jose a fuste financial disclosure report for 2010

8/3/2019 Jose A Fuste Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/jose-a-fuste-financial-disclosure-report-for-2010 1/11

AO IORev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR C A LEN D A R Y EA R 2010

Report Required by the Ethics

in Government Act of 1978(5 U.S .C. app. ~.~¢ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )

FUSTE, JOSE A.

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

magis t ra te judges ind ica te fu l l - o r p ar t - t ime)

U.S. DISTRICT JUDGE (ACTIVE)

7. Chambers o r Off i ce Addre s s

RM. CH-133 U .S . COURTHOUSE1 5 0 C H A R D O N A V E N U ESAN JUAN PR 00918 -1758

2 . Cou r t o r Organ i za t i on

D i s t r ic t Cou r t - P ue r t o Ri co

3 . D a t e o f R e p o r t

05/13/201 I

5 a . R e p o r l T ype ( ch e ck app rop r i a te l y p e )

] Nomina t ion , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e b a s i s o f t h e i n fo r m a t io n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f ic e r D a t e

6 . Repo r t i ng P e r i od

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e p o . i n g individual only; see pp. 9-13 of f i l ing instructions.)

~ (No reportable positions.)O N E

2.

3.

4.

5.

POSITION NAME OF ORGANIZATION/ENTITY

~ .... ( S E E S E C T I O N V I l l F O R

E X P L A N A T O R Y N O T E ) .

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~ (No repor tabl e agreem ents .)O N E

D A TE PARTIES AND TERMS




Pa ge 2 o f 11

N a m e o f P e r s o n R e p o r t in g

FUST E, JOSE A.

D a t e o f R e p o r t

05/13/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting indi,,idualandspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~ (N o re porta ble incom e .)ONE non-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME

( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.

(Dol lar a mount not required except for honorar ia . )

D (No reportable non-investment income.)ON E

DATE SOURCE AND TYPE

I . 2010 Se l f -employed a t t orney

2.

3.

4.

5.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en te r ta inmen t .

(Includes those to spouse and dependent children; see pp. 25-27 of f i ling instructions.)

~] N ON E (No reportable reimbursements.)

2.

3.

4.

5.

S O U R C E DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED



F I N A N C I A L D I S C L O S U R E R E P O R T

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N a m e o f P e r so n R e p o r t i n g

F U S T E , J O S E A .

D a t e o f R e p o r l

05/13/201 I

V . G I F T S . a n c l, ,d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

NONE (No reportable gifts.)

SOURCE

I.

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a . c l . d e s t h o s e o f s p o , s e a n d d e p e n d e . t c h U d r e , ; , e e p ~ , . 32-33 o f f i l i n g instructions.)

~ N O N E ( N o reportable l iabilities.)

C R ED ITO R DE S CRIP T ION V A L U E C O D E

I. B A N C O P O P U L A R D E P U E R T O LINE OF CREDIT K

RICO

2. C ITIB A N K , PU ER TO R IC O C R ED IT C A R D J

3. CITIBANK, PUERTO RICO CREDIT CARD J

4. B A N C O PO PU LA R D E PU ER TO C R ED IT C A R D KRICO

5.




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N a m e o f P e r s o n R e p o r li n g

FUSTE, JOSE A.

D a l e o f R e p o r t

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions anctudes those of spoa~e and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing

( including t rus t assets) repor t ing per iod

(I) (2)

Place "(X)" a fte r each asse t Am ount Type (e.g.,

exempt f rom pr ior d i sc losure Code 1 div., rent,(A-H) o r i n t . )

Gross value at end

of repor t ing per iod

(0 (2)

V alu e V alu e

C o d e 2 M e t h o d

(J-P) C o d e 3

( Q - W )

Type (e.g.,

buy , sel l ,

redempt ion)

T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) ( 5 )

D a t e Value ! Gain Identity of

m m / d d / yy C o d e 2 i C o d e I buyer/ sel ler

( J ’P ) i (A-H) ( if private

~ t ransaction)

I. G I N N IE M A E B O N D S D I n t e r e s t L

3.

4.

5.

6.

7.

8.

9.

1 0 .

1 2 .

