europe workshop series that will holdits inaugural event in Berlin this summer with funding fromthe Toyota Foundation.

Workshop on International Cooperation for Cuban Academics

On February 21-25, 2000, the Working Group on Cubasponsored the first in a series of three workshops on interna-tional cooperation in Cayo Coco, Cuba. The workshops,made possible through a grant from the Ford Foundation,aredesigned to better inform the Cuban academic communityabout the mechanisms by which international agencies iden-tify priorities, solicit proposals and evaluate projects for sup-port.The initiative was conceived in response to interest onthe part of the Cuban academic community, whose membershave limited experience working with international fundinginstitutions that typically provide support on a project-spe-cific basis.The workshops seek not only to educate the com-munity, but also to guide participants through the proposal-drafting process.

Although similar in structure and objectives to a series ofworkshops convened by the Working Group in Havana in1999, the current cycle incorporates a larger proportion ofresearchers based outside of Havana (roughly half of the par-ticipants were drawn from regional centers).A second work-shop is scheduled for early June, and will focus on the more"hands-on" aspects of proposal crafting. A final workshop,e nvisioned for late summer, will invo l ve select part i c i p a n t sfrom both the 1999 and 2000 cohorts, who will collectivelyreview proposals developed under program auspices.

Speakers: Marie-Odette Colin, Universidad de las Américas, Mexico; MarciaRivera,Latin American Institute of Education for Development ( ILAEDES );LuísYarzábal,Venezuela Central University. Representative of the Academy of Sciencesof Cuba:Sergio Pastrana. Staff:Rachel Price.

Pa rt i c i p a n t s : Alexander A c o s t a , Center for Information and Te c h n o l ogi c a lInnovation, Las Tunas; Félix Baltar, Center for Research on Technology and theEnvironment (CITMA),Ciego de Avila; Ignacia Cantero, Center for Informationand Technology, Sancti Spiritus; Ricardo Delgado, CITMA, Guantánamo; DaliaDuarte, Carlos J. Finlay University Hospital, Havana; Caridad Ileana Escalona,Insitute of Documentation and Scientific Information, Havana; Nevena Estrada,CITMA,Isle of Youth; Julio César García,CITMA,Villa Clara;Rebecca González,ISP José Martí, Camaguey; Osier Joo, Reference Center for Higher Education,Havana; Juan Carlos López,Center for the Development of Scientific Instruments,Havana;Alaín Muñoz,Environmental Radiology Laboratory, Cienfuegos;OrlandoNovua, Institute of Tropical Geography, Havana; Juan Alexander Padrón, CubanChemical Society, H ava n a ; M a risela Pe re r a , Center for Psychological andSociological Research, Havana;Abel Pérez,BioKarst,Havana;Fabian Piña, Centerfor Marine Ecosystems,Cayo Coco;Reynaldo Villalonga,University of Matanzas,Matanzas.

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Working Group on Ethnic Customs, Assimilationand American Law

Caroline Bledsoe (Northwestern University),"Cultural Relativism and the Effortto Apprehend Dissonant Practices:A School-girl Pregnancy and a Baby's Death in Sierra Leone"

David L.Chambers (University of Michigan),"Civilizing the Natives:Marriage inPost-Apartheid South Africa"

Jane Maslow Cohen (Boston University),"The Toleration of (Strongly) Dissonant Cultural Practices:Some Reasons for Doubt"

Arthur Eisenberg (NewYork Civil Liberties Union),"Accommodation and Coherence:Toward a Unified Theory for Adjudicating Claims of Faith,Conscience and Culture"

Karen Engle (University of Utah),"From Skepticism to Embrace:The American Anthropological Association and Human Rights from 1947-1999"

Kathy Ewing (Duke University),"Legislating Religious Freedom:Individual and Communitarian ‘Rights’among Muslims in Germany"

Maivan Clech Lam (City University of NewYork),"Beyond the Shadow of Nation:Indigenous Women and Culture"

Usha Menon (Drexel University),"Liberal Democracies:the State, Personal Rights and Family Life Practices"

Dale Miller (Princeton University),"Social Identity and the Psychology of Cultural Tolerance"

Martha Minow (Harvard University),"Negotiating the Margins"Alison Dundes Renteln (University of Southern California),"The Right to

Culture as a Human Right"

Larry Sager (NewYork University),"Political Justice and Cultural Subgroups:Some Doubts and Distinctions"

Austin Sarat (Amherst College),"The Micropolitics of Difference:Recognition,Accommodation and Resistance in Everyday Life"

Bradd Shore (Emory University),"Why ‘the Cultural Defense’Is Not Necessarily the Same as the Defense of ‘Culture.’”

