kiyo a matsumoto financial disclosure report for 2009

8/3/2019 Kiyo A Matsumoto Financial Disclosure Report for 2009

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* a o 1 o FINANCLM_~ DISCLOSURE REPORT R , p o , t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e ~ . 1 / 2 0 : 0 FOR CALENDAR YEAR 2009 ( 5 ~ z s . c . a p p . ~ ~ 0 ~ - 1 l t )1 . P e r s o n R e p o r t i n g ( L a s t n a m e , f w ~ t , m l d d l e i n i ti a l ) 2 . Cour t o r O r g a n t z a t ~ o n 3 . D a t e o f R e p o r tMatsumoto, K. iyo A. U.S. Dis tr i c t Court (EDN) 08/23 /2010

4. TitLe (Aztic lg II i judges indicate active or senior s~ams; 5a , R e po r t T y pe (c hec k a ppro pr i a te ~pe) 6. Repo r t in g Per i o dmagi s t ra te judges i nd i ca te fu l l - o r pard- t ime) 1 - - ] No m i n a t i o n , Date 01 , "0 ] /2009Active ArticlelII [] Initiai [] Annual [] Final to1 2 / 3 1 / 2 0 0 95b, t~ Amended R.epo~

7. Chambers or Office Address 8 . O n t h e b a s i s o f t h e i n f o rma t i on co n t a i n ed i n t h is Rep o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r et o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c eUnited States Courthouse wi th app l i cable laws and regu la t i on s ,225 Cadman Plaza EastBrooklyn, NY 11201 Rev iewSng Officer Da te

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. C omplete all parts,checking the .NON2~ box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)[~ NONE (No reportable positions.)

POSITRON N A M E O F ORGANIZATION/ENTITY1. Board member " "es dentin coo

II. AGREEMENTS. Repo rting indlrlduat only; see pp. 10-16 offil ing instructions.)N O N E (N o reportable agreements.)

P ART I E S AND T E RA, I S

3.


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Name af P erson Report ing Date o f ReportFI N~I NC I A L DI S C LOS LFRE REPORT~a~oto, myo A.age 2 of 6 o 8 n 3 / 2 0 ~ 0

I I I . N O N - I N V E S T M E N T I N C O M E . ( R , ,o , ,i n , i n a i ~ i a n o l a n d s ~ o u s e : s ,e p p . 1 Z - 2 4 of filing instructions.)A. Fl iers Non-Investment Income[] NONE ~o reportable non-investment income.)

D A T E S O U R C E A N D T Y P E IN C O M E( you r s , n o t s p ou s e s )

1.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - ~[you were married during anyportion of the reportingyear, complete this section.(Dollar amount not required except for honoraria.)V--] NONE (No reportable non-investment income.)

D A T E S 0U R C E A N D T Y P EI. 2009 Teac h ng !~}~ i i~""" ~. ,,~~N 1

2.

3.

4.

I V . R E I M B U R S E M E N T S - -, .~ . s m t ~ a o ., Ioag~.~,~ood, e.,e, tu~,, . . . . .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~ N O N E (W o reportable reimbursements.)SO UR C E D A TES LOCATION P UR P O SE ITE M S P A ID OR PR O VID ED

I. AB A 1 /8 -9 /09 San Diego, CA Committee meeting Transportation, meals, lodging

2. A BA 7;1 3 -1 4 /0 9 Chicago, IL Committee meeting Transportation, meals, lodging

3.

4.5.


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F I N A ~N C LA L DISCLOSURE REPOR T [ r ~ a m e o r r e r ~ o n a e o o r C l n ~ ~ a t e o f R e p o r tPage 3 of 6 / ~ a t~ u m o t o , m y o A . 0 8 / 2 3 / 2 0 1 0

V . G I F T S . a . c ~ . , t ,, s t ~ , o s , t o s ~ , . .. . ,a a e 1 2 e n a e n t c h i la r e n ; s e e 1 2 1 2 . ~-8-31 off!tCng instructions.)[ ] NON E (No reportable gifts.)

.SOURCE D ES C RIPTIO N VALL~i.

3.

4.

5.

~ N O N E (No reportable l iabil i t ies. )~EDITOR DESCRIPTION V A L U E C O D E

l.

2.

3.

5.


