james c hill financial disclosure report for 2009

8/3/2019 James C Hill Financial Disclosure Report for 2009

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A O 1 0 FINANCIAL DISCLOSURE REPORT R e p o , , R e q . i ,e d b y , h ~ E t h i c sin Government Act of 1978R e ~ , . 1 / 2 O l O FOR CALENDAR YEAR 2009 ~ v.s.c, app. 101- l id

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of ReportHILL, JAMES C. U.S. COURT OF APPEALS, 11TH CIR 5/15/2010

4. Title (Article Ill judges indicta~ive or ~nior stat~s: 5~. Repo~ Type (check appropriate type) 6. Reporting Periodmagisffal~ judges indicate full- ot part-time) [] Nomiaatioa, Date 01/0112009SENIOR U.S. CIRCUITJUDGE [] Initial [] Annual [] Final to12131/2009

5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information contained In this Rep ort and anymodifications pertaining thereto, it is, in my opinion, in complianceUNITED STATES COURTHOUSE with applicable laws and ccgulation~.POST OFFICE BOX 52598JACKSONVILLE, FL 32201 Reviewing Off icer Dale

I M P O R T A N T N O T E S : The instructions accompanying this form mUsl be followed. Complete all parts,checking the NONE box for each part where you h ave no reportable information. Siga on la~t page.

I . P O S I T I O N S . ~ e ~ o r t i ~ i n a ~ , a ~ o t o ~ g , ; , e o p e . ~ . t3 o . ~ ~ i n ~ ins,ruction~;.)~ N O N E (No reportablepositions.)

POSITION NAME OF ORGA NIZATION/ENTITY

II . AGREEMENTS. t ~ , r o , i . ~ indi,idual only; see pp..ll-16 of filing instructions.)~ N O N E ( No r epor tab le agreem en ts .)

PAR~ ~D TERMS1.

3.


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FINANCIAL DISCLOSURE REPORT N .... t Person Reporting D a t e o f R e p o r tPage 2 of 10 r o L L , aA M E S C .

I I I . N O N - IN V E S T M E N T I N C O M E . tR,~,o,,i~ i~i,.id,~t and n,~;A. Filers Non-Investment Income

N O N E (No reportable non- invesonent income.)DATE SOURCE AND TYPE INCOME( y o u r s , n o ! s p o u s e s )

1.12/31/09 SEE NOTE IN SECTION V III. $0.00

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e . tlyo. were too,tied during any p o r t i o n o f t h e r e p o r t i n g year, complel this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non- inves tment income.)DATE SOURCE AND TYPE

I.2.3.4.

IV. R E I M B U R S E M E N T S -,, .~porto,io., ~o~ v. r , zo , ~ , e . , ~r to i ....,.(Includes those to spouse and d ependent child ren; s~e pp. 25-27 of filing i~structio~ts.)

N O N E (No repor table re imbursements . )SOURCE DATF~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.5.


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Name of Person Reporting Dat~ of Report" P a g eF I N A N C I A L 3 of 1 0 D I S C L O S U R E R E P O R T [ HILL, JAMES C. 5 /15 /2010

[] N O N E (No reportable gifts.)S O U R C E D E S C R I P T I O N VALUE

1 .2.3.4.5.

V I . L I A B I L I T I E S . a . ~ d , ~ ~ o ~ o f ~ , o ~ ~ , t ~ , ~ ,~ ~ , , .~ ~ o ~ p ~ . ~ - ~ o ~ , ~ instructions.)N O N E ( N o reportable l iabi l i t ies .)

C R E D I T Q R ~ vALUE CODE1 .2.3.4.5.


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N a m e o f P e r s o n R e p o r ti n g D a t e o l r R e p o r ~ P a g e F IN A N C I A L 4 o f 1 0 D I S C L O S U R E R E P O R T H I L L , J A M E S C . 5 / 1 5 / 2 0 1 0

D NONE income, or transactions.)eportable assels,A. B. C, D.D e s c r i p t i o n o f A s s e t s Income during Gross value at end T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d

(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n ! T y p e ( e . g ., Value Value T y p e ( e . g . , D a l e Value Gain I d e n t i t y o fe x m p ! f r o m p r i o r d i s c lo s u r e ! Code I d i v . , r e n t , C o d e 2 M e th o d buy, sell, m m /d d / y y C o d e 2 C o d e 1 buyer/sellerI (A-H) o r i n t . ) { J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

~. MONROE INV ., LTD., MONROE None J WCOUNTY GA~. MIDLAND OIL None J W3. ** GEELAAC COMMONWEALTH None M T SEE NOTE IN PARTANNUITY PLUS (ANNUITY) Vlll4. ** H ARTFORD FBL CRC DIRECTOR None L T SEE NOTE IN P A R T(ANNUITY) Vlll5. BANK OF AMERICA CORPORATION A Dividend J T6. AMERICAN NATL INSURANCE A Dividend K T

