j a-10 nnl disclosue eport reot relld y the ebls i in 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll...

13
" I . · D ____ _ P N O ODY ) J , '• A010 R. 1/04 FAC DISCLOSUR RPORT Cenda Ye 203 l. Pe Rping (st nam, Firt n Midl iital) Swet Rob W 2 Cor o Orizto U.S. Dct C 4. Title (Aicle m Judg idicte actve o sio stts; mstt judg indict fll· or par-tm) S. RrTy (chek apprrate te) Judg (Sio stt) 0 Nl Dt 0 l l @ Al 0 fll l Repr Reflr b the Etlc In Gmt A of 197 (5 U.C app. §§ ltl-11) 3. D o R S/S0 6. Rg Peo 1111003 to 121/03 7. Chbe o Ofce Addrs Feel Cu Ho 8. O th bais ote inftio contine in this Ror ad any mifcto pining tt, it is, in my opinio, i cliac wt aplcble lw ad rliO l. 50 Pl Ste t- Ro 1920 NYo Ne Yo 10 0 IRTAT NO: .T i io aci ti fo m b fllo. Cl a p, cg t NON b f e pa w y hô no rl ift. Si o J p. l PSIONS. (ng idivdu o s p. 913 o f in) . . . 0 NONE - (Norlepitios.) I. Drt Ctto Wok 2 Dr, Hoo Tre AimA Cultl Fodto 3. . Bo Me Dg Polic Al (orteat.) R AG. (ng iual ol s p. 1416 ofling i io) l NONE - 1. 0 - C 0 .. . o- c Z c:* ;: 0 f- 5+ ., - 0 " ! ' - f - 0 - - r - N C < r a 2

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Page 1: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

"i

I

.,

"··

Date. ____ _

POSJDQN NAME OF ORQANIZADONIENDIY

J

,

'•

A0-10 Rev. 1/2004

FINANCIAL DISCLOSURE REPORT

Calendar Year 2003

l. Person Reporting (Last name, First name, Middle initial) Sweet, Robert W

2. Court or Organizatioo

U.S. District Court

4. Title (Article m Judges indicate active or senior status;

magistrate judges indicate full· or part-time)

S. ReportType (check appropriate type)

Judge (Senior status) 0 NomiJlltion. Date

0 lnilial @ Anmlal 0 flllll

Report Refpllred by the Etblc:s In Government Ad of 1978 (5 U.S.C. app. §§ ltl-111)

3. Date of Rqxrt

S/lS/2004

6. Reporting Period

11112003 to

12131/2003 7. Chambers or Office Address

Federal Court House

8. On the basis ofthe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and rcgulatiOll5.

500 Pearl Street- Room 1920 NewYork, New York 10007

IMPORTANT NO'IES: .The inslructioas accorqianyingthis form must be followed. Complcle aD parts, checking the NONE box for each part wbcrc you ha no repor1lble information. Sip on Jast page.

l POSIDONS. (Reporting individual on1y; sec pp. 9-13 or filing inmuctions) . . .

0 NONE - (Norcportablepositions.)

I. Director Constitutioo Works

2. Director, Honorary Trustee Albanim/American Cultural Foundation

3. . Board Member Drug Policy Alliance

(Norepor1abteagrecmcnts.)

R AGREDmNTS. (Reporting individual only; sec pp. 14-16 offiling instnactions)

li!l NONE -

1.

0-Cit0 ....... o-cnZ c:: ;:::i 0 fTl-

5i; .,, -

0""

!f ';t:1 - fTI-

0 -- rn

-NCf' <

rn • a 2

Page 2: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

• 7

SOVRCEANP mE GRQSS INCOME

SOYRCE AND TYPE

DESCRIPTION

'\ FINANCIAL DISCLOSURE REPORT Name of Pelson Reporting

Sweet, Robert w

m NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 11-24 offi1ing instructions>

A. Filer's Non-Investment lncom NONE · (No reportable nan-invcstmcnt income.)

1.

