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TRANSCRIPT
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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT A0-10 In Government Act of 1978
Rev. 112004 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-11 J)
I. Person Reporting (last name, First name, Middle initial)
WARDLAW, KIM M
2. Court or Organization
NINTH CIRCUIT COURT OF APPEALS
3. Date of Report
7/13/2006
4. Title (Article llf Judges indicate active or senior status;
magistrate judges indicate full- or part-time)
U.S. C IRCUIT JUDGE - ACTIVE
5. ReportType (check appropriate type)
0 Nomination. Date
0 Initial (!)Annual Q Final
6. Reporting Period
111/2005
to
12/31/2005
7. Chambers or Office Address
U.S. COURT OF APPEALS
125 SOUTH GRAND A VENUE
PASADENA, CA 91105
8. On the basis ofihe information contained in this Report and any modifications pertaining thereto; it is, in my opinion, in compliance with applicable 'laws and regulations.
Reviewing Officer Date
, . .,
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part
where you have no reportable information. Sign on last page. ......•··
1 POSITIONS. (Reporting individual only; see pp. 9- l3 of filing instructions)
0 NONE - (No reportable positions.)
POSITION NAME OF ORGANIZA TJONiENTJTY
Board of Trustees
3. Director
(Reporting individual only; see pp. 14-16 offiling instructions) JI. AGREEl\11.ENTS.
NONE - (No reportable agreements.)
PARTIES AND TERMS
I.
......,:-7 C:-:>
(" '"") r_
::u ; - -,, __ rnCi--:._..r/ -.: ()c: ••• ::>o :-:·J ;; :: _J rn rr:, .......-.··1 .-- J>
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FINANCIAL DISCLOSURE REPORT Name of Person Reporting
WARDLAW, KIMM
ill. NON-INVESThIENT INCOl.VIE. (Reporting indh1dual and spouse; see pp. 11-24 of filing instructions)
A. Filer's Non-Investment Income
NONE - (No reportable non-investment income.)
SOURCE AND TYPE
Date of Report
7/13/2006
GROSS INCOME
(yours, not spouse's)
I.
B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this section. Dollar amount not required except for honoraria.)
D NONE - (No reportable non-investment income.)
SOURCE AND TYPE
I.
IV. REli\IBURsEMENTS -- trnnsportation, lodging, food. entertainment.
(Includes those to spouse and dep.:ndent childr.:n. See pp. 25-27 of instructions.)
0 NONE - (No such reportable reimbursements.)
SOURCE DESCRIPTION
I . Notre Dame Law School February 23-25, 2005 Notre Dame, Indiana Moot Court (Transportation)
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!.
!.
7/13/2006
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
WARDLAW, KIMM
(Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
(No such reportable gifts.)
(No reportable liabilities.)
V. GIFfS.
NONE -
SOURCE
VI. LIABILITIES.
NONE -
CREDITOR
DESCRIPTION
(Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
DESCRIPTION
Date of Report
VALUE CODE
-
(4)
'-·--·--·--·--···---------�-----------------------------------------------
(e.g.
(I) (I)
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page 1of46 WARDLAW, KIMM 7/13/2006
VIl. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of tiling instructions.)
A. B. c. D.
Descriptio1i of Assets
(including trust assets)
Income during reporting period
Gross \'alue at end of reporting period
Transactions during reporting period
If not exempt from disclosure(2)(I) (2)
(2) (3) (5)
Value Value Type (e.g. Date: Value Gain Identity of Code2 Method buy, sell, Month- Code'.! Code I buyer/seller
Place "(X)" after each asset exempt Amount T}pefrom prior disclosure Code I div. rent. or
(A-H) int) (J-P) Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)
·DNONE (No reportable income. assets, or tr:lnsactions)
I. (IRA) - Capital
2. SSGA Money Market Fund B Interest M T
3. 3M Company A Dividend
4. Adobe Sys lnc None
5. Adobe Sys Inc
6. Agilent Tech onolgoies lnc None
7. Air Prods & Chems lnc A Dividend
8. Alcoa A Dividend
9. Alcoa
10. Alcoa
11. Alcoa
12. Allergan Inc A Dividend
13. American Elec Pwr A Dividend
14. American Intl Group A Dividend
15. American Std Cos Inc Del A Dividend
16. American Std Cos Inc Del
17. American Std Cos Inc Del
18 . Amgen Inc None
Sell 7/12 J
J T Buy 8/3 J
Buy 8/15 J
1 T
K T Buy 5/18 J
J T Partial Sale 619 J
Partial Sale 6110 J
Buy 12/8 1
Buy 12/13 J
K T
Sell 6/6 J A
K T
K T Buy 10/31 1
Buy 1117 J
Buy 11/8 J
Sell 4/27 J
f Income/Gain Codes: C = $2,501-$5,000 D ··· $5.r)()!-$15,000 !.:
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.----·----·-····--------------------------
(I) {I)
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page 2of46 7/13/2006WARDLAW, KIMM
Vll. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent clu1dren. See pp. 34-57 offiling instructions.) .. ·;
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Description of Assets (including trust assets)
reporting period reporting period
If not exempt from disclosure(2) (I) (2)
Place "(X)" after each asset exempt from prior disclosure
Amount Code I (A-H)
T}pc (e.g. div. rent or int)
Value Code2 IJ-P)
Value Method Code3
(Q-W)
Type (e.g. buy, sell, merger, redemption)
(2) Date: Month -Day
(3)
Value Code2 (J-P)
(4)
Gain Code I (A-H)
(5) Identity of buyeriseller (if private transaction)
19. Amylin Pharmaceuticals Inc. None J T
20. Anheuser Busch Cos A Dividend Sell 9/27 J
21. Applied Mtls Inc A Dividend Sell 8/18 J
22. Astrazeneca Pie Adr A Dividend K T Buy 1/24 J
23. AT&T, Inc.
24. Autonation Inc.
25. Avon Prods Inc
26. Avon Prods Inc
27. Baker Hughes Inc
28. Baxter International Inc
29. Becton Dickinson & Co
30. Berkshire Hathaway CI B
31. Campbell Soup Co
32. Canon Inc Adr
33. Capital One Financial Corp
34. Carnival Corp Common Paired Stock
35. Checkfree Corp
36 . Chevron Corp
A Dividend J T
None J T
A Dividend J T
A Dividend J T
None J T
A Dividend
None J T
A Dividend K T
A Dividend 1 T
A Dividend J T
A Dividend J T
None
A Dividend J T
Buy
Buy
Bµy
Sell
Buy
Buy
Sell
Partial Sale
9/21 J
12/5 J
11/29 J
6/22 J A
9121 J
917 J
7116 J c
8/26 J
i. fncvmc.:(i..1in Cedes: :\ ::: $1,00U or less B ""$[.O!ll-$2,500 c '"$1,501-$5,00!'J l) ... $)JjOJ-$l5Jj•)0
( ec (\,lumus Bl and 04) F ::.: $50.0i.il-)ff)O,OOO G = $iO!J.(illl-SJ.D00,(10(l HI = $1,000.001-$5,000.llOO H2 ='.I.lore than S5.000,00U
2. Value t\1'k:
-
!
37.
-·-------------·
(I) (I) (2) (3) (5)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page3 of46 7/13/2006WARDLAW, KIMM
VII. INVESTh1ENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
Income during Gross \'lllue at end of TTJnsactions during reporting period Description of Assets rqiorting period reporting period
(including trust assets) If not exempt from disclosure .
(2) (I) (4)(2)
Place "(X)'" after each asset exempt Type (e.g.Amount Type (e.g. Value Value Date: Identity of Value Gain from prior disclosure Code I div. rent. or Codc2 Method buy, sell, Month- Code 2 Code I buyerisellL'T
(A-H} int) (J-P) Code3 mer-Jer, Day (J-P) lA-HJ (ifpri\-ate
(Q-W) redemption) transaction)
Chubb Corp A Dividend Sell 7116 J c
38. Cincinnati Finl Corp A Dividend J T Partial Sale 519 J
39. Cisco Sys Inc None J T Buy 1124 J
40. Citigroup Inc
41. Coca-Cola Co
42. Comcast Corp CI A New
43. Costco Whsl Corp.New
44. Danaher Corp
45. Davita Inc
46. Delta Petroleum Corp
'47. Delta Petroleum Corp
48. Delta Petroleum Corp
49. Delta Petroleum Corp
50. Delta Petroleum Corp
51. Du Pont Ei De Nemour
52. Du Pont Ei De Nemour
53. Duke Energy Corp
54. East West Bancorp Inc
A Dividend J T
A Dividend J T Buy 10117 J
None K T Buy 7/28 J
A Dividend J T
A Dividend J T Buy 8/23 J
None J T
None J T Buy 12/16 J
Buy 12/19 J
Buy 12/20 J
Buy 12121 J
Buy 12/27 J
A Dividend Partial Sale 4/8 J
Sell 7116 J
A Dividend J T
A Dividend J T Buy 4/28 J
··- ------
. . lnci-,mc.:(iJin CoJcs: :\ "" $ J ,(lt){• or less B " S 1,00 I -S2,500 c "$2,501-$5,000 [) "" S5JJi! 1-$1 5,000 E "$15.001-SSO.OO•)
(St! (\"lurnus .BI and D4) F = $5().0(\ 1-$ lOO,(i()() G ; $i00.001-$(.ijf;(),()0(l Ill = $1.000.tlOl-$5,00().000 H2 =More than SS.000,000
2. \.",1hn; t..\.ides: = $15,000 or less K = $15,00 I -$5ll.000 L = $50,001-$100.0()0 M = l00.(i0l-$ 5t),(Jl)i)
(Sc,· c,)lurnm Cl aud DJ} N = s25o,ooo-s5oo,01.m () = $500,Dlll-Sl.000,000 Pl = $1,00G.001-$5,000.000 P2 = $5.lliiO,OD 1-$25.000,000
P3 = $25,IJC.J.001-$50,000.l)i)() P4 =$/I.for tl1an $50,000,00!J
3 \·:tlu · \ktho
-
(4)
55.
57.
(2) (I)
(J-P)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting 7/13/2006Page4of46 WARDLAW, KIMM
V11. INVESTMENTS and TRUSTS - income. value. tr:mscations (includes those of the spouse and dependent children. See pp. 34-57 of tiling instructions.)
A. B. c. D.
Income during Gross value at end of Transactions during reponing period Description of Assets reporting period reporting period
(including trust assets) If not ex.empt from disclosure
(I) (2) (I) (2) (3) (5)
Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure buy, sell. Code 1 div. rent or Code2 Method Month- Code 2 Code 1 buyeriseller
Day (if private merger,(J-P) Code3(A-H) int) (A-H) redmiption) transaction).. fQ-\\1
East West Bancorp Inc Buy 515 J
Emerson Elec Co A Dividend J T Partial Sale 4115 J B56.
Equitable Resources Inc A Dividend Sell 616 J B
58. Exelon Corporation
59. Expedia Inc
60. Expedia Inc
61. Expedia Inc
62. Exxon Mobil Corp
63. Fedex Corp
64. Fifth Third Bancorp
65. Fluor Corp
66. Forest Labs Inc
67. Gallagher Arthur J
68. General Dynamies Corp
69. General Elec Co
70. Gen! Growth Pptys
71. Golden West Finl
72. Guidant Corp
A Dividend
None
A Dividend
A Dividend
None
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
J T Buy 3/1 J
Partial Sale 4/8 J
Partial Sale 7/16 J
Sell 8/17 J
K T
J T
J T Buy 11/15 J
K T
K T
J T
J T Buy 3/2 J
K T Buy 10/12 J
K T
J T Buy 1/24 J
Sell 1/4 J B
- lncnnlC:'Ci: A ==::$1,00(,orlcss B $1,001-$2.50!! c "' $1.51)1 5.000 f) S5.CJtll-Sl5.0ilO t: 515.00!-SSO.OOIJ
(Se
J.. \:alllc (\>d.::o: .., Sl5,000 or less K = $ i 5.0
-
74.
