keith starrett financial disclosure report for 2010

8/3/2019 Keith Starrett Financial Disclosure Report for 2010

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I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0 Report Re qtdred b) the Ethicsin Government Act ofl978(5 U.S.C. app. ,~,~ 101-111)I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )

Sta rre t t , Ke i th

4. Title (Article I I I judges indicate act ive o r s e n i o r status;magistrate judges indicate full- or part-time)A r t ic le 111 Ju dge - A ct iv e

7. Chambers or Office Address7 0 1 N. M a i n S t r e e tSui te 228Hat t ie sb u rg , M S 3 9 4 01

2. Court or Organizat ionU.S. Dis t r i c t Cour~ for the Southern Divi s ion of Miss i ss ipp~

3. Date of R e p o r t5/27/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opin ion , in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Repor t ing Per iod1/I /2010Io

12/31 /2010

R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for ea ch part where you ha ve no reportab le informat ion. Sign on last pag~

I . P O S I T I O N S . ~ R e p o . i n g individual only; seepp. 9-13 of f i l ing instructions.)~ (No repo rtable posi t ions .)O N E

POSITION1 . Off i c e r a nd D i re c to r2. Tr u s tee3.4.5.

NAME OF ORGANIZATION/ENTITYM-J-K, Inc.Trus t #1 K e i t h S t a r r e tt Se l f -e m p l oye d Re t i r e m e n t P l a n & Trus t

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)D (No r epor table agr eem ent s .)O N E

D A T E PARTIES AND TERMS1 .12 /31 /2004 Mi ss i s s i pp i S ta t e Em pl oye e s Pe ns i on Fund ; Pe ns i on U po n Re a c h i ng Age 6 02.3.


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F I N A N C I A L D I SC L O S U R E R E P O R TPag e 2 o f 22

N a m e o f P e r s o n R e p o r t i n gStarre t t , Ke i th

D at e o f R e por t5/27/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o r a n g individual and spouse ; see pp. 17-2 4 of f il ing instructions.)A. Fliers Non-Investment Income

D (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

1.2010 K e i t h S t a ~ e t t Se l ~ Em pl oye d Re t i r e m e n t P l a n a nd T rus t , In sura nc eBenefi t

I N C O M E( you r s , no t spou se s )$ 58 4 .90

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any port lon of the report ing year , complete this sect ion.(Dollor ornount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, enler la lnment .( Inc ludes those to spouse an d depen dent ch i ld ren ," see pp . 25-27 o f f i l ing i ns t ruc t ions . )

D NONE (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Na t i ona l Assoc i a t i on o f D rug 5/30/2010 - 6/5/2010 B o s t o n , M A N A D C P B o a r d M e e t in g Travel Expens es ( food , ho t e l , mi l eage ,Cour t P ro fe ss i ona ls a n d S e m i n a r a i r fa re )2. M i s s is s ip p i C o ll eg e S c h o ol o f 8 /I 1 /2 0 10 Jackson , M S Ju d g e M o o t C ou rl T ria ls Trav e l Expens es ( food and mi l eage )L aw3. Na t i ona l Assoc i a t i on o f D ra g 11/17/2010 - A lexandr i a , VA N A D C P B o a r d M e e t in g Trav e l Expens es ( food , ho t e l , mi l eage ,Cour t P ro fe ss i ona ls 11/21/2010 a i r fa re )4.5.


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FINANCIAL DISCLOSURE REPORTPage 3 of 22

N a m e o f P e r s o n R e p o r t i n gStarret t , Kei th

D a t e o f R e p o r t5/27/201 I

V . G I F T S . ( ln c l u d e ~ t h o s e t o s p o n s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 8 - 3 1 o f f i li n g i n s t r u c t i o n s ONONE (No reportable g~s.)

S O U R C E DE S CRIP T IONI.2.3.4.5.

VALU~

V I . L I A B I L I T I E S . a n c l , a ~ , h o s , o f s p o n s e a n d a e p ~ n a e n , ~ h ~ I d r , ,; ~ , ~ 3 2 - 3 3 of filing instructions.)D (No reportable liabilities.)ONE

C R E D I T O R1. T r u s tm a r k N a t i o n a l B a n k2.3.

4.5.

Real Estate LoanDESCRIPTION VALUECODE

N


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F I N A N C I A L D IS C L O S U R E R E P O R TP a g e 4 o f 2 2


D a t e o f R e p o r t. 5 / 2 7 / 2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, trattsactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[] (No reportable asse ts , orONE income , tra nsa ctions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g .,

e x e m p t from prior disclosure C o d e I di v . , ren t ,: ( A - H ) or i n t . )

I. Renta l Property No . 1 ; McComb, M S F R e n t2. Rental Property No. 2; McComb, MS E R e n t

3. Renta l Property No . 3 ; Mc Comb, MS E R e n t4. Mine ral Rts; Pike Co. ,MS Denbury Energy E Royalty5. Oak hu rst Assoc ia te s LP Non e6. P i k e C o u n t y N a t i o n a l B a n k A Dividend7. First SW Corp. Common Stock G Dividend8. Regions National Bank A I n t e r e s t9. Royalty In tere sts Fern w ood Fie ld ; Pik e Co., Non eM S1 0 . Timberland W althal l Co.,MS" C R e n t1 1 . T mberland Pike Co. , MS , :~_ ~ . C R e n t1 2 . W alker #1 Oil Investmen t , Walthal l Co. , MS A Royalty1 3 . Trust #1 K ei th Starret t Sel f-Employed Ret . F Int. /Div.P l a n & T r u s t1 4 . All investm ent decis ion s involving l i sted Royaltycommon s to cks made15. by Independent Inve s tment A d v i s o r s16. Assets of Trust

G r o s s v a l u e a t en do f r e p o r t i n g p e r i o d) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3(~-w)o wN W

N WL WJ WK TPI T

J T

PI W

PI W

J W

PI W

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, se l l , m m / d c l P y y Code 2 C o de I bu yer /se ller

r e d e m p t i o n ) ( J - P ) (A-II) ( i f p r i v a t et r a n s a c t i o n )

Redeemed 01/01/10 J Became Worth l e s s

1 7. - S L I A X M u t u a l Fu n d

I . In com e Gain C o des: A -$ 1 .00 0 or less B = $1 , 001 - $2 , 500 C = $2,5 01 - $5 .000 D = $5 .0~1 - $1 5 ,000( S ee Co l um n s B I a n d D 4) F = $ 5 0 . 0 ~ I - $ I 0 ~ . 0 0 0 ( 3 = $ 1 0 0 . 0 0 1 - $ 1 , 0 ~ 0 . 0 0 0 I l I =$1,000.001 - $5,000.000 ] 12 = M o r e t h a n $ 5 . 0 0 0 . 0 0 0

2. V a l ue Co d es J = $1 5 .0~0 o t less K = $1 5 .001 - $50.000 L = $5 0.001 - $100.~00 M = $ 1 0 0 , C O l - $ 2 5 0 .1 3 0 0(Se e Co l um n s CI an d D 3} N = $250.001 - $500.000 O =$5 0~.001 - $1 .00~.000 P I = $1 ,000.001 - $5 .000,000 P2 =$5.0~0.001 - $25.000,000

P3 =$25.000.001 - $50.090.000 P4 =More than $50.0~0.0003 , V a l ue Met h o d Co d es Q = A p p r a i sa l R = C o s t ( Rea l Es t a t e O n l y ) S =Asscssrncnt T = C a s h M m k c tIS le C olu mn C 2 ) U =B ook Valu e V = O t h e r W =Estimated

E =$15.001 - $50,000


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 o f 22


D a t e o f R e p o r t5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o , ~ e , v a t u e . ~ u n ~ o c , io ~ a . c l~ d e s , h o s e o f s p o u s e ~ , d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( in c lud in g tn ~ s t a s se t s )

P l a c e " C A ) " a f t e r e a c h a s s ete x e m p t f r o m p r i o r d i s c lo s u r e

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d{I) (2) (t ) ( 2 )

A m o u n t T y p e ( e .g ., V a lu e V a lu e T y p e ( e . g ., D at e V a l u e Gai n I d e n t i t y o fC o d e 1 di v . , ren t , C o d e 2 M e th o d buy , se l l , m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t ransact i on)

1 8 . - S L B A X M u t u a l F u n d

1 9 . - A B A L X M u t u a l F un d

20 . - E B A Y21. -Q ua lC om m., I n c .22. -M N T23 . - M I R K Q ( M i r a n t) n a m e c h a n g e d t o GENON24 . - S c h n i t z e r S t e e l In d u s t r i e s25. - Q u a d r a M i n in g26. -ContlAirl ines CI B

So ld 04 /1 6/1 0(pan)pa f l ia l se l l 07/17/10

JJ

D

C

27 . -Great Plains Energy28 . -Sigma Designs2 9 . - OZ M i n er a ls , U ld a Z in i fe x30 . - C e n t u r y A l u m i n u m

31 . -Sirius XM, f/k/a XM Satel l i te Radio

32 . -Anadigics, Inc.33 . -Rowan Compan i e s

3 4 . - EZ C h ip Se m i co n d u c to r , f /k / a L anopt icsLT D

Bu y 04 / 03 / 10So l d 05/ 28 / 10

JJ

I . I nc ome Gain C odes : A = $1 ,000 o r less B = $1 ,001 - $2 .5 00 C = $2.5 01 - $5 ,000 D = $5 .001 - $1 5 .000( See C olu mns B 1 and D 4 ) F =$50,001 - $100,000 G = $1 00 .0 01 - $ 1.0 00 .0 00 II I = $1 .0 00 ,0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

2. V a lue C o d es J = $1 5 .000 ~r l e s s K = $1 5 .0O I - $50.000 L = $ 5 0 . 0 0 1 - $ 1 1 9 0 . 0 0 0 M : $1 00.001 - $250.000( See C olu mr t s C I and D 3 ) N =$250.001 - $500.000 O =$5 00.001 - $1 .000.000 P I =$ 1. 00 0. 00 1 - $5 .0 00 ,0 00 P 2 =$ 5 .0 00 .0 01 - $2 5. 00 0, 0( ~

P3 =$25.000.001 - $50.000,000 P4 =More than $50.000.0~03 . V a l ue Met h o d Co d es Q = A p p r a i sa l R =C os! (R ea l E sta te On ly) S ~A sscssm en t T - -Cash Mar ke t1 S ee Co l um n C2) U =B ook Valu e V =O~her W =Estimated

E = $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0


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D a t e o f R e p o r t5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D (No reportable asse ts , orONE income, t ransact ions .)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

35. - S e m i t o o l , I n c .36. -Hercules Offshore37 . -Patterson Energy38 . -Mi cron Tech39 . - T a r a M o t o r s4 0. -Netlogic4 1. -Aditya Bifla Minerals4 2. -Fi rst Nickel43 . -La bo ra t o ry Corp o f Am e r i c a

