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Strategic Priorities for Water Technology Program
Biotechnology Energy
Petrochemicals Math and Physics
Water
Advanced Materials
ECP
Information Technology
Environment
Oil and Gas
Kingdom of Saudi Arabia
Kingdom of Saudi ArabiaMinistry of Economy and Planning
http://www.mep.gov.sa
Nanotechnology
Space and Aeronautics
King Abdulaziz City for Science and Technology
Strategic Priorities for Water Technology Program
King Abdulaziz City for Science and Technology Ministry of Economy and Planning
Kingdom of Saudi Arabia
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�
Strategic Priorities for Water Technology Program
Executive Summary 4
Introduction 6
Background 6
Scope 7
Plan Development Process 8
Strategic Context 10
KSA Water Technology R&D Needs 10
Stakeholders Roles 11
Analysis of Comparable Water R&D Institutes 1�
Analysis of Water Technologies Publications and Patents 1�
SWOT Analysis for Water Technology Program �0
Higher Strategy ��
Vision ��
Mission ��
Values ��
Program Strategic Goals ��
Technology Areas �4
Selection Process �4
Selected Technology Areas �4
Program Structure �7
Program Objectives �7
Performance Indicators �8
Program Project Categories �8
Contents
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�
Contents
Operational Plans �0
Project Level �0
Program Level �1
Technology Transfer Plan �1
Quality Management Plan ��
Human Resources Plan ��
Communications Management Plan ��
Risk Management Plan ��
Implementation of the Plan �4
Appendix A: Plan Development Process �6
Stakeholder Participant �6
Planning Development Methodology �7
Portfolio Management �9
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program4
Strategic Priorities for Water Technology Program
Executive summary
The National Policy for Science
and Technology, approved by the
Council of Ministers in 1423 H
(2002 G), defined 11 programs
for localization and development
of strategic technologies that are
essential for the future development
of the Kingdom of Saudi Arabia
(KSA). This plan is for one of these
programs, the Water Technology
Program.
The main motivation of the program is to promote and support Saudi economic,
social, security, developmental and other national interests through localizing
(including initial transfer) and developing properly selected strategic and
advanced technologies in the water area.
The impetus for the water technology program stems from the specific needs
of the Kingdom. The Kingdom faces a number of water resources limitations.
It also stems from the role that water plays in the Kingdom's development
plans, as well as the importance of water issues and policies internationally.
This plan is based on input from the users and stakeholders of water technology
in the Kingdom, including government agencies, industry and universities that
have a role in water technology. The plan was derived from a process that:
identified the key needs of the Kingdom for water technology research
assessed the strengths, weaknesses, opportunities, and threats of the
program.
analyzed KSA water technology publications and patents and reviewed
the works of some international research institutes.
defined a vision and mission for the Kingdom’s water technology
program.
defined the key technologies and other program areas needed to address
the Kingdom’s needs in water technology research.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�
Executive summary
This process concluded that improved KSA water
technologies are needed to:
Provide adequate water supplies for human, agricultural
and industrial use.
Support national self-reliance in water-related
research and development and reduce dependence on
foreign technology.
Improve the price/value efficiency of water production
and treatment.
Develop a domestic water technology industry that
will contribute to national economic performance and
will provide employment opportunities.
In addition to the technical needs, the planning process
identified several areas where policies need to be
changed or barriers removed to facilitate development
and localization of water technologies. These include:
Policies to facilitate R&D collaboration between
KACST, universities, government agencies and industry.
Expanded human resources for water technology
R&D.
Improved knowledge of international technology
developments.
Expanded international collaboration, including
cooperation between Saudi Arabia government agencies,
and world agencies.
Studies of the social aspects of water technology.
Small business contracting preferences to support
innovative small companies.
The technology areas of highest priority are the
following:
Water Desalination:
- Thermal Desalination.
- Membrane Desalination.
- Hybrid Desalination.
Drinking Water Treatment:
- Membrane Treatment.
- Chemical Treatment.
- Ionic Exchange.
- Disinfection.
- Filtration.
Wastewater Treatment:
- Biological Treatment.
- Biological Membrane Treatment.
- Chemophysical Treatment.
- Advanced Treatment.
Water Resources Management:
- Water Conservation.
- Water Reuse and Recycling.
- Groundwater Recharge.
- Rain Harvest.
- Cloud Seeding.
The water technology program will be directed by a
Program Manager who will be responsible for the overall
execution of the plan. The Water Technology Advisory
Committee, with stakeholder membership, will oversee
the implementation of the plan. It will establish and
review performance metrics and provide advice on
the portfolio of projects. The Committee will advise the
Program Manager and will report to the National S&T
Plan Supervisory Committee, which will oversee all of
the Strategic Technology Programs.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program6
Strategic Priorities for Water Technology Program
Introduction
BackgroundKing Abdulaziz City for Science and
Technology (KACST) was directed
by its charter of 1986 to “propose a
national policy for the development
of science and technology and
to devise the strategy and plans
necessary to implement them.” In
accordance with this charter, KACST
launched a comprehensive effort in
collaboration with the Ministry of
Economy and Planning (MoEP), to
develop a long-term national policy
Under the framework of this policy, KACST and MoEP, in collaboration with
relevant stakeholders, developed the national plan for science, technology and
innovation (STI). The plan outlined the focus and future direction of science,
technology, and innovation in the Kingdom, with special consideration of
the role of KACST, universities, government, industry, and society. The plan
encompasses eight major programs, depicted in figure 1, as follows:
1. Strategic and advanced technologies.
2. Scientific research and technical development capabilities.
3. Transfer, development, and localizing technology.
4. Science, technology, and society.
5. Scientific and technical human resources.
6. Diversifying financial support resources.
7. Science, technology, and innovation system.
8. Institutional structures for science, technology, and innovation.
on science and technology. In July
2002, the Council of Ministers
approved the national policy for
science and technology, entitled
“The Comprehensive, Long-Term,
National Science and Technology
Policy.”
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program7
Introduction
Figure 1: Science and Technology Plan
In the "Strategic and Advanced Technologies" area, KACST
is responsible for 5-year strategic and implementation
plans for 11 technologies:
1. Water
2. Oil & Gas
3. Petrochemicals
4. Nanotechnology
5. Biotechnology
6. Information Technology
7. Electronics, Communication, & Photonics
8. Space and Aeronautics
9. Energy
10. Environment
11. Advanced Materials
Each plan establishes a mission and vision, identifies
stakeholders and users, and determines the highest
priority technical areas for the Kingdom.