Richard Shweder (University of Chicago),“‘What About FGM?’:The Scope and Limits of Cultural Pluralism"

Claude Steele and Hazel Markus (Stanford University),"From Diversity to Community:Models of Difference and Inclusion in American Life"

Nomi Stolzenberg (University of Southern California),"The Property of Culture"

Marcelo Suarez-Orozco (Harvard University),"Everything You Ever Wanted to Know about Assimilation But Were Afraid To Ask"

Gerald Torres (University of Texas, Austin),"Heterogeneity in Education"Leigh Turner (University of Toronto),"Ethnicity, Ethics and End-of-Life Care:

The Anthropological Turn in American Bioethics"Unni Wikan (University of Oslo),"Citizenship on Trial:The Case of Nadia"

Contributers unable to attend:Corinne A.Kratz (Emory University),“Throughthe Looking-glass or Seen Through a Prism:Can We Make Sense of CircumcisionDebates and Cases?”,Lloyed I.Rudolph and Susanne Hoeber Rudolph(University of Chicago),“Living With Difference in India:Legal Pluralism andLegal Universalism in Historical Context.”

Other participants: Roy d’Andrade (University of California,San Diego, andRussell Sage Foundation),Stephen Graubard (editor, Daedalus), Eric Wanner(Russell Sage Foundation). Staff: Frank Kessel and Julie Lake.

The Working Group on Ethnic Customs, Assimilation andAmerican Law—cochaired by Richard Shweder, MarthaMinow and Hazel Markus and funded by the Russell SageFoundation—held its fourth meeting at the Ranch onCamelback Mountain in Scottsdale, Arizona, on January13–16, 2000. Unlike previous meetings, where membersengaged in wide-ranging exploration of varied facets of thegroup’s overall agenda, this gathering had the more focusedform and purpose of an “authors’ conference.” Since theprimary aim of the working group is to publish the productof its deliberations in the form of a series of essays inDaedalus (the journal of the American Academy of Arts andSciences) and in a related Russell Sage vo l u m e, t h eCamelback conference involved discussion of those papers ininitial draft form. (The titles of those drafts are providedbelow in alphabetical order by author.) Guided by critiquesoffered by the conference participants,the authors submittedtheir final versions later in the spring. Approximately 15 ofthe essays will comprise the Daedalus issue (projected forearly 2001), while the entire collection will be publishedsoon therafter by Russell Sage.

The Latin America Regional Advisory Panel sponsored aseminar on “Facing the Challenges of the Global Economy:Some Lessons from the Asian Financial Crisis” at the SSRCon March 21, 2000. Chaired by Pedro Monreal of theU n ive rsity of Havana and funded by the Chri s t o p h e rReynolds Foundation, the seminar provided an occasion forleading Cuban economists to dialogue with economists,political scientists and sociologists from elsewhere in LatinAmerica and from the US. All shared an interest in theimplications for development strategies in Latin America—and particularly Cuba—of experiences of economic devel-opment in East Asia—particularly Vietnam and China. Muchof the discussion was devoted to analysis of recent reforms inVietnam and China and the relevance of measures pursued inthose two socialist countries for Cuba’s efforts to successful-ly engage the global economy, particularly in light of thefinancial crisis that swept Asia and other developing regionsbeginning in 1997. Discussions are underway concerningthe possibility of organizing further seminars on the topic,and perhaps to preparing a collaborative volume.

Participants:Claes Brundenius,Centre for Development Research,Copenhagen;Julio Carranza, UNESCO-Regional Office for the Caribbean, Havana; DavidDapice, Harvard University; Richard Doner, Emory University; Doug Guthrie,SSRC;Ana Julia Jatar, Inter-American Dialogue;Francisco León,CEPAL/ECLAC,Santiago, Chile;Mary McDonnell,SSRC;Mauricio de Miranda, Pontifica JaverianaU n ive rsity of Cali, C o l o m b i a ; Pe d ro Monre a l , Center for Studies on theInternational Economy (University of Havana); Andrea Panaritis, ChristopherReynolds Foundation; Lázaro Peña, Center for Studies of the InternationalEconomy (University of Havana); Dwight Perkins, Harvard University; AntonioRomero, Center for Studies on the International Economy (University of Havana);David Stark, Columbia University; Tom Vallely, Harvard University. Staff: EricHershberg,Ishle Park.

Facing the Challenges of the Global Economy:Some Lessons from the Asian Financial Crisis

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The Cultural Agency in the Americas Project held its firstmeeting in Miami on March 16, 2000.This new Councilinitiative, which is sponsored by the Latin AmericaRegional Advisory Panel and funded by the FordFoundation, is the result of informal discussions over thepast year about the ways regional and global processes havereshaped our approaches to the study of culture in theAmericas.We seek to bring together analysts from a widearray of academic disciplines from both United States andLatin America to reflect upon contemporary cultural prac-tices in the context of rapidly shifting boundaries andincreasingly unstable processes of identity formation.Theobjective of the project is to facilitate dialogue across avariety of institutional, disciplinary and geographic dividesin order to further the understanding of the complex rela-tionships between identity, culture and power that are cur-rently shaping the hemisphere.