(I) (I) (3)
(J-P)
r.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page5of46 7/13/2006WARDLAW, KIMM
vn. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent clllldren. See pp. 34-57 of tiling instructions.)
A. B. c. D.
Description of Assets Income during
reporting periQd Gross value at end of reporting period
Transactions during reporting period
(including trust assets) If not exempt from disclosure
(2) (2) (!) (4) (5)(2)
Place "(X)" after each asset exempt Amount Type (e.g. Vaine Value Type (e.g. Date: Value Gain Identity of from prior disclosure Codc2 Method .buy, sell, Month- Code 2 Code I buyer/sellerCode 1 di\•. rent. or
merger, Day (J-P) (A-H) (if private (A-H) int.) Code3 redemption) transaction)(Q-W)
. 73. Hartford Finl Svcs Group Inc A Dividend Sell 418 J A
Heineken N V Adr A Dividend 1 T
75. Hewlett Packard Co
76. Hsbc Hldgs Pie Adr
77. lAC Interactivecorp
78. lAC lnteractivecorp
79. lAC Interactivecorp
80. Illinois Tool Works
81. Illinois Tool Works
82. Imclone Sys Inc
83. Intl Bus Mach Corp
84. JP Morgan Chase & Co
85. Kimberly Clark Corp
86. Kimberly Clark Corp
87. Kinder Morgan Mgmt LLC
88. Kinder Morgan Mgmt LLC
89. Kinder Morgan Mgmt LLC
90. Kinder Morgan Mgmt LLC
A Dividend
A Dividend
None
A Dividend
None
A Dividend
A Dividend
A Dividend
None
J T Buy 219 J
K :r Buy 1124 J
Partial Sale 1/20 J
Partial Sale 7/16 J
Sell 8/17 J
J T Buy 1/24 J
Buy 5/18 J
J T Buy 11/29 J
K T Buy 5/18 J
K T Buy 7/28 J
Partial Sale 8/23 J
Sell 8/25 J
J T Partial Sale 319 J
Partial Sale 6/8 J
Partial Sale 8/29 J
Partial Sale 418 J
A
A
A
'"i. incn11;c.:(iain Cedes: B "$1,00l-S2,500 C $2,501-S5,00!i D "$5.li!!l-$15,fJt)O E $15.001-$50.000
(Sc C.!lunms Bl and D4) F ·" $5().l)(il-$100,000 G = $l00,C-01-Sl.OOO,OOO Hl = $1.000.001-$5,000.000 H2 = krc lhau $5,000,DOO
2. V,.dut: Cudi:::: = $15,000 or less K = $15,001-$50,000 = $50,0\ll-$100,000 M = $1ii0,1X11-$250,000
(Sc"· ('1)lurrms Ci arnJ DJ) N :::. $250,iiOU-SSOO,OUO 0 = $500,0lli-Sl,OOll,OOO Pl = $1.00fJ.001-$5,000.lliiO P2 . SSJlli0,001-$25,UOll,OOU
P> . S25,f;OO.OOl-$51J.OOIJ.Oii0 P4 =$.Mor tJ13n S:i0,000,00iJ
Q '"Appraisal R ; Cosi (Real Estate Only) S =Assessment T = ('a;l 'Market
L' = Bt>ok Value V = Otl1cr W =b;timated
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__ _______ _______ __ _ __ ______________ ____ _
---·-·----· ·· ------·---- ----------------------------------------------;
C ) __ ___ ,:__ _ _ _
(2) (2) (3) (5)
(J-P)
93.
94.
.
FINANCIAL DISCLOSURE REPORT
Page 6of46 Name of Person Reporting
WARDLAW, KIMM
Date of Report
7/13/2006
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting peri9d reporting period (including trust assets)
If not exempt from disclosure(I) (1) (1)
(4)(2) Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Identity of Value Gain Imm prior disclosure Code 2 buy, sell. Month - Code'.! Code 1 buyer/sellerCode I div. rent. or Method
merger, Day (J-P) (A-H) (if private(A-H) int) Code3 redemption) transaction)(Q-W)
91. Knight Ridder Inc A Dividend Partial Sale 7/16 J
92. Knight Ridder Inc Sell 7/16 J
Kraft Foods Inc C l A A Dividend J T
Leggett & Platt Inc A Dividend J T Buy 5110 J
95. Leggett & Platt Inc Buy 5/12 J
96. Leggett & Platt Inc Buy 6/23 J
97. Leggett & Platt Inc Buy 815 J
98. Leggett & Platt Inc Buy 8/24 J
99. Lexmark International Inc C l A None J T
100. LillyEli & Co A Dividend Sell I0/8 K
IOI. Lincare Holdings Inc None J T
102. Lowes Cos Inc A Dividend K T
103. Macromedia Inc None Sell 2111 J c
104. Mattel Inc A Dividend Partial Sale 4/8 J
105. Mattel Inc Sell 7/16 J
106. Mc Donalds Corp A Dividend J T Buy 11/3 J
107. Medco Health Solutions Inc. None K T Buy 3/2 J
108 . Medco Health Solutions Inc Buy 1117 J
l. lnc1>me.:Gain t··odes: A "" 5.1.000 or less B "'$1,001-$2,SO!l c '" $2,501-55,000 D ·" S5.W>l-Sl5.000 E "' $15.tlO!-SSO.\! ) (Se,· C.;lumns UI and D4) f •·•· $50.0i.il-$WO,OOO G ·:$100,001-Sl,OOO,OOO HI . $1.0W.llOl-$5,000.0i.iO H2 ·= 1'.forc lban $5.CY.J0,000
2. \'.due Ci.ld\.·s: ·= 515,(JOO or less K = $ ! 5,0tl I -$50,r,oo L = $50,0ll l-$100,000 M = S J;i0.001-$25tl,0\lfJ (Se,· C.'lmrm Ct and DJ) N '"· $250,ii!l0-5500,00() 0 = $500,0lll-Sl,OC l.OOO Pl ,, $1,000.001-$5,000.000 P2 ··= 55.0i.iO.OOl-$ 5.000,000=PJ $25,00C•.001-$50,0t\O.lliJO P4 =$,\for than $50,000.{)(l()
3. \':1Iu Method'- ·odes Q ·"·Appraisal R =Cost (Real Estate Only) S =•Assessment 1 Sec Column I.' •= BL'Ok Value V =Other W =Estimated ---- -· ·-- _ _,
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...
'
I_'
(I)
(e.g.
(2)
(J-P)
(4)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 7of46 7/1312006WARDLAW, KIMM
VII. INVESThlENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent clu1dren. See pp. 34-57 of filing instructions.)
A. B. c. D.
Income during Gross value at end of Transactions during reporting period Description of Assets reporting period reporting period
(including trust assets) If not exempt from disclosure
(!) (1)(2) (2) (3) (5)
Place "(X)" after each as.set exempt Type (e.g.Value Value Date: Value Gain Identity of Amount Type from prior disclosure buy, sell, Month -Code2 Method Code 2 Code I buyerisellerCode I div. rent. or
merger, Day (ifprivale(A-H) int.) (J-P) Code3 {A-H) redemption) transaction)(Q-W)
Medco Health Solutions Inc Buy 11/10 J109.
110. Microsoft A Dividend K T Buy 1/24 J
111. Microsoft Buy 3/10 J
112. Millennium Phatmaceuticals Inc
113. Millennium Pharmaceuticals Inc
114. Millennium Pharmaceuticals Inc
115. Millennium Pharmaceuticals Inc
116. Millennium Pharmaceuticals Inc
117. Millennium Pharmaceuticals Inc
118. Millennium Pharmaceuticals Inc
119. National Instruments Corp
120. National Instruments Corp
121. Nestle Nam Sp"On Adr
122. Novartis Ag Nam Spon Adr
123. O&M Inv Partners/M Jackson
None
A Dividend
A Dividend
A Dividend
A Div.lint.
J T Buy 4/8 J
Buy 4111 J
Buy 4/13 J
Buy 4115 J
Buy 4/18 J
Buy 4/21 J
Buy 512 J
J T Buy 1/27 J
Buy 4/1 J
J T Partial Sale 519 J
J T Buy 1/24 J
K u
A
124. Omnicom Group Inc A Dividend K T
125. Pepsico Inc A Dividend K T
126. Potash Corp Sk US$ Adr A Dividend J T
.· ·------·---- ·-
!ncon1c/Gaiit ('nJe:>: ·" '"' 51.000 or less
(Se\! C11lurnus Bl and D4) F '" $50.tlf.ll-$100,000
V11lrn; Coessmcnt
W = E;tirnJteJ
E ., $15.00l-S50.0Qii
1:12 = l\kre than S5.UOll,IJOO
M = $1.;0.
-
..
. •
(2) (3) (4)
-· ---- -·-----·
(2)
(e.g.
4/8
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page 8 of 46 WARDLAW, KIMM 7113/2006
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent cluldren. See pp. 34-57 of tiling instructions.)
A. B. c. . D.
Description of Assets (including trust assets)
Income during reporting period
Gross value at end of reporting period
Transactions during reporting period
!fnot exempt from disclosure(I)(I) (2) (I)·.
(5) Place "(X)" after each asset exempt from prior disclosure
Value Type (e.g. Date: Value Gain Identity of Amount Type Value buy, sell, Codc2 Method Month- Code2 Code I buyer/sellerCode I div. rent. or
(A-H) int) (J-P) Code3 merger, Day (J-P) (Ml) (ifprivate (Q-W) redemption) transaction)
127. Procter & Gamble Co A Dividend J T
128. Radioshack Corp A Dividend Partial Sale J
129. Radioshack Corp Sell 7116 J
130. Raytheon Company
131. Rio Tinto Pie Adr
132. Royal Dutch Pete 1.25 Guilder Sh Adr
133. SAP AG SPON ADR
134. SAP AG SPON ADR
135. SAP AG SPON ADR
136. SBC Communications
137. SBC Communications
138. Schlumberger Ltd
139. Semtech Corp
140. Sepracor Inc
141. Sepracor Inc
142. Siemens Ag Adr
143. SLM Corp
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
None
A Dividend
A Dividend
Sell 117 J
K T
K T .
J T Buy 519 J
Buy 5119 J
Buy 5120 J
Buy 1/24 J
Merger 11/21 J
K T Partial Sale 3/2 J
J T Buy 2/22 J
J T Buy 2122 J
Buy 4/27 J
J T
K T
A
A
A
144. Southwest Airlines A Dividend J T
L lncomc.:Ciain (... ode:;;: A "" S 1.000 or Jess B ., $1,001-52,500 c _, $1,5')1-$5,000 D ,_ $5.IJ•.ll-SI 5,000 [: ,. $15/!0J-$50.0UIJ
(Se¢ (\ilurnus Bl and 04) f "" $50.001-$ l00,(100 G $100,01./l-Sl.!.iGO,DOO Hl = $lJlllfJ.001-S5,0l.JO_ll00 H = i\."kre than $5,000,f!OO
-· \.';1lui.: Cod :': '= S 15 ,rxJO or less K =$15,001-$50.0\1() L · = $50.001-$100.clfJO M = SJ•;Q,O(Jl-$250.0llll
(Se1.: C1:>Hum1s C! andD-'l Pl 1.000.001-$5.000.llOO P2 ·= S5.liii0,001-$'.:5.000,DOO,.$.
f'J "" S25,000,001-$5\l,0\11J.000 P4 =$'.\fore thon S50,00\l.fill0
' "·' $250,D0tl-$50U,OOO () = $500,001-Sl.OOO,OOO .