Date of Report

SflS/2004

(yams, mt llpOllSC's)

B. Spouse's Non-Investment Income (lf)'Ou were mmied during Ill)' portion ofthereportingyear,please complete lhislCCtion. (dollar amount notrequired except for honoraria)

-

Ii!! NONE (No reporlable non-investment income.) ·

1.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(htcludcs those to spouse and dependent children. See pp. 25-27 of instructions.) D NONE · (No such reportable reimbul1ClllCllts.)

SOURCE I. US Dept of Conmerce ReimbUJSement for travel expenses to Washington, DC in connection with meeting with

Algerian Judges on Jm 28, 2003

Page 3: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

' '

SOURCE QESCRIPTION

DF.SCBIPTION VALUE CODE

IC.

' FIN.iiNCIAL DISCLOSURE REPORT Name of Person Reporting

Sweet, Robert W

Date of Report

5/15/2004

V. GIFTS. {Includes those to spouse and clcpendent children. See pp. 28-31 of instructions.)

Ii!! NONE (No such repor1able gifts.) -

t.

VL LIAB . (Includes those ofspouse and dependent children. See pp. 32-34 of instructiODS.)

0 NONE (No .reportable liabilities.) -

CREDITOR

1. Bear Steams through HCFP/Brennc:r Margin loan Securities

Page 4: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

c

n:pol1ing period

(2) 11 IRJID IWICIOSUR (2) (S)

Gain Code

"'

4.

Sl5,o01-S50,00o---,

(A·H)

12.

"FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

: Page 1 of 8 sweet. Robert w 511512004

VIL INVFSTMENTS and 1RUSTS - incomc. valuc. ll'lllSaltioasfmcludes1&oseor111u110usemcldepenclcn1c1n1c1ren. Soepp.34-S7orlilingins1n1etioas.>

A.

Descriptjon of Aaell (including 11mt mets)

Place "CXY' lftc:r ach uset_elleiq>l from prior disdasme

a. llll:Ollle during Groes wlue at cud of reportillg period

(1) (2)(1)

V• ValueAIR>llllt Type (e.g.div. nmt. or Code I

D. Tninsaetions daring reportiug period

DOI curq>l (1) (3) (4)

Type (e.g. Dale: Value Idelllity of Code2 buyerfsdlerbll)',ICll. Month-Codc2 Metll>d

merger, Day redeqltion)

int) (J-P) Code3 (Q-W)

(J-P) 1 (A· (if'privall:transaction)

DNONE (No 1q)Clrtlbte income, aaets, or transactions)

1. United Dominion Realty Trust

2. Wyeth

3. mM

Walt Disney Company

5. AT&T Corp

6. Avaya Inc

7. AT&T Wireless Services Inc

8. Lucent Tecbnologies

3M9.

10. Imation Corp

11. Proc1a' & Gamble Co

B

A

A

A

A

B

A

B

Dividend K T

Dividend IC. T

Dividend K T

Dividend IC. T

Dividend J T

None J T

None J T

None J T

Dividend L T

Dividend J T

Dividend L T

General Electric Co A Dividencl J T

13. Aprc Systems Inc. Class A

14. Aprc Systems Inc. Class B

15. Comcast Corp

16. Smuc:ltcr JM

17. Reserve Treasury Fund

18. Precision Castparts

\. JllCOIJIL")Gain Codes: A • $1,000 or leu B

(See Colmnns Bl and 04) f r-· $50.00MlOO,OOO G 2. Vallie Codes: J = $15,000 or less K

(Sec Colt1mos Cl and 03) N •- $250,000-SSOO,OOO 0

A

B

None J T

None J T

None J T

Dividend J T

None J T (a) (g)

Dividend N T

= S1,00 l ·S2.SOO C =Sl,501-$5,000 D =S5.00l-S15.000 E

= $100,001-Sl,000,000 HI Sl.000,001-SS.000,000 H2 = More tball SS,000,000r-

.. SlS,001-$50,000 L ,. SS0,001-SIOO,OOO M $100,00l·S250.00U

S500,00l-$l,000,000 r1 s1.ooo,001-ss.ooo.ooo l'2 = $5.ooo,001-S2s,ooo,ooo

P3 = $25,000,00l-SSO,OOO.OOO P4 .. SMorc tllll11 $50,000,000

=3. V luc Method Codes Q Appniisal R Cost (Real E tute Onlyj S Assessment 1 CllSh!Market" = =

Page 5: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

A.

