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TRANSCRIPT
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Date. ____ _
POSJDQN NAME OF ORQANIZADONIENDIY
J
,
'•
A0-10 Rev. 1/2004
FINANCIAL DISCLOSURE REPORT
Calendar Year 2003
l. Person Reporting (Last name, First name, Middle initial) Sweet, Robert W
2. Court or Organizatioo
U.S. District Court
4. Title (Article m Judges indicate active or senior status;
magistrate judges indicate full· or part-time)
S. ReportType (check appropriate type)
Judge (Senior status) 0 NomiJlltion. Date
0 lnilial @ Anmlal 0 flllll
Report Refpllred by the Etblc:s In Government Ad of 1978 (5 U.S.C. app. §§ ltl-111)
3. Date of Rqxrt
S/lS/2004
6. Reporting Period
11112003 to
12131/2003 7. Chambers or Office Address
Federal Court House
8. On the basis ofthe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and rcgulatiOll5.
500 Pearl Street- Room 1920 NewYork, New York 10007
IMPORTANT NO'IES: .The inslructioas accorqianyingthis form must be followed. Complcle aD parts, checking the NONE box for each part wbcrc you ha no repor1lble information. Sip on Jast page.
l POSIDONS. (Reporting individual on1y; sec pp. 9-13 or filing inmuctions) . . .
0 NONE - (Norcportablepositions.)
I. Director Constitutioo Works
2. Director, Honorary Trustee Albanim/American Cultural Foundation
3. . Board Member Drug Policy Alliance
(Norepor1abteagrecmcnts.)
R AGREDmNTS. (Reporting individual only; sec pp. 14-16 offiling instnactions)
li!l NONE -
1.
0-Cit0 ....... o-cnZ c:: ;:::i 0 fTl-
5i; .,, -
0""
!f ';t:1 - fTI-
0 -- rn
-NCf' <
rn • a 2
• 7
SOVRCEANP mE GRQSS INCOME
SOYRCE AND TYPE
DESCRIPTION
'\ FINANCIAL DISCLOSURE REPORT Name of Pelson Reporting
Sweet, Robert w
m NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 11-24 offi1ing instructions>
A. Filer's Non-Investment lncom NONE · (No reportable nan-invcstmcnt income.)
1.
Date of Report
SflS/2004
(yams, mt llpOllSC's)
B. Spouse's Non-Investment Income (lf)'Ou were mmied during Ill)' portion ofthereportingyear,please complete lhislCCtion. (dollar amount notrequired except for honoraria)
-
Ii!! NONE (No reporlable non-investment income.) ·
1.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(htcludcs those to spouse and dependent children. See pp. 25-27 of instructions.) D NONE · (No such reportable reimbul1ClllCllts.)
SOURCE I. US Dept of Conmerce ReimbUJSement for travel expenses to Washington, DC in connection with meeting with
Algerian Judges on Jm 28, 2003
' '
SOURCE QESCRIPTION
DF.SCBIPTION VALUE CODE
IC.
' FIN.iiNCIAL DISCLOSURE REPORT Name of Person Reporting
Sweet, Robert W
Date of Report
5/15/2004
V. GIFTS. {Includes those to spouse and clcpendent children. See pp. 28-31 of instructions.)
Ii!! NONE (No such repor1able gifts.) -
t.
VL LIAB . (Includes those ofspouse and dependent children. See pp. 32-34 of instructiODS.)
0 NONE (No .reportable liabilities.) -
CREDITOR
1. Bear Steams through HCFP/Brennc:r Margin loan Securities
c
n:pol1ing period
(2) 11 IRJID IWICIOSUR (2) (S)
Gain Code
"'
4.
Sl5,o01-S50,00o---,
(A·H)
12.
"FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
: Page 1 of 8 sweet. Robert w 511512004
VIL INVFSTMENTS and 1RUSTS - incomc. valuc. ll'lllSaltioasfmcludes1&oseor111u110usemcldepenclcn1c1n1c1ren. Soepp.34-S7orlilingins1n1etioas.>
A.