·Q ,__ Appra i;;a I R ·° Cose (H al Estate Only) S =· Asses;ment T ·= Ca;IFMarket
tS.:e Cofumn C::!) U = B,mk Value V =Other W =E;timateJ
-
(4) (I) (I)
(3) (5)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 9of46 7/1312006WARDLAW, KIMM
vn. INVESTMENTS and TRUSTS - income. value. tl'3nscations (includes those of the spouse and dependent cln1dren. See pp. 34-57 offiling instructions.)
A. B. c. D. Incom: dwing Gross value at end of Transactions during reporting period
O...>:>eription of Assets . reporting peripd reporting period (including lrust assets)
If not exempt from disclosure (!)(2) (2)
(2) Place "(X)" after each asset exempt Type (e.g.Amount T pc (e.g. Value Value Date: Value Gain Identity of from prior disclosure Code I div. rent. or Codc2 Method buy, sell. Month- Code2 Code I buyeriscllcr
(A-H) int.) (J-P) Code3 merger, Day (J-P) (A-HJ (if private (Q-W) redemption) transaction)
145. Sprint Corp (Fon Group) A Dividend Sell 4/27 J A
146. Sprint Nextel Corp Series I A Dividend J T Buy 1114 J
147. Sprint Nextel Corp Series I Buy 1117 J
148. State Str Corp
149. Suncor Energy Inc US$ ADR
150. Syngenta Ag Adr
151. Target Corp
152. Time Warner Inc
153. UMPQUA Hldgs Corp
154. Unilever NV NY Shs Adr
155. Union Pacific
156. United Parcel Service Inc
157. United Technologies Corp
158. Unocal Corp
159. Verizon Communications
160. Vodafone Group Pie Adr
161. Vodafone Group Pie Adr
162. Washington Mut Inc
A Dividend
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
J T Buy 617 J
J T Partial Sale 2/24 J
Sell 8/11 J
J T Buy 11/28 J
J T Buy 11/4 J
J T Buy 1124
J T
K T
J T Buy 4115 J
K T Buy 1/24 J
Sell 8/11 K
J T Buy 1/24 J
J T Partial Sale 519 J
Buy 10/14 J
K T Buy 2/17 K
B
B
D
A
A ,,,. 1i J ,Olj•) or Jess B '" $1,001-$2,SOO c '" $2,5!"11-$5,000 D "' SS.')!'l-SIS,000 E "$15.001-$50.000
(Sfa� CL)lumus BI and D4) F = $5!J.lii.il-'SWO,OOO G = $100,001-SJ.\iO(),f!Olj HI = $1.0Pli.OIJl-$5,000.000 H2 = i\.krc than $5,0C{),(.!00
Valrn; Code:": - Sl5,fJOO or less K = $15,0\)J -$51.l.OOO L = $50.00l-$100.0IJO M = )lo;O,OOl-$250,CJllO
N · = $ 50,i.i00-5500,0011 0 = $500,001-Sl.OOO,f, )() . Pl ='fl .000.001-$5,000.000 P2 = $5.t _i0.001-$25.0W,OOU
PJ = $25,()00.001-$50,0\)(J.t)(JO P4 = $M1w tl1an $50,000.000
::; \· 1u ;\lcthod Codes Q "·" Apprai;al R =Cost (Real btate Only) S -:::: Asses:Hrtcnt T = Ca;lvMarket
1 S e Column C'.'.) I.' '= 13,,ok Value v = Other W =btimatcJ
-
··--·--·-·----------
(I)
---·--· ·---·---------------------------------------------------------
(2) (I)
(J-P)
(4) (5)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 10 of 46 7/13/2006WARDLAW, KIMM
VIL INVESTMENTS and TRUSTS - income. \'aluc. transcations (includes those of the spouse and dependent clnldren. See pp. 34-57 of filing instructions.)
A. B. c. o. Income during Gross •'3lue at end of Transactions during reporting period
Description of Assets reporting period reporting period(including trust assets)
If not exempt from disclosure(I) (2)
(2) (3) Place "(X)" after each asset exempt Type (e.g.Amount Type (e.g. Value Value Date: Value Gain Identity of from prior disclosure buy, sell, Month-Code I div. rent. or Code2 Method Code2 Code I buyerisellcr
(A·H) int.) Code3 merger, Day (J-P) (A-H) (ifpri\'ale (Q-W) redemption) transaction)
163. Washington Mut Inc Buy 12/13 J
164. Washington Mut Inc Buy 12/14 J
165. WD-40 Company A Dividend Sell 4/27 J A
166. Weather Ford Intl Ltd
167. Wellpoint Inc
168. · Wells Fargo & Co New
169. Whole Foods Market
170. Williams Sonoma Inc
171. XL Capital Ltd
172. -
173. East Cameron Block
174. Trust #I
175. Columbia Gov Reserves Fund (fm'ly Nations Gov Resv Tst Fund)
176. Columbia Florida Muni Fund (frm'ly Nations Florida Muni Fnd)
177. Columbia Marsico Grwth Fund (fm'ly Nations Marsico Grwth Fd)
178. (IRA)
179. Abbott Labs common stock
None
None
A Dividend
A Dividend
None
A Dividend
D Dividend
A Dividend
B Dividend
None
A Dividend
J T Sell 3/2 J
K T
K T Buy 1124 J
K T
J T
J T
Sell 12/5 L
write off 6/30 J
J T
L T
L T
K T
B
E
180. Acco Brands common stock None Buy 717 J
·- --· -- - -·-· ·····--·-
:\ .. ,. $ J ,GOO or less B •• $i,UOl-$2.500 c ... $2,501-$5,000 E •• $15.001-$50.00fJ
(See C.>!mrnis Bl :ind D4) F .... $50.0i.il-'$[()0,POO Ci -:;:; $l00,0li1-Sl.000,00li HI = $l.00\J.\lUl-$5,0!JIJ.000 I:!'.! ·=�.fore than S5,000,000
K · 515.001-$5\).000 I. ... $51!.0
-
·--------·-·-·--·-------------------------------------------
. ·.
(2)
(e.g.
3/8
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting 7/13/2006Page 11of46 WARDLAW, KIMM
VIL INVEST1\1ENTS and TRUSTS . - income. value. transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling inslrili:tions.)
A. B. c. D.
Description of Assets (including trust assets)
Income dwing reporting period
Gross •'lllue at end of reporting peri od
Transactions during reporting period
If not exempt from disclosure(l) (1) (2) (I)
(2) (3) (4) (5) Place "(X)" after each asset exempt Type (e.g. Date:Value Value Value Gai n Identity of Amount Typefrom prior disclosure Code I div. rent or Code 2 Method buy, sell, Month- Code Code I buyer/seller
(A·H) int.) (J-P) Code3 merger, Day (J-P) (A-HJ (ifp1frate (Q-W) redemption) transaction)
181. Acco Brands common stock Sell 8/19 J A
182. Air Prods Chem common stock A Dividend K. T
183. Ambac Fin common stock A Dividend K T Buy 9114 J
184. Amer Intl Group common stock A Dividend K T Buy 3/8 J
185. Amer Intl Group common stock Buy 9114 J
186. Amgen Inc common stock None K T
187. Anadarko Pet common stock A Dividend K T Partial Sale 3/8 J B
188. Applied Mats common stock A Dividend K T
189. Avery Dennison common stock A Dividend K T
190. BHP Biliton ADR None K T Buy 9114 K
191. Biogen IDEC common stock None K T Buy 9114 K
192. BP PlcADR A Dividend K T Buy 9114 J
193. BP Pie ADR Partial Sale 10/14 J A
194. Burlington S. Fe common stock A Dividend K T Partial Sale 3/8 J B
. 195. Caterpilliar common stock A Dividend K T Partial Sale 9114 K D
196. Cisco Systems common stock None K T Buy 3/8 J
197. Citigroup common stock A Dividend K T Buy 9114 1
198. Colgate-Palmolive common stock A Dividend K T Buy J
L Inc1Jn1c:'Ciain Code:>: A :::: 51.0
-
(4) (I) (2)
(J-P)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 12of46 7/13/2006WARDLAW, KIMM
vn. INVESTMENTS and TRUSTS - income. value. transcarions (includes those ofthe spouse and dependent cluldren. See pp. 34-57 of filing instructions.)
A. B. c. D. Income dwing Gross value at end of Transactions during reporting period
Description of Assets . reporting petjod reporting period . (including trust assets)
(2) (I) (I) lfnot ex.empt from disclosure
• (2) (3) (5) Place "(X)" aftl!r each asset ex.empt Type ( e.g. Date: Identity ofAmount T pe (e.g. Value Value · Value Gain from prior disclosure buy, s ell, Month-Code I div. rent or Codc2 Method Code2 Code 1 buyer/seller
(A·H) int) merger,Code3 Day (if private(J-P) (A-HJ (Q-W) redemption) transaction)
199. Coming Inc common stock None K T Buy 10114 K
-200. Danaher Corp common stock A Dividend K T
201. Dell Inc common stock None K T
202. Dentsply Intl common stock A Dividend J T
203. Du Pont common stock
204. Elan Corp ADR
205. FPL Group common stock
206. Forest Labs common stock
207. Fortune Brand common stock
208. Gannett Co common stock
209. General Electric common stock
210. Gillette Co common stock
211. Global lndust common stock
212. Goldman Sachs common stock
213. Goldman Sachs common stock
214. Home Depot Inc common stock
A Dividend
None
A Dividend
None
A Dividend
A Dividend \
A Dividend
None
None
A Dividend
A Dividend
K T
Sell 9114 J
K T Partial Sale 10/14 J
Sell 3/8 1
J T Buy 717 J
K T Partial Sale 9114 K
K T
Merger 10/3 K
K T Buy 10114 J
K T Buy 612 K
Buy 9114 1
J T Buy 9114 J
B
B
B
215. IBM common stock A Dividend K T
216. Intel common stock A Dividend J T
r-·-----··----·--·-·-i _ Incmne/Gain Codes: .'\ '" $I ,Glifl or less B = $1,001-52,500 c ... $2,501-55,000 D '" $5.W'1-Si5JJOO E •0 $15.001-$50.00
-
·-------···---···----
(2) (2) (3) (4)
(e.g.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 13of46 .:/ 111312006WARDLAW, KIMM
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent chiidretL See pp. 34-57 offiling in.,;tructions.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
De,;c.ription of Assets reporting peri9d reporting period (including trust assets)
If not exempt from disclosure (I) ·. (!) (I)
(2) (5) Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity of Amount Typefrom prior disclosure Code2 Method buy, sell, Month- Code2 Code I buyerisellcrCode I div. rent. or
(A-H) int) (J-P) Code3 merger, Day (J-P) (A-H) (if private (Q-\\l) redemption) transaction)
217. Iscramco common stock None Sell 9114 J A
218. Johnson & Johnson common stock A Dividend K T
219. JP Morgan common stock A Dividend K T Buy 9114 J
220. KB Home common stock A Dividend K T Partial Sale 3/8 J c
221. Lehman Bros common stock
222. Lexmark Intl common stock
223. Lockheed Martin common stock
224. Masco Corp common stock
225. Maxwell Tech common stock
226. McGraw-Hill common stock
227. Medtronic Inc common stock
228. Microchip Tech common stock
229. Microsoft Corp common stock
230. Morgan Stanley common stock
231. Newell Rubbennaid common stock
232. Nortel! Networks
233. Pfizer Inc common stock
234. Pfizer Inc common stock
A Dividend
None
A Dividend
A Dividend
None
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
None
A Dividend
K T
Sell 10/5 K
K T
J T Buy 3/8 J
Sell 9114 K
K T
K T
K T
K T Buy 3/8 J
Sell 6/2 K
Sell 10/14 K
J T
K T Buy 3/8 J
Partial Sale 9114 L
c
-·-.. lncon1c.:G.ii11 CoJcs: A .. , $1.00(1 or less B = $t,O{)f )2.50fl c ::: $2,5lJl-55.00fJ D "$S.litiJ-SJ5.0!lO E .. $15.\>0l-S50.0(, )
(See (\>lumus fl I and D4) t - $50.ll(il -$ lfJO,(i(J!) G • $100.00!-Sl.OOO/lOt.i HI ·-0 $l,Orc ihan $5,000,000
·- $15,fnlO or less K = $15.00l-$5U.OOO L =$50,001-$!00.000 M =$J•10.tlfJl-$ 50,0llO
(Sec (\.1lumu:i (.! a11d DJ} N ,., $250,00U-S500,0CJO () = $500.()()] .SI .Ofill,000 Pl •• $LOOO.OOI-S5,00fJ.lliJO P2 = S5.0\>0.00l-$25,000,f!OO
PJ = 52S,00
-
(4)
...