ScopeThe scope of the water program includes all water
technology research and development within the
Kingdom of Saudi Arabia. The program involves KACST,
universities, industry, and government stakeholders.
KACST has overall responsibility for the development
and execution of the program.
The program's sphere of activity involves water-related
fields of technology that are significant to the Kingdom's
interests as expressed in the National Policy for
NST
IPRe
gula
tions
Science,
Technology, &
the Society
Administration
of NSTIP
Finan
cial
Resource
s
Human
Resources
StrategicTechnologies
Technologies Transfer&
LocalizationR & DCapabilities
Society
Private Sector
Research & Educational Institutes
Ministries andGovernmental Institutes
NationalScience,
Technology, &Innovation Plan
(NSTIP)
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program8
Strategic Priorities for Water Technology Program
Introduction
Science and Technology. The program will also maintain a perspective on
worldwide developments and movements in the water technology field. For
implementation, the program will concentrate on areas of application and
projects that represent optimal utilization of resources with realistic chances
of successful outcomes. The program scope includes technology transfer and
localization, and R&D needed to follow-on to or enhance the localization.
Although program products may include contributions to knowledge, the
emphasis is on applied R&D rather than basic research. The program's
technology areas and research and development (R&D) projects are outlined
in this plan. The program's main deliverables are water technologies and the
establishment of international collaborative networks to enhance the research
capacity within the Kingdom.
Plan Development ProcessThe development of this plan began with identifying the stakeholders and
users of water technology research and innovation in the Kingdom, creating
vision and mission statements, and conducting background research on the
current position of the Kingdom in water technology and on the role of other
water technology research institutes around the world. Figure 2 illustrates
the elements of this process.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program9
Stakeholders Needs Analysis / SWOT Analysis
Vision / Mission / Values
Projects
Cascading
Targets
Measures
Objectives
Perspectives / Themes
Program Core Plans
Scope / Time / Cost /
Quality / Integration
Projects Portfolio
Core & Support Plans
Support PlansHR / Commu / Risk / Procu
Preliminary Analysis
Higher Strategy
StrategicManagement /
PerformanceEvaluation
(Balanced Scorecard)
Program Management
Portfolio Management
Project Management
Methods - Examples:
• Workshops
• Interviews
• Group Analysis
• SWOT Analysis
• Gap Analysis
Tools - Examples:
• Brainstorming
• Questionaires
• Mind Maps
• Decision-making Tech
Tools & Techniques
Defined in Portfolio &
Program Management
Standards (PM)
Stra
tegi
c A
lignm
ent
Fram
ewor
k
Figure 2: Roadmap Development Methodology
Introduction
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program10
Strategic Priorities for Water Technology Program
KSA Water Technology R&D NeedsThe workshops conducted during
the development of this plan
identified a wide number of water
technology research and innovation
needs for the Kingdom. These
included needs from the water
technology sector, water industry,
several government agencies, and
universities. Improved KSA water
technologies are needed to:
Strategic Context
Provide adequate water supplies for human, agricultural and industrial use
Support national self-reliance in water-related research and development
and reduce dependence on foreign technology.
Improve the price/value efficiency of water production and treatment.
Develop a domestic water technology industry that will contribute to national
economic performance and will provide employment opportunities.
Because water is so vital to the Kingdom, having a strong technological
capability in domestic water industry is both a national security and economic
imperative.
A number of areas were identified where policies need to be changed or
barriers removed to facilitate the development and localization of water
technologies. These include:
Policies to facilitate R&D collaboration between KACST, government
agencies, universities, and industry.
Expanded human resources for water technology R&D.
Improved knowledge of international technology developments.
Expanded international collaboration, including cooperation between
Saudi universities and world universities.
Small business contracting preferences to support innovative small
companies.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program11
Strategic Context
Stakeholders RolesThe stakeholders for the water technology program
include KACST, universities, various independent
specialized research institutes, and other government
agencies.
Table 1: Stakeholders and their roles
Stakeholders Role
KACST
Program management and coordination, including developing an integrated program management system
Program technical development
Conducting infrastructure research and studies
Providing qualified human resources, including researchers and experts
Providing financial resources
Providing equipments and laboratories
Universities
Create new basic and applied scientific knowledge
Train students in science and engineering
Host and participate in Technology Innovation Centers
Participate in collaborative projects
Independent or Government Specialized Research Centers
Creating new applied scientific knowledge
Participating in collaborative projects
Ministries and Government Agencies
Operational and implementation projects
Provide input to program on government R&D needs
Reduce regulatory and procedural barriers to R&D and innovation
Support R&D in universities and industry
Private Sector
Develop and commercialize products & processes resulting from the program.
Communicate company needs to program
Support and participate in collaborative R&D projects.
Support and participate in the Technology Innovation Centers
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program1�
Strategic Priorities for Water Technology Program
Strategic Context
Analysis of Comparable Water R&D InstitutesAs part of the background work for this plan, the planning
team reviewed several other water research laboratories
around the world, which were selected to include a mix
of government-supported laboratories with functions
similar to those of the KACST’s water program. These
included:
The National Water Research Institute, Canada.
The Japan Water Research Center.
The National Hydraulic Research Institute of
Malaysia.
The Institute for Water Research, South Africa.
The U.S. Department of the Interior, Bureau of
Reclamation, and Sandia National Laboratories.
Various water related R&D activities in Australia.
These institutes are working on a range of technical areas
similar to those considered for this plan, including:
Thermal desalination.
Membrane desalination.
Hybrid desalination.
Membrane treatment.
Chemical treatment.
Ionic exchange.
Disinfection.
Filtration.
Biological treatment.
Biological membrane treatment.
Chemophysical treatment.
Advanced treatment.
Water conservation.
Water reuse and recycling.
Groundwater recharge.
Rain harvest.
Cloud seeding.
A full description of these laboratories’ programs can be
found in a separate document.1
Analysis of Water Technologies Publications and PatentsThe overall field, “water technologies”, as well as sub-
topics, were defined in close consultation with KACST
researchers and other KSA stakeholders who provided
detailed lists of keyword terms that were used to develop
search queries for publication and patent databases.�
Water technologies R&D is a multidisciplinary field that
spans many research areas, including environmental
engineering, chemical engineering, civil engineering,
geosciences, microbiology, meteorology, and materials
sciences. The KSA water technologies program identifies
four major application sub-topics: water desalination,
drinking water treatment, wastewater treatment, and
water resources management. The scope of this analysis
was restricted to only recent publication (2005-2007)
and patent (2002-2006) activity in the four KACST-
defined fields.