Descriptjon of Aaell (including 11mt mets)
Place "CXY' lftc:r ach uset_elleiq>l from prior disdasme
a. llll:Ollle during Groes wlue at cud of reportillg period
(1) (2)(1)
V• ValueAIR>llllt Type (e.g.div. nmt. or Code I
D. Tninsaetions daring reportiug period
DOI curq>l (1) (3) (4)
Type (e.g. Dale: Value Idelllity of Code2 buyerfsdlerbll)',ICll. Month-Codc2 Metll>d
merger, Day redeqltion)
int) (J-P) Code3 (Q-W)
(J-P) 1 (A· (if'privall:transaction)
DNONE (No 1q)Clrtlbte income, aaets, or transactions)
1. United Dominion Realty Trust
2. Wyeth
3. mM
Walt Disney Company
5. AT&T Corp
6. Avaya Inc
7. AT&T Wireless Services Inc
8. Lucent Tecbnologies
3M9.
10. Imation Corp
11. Proc1a' & Gamble Co
B
A
A
A
A
B
A
B
Dividend K T
Dividend IC. T
Dividend K T
Dividend IC. T
Dividend J T
None J T
None J T
None J T
Dividend L T
Dividend J T
Dividend L T
General Electric Co A Dividencl J T
13. Aprc Systems Inc. Class A
14. Aprc Systems Inc. Class B
15. Comcast Corp
16. Smuc:ltcr JM
17. Reserve Treasury Fund
18. Precision Castparts
\. JllCOIJIL")Gain Codes: A • $1,000 or leu B
(See Colmnns Bl and 04) f r-· $50.00MlOO,OOO G 2. Vallie Codes: J = $15,000 or less K
(Sec Colt1mos Cl and 03) N •- $250,000-SSOO,OOO 0
A
B
None J T
None J T
None J T
Dividend J T
None J T (a) (g)
Dividend N T
= S1,00 l ·S2.SOO C =Sl,501-$5,000 D =S5.00l-S15.000 E
= $100,001-Sl,000,000 HI Sl.000,001-SS.000,000 H2 = More tball SS,000,000r-
.. SlS,001-$50,000 L ,. SS0,001-SIOO,OOO M $100,00l·S250.00U
S500,00l-$l,000,000 r1 s1.ooo,001-ss.ooo.ooo l'2 = $5.ooo,001-S2s,ooo,ooo
P3 = $25,000,00l-SSO,OOO.OOO P4 .. SMorc tllll11 $50,000,000
=3. V luc Method Codes Q Appniisal R Cost (Real E tute Onlyj S Assessment 1 CllSh!Market" = =
A.
22.
�-------·
B.
lfnotc:xeq>t zrom
(3)
Cock
M
N
------ --- ----- · -----
.FINANCIAL DISCLOSURE REPORT Name of Person Rqxnting Date of Report Page 2 of 8 Sweet, Robert w S/1512004
VIl. INVFSTMENTS and TRUSTS - iucome. value. 1raasc:11tions <includes 111o&e or11iupo•und dependant childrm. See PP· 34-57 or filing inslructions.>
Description of Aslell (including1rUSt usell)
lllcome during reporting period
c. Gloss value It end of JCpQftiug period
D. Tl'lllSlc:liom JqlOlting period
(1) (2) (1) (2) {I) {2) (4) (5)
Place ·oo· aftc ach asset Ciu:iq>1 from prior disclosure
AmDuat Type (e.g. Colkl div. nml.or
Vllue Cocle2
Vllue Melhod
Type (e.g. buy, sell,
Dire; Vlluc Gain ldcnlityof Month- c.ode2 buyer/sdler
(A-ff) ilL) (J·P) Cocle3 (Q-W)
merga; redemption)
Dly {J-P) 1 (A· (ifpriwll: i:n translction)
19. Wells Fargo Cotq>any D Dividend N T
-
20. American lnrl Group A Dividend M T
21.
23.
24.
25.
26.
General Elcctric
Schlumberger Ltd
Tycobtt'I Ltd
Transoc:can Jnc.