22.

�-------·

B.

lfnotc:xeq>t zrom

(3)

Cock

M

N

------ --- ----- · -----

.FINANCIAL DISCLOSURE REPORT Name of Person Rqxnting Date of Report Page 2 of 8 Sweet, Robert w S/1512004

VIl. INVFSTMENTS and TRUSTS - iucome. value. 1raasc:11tions <includes 111o&e or11iupo•und dependant childrm. See PP· 34-57 or filing inslructions.>

Description of Aslell (including1rUSt usell)

lllcome during reporting period

c. Gloss value It end of JCpQftiug period

D. Tl'lllSlc:liom JqlOlting period

(1) (2) (1) (2) {I) {2) (4) (5)

Place ·oo· aftc ach asset Ciu:iq>1 from prior disclosure

AmDuat Type (e.g. Colkl div. nml.or

Vllue Cocle2

Vllue Melhod

Type (e.g. buy, sell,

Dire; Vlluc Gain ldcnlityof Month- c.ode2 buyer/sdler

(A-ff) ilL) (J·P) Cocle3 (Q-W)

merga; redemption)

Dly {J-P) 1 (A· (ifpriwll: i:n translction)

19. Wells Fargo Cotq>any D Dividend N T

-

20. American lnrl Group A Dividend M T

21.

23.

24.

25.

26.

General Elcctric

Schlumberger Ltd

Tycobtt'I Ltd

Transoc:can Jnc.

IOoninldije Ahold NV

Koninldijke Ahold NV

c Dividc:nd

B Dividend

A Dividend

Nane

c Dividc:nd

None

M

M

J

K

T

T

T

T

sale

buy

partial sale

·0612o L

02/28 K

05130 K E

27. USTN 5.50% 3131/03 D Interest matured 03131

28. US Treasury Bill due 01130/03 A Interest matured 01/03 M

29. US Treasury Bill due 04/17/03 buy 01116 0

30. US Treasury Bill due 04/17/03 B bttmcst matured 04/17 0

31. US Trcasmy Bill due 07/17/03 buy 01/16

32. US Treasury Bill due 07/17/03 buy 04/17 0

33. US Treasury Bill due 07117/03 D Interest matured 07/17 Pl

34. US Treasury Bill due 07/24I03 buy 01123 M

35. US Treasury Bill due 07/24/03 B lnlercst matured 07/24 M

36. US Treasury Bill due 07131/03 buy 05/01 M

-- --·-·---

I. Income/Gain Codes: A Sl ,000 or less B s Sl,001-$2,500 C S:!,SOJ-SS,000 D $5.001-$15.000 E "'SJ5,001-S50,000

(SeeColmnnsBl 1mdD4) F uo.001-s100,ooo G c SJOO,OOl-Sl,000,000 HI = SJ.000,00\-$5.000,000 H2 =More 1111111 $5,000.{lOU

2. Value Codes: J c Sl5,000 or less K Sl 5,001-$50,000 L =SS0.001-$100,000 M Sl00,001-$250.000

(Set Columns Cl and 03) N c S250,000.S500.000 0 "'$500,001-Sl,OOO,OOO Pl c SL000.001-S5.000.00() P2 = SS.000,001-S25,000,000

P'.I S25,000,00J-S50,000.()()(i P4 SMore than 150,000.000

:; Value Method Code> Q Appraisal R Cos1 (Real E.<111te Only) S "' Al<l>ernncnt 1 = CasnlMarke1

"'' -- ,.....,._,. W '· estimated

Page 6: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

-· ·------ ____

lflXll 111J111 C11SClosure

(2)

K

(S)

Code

H\

i

·.FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

·Page3 ofS Sweet, Robert W 5/1512004

- income. value. uanscatioas (includes those or the spouse and dcpc:nclent c:lrilcln:n. See pp. 34-57 of filing inslrueliom.) vn. INVESTMENTS and TRUSTS

A.