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FINANCIAL DISCLOSURE REPORT ~ , e o f ~ s o a a e p o ~ n g D ~ t ~ o ~ a e p o ~ tPage 4 o f 6 Ma tsumo to , K Jy o A, 08/23 /2010VII. INVESTMENTS and TRUSTS -

NO~ ~o reportable income, assets, or ~ansactions.)~ ~o~ c. D .D e s c r i p t i o n o f A s s e t s G r o ~ v a l u e a t e n d T r a n s a c ~ o n s d u r i n g r e p o s i n g p e r i o d(inelu~ng trust ~se~) r e p o s i n g p e r i o d o f r e p o s i n g p e r i o d

Plac~ "~" a~er eseh asset ~Amount T~e (e .g . . V alue V alu e T~e (e.g., D a t e V ~ u e G a i n I d e n r ~ y o fex~t from prior ~sc!osure C~e 1 ~ div.~ ~t, C~e 2 M e t h o 6 b u y , s e l l , ~ C o d e 2 C o d e 1 b u y e r l s e ] l e r(A-H)[ o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )I (J-P)

( A - ~ ) (ffprvate( ~ W ) , . t r a n s a c t i o n )I. Cit ibank I~ & Savings Acct B Interest K T2. HSBC(Acc~) A Interest J T3. Chase Bank, savings and checking (X) A Interest .1 T Open 06/09/094.. New England V ariable Li fe B Interest L T5. Charitable Remainder Trust (Northern Trust E Int./Div. N TSecuri t i es )6. ~;~:~i i!~i~[ Memoria l Partnership (El D Rent L W7. Series EE Savings Bonds A Interest J T Matured 8/1 /09( p a r t )8. Charles Schwab II:U~/Aects (inc. oust. accts B I n t e r e s t K T Sold 09/04 /099. Colga te Pa lmol ive (comm on) (p~t of i tem 8 A lnt./Div. .l T Sold 09/04 /09above) ( p a r t )1 0 . Procte r & Gamble (commo n) (pa r t of i tem 8 A Int./Div. .J T Sold 09/04 /09above) (part)1 1 . Hewlett Packard (common) (part of item 8 A Int./Div. J T Sold 09/04 /09above) ( p a r t )1 2 . Time Warner (comm on) (pa r t of i tem 8 A lnt./Div. J Tabove)1 3 . Diversified Investment Thrift Plan B I n t . ! D i v . M T14 . NY Sta te Edu . Fund: Mo dera te Age Opt. , A I n t e r e s t J T Sold 0 8 / 3 0 / 0 9 JConserv . Growth ( p a r t )

1 5 . Bank o tAmerica : savings and checking A I n t e r e s t J T Open 0 7 / 2 4 1 0 9 J1 6 .

1 7 .


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F I N A N C IA L D I S C L O S U R E R E P O R T [ N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 5 of 6 I Matsumoto, Kiyo A. 08/23/2010VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. andic~tepa,t ofaepor~)

Part VII Investments and Trusts:I tem 3: Chase Bank accounts were opened as pa r t of m ortgage re f inance .I tem 5: Chari tabie Remainder Trust /Northe rn Trust Securi t ie s: Marke t va lue a s of 12/31 /09:$321,913 .80Dodge & Cox Income: $155,496.36Vangu ard GNMA: $77,904.10Vangu ard Longte rm lnvmt. Grade : $73,595.49Items 7-11 and 1 4: These bonds and accou nts held in the name of~: ~i~re l iqu ida ted topay for co l lege tu i t ion and re la ted ex penses . The "part" des ignationi s u s e d b e c a u s e a l l o f t h e E E b on d s w e r e n o t m a t u r e d a n d b e c a u s ~ ~ m e m b e r s a c c oun t s w e r e n o t l i q u i d a t ed .I t em 15 : Ban k o f Am er i ca accoun t s wer e open ed fo r u se by co l leg e-boun d ~


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F I N A N C I A L D I SC L O S U R E R E P O R T N a ~ e o f P ..... Repor t i ng DateofReportPage 6 o f 6 Matsum o to , K i yo A . 0 8 1 2 3 / 2 0 1 0IX. CERTIFICATION.