There is general agreement that publications and patents
strongly correlate with scientific research capacity, although
publication and patent counts alone do not fully represent
the quality or scope of research. Nonetheless, publication
and patent activity have long been used as indicators
for knowledge creation and research output.� Several
indicators, including forward citations (the frequency
1 Strategic Review: Information Technology. Report prepared by SRI International for KACST.
2 ISI Web of Science and Delphion were queried for scientific publication and U.S. patent application data, respectively. The ISI Web of Science is a database of articles
in major scientific journals from around the world. Delphion is a searchable database of global patent activity, including the U.S. Patent and Trademark Office (USPTO).
The USPTO is one of the world’s major granters of patents. Because the U.S. market is large, most important inventions from around the world are patented there.
� Seminal research in the use of publications as a measure of scientific productivity includes A.J. Lotka, “The frequency distribution of scientific productivity,” Journal
of the Washington Academy of Sciences, vol 16 (1926); D. Price, Little Science, Big Science, (New York: Columbia university Press, 1963); J.R. Cole and S Cole, Social
Stratification in Science, (Chicago: The University of Chicago Press, 1973); J. Gaston, The reward system in British and American science, (New York: John Wiley (1978);
and M.F. Fox, “Publication productivity among scientists: a critical review,” Social Studies of Science, vol 13, 1983.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program1�
Strategic Context
4 Throughout this report, “water technologies” is defined by the keyword and sub-topic definitions provided by KACST.
5 A publication is assigned to a country if any of the publication’s author’s affiliations are located in that country. Because publications often have multiple authors, a
single publication may be assigned to multiple countries. Aggregate figures, such as total global publication output, count each publication only once, but adding up
sub-totals may yield a result larger than the reported total due to multiple counting.
at which publications and patents are cited by others),
a measure of impact, and co-authoring relationships,
an indicator of scientific collaboration, are presented
below. Together, these indicators provide measures of
collaboration, globalization and impact of science and
technology research in fields related to the KSA water
technologies program.
Global Water Technologies Publication Activity
Between 2005 and 2007, there were 10587 articles
published worldwide related to KSA research priorities
in wastewater treatment, drinking water treatment, water
resources management, and water desalination.4
The United States was the world’s largest producer of
related articles, generating 2240 articles over this period.
The People’s Republic of China was a distant second,
producing 924 articles followed by Spain and Germany
with 589 and 574 articles respectively. Figure 3 shows the
number of publications produced by selected countries
over this period.� Saudi Arabia was tied for the 48th largest
producer of water technologies publications, producing 31
articles. Overall, Saudi Arabia produces a small fraction
of the world’s water technologies publications.
Figure 3: Water Technologies Publications (2005 - 2007)
UK�16 USA
��40
Italy��0
Mexico
Spain�89
Peoples R. China9�4
Canada49�
South Korea�77
Germany�74
Israel
Brazil
Australia�80France
4�6
Greece
India4��Taiwan
Japan496
SwedenSaudiArabia
Turkey�46
Belgium
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program14
Strategic Priorities for Water Technology Program
Strategic Context
7 Benchmark countries include global leaders in terms of total water technologies publication output in addition to a list of specific countries provided by KACST.
As shown in table 2, wastewater treatment accounts for the majority of water
technologies related publications worldwide (4,551) followed by drinking
water treatment (2,666), water resources management (2,624) and water
desalination (746). Desalination publications account for almost half of Saudi
Arabia’s water technologies publication output and Saudi Arabia is ranked
24th in the production of desalination technology publications.
Sub-Topic Publications
Wastewater Treatment 4��1
Drinking Water Treatment �666
Water Resources Management �6�4
Water Desalination 746
Table 2: Water Technologies Sub-Topics 2005 - 2007)
Benchmark Countries
Average publication impact is calculated as the number of citations of articles
from a particular country divided by the total number of articles published by
authors from that country. For instance, a country that published 50 articles
that were cited 100 times would have an average publication impact of two.
Between 2005 and 2007, Switzerland had the highest average publication
impact
of all countries at 4.96 followed by Germany (3.40), France (2.63), and the
Netherlands (2.55). The average publication impact for Saudi Arabia was
0.55 with 17 citations of 31 articles. Table 3 presents publication and citation
counts for benchmark countries. 6
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program1�
Strategic Context
Sub-Topic Publications
Wastewater Treatment 4��1
Drinking Water Treatment �666
Water Resources Management �6�4
Water Desalination 746
Table 3: Water Technologies Publication Impact (2005 - 2007)
Country Publications Total Citations Average Publication Impact
Switzerland 176 87� 4.96
Germany �74 1,949 3.40
France 4�6 1,201 2.63
Netherlands �87 7�� 2.55
USA 2,240 5,614 2.51
UK 46� 1,137 2.46
Argentina �� 1�0 2.31
Spain �89 1,284 2.18
Sweden 176 �77 2.14
Australia �80 76� 2.01
Saudi Arabia �1 17 0.55
Water Technologies Research Organizations
Water technologies R&D publications are produced
at thousands of research institutions in nearly 130
countries. As shown in table 4, the three institutions
producing the largest number of publications related
to water technologies R&D are the Chinese Academy
of Sciences (192), the United States Environmental
Protection Agency (107), and the University of Florida
(92). The Chinese Academy of Sciences is the number
one producer of wastewater treatment and water
resources management, publications while the US EPA
is the number one producer of drinking water treatment
publications. Kuwait University is the leading producer
of water desalination publications.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program16
Strategic Priorities for Water Technology Program
Strategic Context
Institution TotalAverage Impact
Wastewater Treatment
Drinking Water
Treatment
Water Resources
ManagementDesalination
Chinese Acad Sci 19� 1.35 88 46 64 4
US EPA 11� 2.38 19 86 1�
Univ Florida 9� 1.83 �6 �9 �6 7
Univ Texas 9� 1.99 �4 �7 40 4
Indian Inst Technol 88 2.26 �� �� �� 10
Swiss Federal InstituteAquatic Science & Technology
87 5.40 4� �9 1�
CSIC 87 2.87 �� 1� �� �
USDA ARS 8� 1.99 �1 �1 4�
Tsing Hua University 77 0.97 41 �� 6 11
Harbin Inst Technol 74 0.74 �9 1� � 1
Table 4: Global Water Technologies Research Organizations (2005 - 2007)
International Collaboration and Publication Impact
For countries with a similar level of publication activity,
those countries with a high level of international
collaboration also tend to produce publications with
a high level of impact. In this study, international
collaboration is calculated as the average number of
countries represented per publication, based on authors’
addresses. Figure 4 plots a country’s level of international
collaboration (horizontal axis) against the average
impact of its publications (vertical axis). Countries such
as Switzerland and Germany, which show significant
international collaborative activity, also tend to produce
papers with a higher average impact.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program17
Strategic Context
Figure 4: Water Technologies Collaboration and Publication Impact (2005 - 2007)
Average Level of International Collaboration
Ave
rage
Im
pact
USA
TurkeyCanada
Netherlands
India
Switzerland
Peoples R. China
Saudi Arabia
Japan
UK
France
Spain
Italy
Sweden
Germany
Australia
USA
Peoples R. China
Spain
Germany
Japan
Canada
UK
France
India
Australia
Italy
Turkey
Netherlands
Sweden
Switzerland
Mexico
South Africa
Thailand
Agentina
Saudi Arabia 0 0.5 1 1.5 2 2.5
6
�
4
�
�
1
0
Thailand
Mexico
South Africa
Argentina
KSA Collaboration Activity
As shown in table 5, authors affiliated with KSA
institutions collaborated on more than one article with
authors from Egypt (3 publications). KSA-affiliated
authors collaborated on individual publications with
authors from: India, Pakistan, Sweden, and the United
Kingdom.