7. C A T E R P I L L A R A Dividend J T B u y 02/09 /09

8, COCA-COLA COMPANY A Dividend J T9. CONOCOPHILLIPS A Dividend .I T

EMERSON ELECTRIC CO A Dividend J T1 1 , EXPRESS SCRIPTS None J T Buy 09/18/09 I1 2 . GENCO SItlPPING & TRDG F None J T1 3 . GENERAL DYNAMICS CORP A Dividend J T1 4 . GENERAL ELECTRIC COMPANY A Dividend J T1 5 . H EWLEII-PACKARD CORP. A Dividend J T1 6 , INTERNATIONAL BUSINF.SS A Dividend K TMACH INES CORP.17. MONSANTO CO NEW DEL A Dividend J T


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e l ~ r tP a g e F IN A N C I A L 5 o f l0 D I S C L O S U R E R E P O R T l tl I .L , J A M E S C . 5 / 1 5 / 2 o 1 0

V II. INVESTMENTS and TRUSTS - i. ....... I n , , ~ransa.ions (Includes those of s~oou .... d d e J ~ l d e n t c k i l d r e n ; s e e p p . 3 4 - 6 0 o f J ~ l i t ~ g i n ~ l r a c t io t l $ . )D NONE income, assets, or transactions.)N o reportableA. B. C, D .D e s c r i p t i o n o f A . ~ s ~ t s Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trust assets) ~ e p o r l i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) 12) (1) (2) (I) (2) {3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , D a l e Value Gain 1 6 e n t i t y o f

e x e m p t f r o m p r i o r d i s c lo s u r e Code I div., r~t. Code 2 M e th o d buy, sell, m m / d d : y y Code 2 i Code 1 buyerlseller( A - I t } o r i n t . ) ( J - P ) C od e 3 r e d e m pl i o n ) (|.P) (A-H ) ( i f p r i v a t ei ( O - W ) t r a n s a c t i o n )

1 8 . PROCTER & GAMBLE A Dividend J T

I9 . WELLS FARGO & CO NEW A Dividend J T2 0 . GOLDMAN SACHS 6.20% PIeD B Dividend K T

21. PIMCOLOW DURATION FUND B Dividend L T Buy 02/05i09 L

2 2 . PIMCO TOTAL RETURN FUND C Dividend K T Bu y 1/30/09 J(addl)23. VANGUARD LIMITED TERM A Dividend K T Buy 06/09/09 K

24. *SCHW AB 1 INTEREST A Interest K T SEE NOTE IN PARTVIII25. AMERICAN NATL INSURANCE A Dividend K T

26. BB& T CORPORATION A Dividend K T2 7 . BANK OFAMERICA CORPORATION A Dividend J T28. BARRICK GOLD CORP A Dividcnd K T29. BERKSHIRE HATH AWAY CL B None K T30. BRISTOL-MYERS SQUIBB CO A Dividend K T

31. CATERPILLAR A Dividend J T Buy 05/05/09 J3 2 . COCA-COLA COMPANY A Dividend K T

33, CONOCOPItlLLIPS A Dividend K T34. DUKE "ENERGY CORP NEW A Dividend J T

.......................................


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FINANCIAL DISCLOSURE REPORT N .... f P e r ~ o ~ R e p o r l i n g D a t e o f R e p o r tP a ge 6 o f 10 H IL L , J A M E S C . 5 / 1 5 / 2 0 1 0VII. INVESTMENTS and TRUSTS -; ....... t , , ~ , tr ..... finns (Includes those of spou .... d d e p e n d e n t c h i l d re n ; s e e p l ~. 34 .60 of fding inMructlonx.)---] NONE income, assets, or transactions.)N o reportable

A. B . C . D ,D e s c r i p t io n o f A s s e t s I n c o m e d e l e in g G r o s S v a l a e a t e n d T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d

( i n c l u d i n g t r u s t a s . s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) ( 1 ) ( 2 ) (l ) (2) (31 (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s . s e t . A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , Date Value Gain I d e n t i t y o f

e x e m p t h o r n p r i o r d i s c l o s u r e l C o d e I d i e . , r e n t , C o d e 2 M e th o d buy, sell, mm /dd! yy . Code 2 Code I buyer/seller (A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ; (A-H) ( i f p r i v a t e( O - W ) : t r a n s a c t i o n )

3 5 . E M E R S O N E L E C T R I C C O A Dividend K T3 6 . GENERAL DYNAMICS CORP A Dividend K T