IOoninldije Ahold NV
Koninldijke Ahold NV
c Dividc:nd
B Dividend
A Dividend
Nane
c Dividc:nd
None
M
M
J
K
T
T
T
T
sale
buy
partial sale
·0612o L
02/28 K
05130 K E
27. USTN 5.50% 3131/03 D Interest matured 03131
28. US Treasury Bill due 01130/03 A Interest matured 01/03 M
29. US Treasury Bill due 04/17/03 buy 01116 0
30. US Treasury Bill due 04/17/03 B bttmcst matured 04/17 0
31. US Trcasmy Bill due 07/17/03 buy 01/16
32. US Treasury Bill due 07/17/03 buy 04/17 0
33. US Treasury Bill due 07117/03 D Interest matured 07/17 Pl
34. US Treasury Bill due 07/24I03 buy 01123 M
35. US Treasury Bill due 07/24/03 B lnlercst matured 07/24 M
36. US Treasury Bill due 07131/03 buy 05/01 M
-- --·-·---
I. Income/Gain Codes: A Sl ,000 or less B s Sl,001-$2,500 C S:!,SOJ-SS,000 D $5.001-$15.000 E "'SJ5,001-S50,000
(SeeColmnnsBl 1mdD4) F uo.001-s100,ooo G c SJOO,OOl-Sl,000,000 HI = SJ.000,00\-$5.000,000 H2 =More 1111111 $5,000.{lOU
2. Value Codes: J c Sl5,000 or less K Sl 5,001-$50,000 L =SS0.001-$100,000 M Sl00,001-$250.000
(Set Columns Cl and 03) N c S250,000.S500.000 0 "'$500,001-Sl,OOO,OOO Pl c SL000.001-S5.000.00() P2 = SS.000,001-S25,000,000
P'.I S25,000,00J-S50,000.()()(i P4 SMore than 150,000.000
:; Value Method Code> Q Appraisal R Cos1 (Real E.<111te Only) S "' Al<l>ernncnt 1 = CasnlMarke1
"'' -- ,.....,._,. W '· estimated
-· ·------ ____
lflXll 111J111 C11SClosure
(2)
K
(S)
Code
H\
i
·.FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
·Page3 ofS Sweet, Robert W 5/1512004
- income. value. uanscatioas (includes those or the spouse and dcpc:nclent c:lrilcln:n. See pp. 34-57 of filing inslrueliom.) vn. INVESTMENTS and TRUSTS
A.
Description of Assets (includiug trustassets)
Place "00" after each asset exeiqit from priar clisclosln
a. lncame
reporling period
(I)
Amount Code! (A -H)
during
(2)
Type (e.g. div• ..-.or
inL)
c. Gross value Ill mid of n:porting period
(1) (2)
Value Value Codc2 Method (J-P) Code3
( W)
(I)
Type (e.g. buy, sen. mmger, redemption)
D. Transactions during period
exempt
(3) Dale: Value Mondi- Code2 Day (J-P)
(4)
Gain Identityof buyer/seller
I (A- (ifpriva lnnlaetion)
37. US Treasury Bill due 07131/03 A ln1ercSt matured 07131 M .
38.
39.
40.
US Treasury Bt11due10/16/03
US Treasury Bill due 10/16/03
US Treumy Bt11due 01115/04
B lnu:rcst
Nme N T
buy
natuRCI
buy
07117 0
1()(16 0
07/17
41.
42.
43.
44.
45.
46.
47.
48.
49.
so.
51.
52.
53.
54.
JPMorpn Trelsuly Plus Money Marbt Fund
Knolls D Villa LP
Estes - Sheridan LP
NP Stratham U.C
NPDoverU..C
NP Nashua UC
NP Fairllawn UC
NPHansonUC
NP Portfolio Account U.C
Northstar Quincy UC
Trust #1 (lines 53-76)
-Agnico Eagle Mines Ud
-American Electric Power
. .
c
E
E
c
c
D
E
E
Dividend
None
Distn"bution
Disttibution
None
Distn"bution
Distnlnllion
Distribution .