Country Numbers of Publications
Egypt �
India 1
Pakistan 1
Sweden 1
United Kingdom 1
Table 5: KSA Publication Collaborators (2005 - 2007)
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program18
Strategic Priorities for Water Technology Program
Strategic Context
Table 6: Water Technologies Journals (2005 - 2007)
Journal Publications
Des
alin
atio
n
DESALINATION 408
JOURNAL OF MEMBRANE SCIENCE 4�
FILTRATION & SEPARATION 11
JOURNAL AMERICAN WATER WORKS ASSOCIATION 10
INDUSTRIAL & ENGINEERING CHEMISTRY RESEARCH 9
SEPARATION AND PURIFICATION TECHNOLOGY 8
APPLIED THERMAL ENGINEERING 7
RENEWABLE ENERGY 6
SEPARATION SCIENCE AND TECHNOLOGY �
WATER RESEARCH �
Dri
nkin
g W
ater
Tre
atm
ent
WATER RESEARCH 194
DESALINATION 1��
ENVIRONMENTAL SCIENCE & TECHNOLOGY 1�8
JOURNAL AMERICAN WATER WORKS ASSOCIATION ��
JOURNAL OF WATER SUPPLY RESEARCH AND TECHNOLOGY-AQUA 48
JOURNAL OF HAZARDOUS MATERIALS 4�
CHEMOSPHERE 4�
JOURNAL OF MEMBRANE SCIENCE 41
APPLIED AND ENVIRONMENTAL MICROBIOLOGY 40
WATER SCIENCE AND TECHNOLOGY �6
Was
tew
ater
Tre
atm
ent
WATER SCIENCE AND TECHNOLOGY �97
WATER RESEARCH �96
DESALINATION ��1
JOURNAL OF HAZARDOUS MATERIALS 184
CHEMOSPHERE 168
ENVIRONMENTAL SCIENCE & TECHNOLOGY 1�6
WATER ENVIRONMENT RESEARCH 119
ENVIRONMENTAL TECHNOLOGY 10�
PROCESS BIOCHEMISTRY 10�
BIORESOURCE TECHNOLOGY 96
Water Technologies Journals
Table 6 presents journals with a significant level of publication activity related to KSA water technologies sub-fields
from 2005-2007.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program19
Strategic Context
Journal Publications
Wat
er R
esou
rces
Man
agem
ent
DESALINATION 1�4
JOURNAL OF HYDROLOGY 67
AGRICULTURAL WATER MANAGEMENT 6�
WATER SCIENCE AND TECHNOLOGY 64
JOURNAL OF GEOPHYSICAL RESEARCH-ATMOSPHERES 48
HYDROGEOLOGY JOURNAL 47
ATMOSPHERIC CHEMISTRY AND PHYSICS 41
JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION �6
WATER RESOURCES RESEARCH �1
HYDROLOGICAL PROCESSES �9
Water Technologies Patent Activity
Between 2002 and 2006, there were 795 water
technologies-related patent applications filed with
the United States Patent Office (USPTO). As shown in
tabl e 7, the majority of these (509) listed at least one
inventor from the United States. Other countries with
a significant number of inventors include: Japan (59
applications), Germany (40 applications), and Canada
(32 applications).
CountryWater
DesalinationDrinking Water
TreatmentWastewater Treatment
Water Resources Management
Total
United States �� �� 174 ��6 �09
Japan 11 7 �8 1� �9
Germany 6 10 � �1 40
Canada � � 16 1� ��
Republic of Korea 0 1 16 9 ��
Taiwan � 1 6 1� �4
France � � � 1� ��
Israel � � � 11 18
United Kingdom 0 7 � 7 17
China 1 1 � 6 11
Table 7: Water Technologies Patents (2002 - 2006)
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�0
Strategic Priorities for Water Technology Program
Strategic Context
While the majority of the water technologies related patent applications
are defined as individually owned patent applications (518 applications)
by the United States Patent Office, some corporations are designated as
the patent assignee on a number of applications. These organizations have
demonstrated their involvement in water technology innovation and could be
future targets for collaborative outreach efforts. As shown in table 8, General
Electric Company is listed as the patent assignee on six water technologies
applications, followed by Aqua-Aerobic Systems Inc. (4 applications), Eastman
Kodak Company (4 applications), and CH2M Hill Inc. (3 applications).
USTPO Assignee No. of Patents Apps.
Individually Owned Patents �18
General Electric Company 6
Aqua-Aerobic Systems Inc. 4
Eastman Kodak Company 4
CH2M Hill Inc. �
Table 8: Leading Water Technologies Patent Assignees (2002 - 2006)
SWOT Analysis for Water Technology ProgramThis section presents a SWOT (strengths, weaknesses, opportunities, and
threats) analysis of the Saudi Arabian Water Technology Program. In a SWOT
analysis strengths and weaknesses are defined as internal to the organization
while opportunities and threats are defined as external to the organization.