Participants:Marisol de la Cadena,University of North Carolina;Arturo Escobar,University of North Carolina;Charles Hale, University of Texas;Regina Harrison,University of Maryland; Nelly Richard, Revista de Critica Cultural/UniversidadARCIS (Santiago, Chile);Doris Sommer, Harvard University;Diana Taylor, TischSchool of the Arts, New York University. Staff: Eric Hershberg, Marcial Godoy,Ishle Park.

Latin American Studies Association Panels

The Latin American Regional Advisory Panel sponsored twopanels on collective memory at the March 17-19,2000,LatinAmerican Studies Association Conference in Miami,Florida.The two workshop/panels were chaired by Paul Drake,Eliabeth Jelin and Eric Hershberg. Seven of the 17 fellowsfrom the first year of the fellowship program “CollectiveM e m o ries of Repre s s i o n : C o m p a r a t ive Pe rs p e c t ives onDemocratization Processes in Latin A m e ri c a ’s SouthernC o n e ” we re invited to participate on these panels.Participants also included several senior researchers from theUS and Latin America, including Gerardo Caetano, LineBareiro, Kimberly Theidon and Steve Stern. Elizabeth Jelingave a presentation on the ways in which case studies under-taken by program fellows revealed the nature of social strug-gles over sites and dates of memory/commemoration, and inso doing offered a window into broader processes of politicalconflict unfolding in the Southern Cone in recent years.Theexperience of attending a major international meeting pro-vided these junior fellows with an opportunity to presenttheir work to colleagues in an international setting, and tobecome part of broader international network of researchersworking on these and other issues in the Southern Cone andother regions of Latin America.

Participants/Presenters: Laura Mombello, Universidad Nacional del Comahue,Argentina;Claudia Feld,Universidad de Buenos Aires,Argentina;Ludmila da SilvaCatela,Universidade Federal do Rio de Janeiro, Brazil;Samarone Lima de Oliveira,Universidade de São Paulo, Brazil;Myrian Angelica Gonzalez,Centro de Estudios yDocumentacion, Paraguay;Aldo Marchesi, Centro Latinoamericana de EconomiaHumana, Uruguay;Victoria Langland, Yale University, Connecticut; Paul Drake,University of California, San Diego, California; Elizabeth Jelin, Universidad deBuenos Aires,Argentina; Gerardo Caetano, Centro Latinoamericana de EconomiaH u m a n a , U ru g u ay ; Line Bare i ro, C e n t ro de Documentacion y Estudios,Pa r a g u ay ; S t eve Stern , U n ive rsity of Wi s c o n s i n , M a d i s o n , Wi s c o n s i n ; K i m b e r l yTheidon, Stanford niversity, California; Eric Hershberg, SSRC. Staff: RebeccaLichtenfeld.

Cultural Agency in the Americas

Hunter College in NewYork City played host on March 17-18 to “Lessons from CUNY:A Forum on Clashing Visions ofHigher Education,” organized by the Program on HigherEducation with support from the Sloan Foundation and theTIAA-CREF Institute.The workshop focused on the issuesraised by “The City University of New York:An InstitutionAdrift,” presented last summer by the (New York City)Mayor’s Advisory Task Force on CUNY. Sessions addressedthe Task Force’s diagnosis of the CUNY system and its pro-posed remedies, and examined fundamental research ques-tions raised by the report that are central to general policydebates on the assessment and reform of educational systems.By situating the CUNY experience within a national con-text, the forum offered a fresh perspective on the ongoingdebate. It also provided an assessment of what we currentlyknow—and what we don’t know—about the problems fac-ing the higher education sector. In addition to the paper pre-senters—some of whose work will be collected as a book—a number of guests chosen for their expertise functioned asparticipant-observers at the workshop.

Participants: Greg Anderson, Teachers College, Columbia University; StanleyAronowitz, Graduate Center, CUNY;Thomas Bailey, Teachers College, ColumbiaUniversity; Julian Betts, University of California, San Diego; Norman Bradburn,National Science Foundation; Craig Calhoun, President, Social Science ResearchCouncil; Linda Cohen, University of California, Irvine; Nathan Glazer, HarvardU n ive rs i t y ; George Goethals, Williams College; Charles Goldman; R a n dCorporation; Patricia Gumport, Stanford University; Jeffrey Kittay, Lingua Franca ;Michael McPherson,Macalester College;Louis Menand,Graduate Center, CUNY;