Distribution
None
Distribution
Pl T
J w
M u
J u
J u
J u
J u
J u
L u
J u
Pl T
(a)
(b)
(b)
(c)
K
I. Income/Gain Codes: A = 51,000 oi less B S1,001-$2,500 C s S2,501-$S,OOO D = $5.001-$15.000
{See Columns Bl midD4) F e $50.001-SI 00,000 G = SJ00,001-Sl,000,000 HI : Sl.000,001..SS.000,000 H2 = MOTC 1han S5,000,000
2. Value Codes: J = SJ5,000 oi less K =SJS,!lOl-$50,000 L SS0,001-5100,000 M SIOO,Olll-S2SO,OOO
(!>ee Colmnns CJ and 03) N S250,(100-SSOO,OOO ll · S500,00\-Sl,000,000 Pl Sl.000,001-SS.OOO,OOO P2 S5.000,001-S25,000,000
P3 : S25,OCI0,001-$50,000.000 ?4 SMon: than $50,000,000
3 Value Method Code> Q Appra1S11I R Cost (Real E:slate Daly} S '· Assessment 1 Cash/Market
\I = f\th.r W "l:.stimatcd J
U D'Om 111SClosure
(3) (4) (S)
JO
/J.' lnc c/Gain ---------·-oo--i Sl5,001· 50,000
I I ? 2.
lni:ome during
FINAN IAL DISCLOSURE REPORT Name ofPerson Reporting DateofReport
fage4 of8 Sweet, Robert W SllS/2004
- iucome. value. 1lallSCllioas (includes lbose oflbe spouse and depc:ndent childmi. See pp. 34-57 ormq insbuclions.) VIl. INVESl'MENTS and TRUSTS
A. a. c. D. GIOIS value It mid of Tnnsactions duriag reponing period
Description or Asaets reponing period reporting period (including trust assets)
(I) (2) (1) (2) (I) not exmpt
(2)Pbce "(X)" after ach UICI I Amoanl Type (e.g. Value Value Type (e.g. nm: Value Gllin Identity of from prior disclolme Code I diY. rent. or Codc2 Medllld buy, sdl, Mmlh· Code2 Code bu)'erlsck
(A·H) illt.) (J-P) Code3 llll:rJW, Day (J-P) 1 (A- (if'priwite (Q-W) D) lnDllC'bl)
SS. -Burlington Northern -
56. -Burlington Resources
57. -Conn Light& PO'M!I' $2 Pfd
SS. -Consolidated Edison ofNY
59. -Con Edison of NY SS Pfd
60. -Delphi Corp
61. -Exxon Mobil Corp .
62. -Oen corp
63. -General Electric
64. -General Motors
65. -Household lnt'I SS pfd called 04/09 J B
66. -Hartford Financial Services
67. -ITI lnduslries
68. -JP Morgan Chase & Co. sale 06/16 M G
69. -Kerr McGee Corp
70. -Ormova Solutions Jnc:.
71. -Rayonier Inc
72. -StaTWOod Hotels & Resort
Codi=;: ·-
A =St,OOOorless B =Sl,001-$2,SOO
(See Columns Bl and 04)
I Vllluc Codes:
I (See C•ihllllllS Cl and D'.'I)
i 3. Value Method Codes .·r__ t"-\. _____ ' -"-·
F $50.001-SIOO,OOO
J = $15,000 or less
N S2SO,OOO-SSOO,OOO
!".\ S25,000.00l-S50.000.000
Q Appraisal II : J:lnni... \l lnt-
G = SJOO,ODl-Sl,000,000
K =$15,001-$50,000
0 = SSOO,OOl-Sl,000,00u
R = Cost (Real ESlalc Only J V =Other
C - S:!,50 l-SS,000 D = $5.001-$15.000
H2 =, More tblln $5.00(l, 000
M $J00,001-S2SO.OOO
E =
HJ = S!.000,001-SS.OOO,OOO
L = $50,00J-$100,000
Pl Sl.000.001-SS.000.000
P4 = SMorc than $50,000,000
5 Assessment W E.stimated
P2 SSJ100,001-S25,000,000
T = Dsh'Marke:
! !'
------------ ·-··- -· --···- . -- -····------·-
(2) (1) (I) II llOlll disClllSUl1:
(2) (3) (4) (S)
Code
f--l �comcl(Jain ---------------- ---------- ,
'
-- . --· ···-···
___ I
FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report
Pages of8 Swcct, Robert W 5115/2004
Vll INVESTMENTS and TRUSTS - income. value. tml9Cltions (includes 1hosc oflhe spouse aud. dq>taclat cbildn:n. Sec pp. 34-57 ofliliug instructions.)