A M E R I C A N F U N D S G R O U P :

E U R O P A C I F I C G R O W T H F U N D

A M E R I C A N F U N D S G R O U P :

EUROPACIFIC GROWTH FUND

A M E R I C A N F U N D S G R O U P :EUROPACIFIC GROWTH FUND

A M E R I C A N F U N D S G R O U P :S M A L L C A P WO R L D F U N D

J O H N S O N & J O H N S O N ( C O M M O NS T O C K )

S A V I N G S A C C T . ( C A R I B E F E D E R A L

CREDIT UNION)

C H E C K I N G & S A V I N G S A C C T . (D A N C eP O P U L A R )

C H E C K I N G & S A V I N G S A C C T . ( B A N C OPOPULAR)

S A V I N G S A C C T . ( B A N C O P O P U L A R D EP.R.)

C H E C K I N G & S A V I N G S A C C T . ( B A N C ( 3POPULAR P.R. )

I R A O R I E N T A L F E D . B A N K

C D i v i d e n d L T S o l d

( p~)

B D i v i d e n d K T

A D i v i d e n d J T

A D i v i d e n d M T S o l d(par t )

A D i v i d e n d K T

A D i v i d e n d J T

A In te res t J T

A In te res t J T

A In te res t J T

A In te res t K T

B In te res t K T

0 3 1 2 2 / 1 0 K D

03 /22/10

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

IRA ORIENTAL FED. BANK

S A V I N G S A C C T . ( D A N C e P O P U L A R )

A M E R I C A N F U N D S G R O U P :EUROPACIFIC GROWTH FUND

AMERICAN FUNDS GROUP: CAPITALW O R L D G + I

S A V I N G S A C C T . (B A N C O P O P U L A R )

C I n t e r e s t

A I n t e r e s t

B Dividend

B Dividend

A I n t e r e s t

L

K

K

L

K

T

T

T

T

T

1. Incom e Gain Co des: A 551,000 o r less B =$1,001 - $2 ,500 C =$2 ,501 - $5,000

{ Se e C olu m ns B I a nd EM ) F -$ 50 .0 01 - $ 10 0,0 00 G =$100,001 - $1,000,000 H I =$1.000,001 - $5,0~O.000

2. Value Co des J =$15 ,000 o r Icss K =$15,001 - $50,000 L -$50,001 - $100,000

( S e e C o l u m n s C I a n d D 3 ) N ~$250.001 - $500.000 O =$ 50 0.0 01 - $ 1,0 00 ,0 ~0 P I = $1 .0 00 .0 01 - $ 5.0 00 ,0 00

P3 $25.000.0~ I - $50,000,000 p4 =More Ihan $50.000,00~

3. Value Method Codes Q : Appr a i s a l R : Cos t ( Rea l Es t a t e On ly ) S =As s es s men t

[See Column C2) U =Book Value V = O t h e r W =Es t imat ed

D = $ 5 ,0 0 1 - $ 15 ,0 0 0

H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 00

M $100.001 - $250,000

P 2 = $ 5 ,0 0 0 ,0 0 1 . $ 2 5 ,0 0 0 ,0 0 0

T = C a s h M a r k e t

E =$15,001 - $50.0~0




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D a t e o f R e p o r l

05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

D e sc r i p t i o n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " a f t e r c i n c h a s s e t A m o u n t T yp e ( e . g . ,

exempt from prior d isc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e at e n d

o f r e p o r t i n g p e r i o d

(0 (2)Value Value


(J-P) C o d e 3

( Q - W )

O)T y p e ( e . g . ,

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t io n s d u r in g r e p o r ti n g p e r i o d

(2) (3) (4)

D a t e Value G a in

m m /d d / y y C o d e 2 C o d e I

( J - P ) (A-H)

I d e n t i t y o f

buyer/se l le r

( i f p r i v a t e

t r a n s a c t i o n )

1 8 . LEHMAN BROS. 1993 GRANTOR A In terest K TT R U S T C O R P B O N D

1 9 . WE S T M O R E L A N D M U N I . B O N D A In terest J T

20 . N O R T H YO R K C O U N T Y S C H O O L D I S T . B In terest L TM U NI . B O ND

21 . S T C L A I R C O . S C H O O L D I S T M U N I B In terest R e d e e m e dB O N D