Description of Assets (includiug trustassets)

Place "00" after each asset exeiqit from priar clisclosln

a. lncame

reporling period

(I)

Amount Code! (A -H)

during

(2)

Type (e.g. div• ..-.or

inL)

c. Gross value Ill mid of n:porting period

(1) (2)

Value Value Codc2 Method (J-P) Code3

( W)

(I)

Type (e.g. buy, sen. mmger, redemption)

D. Transactions during period

exempt

(3) Dale: Value Mondi- Code2 Day (J-P)

(4)

Gain Identityof buyer/seller

I (A- (ifpriva lnnlaetion)

37. US Treasury Bill due 07131/03 A ln1ercSt matured 07131 M .

38.

39.

40.

US Treasury Bt11due10/16/03

US Treasury Bill due 10/16/03

US Treumy Bt11due 01115/04

B lnu:rcst

Nme N T

buy

natuRCI

buy

07117 0

1()(16 0

07/17

41.

42.

43.

44.

45.

46.

47.

48.

49.

so.

51.

52.

53.

54.

JPMorpn Trelsuly Plus Money Marbt Fund

Knolls D Villa LP

Estes - Sheridan LP

NP Stratham U.C

NPDoverU..C

NP Nashua UC

NP Fairllawn UC

NPHansonUC

NP Portfolio Account U.C

Northstar Quincy UC

Trust #1 (lines 53-76)

-Agnico Eagle Mines Ud

-American Electric Power

. .

c

E

E

c

c

D

E

E

Dividend

None

Distn"bution

Disttibution

None

Distn"bution

Distnlnllion

Distribution .

Distribution

None

Distribution

Pl T

J w

M u

J u

J u

J u

J u

J u

L u

J u

Pl T

(a)

(b)

(b)

(c)

K

I. Income/Gain Codes: A = 51,000 oi less B S1,001-$2,500 C s S2,501-$S,OOO D = $5.001-$15.000

{See Columns Bl midD4) F e $50.001-SI 00,000 G = SJ00,001-Sl,000,000 HI : Sl.000,001..SS.000,000 H2 = MOTC 1han S5,000,000

2. Value Codes: J = SJ5,000 oi less K =SJS,!lOl-$50,000 L SS0,001-5100,000 M SIOO,Olll-S2SO,OOO

(!>ee Colmnns CJ and 03) N S250,(100-SSOO,OOO ll · S500,00\-Sl,000,000 Pl Sl.000,001-SS.OOO,OOO P2 S5.000,001-S25,000,000

P3 : S25,OCI0,001-$50,000.000 ?4 SMon: than $50,000,000

3 Value Method Code> Q Appra1S11I R Cost (Real E:slate Daly} S '· Assessment 1 Cash/Market

\I = f\th.r W "l:.stimatcd J

Page 7: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

U D'Om 111SClosure

(3) (4) (S)

JO

/J.' lnc c/Gain ---------·-oo--i Sl5,001· 50,000

I I ? 2.

lni:ome during

FINAN IAL DISCLOSURE REPORT Name ofPerson Reporting DateofReport

fage4 of8 Sweet, Robert W SllS/2004

- iucome. value. 1lallSCllioas (includes lbose oflbe spouse and depc:ndent childmi. See pp. 34-57 ormq insbuclions.) VIl. INVESl'MENTS and TRUSTS

A. a. c. D. GIOIS value It mid of Tnnsactions duriag reponing period

Description or Asaets reponing period reporting period (including trust assets)