.����������������������������������������������----i
c.
(I) (2) (5)
(e.g.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 14 of 46 7/1312006WARDLAW, KIMM
vn. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent c.hiJdreo. See pp. 34-57 of filing instructions.)
A. B. D. Income during Gross value at end of Transactions during reporting period
0..'"SfJl-$5.(lOO.OOO P2 = $:i.OiiO.i Jl-$25.000,00Ci
r.i . $25,fJ00.001-$50.00fJ.ll•.iO P4 · $.\fore tb n S50,000,00i)
\· 1Ju;.:.- ;\·lethod Codes Q .•., Appraisal R ··- Cosr (Real Estate Only) S .,., Assessment T = Caslt \l.arkci
! cc Column C2) u =Book Value \' •=Other
-
(I) (2)
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page 15of46 7/13/2006WARDLAW, KIMM
VIL INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)
A. B. c. D. Income during Gross \-a!UC at end of Transactions during reporting period
Description of Assets reporting peri9d reporting period(including trust assets)
(2) (1) If not exempt from disclosure
(1)
Place "(X)" after each asset exempt from prior disclosure
Amount Code I (A-H)
T>pe (e.g. div. rent. or int.)
Value Codc2
(J-P)
Value Method Code 3 (Q-W)
Type (e.g. buy, sell, merger, redemption)
(2) Date: Month-Day
(3)
Value Code 2 (J-P)
(4.)
Gain Code 1 (A-H)
(5) Identity of buyer/seller (if pri\'llte transaction)
253. DFA Large Cap Fund c Dividend M T Buy 9114 K
254. DFA Micro Cap Fun B Dividend L T Buy 9/14 J
255. Capital Trust Account
256. 3M Company
257. 3M Company
258. Adobe Sys Inc
259. Adobe Sys Inc
260. Adobe Sys Inc
261. Adobe Sys Inc
262. Agilent Technologies Inc.
263. Air Prods & Chems Inc.
264. Air Prods & Chems Inc.
265. Alcoa Inc
266. Alcoa Inc
267. Alcoa Inc
268. Alcoa Inc
A Dividend
None
None
B Dividend
A Dividend
Partial Sale 7/13 K
Sell 7/14 K
M T Buy 8/3 K
Buy 8/12 K
Buy 8/15 J
Buy 8/23 K
L T Buy 3/18 J
M T Buy 3/18 K
Buy 1017 K
L T Partial Sale 619 K
Partial Sale 6/10 K
Partial Sale 6/13 J
Buy 12/8 K
269. Alcoa Inc. Buy 12/12 J
270. Alcoa Inc Buy 12/13 J
L incomc:{Jain CnJes: A '' 51 ,OOD or less B '" $1,00!-S2,50!l C "$2,501-55,000 D = S5.liOI-515.tXlQ E ·· $15.!lOl-$50.DOri
(Sec c,,lum11s HI and 04) I:' = $50.0i.il-$1!!0,000 G . .,, $I 0(),0tll-$1.00ll,OOli Hl = $1,000.001-$5,00().000 H" ·=More 1han $5,000,000
= $15,000 or less K "' $15,001-$5
-
B
·-----·-------------------------------------------------------
(e.g.
(J-P)
FINANCIAL DISCLOSURE REPORT Date of Report Nall)e of Person Reporting 7/13/2006Page 16 of 46 WARDLAW, KIMM
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)
.A. B. c. D.
Income dtoing Gross value at end of Transactions during reporting period Description ofAssets reporting period reporting period
(including trust assets) If not exempt from disclosure
(I) (2) (!) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity of Amount T}pefrom prior disclosure buy, sell, Code2 Method Month- Code2 Code I buyerisellerCode I div. rent. or
Code3 merger, Day (J-P) (A-HJ (if private(A-H) int.) redemption) traiisaction)(Q-\\.1
271. Alcoa Inc Buy 12/14 J
272. Allergan Inc A Dividend M T
273. American Elec Pwr Inc A Dividend K T
274. American Intl Group
275. American Std Cos Inc Del
276. American Std Cos Inc Del
277. American Std Cos Inc Del
278. American Std Cos Inc Del
279. American Std Cos Inc Del
280. Amgen Inc
281. Amgen Inc
282. Amgen Inc
283. Amylin Pharmaceuticals Inc
284. Anheuser Busch Cos
285. Anheuser Busch Cos
286. Applied Matis Inc
287. Applied Matis Inc
288. Astrazeneca Pie Adr
A Dividend
B Dividend
None
None
B Dividend
A Dividend
c Dividend
M T
M T Buy 1017 J
Buy 11/1 K
Buy 11/4 J
Buy 1117 K
Buy I 118 J
Partial Sale 4/26 J
Partial Sale 4/27 J
Sell 4/28 J
K T Buy 3/18 J
Partial Sale 10/28 K
Sell 10/28 J
Partial Sale 8/17 K
Sell 8/18 K
M T Buy 3/18 J
A
B
A ,.,, SJ .OOt) or Jess .,, $1,0f!l-52,501! C ... $2,51il-S5,t)00 D .... $5.'iOl-515.fiOO E • $15,001-$50.000
(S.;c C,;iurrnis BI and D4) F '" $50.001-$ lOO,OOO G = $Hl!.l.filll-Sl .l.iOll,OOl.i Hl ·= $l,O
-
(!)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 17 of 46 WARDLAW, KIMM 7/13/2006
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent cln1dren. See pp. 34-57 of filing instructions.)
A. B. c. D.
Description of Assets (including trust assets)
Income during reporting period
Gross \-alue at end of reporting period
Transactions during reporting period
If not exempt from disclosure (I) (2) (I) (2)
Place "(X)" after each asset e. empt from prior disclosure
Amount Code l
(A-H)
Type (e. g. div. rent. or int)
Value Code 2 (J-P)
Value Method Code 3
(Q-W)
Type (e.g. buy, sell, merger, redemption)
(2) Date: Month-Day
(3)
Value Code :? (J-P)
(4)
Gain Code l
(A-H)
(5)
Identity of buyer/seller (if private transa tion)
289. AT&T, Inc A Dividend L T Buy 1 017 J
290. Autonation Inc None K T
291. Avon Prods Inc A Dividend
292. Avon Prods Inc
293. Avon Prods Inc ..
294. Baker Hughes Inc A Dividend
295. Becton Dickinson & Co A Dividend
296. Berkshire Hathaway Cl B None
297. BP/Valdez AK 03B DFR 1.770% 7/01/37 A Interest
298. CA Hlth Fae Cedars-S 6.125% 12/01/19 c Interest
299. CA Hlth Fae Valley 5.000% 5/01/12 D Interest
300. CA POLLUTN CTL FING AUTH REV 5/23/1996 A Interest VAR
301. CA POLLUTN CTL FING AUTH REV 5/23/1996 VAR
302. CA Pub Wks Lease Rev 5.125% 12/01/21 D Interest
303. CA St Dept Wtr Res Q 5.000% 310I/17 c Interest
304. CA St Econ Recov 04 3.500 % 7/01/23 D Interest
305. CA St Econ Recov A 5.250% 7/01113 D Interest
306. CASTG05.000% 11/01/18 B Interest
K T Buy 9/21 K
Buy 1017 J
Buy 1119 J
M T Buy 3/18 J
Sell 9/22 K
K T
Sell 1/12 M
Sell 12121 M
Sell 12/21 L
Buy 12/9 L
Sell 12/22 L
M T
L T
M T
M T
Sell 2/23 M
B
c
B
D
:\ " 51.GO() or less B •• $!,OOl-S2.SOO C "'· $2,.501-S5.l)00 D "$5.fi"l-$15,CJOO E ·· $15.001-$50.0 I
(See C\)iumn:< ll l and D4) f ... $50.llOl-$100,liOO G - $lOU.Olll-Sl.POO,OOi.i Hl = $ l.OOO.tHH-$5.000.l/ijO H2 ·•• 11.fore 1han $5.000,000
= S 15,fHlO or less K = $1.5.0t.11-$5
-
---·--------------------------
(e.g.
(J-P)
(S)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 18of46 7/13/2006WARDLAW, KIMM
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting periQd reporting period (including trust assets)
If not exempt from disclosure (I) (2} (!) (2) (!)
(2) (3) (4) Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity of
buy, sell. Code2 Method Month- Code'.! Code 1 buyer/seller Amount Type
from prior disclosure Code I div. rent or Code3 merger, Day (J-P) (A-H) (if private (A-H) int.)
redemption) tra1isaction)(Q-W)
307. CA ST GO 6.250% 9/01/12 c Interest L T
308. CA ST GO 6.500% 2/01/08 c Interest Sell 2/21 L B
309. CA ST GO FGIC 5.000% 2101115 D Interest Sell 2/23 M D
310. CA ST GO REV ANTIC S 3% 6/30/05
311. CA ST GO REV ANTIC S 3% 6/30/05
312. CA ST UNN SYSTEM WID 5.000% l l/01/17
313. CA STS GO MBIA 5.000% 2/01/21
314. CA STWD COP ODD FELL 5.375% 10/01/13
315. Campbell Soup Co
316. Canon Inc Adr
317. Capital One Financial Corp
318. Capital One Financial Corp
319. Capital One Financial Corp
320. Carnival Corp Common Paired Stock
321. Checkfree Corp
322. Chevron Corp
323. Chevron Corp
324. Chevron Corp
A Interest
D Interest
B Interest
c Interest
c Dividend
A Dividend
A Dividend
A Dividend
None
A Dividend
Buy 1/11 M
Sell 319 M
N T Buy 3/24 N
Sell 2/23 L
L T
M T Buy 1017 J
K T
L T Buy 9/20 K
Buy 9/21 K
Buy 1017 K
L T Buy 3/31 K
K T
L T Buy 8/23 K
Buy 1017 J
Partial Sale 8/26 J
A
A =--= S 1 ,00(1 1)r Jess B '" $1,001-)2,500 c $2 501-$5,000 D "$5.fJ!>l-$15.000 E -• S15.001-$50.\!0I;
f ::., 'S50.lH.lJ-'$1fJ0,000 (i .,, $I 00,0ll 1-S 1.0M,fXlli Hi ·- $1 .OV0.001-$5,000.000 1-12 = 1'.fore than $5.000,DOU
= S15,IJOO or less K = $ ! 5,0H 1-$5ti.OOO L = $5
\ "'· $250,iiOtl-$500,()\)() 0 ·• $500,001-S 1.000,fJOO Pl "" $1.000.!l0l-S5.000.
-
(3)
����������������������������������������������������
325.
(I) (2) (!} (2) {I)
F1NANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 19of46 7/13/2006WARDLAW, KIMM
VIL INVESThIENTS and 1RUSTS - income. V31ue. transcations (includes those of the spouse and dependent cluldren. See pp. 34-57 offiling instnictions.)
A. B. c. D.
Description of Assets (including trust assets)
Income during reporting periqd
Gross \'2lue at end of reporting period
Transactions during reporting period
If not exempt from disclosure
(2) (4) (5) Place "(X)" afler each asset exempt from prior disclosure
Amount Code I
Type (e.g. div. rent or
Value Code 2
Value Method
Type (e.g. buy, sen.