For the purpose of this analysis, the “organization” is the water technologies
program, including KACST, universities, and other government agencies.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�1
Strategic Context
Table 9: SWOT Analysis
Helpful Harmful
Internal Strengths:
High national priority given to water-related
issues (e.g. First among Strategic Technologies)
Availability of local multi-discipline expertise
Availability of a viable national water
industry
Weaknesses:
Lack of experience with technology
localization
Low equipment and laboratory readiness
Inadequate technical human resources
External Opportunities:
Increasing need for water resources due to
expanding population and industry
Availability of energy at favorable prices
Availability of vast shorelines
Need for advanced technology to address
remote areas water necessities
Threats:
Decreasing ground water levels
High rate of technological change &
obsolescence in the field
Price and quality competition from
international products
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program��
Strategic Priorities for Water Technology Program
Higher Strategy
Vision KACST’s vision for the water
technologies plan is to achieve
a distinguished international
position in developing, acquiring,
and localizing water technologies
through the development of a
comprehensive knowledge and
economic infrastructure.
Mission To develop and localize water
technologies in the Kingdom
by building qualified human
resources and integrating local
and international partners. This
will enhance performance, reduce
costs and provide investment
opportunities. The program aims at
increasing national water security
and economic growth, as well as
contributing to society at-large.
ValuesTo achieve excellence, the program will develop an internal culture through
sound leadership and commitment to its operational teams that is rooted in
the following values:
Integrity.
Sincere drive for excellence & proficiency.
Creativity and innovation.
Teamwork and collaboration.
Loyalty.
Program Strategic Goals
The strategic goals of the program are:
Developing advanced local technologies for water desalination and
treatment at economical and competitive costs.
Developing lab bench-scale prototypes for technology products in the
selected areas.
Acquiring equipment and facilities in KACST Institutes for each strategic
project to support prototype development.
Establishing specialized work teams in desalination and treatment
technologies related to approved projects.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program��
Higher Strategy
Integrating the efforts of related organizations, which
is a program management prerequisite for success.
Enhancing the performance of key public and private
sector players.
Reducing costs of water desalination, purification
and sewage treatment.
Providing new investment opportunities to the private
sector.
Promoting the role of science and technology in the
water sector.
Developing high-quality human resources
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Strategic Priorities for Water Technology Program
Technology Areas
The extent of dependence on the technology locally and regionally.
Ease of design and manufacturing.
Ease of use.
Potential for further technology development.
Future competitiveness.
Economy of energy consumption.
Availability of qualified human resources.
Low operation and maintenance costs.
Contribution to environmental protection.
Low cost of technology development.
Ability to form strategic partnerships as required.
Ability to attract investors.
High technology sustainability.
Selected Technology AreasThe technology areas selected were those that best met the criteria and have
the greatest potential for developing the scientific and technical capacity of
the Kingdom as well as meeting the urgent water needs. The following are the
selected technology areas:
Water Desalination:
Thermal Desalination:
Selection ProcessTechnology areas were selected
according to criteria that were
defined by the stakeholders in
alignment with the strategic goals
of the water technology program
and in keeping with the key needs
of the Kingdom. The primary
selection criteria were:
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Technology Areas
- Developing high temperature scale control anti
scalants.
- Development of high temperature corrosion
resistant materials for evaporators.
- Development an innovative intake system.
- Improving performance of heat transfer surfaces of
thermal desalination process.
- Development of new design for thermal desalination
plants (multi stage flash, multi effect distillation , electro
dialysis).
- Developing commercially viable solar assisted
desalination plants.
Membrane Desalination:
- Develop a feedwater recovery system for membrane
desalination.
- Develop a process to reduce/ recover energy.
- Development of membranes with high resistance to
organic and inorganic fouling.
- Development of anti corrosion membrane materials.
Hybrid Desalination:
- Develop a cost effective hybrid multi-stage flash and
multi-effect evaporation system.
- Develop a cost effective hybrid multi-stage flash and
reverse osmosis system.
- Develop a cost effective hybrid reverse osmosis and
electrodialysis system.
- Develop a cost effective hybrid reverse osmosis and
nanomembrane system.
- Develop a cost effective hybrid reverse osmosis and
solar energy system.
Drinking Water Treatment:
Membrane Treatment:
- Development of reverse osmosis pretreatment
processes.
- Development of micro, ultra, and nano filtration
membrane material and processes.
Chemical Treatment:
- Development of local chemicals for hardness
removal.
- Exploring the use local material for production of
activated carbon.
Ionic Exchange:
- Synthesis organic or inorganic ion-exchange
materials.
- Process improvements.
Disinfection:
- Developing disinfection processes using chlorine
dioxide, ozonation, and UV.
Filtration:
- Exploring and use of local naturally occurring filtration
material.
- Developing filtration processes.
- Process efficiency improvement.
Wastewater Treatment:
Biological Treatment:
- Activated sludge process improvement.
- Development of biological biofilter processes.
- Process efficiency improvement.
Biological Membrane Treatment:
- Development of anaerobic membrane bioreactor
processes.
- Development of efficient aeration system.
- Development of membrane material.
- Process efficiency improvement.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�6
Strategic Priorities for Water Technology Program
Technology Areas
Chemophysical Treatment:
- Development of coagulation chemicals.
- Exploring the development of innovative electro-
coagulation and electro-oxidation processes.
- Improvement of process design.
Advanced Treatment:
- Development of biological nitrogen and phosphorus
removal.
- Development of chemical/physical nitrogen and
phosphorus removal processes.
Water Resources Management: Water conservation.
Water reuse and recycling.
Groundwater recharge.
Rain harvest.
Cloud seeding.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�7
Program Structure
Work on the aforementioned technology areas is achieved through a program
structure that starts with identifying specific implementation objectives
within three major program domains/perspectives; namely infrastructure,
core operations and value delivery. Performance indicators (and target levels)
are defined for each objective and then projects are identified to satisfy the
indicators. Stakeholders participated throughout the objectives, indicators
and projects definition process (Balanced Scorecard development process).
Program ObjectivesTo achieve the program's strategic goals, the following implementation-
oriented objectives were defined by the stakeholders:
Infrastructure
Develop human resources.
Develop organizational culture.
Develop effective financial management.
Develop work processes and systems.
Provide laboratories and equipment.
Develop knowledge management system.
Core Operations
Select technologies.
The R&D in each of the technology
areas will be conducted within the
parameters of a specific program
structure. The governance of the
research work will be based on (1)
program objectives, (2) performance
indicators, and (3) project categories.
The process of selection projects
began by considering the program
objectives and then performance
indicators and target levels for
each objective. Projects were then
selected to meet the targets.
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Strategic Priorities for Water Technology Program
Establish strategic partnerships.
Develop technologies:
- Conduct fundamental research.
- Conduct applied research.
- Build pilot plants.
Localize technology:
- Conduct localization research & studies.
- Build localization pilot plants.
Transfer technology:
- Assess ready technologies.