A. B. c. D. Income during G101S value at end of Tiansactions during repCllting period
Description of AllleU ieporting period n:portiag period (includingtrust ISSdS) (1) {2) not exmipt
Place "QC}"' after ach met cmqit Amoant Type (e.g. Value Value Type (e.g. Dale: Value Gain Identity of flOm prior disclosure Code I div. rent. or Colk2 Melhocl bll)', sen, Monlh· Cocle2 buyerfseller
(A·H} inL) (J-P) Codel merpr, Day (J-P) I (A· (ifprivall: (Q-W) raiaq>lioa) U\ llllnsaclion)
73. -United Technologies '
74. -Wyeth
75. -SB Money Market Funds (a)
76. Citil>mk NA Bank Deposit Program
77.
78. Trust #2 (lines 79-117) G Distn"bution P2 T (c)
79. USTN 5.5% 3/31/03 ma1Ured 03131 N
80. USTN 6.0% 8115/04
81. USTN 5.875% 11/15/04
82. USTN 5.750% 11115/05
83. Buffalo NY 4.75% 12/01103 matured 12/01 M
84. Brockport, NY 3.5% 06/lS/04
BS. Erie Cnty NY 4.5% 10/01/04
86. MlDl Ass Corp 4.6% 07/01/03 matured 07/01 M
87. NYC Transit 4.4% 01/01103 matured 01/01 M A
88. Tnimansburg. NY 4.0% 06/lSIOS
89. us Treasury em due 01123/03 matured 01123 Pl
90. US Treasury Bill due 02113/0 3 matured 02113 0
·--·--·-·--·---··--·-·--C' S2.SOl-SS,000 D $5.(1() 1-Sl 5.000 E c SlS,001-SS0,000 ==Cadcs: A E s l ,000 OT lcs. B c Sl ,00 l ·S2,SOO
(See Columns Bl and 04) F SS0.001-Sl(){l,OOO G SlOO,OOl-Sl,000,000 HJ = SJ.000,001-S5.000,000 H2 More than SS,000.000
= =2. Value Codes: J SI S,000 or less K SJ 5,00 l-S.50.000 L SS0,001-Sl00,000 M 5iJ00,001-S2SO.OOOI = c
I
i (Se<> Columns CI and D3) N = S:!S0,000-SSOO,OOO 0 SS00,001-Sl,000,000 Pl = Sl.000,00l-SS.000,000 P2 = S5.000,00J-$25,000.000
IP.3 = S25,000,00l-SSO.OOO.OOO N t SMore than $50,000,000
3 Valu Method Code.< Q Apprai. a! R Cost (Real Estate Onlr J S Assessment 1 C'.ash!Market I=
I "iSec Column CZl U ,, Book Value V Other w Estimaled
lfnot uom di!Jclo.mre
-
----D--; s5.0ol-si5.r10<l-----E-- S-l-5,-0C-ll-·S50,000--·-1
92.
93.
Jncomc during
(1) (S)
- --- ·------------
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting
Page 6 of8 Sweet, Robert W S/15!2004
VIL INVESTMENTS and 1RUSTS - iiame, Yllue. hllSC:atioDS (includes lbl'5C of the spouse and dependent children. See pp. 34-57 or filiDg inslnlelions.)
c.A. B. D.
Dcsc:ription or Assels (including trust ISRts) reporting period
Gross Ylluc 11 end of lrallSlll:tions during iqxiniDg period JCpor1ing period
exempt(1)(2)(1) (2) (2) (3) (4)
Plai;c "(X)" after cacb met t Type (e.g. Dale:Vlluc VlllueAmount Type (e.g. div. MDLIII"
ldenlity of bll)lel'lscller
Value Gm&om prior disc:losurc bll)', lcll, Month-Code2 MedllldCode I Code2 Code
merger, DayCodel(A-H) illL) (J-P) (J-P) 1 (A- (if private transaction) (Q-W) recielqltion) i.n
matured 05-15 0US Treasury Bill due 05/15/0391.