4 4. -Pe dly a Lt d.4 5. -Commercial Metals Co.4 6. -L iber ty M ines4 7 . - l vemia Inc .4 8 . -Anadigi ts Inc.4 9 . - D i a n a S h i p p in g50. - I n t e l C o r p .51. -Deere and Company

I n c o m e d u r i n g Gr o ss v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e .g ., V a lu e V a lu e T y p e ( e .g ., D at e V a l u e Gain I den t i ~y o fC o d e I d iv . , re n t , C o d e 2 M e t ho d b u y , se l l , mm/dd~y C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f pr iva t e( Q - W ) t r a n s a c t i o n )

S o l d 11/17/10 J

S o l d 06/18/10 J

1 . I n co m e Gai n Co d es :( See C olu mns B I and D 4 )

2. Valu e C O d~( s ee C olu mns C I and D 3 )

3. V al ue Met h o d Co d es( See C olu mn C 2 )

A =$1,000 or lessF =$50.001 - $100.000J = $1 5 .000 o r l e ssN =$250.001 - $500.000P3 =$25.000.001 - $50.0~0.000Q = A p p r a i sa lU = Bo o k V a l ue

B=$1,001 - $2.500G =$100.001 - $1,000.000K =$15.001 - $50.000O=$500.001 - $1.000.000R =4~ost (Real Estate Only)V = O l h o "

C = $ 2 . 5 0 1 - $ 5 , 0 0 0111 =$ 1 . 0~ . 001 - $5 .000 .000L - $ 5 0 . 0 0 1 - $ 1 0 ~ . 0 0 ~P I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0P4 =M o r e t h a n $5 0 . 000 . 000S = A s s c s s m o a lW = E s t i ma t e d

D = $5 .001 - $1 5 .0001 1 2 =More than $5,000.000M =$100.001 - $250.000P2 =$5.000.001 - $25,000.000T = Cash Mar kc~

E = $ I 5 . 0 0 1 - $ 5 0 . 0 0 0


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D a t e o f R e p o r t5/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ c o , , e , v a l u e . , ,a ~ a , ~ i o n * (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportable asse ts , orONE inco m e , tra nsa ctions.)

A. B. D.D e s c r ip t io n o f A s se t s I n c o m e d u r i n g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d i n g t ru s t a ss e ts ) re p o r t in g p e ri o d0) (2)

! A m o u n t T y p e ( e . g .,C o d e I d i v . , r e n t ,(A-II) or i n t . )

P l a c e " ( X ) " a f te r e a c h a s s e texempt from prior disclosure

G r o s s v a l u e a t en do f r e p o r t i n g p e r i o d

(I) (2 ) (I) (2) (3) (4) (5 )V a lu e V a lu e T y p e ( e . g ., D at e V a l u e Gai n I d e n t i t y o f

C o d e 2 M e th o d buy , se l l , m m ~ d c [ , ~ ! C o d e 2 C o d e I b u y e r l s e l l e r( J - P ) C o d e 3 r e d e m p t i o n ) (J -P ) ( A - H ) ( i f pr iva t e

( Q - W ) t r a n s a c t i o n )

52 . - Appl e C om pu te r53. -Phosphate Holdings, Inc.54 . - Te c k C om i n co L td . * Na m e c h an g ed t o

Teck Resource s55. -Cas t le A M & Company S o l d 12/17/10 J56. - S c h n i z e r S t e e l57 . -Xi l inx, Inc. Convert ible Bond58 . -Teck Cominco Ltd . *Name changed to B u y 03/26/10 JTeck Resource s (addl)59 . -Quadra Min ing , Ltd .60 . - Ce n tu r y Al um in u m Co m pa n y61. -Whol e Food Mar ke t , Inc .62. -Dana Holdin g Corp.63 . - Sy na pt ic s, In c . S o l d 10/20/10 J64 . - No r th ga t eM i n e ra ls , l n c. S o l d 10/I0/10 J65. -Fr eepor t M cM oran Copper an d G old B u y 10/10/10 K66. - Ad va n c ed Mi c ro Dev i c e s S o l d 09/09/10 J67 . -Qu i ck Log ic Corp S o l d 02/09/10 J68. -Newmont Min ing B uy 04 /23 /10 J

AA

I . I nc ome Gain C odc s : A- S1 . 000 o r l e s s B $ 1 ,0 0 1 - $ 2 .5 0 0 C -$ 2 ,5 0 1 - $ 5 ,0 0 0 D = $5 , 001 - $1 5 , 000( See C olu mns B I and D 4 ) F = $50,001 - $1 00.000 G = $1 00.0~1 - $1 .0~0.000 It I = $ 1 ,000,001 . $5 .000.000 112 =More than $5.000.000

2. Va lue C o d es J =$15 .000 or I~ss K = $1 5 ,001 - $50.0~0 L = $5 0,00! - $1 00.00~ M = $1 00.001 - $250.000I S c e C o l u m n C I a n d D 3 ) N =$250,001 - $500.000 O -$50~ .001 - $1 .000.000 P I = $1 .0 00 .0 01 - $5 .0 00 .0 00 P 2 = $5 .0 00 .0 01 - $2 5. 00 0,0 00

P3 -$25.000.001 - $50.000.000 P 4 = M o r e t h an $50.000.0003 . V a luc M etho d C o d es Q =A pp raisal R = C o s t I Rca l Es t a t e O n l y ) S = A sscssm en ! T =:Cash Market

( See C olu mn C 2 ) U = Bo o k V a l ue V -O~ho" W =Eslimated

E = $1 5 .091 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 2 2

Name o f Pe rson R eport ingS t a r r e t t , K e i t h

D a t e o f R e p o r t5/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n co ,. e , v a l~ e , ~ r a ,~ c , lo ,~ a r i e l. d e s th o s e o / ~ e a n d dependent children; set p l ~ 3 4 - 6 0 of fi l ing instractlon~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l ud i ng t rus t asse t s )


I n c o m e d u r i n g Gro s s va l u e at e n dr e p o r t i n g p e r i o d o f r e p o r t l n g p e r i o d

(I ) (2 ) (I) (2) (I ) (2) (3) (4) (5 )A m o u n t T y p e ( e .g ., V a l u e Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m ! d d h y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

69 . -Oba g i Me d i c a l P roduc t s Bu y 0 4/16 /10 J70 . - C F H o l d in g s Bu y 0 6 /2 3/10 J71 . -Vi vus Bu y 0 7 /13 /10 J72 . -Go l dm a n Sa c ks Bond Bu y 07/20/10 K73 . -AIG Bond Bu y 07/20/10 J74 . - G enera l E lec t r ic Bo nd Bu y 07/20/10 J75 . -Mi c ron Te c hno l ogy Bond Bu y 10/04/10 J76 . -Qui c kl og i c Corp Bu y 10/26/10 J77 . - A K S tee l ing Hold ings Bu y 11/26/10 J78 . - S i r iu s Radio B uy 12/31/10 J79 . - C o m p u g e n L t d . Bu y 07/20/10 J80 . -Synapt ics Bu y 0 7 /17 /10 J81 . -Nor t hga t e Mi ne a r l Corp . Bu y 0 7 /2 4/10 J82 . - S e c u re d L o a n t o M c M i l la n & H o n e a83 . -Re g i ons Na t i ona l Ba nk Mone y Ma rke t R ed ee med 07/24 /1 0 LA cct .8 4 . -T i m be r l a nd Cop i a h Co . , MS8 5 . - Timb er l and A t t a l a Co. , MS

I . Income Gain Codes: A = $1 ,000 o r less B = $1,001 - $2.5 00 C = $2, 501 - $5 .0< ~ D = $5 , 001 - $1 5 , 000( See C olu mns B I and D 4 ) F =$50.001 - $100.000 G =$100.001 - $1 .0


9/44

F I N A N C IA L D I S C L O S U R E R E P O R TP a g e 9 o f 2 2

N a m e o f P e rs o n R e p o r t i n gStarret t , Kei th

D a t e o f R e p o r t5/27/201 I

N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i nc l ud i ng t rus t asse t s )

P l a c e " C A ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n g G ro ss v a l u e a t e n dre p o rt i n g pe r io d o f re po rt i n g p er i o d

(I) (2) (1) (2) (I) (2) (3) (4) (5 )A m o u n t T y p ~ ( e . g . , V a lu e V a lu e T y p e ( e .g ., Da te V a l u e Gain Id e n t i t y o fC o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy , se l l , mnddd~ C o d e 2 C o d e I buyer / se l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P ) (A - H ) ( i f pr i va te

( Q - W ) t ransact i on)

86. -Pike County Nataional Bank CommonS t o c k8 7 . - G u a rd i an Li fe I ns u r an c e Po l ic i es

88 . Charles Schwab Broke rage Acct . , Personal;Al l investmen t

89 . Deci s ions made by Independent Advi so rs90 . E m e r s o n E l e c t r i c C oI A Dividend91 . None92 . E n t e r p r i s e P a r t n e r s , f /k / a P i o n e e r N a t u r a l B Dividend

Res Co 93 . Q u a l c o m m In c A Dividend94 . C o n t i n e n t a l A i r li n e s None9 5. E Z Chi p Semico n d u c t or , f/ k /a L an o pt i cs NoneLtd.96 . La bora t o ry Corp o f Am e r i c a None97 . Teck Cominico Ltd. *Name cha nge to Teck A DividendResources98 . Quadra Min ing , Ltd . None99 . Netlogic Microsystems, lnc. None1 0 0 . W hole Food s M ark e t , Inc . Non e1 0 1 . Newmont Mining Convert ible Debenture A I n t e r e s t1 0 2 . V i vu s None

LJ

TSold

TTT

06/18/I 0

JJK

K

JJJJ

T

T

T

T

T

T

T

T

I . Income Gain Codes: A $ 1 ,0 0 0 or I es s B -$ 1 ,0 0 1 - $ 2 .5 0 0 C = $2.501 - $5 ,000 D = $5 ,001 - $1 5 ,000( S ee Co l um n s B I an d 1 ) 4 ) F =$50.001 - $ 100,000 G = $ 1 00 ,0 01 - $ 1.0 00 ,0 00 I t I =$ 1,0 00 .0 01 - $ 5.0 00 .0 00 112 =More than $5.0~0.000

2 . Valu e C odes J = $1 5 .000 o r l e ss K = $15 ,001 - $50.000 L = $50.001 - $100.00~ M = $1 00.001 - $250.000( See C olu mns C I and D 3 ) N =$250.001 - $500,000 O -$500.001 - $1.0(~.00~ P I = $I .0 00 .0 01 - $ 5 ,0 00 ,0 00 P 2 = $5 .0 ~0 .0 01 - $ 25 ,0 00 .0 ~

P3 =$25.0~) .001 - $50.000,000 P4 =More than $50.000.00~3 . V a l ue Met h o d Co d es Q = A p p r a i sa l R = C os t (R ea l Es ta te On ly) S =A ssessm en t T = Cash Mar kc~( See C olu mn C 2 ) O = Bo o k V a l ue V = O lher W = Eslim a ted