37. GENERAL ELECTRIC CO A Dividend J T

38. HO M E D E P O T C O M M O N S T O C K B Dividend K T39. JOHNSON & JOHNSON B Dividend L T

40. PROCTER & GAMBLE A Dividend K T41. SOUTHERN COMPANY COMMON B Dividend K TSTOCK42. WELLS FARGO & CO NEW A Dividend J T

43 . W E Y E R H A E U S E R C O A Dividend J T44. AMERICAN BALANCE FUND CLASS B B Dividend L T Buy 05~8/09 J(addJ)45. JENNISON HEALTH SCIENCES FUND None L TCLASS A46. GOLDMAN SACItS 6.20% PFD A Dividend J T47. PIMCO LOW DURATION FUND B Dividend M T B u y 09/14/09 L( a d d q )48. PIMCO TOTAL RETURN F U N D C Dividend K T B u y 02/05/09 K(addl)49. VANGUARD LIMITED TERM A Dividend K T B u y 06/09/09 K50. US TREAS BILL A Interest Redeemed 02/26/09 K

51. *SCH WA B i INTERF.,ST A Interest L T SEE NOTE IN PARTVIII

1. Income Gain Codes: A =S 1,000 o1 kss B :S I,(X)I S2,.~0 C =$ 2,501 - $ 5,000 D =$5,001 - $15,000 E =$15,001 - S50,000(See Columns B I and D4) F ~SS0,0~l - $ 1 ~0.000 G =$ 100,00|. S 1,000.000 H I -$1,000,001 - $$,000,000 H2 =More Ihln $5,000,000

2. Value C c ~ c s I =515.01]0 Or l e s s K = $ 1 5 . ~ 0 1 - $50.f~O0 L =$50.001 $ 100.000 M =S100.00! - $250,000(See Columns CI tad D31 N ,$2~;0.001 - 5500.000 O =$ 500,001 - S 1.000,0(10 PI =S1,000.001 - $5,000,000 P2 --55,000,001 - $23,000,000

P3 =$25,000,n01 - $50,000.000 P4 ~More than3- Vtdu Method Codes O =A ppraisal R ~Co~l (Real Estate Only} S =As.~,tssmen! T = C _ A ~ h Market(S1 C o l u m n C 2 ) U * B o o k V a l u e V = ( : ~ h e ~ W =Estima~d


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INamef Person ReporSiog[

D a t e o f R e p o r tFINANCIALpage 7 of 10 DISCLOSURE REPORT / HILL, JAMES C. 5/15/2010

V I I. I N V E S T M E N T S a n d T R U S T S - ~ , , . . . . . . ~ a t u ~ t r a ~ s a ~ t ~ n s ( ~ n ~ u d ~ s ~ h ~ s ~ f s p ~ u s e a n d d ~ p e a d ~ c h i l d r e n ; $ ~ e P p . ~ 4 - ~ f~ l i n g i a ~ tr ~ c t i~ n s . )V-] N O N E (No reportable income, assets, or transactions.)

A. B.T C. D .

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g i Gross value at end T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d(including |rust assets) r e p o r l i n g p e r i o d ! c t t r e p o r t i n g p e r i o d

0) ~ 2) i 0) (2) 0) (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t : A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n l i l y o fe ~ e m p ! f r o m p r i o r d i s c l o s u r e , Code I d i v . . r e n t , Code 2 M e t h c~ d buy, sell, m m /d d / y y C o d e 2 C O d ~ I b u y e r / s ~ H e r, (A-H) o r i r a . ) ! ( J - P ) Code3 r e d e m p l i o n ) ( . I - P ) ( A - H I ( i f p r i v a t e,! ] : ( O - W ) m n s a c t i o n )

52. AT&T INC NEW A Dividend J T

53. AMERICAN NATL INSURANCE A Dividend K T

54. BB&T CORPORATION A Dividend J T

55. CATERPILLAR A Dividend J T Bu y 02/09109

56. CONOCOPH ILLIPS A Dividend K T Bu y 02/09/09(addl)57. EMERSON ELECTRIC CO A Dividend K T Buy 06/11/09(addl)58. GENERAL ELECTRIC COMPANY A Dividend J T

59. 3M COMPANY A Dividend K T

60. PROCTER & GAMBLE A Dividend K T

61. TH E SOUTIIERN COMPANY C Dividend L T62. WELLS FARGO & CO NEW A Dividend K T63. ALABAMA POWER5.2% PFD A Dividend J T Bu y 05/05/0964. GOLDMAN SACHS 6.20% PFD A Dividend J T