Value Delivery
Work with the incubators.
Work with the Technology Innovation Centers.
Work with the program beneficiaries:
- Provide cost/value efficiency.
- Provide job opportunities.
- Provide investment opportunities.
- Support environmental protection.
- Use national resources effectively.
Support National Goals:
- National self-reliance and security.
- Continuous development.
- Economic growth.
Performance IndicatorsSeveral performance indicators will be used to gauge
the progress of the broad program functions. Major
performance indicators include:
Percentage of HR requirements fulfilled.
Program return on investment.
Level of strategic objectives fulfillment by projects
and work processes.
Size of used knowledge assets (documented and
acquired).
Level of strategic objectives fulfillment by selected
technologies.
Percentage of activated strategic partnerships to total
required.
Number of innovations leading to new applications
through fundamental research.
Percentage of applied research resulting in prototypes,
pilot plants or applied solutions.
Percentage of pilot plants leading to production line
or solution.
Percentage of applied research resulting in localized
technologies.
Percentage of by-product technologies resulting from
localized technologies.
Percentage of localization pilot plants leading to
production line or solution.
Percentage of ready technologies leading to
production lines or solutions.
Number of ready technologies passed on to
localization and development.
Percentage of technologies, prototypes and pilot
plants adopted by incubators from total offered.
percentage of pre-incubation and production
prototypes developed with Technology Innovation
Centers (TIC) to total offered.
Program Project CategoriesTo fulfill the program objectives and achieve satisfactory
levels in the performance indicators for each objective,
initial program projects were identified by stakeholders
that can be divided into the three main categories outlined
below. These projects will be subject to evaluation
during implementation and possible cancellation or
replacement, if not satisfactory (portfolio management):
Infrastructure Projects: these are projects to plan,
establish, and manage the infrastructure required for
the success and efficiency of the program including its
Program Structure
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�9
Program Structure
human capital, knowledge capital, organizational capital, financial capital,
and other systems / resources.
Research & Development Projects: stakeholder’s representatives were
divided into groups representing each of the technology areas according to
their personal research activity and expertise. They considered worldwide
technological trends as well as local needs, resources and conditions in
suggesting these projects. The link to national goals and needs is achieved
through the alignment of the technology areas with those goals and needs.
These are projects to develop new knowledge and technology in each of the
selected technology areas.
Value Delivery Projects: these are projects to assist the program in
delivering value to beneficiaries or in working with incubators and Technology
Innovation Centers (TIC's).
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Strategic Priorities for Water Technology Program
Operational Plans
Project LevelTo maintain a high success rate in achieving the Program's projects, the
following actions will be taken:
1. Achieving the required maturity level at the program level by managing
and delivering projects according to internationally recognized project
management standards.
2. Establishing a Project Management Office (PMO) structure with
multiple tiers including the program level, organization level (stakeholders /
implementers), and the project level (PMO's).
3. Developing an effective process/methodology for project management to
be used by all projects. This process could be customized as necessary by
individual projects, but this will provide a standard level of excellence across
projects. The unified process will cover all core project functions including
scope, time, cost and quality management as well as project facilitating
functions such as human resources, risk, communication and vendor
management.
4. Training and developing the skills of project managers and supporting
them with implementing PM functions.
5. Ensuring that the Knowledge Management function identified among the
Program's infrastructure objectives (mentioned above) takes into account
learning and building knowledge assets across projects, both sequentially
and in parallel, and in both technical and project management domains.
As highlighted in other sections,
the Water Technologies Program
encompasses a large number of
projects including water-related
research and development projects,
infrastructure projects and value
delivery projects. Success of the
program is dependent on success
in accomplishing these projects.
At the program level, high-level
functions are carried out, but the
most important role of the program
is to support the individual projects.
This section discusses the actions
that will be undertaken at the project
and program level.
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Operational Plans
6. Providing resource utilization efficiencies, such as
pooling human resources, facilities, equipment, labs and
automated tools among projects.
Program LevelAt the program level, a fundamental question that will
guide decisions and actions is "why is a program level
needed?" Areas in which program level management is
needed include:
Portfolio management provides benefits that cannot be
obtained by managing the multiple projects individually.
Examples of benefits include:
- Actions with effects across several projects; positive
effects to be sought and negative effects to be avoided.
- Decisions that can be exposed and handled only with
a program perspective.
- Risks that can be best addressed at a shared program
level.
- A Benefits Statement will be compiled for the Program
and a Benefits Monitoring and Management scheme will
be applied.
Governance that will be provided by the Program
to the higher national level(s) to ensure program
performance and progress monitoring.
Stakeholders management, to include:
- Higher stakeholders that cannot be managed/
coordinated at the individual project level.
- Assisting project managers, especially startups, in
managing their project stakeholders.
- Covering stakeholder interdependencies across
projects.
One of the most important aspects of Program stakeholder
management will be to facilitate, realize and manage
the successful and effective "change" that the Program
should produce.
The following sections provide specific examples of
concerns that will be addressed at the program level
through the portfolio management plan, technology
transfer plan, quality management plan, human resources
plan, communications plan, and risk management plan.
Technology Transfer PlanThe water technology program will follow internationally
recognized best practices in technology transfer. Key
elements of the program designed to facilitate technology
transfer are:
Involvement of users in the program design: this
occurs through user participation in the planning
workshop and user involvement in the water advisory
committee. It is well recognized that user involvement
in the research design leads to research and outcomes
that are more likely to meet the needs of users, and thus
are more likely to lead to successful innovation.
National programs focused on the development of
advanced pilot application projects: these projects involve
KACST, government agencies, universities, and industry.
Knowledge is transferred to companies in the course
of the project. This is a proven method for developing
technologies wich fulfill a specific need and can be easily
transferred to government or commercial users.
Use of university/industry centers as a major research
mechanism throughout the plan: industry involvement
in these centers (providing advice and funding) will
encourage university research to be focused on user
needs, increasing the likelihood of technology transfer.
These centers will also transfer knowledge to industry
though the training and graduation of students (who
have been trained on problems of interest to industry),
who then take jobs in companies or form their own
companies.
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Strategic Priorities for Water Technology Program
Linkage between the water program and technology
business incubators and other programs will aid the start-
up of new water technology companies.
Quality Management PlanThe water technology program will follow international
accepted quality management processes for science and
technology programs. Elements of this plan include:
Advisory committee review of the overall program
design and budget.
Competitive, peer-reviewed selection processes for
university-based research centers and projects.
Annual reviews of technology development projects
to ensure that milestones are being met.