A Forum on Clashing Visions of Higher Education

Roger Noll, Stanford University; Dolores Perin, Teachers College, ColumbiaUniversity; Morton Owen Schapiro, University of Southern California; DavidWeiman, Russell Sage Foundation; Gordon Winston, Williams College; RobertZemsky, Institute for Research on Higher Education, University of Pennsylvania;David Zimmerman, Williams College. Guests: Jesse Ausubel, Alfred P. SloanFoundation;Ann H.Cohen,Dean,Hunter College; James England, Pew CharitableTrusts;David Lavin,Graduate Center, CUNY; Jennifer Ma,TIAA-CREF Institute;Louise Mirrer,Vice-Chancellor for Academic Affairs,CUNY; Isabelle Katz Pinzler,Commission on the Future of CUNY, American Bar Association; Peter Salins,Provost and Vice-Chancellor for Academic Affairs,State Universitiy of New York;Kenneth Sherrill,Hunter College. Staff: Josh DeWind,Elsa Dixler, Ron Kassimir,Thurka Sangaramoorthy.

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Center for Global Partnership-SSRC Seminar Series

The CGP-SSRC Seminar Series, run in association withthe Abe Fellowship Program, involves annual meetings ofsmall groups of researchers from the Abe cohort of fellows,members of the Abe Fellowship Program committee andoutside experts on the theme or topic being explored.Theseries is funded by the Japan Foundation Center for GlobalPartnership. Two meetings in the series took place in Marc h .

The SSRC Tokyo Office held several events on March1-4, 2000, in Washington, DC, related to Japan’s NorthKorea policy. Four Japanese Korea specialists presentedshort papers on aspects of Tokyo’s relations with Pyongyangat a workshop for American policy analysts at theBrookings Institution on March 1. The following day theCongressional Research Service hosted a luncheon work-shop, “Dealing with North Korea:A Dialogue withJapanese Experts” for CRS staff and Congressional aides.Professor Masao Okonogi and CRS Asian socialist Larry A.Niksch spoke on dealing with North Korea. The Q & Asession focused on the threat posed by North Korean mis-siles and the issue of Japanese citizens abducted by theNorth. In the late afternoon, the Japanese experts partici-pated in a public panel discussion on North Korea cospon-sored with the Japan-America Society of Washington, DC.On March 3-4, the Japanese contingent joined a trilateralworkshop co-sponsored by George Washington Universityand Yonsei University on US-ROK-Japan policy towardNorth Korea attended by many official and academic spe-cialists on Northeast Asia.The papers by American, Koreanand Japanese presenters, plus a summary of the discussion,will be published by GWU in its Occasional Papers series.

A meeting on collaboration and comparative frame-works in international social science research took place onMarch 30,2000, at Keio University’s Mita Campus inTokyo. This meeting was organized by Abe FellowshipProgram staff with the collaboration of Keio University’sCOE Project on the Social Impacts of Asia’s EconomicCrisis.The coconvenors were Abe committee chair JamesWhite of the University of North Carolina and committeemember Noriko Tsuya of Keio University. About 60 indi-viduals from academia and the Japanese foundation worldparticipated.

This event was a follow-up at a Japanese venue to ameeting held last spring at Airlie House,Warrenton,Virginia, that focused on multiple case/single researchercomparative work.The premise of the Tokyo meeting con-cerned the implications that internationalization holds as adynamic that is prodding and pushing change in the organ-ization of social science research.The forces at work arefamiliar though little understood—technological innova-tion, new sites of research production, new modes of dis-semination, increasing amounts of data and pressure torespond to large social, political and economic dilemmasmore comprehensively. Collaborative endeavors and com-

parative analysis have been considered two prominent andintersecting frameworks for research in response to interna-tionalization. The organizers wanted to explore both thestructure and substance of each as practiced in the US, Japanand other locations in order to move toward the identifica-tion of innovations and best practices. Sessions were organ-ized around presentations and panels on the collaborationand comparison with time set aside for substantial partici-pant discussion.

Presenters and panelists:Noriko Tsuya, Keio University; James White, Universityof North Carolina; Mary Byrne McDonnell, SSRC; Itty Abraham, SSRC; AkiraHayami,Reitaku University;Yasunori Sone, Keio University;Naoyuki Yoshino, KeioUniversity; Masanobu Ido, Ibaraki University; Takashi Inoguchi, Tokyo University;Toshio Yamagishi,Hokkaido University;Richard Samuels,Massachusetts Institute ofTechnology. Staff:Sheri Ranis,Fumika Mori,Frank Baldwin and Takuya Toda.

On January 9-13,2000, eleven students and four faculty par-ticipants were brought from their various disciplinary andinstitutional homes across the country to Monterey,C a l i f o rn i a , for the fifth annual SSRC Japan StudiesDissertation Workshop. The workshop series is funded bythe Japan Foundation and aims to nurture the developmentof multidisciplinary networks of advanced graduate studentsand faculty in the US whose research is on Japan.