E = $1 5 .001 - $50.0( ~


10/44



D a t e o f R e p o r t5/27/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - i . c o = e , v o l .e . ,r a , ~ a i o , ~ a n d . ~ e s t h o s e o / s p o . s e = , d ~ e p ~ . Z e . , ~ h i ~ , ~ . : s ~ , , . 3 4 - 6 0 of f i l i ng instructions.)~ (No reportable asse ts , orONE income, transactions. )

A. B. C. D.D e s c r i p t i o n of Assets Income dur ing Gross value a t end Transactions during reporting period

( i n c l u d i n g t rus t asse ts )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

r e p o r t i n g p e r i o d of re l~r t ing per iod( I ) ( 2 ) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) ( 4 ) (5)

A m o u n t T y p e ( e . g . , Value Va l u e T y p e ( e . g . , D a t e Value Gain I d e n t i ~ y o fC o d e I d i v . , r e n t , Code 2 M e t ho d buy, se l l , m m / d d ~ y y C ode 2 C o de I b uye r/se ller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

103 . Nevada Copper Company None104. Catepil lar, Inc. A Dividend105. Newmon t Mining A Dividend B uy 04/12/10 J106. Compugen Ltd . Non e B uy 06/18/10 J107 . Ensco In t A Dividend108 . Synapt i c s Inc . None109 . Mons an to , l n c . A DividendII0. M o sa i c , Inc . A Dividend111 . Phospha te H o ld ings None112 . Freeport McM oron Copper and G o ld A Dividend113 . A K Stee l A Dividend114. Schnitzer Steel A Dividend1 1 5 . IRA #1 Al l inves tmen t dec i s i ons made byi n d e p e n d e n t1 1 6 . Inves tmen t Adv i sor s . He ld by Char l e s E Int./Div. PI TSchwab117 . -Break wa ter Rosource s L td . new118. -Energy Conver s ion Devi ces119. -Sigma Designs S o l d 05/28/10 J

J TJ TJ TJ TJ TJ TJ TJ T

J TK TJ TJ T

1 . In co m e Gain C o d es : A = $1 ,000 o r less B = $1 .001 - $2 .500 C = $2.5 01 - $5 ,000 D = $5 .001 - $15 ,000( See C olu mns B I a n d D 4 ) F ~$50,001 - $ 100.000 G =$100,00 [ - $1,000,000 I I 1 =$ 1,0 00 .0 01 - $ 5.0 00 .0 00 1 12 =M or e t ha n $5,000.000

2. Value Co&.-s J = $ 1 5 . 0 0 0 o r less K = $1 5 ,001 - $50.000 L = $5 0,001 - $100.000 M = $1 00, 001 - $250.000(Se e Co l um n s CI an d D 3) N = $250.001 - $5 00.000 O =$5 00.001 - $1 .000.000 P I =$ 1, 00 0. 00 1 - $5 ,0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $2 5, 00 0.0 00P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003 . V a l ue Met h o d Co d es Q = A p p r a i sa l R = C o s t ( Rea l Es t a t e O n l y ) S =A s s es s ment T = Cash Mar kc~( See C olmnn C 2 ) U =B ook Valu e V =O ther W = Est i m a t ed

E -$ 15 ,0 0 1 - $50.000


11/44

FINANCIAL DISCLOSURE REPOR TPage 11 of 22

N a m e o f P e r s o n R e p o r t in gStarret t , Kei th

D a t e o f R e p o r t5/27/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ (No repor tab le income, a sse t s , orONE t ransact ions .)


P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c lo s u r e

In c o m e d u r i n g G ro s s va l u e at en dr e p o r t in g p e r io d o f r e p o r t i n g p e r i o d(I) (2) (l ) (2 ) O) (2) (3) (4)

A m o u n t T y p e ( e . g . , V a l u e V a l u e Type (e.g., Da te V a l u e Gain I d e n t i t y o fC o d e I d i v ., re n t , C o d e 2 M e t ho d b u y , s e l l , mm/dd~y C o d e 2 C o d e I buyer / se l l e r( A - H ) o r in t ,) ( J -P ) C o d e 3 r e d e m p ti o n ) (J - P ) (A - H ) ( i f p r i v a t e( Q - W ) t ransact i on)

1 2 0 . - Q u a d r a M i n i n g121. - O Z M ine ra l s , L TD, f / k / a Z in i fex , L TD1 2 2 . -S i r i us XM R a d i o , Inc . , f /k /a XM Sa t e l li t e

Ra d i o (XMSR)1 2 3 . - G r e e n b r i e r C o Sold 08/25/10 J A1 2 4 . - C e n t u r y A l u m i n u m1 2 5 . - A n a d i g i c s , In c .1 2 6 . - R o w a n C o m p a n i e s1 2 7 . -A m g e n1 28 . -B an cro ft C o n v e rtib le F u n d So ld 12/22/10 J A

1 2 9 . -C ree R e s e a rc h So ld 0 3/0 8 /10 J A1 3 0 . - E b a y , I n c .13 1 . - E m e r s o n E l e c t r ic1 3 2 . - A l t e r a C o r p .1 3 3 . - A l t a ir N a n o t e c h n o l o g i e s13 4 . - EZ Chip Sem icondu c tor , f / k /a L anopt i cs1 3 5 . - M i c r o v i s io n

S o l d 10/28/10 J DS o l d 03/08/10 J

Sold 0 3/0 8 /10136. -National Semiconductor

I. Income Gain Codes:( S ee Co l um n s BI an d 1 34)

2 . Value Codes( See C olu mns C I and D 3 )

3. V al ue Met h o d Co d es| See C olu mn C 2 )

=$1,000 or less= $50, 001 - $1 00.000= $1 5 .000 ~ l e ss=$250.001 - $500.000

P 3 =$25.000.001 - $50.000.0~O=Appraisal

Bo o k V a l ue

B = $1 , 001 - $2 .500G =$100.001 - $1.000.000K =$15.001 - $50.0~OO =$500.001 - $1.000.000R =Cost (Real Estate Only)V = O ~ h ~ . ~

C = $2.501 - $5 .000I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0L =$50.1)01 - $100.000PI =$1.000,~01 - $5.000.000P4 =More than $50.000.000S = A sscssm t n tW Es t ima te d

-$5.001 - $15.04)012 =More than $5.000.000

M = $ 100.001 - $250.000P2 =$5.000.001 - $25.000.000

= C a s h M a r k e t

E =$15,001 - $50,000


12/44

FINANCIAL DISCLOSURE REPORTP a g e 1 2 o f 2 2

Name o f Pe rson Report ingS t a r r e t t , K e i t h

D a t e o f R e p o r ~5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o di ( ) ( 2 )P l a c e " ( X ) " a f te r e a c h a s s e t i A m o u n t T y p e ( e . g . ,e x e m p t fr o m p r i o r d i s c l o s u r e I Code I d i v . , r e n t ,! ( A - H ) o r i n t . )

1 3 7 . - P f i z e r1 3 8 . - Q u a l c o m m1 3 9 . - S c h n i f z e r S t e e l1 4 0 . - S e m i t o o l I n c .141 . - Synapt i cs , Inc .1 42. -Xi l in x , I n c . (Co n ver tab le Bo n d )1 4 3 . - E b a y1 4 4 . - A m e r i c an C a p i ta l , L t d .14 5. - Nor thga t e Mine ra l s Corp .1 4 6 . - C a l m a i n e F o o d s14 7 . - Merca tor Mine ra l s1 4 8 . - O b a g i M e d i c a l P r o d u c ts14 9 . - Whole Foods Marke t , Inc .1 5 0 . - S t e e l D y n a m i c s C o n v e r t i b le B o n d151. - Newmont Mining Conv er t ib l e Bond152 . -Fre e po r t Mc Moron C oppe r a nd Gol d

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3

T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d(I ) (2) (3) (4) (5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, se l l , m m / d d ? y y C ode 2 C o de I bu ye r/se ller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

Sold 08/20/10 J

Sold 08/26/10 J

Sold 12/22/10 K C

So l d 01/ 13 / 10 K C

153 . - Marke t Vec tors G old Mine rs ETF

I. I n co m e Gai n Co d es :( S C olu mns B I and D 4 )

2. V al ue Co d es( See C olu mns C I and D 3 )

3 . V a l u e M e t h o d C o d e s(See C o l u m n C 2 )

A=$1.0(X) or lessF=$50.0~1 - $100.000J =$15,000 or le~sP3 =$25.000.001 - $50.000.000Q = A p p r a i sa lU B o o k V a l u e

B =$ 1 ,0 0 1 - $ 2 , 5 0 0G =$100,001 - $1.090.000O $500.001 - $ 1 . 0 0 O . 0 0 0R =C o s t ( R eal E s t a t e O n l y )V = O t h e r

C = $2, 501 - $ 5 , 0 0 0I I I =$ 1 . 0 0 0 , 0 0 1 -$ 5 . 0 0 0 . 0 ~ 0L =$50.0~1 -

PI =$1.000.001 -P4 =More than $50.0(8) .000W -E s t imated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0112 = M o r e t h a n $ 5 , 0 0 0 .0 0 0M = $ 1 0 ~ . 0 0 1 -P 2 = $ 5 . 0 0 0 .0 O I - $ 2 5 , 0 0 0 . 0 0 0T = ~ h M a r k c ~

E = $1 5 , 001 - $50 , 000


13/44

F I N A N C IA L D I S C L O S U R E R E P O R TPage 13 o f 22

I N a m e o f P e r s o n R e p o r l in gStarret t , Kei th

D a t e o f R e p o r t5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a t u e , tr a , ~ . io , ~ a ~ c t u d ~ t h o s e o f s p o u s e o ~ a a e p e n d e ~ t children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lud in g t ru s t a s se t s ) r e p o r t i n g p e r i o dI (0 (2)

Place "(X)" after each asset i A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I di v . , ren t ,( A - H ) or i n t . )

154 . -Micron Techno logy Convert ib l e Bon d155. -Catepil ler, Inc .156. -Advan ced M icro Dev ic e s Bond157 . -X i l inx , Inc .158 . -Tata M otor s159 . -Ensco Int .1 6 0 . -U A L C o r p . B o n d161. -Teck Re sourc e s162 . -Newmont M ining

163. -Intern ational Paper164 . -Cas t l e AM & Co165. -Commercia l Metals166. -Hos pita l i ty Properl ies167 . -Advanced M icro Dev . (Conver tab le Bon d)168. -Teva Pharmaceut i ca l (Convertab l e B ond)169. -U.S. Steel170 . -Goog le , Inc .