Periodic (every 5 years) subprogram evaluations
conducted by a review committee supported by an
experienced evaluator.
Procedures will be developed for disclosing and
managing potential conflicts of interest among reviewers.
In many cases, some international experts will be used
on review panels to reduce possible conflicts of interest
and to provide an independent external assessment.
Human Resources PlanAs noted in the SWOT analysis, human resources are
a critical barrier to the success of the water technology
program. The availability of skilled people, including
both researchers and technical managers and leaders,
is likely to limit the growth and success of KSA water
programs. The plan will require substantial numbers of
water professionals, including additional researchers,
technical managers, and technical leaders at KACST, at
universities and at companies. A central task of the program
management function will be to address this issue.
To achieve the goals of the program, KACST will
need to hire or develop additional program managers
with the skills to lead national programs. To do this
KACST will need additional flexibility with respect to
compensation packages, speed of hiring, and ability to
hire international staff.
Stakeholders will need additional researchers and
software engineers with the skills to develop innovative
technologies. This will require broader changes, some
of which are outside of the scope of this plan. As part of
the activities in this plan, the water technology program
will:
Work with the other agencies to improve the quality
of undergraduate water technology education, especially
at regional universities.
Work with new universities to develop research and
education programs that especially match the Kingdom’s
water technology research needs.
Work to change policies to allow more international
hiring, to bring specialized expertise to the Kingdom.
Support training for researchers to become R&D
managers and leaders.
At the undergraduate and especially graduate level, this
plan is designed to help increase the numbers of water
researchers through its emphasis on university-industry
centers. These centers are designed to train new students
with research and innovation skills that are needed by
research organizations and industry.
Communications Management Plan The purpose of the communications management plan
is to provide appropriate information to the program
participants and stakeholders. One element of the
communications plan is to improve communication
throughout the KSA water research community and to
expand collaboration among members of the community.
Aspects of this include:
Operational Plans
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program��
There will be a public website with information on
program goals, accomplishments, funding opportunities,
and other news.
Periodic workshops will be held with users and
stakeholders to define future program needs.
Requests for proposals (for university centers, grants,
and pilot application development programs) will be
announced to the public.
The program advisory board will review and comment
on the program, and advisory board reports will be made
public on the website.
The program will sponsor workshops, conferences, and
professional society activities to expand communication
and networking throughout the community.
Presentations on the program will be made at national
and international conferences.
Another element of the plan is to define appropriate
communications within the management structure of
the plan. It is especially important that information
about risks or difficulties in the program, such as delays,
lack of resources, or non-attainment of goals be rapidly
communicated to higher levels of management. A
general principle is that management should never be
surprised by bad news.
Risk Management Plan The program presented here is an ambitious program that
will challenge the capabilities of the Kingdom. There
are several types of risks that could prevent attainment
of program goals, including technical risks, market risks,
and financial risks.
One source of technical risk to attainment of technical
goals is, as described above, the lack of adequate human
resources to implement the program. Approaches to
managing this risk are:
Adopting policies to attract people with the needed
skills. This may involve raising salaries and recruiting
internationally.
Delaying or phasing in some program elements if
people cannot be hired.
Expanding the pool of people with needed skills
through education and training programs, such as
university water research centers (see human resources
plan).
Another cause of technical risk is overly ambitious
goals. To address this risk the program should have an
independent review of technical goals to ensure they are
feasible, and to adjust technical goals if milestones are
not being met.
Market risk is that projects, while technically successful,
do not lead to successful products because of poorly
understood or changing market conditions, such as the
development of other technical approaches. A way to
address this risk is through:
Designing programs based on carefully considered
market needs.
Monitoring international technology and market
developments.
Continual readjustment of plans in responses to
changes in the environment.
Financial risk is the risk of funding shortfalls or of
cost overruns. The way to address risks in this area is
through careful program planning and monitoring, and
early identification of possible cost overruns. Another
financial risk is due to changes in the plan or funding
due to political or policy changes. It will be important
for the plan management to maintain communication
with policy leaders to ensure they are aware of the
accomplishments of the program and to get early warning
of any policy changes that may affect the program.
Operational Plans
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�4
Strategic Priorities for Water Technology Program
Implementation of the Plan
Many aspects of the plan represent new functions, especially in developing
and managing national technology programs that include industry and
universities and may involve international collaborations. A major task for
the first year of the program will be, in addition to detailed program planning,
for KACST to acquire or develop the necessary skills through hiring or training.
Although it is critical to quickly initiate new research programs, it is essential
to build the skills necessary to lead and develop these programs, and to plan
them carefully. As part of the initial activities under this plan, KACST staff
members will visit programs of a similar nature elsewhere in the world to
discuss their management practices and lessons learned.
The Water Technology Advisory Committee will oversee the implementation
of the plan. It will meet approximately four times a year and review progress
in the program, which can be evaluated according to the:
Growth or establishment of technology-based businesses due to the water
program.
Amount of revenue and jobs created.
Successful importation of technology resulting in new businesses or
applications.
Movement of projects to incubators.
Water-related patents.
Within KACST, the water program
manager will be responsible for
the overall execution of the plan.
Some portions of the plan may be
managed by other parts of KACST.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program��
Implementation of the Plan
Private sector funding of university and KACST water research (indicates
the value private sector places on university or KACST water R&D).
Number and level of presentations in international conferences.
Changes in policies (described previously) to improve water innovation
Number and impact of publications.
Extent of domestic and international R&D collaborations.
Number of water advanced degrees awarded.
The advisory committee will also sponsor and oversee studies of emerging
areas of water technology, to serve as the basis for developing new program
areas. This plan is intended to be a dynamic document that will be updated
at least annually and more frequently if required. In addition to the advisory
committee input, it is expected that workshops with the research community,
users, industry and other stakeholders will also contribute to both a continual
evolution of the plan as well as a stronger water research and innovation
network in the Kingdom.
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Strategic Priorities for Water Technology Program
Stakeholders ParticipantsThe program thanks the following
stakeholder participants for their
contributions to the development of
this plan.
However, They, do, however, bear
responsibility for the contents of the
final plan.
