jm multi strategy fund

8/14/2019 JM Multi Strategy Fund

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Resident Non-Resident (Please4 ) as per your status

DISTRIBUTOR INFORMATION FOR OFFICE USE ONLY

Name & Broker Code/ARN Sub-Agent/Broker Code Collection Centres Serial No. Date o Receipt Time o Re

1. INVESTMENT DETAILS JM MULTI STRATEGY FUND Dividend Option Payout Re-investment* Growth Option*

*Default option / sub-option (in case of no information or ambiguity)

2. EXISTING UNIT HOLDERS INFORMATION(Please fll in your details mentioned below and proceed to section 5) Folio No.

3. APPLICANT INFORMATION (It is mandatory to submit veri ed copy o PAN proo or all investments ailing which application will be rejected) (Re er instruction no. 8)(To be lled in block letters. Use one box or one alphabet, leaving one box blank between name and surname)Full Name o Sole/1st Applicant/Minor/Karta o HUF/Non-individual/Partner in case o Partnership Firm /Proprietor in case o Proprietorship Firm: Date o Birth

D D M M Y Y Y Y

Full Name o Guardian(in case o Minor) /Contact Person(In case o non-individual investors) Relationship with Minor[Pl.4 ] Mother Father Legal Guardian

Address(DO NOT REPEAT NAME) in ull o Applicant/Parent OR Guardian o Minor/Indian address in case 1st Applicant is NRI/FII (Post Box No. alone is not su cient)

Location/City

Dist. Pin Code State

STD Code Tel. Fax

Email-ID MobilePre erable mode o communication E-mail Yes No SMS Alert Yes No(Re er instruction no. 18)

Full Name o Second Applicant

Full Name o Third Applicant

Permanent Account Number (PAN) - Mandatory {Please submit a verifed copy o PAN card or all investors. Incase the 1st applicant is minor, please provide Guardians PAN. Re er to Instruction No. 8} Verifed Copy o PANCard enclosed Pl.() Know Your Customer (KYC) only or investment o Rs. 50,000/-& above. Please re er point 15 in the KIM Pl.()

1st Applicant Copy o KYC acknowledgement enclosedGuardian (in case 1st applicant is minor) Copy o KYC acknowledgement enclosed2nd Applicant Copy o KYC acknowledgement enclosed3rd Applicant Copy o KYC acknowledgement enclosed

Status/Category o the 1st Applicant [Pl.4 ]1. Resident Individual 3. HUF 5. AOP/BOI 7. Proprietorship Firm 9. Trust 11. NRI 13. Government Body 15. Banks2. On behal o minor 4. Company 6. Partnership Firm 8. Body Corporate Listed Unlisted 10. Society 12. FIIs 14. Financial Institution 16. Other

4. BANK PARTICULARS(It is mandatory to urnish bank particulars ailing which application shall be rejected)Bank Account No. Account Type : Savings Current NRE NRO FCNR

MICR Code IFSC Code Direct Credit Facility:Please re er instruction no. 19

Bank Name

Branch Address

City Pin

Received an application rom Mr./Ms./M/s.

Choice o Options/Sub-option+ Amount Paid (Rs. Payment Details(1st Cheque /DD in case o SIP)

Growth* Dividend Rs. (in Figures)Rs. (in Words )

Amt.Cheque/DD No.

dated

Bank & BranchReinvestment* Payout

+Please select the appropriate option/sub-option under ofer. *De ault option/sub-option (in case o no in ormation or ambiguity)

Collection Centres Stamp &Receipt Date and Time

Cheque/DD is subject to realisation

Serial No:MS-

ACKNOWLEDGEMENT SLIP

(to be filled in by the Investor)

JM Financial Asset Management Private LimitedCorporate Office : 5th Floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex,

Mumbai - 400 051. Tel. No.: (022) 39877777 Fax Nos .: (022) 26528377-78Email: [email protected] Website : www.JMFinancialmf.com

JM Financial Asset Management Private LimitedCorporate Office : 5th F loor, A-Wing, Laxmi Towers, Bandra-Kurla Complex,

Mumbai - 400 051. Tel. No.: (022) 39877777 Fax Nos .: (022) 26528377-78Email: [email protected] Website : www.JMFinancialmf.com

Serial No: MS -An offer for units @ Rs. 10/- each during the New Fund Offer period

An open ended equity oriented fundKEY INFORMATION MEMORANDUM & APPLICATION FORM

NEW FUND OFFER COMMENCES ON : 31/07/200 8NEW FUND OFFER CLOSES ON : 29/08/2008SCHEME REOPENS FOR CONTINUOUSSALE & REPURCHASE ON OR BEFORE : 28/09/2008