22 . H O U S T O N T X I S D P U B F A C C O R P . B In terest K TM U N I B O N D

23 . FOOTHILL EASTERN TRANSP. MUNI. C In terest L TB O N D

24 . N O R T H A D A M S C O M M U N I T Y B In terest K TS C H O O L S M U N I B O N D

25 . E L L I S C T Y. G E N E R A L O B L I G . B O N D C In terest L T

12/01/10

26 . A M E R I C A N F U N D S G R O U P : A M C A P A D i v i de ndF U N D

27 . A XA R O S E N B E R G U S S M A L L C A P A D i v i de ndFUND

28 . D U P A G E C T Y F O R E S T P R E S E R V E A In terestB O N D

29 . G T A T L A N T I C & P A C I F IC B D i v i de ndT E A ( P R E F ER R E D S T O C K )

30 . CHICAGO ILL GEN OBLIG MUNI BOND C In terest

K

L

T

S o l d

R e d e e m e d

T

T

04/12/10

I 1 / 0 1 / 1 0

J

K

A

31 . P R C O N S E R V A T I O N T R U S T A D i v i de ndM U N I C I P A L B O N D

32 . P R M O R T G A G E - B A C K E D & U S G O V ’ T A D i v i de ndSECURITIES FUND

33 . INT’L H O SPITA LIT Y A SSO C., C LA SS A N o neP R E F S P E C P ’ SH I P I N T E R E S T

34 . G A T E WA Y T R I N D E X P L U S F U N D A D i v i d e n d

J

K

T

T

Sold

So ld

08/01/10 J A

04/12/10 J A

I . Income Gain Codes : A =$ 1,000 or less B =$1,001 - $2 .500 C =$2 .501 - $5,000 D =$5.001 - $15.000

(See Columns BI and D 4) F =$50.001 - $ I00,000 G =$100,001 - $1,000.000 H I =$ l .000.00l - $5.000.000 H2 -More t han $5 . 000 . 000

2. V alu e C o d es J =$15 .000 o r le ss K -$15.001 - $50,000 L :$50.001 - $ 100.000 M= $ 100.001 - $250,000

ISce Columns CI and D 3) N =$250.001 - $500,000 O -$500.001 - $1,000.000 PI =$1.000,001 - $5,000,000 P2 =$5.000.001 - $25,000.000

P3 -$25.000.001 - $50.000,000 P4 =More than $50,000.000

3. Value Method Codes Q =Ap p ra i sa l R =Cos t ( Rea l Es t a t e On ly ) S =As s es s men t T =Cas h Marke t

(See Column C2) U =Book Value V =Olhcr W =E ~l i ma l ed

E -$15,001 - $50.000




Pa ge 6 o f 11

N a m e o f P e r s o n R e p o r li n g

F U S T E , JO S E A .

Dat e o f Report

05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)



O) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,(A - H) o r i n t . )

Gross value at en d


(i) (2)

V a lu e V a lu e


( J -P ) C o d e 3

( Q - W )

(i )T y p e (e.g.,

b u y , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o x a i n g p e r i o d

( 2 ) ( 3 ) (4)

D a t e Va lu e G a i n

m m / d d / yy Co d e 2 Co d e I

(J-P) (A-H)

(5 )I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e


35 . GM AC (PREFERRED STOCK) A Dividend

36 . A m e r i c an Fu nds G r ou p : N e w W or l d Fu nd A Dividend

J

K

T

T

3 7 . E ve r gr e en E q ui ty T r u s t As se t Fu n d B Dividend J

3 8 . O p pe n h ei m e r De v el o pi ng M a r k et s Fu n d B Dividend J

3 9. B a rr on As se t Fu nd A Dividend J

40. Harbor Capita l Apprec iation Fund A Dividend J

41. Evergreen Int’ l Fund A Dividend J

42. I ll inois Development Finance Author ization B I n t e r e s t KMuni . Bond

43 . PRFixed Incom e Fund A Div idend J

T

T

T

T

T

T

T

4 4. C o lq u it t C o un t y G A M u ni . B o n d A Dividend

45 . P ri va te Ba n co r p I nc . A Dividend

46.

Bu y 11/30/10

Bu y 06/30/10

Sold 08/16/10

J

J

J

47 . Cathay Gene ra l Corp .