US Treasury Bill due 05/22/03 buy 02!25 0
matured 05122 0US Treasury Bill due 05/22/03
94. US Treasury Bill due 08/11/03 buy 02/25 Pl
95. US Treasury Bill due 08/21/03 matured 08121 Pl
96. US Treasury Bill due I0/09/03 buy 07115 Pl
97. US Treasury Bill due 10/09/03 ma1Ured 1009 Pl
98. US Treasury Bill due 01/22/04 buy 10/22 Pl
99. AIG Int'! Group
100. BPAmoco
101. Del Monte Foods Co
102. Dycom Industries
103. ExxonMobil
104. Heinz. HJ. Co.
105. lmagistics
106. Kimberly Clarie Colp
107. Mack Cali Realty Colp
108. Medco Health Solutions (d)
. s s:!,501-$5,000[-1l;comc/Gain Codes: A Sl,000 or less B Sl ,001-$2,SOO c I (See Cohmms Bl and 04) F $50.001-SJOO,OOO G = SJ00,001-Sl ,000,000 HI = Sl.000,001-$5.000,000 H2 " More than SS,000.000=
11 2. Value Codes: J = $15,000 or I= K = S15,001-S50,000 L = $50,001-$100,000 M $100,001-DSO.OOU
(See Columns Cl and rn) N • S250,0ll0-$500,000 0 = $500,001-Sl,OOO,OOO Pl = Sl.000,001-$5,000.000 P2 : $5.000,0lll-S25,000,000 I
0p:; = S25,000,llOl·S50,000.(l(){l ?4 .Sf1!1ore than SSO,OO<J.000
i 3 Value Method Codes Q Appraisal R Cost (Real Estate Only J s " Assessment 1 Cash!Market D""'-1· U ....1,.,. \! =<tti...- w --- E.stimated
If llOlll disclosure
(2) (3) (4) (5)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 7 of 8 Sweet, Robert w S/1512004
VIL INVESTtdENTS and TRUSTS -income, value. lllPISCltioas (includes those oftbc spouse Ind dependac chichn. See pp. 34-57 of&q inmuclima.)
A. B. c. D. lncome during Gross Wue It end of Tnmm:tions during lqlOdiag period
Description of Aaets rcpol1ing period reporting period (including lnlSl ISSCCS)
109.
Pllce ·oo· after ad! urct fi'om prior disclosise
Merck&Co
(1)
Amount Code! (A-H)
(2)
Type (e.g. div. rent or illL)
(I)
V1hle Codc2 (J-P)
(2)
Vlhle Method Codc3 (Q-W)
(1)
Type (e.g. buy,scll, mi:rpr, n:dc:lqnion)
add'tlbuy
o.te: Month-Dly
12118
not t
Vlluc Codc2 (J-P)
K
Gain Code 1 (A-"'
Identity of buymsdlcr (if private lrlnAl:lion)
-
110. Nolda Corp
111. Office Depot (f) 04/12 M G
112. Pitney Bowes Inc.
113. Raytheon Co
114. Symantec
115. JP Morgan Select Small Cap Equity Fund #690 (e)
116. Chase Banlc Money Market (a)
117. North Colorado Springs Land & Improvement Co.
118.
119.
120.
Trost #3 (lines 120-136)
-JPMorgan Treaslll)' Plus Money Market
D Distn'bution Pl T (c)
(a)
121. -Berkshire Hathaway Inc.
122. -Estes - Sheridan LP
123. -NP Stmbam UC
124. -NP Dover U.C
125. -NP Nashua U.C
126. -NP Fairhaven U.C
I. Income/Gain Codes: A #SI ,000 or less B "'Sl,00l·S2,SOO C =$2,501-$5,000 D = S5.00l-S15 .000
{Sec Columns BI and D4) F = SS0,001-SIOO,OOO G = S!OO,OOl-Sl,000,000 Hl c Sl.000,001-SS.OOO,OOO H2 =·More than $5,000,000
2. Value Codes: J S.J 5,000 er less K =SI 5,00J-$50,000 L = SS0.001-$100,000 M $100,001-$2SO.OOO
(See Columns Cl and 03) N = $250,000-$500,000 0 = ssoo.001-s1.ooo,ooo Pl SLOOO,OOl-S5,000.000 P2 = S5.ll00,00l-Q5,000,000
P3 =· S25,00G,OOJ-$50.000.000 N • SMore than $50,000.000
3. Val11e Method Codes Q •· Appro1sal R Cos! (Real fu;late Only) S - Assessment T C:aslv'Mlutet
\\' !::.snma1cd
-- - ---
s:�:�:sC:::d
(2) (1) If uum clisclo&ure
L
" J
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. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting ; Page 8 of8 5/1512004Sweet, Robert W
·VR INVESTMENTS and TRUSTS - income. value. aanseations (includes lhosc of the spouse and dependent cluldn:n. See pp. 34-57 of filing instructions.)