Date: Month-
Value Code:?.
Gain Code I
Identity of buycr!sc11er
(A-H) int) (J-P) Code 3 (Q-W)
merger, redemption)
Day (J-P) (A-HJ (if private transaction)
Cincinnati Finl Corp B Dividend L T
326. Cisco Sys Inc None K T Buy 3/18 J
327. Cisco Sys Inc Buy 1017 J
328. Citigroup Inc B Dividend K T
329. Coca-Cola Co
330. Coca-Cola Co
331. Coca-Cola Co
332. Comcast Corp Cl A New
333. Costa Mesa Calif PFA 5.000% 10/01/12
334. Costco Whsl Corp New
335. Cucamonga CO CA COP 5.000% 9101119
336. Danaher Corp
337. Danaher Corp
'338. Danaher Corp
A Dividend
A Dividend
c Interest
None
c Interest
A Dividend
K T Buy 10/14 K
Buy 10/17 K
Buy 11/9 .J
M T Buy 1017 K
M T
M T Buy 1017 K
M T
K T Buy 8/23 1
Buy 8/24 1
Buy 1017 1
339. Davita Inc. None L T Buy 1/14 1
340. Davita Inc Buy 1/18 J
341. Delta Petroleum Corp None L T Buy 12/16 J
342. Delta Petroleum Corp Buy 12/19 J
B "$1,00l-S2,50•i c -· $2,501-$5,non [) "$5,r;tll-Sl 5.000 E $15.DOl-$50.090
{Sc.: (\Jlurrn1s HI and D4) I' '" $5ii.ll(il-$100,000 G = $100,0lli-Sl .000,!JOU HJ ... , $1.000.001-$5,000.000 H2 ·= ·Jore than S5.00tl,OOO
2. \.",llm.: l \.)
-
\V
(3)
343.
345.
(2)
(J-P)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page20 of46 7/13/2006WARDLAW, KIMM
vn. INVESTlVIENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent childreIL See pp. 34-57 offiling instructions.)
A. 8. c. D. Income during Gross value at end of TI3nsactions during reporting period
D >scription of Assets reporting period reporting period (including trust.assets)
(I) (2) (!) (!) If not exempt. from disclosure
(2) (4) (5) Place "!X)" 3fter each asset exempt Type (e.g.Amount Type (e.g. Value Value Date: Value Gain Identity of from prior disclosure buy, sell, Code I div. rent. or Code2 Method Month- Code 2 Code I buyerisellcr
(A-H) int) CodeJ merger. Day (J-P) (A-HJ (if private (Q-W)
Delta Petroleum Corp
redemption) transaction)
Buy 12/20 J
344. Delta Petroleum Corp Buy 12/20 K
Delta Petroleum Corp Buy 12/21 K
346. Delta Petroleum Corp Buy 12/22 J
347. Delt a Petroleum Corp
348. Delta Petroleum Corp
349. Du Pont El De Nemour
350. Du Pont El De Nemour
351. Du Pont El De Nemour
352. Duke Energy Corp
353. East West Bancorp Inc
354. East West Bancorp Inc.
355. East West Bancorp Inc
356. East West Bancorp Inc
357. East West Bancorp Inc
358. East West Bancorp Inc
B Dividend
c Dividend
A Dividend
Buy 12/23 J
Buy 12/27 J
Partial Sale 8/30 J
Partial Sale 10/6 K
Sell 10/7 J
L T Buy 10/20 J
L T Buy 4127 J
Buy 4/28 J
Buy 4/29 J
Buy 5/2 J
Buy 513 J
Buy 514 J
359. East West Bancorp Inc Buy 515 1
360. East West Bancorp Inc. Buy 516 J
i. lncomc:"t. 1JiH Cndi::>:
(SccC.)hm111s f:ll and D4)
2. Vri!uc Codi.;·::;:
(S c· C.>lmnu-; Cl ;ui.l DJ)
3. V:ilu \'letliod Code;;
1 See Column C2)
A :::: SJ .000 or Jess
F .-.. .-5;0.0i.Jl·SIOO,OO(l
..,...: Sl 5,000 or less
N '·' $2:50,ij()IJ-$500,00(l
P3 = 525,001),0
-
'
-·
B
(3) (4) (I) (I}
(2)
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page 21of46 7/13/2006WARDLAW, KIMM
VII. INVEST1\1ENTS and TRUSTS - inco11¥:. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
Income during Gross \-alue at end of Transactions during reporting period 0..-scription of Assets reporting periodreporting peri.od
(including trust assets)
(2) Ifnot exempt from disclosure
(2) (!) (5)
Place "(X)" after each asset exempt from prior disclosure
Amount Code I
Type (e.g. di\·. rent or
Value Code2
Value Method
Type (e.g. buy, sell,
Date: Month-
Value Code2
Gain Code I
Identity of buyeriseller
(J\ -H) int.) mcf(jain ( ndes: :\ "" 51 ,00!) or less $1,001->2.500 C "$2.5!ll-S5,0oo D ,,, $5.lj"l-515.00U E '$15.001 ·$50.00l)
(S e c,,lnrmis f:ll and D4) F ;" :\.50.lliil .)1()0,00!J G ·.: $100,(;tll-SLOl;O,fJOO HI = $1.000.001-$5,000.llOO H2 ·= l\.fore ;han 55.000,f.>OU
Value Cn
-
------------�----------------------------- ···
379.
396.
(3)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 22of46 7/13/2006WARDLAW, KIMM
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling insttUctions.)
A. B. c. D. Incon during Gross value at end of Tt3nsaciions during reporting period
Description of Assets rcp
-
(2) (2) (3) (4) (5)
(1)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 23 of 46 7/13/2006WARDLAW, KIMM
.. -:,,-
VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57-{;f°filing'instructions.)
A. B. c. D. Income dwiog Gross value at end of Transactions during reporting period
Description of Assets (cporting period reporting period (including trust assets)
(l) (2) (1) If not exempt from disclosure
Place "(X)" after each asset exempt from prior disclosure
Amount Code I
Type (e.g. div. rent. or
Value Codc 2
Value Method
Type (e.g. buy, sell,
Date: Month-
Value Code2
Gain Code I
Identity of buyer/seller
(A'H) int) (J-P) Code3 (Q-W)
merger, redemption)
Day (J-P) (A-HJ (ifpri\'ate transaction)
397. Golden West Finl A Dividend K T
398. Guidant Corp A Dividend Partial Sale 6123 K c
399. Guidant Corp Sell 8119 K D
400. Hartford Finl Svcs Group Inc
401. Heineken N V Adr
402. Hewlett Packard Co
403. Hewlett Packard Co
404. Hsbc Hldgs Pie Adr
405. !AC lnteractivecorp
406. !AC lnteractivecorp
407. !AC lnteractivecorp
408. !AC lnteractivecorp
409. IAC Interactivecorp
410. !AC lnteractivecorp
411. Illinois Tool Works
412. Illinois Tool Works
A Dividend
A Dividend
A Dividend
c Dividend
None
A Dividend
K T
L T Buy 1017 J
L T Buy 2110 L
Buy 3/18 J
M T Buy 3/18 K
Buy 3118 J
Partial Sale 1.118 J
Partial Sale l/20 J
Partial Sale 10131 J
Partial Sale 10131 K
Sell I Ill J
M T Buy 3:1 K
Buy 1017 K
A
A
A
H3. Imclone Sys Inc None K T Buy 1117 J
il4. lmclone Sys Inc Buy I l/8 J
1. !nc•m1c. (i..iin (.. odes: A ,.,.SI ,O(j(l or less B ,, $1,001-$2.500 c '' $2,501-$5,000 E ,. Sl5.001-S50.00ii
(S
-
2. Value t . .'odc::-\:
· ··----
(2) (4)
B. c.
(I)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 24 of 46 7/13/2006WARDLAW, KIMM
VIl. ll VEST1\1ENTS and TRUSTS - income, value. transcations (includes those of the spouse and dependent children. See pp. 34,57 offiling instructions.)
A. D. In\;ome during Gross value at end of Transactions during reporting period
Description of Assets reporting pe,riod reporting period (including trust assets)
(I) (2) (2) If not exempt from disclosure
(I) (3) (5)
Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Value Gain Identity of from prior disclosure buy, sell. Month-Code I div. rent. or Codc2 Method Code 2 Code l buyer/seller
(A-H) int.) (J-P) Code3 Day U-P) (A-H) (ifprivatemerger, redemption) transaction)(Q-\V)
415. Imclone Sys Inc Buy 1119 J
416. Imclone Sys Inc Buy 11/10 J
417. Imclone Sys Inc Buy 11/11 J
418. Imclone Sys Inc
419. Immanuel HLTH/LANCAS 2.490% 07/01/30
420. Immanuel HLTH/LANCAS 2.490% 07/01/30
421. Intel Corp
422. Intl Bus Mach Corp
423. Intl Bus Mach Corp
424. JPMorgan Chase & Co
425. JP Morgan Chase & Co
426. JP Morgan Chase & Co
427. JP Morgan Chase & Co
428. Kimberly Clark Corp
429. Kimberly Clark Corp
430. Kinder Morgan Mgmt LLC
B Interest
A Dividend
B Dividend
c Dividend
A Dividend
None
Buy 11/29 J
Buy 217 L
Sell 8/4 L
K T
M T Buy 3/18 K
Buy 1017 K
M T Buy 1/21 K
Buy 1/26 K
Buy 3/18 J
Buy 1017 K
Partial Sale 8/23 J
Sell 8/25 J
L T Partial Sale 3/9 J
A
A
431. Kinder Morgan Mgmt LLC Partial Sale 618 J A
432. Kinder Morgan Mgmt LLC Partial Sale 8/29 J A
.. Tncomc:·Gain Codec:;: A ·'" $I ,000 or less B ... $1,0li 1-51,500 C "' $2,5(>1-S.'i,OOO D ,. $5.IJ(>l-515,(j()O f� "' $l5.0C1-:S50.Ci00 (S e C"lunl!JS l:l1 and D4) F .... $50.lli.il-$ IOO,DOO G = $10!J,f;(}l-Sl,OGO,DOO Hi = $L0i.i0.001-$:5.000.Gij0 H2 = h)rc lhan $5.00l//)00 · Sl5,
-
(1)
Cc) . --·----·--·-··:___ _____ ___ _______ _______ ___ ________ _______
_
435.
(2j (3)
(J-P)
Date of Report Name of Person Reporting
Page 25of46 WARDLAW, KIMM 7/13/2006
VU. INVESTMENTS and TRUSTS - income. value. tr.mscations (includes those of the spouse and dependent children. See pp. 34-57 oftiling instructions.)