(I) (2) (1) (2) (I) not exmpt

(2)Pbce "(X)" after ach UICI I Amoanl Type (e.g. Value Value Type (e.g. nm: Value Gllin Identity of from prior disclolme Code I diY. rent. or Codc2 Medllld buy, sdl, Mmlh· Code2 Code bu)'erlsck

(A·H) illt.) (J-P) Code3 llll:rJW, Day (J-P) 1 (A- (if'priwite (Q-W) D) lnDllC'bl)

SS. -Burlington Northern -

56. -Burlington Resources

57. -Conn Light& PO'M!I' $2 Pfd

SS. -Consolidated Edison ofNY

59. -Con Edison of NY SS Pfd

60. -Delphi Corp

61. -Exxon Mobil Corp .

62. -Oen corp

63. -General Electric

64. -General Motors

65. -Household lnt'I SS pfd called 04/09 J B

66. -Hartford Financial Services

67. -ITI lnduslries

68. -JP Morgan Chase & Co. sale 06/16 M G

69. -Kerr McGee Corp

70. -Ormova Solutions Jnc:.

71. -Rayonier Inc

72. -StaTWOod Hotels & Resort

Codi=;: ·-

A =St,OOOorless B =Sl,001-$2,SOO

(See Columns Bl and 04)

I Vllluc Codes:

I (See C•ihllllllS Cl and D'.'I)

i 3. Value Method Codes .·r__ t"-\. _____ ' -"-·

F $50.001-SIOO,OOO

J = $15,000 or less

N S2SO,OOO-SSOO,OOO

!".\ S25,000.00l-S50.000.000

Q Appraisal II : J:lnni... \l lnt-

G = SJOO,ODl-Sl,000,000

K =$15,001-$50,000

0 = SSOO,OOl-Sl,000,00u

R = Cost (Real ESlalc Only J V =Other

C - S:!,50 l-SS,000 D = $5.001-$15.000

H2 =, More tblln $5.00(l, 000

M $J00,001-S2SO.OOO

E =

HJ = S!.000,001-SS.OOO,OOO

L = $50,00J-$100,000

Pl Sl.000.001-SS.000.000

P4 = SMorc than $50,000,000

5 Assessment W E.stimated

P2 SSJ100,001-S25,000,000

T = Dsh'Marke:

! !'

Page 8: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

------------ ·-··- -· --···- . -- -····------·-

(2) (1) (I) II llOlll disClllSUl1:

(2) (3) (4) (S)

Code

f--l �comcl(Jain ---------------- ---------- ,

'

-- . --· ···-···

___ I

FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report

Pages of8 Swcct, Robert W 5115/2004

Vll INVESTMENTS and TRUSTS - income. value. tml9Cltions (includes 1hosc oflhe spouse aud. dq>taclat cbildn:n. Sec pp. 34-57 ofliliug instructions.)

A. B. c. D. Income during G101S value at end of Tiansactions during repCllting period

Description of AllleU ieporting period n:portiag period (includingtrust ISSdS) (1) {2) not exmipt

Place "QC}"' after ach met cmqit Amoant Type (e.g. Value Value Type (e.g. Dale: Value Gain Identity of flOm prior disclosure Code I div. rent. or Colk2 Melhocl bll)', sen, Monlh· Cocle2 buyerfseller

(A·H} inL) (J-P) Codel merpr, Day (J-P) I (A· (ifprivall: (Q-W) raiaq>lioa) U\ llllnsaclion)

73. -United Technologies '

74. -Wyeth

75. -SB Money Market Funds (a)

76. Citil>mk NA Bank Deposit Program

77.