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q -W )


(0 12) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fb u y, se ll, m r~d d/yy C ode 2 C od e I bu yer/se lle r

r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

Di v i dend

JJ

S o l d 03/08/10B u y 06/18/10B uy 06/18/I0B uy 08/25/10B uy 08/25/10B u y 08/25/10

B uy 12/01 /10B uy 06/18/10B uy 06/18/10B uy 06/I 1/10B u y 06/I 1/10

T B uy 06/I 1/10T

B u y 12/10/10

JJJ

JJ

J

K

JJ

KJ

J

I . Income Gain Codes: A = $1 .000 or less B = $1.001 - $2 .5 00 C = $2,501 - $5 ,000 D = $5 , 001 - $1 5 .000( See C olu mns B I and D 4 ) F =$5 0.001 - $100.000 G = $100.001 - $1 .000.000 It l =$1.000.001 - $5.000.090 1 1 2 = M o r e t h a n

2. V a l ue Co d es J = $1 5 .000 o r l e ss K = $15 ,001 - $50.000 L = $50.001 - $100.00~ M = $1 00.001 - $250.000ISec C olu mns C I and D 3 ) N =$250.001 - $500.000 O =$500.001 - $1.00~.000 P I = $1 .0 00 .0 01 - $5 .0 00 ,0 00 P 2 = $5 .0 00 .0 01 -

P 3 = $25 .000.001 - $5 0.000.000 P 4 = M ore Ihan $5 0.000.0003 . V a l ue Met h o d Co d es Q = A p p r a i s a l R = Co s t ( Rea l Es t a t e O n l y ) S = A s s c s s m - .~ n t T =C as h Mar k et

( S e e C o l u m n C 2 ) U =B ook Valu e V = O t h e r W =E ~imalod

E =$15.001 - $ 50.000


14/44

F I N A N C I A L D IS C L O S U R E R E P O R TPage 1 4 o f 22


D a t e o f R e p o r t5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i , ,c o m e , v o tu e , ,. ., ~ o c , io , ,s a , ,c t ,, d e s th o s e o f s p o , , s e .n d d e p e n d e n t chi ldren; see p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D c s e r ip t io n o f A s se t s I n c o m e d u r i n g Gr o ss v a l u e a t e n d T ra n s a c t io n s d u r in g re p o r t i n g p e r i o d

( i n c l u d i n g t ru s t a s s ~ ) re p o r t in g p ~f io d o f r e p o r t i n g p e r i o d] (I) (2) (I) (2) (I) (2) (3) (4) (5 )

Place "(X)" after each asset I A m o u n t T y p e ( e . g ., V a lu e V a lu e Type (e.g., D at e V a l u e Gai n I d e n t i t y o fe x e m p t f r o m p r i o r d i s cl o s u r e ! Code I d i v . , r e n t , C o d e 2 M e th o d b u y , se l l , mrnldd~/ C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) (J -P ) ( A - H ) ( i f pr iva t eI (Q.W) t r a n s a c t i o n )

1 7 1 . IRA #2 A l l inv es tment dec i s ions made b yi nde pe nde n t172 . Inv es tment A dv i s ors1 73 . -Al l i ed Cap i ta l1 74 . -Schn i tzer S tee l175. - EZ C hip Semicond u c tor , f /k / a anopt i cs L td1 7 6 . - R o w a n C o m p a n i e s1 77. -Co n t in en t ia l Ai r l in es1 7 8 . - A n a d i g i c s179 . - L ab ora tory Corp of A m1 8 0 . - B o e i n g , I n c .1 81 . -Per i lyn , I n c .182 . - In t e l Corp1 83 . -Dian a Sh ip p in g184 . - Univ e rs a l S t a in l e s s and A l loy185. - Ens co In t e rna t iona l1 8 6 . -D e e r e a n d C o m p a n y

C Dividend K TSold 04105110 J

Sold 03/09/10 J

S o l d 06/18/10 J A18 7 . -H os p i l a l it y P r ope r t i e s

I . I nc ome Gain C odes : A = $1 .000 or less B = $1 ,001 - $2 ,5 00 C = $2,5 01 - $5 .000 D = $5 ,001 - $15 ,000(See C o lum n s Bi an d 134) F = $5 0,001 . $1 09 ,090 G = $1 00,0~1 - $1 ,000.000 II I = $1 ,000.0~1 - $5 .0~0.000 1 1 2 = M o r e I h an

2. Va lue C o d es J = $1 5 .000 o r le ss K = $1 5 , 001 - $50.000 L =$5 0.001 - $100,000 M =$100,001 - $25 0,000[See C olu mns C I and D 3 ) N =$250.001 - $5 00.000 O =$5 00.001 - $1,000.000 P I =$ 1, 00 0. 00 1 - $5 .0 00 .0 00 P 2 =$ 5.0 00 ,0 01 - $2 5, 00 0.0 00

P3 =$25,000.001 - $50,000.000 P 4 = M o r e t h an $50.000.0003. Value M cwhod Codes Q = A pp raisa l R = C o st (R ea l E sta te O n ly) S = A ssessm en t T =~ h M a rkc~

( See C olu mn C 2 ) U -B ook Valu e V = O l h e r W =Eslirnated

E =$15,001 - $50.000


15/44



D a t e o f R e p o r t5/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; $ e e p p . 3 4-60 o f f i l in g in s t ru c t io n ~ )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e du ring Gro ss valu e at en d Transactions during reporting poriod

(in cluding trus t assets) reporling period o f r e p o r t i n g p e r i o dO) (2) (1) (2) (1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m ou n t T yp ~ ( e .g ., V alue V alue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure C o d e I d i v . , r e n t , Code 2 M e t ho d b u y, se ll, m m /dd/yy C ode 2 C o de I buyer / se l ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q -W ) t r a n s a c t i o n )

188 . -Marke tvecto r s Go ld ETF189. -Calepi l ler, Inc.190. -United States Steel19 1 . - M osa i c Co192 . -C.F . Industr i es193 . -Quadra In t194 . -Ne w mont M in i ng195 . Other a sse t s ow ned196. Mine ral Rights, Amite Co. , MS A Royalty J W197 . M in er a l Rights Fran k lin Co., M S Non e J W198. Min eral Rights, W althal l Co., MS None J W199 . M inera l Right s , Linco ln Co . , MS Non e J W200. Min eral Rights, Copiah Co. , MS Non e J W201. Miner al Rights, Pike County. , MS A R e n t J W202 . Minera l Right s , Marion Co . , MS None J W203 . Timber land L inco ln Co . , MS A R e n t L W204 . T ime Share Condo ; New Orleans , LA None J W

1. Income Gain Codes: A -$ 1 ,00 0 or less B = $1 ,0~l . $2 ,5 0 0 C = $2,5 01 - $5 ,000 D = $5 ,001 - $15 ,000( S ee Co l um n s B I an d I M ) F =$50,001 - $ 100,000 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 , 0 (1 0 H I = $1 ,0 ~0 .0 01 - $5 .0 00 .0 00 1 12 = M or e t ha n $5 .0 ~. 00 0

2. V a l ue Co d es J = $1 5 .000 o r le ss K = $1 5 .001 - $50.000 L =$5 0,001 - $100.000 M =$100,001 - $25 0.0~0( See C olu mns C I and D 3 ) N =$250.001 - $500.000 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 1 9 0 0 P I = $I , 000, 001 - $5 , 000.0~ O P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000,000 P 4 = M o r e t h an $50.000.0003 . V a l ue Met h o d Co d es Q = A p p r a i sa l R = C o s t ( Rea l Es t a t e O n l y ) S =A s s es s ment T = Cash Mar kc~

( Sc C olu mn C 2 ) U =B ook Valu e V = O t h L ~ r W = Est i m a t ed

E =$15,001 - $50,000


16/44


N a m e o f P e r s o n R e p o r t i n gStarre t t , Ke i th

D a t e o f R e p o r ~5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in e o ,. , , v ~ t u e , ~ , ~ a l o ,~ a . e t u d , ~ t h o s e o / s p o u s e a n d d e p e . d e . t children; see plx 3 4 - 6 0 o f f il i n g i n s t r u c t i o m ~ S---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including tam asset~)P l a c e " ( X ) " a f t e r e a c h a s s e t


I n c o m e d u r i n g Gro s s va l u e at e n dr e p o r t i n g p ~ do d o f r e p o rt i n g p er i o d

(I ) (2 ) (I) (2)A m o u n t T y p e ( e . g . , Value ValueC o d e I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q -W )

(I)T y p e ( e . g . ,b u y , s e l l ,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m / d d ~ y Code 2 C o d e I buyer / se l ler( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 2 0 5 . Note and Morlgage ReceivableI E Interest N T206. Asse t s o f M-J -K , Inc .207 . Mi ran t Corp

lnt . /Div.N o n e

J

J

TT

208 . O the r A s s e t s O wned2 0 9 . C h a r l e s S c h w a b P e r s o n a l A c c o u n t # 2210 . MS Dev .Bank Spec i a l O b l iga t ion Ci ty ofJa c kson Bond211. MS Dev . Bank Sepc ia l O b l iga t ionG reenv i l le Bon d2 1 2 . E d u c a t i o n a l B u i l d in g C o r p . B o n d

AAA

Interest KInterest JInterest J

T

T

T

213 . MS Publ i c Im provm e n t Ba nk - R idge land A I n t e r e s t JB o n d2 1 4 . M S H o m e C o r p . B o n d A Interest J

TT

2 1 5 . M S H o m e C o r p - S in g l e F a m i l y B o n d A Interest J2 1 6 . M S S t a t e B o n d B Interest K T2 1 7 . V i r g i n ia T o b a c c o S e t t le m e n t B o n d A Interest J T218 . P a rkway Eas t P u b l i c Improv em ent Bond B Interest J2 1 9 . H a r r i so n C o u n t y B o n d B Interest K T2 2 0 . T a n a n t C o u n t y , T e x a s B o n d B Interest K T2 2 1 . M S D e v e l o p e m e n t B a n k B o n d A Interest J T

1 . In com e Gain C o des: A = $1 .000 o r less B = $1,001 - $2 ,5 00 C = 5 2,5 01 - $5 ,000 D = $5 .001 - $ 1 5 . 0 0 0( S ee Co l um n s B I an d D 4 ) F = $ 50.001 - $ 100,00~ G = $100,001 - $ 1.000.000 I 11 =$1.0~0,001 - $5.000.000 1 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 D 0

2. V a l ue Co d es J = 51 5 .000 o less K = 5 15 .1 ~1 - $5 0,000 L = $50.0~1 - $1 00.000 M = $1 00.001 - 5250.0( ~( See C olu mns C I and D 3 ) N =$250.001 - $500,000 O =$500.001 - $1,00O .000 PI =$1.000.001 - $5.000,000 P2 =$5,0~0,001 - $25,000.000

P3 =$25,000.0OI . $50,0(KI,000 P4 =More than 550.000.0~03, Value M e t h o d C o d c s Q = A p p r a i sal R =Cosl (Real Estate Only) S =A s s es s ment T =C as h Mar k et( Sc C olu mn C 2 ) U = Book Value V =O ther W =Estimated