Students are selected annually from a nationwide pool ofapplicants in the social sciences and humanities. Faculty par-ticipants select those students whose work is especially prom-ising or ambitious, who seem particularly in need of criticalfeedback or who are not affiliated with institutions recog-nized as Japan studies centers. The workshop format hasbeen designed to provide opportunities for students to giveand receive critical feedback on designing innovative andinsightful research, and in planning, executing and analyzingfieldwork. Various sessions focused on individual projects,broad issues in the field of Japan studies and career planning.

The 2000 workshop participants represented five disci-plines from the social sciences and humanities and eleveninstitutions nationwide. A program alumni event at theAssociation for Asian Studies annual conference in Marchfurther expanded each student’s personal and intellectualnetwork by bringing together participants of five years of theworkshop series.

The call for applications for the workshop is postedannually in the late spring and summer on the SSRC web-site and by mailing to social science, humanities and interdis-ciplinary departments nationwide.

Staff:Mary McDonnell, Jennifer Winther.

Japan Studies Dissertation Workshop

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The Program on Global Security and Cooperation held aplanning meeting on February 26-29, 2000, in Cairo, Egypt.Its main purpose was to concentrate on how security knowl-edge is produced across institutional and geogr a p h i c a lboundaries and on how the SSRC can most effectively helpshape such production. The meeting was structured as aworkshop and it moved along two tracks. One track focusedon collaboration across institutional sectors , e s p e c i a l l yb e t ween nongove rnmental organizations, i n t e rn a t i o n a lorganizations and the academy. The other track focused oncollaboration across national and re gional boundari e s .Participants came together in several plenary sessions toexamine areas of complementarity and tension between thetwo tracks. The Cairo meeting helped outline an agenda forthe Program on Global Security and Cooperation as well asthe many challenges to cross-institutional and internationalcollaboration.

The program’s mission stems from the premise that exist-ing models of state and state-centered international relationsare inadequate for understanding contemporary patterns ofcooperation and security: Nongovernmental organizationsand private corporations have become significant as providersof security, mediators, repositories of relevant knowledge andsometimes as sources of threat.Moreover, the field of securi-ty studies remains primarily organized along national lines.The new program seeks to nurture collaboration across insti-tutional and geographic boundaries by bringing togetherscholars and practitioners from all over the world. Fellowshipand grant competitions will be announced in fall 2000.

Participants:Kanti Bajpai, Jawaharlal Nehru University, India;Thomas Biersteker,Watson Institute for International Studies,Brown University;Raul Benitez-Manaut,Centro de Investigaciones Interdisciplinarias en Ciencias y Humanidades,Mexico;Ken Booth, U n ive rsity of Wa l e s , A b e ry s t w y t h ; Radhika Coomaraswa my,International Centre for Ethnic Studies, Sri Lanka; Mark Duffield, University ofBirmingham,UK;Akiko Fukushima,National Institute for Research Advancement,Tokyo;Natalie Goldring,University of Maryland;Charles Hale, University of Texas;Monica Hirst, Weatherhead Center for International Affairs, Harvard University;Jibrin Ibrahim, Center for Research and Documentation, Nigeria; Francis Loh,U n ive rsiti Sains, M a l ay s i a ; Fe renc Miszlive t z , Center for European Studies,Hungarian Academy of Sciences;Thandika Mkandawire, UNRISD, Switzerland;Thomas Princen, School of Natural Resources and Environment, University ofMichigan; Herman Rosa, PRISMA, San Salvador; Seyed Kazem Sajjadpour,

Global Security and Cooperation ProgramPlanning Meeting

The German-American Program hosted the second annualGerman-American Frontiers of the Social and BehavioralSciences (GAFOSS) Symposium on March 23-26, 2000, atthe Evergreen Conference Center in Stone Mountain,Georgia. The conference brought together 50 recent PhDs(since 1990) from Germany and the United States to presentpapers on a set of interdisciplinary topics with the intent ofbuilding cross-national collaborations between young schol-ars. This year’s session titles included “Trauma and Memory:Between the Personal and Political,”“Queering the Globe,”“Predicting and Experiencing Happiness,” “Anthropologyand Demogr a p hy : P u blics and Po p u l a t i o n s ,” “ S o c i a lInequalities in the Next Century,” “Combating the HostileFo rces of Nature : Risk Assessment Psychology inEvolutionary Perspective” and “State Sovereignty and theGlobalization of People and Production.” Troy Duster ofNew York University presented a keynote address on theHuman Genome Project. The symposium was funded by agrant from the Germ a n - A m e rican Academic CouncilFoundation,and was organized in conjunction with the MaxPlanck Society for the Advancement of Science, Berlin.U l ri ke Strasser, U n ive rsity of Californ i a , I rv i n e, a n dBernhard Ebbinghaus, Max Planck Institute for the Study ofSocieties (Cologne), cochaired.