48 .

Dividend Bu y 07/07/I 0 J

S o l d 07116/10 J

4 9 . F i rs t H o r iz o n N a t ’l C o rp .

50 .

Div idend Bu y 07/07/I 0 J

S o ld 08/16 /10 J A

51 . MF G loba l Ho ld ings Ltd . A Dividend Bu y 07/07/I 0 J

I. In co m e G ain Co d es: A =$1,000 o r less B =$1,001 - $2 ,500 C =$2 ,501 - $5 ,000 D =$5,001 - $15,000

( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100 .000 G =$I00.001 - $1 ,000 .000 HI -$1,000.001 - $5.000.0~0 H2 =Mo re t h an $5 ,0 ~0 ,0 ~O

2. V alu e C o d es J =$15 ,000 o r less K =$15.001 - $50,000 L =$50,0OI - $100.000 M =$100,001 - $250,000

( See Co lumns C I and D3) N =$250.001 - $500.0~ O -$500,001 - $ 1,000.000 P I =$1.0~0.001 - $5,000.0~0 P2 =$5,000,~O I - $25.000,000

P3 =$25.000.001 - $50.000,000 P4 More t han $50 , 000 . 000

3. Value b l c thod Codes Q =Ap p ra i sa l R =Cos t ( Rea l Es l a l e On ly ) S =As~cs.~mcnt T =Cash M arke t

(See Column C2) U =Book Value V =Other W =Es t imat ed

E - $ 15 ,0 ~ I - $ 5 0 ,0 0 0




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N a m e o f P e r so n R e p o r t i n g

FUSTE, JOSE A.


05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fiIing instructions.)

52 .

53 .

54 .

55 .

56 .

57 .

58 .

59 .

60 .

61.

62 .

63 .

64 .

65 .

i 66 .

67 .

68 .


A. B. C. D.

D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G ro s s v a lu e a t e n d T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (1 ) (2) (3) i (4)

Place "(X)" after each asset Amount Type (e.g .. V a lu e V a lu e Type (e.g., D a t e Value i Gain

exempt from p r io r disclosure Code I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 ~ i Code I

( A - H )A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t io n ) ( J - P )

( Q - W )

S o ld 08/16 /10

P e nn N a t ’ l G a m i ng I n c . A Dividend Bu y 07/07/10

S o l d 08/16110

Sta t e Auto F in’ l Corp . A D i v i d e n d J T Bu y 07107/10

Webst e r F in’ l Corp Co nn A D i v i d e n d Bu y 07107110

S o l d 08116110

N or d i c A m e r i c a n A D i v i d e n d Bu y 08/03/10

S o l d 09/09/I 0

Succe ss Fac to r s , Inc . A Dividend Bu y 08/02/10

S o ld 09/09/10

Duke Rea l ty Co rp . A D i v i d e n d Bu y 08/16/10

S o l d 10/07/10

Net su i t e Inc . A Dividend Bu y 08/16/10

S o l d 10/07/10

Regions F in’ l Corp . A Dividend Bu y 08/16/10

S o l d 10/07/10

Coue r D’Alene Mines Corp . A Dividend Bu y 09/10/10

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

A

A

A

A

( 5 )

Idemily of

buyer/se l le r

( i f p r i v a t e


I . Income Gain Codes : A =$1,000 o r less B =$1,001 - $2 ,500 C =$2 ,501 - $5,000 D =$5,001 - $15,000

( S e e C o l u m n s B I a n d I M ) F =$50,001 - $100 .000 G =$100.001 - $1,000.000 H I =$ 1.0 ~0 ,0 01 - $5 ,0 00 ,0 00 t t2 = M or e th an $ 5.0 00 .0 00

2 . Value Codes J -$15,0~O or less K : $ I 5,001 - $ 50.000 L -$50.001 - $ 100.000 M :$ 100,001 - $250.000

( S e e C o l u m n s C I a n d D 3 ) N =$250.001 -$500.000 O $500.001 - $1 ,000.000 PI =$1.000,001 - $5,000,000 p2 =$5.000,001 - $25,000.000

P3 =$25,000.001 , $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Ap p ra i sa l R =Cost ( Real Estate Only) S =As s es s men t T C a s h M a r k e t

( S~c Co lumn C21 U =Book Value V = O th er W =Estim ate d

E =$15.001 - $50,0~O




P ag e 8 o f I 1


FUSTE, JOSE A.