An offer for units @ Rs. 10/- each during the New Fund Offer period

An open ended equity oriented fund

Mode o Holding [Pl.4 ]1. Single2. Joint*3. Either or Survivor/s(* Default, in case of ambiguity whenapplicants are more than one )

Occupation o the 1stApplicant [Pl.4 ]

1. Business2. Pro essional3. Agriculturist4. Private sector service5. Retired6. Student7. Housewi e8. Public Sector / Govt. service9. Forex Dealer

10 Others (pl. speci y)________

NJ India Invest / ARN-0155 54934


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5. INVESTMENT AND PAYMENT DETAILSPlease draw Cheque / DD in avour o JM MULTI STRATEGY FUND (Re er instruct ion nos. 6 & 7)**. Minimum investment amount per applicationd in multiples o Re. 1/- therea ter. Please ensure that is only one Cheque / DD per Option

Cheque /DD No. Cheque / DDAmount (Rs.

DD Charges (Rs. Gross Total Amount (Rs. Bank Account Number Bank & Branch Account T@(SB/CA/NRE/NRO/FCNR

** Allotment o units is subject to realisation o Cheque/DD. No cash payments are accepted.@For NRI(s Source o Fund: NRE NRO FCNR Direct Remittances rom abroadPlease mention the application no. on the reverse o the Cheque / DD. The details o the bank account provided above pertain to my / our bank account in my / our name Yes No

I No, my relationship with the bank account holder is Spouse Child Parent Relative Sibling Friend Others. Application orm without this in ormation is liable to

6. FOR INVESTMENT BY NRI(s /FII(sOverseas Address

City Country Pin/ZIPApplicable to NRIs only :I / We* confir m t hat I a m / we* are Non-R eside nt of I ndian Nati onali ty / Origi n an d I /we* hereby confirm that the funds for subscription have been remitted from abroad throughapproved banking channels or from funds in my / our* Non Resident External / Ordinary Account / FCNR Account.Please ( ) Repatriation basis Non-Repatriation basis (* Please strike out whichever is not applicable.)

7. SYSTEMATIC INVESTMENT PLAN (SIP(Re er to terms, conditions and instructions or SIP & llup separate orm or each SIP date / requency / plan / option )

Enrolment Period Start DateD D M M Y Y Y Y End Date D D M M Y Y Y Y

Payment Mechanism (please4 ) Auto Debit Facility (Direct Debit / ECS)(please attach Auto Debit Registration cum Mandate Form)*The First/Initial investment will be through cheque/DD and second instalments onwards will be through Auto Debit (i.e.ECS/DirectDebit) on or a ter 1st Nov. 2008 or monthly option & a ter 1st Jan. 2009 or quarterl

SIP DATE(please4 only one) 1st 5th 10th 15th 20th 25thNo o SIP Installments Frequency (please tick any one)Monthly Quarterly

No. o cheques / installments Cheque Nos.: From __________________ To _______________________ SIP Installment amount :

Name o Bank & Branch :

8. NOMINATION DETAILS(Re er instruction no. 19)I/We hereby nominate the under mentioned person(s) to receive the amount to my/our credit in the event o my/our death in proportion to the percentage (%) indicated against the NNominee(s). I/We also understand that all payments and settlements made to such nominee(s) shall be a valid discharge by the AMC / Mutual Fund / Trustee.

No. Name & Address o the Nominee/s (upto 3 Nos. Relationship with the rst holder Share (% (in multiple o 1% Age o the No123

Date o Birth D D M M Y Y Y Y Guardian Name RelationshipAddress

City Pin Signature o Nominee / Guardian(Not mandatory

9. DECLARATION & SIGNATURES

10. LIST OF DOCUMENTS ATTACHED{Please mention below the details o documents (other than cheque and DD) attached with the orm}

1. KYC Acknowledgement 3. 5. Total Nos. o attachments2. Veri ed copy o PAN Proo 4. 6. To be lled in by applicant To be veri ed by o ce

Account debit certi cate/ oreign inward remittance certi cate in case payment is made by DD rom Abroad or rom NRE/FCNR account

Registrar: Karvy Computershare Private LimitedKarvy Plaza, H. No. 8-2-596, Avenue 4 Street No. 1, Banjara Hills, Hyderabad 500 034 Tel No.: 040 2331 2454 / 2332 0251 / 751. Fax No.: 040 - 2331 1968 E-mail: [email protected]

Note All uture communication in connection with this application should be addressed to the Registrar at the address given above, quoting ull name o First/Sole Applicant, the Application Serial Number, the name date and the place o the Collection Centre / Investor Service Centre where application was lodged.