Stakeholders Representatives
King Abdulaziz City for Science and Technology (KACST)
Dr. Omar Al-Harbi Dr. Abdulaziz Al-Quizani Dr. Khaled Alam Mr. Abdulah Al-Khaled Mr. Hamad Safiran Mr. Obid Al-Harbi Eng. Yala Al-Aseeri Eng. Munther Al-Sudis
Prince Sultan Research Center for Environment, Water and Desert(King Saud University)
Dr. Abdul Malek Al al-Shaikh Eng. Ali Abo-Rishah
Water Research Center (King Abdulaziz University) Dr. Omar Seraj Aburizaiza
Saline Water Conversion Corporation (SWCC) Eng. Ahmed Al-Arifi
Ministry of water and Electricity
Dr. Salh Al-Mogrin Mr. Helal Al-Harthi Mr. Ibrahim Al-Shabibi Eng. Sami Al-Youssef Mr. Abdullah Al-Mouhaethef
Appendix A: Plan Development Process
Table A-1: Stakeholders Participants
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�7
Appendix A: Plan Development Process
Stakeholders Representatives
King Saud University Dr. Ibrahim Al-Mutaz Dr. Abdulrahman Al-Dakheel Dr. Farj Abdulslam
King Abdulaziz University Dr. Mohamed Beirutty
King Fahd University of Petroleum & Minerals Dr. Alaadin Bukhari
Saudi ARAMCO Eng. Ahmad Al-Rammah
Planning Development Methodology
A strategic planning / strategic management methodology
was designed and implemented for developing this
program plan. Figure A-1 is a framework that shows
the methodology's main stages and components. Major
issues taken into consideration in developing this
methodology include:
Ensuring a comprehensive approach from higher
strategy to implementation level with clear strategic
alignment.
Maximizing the opportunity that the strategic
plan represented by this plan finds its way to actual
implementation through clarity of "next step" and
guidance towards execution.
Emphasizing focus and conciseness in representation
and avoiding verbose expression to improve understanding
among all parties involved with developing and
implementing the plan, especially given the program's
scientific / engineering setting.
Making use of proven methods and concepts in
strategic planning as well as project/program management
fields, including:
- Balanced Scorecards for linking the program's vision
and mission to its projects, developing a performance-
oriented strategy, and identifying program objectives,
performance indicators and projects in a methodical and
objective way.
- Portfolio management for ensuring optimal utilization
of available resources and proper selection and balancing
of projects as a continuous mechanism throughout the
life of the program.
- Program management to ensure that program-level
benefits are identified and effectively captured as projects
are implemented.
The above approach ensured that not only strategic
planning, but also strategic management requirements
and concerns are considered and addressed.
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Strategic Priorities for Water Technology Program
Appendix A: Plan Development Process
Figure A-1: Program Strategy Map
Achieve ourMISSION
Success withour
Stakeholder
whichdrive
toensure
we
theStrategicActions
that enableus to
execute
People andOrganizations
allow us tosupport the
OurResources &
Systems
Support: National Economy National Development National Self-relianceand Security
TRANSFER TECHNOLOGY LOCALIZED TECHNOLOGY DEVELOP TECHNOLOGY
Conduct Fundamental ResearchEvaluate ReadyTechnologies
Build Localization Pilot Plants
Conduct Localization Research/Studies
Build Pilot Plants
Conduct Applied Research
Select Appropriate Technologies
DevelopOrganizational Culture
Organizational CapitalHuman Capital
Develop CapableHuman Resources
Effeciently UtilizedFinancial Resources
Develop EffectiveWork Processes Develop / Use Knowledge
Management System
Acquire Labs andEquipment
Information Capital
V A L U E S : I n t e g r i t y • C o l l a b o r a t i o n • E x c e l l e n c e • I n n o v a t i o n • D e d i c a t i o n
Utilized Incubators
Select Appropriate Technologies
TRANSFER TECHNOLOGY
Infr
astr
uctu
reIn
tern
al O
pera
tions
Ben
efici
arie
sN
atio
n
Utilize NationalResources Efficiently
Preserve TheEnvironment
Create NewInvestment
Opportunities
Create NewJobs
Deliver Best Valuefor Cost
VISION: To be an international pioneering and referential program in locating and developing energy technologies
through advanced working systems.
Strategic Priorities for Water Technology ProgramStrategic Priorities for Water Technology Program�9
Appendix A: Plan Development Process
Portfolio Management
Initial Portfolio Formation
Water technologies R&D projects were entered into a
project portfolio formation process to form an initial
portfolio (subset) based on best utilization of available
resources to achieve the program's strategic objectives.
This included the following phases:
Phase 1: Evaluate vs. Strategy
In this phase, only projects aligning with the Program's
strategic goals were selected. These projects were
distributed into strategic groups (buckets), and the total
available resources were distributed / allocated initially to
the strategic groups based on strategic significance. The
program adopted a Project Distribution Matrix technique
for defining the strategic groups (buckets). Nine groups
resulted from the intersection of two dimensions having
three elements each. These are:
Strategic Technology Paths:
- Development.
- Localization.
- Transfer.
Research & Development Types:
- Basic Research.
- Applied Research / Pilot Plants.
- Product Development / Added Value.
Phase 2: Prioritization for Resources
In this phase, projects competing for the same resources
within a group (bucket) were prioritized from a resource-
related viewpoint. The Program adopted a paired
comparison technique for this purpose. Accordingly,
nine paired comparison tables were developed. These
are not shown in this plan but can be provided by the
Program/ERI if requested.
Projects were selected to the portfolio one-by-one
starting from the top of the prioritized list in each group
down until the initially allocated resource for that group
was exhausted. This resulted in formation of a portfolio,
but it may be unbalanced.
Phase 3: Select vs. Balancing Factors
In this phase, some projects were eliminated and some
new ones were added to those selected in Phase 2. The
goal of this process is to balance the portfolio in terms of:
Research vs. Development.
Long-Term vs. Short-Term.
High Risk vs. Low Risk.
Growth vs. Sustainability.
Outsourced vs. In-sourced.
Local / National vs. International.
Portfolio Management Process
Phase 4: Execute and Review vs. Strategy
As indicated, the portfolio formed so far is the initial
or start-up portfolio. Projects are then funded and the
portfolio is managed over the life of the program through
continuous reformation as active projects are evaluated,
completed, postponed or cancelled based on their
performance in:
Achieving the strategic objectives they were selected
for.
Achieving satisfactory implementation progress (in
terms of scope, schedule, budget and quality).
At the same time, strategic objectives may be adjusted
and resources may change, which will require portfolio
reformation.
This portfolio management process ensures that the
program is using its resources most efficiently. Without
an objective and methodical process, project initiation
and resources utilization is usually subject to personal
preferences, organizational political pressures and
subjective factors.
www.kacst.edu.sa
Tel 488 3555 - 488 3444Fax 488 3756P.O. Box 6086 Riyadh 11442Kingdom of Saudi Arabiawww.kacst.edu.sa
King Abdulaziz City for Science and Technology
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