Staff:Craig Calhoun,Christian Fuersich and Lauren Shweder.

German-American Frontiers of the Social andBehavioral Sciences

Institute for Political and International Studies, Iran; Yezid Sayigh, Centre forInternational Studies,Cambridge University;Bereket Selassie, University of NorthCarolina;Shiv Visvanathan,Center for the Study of Developing Countries, India;Susan Woodward,Centre for Defence Studies,King’s College, UK; Wang Yizhou,Institute of World Economics and Politics,China;Elena Zdarovomyslova,Center forIndependent Social Research,Russia. Staff: Robert Latham, Jessica Olsen, ChloeTeasdale.

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Ten years ago, the Southeast Asia program sponsored a meet-ing to assess the condition of the field of Southeast Asianstudies. That effort led to the production of a volume,"Southeast Asian Studies in the Balance," published by theAssociation of Asian Studies(1992). Ten years later, with ahost of economic, political andinstitutional changes trans-forming the region,area studiesin the United States and thefield itself, a similar meeting toreflect on the scope and scaleof change seemed both usefuland important. Therefore, theSoutheast Asia Program of theSocial Science Researc hC o u n c i l , with funding fro mthe Ford Foundation, hostedtwo roundtable discussions on"The State of Southeast AsianStudies in the United States" at the Council on November 15and December 10, 1999. The meetings brought together arange of scholars from different fields and universities,as wellas re p re s e n t a t ives of donor organizations interested inSoutheast Asia, to assess the current state of the field and toevaluate and discuss programmatic features and conceptualinnovations related to Southeast Asian studies that have beentried over the last decade. This was a chance for scholars inthe same field to talk to each other about common con-cerns—an opportunity, we hoped, that might lead to newcollaborations and joint initiatives.

Topics of discussion included the considerable changesthat had taken place in Southeast Asia from a renewed senseof self-confidence, Southeast Asian humanities and literatures,university administrators and their understanding of areastudies, and the possibilities raised by the new emphasis onbuilding international programs. A vibrant debate on thefuture of area studies recurred, including issues like the rela-tionship with disciplines, concentration on particular coun-tries or the region, indigenous traditions and new ways ofwriting history. A consistent theme that ran through bothdiscussions was recruitment and the need to get students intothe region early in their careers.

Pa rticipants we re asked to pre p a re short notes that

Weighing the Balance: The State of SoutheastAsian Studies in the United States

The Association of African Universities (AAU) and theSSRC Africa Regional Advisory Panel held a workshoptitled “ N e t works and A f rican Unive rs i t i e s : Towa rdCooperation in Research and Training” in Accra, Ghana, onFebruary 24-26, 2000. The workshop, with support provid-ed by the Rockefeller Foundation and the InternationalDevelopment Research Centre (IDRC), is the latest in aseries of events devoted to the analysis of African researchnetworks. It focused on the relationship between researchnetworks and African universities at a moment when manyuniversities in Africa are undergoing major reform andrenewed attention from the donor community. The work-shop reviewed the history of this relationship and exploredhow networks can not only complement but also strengthenuniversity research capacity on the continent. It also consid-ered the ways in which the sites of knowledge productionhave grown and diversified in Africa.In addition to networksand public national universities, participants considered therole of other institutions involved in knowledge productionon the continent—government ministries, national researchc o u n c i l s , t h i n k t a n k s , N G O s , p rivate unive rs i t i e s , p riva t efirms—within a broader “system” of research and training.It is in this new context that African universities are revital-izing. While participants saw this diversification as salutaryand all agreed that public national universities should not be“monopolizers”of knowledge production,there was a strongsense that universities were the indispensable institutions inthe system—especially in the areas of capacity-building andfundamental research.Some imagined that as African univer-sities strengthen,networks will still have a vital role to play inforging cross-institutional and cross-disciplinary connec-tions. However, many of them may move to bases withinuniversities or transform themselves in other ways.