A. B. c. D.
Description of Assets (including trust assets)
Income during . reporting pc!Jod Gross \-alue at end of reporting period Transactions during reporting period
FINANCIAL DISCLOSURE REPORT
If not exempt from disclosure (!) (2) (1)
(4) (5)
Value Gain Identity of (2)
Place "(X}" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value from prior disclosure buy, sell. Code2 Method Month- Code'.! Code I buyer/sellerCode l div. rent. or
Code 3 merger Day (J-P) {A-H) (if private(A-H) inl) redemption) transaction)(Q-\.\1
433. Kinder Morgan Mgmt LLC Partial Sale 11/14 J A
434. Knight Ridder Inc A Dividend Partial Sale 9/23 J
Knight Ridder Inc Partial Sale 9/26 J
436. Knight Ridder Inc
437. Knight Ridder Inc
438. Kraft Foods Inc Cl A
439. Kraft Foods Inc Cl A
440. LA CA COP AMBAC 5.000% 10/01/14
441. LA CA OW AP.FSA 5.250% 7/01120
442. LA CA USO GO FGIC 5.0% 07-01-16
443. La Canada CA USO FGI 5.750% 8/01/05
444. La Canada Flintridge 5.250% 12/01/21
445. LA CO CA MT A AMBAC C 5.000% 7/01/20
446. LA CO CA MTA FSA SF 5.000% 7/01/19
447. LA CO Pub Wks FSA 4.700% 3/01/07
448. Leggett & Platt Inc
449. Leggett & Platt Inc
450. Leggett & Platt Inc
A Dividend
c Interest
c Interest
D Interest
c Interest
D Interest
D Interest
c Interest
c Interest
A Dividend
Partial Sale 1017 J
Sell 10/10 J
L . T Buy 3/18 J
Buy 10/7 J
Sell 12/21 L
L T
N T Buy 12/8 N
Sell 8/1 L
M T
M T
M T
Sell 12/21 L
L T Buy 5/10 J
Buy 5/11 J
Buy 5/12 K
B
A
1. lnc:)me:"(ialiH C;')Jcs: A ·•· $1 ,OOfl vr less B .• $!,001-$2,500 C 0 $2,Sfi 1-$5,000 f) ... $5J)•.'l-$!5.fJOO E ... $15.001-550.000 (See (\ilumns Bl and D4) F ''· $50.0i.il-$!00,000 G = '6100.G\ll-S!,
-
R
I
I I
453.
(2) (2) (3)
(J-P) (J-P)
8/4
9/8
(5)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 26 of 46 WARDLAW, KIMM 711312006
·-'
VIL INVEST1\1ENTS and TRUSTS - income. value. tr:mscations (includes those of the spouse and dependent children. See pp. 4 $7 of filing instructions.)
A. B. c. D.
Dl."Scription of Assets (including trust assets)
Income during reporting perjod
Gross value at end of reporting period
Transactions during reporting period
If not exempt from disclosure(1) (2) (I) {I)
"(4) Place "(X)'" alter each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure buy, sen, Code I div. rent. or Code 2 Method Month- Code2 Code I buyer!se11cr
(A -H) int.) merger,Code3 Day {A-HJ (if private
(Q-W) redemption) transaction)
451. Leggett & Platt Inc Buy 5116 J
452. Leggett & Platt Inc Buy 6/22 J
Leggett & Platt Inc Buy 6/23 J
454. Leggett & Platt Inc Buy 8/3 J
455. Leggett & Platt Inc Buy J
456. Leggett & Platt Inc
457. Leggett & Platt Inc
458. Leggett & Platt Inc
459. Leggett & Platt Inc
460. Leggett & Platt Inc
461. Lexmark International Inc Cl A None
462. Lexmark International Inc Cl A
463. Lilly Eli & Co B Dividend
464. Lilly Eli & Co
465. Lincare Holdings Inc None
466. LOS ANGELES CNTY CA PUB WKS FING D Interest AUTHO AMBAC 5% 611/2021
Buy 815 J
Buy 8/8 J
Buy 8/23 J
Buy 8/24 J
Buy 1017 J
K T Buy 2/15 J
. Buy 514 J
Partial Sale 8/17 K
Sell .. 8/18 L
K T Buy 1017 J
N T
467. Lowes Cos Inc A Dividend M T Buy 1017 K
468. Macromed ia Inc None Sell L E
.-\ ·'' $1 ,llfltl or Jess B ,, $1,0!ll-S2,501l C • $2,50l-S5.000 D •· .'!!.ll-$15.000 E ::- $15.f)"J!-:550.r)(H)
(Se C•>iurnu> f:l l and D4) F "·- $5!i.OPJ -$ l!JO,POO Ci ·• $100,fJOl-Sl.!.iOO,OOO HI $l,OOO.tl01-$5,0tl0.l)(i() H2 krc
-
!
���--�������������������������������������������������
(2)
(J-P)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 27of46 WARDLAW, KIMM 7/13/2006
VII. INVESTMENTS and 1RUSTS - income. value. transcations (includes those of the spouse and dependent cluldren. See pp. 34-57 of filing iQSlruCtions.)
A. B. c. D.
Description of Assets (including trust assets)
Income during reporting pei:iod
Gross value at end of reporting period
Transactions during reporting period
If not exempt from disclosure (I) (2) (I) (I)
(2) (3) (4) (j) Place "(X)" after each asset exempt Type (e.g. Date: Identity of Amount T)pc (e.g. Value Value Value Gain from prior disclosure buy, sell. Month- buyerisellerCode I di•·. rent. or Codc2 Method Code2 Code l
(A-H) int) merger.Code3 Day (J-P) .(A-HJ (if private redemption)(Q-W)
Mattel Inc A Dividend
transaction)
Partial Sale 10/26 J469.
470. Mattel Inc Partial Sale 10/26 1
471. Mattel Inc Partial Sale 10/27 J
472. Mattel Inc Partial Sale 10/27 1
473. Mattel Inc
474. Mattel Inc
475. Mattel Inc
476. Mattel Inc
477. McDonalds Corp B Dividend
478. McDonalds Corp
479. McDonalds Corp
480. Medco Health Solutions Inc None
481. Medco Health Solutions Inc
482. Medco Health Solutions Inc
483. Medco Health Solutions Inc
484. Medco Health Solutions Inc
485. Met WTR SO CA GO SER 5.000% 3/01117 D Interest
486. Metro Wtr Dist CA 5.000% 7/01/17 D Interest
Partial Sale 10/28 J
Partial Sale 12/1 1
Partial Sale 12/2 1
Sell 12/5 1
L T Buy 1017 1
Buy 11/3 K
Buy 1114 J
M T Buy 3/2 1
Buy 3/30 K
Buy 1017 1
Buy 1114 K
Buy 1117 K
N T Buy 3117 N
Sell 12/21 M B
A "" 51,00tl or less B '" $!,0!!1-'>2.SO!i c ,, $2,501-$5.00!l t: '" s 15.001 -550/;()!J
(Slurn11s f:l t and f.14) F -•$50.001-$!00,000 G =$l00,Glll-Sl,Ufil),(, )(J HI '" $i,OOO.O!>l-S5.G
-
(4)
-550.0l .. J
I
I I
487.
(I) (IJ
{J-P)
(5)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 28of46 7/13129,96WARDLAW, KIMM
VII. INVESTIVIENTS and TRUSTS - income. value. transcations (includes those of tl1e spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
lncorre during Gross value at end of Transactions during reporting periodDescription of Assets reporting peri.od reporting period
.(including trust assets) Ifnot exempt from disclosure
(I) (2) (2)
(2) (3) Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Gain Identity of Value from prior disclosure Code2 Method buy, sell, Month- Code'.? Code l buyerfsellerCode I div. rent or
CodeJ merger. Day (ifpri;-ate(J-P) (A-HJ(A-H) int) redemption) transaction)(Q-W)
Microsoft Corp B Dividend M T Buy 3/10 J
488. Microsoft Corp Buy 3/18 K
489. Microsoft Corp Buy 1017 J
490. Millennium Phannaceuticals Inc
491. Millennium Phannaceuticals Inc
492. Millennium Pharmaceuticals Inc
493. Millennium Phannaceuticals Inc
494. Millennium Phannaceuticals Inc
495. Millennium Pharmaceuticals Inc
496. Millennium Phannaceuticals Inc
497. Millennium Phannaceuticals Inc
498. Millennium Pharmaceuticals Inc
499. Millennium Pharmaceuticals Inc
500. Millennium Phannaceuticals Inc
50 I. Millennium Pharmaceuticals Inc
502. Millennium Pharmaceuticals Inc
503. Millennium Pharmaceuticals Inc
None K T Buy 4/8 J
Buy 4/11 J
Buy 4/12 J
Buy 4/13 J
Buy 4115 J
Buy 4/18 J
Buy 4119 J
Buy 4/20 J
Buy 4121 J
Buy 4/22 J
Buy 4125 J
Buy 4/26 J
Buy 4/27 J
Buy 4/27 J
504. Millennium Pharmaceuticals Inc Buy 4/28 J
l. l ncc>me.:Gain Cr)t.ics:
(Sec Clllunms HI and D4)
. VcilucCoch.: :
(Sec l\'"'""'s Ct auJ [).')
tS,,c Column C'.'.)
A " 5' J .oon or less
F ·" S50.ll01-$JIJ0,00\)
::::Sl5,000orlcss
N "' )250,00!J-$500,01.10
PJ '" S25,fJ01J.Olll-$5Ok V:duc
B
G
K
0
R
V
,, $1,00l-52,500
". $10\l.Glll-Sl.VOll,WO
= $15.0\lJ-$51J.OOO
= $5rr.J.iJlll-Sl.OOO,f1llO
.. ,, Cost (Real Estate Onl;-J
= Otlicr
C
Hl
I.
p I
P4
S
W
"$2,501-55,1.;on
= $ i ,000.001-'55,000.000
= $50,00J-$l
-
(5)
··-·-----·-····----------------------------------------------------
(2) (2)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page29 of46 7/13/2006WARDLAW, KIMM
-V1L INVESTh'IENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. Sec pp. 34-57 of tiling instnu:tions.)
A. B. c. D.
Income during Gross value at end of Transactions during reporting period·.· Description of Assets reporting peri.od reporting period
(including trust assets)
(I) (2) (1) Ifnot exempt from disclosure
(!) (3) (4)
Place "(X)" after each asset exempt from prior disclosure
Amount Code 1 (A-H)
Type (e.g. div. rent. or int)
Value Code2 (J-P)
Value Method
Code3
(Q-W)
Type (e.g. buy, sell, merger, redemption)
Date: :-.fonth-Day
Value Code '.! (J-P)
Gain Code I (A-H)
Identity of buyer/seller
(ifpri\-ate transaction)
505. Millennium Pharmaceuticals Inc Buy 4/29 1
506. Millennium Pharmaceuticals Inc Buy 512 1
507. Millennium Pharmaceuticals Inc Buy 512 1
508. Millennium Pharmaceuticals Inc Buy 5/3 1 ;.
509. Millennium Pharmaceuticals Inc Buy 1017 1
510. Monterey CA Cops Nat 4.7S0% 8/01/17 B Interest L T
SI I. Mt Diablo CA USO FSA 4.62S% 8/01/17 c Interest M T
512. National Instruments Corp A Dividend K T Buy 1/26 1
513. National Instruments Corp Buy 1/27 J
514. National Instruments Corp Buy 411 J
SIS. National Instruments Corp Buy 414 J
516. National Instruments Corp Buy 1017 J
517. Nestle Nam Spon Adr B Dividend L T
518. New World Fund Inc RS D Dividend 0 T Buy 3/18 K
519. New World Fund Inc RS Buy 7114 L
'520. New World Fund Inc RS Buy 12/28 J
52 l . Nthm CA Pwr Ref 3-A S.S00% 710 !/OS
S22. Novartis Ag Nam Spon Adr
c Interest
A Dividend
Sell 711 L
L T Buy 1017 K
! . lnconlC.:(fain C'odi.::>: :\ •• $ i ,OO!l or less B •• $!,OOI-S2.500 C ::. $2.50 I S5.000 D •• $SJ/"i-S 15,fJOO E .. S !5.(101-550.!ll�i (Sec (\1lmrn1:; BI and D4) I' "·' }50.0i.il-'5 WO,i.i()() G = $100,0lll-SI. HI = $ L000.001-$5,000.000 H2 ·= l\for< chan SS.OOOJ>()I!
2. \.aJuc Codi.:$: .-..: 515,000 or less K =$15,001-$50,000 I.. = $50,001-$ll)(J.000 M = $1'>).:;01-$250.('A)IJ
(Sc Cc,lurn11s C ! aud D.l) 1'i ·. $250/J00-5501!/H.llJ 0 $500,001-Sl.OOO,DOO P.1 = $1.000.\ll.ll-$5,000.GOO 1 2 = $:i.l'..·).00l-$25,00ll,f)OO
l'J ·= S:?5,00C1k Value V =Other W =Estimated
-
,
A
(2) (3)
(e.g.