65. PIMCO LOW DURATION FUND B Dividend L T Buy 09/16/09 K(addl)66. PIMCO TOTAl. RETURN FUND C Dividend K T Buy 2/5/09 K(addl)6 " / . VANGUARD LIMITED TERM A Dividend K T Buy 06/09/09 K

68. *SCHW AB US TREAS MONEY FD None K T SEE NOTE IN PART(SWEEP) VIII

I. Income Gem Codes A =$1,{X}0 or I~ B =$1,(X}I - S2..~0 C =$2,501 -$5,000 D =$5,1~1 - $15,000 E =$ 15.001 -S50.000

(gee Colerans Cl and D3) N -~250.001 - $ 500.000 O -$ 500,001 - $ 1,000,000 PI :$ I,Lg)0,001 - $5,1~0.000 P2 .$5.000,0~ 1 - $ 25,X30.000P3 .$25,000,001 - $50,000~00 P4 =Mo~e than $ 50,000,000

3. Va}~Mibod Codes O =App~aital R =Ctasl (Real F~lal Only) S =A.ss~ssrnea! T =Cash Market


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FINANCIAL DISCLOSURE REPORT [ Name of P ....R,portlag Oat, olReportIPage 8 of 10 I alLL,.IAMES C. 5/15/2010

V I I . I N V E S T M E N T S a n d T R U S T S .. ~.~o,~o, ~.,, , .....Z o . ~ a . c r ~ d e ~ t ~ o ~ o ~ o . . . ..a a ~ v o ~ a ~ , ~ a a ~ e . ; , ,, ~ v . ~ o~ NONE income, or transactiot~.)~o re~able ass~ls~

A. B. C. D.~fiptio0 of A~ Income during ~ Gro~ vgue at end Tran~c~om d~ring(iacludingtrust a~ts) ~poning~ ] ofr~ing0) (X) O) (2) 0) (2) (3)

Pla~ "(X)" ~t*r *ach ~set ~oum Ty~ (e-g., V alue V alue Ty~ (eg., Dat* Val~e Gain Identity ofexempt from prior di~l~ure ~de I day., rent, Code 2 Method buy, ~11, m m/d d/y y C od e 2( A-H) or int.) ( J -P) Code 3 r~empfion) (~-P)

transition)

69. S C HW AB ADV C AS H R E S ER VE None J T70. US TREAS BILL None Redeemed 01122/09 L


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F IN A N C IA L D I S C L O S U R E R E P O R T I r ~ . , .. .r ~ . ~ , . R e p o . i. g IP a g e 9 o f 1 0 I I HILL, JAMESC.]

5 / 15 / 2010

VIII . A D D I T IO N A L I N F O R M A T IO N O R E X P L A N A T IO N S .

NOTE FROM SECTION II!:SEE "*ANNUITIES BELOW, W H ICH REFER TO ITEMS 3 AND 4 OF SECTION Vlll. THESE TW O ITEMS ARE ANNUITIES AND MAY B ECLASSIFIED AS INSURANCE EVEN TH OUGH VALIJE DEPENDS UPON TH E UNDERLYING SECURITIES.

NOTE FROM SECTION VIII:*SCItWAB 1 INTEREST & SCH WAB US TREAS MONEY FD: THESE ARE MONEY MARKETS INTO WItlCH A B ROKER WILL PUT CASH NOTOTH ERWISE INVESTED SO TH AT IT WILL NOT BE IDLE. VALUE FLUCTUATES - REPORTING AVERAGE.* *ANNUITIES: THE GEELAAC COMMONWEALTH PLUS AND HARTFORD CRC DIRECTOR ARE ANNUITIES WHOSE V ALUE, S WILL BEREPRESENTED BY THE VALUE OFTHE UNDERLYING SECURITIES. THERE WILL BE NO INCOME UNTIL THE FUNDS ARE DRAWN OUT. THEINCOME WiLL DEPEND ON WH ETHER TH E INVESTMENTS HAV E RISEN OR FALLEN. THESE ARE LIFE INSURANCE ITEMS.


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F I N A N C I A L D I S C L O S U R E R E P O R T -4 N . ~ o t r~o . a ~ po rtjn a D . t. o t a e p o ,P a g e 1 0 o f 1 0 r o L L , J A ~ t E S C . 5 / 1 S / 2 0 ~ 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, |fany) Is

accurate, true, and com plete to the best of my knowledge and belief, and that any information no t reported was w ithheld because it met applicable statutoryprovisions permitting non -disclosure.I further certify that earned income from out~ide employment and honoraria and the acceptance of gifts which have been reported are incompliance wl~h the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W It 4ECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One C olumbus Circle, N.E.W ashington, D.C. 20544

james c hill financial disclosure report for 2009

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