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John Locke Second Treatise on Government

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Page 1: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

John Locke

Second Treatise on Government

Page 2: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Locke’s Second Treatise

I. Biographical/Historical Background

II. State of Nature One

III. Freedom, Liberty, and License

IV. Property and Labor

Page 3: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

I. Historical Background

John Locke (1632 – 1704) Enters Oxford in 1651

Studies philosophy, natural history, medicine

Becomes physician and advisor to First Earl of Shaftesbury (big Whig politician)

Reign of Charles II, Charles dies in 1685

Page 4: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

I. Historical Background

Line of succession issue (Catholic vs. Protestant)

Locke – through Shaftesbury – gets implicated in plot to assassinate James

Leaves England for Holland in 1683 Begins to write anonymous political pamphlets,

including the Two Treatises on Government (1689)

Page 5: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

I. Historical Background 1688 “Glorious Revolution” in

England Replace the Catholic line from

James with William and Mary (both Protestant)

Locke was an advisor to William while the two of them were in Holland together

In exchange for throne, William & Mary agreed to a more limited, constitutional monarchy

Signed “Toleration Act” which allowed for religious toleration for most faiths (except Catholicism and Unitarianism)

Page 6: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

I. Historical Background

Locke lives out his days on government pension

… without further ado, Locke’s Second Treatise

Page 7: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

II. State of Nature 1

Locke begins Chapter 2: “To understand political power right, and derive it

from its original, me must consider what state all men are naturally in…”

What we need to know, then, is the natural condition of mankind

Page 8: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

II. State of Nature 1

Continuing with the quote from the opening of Chapter 2

“… and that is a state of perfect freedom to order their actions, and dispose of their possessions, and persons as they think fit, within the bounds of the law of Nature, without asking leave, or depending upon the will of any other man.”

What does that mean?

Page 9: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

II. State of Nature 1

Individuals living in state of nature Also seems we need to know 3 things:

1. Freedom

2. Law of nature

3. Property Rights

Page 10: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

Two senses of freedom at work here Free from any social bonds, which means

Not dependent on the will of any other people I can do “X” without asking someone else’s approval

to do “X” Bear in mind, he is saying that this freedom is natural;

that we naturally are free from any social constraints or relations

Note: to this point in human history, very few people could be said to enjoy freedom in this sense

Page 11: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

But it’s not just any freedom, rather it’s freedom in accord with “the law of nature”

And that law is: “The state of Nature has a law of Nature to

govern it, which obliges every one: and reason, which is that law, teaches all mankind, who will but consult it, that being all equal and independent, no one ought to harm another in his life, health, liberty, or possessions” (chp.2, par 6).

Page 12: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

We get 2 arguments to support this view:1. Religious

Each of us is created in God’s image We don’t have the right to destroy ourselves (as we

are God’s creatures), so we can’t have the right to destroy others like us

2. Secular “equal and independent” phrase Moral sympathy and rationality

Page 13: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

Summary In state of nature we have freedom, which is life in

accordance with the law of nature Distinction between liberty and license For Locke, liberty is not the right to do everything,

but rather to do anything in accordance with the law of nature

Page 14: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

But…How can I be free if I must obey a law?

??

?? ?

??

?Does freedom mean doing anything you want to do?

Page 15: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

Drug addict example Do I want to be the kind of person who smokes

crack? Do I want to smoke crack now? Or now? Or.. Only the first person is truly free Freer in that life is more fully an expression of

your own will When following the laws of nature, you are

following the dictates of your own reason and nothing else

Page 16: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

In other words, freedom does not mean war… it means peace!

Think of interpersonal interaction … do we need a sovereign to tell us what is right?

Page 17: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

So, for Locke, a state of nature is when we are all free, indeed it is a state of perfect freedom

Also a state of equality, since no one is forced to submit to any authority higher than the dictates of her own reason

Page 18: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

Chapter 2“A state also of equality, wherein all the power and jurisdiction is reciprocal, no one having more than another: there being nothing more evident, than that creatures of the same species and rank promiscuously born to all the same advantages of Nature, and the use of the same faculties, should also be equal one amongst another without subordination or subjection, unless the Lord and Master of them all, should by any manifest declaration of his will set one above another, and confer on him by an evident and clear appointment an undoubted right to dominion and sovereignty.”