Participants:W.S.Alhassan,Council for Scientific and Industrial Research,Ghana;George Alibaruho, United Nations Economic Commission on Africa; Ethiopia;Richard Anao, University of Benin, Nigeria; Craig Calhoun, Social ScienceResearch Council,US;David Court,World Bank and Rockefeller Foundation,US;M.L.Luhanga,University of Dar es Salaam,Tanzania;Takyiwaa Manuh,Associationof African Women for Research and Development and University of Ghana;Narciso Matos, Carnegie Corporation of New York, US; Norman Mlambo,Southern African Regional Institute for Policy Studies, Zimbabwe; M.S. Mukras,African Economic Research Consortium and University of Botswana;Yaw Nyarko,

Networks and African Universities Social Science Research Council and New York University, US; Eunice Okeke,Gender and Science and Technology Association and University of Nigeria,Nsukka;Anthony Akoto Osei, Center for Policy Analysis, Ghana; Ebrima Sall,Council forthe Development of Social Science Research in Africa,Senegal;Akilagpa Sawyerr,Association of African Universities, Ghana; Dieynaba Tandian, Secretariat forInstitutional Support for Economic Research in Africa, Senegal; Martin West,U n ive rsity Science, E n gi n e e ring and Humantiies Pa rt n e rships in A f ri c aandUniversity of Cape Town, South Africa; Godfrey Woelk, Social Science andMedicine Africa Network and University of Zimbabwe. Staff: Ronald Kassimir,Thurka Sangaramoorthy.

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Mediating the Experience of Art

On January 31, 2000, the committee of the Council’sProgram on the Arts was joined by Barbara Kirschenblatt-Gimblett (Department of Performance Studies, New YorkUniversity), Jeffrey Smith (Graduate School of Education,Rutgers University) and Fred Wilson (visual artist, MetroPictures) for a discussion of art museums as mediators ofart. Michael Janeway (director, National Arts JournalismProgram,Columbia University) was also invited to bring tothe discussions the perspective of journalism as a mediatingdevice.The group met at the Council office in New YorkCity.

While the presentations revealed a need for research onthe nature of the processes mediating between the art“consumer”and the art,they provided rich context for thecommittee’s work. Discussions identified a number of rele-vant issues. One was the role of the context of a work ofa rt and the effect of detaching art works from theirsources— decontextualizing them—begging the question:does the context for a work of art exist solely in the physi-cal environment or also in the imagination? The issue ofwhere to find truth in a work of art displayed in a museum

The first of two training workshops for the year 2000 fellowsin the program on Collective Memory of Repression in theSouthern Cone took place from February 27-March 11 in LaLucila del Mar, a small town 4 hours south of Buenos Aires,Argentina. Participants include senior researchers fromthroughout the region and the US, as well as 23 program fel-lows from the US, the Southern Cone and Peru.Training ses-sions were devoted to methodological exercises related to thesocial scientific study of societal memory, to reviewing com-parative and analytical literature on the topic in LatinAmerica and elsewhere, and to the elaboration of collabora-tive research projects in which fellows will conduct fieldwork as part of a team coordinated by program directorsElizabeth Jelin and Carlos Ivan Degregori (both of the LatinAmerican Regional Advisory Panel). Research this year willfocus on the role of actors and institutions in shaping patternsof conflict over memory, as well as the uses of memories of repression in the aftermath of dictatorship.

Research Training Workshop on CollectiveMemory of Repression

Faculty: Eric Hershberg, SSRC, NYC; Carlos Ivan Degregori, Instituto deEstudios Peruanos, Peru; Elizabeth Jelin, Universidad de Buenos Aires,Argentina;Susana Kaufman,Universidad de Buenos Aires,Argentina;Gerardo Caetano,CentroL a t i n o a m e ricana de Economia Humana, U ru g u ay ; Line Bare i ro, C e n t ro deDocumentacion y Estudios, Paraguay;Catalina Smulovitz,Universidad Torcuato DiTella,Buenos Aires,Argentina; Kenneth Serbin,University of San Diego, California;Alberto Adrianzen, (DESCO, Lima, Peru); Santiago Lopez, Universidad de SanMarcos,Lima,Peru;Monica Perez,Biblioteca de Memoria,Buenos Aires,Argentina.

Staff:Rebecca Lichtenfeld.

expressed participants’ ideas about the state of the field,reported on useful programs and projects and identifiedinnovative research topics or areas that needed support.These notes have been collected and edited into a smallvolume, "Weighing the Balance: Southeast Asian StudiesTen Years After," which is currently being disseminated tothe Southeast Asian studies community to allow these con-versations to be shared with a wider audience.

and whose truth it is raised questions about whether andhow the identity of the person or organization making deci-sion about what is made ava i l a ble for viewing or listeningmight affect the experience of the wo r k . The discussionsraised more questions than they answe red about people’smotivations for visiting museums and whether they chooseto bring the real world into the museum with them or toleave it outside. They also raised questions about the claimthat art can be unmediated and about the relation betweenart and authority/power and about the extent to which theviewer sees/hears pieces of him/herself in the work of art.

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GOOD INTENTIONS: PLEDGES OF AIDFOR POSTCOLONIAL RECOVERY, editedby Shepard Fo rman and Stewa rt Pa t ri c k .

Sponsored by the Pledges of Aid Project (joint with theCenter on International Cooperation,NewYork University).Boulder, CO: Lynn Rienner Publishers, 2000. 432 pp.