E = $ 1 5 .0 0 1 - $ 5 0 .0 ~ O


17/44


Name o f Pe rson R eport ingS t a r r e t t , K e i t h

D a t e o f R e p o r t5/27/2011

V I I . IN V E S T M E N T S a n d T R U S T S - i .c o m e .. .. I. e. ~ o ~ . ,i o n s a n c t . d ~ t h o s e o /s p o t s . ~ n d d . p ~ n d ~ n t children; see pp. 3 4 - 6 0 off i l lng ins truct ions . )~-] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )


I n c o m e d u r in gr e p o r t i n g p e r i o d

1 1 ) ( 2 )A m o u n t T y p e ( e . g . ,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d1]) 12)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3( Q -W )

T y p e ( e . g , ,buy, se l l ,

r e d e m p t io n )

(2) {3) (4) (5 )D a t e Value Gain l d e n t i ~ y o f

m m/dd~,y C ode 2 C od e I buyer / sa l ler( J - P ) (A-H) ( i f p r i v a t e


2 2 2 . M S . D e v e l o p e m e n t B a n k B o n d2 2 3 . P u e r to R i c o C o m m o n w e a lt h B o n d s

AB

InterestInterest

JK

TT

224 . Mi ss . D e v . Ba nk Sp e c i a l Obl i ga t ion Ja c kson BPub . Sc hoo l D i s t .225. Mis s . Bu s ines s F inance Corpora t ion B

InterestInterest

KK

TT

226. Lownde s Co . M i ss So l i d Wa s te D i sp .Po l l u t ion Bond s227 . Mi ss . D e v . Ba nk Spe c . Obl i g . Mun i . Ene rgyA g e n c y228 . Mi ss . Bus i ne ss F i n Corp Gul fOpp ZoneN o r t hr o p G m m m a n2 2 9 . Ha r r i s Co . Hou s t on , TX Spor t s Aut ho r i t y

B Interest

A Interest

A Interest

A Interest

KK

TT

R e d e e m e dT

12/10/10 K D

12 30 . M i ss . Hosp . Equ i p . Fa c i l i t ie s A Interest J23 1. Mi ss . D e v . Ba nk Sp e c i a l Obl i g . Ca p i t a l B Interest KProjects2 3 2 . Tob acco Se t t l . F ine . Corp of L A A Interest J

TT

23 3 . Mi ss . D e v . Ba nk Spe c . Ob l i g . Mun c . Ene rgy BA g e n c y2 3 4 . M i s s . H o m e C o r p . S i n g le F m l y . M o r t g a g e A

InterestInterest

K

JT

T23 5 . Pue r t o R i c o Com m onwe a l t h In t r a AF i n c a n c i n g2 3 6 . P u e r t o R i c o C o m m w e a l t h I n t ra . F i n a n c i n g A

InterestInterest

JK

T

T

23 7 . Ente rpr i s e P rodu c t ion P a r tne rs L P A Dividend So l d 1 0 / 2 0 / 1 0 K E23 8 . Mis s . Dev e lopment Bank Spec i a l O b l iga t ion A Interest J Buy I 11/02/10 J

I . Income Gain Codes: A =$1,000 or less B -$ 1 ,0 0 1 - $ 2 ,5 0 0 C = $2,5 01 - $5 ,000 D = $5 .001 - $1 5 .000( S ee Co l um n s B 1 an d D 4) F =$50,001 - $100,000 G = $ 1 0 0 . 0 0 1 - $ I , O 0 0 , ( Y O 0 ] I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 ( K L 0 0 0 I 12 = M o r e t h a n $ 5 . 0 0 0 , 0 0 0

2 . Valu e C odes J =$15.000 o~ less K =$15.001 - $50.00~ L =$50.001 - $100,000 M =$1 00.001 - $250.000( See C olu mr ~ C I and D 3 ) N =$250,001 - $500.000 O =$5 00.001 - $1 .00~.000 P I = $1.000.001 - $5 .000,000 P2 -$5.000.001 - $25,000.000 .P3 =$25,000.001 - $50.0~0,000 P 4 = M o r e t h an $50.000.000

3 . V a l ue Met h o d Co d es Q = A p p r a i sa l R = Co s t ( Rea l Es t a t e O n l y ) S = A ssessm , , m t T = C a s h M a r k o{See C olu mn C 2 ) U = Bo o k V a l ue V =O~hc r W = Est i m a t ed

E = $1 5 , 001 - $50 , 000


18/44



D a t e o f R e p o r t5/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of jqling instructlon&)--] N O N E (No reportable income, assets, or transactions.)

A, B. D.Description of Assets Income dur ing Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d

(i ) (2 )i A m o u n t T y p e ( g .,C o d e I d i v . , r e n t ,(A-H) o r i n t . )


G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V a l u e Value

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q -W )

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, se l l , r n r n / d d / y y Code 2 C o d e I buyer / se l ler

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

23 9 . Mis s . S t a t e Univ e rs i ty Edu ca t iona l Bu i ld ingCorp . Bond2 4 0 . M i s s . D e v e l o p m e n t B a n k S p e c i a l O b l i g a t io n24 1. Warren Cou nty , MS G u l f O ppo r tu n i ty Z one24 2 . Warren Cou nty , MS G u l f O ppor tu n i ty Z one2 4 3 . M i s s . D e v B a n k S p e c i a l O b l g . S o u t h h av e n ,MSQS1~24 4 . Ms. D e v Ba nk Spe c Obl g , Ja c kson , MSQSIP~24 5. Warren Co, MS G u l fO pp. Z one In t . P ap .246 . Puer to R ico Co mmo n weal th I n f . F in an cin g2 4 7 . L A L o c a l G o v t . E n v io r . Facilities Comm2 4 8 . M S D e v B a n k S p e c O b l g C a p i t a l P r o j.249. MS Dev Bank Spec Oblg~250. MS Dev Bank Special Oblg~251. M S B u s F i n C o r p G u l fO p p Z o n e S o u t h M S2 5 2 . M S Hos pi t a l Equ ip . & Fac i l i ti e s2 5 3 . M S B u s C o r p P o l l u ti o n C o n t . E n t e r g y254 . Sco t sburg , I n d ian a H eal th Faci l i ty2 5 5 . S t o n e b r i d g e P u b I m p r o v e m e n t D i s t

A Interest J T Bu y 11/27/10 JA Interest J T Bu y 0 8 1 2 7 1 1 0 KB Interest L T B uy i 08/27/10 L

Interest K T B uy 108/I 1 /1 0 KA Interest J T B uy 08/ 11/ 10 JB Interest K T Bu y 08/I 1/10 KA Interest K T B uy 08/ 05/ 10 JA Interest J T Bu y 08/05 /1 0 JA Interest J T Bu y 08/03/10 JA Interest J T Bu y 07/23/10 JA Interest J T Bu y 04 / 13 / 10 JA Interest J T Bu y 03 / 19 / 10 JA Interest J T Bu y 03 / 17 / 10 JC Interest K T Bu y 12/15/10 KB Interest K T Bu y 11/19/10 KA Interest J T Bu y 1 0 / 2 1 / 1 0 JA Interest J T Bu y 0 9/0 9/10 J

1 . In co m e Gain C o d es : A = $1 ,000 or less B = $1 ,001 - $2 ,5 00 C = $2.5 01 - $5 ,000 D = $5 , 001 - $1 5 , 000(Se e Co lumn s BI a n d [ M ) F = $50, 001 - $1 00, 000 G =$100.001 - $1.000.000 III =$1,009,001 -$5.000.000 112 =More than $5,000.000

2. V a l ue Co d es J = $1 5 , 000 o r l e ss K = $1 5 .001 - $50 ,000 L = $5 0.001 - $100,009 M =$10~.001 - $250.000| See C olu mns C I and D 3 ) N -$250.001 - $500.000 O =$500.001 . $1.000.0~O PI =$1,000.001 - $5.0~0,000 P2 =$5.00~,001 o $25,000.000

P3 =$25.000.001 - $50.0~0,000 P 4 = M o r e t h an $50, 000.0003 . V a l ue Met h o d Co d es Q = A p p r a i sa l R = C o s t ( Rea l Es t a t e O n l y ) S =A s s c s s mem T =C as h Mar k el( See C oh lmn C 2 ) O -B ook Valu e V -O l h r W E s t i m a t e d

E = $ 1 5 , 0 ~ I - $ 5 0 . 0 ( 1 0


19/44

F I N A N C IA L D I S C L O S U R E R E P O R TP a g e 1 9 o f 2 2 Ia m e o f P e r s o n R e p o r t i n gStarre t t , Ke i th D a t e o f R e p o r t5 /27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing inxtruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l ud i ng t rus t asse t s )


256. MS Dev Bank Spec Oblg~

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(t) (2)A m o u n t T y p ~ ( e . g . ,C o d e I d i v . , r e n t ,( A - H ) or i n t . )

A Interest

A Interest

A InterestA Interest

A Interest

A Dividend

257. MS Dev Bank Spec Oblg~

258. P e a r l R i v e r, M S C o m m C o l l e g e U n i tH o u s i n g

259. C h o c t a w C o . A L R e v e n u e

2 60 . F I ow ood , M S T ax I nc r em en t F i nanc i ng

2 6 1 . G r a y P l a i n s E n e r g y

2 6 2 . N e w m o n t M i n i n g

2 6 3 . N e w m o n t M i n i n g2 6 4 . P h o s p h a t e H o l d i n g s

2 6 5 . N e w m o n t M i n i n g2 6 6 . N e w m o n t M i n i n g

2 6 7 . G D X2 6 8 . G D X2 6 9 . R e g i o n s F i n a n c i a l

2 7 0 . Ho s p i t a l it y P r ope r t i e s

2 7 1 . H os p i t a l i ty P r op e r t i e s

2 7 2 . E n t e r gy , I nc .

A Di v i dend

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e


J T

J TJ Tj TJ Tj T

N o n e

N o n e

None

N o n e

N o n e

Di v i dend

N o n e

N o n e

N o n e

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain Identity o fbuy, se l l , m m / d d h ~ y Code 2 Code I buyer/seller

r e d e m p t io n ) ( . I - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

Bu y 08/24110 JB uy 0 7 1 2 1 1 1 0 J(add l )Bu y 0 6 1 1 0 1 1 0 JBu y 0 5 1 2 0 1 1 0 JB uy 04/22110 JBu y 0 2 1 2 0 1 1 0 JBu y 0 4 1 2 6 1 1 0 JSold 0 4 1 0 6 1 1 0 JB uy 04 / 14 / 10 J

Bu y 0 4/16 /10 JSold 04/26/10 JB uy 0 5/17 /10 JSo ld 0 6 /0 3 /10 JSold 0 6 /10 /10 JBu y 0 7 /16 /10 JSold 07/27/10 JBu y 0 8 /12 /10 K

AA

I . Income Gain Codes: A = $1 .000 or less B = $1,001 - $2,5 00 C = $2.5 01 - $5 ,0~0 D = $5 .001 - $1 5 ,000( S ee Co l um n s B I an d D 4 ) F = $ 5 0 , 0 ( I I - $ 1 0 0 . 0 0 0 G =$100.001 - $1.0O0,000 I I I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 1 1 2 = M o r e t h a n $ 5

2. V a l ue Co d es J =SI5.000 or less K = $1 5 , 0~ 1 - $50 , 000 L = $ 5 0 , 0 0 1 - $ 1 1 3 0 . 0 0 0 M = $1 00.001 - $250.000( Sc c C olu mns C I and D 3 ) N =$250.001 - $500,000 O =$50~,001 - $1.000,0


20/44


N a m e o f Person Report ingS t a r r e t t , K e i t h

D a t e o f R e p o r t5/2712011

V I I . I N V E S T M E N T S a n d T R U S T S -inc ...... l u e , transactions (Includes those of spouse and dependent children; see plx 34-60 o f f i l ing ins t ruc t ion&)N O N E (No reportable income, assets, or transactions.)