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page JO of 46 711312006WARDLAW, KIMM
vn. INVESTMENTS and TRUSTS - income. value. transcarions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. 8. c. D.
lncorre during Gross value at end of Transactions during reporting period Description of Assets reporting perid reporting period
(including trust assets) If not exempt from disclosure
(I) (!) (2) (I) (-f) (5)(2)
Place "(X)" after each asset exempt Type (e.g.Value Value Date: Value Gain Identity of Amount T}pefrom prior disdosure buy, sell. Code 2 Method :-.tomh- Code'.! Code I buyerisellerCode I div. rent. or
(A-H) int.) (J-P) Code 3 merger, Day (J-P) (A:H) (ifpri -ate (Q-W) redemption) transaction)
523. Oakland CA USD Alame 5.000% 8101119 D Interest M T
524. Oceanside CA COP AMB 5.000% 5101120 B Interest K T
525. Omnicom Group Inc B Dividend M T
526. Orange Cops Police 4.600% 8/0 I/ I 0 c Interest M T
527. Palos Verdes CA Libr 5.000% 8/01/16 c Interest M T
528. Pepsico Inc B Dividend M T Buy 1017 1
529. Potash Corp Sk US$ Adr A Dividend K T Buy 10/28 K
530. PR PFC FGIC (P) 5.250% 8101/31 D Interest N T
531. PR Pub Bldg Au Rev 4.500% 7101122 D Interest M T
532. Procter & Gamble Co A Dividend K T Buy 3/18 1
5 33. Procter & Gamble Co Buy 1017 K
534. Radioshack Corp A Dividend Buy 1017 1
535. Radioshack Corp Partial Sale 12/8 J
536. Radioshack Corp Partial Sale 12/9 K
537. Radioshack Corp Sell 12/9 J
538. Raytheon Company Dividend Sell 618 L D
. 539. Rio Tinto Pie Adr B Dividend M T Buy 1017 K
540. Riverside CA Cop 4.750% l 2/0l /12 B Interest L T
-·--··--··-·-·-····
I ncr.Hnt:·Ci.iiH (.. nJcs: :\ "" $I ,01)(! or less B ··•· $l,0re than 55.000,000
.?. \-alut: t.\ d\;"s: · S.15,000 or less K = $15.0ll 1-$5
PJ •• S25,00l.l.Otll-$5!i,00().lliJ0 P4 = S.'.'.for tl1an $50,000,(Jl)(l
Q "'· i\ppmisal R ·. Cosl (Roal Estate Only) S = Assesslllcnt T = Ca;lt \ larkct
1S.. :c ('olumn C2) l.1 ·•• B1>ok Value V ... Other W =Estimated
-
(4)
·-----·-· ·------------------------------------------------------
(!) (5)
542.
544.
519
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page 31of46 WARDLAW, KIMM 7/1312006
VIl. INVESTh1ENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent cluldren. See PP.:34-57 oHiling".instructions.)
A. B. c. D.
Oe5cription of Assets (including trust assets)
Income dwing reporting pe!iod
Gross value at end of reporting period
Transactions dwing reporting period
(!) (2) (I) (2) If not exempt from disclosure
(2) (3) Plac "(X)" after each asset exempt from prior disclosure
Amount Code I
Type (e.g. div. rent. or
Value Code2
Value Method
Type (e.g. buy, sell,
Date: Month-
Value Code2
Gain Code I
Identity of buyer/seller
(A-H) int) (J-P) Code3 (Q-W)
merger, redemption)
Day (J-P) (A-H) (ifpri;-ate transaction)
541. Royal Dutch Shell ADR D Dividend M T Buy 1017 K
Sacra CA CAP Imps AMBAC PREREF 5.5% 12-1- c Interest M T 18/6-1-11
543. Sacra CA Mud S MBIA 5.000% 11/15/15 c Interest M T
Sacra City Fin Auth 5.500% 12/01/18 c Interest M T
545. San Diego CA Redev 4.75% 9/1/18 c Interest M T
546. San Diego CA Cop MBI 4.800% 8/15/11 c Interest M T
547. San Diego Cop North 5.000% 11/15/11 c Interest Sell 12/21 L A
548. San Fran Arpt 2nd-15 4.700% 5/01/12 B Interest L T
549. San Fran CA Redev AG 5.000% 7JO1/17 B Interest L T
550. San Fran CA Redev AG 5.250% 7/01/18 c Interest L T
551. San Fran City & Co 4.750% 7/01/12 B Interest L T
552. San Francisco CA ST Bldg Auth Lea e Rev 5% A Interest N T Buy 12/21 N 12/1/2020
553. San Jose CA Redev 04 5.250% 8/01/10 E Interest N T
554. Santa Barbara CA Red 5.000% 3/01/19 D Interest M T
555. Santa Clara CA Trans 5.000% 6/01117 B Interest L T
556. SAP AG Spon ADR A Dividend L T Buy 516 J
557. SAP AG Spon ADR Buy 519 J
558. SAP AG Spon ADR Buy J
i. lncnmc::{i.iin \ nd1::>: A " SI ,Of}t.) or less B "$1,001-52,500 C ,, $2,501-55.00!) D ., . $).fi
-· \',1iuc(\>d.->· =S15,fJ00orlcss K = J:i5.00l-}5.0t.l'J L $50,001-Sl
-
(4)
559.
(2) (I)
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reportin g Page32 of46 111312006WARDLAW, KIMM
VIl. INVESTMENTS and 1RUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)
A. B. c. D.
Income during Gross ,-aJue at end of Transactions during reporting period Description of Assets reporting peripd reporting period .
(including lruSt assets)
(I) (2) If not exempt from disclosure(1)
(2) (3) (5) Place "(X)" a fter each asset exempt Amount T}pe (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent or Code2 Method buy, sell, Month- Code2 Code 1 buyer/seller
(A·H) int) CJ-P) Code3 merger, Day (J-P) (A-H) (if private
(Q-W) redemption) transaction)
SAP AG Spon ADR Buy 5/10 J
560. SAP AG Spon ADR Buy 5/11 J
561. SAP AG Spon ADR Buy 5/12 J
562. SAP AG Spon ADR
563. SAP AG Spon ADR
564. SAP AG Spon ADR
565. SAP AG Spon ADR
566. SAP AG Spon ADR
567. SAP AG Spon ADR
568. SAP AG Spon ADR
569. SBC Communications
570. SBC Communications
571. Schlumberger Ltd
572. Semtech Corp
573. Semtech Corp
574. Semtech Corp
575. Sepracor Inc
576. Sepracor Inc
B Dividend
B Dividend
None
None
Buy 5113 J
Buy 5/16 J
Buy 5111 J
Buy 5/18 J
Buy 5119 K
Buy 5120 J
Buy 5123 J
K T Buy 3110 J
Buy 3/18 J
M T Buy 10/7 K
K T Buy 2/22 K
Buy 3118 J
Buy 1017 J
L T Buy 1/28 J
Buy l/31 J
..; ,. SI .oon or less B '' $!,001- 2,500 C · .. $2,501-55.liOO D ,, $SJ1•.>l-SI 5.CJtlO E • $t5.001-S5fJ.OOO
(Sec Cdmnus Bl and D4) F .... $50.ll01-$l00,(i00 G = $1.00,Glll-Sl.OOll,OOli HI = $!,000.1.\\Jl-$5,000.lii.iO He = 1\·krc lhau S5.00ll,f!llO
7.. Value l\xk.·s: · Sl5,00i• or less K = $15,001-$50,0cl(J l. "$50,00 M = )t•;D.\'fll-$250,0ll()
(Sec• (\>lurnus Cl auJ D.') N . .., $2:i0,000-$500,00f) (l = $500.0ll 1-S I .l JO,OOIJ Pl = $1.0PiJ.!JfJt-$5,00f!.OOO P2 ··= S5.t iD.!JOt-$c5.0C{l,fJOO
['J = $25,fJOO.Olll-$51),0llO.ll•iO P4 = $\for thJn 550,iJO\l,OtliJ
Q '·'· 1\ppraisal R ·=.- Cosr (H al Estate Only) S Assessment T '·' Ca;lr\larkct
l Sec Column C ) I: - Bl>Ok Value V =Other W = EstirnuteJ
-
..
---·-·--·· ·--·--·-·-·-----------------------------------------------------
(I) (2) (3)
577.
FINANCIAL DISCLOSURE REPORT
Page33of46 Name of Person Reporting
WARDLAW, KIMM
Date of Report
7/13/2006
VII. INVESTMENTS and 1RUSTS - income. value. transcations {includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. ·o-.
Income during Gross value at end of Transactions during reponing period Description of Assets reporting period reporting period
(including trust assets) If not exempt from disclosure
(I) (2) {I) (4) (5)(2)
Place "{X)" alter each asset exempt from prior disclosure
AmoU11t Code I (A-H)
Type (e.g. div. rent. or int.)
Value Codc2 (J-P)
Value Method Code3
(Q-\V)
Type (e.g. buy, sell, merger, redemption)
Date: Month-Day
Value Code2
(J-P)
Gain Code 1 (A-H)
Identity of buyer/seller (ifpri;-ate transaction)
Sepracor Inc Buy 4126
578. Sepracor Inc Buy 4/27
579. Sepracor Inc Buy 4/28 K
580. Sepracor Inc Buy 8/30 K
581. Sepracor Inc Buy 8/31 K
582. Sepracor Inc Partial Sale 10/14 L
583. Siemens Ag Adr A Dividend L T Buy 6115 K
584. SLM Corp c Dividend M T Buy 1017 K
585. Southwest Airlines A Dividend K T Buy 1017 J
586. Sprint Nextel Corp A Dividend K T Buy 11/4 K
587. Sprint Nextel Corp Buy 1117 J
588. State Str Corp A Dividend L T Buy 5124 L
589. Suncor Energy Inc US$ Adr A Dividend L T
590. Sunnyvale CA CTFS 98 5.000% 10/01/17 B Interest L T
591. Syngenta Ag Adr B Dividend Sell 8/11 L c
592. Time Warner Inc A Dividend L T Buy 1017 1
593. Time Warner Inc Buy 11/14 K
594. UmpQua Hldgs Corp A Dividend K T Buy 414 J
A "'" $1.00(• or less B • $1,001-52.500 c · :: $2.5f!l-55,00(J D ""S _,X'l-SI 5,0(;() E •• $15.001-SS0.000
(Sc,.,l\,ltmuiS f.ll and D4) I' =$50.001-SIOO,OOO G $100,001-SJ tlOO,OOO HI = $ ! .ooo.mH-$5,000.liOO H2 = k:r [han S5.IJ\J\),f)Qij
2. Vulrn; (.. i.1
-
(I)
B.
(!) (2)
(e.g.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page34 of46 WARDLAW, KIMM 7/13/2006
VIL INVESTl\1ENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instnictions.)