A. B. Oe&cription of Assets Income during
(including trust llSSC1S) reporting period
(1) -J'lal:e "(Xl" after each uset e:xeqit&om prior disclosure
Amount Type (e.g.Code! div. nmt. or (A-H) illL)
c.Gross value at end of reporting period
(1) (2)
Value Value Code3{J-P)
Type (e.g. Code2 Method buy, sell.
merger,(Q-W)
D.Transactions during rqiorting period
not eiwq>t (2) (3)
Date: Value Jdcldityofbuyarfseller Code2 CodeMouth-
(A- (if"privateDay (1-P) 1H\ ll'allSlc1ion)
-NP Hanson UC 127.
-128. -Northstar Quincy UC
-NP Portfolio Account UC 129.
US Treasury BiD due 04/24/03 buy 01123130. M
US Treasury BiD due 04/24/03 matured 04/24131. M
Kaninklijke Ahold NV buy 02128132.
Kaninldi.Jlte Ahold NV partial sale 03J03 J133.
KaninkJiJlte Ahold NV partial sale 05130134. K E
buyUS Treasury Bill clue 07131103 OS/01135. M
US Treasury Bill clue 07131/03 07131136. malW'Cd M
137.
T138. Citibank Moneymarket Account A Interest ]
TJ139. Citibank Checking Account None
TJPMorgan Chase Checking Acct None140.
141.
sS:!_.SOl·SS,000 = S5.00l·Sl5.000 = SJ,000 or Jess c Sl,001-S2,SOO A B C D = SS0.001-SIOO,OOO SI00,001-$1,000,000 HI Sl,000,00!-SS,000,000 = 04) F G H2 More than $5,000.000 = $15,000 or = SlSJlO!-SS0.000 • SS0,001-SIOO,OOO Sl00,001-SlS0.000 aluc Codes: J less K L M =
Pl S\.000,001-SS,OOO.OOO = 1
(See Columns Cl and D3) N = $250,000-SSOO,OOO 0 = $500,001-Sl,000,000 = $More thun SS0,000,000
P2 S5.000,00l-S25,000,000p:; S25,000,00l-S50,000.000 P4
I Appraisal ___ -3. Value Method Codes Q R C.l5t (Real Estate Only i-- S_ N:<es.<mcnt __T - Cash/Market _ .._ ___· -- -- ·------ ---- --- - - ----·iSee Colwm C! lJ - Book Value V Other W Estimated -- ·-
S/15/2004
Name of Person Reporting Date of Report . FINANCIAL DISCLOSURE REPORT
Sweet, Robert W
(lndic:ale part of Report.) vm. ADDIDONAL INFORMAllON OR EXPLANATIONS
Part VU. Jnwstmcnts and Tnasls
(a)= This is a money mmket type funs with shares remaining at a constant value of$1.00. Purchases llld sales, with no gain or loss. were mlde throughout the year.
(b) = During 2003 additional capital contn'butions were mlde to this company.
(c) •Income beneficiary only
(d) •ReceiVed as a spin-off from Merck.
(e) =Additional shares purchased on 12122 through reinvestment of dividends.
(f) •Sold on 04/14102 and inadvmenly omitted fiom 2002 report.
(g)- Balance in account throughout the year was insufficient to generate any dividend income.
reported
y
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
Sweet, Robc:r1 W
Date of Report
511512004
IX. CERTIFlCATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent childreD, if any) is accurate, true, and complete to the best of my knowledge and belief: and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that eamed income from outside employm:nt and honoraria and 1he acceptance of gifts which have been are in compliance with 1he provisions of S U.S.C. § 501 et seq., S U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY IND FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVJL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FllJNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosme
Administrative Office of the United States Courts
Suite 2-301
One Colmnbus Circle, N.E.
Washington, D.C. 20544