P l a c e " ( X ) " a f te r e a c h a s s e te x e m p t fr o m p r i o r d i s c l o s u r e

Income duringr e p o r t i n g p e r i o d(i) (2)

A m o u n t T y p e ( e . g .,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value


(I )T y p e ( e . g .,buy, sell,

r e d e m p t io n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m r n / d d P ~ y C ode 2 C od e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e


273 . Ho s pi t a l ity P rope r t i e s274 . Ho s pi t a l ity P rope r t i e s2 7 5 . E n t e r g y , I n c .276 . En terg y , I n c .277. En terg y , I n c .278. En terg y , I n c .2 7 9 . G D X

:280 . Ente rgy , Inc .281 . En terg y , I n c .282. En terg y , I n c .283 . En terg y , I n c .284 . En terg y , I n c .2 8 5 . E n t e r g y , I n c .286 . I n te rn a t io n a l Pap er

N o n eN o n e

A Div idendA Div idendA Div idendA Div idend

N o n eA Div idendA Div idendA Div idendA Div idendA Div idendA Div idendA Div idend

K

KK

J

TTT

Bu ySoldSoldB uyBu y(add l )SoldSoldBu y(add l )SoldB uySoldBu y(add l )Bu y(add l )Bu y

08/2411008/25/I 008/27/1009/20/I 009/28/1010/05/1010/05/1010/06/1010/11/1010/12/1010/13/1010/21/1011/21/1011/16/10

JJJJJJJJJJJJJJ

AA

AA

I. I n co m e Gai n Co d es :( See C olu mns B l and

2. V al ue Co d es( See C olu mns C I and D 3 )

3. V al ue Met h o d Co d es( See C olu mn C 2 )

A =$1,000 or lessF=$50,001 - $100,000J=$15,000 or lessN = $250, 001 - $500, 000P 3 =$25,000.001 - $50,000,000Q =AppraisalU - Bo o k Va lue

B = $ 1 , 0 0 1 - $ 2 . 5 0 0G = $1 00 . 001 - $ 1 . 000 . ~00K = $15 .001 - $50 .000O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 .0 0 0R =C o s t ( R e a l E s t a t e On l y )V :Other

C -$ 2 ,5 0 1 - $ 5 ,0 0 0I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 1 ) 0 0L =$50,001 - $100.000PI -$1.000.001 - $5,000,000P 4 = M o r e t h an $50.000.000S = A s s es s m , .m !W =Estimated

D = $ 5 . 0 ~ 1 - $ 1 5 , 0 ~ 01 1 2 =M o r e t h a n $5 . 000 . 000M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0P2 =$5 . 000 . 001 - $25 . 000 . 0~OT = C ~h Markcl

E =$15,0~1 - $50,000


21/44


N a m e o f P e r s o n R e p o r t in gS t a r r e t t , K e i t h

Date of R e p o r t5/27/201 I

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicateparlofrepart)


22/44



Date of Repor t5/27/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .I f u r t h e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Keith Starret t

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544


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I ,40 IORev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010 Report Required by the Ethicsin Go vernment Act o f 1978(5 U.S.C. app. 101-111 )I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Sta rre t t , Ke i th

4. Tit le (Ar t ic le I I I judge~ indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or part- time)Ar t i c l e I I I Judge - Ac t i ve

7. Chambers o r Office Address7 01 N . M a i n S t r e etSui te 228Hat t iesburg, MS 39401

2. Court o r Organ iza t ionU . S . D i s t ri c t C o u r t f o r t h e S o u t h e r n D i v i s i o n o f M i s s is s i p p i

3. Date of Report8/24/201 I

5a . Repor t Type (check approp r ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8 . On the basis o f the in fo rma tion con ta ined in this Report and anymod if ica t ions per ta in ing there to , i t is , in my opinion, in com pl iancewith app l icable laws and regu la t ions.

6 . Report ing Pe riodI /1/2010to

12/31/2010

Reviewing Officer D a t e

I M P O R T A N T N O T E S : T h e instruct ions accompanying this f o r m m u s t be followed C o m p le t e a l l p a r ts ,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P O S I T I O N S . ( Reporan g individual only; see pp. 9-13 of fillng instructions.)[--] N ON E (No rep ortable pos i t ions . )

POSITION NAME OF ORGANIZATION/ENTITYI. Off i ce r and D i rec tor M - J - K , Inc .2. Tr us tee T rus t #1 Ke i t h S t a r r e tt Se l f -e m p l oye d R e t i re m e n t P l a n & T rus t3.

4.5.

I 1 . A G R E E M E N T S . m ~ , o r , in g individual only; see pp. 14-16 of filing instructions.)~ (No reportable agreements . )O N E

D A T E _ PARTIES AND TERMSI . 12/31/2004 M i s s i ss i p p i S ta t e E m p l o y e e s P e n s i o n F u n d ; P e n s i o n U p o n R e a c h i n g A g e 6 02.

3.


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N a m e o f P e r so n R e p o r t i n gStarrett, Keith

D a t e o f R e p o r t8/24/2011

III. N O N - IN V E S T M E N T I N C O M E . m ep o m .g indiriduol o,dspouse; seepp. 17-24 offili, g instructionx)A. Fliers Non-Investment Income

D (No reportable income.)ONE non-investmentDA T E S O U R C E A N D T Y P E

1 .20 1 0 K e i t h S t a ~ e tt S e l ~ E m p l o y e d R e t i r e m e n t P l a n a n d T m s t , ln s u m n c eBe ne f i t

INCOME( y o u r s , n o t s p o u s e s )$ 58 4 .90

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this sectio~(Do l lar amount no t re qu ired excep t fo r honoraria . )

[] (No reportable non-investment income.)O N EDA T E S O U R C E A N D T Y P E

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, e n t e r t a i n m e n t(Includes those to spouse anddependent children," see pp. 25-27 of fil ing instructions.)

D (No reportable reimbursements.)ONESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . Na t i ona l Assoc i a t i on o f Drug 5/ 3 0 / 2010 - 6 / 5 / 2010 Bos ton , MA N A D C P B o a r d M e e t in g Trave l Expens es ( food , ho t e l , mi l eage ,Cour t P ro fe ss i ona ls a n d S e m i n a r a i r fa re )2. M is s i s s ipp i Col l ege School o f 8/I 1 /2010 Jack son , M S Judge M oo t Cour t T r i a l s T r a v e l E x p e n s e s ( f o o d a n d m i le a g e )L aw3. N a t io n a l A s s o c ia ti o n o f D r ug 1 1 /1 7 /2 0 10 - A lexandr i a , VA N A D C P B o a r d M e e t in g Trave l Expens es ( food , ho t e l , mi l eage ,Cour t P ro fe ss i ona ls I 1/21/2010 a i r fa re )4.5.


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N a m e o f Person Report ingStarrett, Keith

Date of R e p o r t8/24/201 I

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V l . L I A B I L I T I E S . (Includes those of spouse and de pendent children; see pp. 3 2-33 of f i ling instructionsOD (No re portable l iabi l i t ies .)O N E

CREDITOR DESCRIPTION1. T rus t m a rk Na t i ona l Ba nk Rea l Es t a t e L oan2.3.

4.5.

VALUECODEN


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N a m e o f P e r so n R e p o r t i n gS t a r r c t t , K e i t h

Date of Repor t8/24/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,,,e, v a l u e , , . a , ~ a . i o , ~ a n a a d e s t h o ~ e o r ~ p o u ~ e o n d dependent children; s e e p p . 3 4 - 6 0 of filing inxtructionx.)D (No reportable assets, orO N E income, transactions..)

D e s c r i p t i o n o f A s s e ts I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o dI (i) (2)P l a c e ~ ( X )~ a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

I. Renta l P rope r ty No. I; M cCom b, M S F Re n t2. Re n t a l P rope r ty No . 2 ; Mc Com b , MS E Re n t3. Re n t a l P rope r ty No . 3 ; Mc Com b , MS E Re n t4. M inera l Rt s ; P ike Co. ,M S D enbury E ne rgy E Roya l ty5. Oa kh ur s t Assoc i a t e s LP N o n e6. P ike County Na t iona l Bank A D ividend7. F i rs t S W C o r p . C o m m o n S t o c k G D ividend8. R e g i o n s N a t i o n a l B a n k A Interest9. R o y a lty In te re s ts Fem woo d Fie ld ; P ik e C o., N on eM S1 0 . Timber l and W al tha ll Co. , M S; Two Trac t s C Re n t1 1 . Timber l and P ike Co . , M S 7 T rac t s C R e n t1 2 . Walke r #1 Oi l Inves tment , Wal tha l l Co. , M S A Royalty1 3 . Trus t #1 Ke i th St a r re t t Se lf - Employed Re t . F Int . /Div.P l a n & T rus t1 4 . A l l i nves tment d ec i s ions i nvolv ing l i s t ed Roya l tyc o m m o n s t o ck s m a d e1 5 . b y Inde pe nde n t Inve s t m e n t Adv i so r s1 6 . Assets of Trust

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value


( Q - W )

O WN WN WL WJ WK TPI TJ T

PI WPI WJ W

PI W


(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e V alu e G a in I d e n t i t y o f

buy, sell, m m/dd/yy C ode 2 C o d e I buyer/sellerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e


Redeemed 01/01/10 J B e c a m e W o r l h le s s

1 7 . -SLIAX Mut ua l F und

I . I ncome G ain C odes : A = $1,000 or less B =$ 1 .001 - $2.500 C = $2.501 - $5 .000 D = $5 .001 - $15 .000I S c C olumns B 1 and D 4 ) F = $5 0,001 - $109 .000 G = $100,001 - $1,0~ 0.090 III = $1 .0O 0,001 - $5 .000.000 112 =More than $5.000.000