Page 19: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

For Hobbes, freedom and equality were in large measure responsible for the state of nature being a war of all against all

For Locke, freedom and equality lead to a radically different situation

Page 20: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

“Men living together according to reason, without a common superior on Earth, with authority to judge between them, is properly the state of Nature” (chp. 3, par. 19).

Page 21: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

III. Freedom, Liberty, License

Which raises the question of why we would ever leave the state of nature? Why not anarchy?

Do we find any problems lurking in the state of nature????

Page 22: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

IV. Property & Labor

Source of Private Property?

Page 23: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

IV. Property & Labor

2 Caveats though: no spoilage must leave as good in kind for others to

appropriate that is, after you take your share, there’s still enough

left for others to take their share

Page 24: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

V. State of Nature 2

Add money economy Effect on our relations?

Page 25: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Individuals

Wealth

A B C D

Inequality in the State of Nature I

Page 26: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Individuals

Wealth

A B C D

Inequality in the State of Nature I

Rough Equality

(chp. 5,par. 37; par 41)

Page 27: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Individuals

Wealth

A B C D

Inequality in the State of Nature 2

After the introduction of a money economy,inequality becomes much more extreme

Page 28: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Individuals

Wealth

A B C D

Inequality in the State of Nature 2

After the introduction of a money economy,inequality becomes much more extreme

But everyone is better off(chp. 5, par. 47)

Page 29: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VI. Mutual Advantage & the Social Contract

If we have social relations... And we have economic relations... Why do we need political relations? Why won’t people be able to get along? Why do we need politics?

Page 30: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Don’t Cooperate

Don’t Cooperate

Cooperate

Cooperate

Prisoners’ Dilemma

4 , 1

3 , 3 1 , 4

2 , 2

Page 31: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VII. Prisoners’ Dilemma

Symbolic Form: We’re in a Prisoner’s Dilemma situation

whenever:

T > R > P > S

Temptation to defect > Rewards of Cooperation

Rewards > Punishment for Not Cooperating

Punishment > Sucker’s Payoff

Page 32: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VII. Prisoners’ Dilemma

Note that even if we start at the cooperative outcome, that outcome is not stable

Each player can improve his/her position by adopting a different strategy 4 = best option (Temptation) 3 = 2nd best option (Reward) 2 = 2nd worst option (Punishment) 1 = worst option (Sucker

Page 33: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Don’t Cooperate

Don’t Cooperate

Cooperate

Cooperate

Prisoners’ Dilemma

4 , 1

3 , 3 1 , 4

2 , 2

Page 34: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VII. Prisoners’ Dilemma

But since both players have changed strategy we end up at the non-cooperative outcome, where both players are worse off than if they had chosen to cooperate

Page 35: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Don’t Cooperate

Don’t Cooperate

Cooperate

Cooperate

Prisoners’ Dilemma

4 , 1

3 , 3 1 , 4

2 , 2

Page 36: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VII. Prisoners’ Dilemma

And, as we noted, this non-cooperative outcome is also a Nash equilibrium outcome

Neither player has any incentive to change strategy since whoever changes will do immediately worse by making the move

Page 37: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Don’t Cooperate

Don’t Cooperate

Cooperate

Cooperate

Prisoners’ Dilemma

4 , 1

3 , 3 1 , 4

2 , 2

Page 38: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VIII.Mutual Advantage and the Social Contract

Prevent defections and allow for cooperative behavior

What kind of political life? Need to insure that everyone agrees to terms of

contract What sort of terms would arise?

Page 39: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Sovereign

We the People

Page 40: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Sovereign

We the People

Reciprocal Obligations

Page 41: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

Sovereign

We the People

The Social ContractBinds the Sovereign andthe People

Page 42: John Locke Second Treatise on Government. Locke’s Second Treatise I.Biographical/Historical Background II. State of Nature One III.Freedom, Liberty, and

VIII.Mutual Advantage and the Social Contract

Locke’s Social Contract then includes: Rights to protect us against the government Popular sovereignty Legislative power supreme (rather than the

executive as in a monarchy) Basis for this -- fundamental equality of all human

beings