1 cert i fy tha t a l l informa tion given above ( inc luding inform ation perta ining to my spouse and m inor o r dependent chi ldren, i f any) i saccurate, t rue, and com plete to the best of my knowledge and belief , and that any inform at ion not repor ted was wi thheld because i t met applicable s tatutoryprov is ions permi t t ing non-d isclosure.I fur ther cer t i fy that earned incom e from o uts ide emplo ym ent and honorar ia and the acceptance of g i f t s which have been repor ted are incom pliance wi th the provi s ions of 5 U.S.C. app. 501 e t . seq . , 5 U.S.C. 7353, and Judic ia l Conference reg ula t ions .

Signa t u r e

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I L ING I NS T R UC T I ONSMai l s i gned o r i g i na l and 3 add i t i ona l cop i e s to :

Commi t tee on F inanc i a l D i sc lo su reAdm in i s t r a ti ve Of f ice o f the Un i ted S ta te s Co ur t sSu i te 2 -301One Co l um bus C i r c le , N .E .W a s h in g t o n , D . C . 2 0 5 4 4


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,~o l0 ] FINbdNCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act of 1978~ev. t /2oIo [ FOR CALENDAR YEAR 2009 (s v.s .c , a p p . 1 0 1 . 1 1 1 )I. Person Repo rting (last name, first, middle initial) 2. Court or Organization 3 . Date of]Rep or tMa~sumoto, Kiyo A. U S D str ctCourt (EDNY) 06/10 /2010

4. Tit le (Article 1II judges indicate active or senior slams; 5a. Repo rt T ype (check appro priate bpe) 6. Repo rting Perio dmagistrate judges indicate full- or part-time)[] N0miaation, Date 01/01/2009Active Article IIl ![--] Initial [] A .... I [] Final to12/31/2009

15b..[~-] Amended Report7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodi[ieafions pertaining thereto, it is , in my o pinion, in com plianceLnited States Co\l~]louse with applicable lairs and regulations.225 Cadman Plaza EastBrooklyn, NY 11201 Reviewing Officer Date

L~IPO RTANT NO T ES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign an lastpage.

I . P O S I T I O N S . ~ R e ~ n , t i, ,~ ~ n a i , i~ , . ~ o . ~ y ; ~ . e p p . ~ - 1 ~ o ~ , ~ i . gN O N E (No reportable positions.)

POSITION N AM E OF OR G AN I ZAT I ON ! EN T IT Y~ : ~ < ?l Board member Res dent aI

2.3.4.

5.

II, ,~[~.~IVl~:NX~. (Reporting indh,idual anti,; see pp. 14-16 of filing instructions.) ~ C" :N ON E (No reportable tNreements.)

D A T E PARTIES AND TE~SI.


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FINANCIAL DISCLOSURE REPORT ~ .... fv ..... , a , ~ o , . . t i , , g ~ , ~ t ~ o f ~ . ~ , o ~ - tPage 2 of 6 Matsum oto, Kiyo A. 06/10/201

I II . N O N - I~ E S T M E N T I N C O M E . ca..o.,~.g i.a~,,ia..t ~.a .~ .... ; s e e p p . 1 7 - 2 4 o fil l ing instrucOons.)A. Filers Non-Investment Income

NONE ~o reportable non-investment income..)D A T ~ SOURCE AND TYPE ~OM~(yours , not spouses)

2.

3.

4.

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - i f y o u were married during any portion ofhe reporzing year, complete this sectia~

~ NONE .~Vo reportable non-investment income.)D A T E S OU R C E AN D T k ~P E

1. 2009

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, ontertM .....~t,tcludes those to ~ou~e and dependent chitdret~," see pp. 2 5-27 of.filing mstructior~s.)

~ NONE (No reportable reimbursements.)SO U R C E D A T ES L OC AT I ON PURPOSE IT E M S P A ID O R P R O V ID E D

1. A BA 1/8-9/09 Salt Diego, CA Committee Meeting Transportation, meals, lodging

2. ABA 7/13-14/09 Chicago, IL Committee Meeting Transportafon, meals, lodging

4.

5.


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FINA_NCIAL DISCLOSURE REPORT ~ .... fP .....Reporting[

Date of ReportPage 3 of 6 V c l a t su m o t o , K ~ y o A . 06/10/2010

V . G I F T S . a ~ , t , ,a ~ , t~ o ~ . to ~ o . ~ , ,, ~ ~ p e , ,a ~ , ~ , j, i ~ , ~ , ~ e ~ . 2 8 - 3 1 of f!li~g instructions.)N O N E b V o repor tabl e g!~s . )

S O t i R C E D E S . C R I P T I O N VALUE1 .2.