2. V a l u e Co d c~ J =$15.000 or less K = $ | 5 .001 - $ 50.000 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M = $ 100.001 - $ 250.000( S ee C olumns C I and D 3 ) N -$250,001 - $500.000 O +$ 50 0.0 01 - $ 1.0 00 .00 0 P I = $1.0 00 .0 01 - $ 5.0 00 .0 00 P2 =$5 .00 0.0 01 - $2 5.0 00 .00 0

P3 =$25.0~) .001 - $50.0~0,000 P4 =More Ihan $50.000.0003 . Value M eth od C odes Q = A p p r a i sal R =C os t ( R eal E s t a lc Only) S =A s s cs s mem T = Cash M ar k c l( S ee C olumn C 2 ) U =B ook Value V -Or h o" W = E st i m a t ed

E = $15 .001 - $5 0 .000


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FINANCIAL DISCLOSURE REPORTPage 5 of 22 Ia m e o f P e r s o n R e p o r t i n gStarrett, Keith D a t e o f R e p o r t8/24/201 I

VII. INVESTM ENTS and T RU STS -i .... e . value, tr .....ions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) (|) (2) (I ) (2) (3)

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e .g . , V alue V alue T y p ~ ( e . g . , Dale Valueexempt from prior disclosure i Code 1 d i v . , r e n t , Code 2 M e t h o d buy , se ll, m m/dd/yy C ode 2

i ( A- H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P )~ ( Q - W )

1 8 . -SLBAX Mutual Fund1 9 . -ABALX M utual Fund20. -EBAY21. - Q u a l C o m m . , Inc.22 . -MNT23. -MIRKQ (Mirant) n a m e c h a n g e d t o GENON24 . - S c h n i t z e r S t e e l I n d u s t r i e s25 . - Q u a d r a M i n in g26 . -Contl Airlines CI B27 . -Great Plains Energy28 . -Sigma Designs29 . -OZ Minerals, f!k/a Z inifex30. - C e n t u r y A l u m i n u m31. -Si r iu s XM, f /k !a XM Satel l ite Radio32. - An ad igi cs , Inc .33. -Rowan Companies34. -EZ Chip Semiconduc tor , f / k / a L anopt i c sLT D

So l d 04 / 16 / 10 J(par t)partial sell 07/I 7/10 J

Bu y 04 / 03 / 10 JS o ld 05 /28 /10 J

(4 ) (5 )G a i n Idenlity of

C o de I bu y e r/se ller(A-H) ( i f p r i v a t e


1. I n co m e G a i n Co d es : A =$l.000 or less B = $1 ,001 - 5 2 ,5 00 C =5 2.5 01 o $5,000( See Co l u m n s B I an d D4 ) F =$50.001 - $ 100 ,000 G =$ 100.001 - $ 1.000,000 I I I -$ 1.000 .001 - $5.000 .000

2. V a l u e Co d es J = $15 ,0~0 o r le ss K = $15 .001 - 5 50 .000 L :550.001 - 5100.0OO{ S~ :e Co lu mrts CI an d D 3) N -$ 25 0.0 01 - $5 00 .0 ~O O = $ 5 0 0 , 0 0 1 - $ 1 . 0 0 0 .1 9 0 0 PI =$1.000.001 - 55.000,000

P3 =$25.000.001 - $50.000.000 P4 =More lhan $50.000.0003 . V a l u e M et ho d Co d es Q = A p p r a i sa l R -~ost {Real I .state Only) S = A s ~ s s m c n l{S ee C olumn C 2 ) U = Bo o k V a l u e V = O ~ h ~ "r W = E sl i m a lo d

= $5 .001 - $15 , 00012 = M o r e { han $5 , 000 , 000

=5100.001 - $250.000P 2 =$5.1X~.001 - 525,000.000

- ~ ~ h M a r k e t

E =$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gStarrett, Keith

D a t e o f R e p o r t8/24/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o m e . v o t u e , t r a n s a c t io n s (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Inco m e during T ransactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d( 1 ) ( 2 )

! A m o u n t T y p e ( e .g . ,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )P l a c e " ( X ) " a f te r e a c h a s s e t


G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a l u e V a l u e


( Q - W )

T y p e ( e . g . ,buy, se l l ,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value G a i n I d e n t i t y o f

r n m / d d h ~ y C ode 2 C o de I buyer / se l ler( J - P ) (A-H) ( i f p r i v a t e


35 . - Semi too l , Inc.36 . - Hercu le s Of fs hore37 . -Pa t t e rson E ne rgy38 . -Mi c ron T e c h39. -Tara Motors40 . -Netlogic41 . -Aditya Birla Minerals42 . - F i r s t N i c k e l43 . - L a b o r a t o ry C o r p o f A m e r i c a44 . -Peri lya Ltd.45 . - Commerc i a l M e ta l s Co. S o l d 11/17/1046 . -Liberty Mines47 . - I v e m i a I n c .48 . -Anadigits Inc.49 . - D i a n a S h i p p i n g50 . - I n t e l C o q ~ .51 . -De e re a nd Com pa ny S o l d 06 / 18 / 10

I. I n co m e G a i n Co d es :( S ee C olumns B I and D 4 }

2 . V al u e Co d es( S e e C o l u m r ~ C I a n d D 3 )3 . V al u e M cl ho d Co d es

tS ec C olumn C 2 )

A -$1.000 or lessF = $5 0.001 - $f 0O , 000J:$ I 5.000 or lessN =$250.0~1 - $500.000P 3 = $ 2 5 .0 0 0 .0 0 1 o $ 5 0 .0 ~ 0 . 0~ 0Q = A p p r a i sa lU -B ook Value

B=$1,001 - $2.500G=$100.001 - $1,0~0.000K -$ 1 5 .0 0 1 - 1 50 .0 ~ )O= $5 0~ .001 - $1 , 0< ~ .0~)R =:Cost (Real Estate Only)V

C = $2, 5 01 - $5 .000tl I =$ 1.000,001 - $5.0~0,0~0L =$50,0~1 - $100.00~PI =$1,000.001 - $5.0~1,000P4 =M~e than $50.0~0.0COS = A s s ~ e s s n lc n !W E s t i m a t ed

D =$5,001 - $15.000112 =More than $5,090.000M =$100.001 - $250.000P2 =$5.000,001 - $25.000.000T = :C as h M ar k~

E =$15,001 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTPage 7 of 22 Ia m e o f P e r s o n R e p o r t in gStarrett, Keith D a t e o f R e p o r t8/24/2011

V 1 1 . I N V E S T M E N T S a n d T R U S T S - i .c o . .e . ~ l . e, , , o , ~ s a c t l o , ~ ( I n c l u d e s t h o s e of spouse and dependent children: see plx 3 4 - 6 0 o f f i l i n g i n s t r u c t io n ~ )N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing Gross va lue a t e n d(including trust assets) r e p o r t i n g p e r i o d of reporting period

O) (2) (1) (2)


(i ) (2 ) (3 ) (~ )P l a c e " ( X ) " a f te r e a c h a s s e t

e x e m p t from p rio r d isc losu re

52 . -Apple Computer53. -Phosphate Holdings, Inc.54. -Teck Cominco Ltd. *Name changed to

Teck Resources55 . -Castle A M & Com pany56 . - S c h n i z e r S t e e l57 . -Xilinx, Inc. Convertible Bond58. -Teck Cominco Ltd. *Name changed toTeck Resources59 . -Qu adra Mining, Ltd.60 . -Centu ry Al um i num Company61 . -W hole Food Mark et, Inc.6 2. - Da na H ol di ng Cor p .63 . -Synaptics, Inc.6 4 . -Nonhga te M i nera ls , Inc.65 . -Freeport McMoran Copper andGold66 . -Advanced Micro Devices67 . - Quick L ogic Corp6 8. -New m on t M in in g

A m o u n t T y p e ( e . g ., V a lu e V a lu eC o d e I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r in t . ) ( J - P ) C o d e 3T y p e ( e . g . , D a t e Value Ga inbuy, sell, m m!d d/y y C od e 2 C o d e I

r e d e m p t i o n ) ( J - P ) (A-H)

S o ld 12 /17 /I0 J

Bu y 03 / 26 / 10 J(add l )

Sold 10/2 0/10 JSold 10/10/10 JBu y 10 / I0 / 10 KS o ld 09 /09 /10 JS o ld 02 /09 /I 0 JBu y 04 / 23 / 10 J

A

A

I d e n t i t y o fb u y e r / s e l l e r

( i f pr i va t et ~ n s a c t i o n )

I . I ncome G ain C odes : A = $1 , 000 o r l e ss B = $1,001 - $2 ,500 C = $2,501 - $5 ,000 D = $5 , 001 - $15 , 000(See Colum n s B I and D4 ) F = $5 0.001 - $ 100 ,000 G ~$ 100,001 - $ 1,000,000 I I I =$ 1. 00 0, 00 1 - $ 5. 00 0, 00 0 1 12 = M or e t ha n $5 .0 0 0. 00 0

2 . Value C odes J =$15.000 or less K = $15 .001 - $5 0.000 L = $50 .0~1 - $100 .000 M = $100.001 - $25 0 .000(Se e Co hmms CI a n d D3) N = $25 0.001 - $5 00 .000 O =$5 00,001 - $1.000 .000 PI =$1.000.001 - $5.000.000 P2 =$5.000,001 - $25,000,000

P3 =$25,000.001 - $50.000,000 P 4 ~M o r e l han $5 0 .000 .0003 . Value M eth od C odes Q :A ppr a i s a l R =Cost (R eal E sta lc Only ) S :A ssess m ent T =C as h M ar ket( S e e C o h m m C 2 ) U =B ook Value V =Oth er W E s t i m a t e d

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


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D a l e o f R e p o r t8/24/2011

VII. INVESTMENTS and TRUSTS - i .... e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r ~ p o r l i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f te r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in g G ro s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2 ) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., V a lu e V a lu e Type (e.g., Dat e V a l u e G a i n I d e n t i t y ofC o d e l d i v ., re n t , C o d e 2 M e th o d b u y , se l l , m m/d d k y y C o d e 2 C o d e I b u y e r / s e l l e r

( A - H ) or i n t . ) ( J - P ) C o d e 3 f f d e m p tio n ) ( J - P ) ( A - H ) (if p r iv a te( Q - W ) t r a n s a c t i o n )

69 . - Obagi M edica l P roduc t s Buy 04116/10 J70 . - C F Hold ings B uy 06/23110 J71 . - V i r u s B uy 07/ 13 / 10 J72 . - G o l d m a n S a c k s B o n d Bu y 07/20/10 K73 . - A I G B o n d Bu y 07/20/10 J74 . - G ene ra l E l ec t r i c Bond Bu y 07/20/10 J75 . -Mi c ron T e c h no l ogy Bond Bu y 10/04 /10 J76 . - Q u i c k l o g ic C o r p Bu y 10/26/10 J77 . - A K Stee l ing Hold ings Bu y 11/26/10 J78 . - Si r i us Radio Bu y 12/31/10 J79 . - C o m p u g e n L t d . B uy 07/20/10 J80. oSynaptics Buy 07/17/10 J81 . - N o r t h g a t e M i n e a r l C o r p . Bu y 07/ 24 / 10 J82 . - S e c u r e d L o a n t o M c M i l l an & H o n e a83 . -Re g i ons Na t i ona l Ba nk Mone y Ma rke t R ed e em ed 07/24 /10 LA cct .84 . - T i m b e r l a n d C o p i a h C o . , M S85 . -Timb erland Attala Co.,MS