Accompanying documentsPlease submit the ollowing documents with your application (where applicable). All documents should be original / true copies certi ed by aCompany Secretary/Authorised Signatory/Notary Public.

Documents Individual Companies Socie tiesPartnershipFirmsInvestmentsthrough POA Tru sts NRI Flls

Resolution/Authorisation to invest 4 4 4 4List o Authorised Signatories withSpecimen signature(s) 4 4 4 4 4 4Memorandum & Articles o Association 4Trust Deed 4Bye-laws 4Partnership Deed 4Overseas AuditorsCerti cate 4Notarised Power o Attorney 4Bank con rmation o Non-ResidentAccount Type/FIRC/Approval rom FIPB 4

Proo o Identity 4 4Proo o Address 4 4 4 4 4 4 4 4

Having read and understood the contents of the Offer Document & KIM of the scheme and subsequent amendments thereto including the sectionon Prevention of Money Laundering and Know Your Customer, I/We hereby apply to the Trustee of JM Financial Mutual Fund for units of theScheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the Scheme. I/We have not received andwill not receive nor will be induced by any rebate or gifts, directly or indirectly, in making this investment. I/We further declare that the amountinvested by me/us in the scheme of JM MULTI STRATEGY FUND is derived through legitimate sources and is not held or designed for the purposeof contravention of any act, rules, regulations or any statute or legislation or any other applicable laws or any notifications, directions issued byany governmental or statutory authority from time to time.It is expressly understood that we have the express authority from our constitutional documents to invest in the units of the Scheme and theAMC/Trustee/Fund would not be responsible if the investment is ultravires thereto and the investment is contrary to the relevant constitutionaldocuments.I/We authorise this Fund to reject the application, revert the units credited, restrain me/us from making any further investment in any of theschemes of the Fund, recover/debit my/our folio(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/ payment instrument is/are returned unpaid by my/our bankers for any reason whatsoever.I/We hereby further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above.

Date : D D M M Y Y Y Y Place : _____________________________

CHECKLIST Please ensure that your Application Form is

Complete in all respects & signed by all applicantsName, Address and Contact Details are mentioned in ull.Bank Account Details are entered completely and correctly.Permanent Account Number (PAN) o all Applicants is mentioned or all investments and veri ed copy o PANCard is submitted.Appropriate Option / Sub-option is selected. I the Dividend Option is chosen, Dividend Payout or Re-investmentis indicated.I units are applied or jointly, Mode o Operation o account is indicated.

KYC certi cation is done for investment of Rs. 50,000/- & above w.e.f. 01/02/2008. Investment Cheque/DD is drawn in favour of JM MULTI STRATEGY FUND, dated and signed.

Application Number is mentioned on the reverse of the Cheque/DD. Documents, as applicable, are submitted along with the Application Form.

Sole/First Applicant/Guardian

Second Applicant/Guardian

Third Applicant/Guardian

Serial No: MS -


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BANK ACCOUNT DETAILSThe Branch ManagerBank Name :_________________________________________________________Branch Name :_________________________________________________________

Branch :_________________________________________________________Address _________________________________________________________

PIN Code :_________________________________________________________

INVESTMENT DETAILS

This is to in orm you that I/we have registered with JM Financial Mutual Fund through their authorised service provider or the RBIs Electronic Clearing Service (Debit Clearing)/Direct Debit Facility and that my/our payment towards my/omade rom my/our above mentioned account with above bank & branch. Further, I/we authorize the representative carrying this ECS/Direct Debit mandate to get the same veri ed and executed. I/We hereby authorize you to debi t my/Financial Mutual Fund through AUTO DEBIT (through Electronic Clearing Service / DIRECT DEBIT for collection of SIP payments.) as per the details urnished as under.

Bank Account Number : Account Type : Savings Current NRE NRO FCNR

9-digit MICR Code (Mandatory) :

(At Par MICR Code not valid or ECS - e.g MICR code starting and / or ending with 000)

Ledger No / Ledger Folio No. :

INSTRUCTIONS & CHECKLIST FOR SIP THROUGH ECS CLEARING1. ECS (Debit Facility or SIPis available in the cities i the opted bank is participating in local clearing list as

mentioned above.

2. The cities in the list may be modi ed/updated/changed/removed at any time in uture entirely at the discretiono JM Financial Asset Management Pvt. Ltd. without assigning any reasons or prior notice. I any city is removed,ECS/SIP instructions or investors in such city will be discontinued without prior notice.

3. The Bank Account Holder(s) has/have to sign the Authorisation Request Form, in the same order as the bank accountis maintained with the bank.