During the 1990s, the international donor communitypledged more than $100 billion in aid to three dozen coun-tries recovering from violent conflict. From Cambodia to

Bosnia, El Salvador toR wa n d a , a n dTajikistan to Lebanon,multilateral and bilat-eral donors have sup-p o rted postconflictpeace building withgenerous packages ofgr a n t s , debt forgive-ness and technicalassistance. Providing abridge between emer-gency humanitari a nrelief and long-termd eve l o p m e n t , t h e s eresources are designedto persuade formerlywa rring parties to

resolve conflicts peacefully and to lay the foundation for atransition to economic growth and participatory governance.It is thus disturbing to discover that in many situations a sig-nificant proportion of the pledged assistance has either nevermaterialized or done so very slowly.

This comparative study is concerned with the causes—and consequences—of failure to fulfill pledges of aid to post-conflict societies. In each of six case studies—Bosnia,Cambodia, El Salvador, Mozambique, Palestine and SouthAfrica—the coauthors (including one scholar from a donorstate and one from a recipient) first establish the sources,composition, and objectives of pledged aid and examine aidconditionality, delivery and coordination.They then trace aidabsorption, benefits and impacts on peace building and eco-nomic recovery. Finally, they assess the causes, consequencesand lessons of pledge gaps: What explains shortfalls in aiddelivery? What social,economic and political difficulties haveensued? And what does the experience suggest for futuremultilateral efforts at transition assistance? Good intentionsnotwithstanding, it is clear that recurrent delays and failuresin aid follow-through can threaten vulnerable polities whosecollapse would endanger regional peace and security.

R E C OVERING FROM CONFLICT:STRATGEGY FOR AN INTERNATION-AL RESPONSE, by Shepard Forman, Stewart

Patrick and Dirk Salomons. Joint with the Center onInternational Cooperation, NewYork University. NewYork:Center on International Cooperation, NewYork University,2000. 68 pp.

“Recovering from Conflict” is part of the Center onInternational Conflict’s periodic policy paper series, Payingfor Essentials. Papers in this series contain recommendationsfor improvements in the management and financing of mul-tilateral commitments.This report concentrates on concretepolicy recommendations for members of the donor commu-nity, based on the insights emanating from the six countrystudies published as Good Intentions: Pledges of Aid forPostconflict Recovery (see above).

The paper identifies seven challenges that the interna-tional aid communitymust address to maxi-mize its support forsustainable peace andreconstruction in thewa ke of conflict. I tcalls for stricter col-laboration in (1)designing aid inter-ventions, (2) mobiliz-ing re s o u rc e s , ( 3 )deepening institution-al reform, (4) harmo-nizing aid conditions,(5) coordinating assis-tance locally, ( 6 )enhancing re c i p i e n tcapacities and (7)ensuring accountabil-ity in aid delivery and implementation.The authors recom-mend institutionalizing these efforts in a new StrategicRecovery Facility that would ensure the timely disbursementof aid in a more coherent and equitable manner.

Recent Council Publications

G R

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DIRECTORS

LISA ANDERSON

Columbia University ARJUN APPADURAI

University of ChicagoPAUL B. BALTES

Max Planck Institute for Human Development, Berlin IRIS B. BERGER

State University of New York, Albany (Secretary)EUGENE BORGIDA

University of MinnesotaCRAIG CALHOUN

Social Science Research CouncilBARRY EICHENGREEN

University of California, BerkeleyWILLIAM JANEWAY

E.M. Warburg, Pincus & Co.ELIZABETH JELIN

University of Buenos AiresCORA B. MARRETT

University of Massachusetts (Chair)WILLIAM PFAFF

International Herald TribuneWALTER POWELL

Stanford UniversityNEIL SMELSER

Center for Advanced Study in the Behavioral SciencesJUDITH TANUR

State University of New York, Stony Brook (Treasurer) SIDNEY VERBA

Harvard UniversityWANG GUNGWU

National University of Singapore

OFFICERS CRAIG CALHOUN, President

MARY BYRNE MCDONNELL, Executive DirectorKRISTINE DAHLBERG, Chief Financial Officer

ELSA DIXLER, Director of Publications

STAFFITTY ABRAHAM

FRANK BALDWIN (TOKYO)LALEH BEHBEHANIAN

BEVERLEE BRUCE

JOSH DEWIND

DIANE DI MAURO

AMY FROST

DOUG GUTHRIE

ERIC HERSHBERG

RONALD KASSIMIR

LEILA KAZEMI

FRANK KESSEL

ROBERT LATHAM

KEVIN MOORE

ELLEN PERECMAN

SHERI H. RANIS

SETENEY SHAMI

ASHLEY TIMMER

JENNIFER WINTHER

KENTON W. WORCESTER