78. Trust #2 (lines 79-117) G Distn"bution P2 T (c)

79. USTN 5.5% 3/31/03 ma1Ured 03131 N

80. USTN 6.0% 8115/04

81. USTN 5.875% 11/15/04

82. USTN 5.750% 11115/05

83. Buffalo NY 4.75% 12/01103 matured 12/01 M

84. Brockport, NY 3.5% 06/lS/04

BS. Erie Cnty NY 4.5% 10/01/04

86. MlDl Ass Corp 4.6% 07/01/03 matured 07/01 M

87. NYC Transit 4.4% 01/01103 matured 01/01 M A

88. Tnimansburg. NY 4.0% 06/lSIOS

89. us Treasury em due 01123/03 matured 01123 Pl

90. US Treasury Bill due 02113/0 3 matured 02113 0

·--·--·-·--·---··--·-·--C' S2.SOl-SS,000 D $5.(1() 1-Sl 5.000 E c SlS,001-SS0,000 ==Cadcs: A E s l ,000 OT lcs. B c Sl ,00 l ·S2,SOO

(See Columns Bl and 04) F SS0.001-Sl(){l,OOO G SlOO,OOl-Sl,000,000 HJ = SJ.000,001-S5.000,000 H2 More than SS,000.000

= =2. Value Codes: J SI S,000 or less K SJ 5,00 l-S.50.000 L SS0,001-Sl00,000 M 5iJ00,001-S2SO.OOOI = c

I

i (Se<> Columns CI and D3) N = S:!S0,000-SSOO,OOO 0 SS00,001-Sl,000,000 Pl = Sl.000,00l-SS.000,000 P2 = S5.000,00J-$25,000.000

IP.3 = S25,000,00l-SSO.OOO.OOO N t SMore than $50,000,000

3 Valu Method Code.< Q Apprai. a! R Cost (Real Estate Onlr J S Assessment 1 C'.ash!Market I=

I "iSec Column CZl U ,, Book Value V Other w Estimaled

Page 9: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

lfnot uom di!Jclo.mre

-

----D--; s5.0ol-si5.r10<l-----E-- S-l-5,-0C-ll-·S50,000--·-1

92.

93.

Jncomc during

(1) (S)

- --- ·------------

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting

Page 6 of8 Sweet, Robert W S/15!2004

VIL INVESTMENTS and 1RUSTS - iiame, Yllue. hllSC:atioDS (includes lbl'5C of the spouse and dependent children. See pp. 34-57 or filiDg inslnlelions.)

c.A. B. D.

Dcsc:ription or Assels (including trust ISRts) reporting period

Gross Ylluc 11 end of lrallSlll:tions during iqxiniDg period JCpor1ing period

exempt(1)(2)(1) (2) (2) (3) (4)

Plai;c "(X)" after cacb met t Type (e.g. Dale:Vlluc VlllueAmount Type (e.g. div. MDLIII"

ldenlity of bll)lel'lscller

Value Gm&om prior disc:losurc bll)', lcll, Month-Code2 MedllldCode I Code2 Code

merger, DayCodel(A-H) illL) (J-P) (J-P) 1 (A- (if private transaction) (Q-W) recielqltion) i.n

matured 05-15 0US Treasury Bill due 05/15/0391.

US Treasury Bill due 05/22/03 buy 02!25 0

matured 05122 0US Treasury Bill due 05/22/03

94. US Treasury Bill due 08/11/03 buy 02/25 Pl

95. US Treasury Bill due 08/21/03 matured 08121 Pl

96. US Treasury Bill due I0/09/03 buy 07115 Pl

97. US Treasury Bill due 10/09/03 ma1Ured 1009 Pl

98. US Treasury Bill due 01/22/04 buy 10/22 Pl

99. AIG Int'! Group

100. BPAmoco

101. Del Monte Foods Co

102. Dycom Industries

103. ExxonMobil

104. Heinz. HJ. Co.

105. lmagistics

106. Kimberly Clarie Colp

107. Mack Cali Realty Colp

108. Medco Health Solutions (d)

. s s:!,501-$5,000[-1l;comc/Gain Codes: A Sl,000 or less B Sl ,001-$2,SOO c I (See Cohmms Bl and 04) F $50.001-SJOO,OOO G = SJ00,001-Sl ,000,000 HI = Sl.000,001-$5.000,000 H2 " More than SS,000.000=