A. c. D. Incom! during Gross \"lllue at end of Transactions during reporting period .
Description of Assets reporting period reporting pe_riod (including trust assets)
If not exempt from disclosure (I)(2) (2) (3) (4) (5)
Value Value Type (e.g. Date: Value Gain Identity of Codc2 Method buy, sell, '.\fonth - Code:? Code I buyer/seller
Place "(X)" after each asset exempt Amount Typefrom prior disclosure Code I div. rent. or
merger,
(Q-W) redemption) transaction) (A-H) int.) (J-P) Code3 Day (J-P) (A-HJ (ifpri\-ate
595. Unilever N V NY Shs Adr B Dividend L T Buy 3/ 1 0 J
596. Unilever N V NY Shs Adr Buy 11/10 J
597. Union Pacific B Dividend M T
598. United Parcel Service Inc
599. United Parcel Service Inc
600. United Technologies Corp
601. Univ of CA Research 5.000% 9/01/14
602. Unocal Corp
603. Verizon Communications
604. Verizon Communications
605. Virgin Islands PFA 5.000% 10/01/07
606. Vodafone Group Pie Adr
607. Vodafone Group Pie Adr
608. Washington Mut Inc
609. Washington Mut Inc
610. Washington Mut Inc
A Dividend L T Buy 4115 K
Buy 1017 J
B Dividend M T Buy 1017 J
c Interest Sell 12/21 L
A Dividend Sell 8/l l L
B Dividend K T Buy 3/18 J
Buy 1017 J
D Interest N T
B Dividend L T Buy 3/18 J
Buy 1017 J
c Dividend M T Buy 2/17 L
Buy 3/18 K
Buy 12114 J
A
E
611. Washington Mut Inc Buy 12/19 J
612. Washington Mut Inc Buy 1017 K
:. lncnme...Gaiu CnJi.::;:
(Sc (.',,lumus f:ll and D4)
2. \/aJm; \..'och.'$"
(St."\' C"-1harn15 c·: a11\i [)})
V 1lut.> \·lethod c ·ode-s
t s e Column C2)
A :;:· $1 .OOtl or less
f :: $50.01.il-Sl IJO,liO!J
.;:;- Sl 5,000 or less
N ....,.. '5250,000-5;500.000
1'3 ·= 5 5,(JOO,Oll 1-$50.0l'IJ.OtiO
Q ""Appraisal
I.' "' Bok Value
B
R
V
s 1,on 1- 1.5on
=Cost (R"al Estate Only)
= Other
C •• $2,501- 5.UU()
HI '·'$i,OOO.OfJl-$5,000.000 1:1:? =1'kre,hanS5,011ll,(. lU
L = $50.001-$!tj0.000 M = l'-0.•XJl-'5'.'.5ll,Ollti
Pl = $1,01. 1.001-$5,000.000 P2 = $5.\
-
(3)
0 . ... (J!-$'.'.50,0lliJ
(4) (5) (I)
(J-P) (Q-W)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page 35of46 WARDLAW, KIMM 7/13/2006
V1L INVESTh1ENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent cln1dreJL See pp. 34-57 of tiling instnJ\:tions.)
A. B. c. D.
Description of Assets (including trust assets)
Income during reporting period
Gross value at end of reporting period
TT3nsactions during reporting period
(I) (2) (2) (I) If not exempt from disclosure
(2) Place "(X)" after each asset exempt (e.g.Amount Type (e.g. Value Value Type Date: Value Gain Identity of from prior disclosure buy, sell. :l.lonth-Code I div. rent or Code 2 Method Code'.! Code I buyeriscllcr
(ifpri\-ate(A-H) int) merger,Code3 Day (J-P) {A-H) redemption) transaction)
613. Washington Mut Inc Buy 11/10 J
614. Washington Mut Inc Buy 12/13 K
615. WD-40 Company A Dividend Sell 9/22 J A
616. Weatherford Intl Ltd None L T
617. Wellpoint Inc (Anthem Inc)
618. Wellpoint Inc (Anthem Inc)
6 19. Wells Fargo & Co New
620. Wells Fargo & Co New
621. West Contra Costa HL 3.000% 7101109
622. Westlands CA Wtr Dis 5.250% 9/01/17
623. Whole Foods Market
624. Williams Sonoma Inc
625. XL Capital Ltd
626. XL Capital Ltd
627. Zymogenetics Inc
628. Zymogenetics Inc
None
c Dividend
D Interest
D Interest
A Dividend
None
B Dividend
None
M T Buy 1/5 J
Buy 1017 K
M T Buy 3/18 K
Buy 1017 J
M T
M T
L T
K T Buy 1017 J
L T Buy 3/18 J
Buy 1017 K
J T Buy 12119 1
Buy 12120 1
629. Zymogenetics Inc Buy 12/21 1
1630. Zymogenetics Inc Buy 12/22
A S 1,001! or less B ... $1,0!11-52,500 C ,., S2,50!-S5,000 f.: ·:: $15.001-550.000
(Sc c,,h,,rnL> f:l l and Do.!) f' ,, $50.001-$ lfJO,\iOtl G = $ tO!J.OG.!-$1.000,00t.i Hl ·= $LOOO.tl01-S5,000.ll00 H2 = 1'.kr.: than S5,UGll,OOO
·= S 15,000 or le':>S K $I 5,0tl l -$S•.l.OOfJ L = $50,0 1-$lO(J.OIJ0 M = $J•i'
1" ·" $250,iJOIJ-$500,000 0 = $500,00l -Sl .000,000 Pl ·= Sl,OOO.\)(J!.$5,000.0UO P2 = SS.;:-.1-;3)()1-$'.'.5.0fi\l,OOO
P3 ·= S25,000,00 l -$St.i,OOO.ll00 P4 = $;\for tl1Jn S50,lj00,0ll0
Q '"Appraisal R = Cos1 (R al Estate Only) S .: Assessment T · = Ca;h \larkct
(:-)r..:c Cobmn C ) u ·= Bl'ok Value v =Other W =Estimated
-
(4)
J
B c . . [) E
v w
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 36 of 46 7/1312006WARDLAW, KIMM
VII. INVESTMENTS and TRUSTS
A.
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
631.
632.
Zymogenetics Inc
SSGA Tax Free Money Mar FDS
633. •Brokerage Asset Acct
- income. value. transcations (includes those of the spouse and dependent clnldren. See pp. 34-57 of filing inslnl.:tions.)
B. c. D. Income during Gross ''3lue at end of Transactions during reporting period
reporting peri_od reporting period
Ifnot eitempt from disclosure (I) (2) (!) (2) (!)
(2) (3) (j)
Amount T}pe (e.g. Value Value Type (e.g. Date: Value daili Identity of Code I div. rent or Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) int.) (J-P) Code3
(Q-W)
merger, redemption)
Day (J-P) (A-HJ (if private transaction)
Buy 12/27
E Interest Pl T
634. Advance Auto Parts
635. Advance Auto Parts
636. Advance Auto Parts
637. Alameda Co CTFS 5.375% 12/1/16
638. Altria Group common stock
639. Berkeley CA Sch Dist. 3.875% 8/01/18
640. Burbank CA Pub Fing 5.250% 12/1/17
641. CA Ed FACS 4.250% 10/1/18
642. CA ST Pub Works 4.600% 12/1/20
643. CA ST Pub Works 4.200% 5/1/19
644 . CA ST Pub Works 5.000% 6/1/18
645. CB Richard Ellis common stock
646. CB Richard Ellis common stock
647. CB Richard Ellis common stock
None N T Partial Sale 2/23 0 G
Partial Sale 5/24 N G
Partial Sale 7/19 N G
D Interest M T
c Dividend M T
None M T Buy 8/8 M
D Interest M T
A Interest L T Buy 5/6 L
c Interest L T
None M T Buy 12/6 M
c Interest M T Buy 8/8 M
None 0 T Transfer In 4/4 P l See #688
Partial Sale 7/14 0 G
Partial Sale 8/8 N G
648. CB Richard EHis common stock Partial Sale 10/5 N G
• $1,001-51.500 $ .501-S5.l10f1 • $5.W> J-S 1 s.r;oo s b.001-$50.00(J
(Si! (\,!tmu1:\ BI alid D4) i-: ::.! $51.U}i.iJ-'5 lOO,i.iO!J G "$'100,0tli-Sl,001.l,fiOl.i HI = $ J .OUO.!.lOt-$5.00fi.ll(iO It:! .= Mvrc i.han $5,000,00V
\."alut.: '-"n ·= S"5,fXlO,OO P4 = \for th n SS0,000,000
(! Appraisal R ., Cosi (H aJ Estate Only) s -:.": :\ss ssu icnt T "Ca>l \larkct''·
i. -.;t·c Cululiln < ·2J IJ ··- lfook Value =Other E>tirnatcd=
-
.. ,:.)5fHKil-'!il00/im1
(3)
i
(I) (!) (!) (5)
FINANCIAL DISCLOSURE REPORT Page37 of46
Name of Person Reporting
WARDLAW, KIM M
Date of Report
7/13/2006
vn. INVESThlENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D.
Income during Gross value at end of Transactions during reporting period Dl.'"Scription of Assets reporting period reporting period
(inchtding trust assets) If not exempt from disclosure
(2) (2)
Identity of
(2) (4) Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Value Gain from prior disclosure buy, sell, Month-Code 2 Method Code2 Code I buyer/sellerCode I div. rent. or
(A-H) int) (J-P) Code3 merger, Day (J-P) (A-HJ (if private reden ition) transaction)(Q-W)
649. Chula Visa CA Pub Fing 3.875% 9/1/17 None L T Buy 8/8 L
650. Coachella CA Sch Dist. 6.000% 8/1/19
651. CSUCI Fing Auth 4.750% 9/1/14
652. DPL Inc common stock
653. Dublin CA Sch Dist. 4.125% 8/1/21
654. East Bay CA Util Dist 5 .000% 6/1/18
655. Escondido CA CTFS 4.250% 9/1/19
656. Fontana CA Pub Fing 4.000% 9/1/18
657. Los Angeles Co. MTA 4.750% 7/1/19
658. Montclair CA Fing Auth 3.875% 10/1/16
659. Mountain View CA High School 4.125% 8/1/16
660. Napa Co CTFS 3.600% 4/1/17
661. Newport CA Sch Dist 5 .000% 8/ l/ 17
662. Palmdale CA Redev Agy 3.800% 9/ l/16
663. Pasadena CA Elec Rev 5.000% 611116
664. Public Storage
665. Riverside Co CTFS 3.875% I 1/1/14
! 666. Sacramento CA Util Dist 5.000% 5/15/14
None
D Interest
c Dividend
None
c Interest
None
None
c Interest
B Interest
D Interest
None
c Interest
None
D Interest
E Dividend
B Interest
c Interest
L T Buy 1015 L
M T
L T
M T Buy 10/5 M
L T Buy 5/24 L
M T Buy 1015 M
M T Buy 8/18 M
M T Buy 2/23 M
M T Buy 5126 M
M T
M T Buy 12/6 M
M T Buy 2/23 M
M T Buy 8/16 M
M T
N T
M T Buy 5/14 M
M T Buy 5124 M
$15.001-550.D(,'ii. "' "'; . Incninc.:{iJiu Cndc:,: ,\ . $I ,000 or less 'B "$!,00!-}2.50!! C ,, $2,50J-S5,WO D $5.0Pl-Sl5.fJt10 E..
(SeeC1,!umnsBJ :indLH) f G = $10\l,00!-SJ.l.i(;ll,OOli H.I = $ t.OOO.OIJl-$5,000.lli. O 112 =�fore :han $5.000,WO
... Vahn; t.'od\.·:': ''" S15,IJ00 or lc'5s K '" $15,001-S5il.OO(J L = $50,0lll-$100.0(10 !\.i = $IiJ0.1•Gl-$cS1J,Ot)i1
{St.:t" (\,hum1s Cl arn1 D.l} N .-.;: $2:50,i.>00-5500,00.f) 0 '" 50\l,Gll!-SUXill,000 1'1 = $1.000.00!-$5,0\lO,OOO P2 ·= S5.t)i,0,!j0J-$25.0f)ll,OOO
PJ = s· 5.ooo.0
-
!
-·---··---'-----------------------------------------------
I
i
(I) (!)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page 38 of 46 WARDLAW, KIMM . - .. 7/13/2006
VlI. INVESTI.\1ENTS and TRUSTS - income. va1ue. transcations (includes those orn1e spouse and dependent children. See PP· 34-s1 or ming instructions.>
A. B. c. D.
Description of Assets (including trust assets)
Inco me during reporting period
Gross value at end of reporting period
T r.insactions during reporting