4. The investor/s agree/s to abide by the terms and conditions o ECS acility o Reserve Bank o India (RBI).5. The minimum amount o investment by way o SIP is as under

Amount per Installment (Rupees in whole Numbers * Minimum Mandatory Installments*Rs. 500 to Rs. 999 per month (For Monthly Frequency) 12 or more out o which 10 installments must be efectedRs. 1000 or more per month (For Monthly Frequency) 6 or more out o which 5 installments must be efected

Rs. 3000 or more per quarter (For Quarterly Frequency) 2 or more where atleast 2 installment must be efected

*These conditions are to be ul lled in addition to other conditions as mentioned in the Ofer Document & KIM to beconsidered as a valid SIP.

6. ECS acility or SIP is available or monthly option and quarterly option on 1st /5th /10th /15th /20th / the 1st cheque (1st SIP), ECS debits or remaining SIP dates should be o same due dates i.e. either 1s/15th /20th / 25th. Investor can issue 1st cheque with any date prior to the date o submission o applicchoose any o the six dates as his next SIP/ECS Debit date.

7. The 2nd due date o SIP will be 01/11/2008 or monthly option & a ter 1st Jan. 2009 or quarterly option or therea terdepending on the opted due date.

8. Furnishing the 9 digit MICR code and a specimen / copy o cancelled cheque rom ECS debimandatory.

9. Post dated cheques or SIP investments during the NFO shall not be accepted. During the NFO ,SIP investcan be made only through ECS acility or debits a ter 1st November 2008 or monthly option & a ter January 2009 or quar terly option towards 2nd instalment onwards. 1st SIP installment has to be throu

cheque / DD or optees o ECS debit acility also.

ECS (Debit Facility or SIP is available or account holders o all banks participating in local clearing at any o the ollowing 67 centers Agra Ahmedabad Allahabad Amritsar Asansol Aurangabad Bangalore Baroda Bhilwara Bhopal Bhubaneshwar Burdwan Calicut Chandigarh Chennai Cochin Coimbatore Delhi Dehradun Guwahati Gwalior Hubli Hyderabad Indore Jabalpur Jaipur Jalandhar Jammu Jamnagar Jamshedpur Jodhpur Kakinada Kanpur Kolhapur Kolkata Lucknow Ludhiana Mangalore Mumbai M Patna Pune Raipur Rajkot Ranchi Salem Shimla Sholapur Siliguri Surat Tirupati Tirupur Trichur Trivendrum Udaipur Udupi Varanasi Vijayawada ( also covers Guntur, Tenali & Mangalgiri) V

Copy to the user Company

Name : __________________________________________

Address : __________________________________________

__________________________________________

Telephone No. : __________________________________________

Mandatory Enclosures

Blank Cancelled ChequeOR Copy o Cheque

SYSTEMATIC INVESTMENT PLAN (SIP THROUGH AUTO DEBIT)Please attach the scheme application orm duly lled & signedThe First/Initial investment will be through cheque/DD and second instalments onwards will be throughAuto Debit (i.e.ECS/DirectDebit) on or a ter 1st Nov. 2008or monthly option & a ter 1st Jan. 2009 or quarterly option

SIGNATURE/S (order & mode o operation as per bank records)

First/Sole Account holder Second Account holder Thrid Account holder

Name o the A/c holder / Guardian (in case o minor)

Signatures

Date: D D M M Y Y Y Y

FOR OFFICE USE ONLY (Not to be lled in by Investor

Recorded on

Scheme Code

Recorded byCredit Account Number

Bank Mandate Re . No.

Investor Re . / Folio No.

Bankers Attestation or ECS/ Direct Debit

Folio No. o JM Financial Mutual FundCerti ed that Signature o account holder(s) and the details o Bank Account are correct as per records

Bank Account Number :

Signature o Authorised Bank Ofcial with seal & date

Folio No. ( or existing unitholders Application No. ( or new Applicant

Name o Sole/1st Applicant/Minor/Karta o HUF/Non-individual Mr./Ms./M/s. Date o Birth

D D M M Y Y Y Y

Scheme Name: JM Multistrategy Fund Option / Sub-Option(Pl. ): Growth Dividend Reinvestment Payout

SIP Installment Amount (Rs.) Frequency(please tick any one): Monthly Quarterly

SIP Period : Start date: D D M M Y Y Y Y End date : D D M M Y Y Y Y

SIP Dates(Pl. any one : 01st 05th 10th 15th 20th 25th o the month(Note : The First/Initial investment will be through cheque/DD and second instalments onwards will be through Auto Debit (i.e.ECS/DirectDebit) on or a ter 1st Nov. 2008 or monthly option & a ter 1st Jan. 2009 or quarter

Serial No: MS -