11 2. Value Codes: J = $15,000 or I= K = S15,001-S50,000 L = $50,001-$100,000 M $100,001-DSO.OOU

(See Columns Cl and rn) N • S250,0ll0-$500,000 0 = $500,001-Sl,OOO,OOO Pl = Sl.000,001-$5,000.000 P2 : $5.000,0lll-S25,000,000 I

0p:; = S25,000,llOl·S50,000.(l(){l ?4 .Sf1!1ore than SSO,OO<J.000

i 3 Value Method Codes Q Appraisal R Cost (Real Estate Only J s " Assessment 1 Cash!Market D""'-1· U ....1,.,. \! =<tti...- w --- E.stimated

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If llOlll disclosure

(2) (3) (4) (5)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 7 of 8 Sweet, Robert w S/1512004

VIL INVESTtdENTS and TRUSTS -income, value. lllPISCltioas (includes those oftbc spouse Ind dependac chichn. See pp. 34-57 of&q inmuclima.)

A. B. c. D. lncome during Gross Wue It end of Tnmm:tions during lqlOdiag period

Description of Aaets rcpol1ing period reporting period (including lnlSl ISSCCS)

109.

Pllce ·oo· after ad! urct fi'om prior disclosise

Merck&Co

(1)

Amount Code! (A-H)

(2)

Type (e.g. div. rent or illL)

(I)

V1hle Codc2 (J-P)

(2)

Vlhle Method Codc3 (Q-W)

(1)

Type (e.g. buy,scll, mi:rpr, n:dc:lqnion)

add'tlbuy

o.te: Month-Dly

12118

not t

Vlluc Codc2 (J-P)

K

Gain Code 1 (A-"'

Identity of buymsdlcr (if private lrlnAl:lion)

-

110. Nolda Corp

111. Office Depot (f) 04/12 M G

112. Pitney Bowes Inc.

113. Raytheon Co

114. Symantec

115. JP Morgan Select Small Cap Equity Fund #690 (e)

116. Chase Banlc Money Market (a)

117. North Colorado Springs Land & Improvement Co.

118.

119.

120.

Trost #3 (lines 120-136)

-JPMorgan Treaslll)' Plus Money Market

D Distn'bution Pl T (c)

(a)

121. -Berkshire Hathaway Inc.

122. -Estes - Sheridan LP

123. -NP Stmbam UC

124. -NP Dover U.C

125. -NP Nashua U.C

126. -NP Fairhaven U.C

I. Income/Gain Codes: A #SI ,000 or less B "'Sl,00l·S2,SOO C =$2,501-$5,000 D = S5.00l-S15 .000

{Sec Columns BI and D4) F = SS0,001-SIOO,OOO G = S!OO,OOl-Sl,000,000 Hl c Sl.000,001-SS.OOO,OOO H2 =·More than $5,000,000

2. Value Codes: J S.J 5,000 er less K =SI 5,00J-$50,000 L = SS0.001-$100,000 M $100,001-$2SO.OOO

(See Columns Cl and 03) N = $250,000-$500,000 0 = ssoo.001-s1.ooo,ooo Pl SLOOO,OOl-S5,000.000 P2 = S5.ll00,00l-Q5,000,000

P3 =· S25,00G,OOJ-$50.000.000 N • SMore than $50,000.000

3. Val11e Method Codes Q •· Appro1sal R Cos! (Real fu;late Only) S - Assessment T C:aslv'Mlutet

\\' !::.snma1cd

Page 11: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

-- - ---

s:�:�:sC:::d

(2) (1) If uum clisclo&ure

L

" J

(4) (S) Gain

_____

'

redemption)

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting ; Page 8 of8 5/1512004Sweet, Robert W

·VR INVESTMENTS and TRUSTS - income. value. aanseations (includes lhosc of the spouse and dependent cluldn:n. See pp. 34-57 of filing instructions.)