1. I n co m e G a i n Co d es : A =$1.000 or less B -$ 1 .0 0 1 - $ 2 ,50 0 C = $2, 5 01 - $5 , 000 D =$5,001 - $15.1)00( S c C olumns B I and I ) 4 ) F = $50 .001 - $100,000 G = $100.001 - $1 .0~0 .000 It I = $1 .000 ,001 - $5 .000 ,000 t l 2 = M o r e t han $5 , 000 .000

2. Value Codc~ . I = $ 1 5 . 1 9 0 0 o r l e s s K = $15 .001 - $5 0 .000 L = $ 5 0 . 1 9 0 1 - $ 1 0 0 . 0 0 0 M = $ 1 0 0 . 0 0 1 - $2 5 0 . 0 @ 0( S c C olumns C I and D 3 ) N =$25 0.001 - $5 00.000 O =$5 00 .001 - $1 ,00~ .000 P I = $1 ,000 .001 - $5 .000 ,000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P 4 = M o r e t han $5 0 .0~) .0~03 . V a lu e M etho d C o d es Q = A p praisa l R -~2os! (Real Estate Only) S = A ssessm en t T =C as h M ar kcl

(See Column C2) U =lzk~k Value V - Olhe r W = E st i m a l ed

E =$15,001 - $50,000


31/44



D a t e o f R e p o r t8/24/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , , ,a l ~ e , tr a . ~ a c a o . s a n c l ~ d e s , h o s e o f s p o u s e a n d d e p e n d e n t children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s se t s I n c o m e d u r i n g( i nc luding t r us t a s s e t s ) r e p o r t i n g p e r i o d

i 0) (2)Place "(X)" after each asset ! A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I di v . , ren t ,

( A - H ) or int.)

G r o s s v a l u e a t endof r e p o r t in g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e th o d( J - P ) C o d e 3


(I) (2) (3) (4) (5 )T y p e ( e . g ., Da le V a l u e G a i n I d e n t i t y o f

b u y , se l l , m m/d d h y y C o d e 2 C o d e I b uyer /se l l e rredempt ion) ( J - P ) (A -H ) ( i f p r iv a t e


86. -Pike County Nataional Bank Comm onS t o c k87 . -G ua r d i an Life Insurance Pol ic i es

88. Charles Schwab Brok erage Acct., Personal;All investm ent89. Dec i s ions made by Independent Advisors

90 . Em er son Elec tr ic Co (M) A Dividend9 1. M ed tr on ic In c. ( M ) None92. E n t e r p r i s e P a r t n e r s , f /k / a P i o n e e r N a t u r a l B DividendRes Co (M)93. Qualcomm Inc (M) A Dividend94 . C o n t i n e n t a l A i r l i n e s None

95. EZ Chip Semicondu ctor, f/k/a Lanoptics NoneLtd.96 . L abora tory Corp of A mer i ca None97 . Teck Cominico Ltd. *Nam e change to Teck A DividendResources98 . Q uadra Mining, Ltd. None99 . Netlogic Microsys tems , Inc. None1 0 0 . W hole Foods M ark et, Inc. None1 0 1 . Newm ont Mining Convertible Debenture A I n t e r e s t1 0 2 . Vivus None

JLJ

JJKK

JJ

JJ

TS o l d

T

T

T

TTT

T

TTT

T

06/18 /10

1. I n co m e G a i n Co d es : A -$1.000 or less B $1 ,001 - $2 ,5 00 C = $2, 5 01 - $5 .000 D =$5,001 - $15.000( S ee C olumns B I and D 4 ) F = $50 ,001 - $100 .000 G =$100.001 - $1 ,000.000 III =$1,000.001 - $5.000.000 112 =More than $5.000.000

2. V a lu e C o d es J = $15 ,000 o r le ss K = $15 .001 - $5 0 .00~ L = $5 0.001 - $100.000 M =$100.001 - $250 .000[S ee C olumns C I and D 3 ) N =$250.001 - $500 .000 O =$5 00 .001 - $1 .000,000 P I = $1 , 000 .001 . $5 .000 .000 P2 =$5.000.001 - $25,000.00~

P3 =$25.000.001 - $50.0~0.000 P4 =More lhan $50.000.0003 . V a l u e M et ho d Co d es Q = A p p r a i sa l R = Co s t ( Rea l E s t a t e O n l y ) S =A s s cs s mem T = ~ h M a r k e t[S ee C olumn C 2 ) U =B ook Value V = O lhe r W = E s tim a ted

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


32/44


N a m e o f P e r so n R e p o r t i n gStarrett, Keith

Date of R e p o r t8 1 2 4 1 2 0 1 1

N O N E ( N o reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( including t r us t a s s e t s )P l a c e " ( X ) " a t~ e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t endr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (1 ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fC o d e I di v . . ren t . C o d e 2 M e th o d b u y . se l l . m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f pr i va t e

( Q - W ) t ransac t i on)

103. Nevada Copper Com pany None104. Catepillar, Inc. A Dividend105. Newm ont Mining A Dividend106. Com pugen Ltd. None107. Ensco Int A Dividend

JJJ

JJ

T

TT

TT

Bu y 04/12 /10Bu y 06/18 /10

JJ

108. Synaptics Inc. None J109. Monsanto, Inc. A Div idend J110. Mosaic, Inc. A Dividend JI I I. Phosphate H oldings None J112. Freeporl McMoron Copper and Gold A Dividend K113. A K Steel A Div idend J114. Schnitzer Steel A Div idend J1 1 5 . IRA #1 All investm ent decisions made b yi n d e p e n d e n t1 1 6 . Investment Advisors. H eld by Charles E Int./Div. P1Schwab117. -Breakw ater Rosources Ltd. new

T

TT

T

T

T

T

118. -Energy Conversion Devices119. -Sigma Designs Sold 05/28/10 J

1. In co m e G ain Co des: A = $1 ,000 o r less B = $1,001 - $2.5 00 C = 5 2 . 5 0 1 - $ 5 .0 4 3 0 D =55.001 - $15.000( S ee C olumns B I and I ) 4 ) F = $ 5 0 . 0 0 1 - $ I 0 O ,0 0 0 G =$ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 I I I = $ 1 . 0 0 O .0 0 1 - $ 5 . 0 0 0 . 0 0 0 1 1 2 = M o r e I h a n $ 5 . 0 0 0 . (3 0 0

2. V a l u e Co d es J =$15.000 or less K =$15.001 - $50.000 L = 5 50 .001 - $100.0~2 M -$100 .001 - $25 0 .000( S ee C olumr ~ C I and D 3 ) N =$250.001 - $500.000 O =$500.001 - 51 .000 .000 PI =$1.000.001 - 55.000.000 P2 -$5.000.001 - $25.000.000

P3 :$25.000.001 - $S0.000.000 P4 =More than $50.000.0003 . V a l u e M et ho d Co d es Q = A p p r a i sa l R =Cost (Real Estate Onlyl S = A sscssm ~m t T :C as h M ar kc~( S ee C olumn C 2 ) U -B ook Value V -O~ h cr W = E st i m a t ed

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


33/44



D a t e o f R e p o r t8/24/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n co m e , va l u e, tr a n sa c ti o n s ( I n cl u d es th o s e of spouse a n d dependent children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s se t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e ~ ) r e p o r t i n g p e r i o d

[ (~) (2)Place "(X)" after each asset i A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )

1 2 0 . - Q u a d r a M i n i ng121 . - OZ M ine ra l s , L TD , f !k / a Z in i fex , L TD1 2 2 . - Si r i us XM R adio , Inc . , f/ k !a XM Sa te l l it e

R a d i o ( X M S R )1 2 3 . - G r e e n b r i e r C o1 2 4 . - C e n t u r y A l u m i n u m1 2 5 . - A n a d i g i c s , I n c .1 2 6 . -R o w a n C o m p a n i e s1 2 7 . -A m g e n128 . - Banc rof t Conve r t ib l e Fund1 2 9 . - C r e e R e s e a r c h1 3 0 . - E b a y , I n c .131. - E m e r s o n E l e c t r ic13 2 . - A l t e ra Corp .133. - A l t a i r Nanotechnolog ie s13 4 . - EZ Chip Sem iconduc tor , f / k / a L anop t i c s135. - M ic rov i s ion

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )


(I) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

buy, se l l , m m ! d d ~ r y Code 2 C o de I buyer / se l lerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e


So l d 08125/10 J A

So l d 12/22/10 J AS o ld 03 /08 /10 J A

So l d 10/28/I 0 J DSold 03/08 /10 J

So l d 03 / 08 / 10 J136. -National Semicondu ctor

I. I n co m e G a i n Co d es :( S e e C o l u m n s B I a n d I M )

2 . V al u e Co d es{S ee C olumns C I and D 3 }

3. V al u e M et ho d Co d es( S ee C olumn C 2 !

A=$1.000 or lessF =$50.001 - $100,000J =$15.000 or lessN =$250.001 - $500.000P 3 = $ 2 5 .0 0 0. 00 1 - $5 0.000 .0~)Q -A ppr a i s a lU B o o k V a l u e

B -$1.001 - $2.500G =$100.001 - $1.0~0.000K =$15.001 - $50.0~30 = $ 5 0 0 . 0 0 1 - S l , O ~ O . O ~ )R -~ o s l ( Rea l E s t a t e O n l y )V = O ~ h e r

C = $2.5 01 - $5 , 000III =$1.000.001 - $5.000.000L =$50.001 - $100.000PI =$1.000.001 - $5,000.000P4 =More than $50.0~0.000S = A sscssm cn !W -Es t imalcd

D =$5,001 - $15.000t l 2 =M or e th an $ 5 . 0 0 0 . 0 0 0M : $100 .001 - $25 0 .000P2 =$5.000.001 - $25,000,000T - ~ a s h M a r k e t

E = $15 , 001 - $5 0 .0( ~


34/44

FINANCIAL DISCLOSURE REPOR TPage 12 of 22

N a m e o f P e r s o n R e p o r t in gStarrett, Keith

D a t e o f R e p o r t8/24/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, t ransact ions (lncludes those of spou se and dependent chi ldren; see pp. 3 4-60 o f f i l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)


Place "(X)" aRer each assetexempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t endr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(i) (2) (i) (2) O) (2) (3) (4) ( 5 )

A m o u n t T y p e ( e . g ., V a lu e V a lu e Type (e.g., Dat e V a l u e G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , se l l , m m / d d l y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )

keith starrett financial disclosure report for 2010

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