05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)




O) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code t d i v . , r e n t ,

( A - H ) o r i n t . )

G r o s s v a l u e a t e n d


(i) (2)

V a l u e V a l u e


(J-P) C o d e 3

( Q - W )

(i )Type (e.g.,

bu y , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

(2) (3) (4)

D a t e V a l u e G a i n

m m / dd / y y Code 2 Code 1

( J - P ) ( A - H )

O)Idemity of


( i f p r i v a t e


69 . Sold I 1/01110 J A

70 . D e v e l o p e r s D i v e r s i fi e d

71 .

D i v i d e n d Buy 09/10/10 J

S o l d I 1/22110 J

72 . Mem c E lec t r . Na t ’l

73 .

Dividend B u y 09/10/10 J

S o l d 11/30/10 J

74 . Sonus Ne tworks

75 .

A D i v i d e n d Bu y 09/10/10 J

Sold 10/07/10 J A

76 . T F S F i n ’ l C o rp .

77 .

Div idend Bu y 09/10/10 J

Sold 10/27/10 J A

78 . Alcoa I n c .

79 .

A Dividend B u y 10/07 /10 ,I

S o l d I 1/01/10 J A

80 . MB Fin’ l Inc .

81 .

A Div idend B u y 10/07/10 J

S o l d 10/27/10 J A

82. NucorCorp.

83 .

A Div idend Bu y 10/07/10 J

Sold 12/03/10 J A

84 . Vai l Reso r t Inc .

85 .

A Dividend Bu y 10/08/10 J

Sold 11/30/10 J A

I. I ncome Gain Codes :

( See Co lumns B I and D4 )

2. Value Codes

(Scc Columns CI and D 3)

3. Val u e Me t ho d C o d c~

(S¢c Column C2)

A =$1.000 or less

F $50.001 - $100.00~3

J =$15.000 or less

N =$250.001 - $500.000

P3 $25.000.001 - $50.000,000

Q =Ap p ra i sa l

U =Book Value

B=$1,001 - $2,500

G =$100.001 - $1.000.000

K =$15.001 - $50.000

0 =$50~.001 - $1.000,000

R =Cos t ( Rea l Es l a t c On ly )

V - O t h e r

C =$2,501 - $5,000

H I =$ 1.000,001 - $ 5,0~0,0~O

L =$50.001 - $100,00~

PI =$1.00~,001 - $5,0~0,000

P4 =More than $50,000,000

S =As s es s men t

W ~Es l imat cd

=$5.001 - $15,000

H2 =More than $5.1)00,000

M -$ 100.0O I - $250.000

P2 =$5,000,001 - $25,0~0,09~

=Cas h Marke t

E =$1 5 , 0 0 1 - I5 0 , 0 O O




Pa ge 9 o f 11


FUST E, JOSE A.

D a t e e l " R e p o r t

05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)

D (No repor tabl e income, asse t s , or t ransact ions. )ON E

A. B. C.Description of Assets Income dur ing Gross value at end

( inc lud ing t rus t asse t s ) reporting period of reporting perio d

O) (2) (1) (2)

Place "(X)" a fter each asset Am ount Type (e.g., V alu e V a lu e

exempt f rom pr ior d i sc losure Code I div., rent, Code 2 Method

(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

O)Type (e.g.,

bu y , s e l l ,


Transactions during reporting pedod

( 2 ) ( 3 ) (4)

D a t e Va lu e Gain

m m / d d / yy C o d e 2 C o d e I

( J - P ) (A-H)

I d e n t i t y o f


( i f p r i v a t e


86 . At l a s Ene rgy Inc .

87 .

A Dividend B uy

Sold

10/27/10 J

11/17/10 J A

88 . V o l c a n o C o r p .

89 .

90. Comerica Inc.

91 .

92 . Minef inder s L td .

93 .