A. B. Oe&cription of Assets Income during

(including trust llSSC1S) reporting period

(1) -J'lal:e "(Xl" after each uset e:xeqit&om prior disclosure

Amount Type (e.g.Code! div. nmt. or (A-H) illL)

c.Gross value at end of reporting period

(1) (2)

Value Value Code3{J-P)

Type (e.g. Code2 Method buy, sell.

merger,(Q-W)

D.Transactions during rqiorting period

not eiwq>t (2) (3)

Date: Value Jdcldityofbuyarfseller Code2 CodeMouth-

(A- (if"privateDay (1-P) 1H\ ll'allSlc1ion)

-NP Hanson UC 127.

-128. -Northstar Quincy UC

-NP Portfolio Account UC 129.

US Treasury BiD due 04/24/03 buy 01123130. M

US Treasury BiD due 04/24/03 matured 04/24131. M

Kaninklijke Ahold NV buy 02128132.

Kaninldi.Jlte Ahold NV partial sale 03J03 J133.

KaninkJiJlte Ahold NV partial sale 05130134. K E

buyUS Treasury Bill clue 07131103 OS/01135. M

US Treasury Bill clue 07131/03 07131136. malW'Cd M

137.

T138. Citibank Moneymarket Account A Interest ]

TJ139. Citibank Checking Account None

TJPMorgan Chase Checking Acct None140.

141.

sS:!_.SOl·SS,000 = S5.00l·Sl5.000 = SJ,000 or Jess c Sl,001-S2,SOO A B C D = SS0.001-SIOO,OOO SI00,001-$1,000,000 HI Sl,000,00!-SS,000,000 = 04) F G H2 More than $5,000.000 = $15,000 or = SlSJlO!-SS0.000 • SS0,001-SIOO,OOO Sl00,001-SlS0.000 aluc Codes: J less K L M =

Pl S\.000,001-SS,OOO.OOO = 1

(See Columns Cl and D3) N = $250,000-SSOO,OOO 0 = $500,001-Sl,000,000 = $More thun SS0,000,000

P2 S5.000,00l-S25,000,000p:; S25,000,00l-S50,000.000 P4

I Appraisal ___ -3. Value Method Codes Q R C.l5t (Real Estate Only i-- S_ N:<es.<mcnt __T - Cash/Market _ .._ ___· -- -- ·------ ---- --- - - ----·iSee Colwm C! lJ - Book Value V Other W Estimated -- ·-

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S/15/2004

Name of Person Reporting Date of Report . FINANCIAL DISCLOSURE REPORT

Sweet, Robert W

(lndic:ale part of Report.) vm. ADDIDONAL INFORMAllON OR EXPLANATIONS

Part VU. Jnwstmcnts and Tnasls

(a)= This is a money mmket type funs with shares remaining at a constant value of$1.00. Purchases llld sales, with no gain or loss. were mlde throughout the year.

(b) = During 2003 additional capital contn'butions were mlde to this company.

(c) •Income beneficiary only

(d) •ReceiVed as a spin-off from Merck.

(e) =Additional shares purchased on 12122 through reinvestment of dividends.

(f) •Sold on 04/14102 and inadvmenly omitted fiom 2002 report.

(g)- Balance in account throughout the year was insufficient to generate any dividend income.

Page 13: J A-10 NNL DISCLOSUE EPORT Reot Relld y the Ebls I In 198 ...€¦ · sas) 0 l. ae 0 al @ al 0 flll Reot Relld y the Ebls In 198 (5 U.. app. §§ ltl111) 3. f t Sl24 6. ng Pid 1112003

reported

y

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Sweet, Robc:r1 W

Date of Report

511512004

IX. CERTIFlCATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent childreD, if any) is accurate, true, and complete to the best of my knowledge and belief: and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that eamed income from outside employm:nt and honoraria and 1he acceptance of gifts which have been are in compliance with 1he provisions of S U.S.C. § 501 et seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY IND FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVJL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FllJNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosme

Administrative Office of the United States Courts

Suite 2-301

One Colmnbus Circle, N.E.

Washington, D.C. 20544