A Dividend

A Dividend

A Div idend

Buy

S o l d

Buy

S o l d

Buy

Sold

10/27/I 0

! 1/22/10

11/01/10

12/06/10

11/01/10

12/08/10

J

J

J

J

J

J

A

A

A

1. I ncome Gain Codes :

( s ee Co lumns B I and D- I )

2.Value Codes

( S e e C o l u m n s C I a n d D 3 )

3. Value Method Codes

l S c c C o l u m n C 2 )

A =$1,000 or less

F =$50,001 - $ 100,0~0

J =$15,000 or less

N =$250,001 - $500.000

P3 $25.000,001 - $50,000.000

Q =Ap p ra i sa l

U =Book Value

B=$1,001 - $2,500

G =$100,001 - $1,000,000

K =$15.001 - $50,000

O =$ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 , 0 0 9

R Cos t (Rea l E s la lc O nly )

V =Other

C =$2,501 - $5,000

HI =$1.000.001 - $5.0~0.000

L =$50,001 - $ 100,000

PI =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =As s es s men t

W =Es t imat ed

D =$5 , 0 0 1 - $ 15 . 0 0 0

H 2 = M o r e t h a n $ 5 , 0 ~ ) . 0 0 0

M =$1 0 0 . 0 0 1 - $250 ,000

P 2 = $ 5 .0 0 0 ,0 0 1 - $ 2 5 .0 0 0 ,0 0 0

T = C a s h M a r k e t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0




o f 11


FUST E, JOSE A.

D a l e o f R e p o r !

05/13/201 I

VIII. ADDITIONAL INFORM AT ION OR EXPLANATIONS. (lndicatepar~ofrepor~.)

S E C . I. P O S IT I O N S . I O W N A N A P A R T M E N T I N T H E C O N D O M I N IU M A N D R E S I D E I N T H E S A M E . 1 R E C E I V E N O C O M P E N S A T I O N A N D M Y

D U T I E S A R E C O N F I N E D T O N O N - P R O F I T O P E R A T I O N A N D M A I N T E N A N C E O F T H I S R E S I D E N C IA L F A C I L IT Y . S E E A D V I S O R Y O P I N IO N 2 9 &C A N O N 5 .

SEC. IV. REIMBURSEMENTS & GIFTS. ! HAVE ONLY RECEIVED OFFICIAL COURT-RELATED REIMBURSEMENTS ON AUTHORIZEDE X P E N D I T U R E S R E G A R D I N G O F F I C I A L T R A V E L O N B E H A L F O F T H E U . S . C O U R T S .

SEC. VII. INVESTMENTS & TRUSTS. THE IRAs OWNED BY~~ AND MYSELF ARE CASH-EQUIVALENT ACCOUNTS MAINTAINED

A T A F I N A N C I A L I N S T IT U T I O N . T H E Y A R E C O M P O S E D O F G I N N I E M A E B O N D S A N D O T H E R S E C U R I T IE S W H I C H A R E N O T D I R E C T E D

O R M A N A G E D B Y E I T H E R O F U S . W E H A V E N O A B I L IT Y T O S E L E C T T H E A S S E T S W I T H I N T H E A C C O U N T S A N D , I N F A C T , W E A R E N O TNOTIFIED OF THEIR CONTENTS. ~~, ALSO HAS A RETIREMENT ACCOUNT THAT CONSISTS OF SECURITIES TRADED WITHOUT

~ C O N S E N T . D I S C R E T I O N L I E S I N T H E H A N D S O F T H E B R O K E R , A N D W E A R E A W A R E O F P U R C H A S E S A N D S A L E S O N A D E L A Y E D

B A S I S , W I T H N O C O N T R O L O V E R T H E I R T I M I N G .




P a g e 1 1 o f ll

Name o f Per son Repo r t ing


Date of Report

05/13/2011

I X . C E R T I FI C A T I O N .

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i an ce w i t h t h e p ro v i s i o n s o f 5 U . S . C . ap p . § 5 0 1 e t . seq . , 5 U . S . C . § 7 35 3 , an d J u d i c i a l C o n fe r en ce r eg u l a t i o n s .

Signature: S/JOSE A. FUSTE

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a pp . § 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r e

A dm i n i s tr a t i v e O f f i c e o f t h e U n i t ed S t a t e s C ou r t sS u i t e 2 -3 01O n e C o l u m b u s C i r c le , N . E .Wash i ng t on , D .C . 2 0 5 4 4

jose a fuste financial disclosure report for 2010

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