3 .4.

5.

V I . L I A B I L I T I E S . a , ,~ o d ~ , ~ o . ~ o , ~ s ~ , o ~ , , ~ , a aepe~ dent ct, i l~e, ,: see ~ 1 . 3 2 - 3 3 offiiing instructions.)N O N E ( i ~ , o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1 .

3.

4.

5.


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" FINANCIAL DISCLOSURE REPORT [ N .... f P ..... Reporting D a t e o f R e p o r tPage 4 of 6 t Matsumota, Kiyo A, 0 6 / I 0 / 2 0 1 0

N O N E (No reportable income, assets, or transactions..)

D e s c r i p t io n o f A s s e ~ I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r in g r e p o ~ i n g p e r io do f r e p o r t i n g p e r i o dn c l u d i n 8 t r u s t ~ s s e t s } r e p o r t i n g p e r i o d -.~ ..................O) ~ (~) ~0) ~) 0) (~) (3) (4~P l a c e " ( X ) " a g e r e a c h a s s e t ~ A m o u n t [ T~e (e.g, Value Value T~e (e.g, D a t e Value G a i n Id~ti~ ofe ~ e m p t f r o m p d ~ r ~ s c l o s u r e [ Code I : d i v . , r e n ~ ] C o d e 2 M e ~ h o d b u y , s e l ! ~ ~"d~~ C o d e 2 C o d e I b u y e f f z e t l e r~ (A-H) ] o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ~ ( J - P } ( A - H ) ( i f p r i v a t e~ ( Q -W ) [ t r a n s a c t i o n )

1. Citibank IRA aud Savings Acct B Interest K T2. HSBC (Accts) A Interest J T3. Chase Bank A Interest J T4. New England V ariable I.,ife B [merest L T ,5. Charitable Remainder Trust (Northern Trust E l n t . ~ q 3 i v . N TSecurities)6. D Rent L W7. Series EE Savings Bonds A Interest J T M a t u r e d ( p a r t ) 8/1/09 J8, Charles Schwab IRA iAccts (inc. oust. accts B I n t e r e s t K T Sold 0 9 1 0 4 / 0 9 J A(part)9. Colgate Palmolove (common) (par~ o f IRA, A Int./Div. J T Sold 0 9 1 0 4 / 0 9 JItem 8 above) (part)

1 0 . Procter & Gamble (common) (part o, I R A , A I n t . ~ l g i v . J T Sold 0 9 1 0 4 / 0 9 Jitem 8 above) (part)l ! . Hewlett Packard (common) (part of IRA, A I n t , ! D i v . J T Sold 0 9 1 0 4 / 0 9 Jitem) (Par01 2 . Time Warner (colnmm0 (part of IRA, itcnt 8 A htt./Div. ,I T Jabove)i3. Diversified lnvesunent Thrift Plan B IntJDiv. M T1 4, NY State Education Fund A I n t e r e s t J "1 Sold 08/30/09 J(part)1 5 . Bank of America A Interest J T1 6 _1 7 .

(See Columns 81 and D4) f = $50 ,0 0 1 - $10 0 ,0 0 0 O =$10 0 ,0 0 1 - $1,0 0 0 .00 0 H I = $1,0 0 0 ,0 0 1 - $ 5,0 0 0 .0 0 0 H2 =More ~baa $5,000310~, ]2. Value Codes J =SI 5,000 or I.s~ K =$15,0 01 - $50 ,0 0 0 L =$50 .0 0 1 - $10 0 ,0 0 0 M =$100.001 - $250.030(See Column~ Ct and D3) N -$250 ,001 - $500 ,000 O =SS00,001


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FINANCIAL DISCLOSURE REPORT r~ .... r P e r s o n R e p o ~ t i n g D ~ t ~Page 5 of 6 Matsum oto, Kiyo A. 0 6 1 1 0 / 2 0 1

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.

Part Vll Investments and TrustsItems 7-1 l and 14: These bonds ,and accounts held in the name ofi:ii::;~;i~N: ~,~~ were iqu dated to pay for.~ college tuition and related expenses The "par~"designation ~s used because all of!~ EE bonds were not matured ani~ecause our other members accQunts were not liquidated.Item 5: Charitable Remainder Trust/Northern Trust Securities: Market value as of 12!31/09:$321.9 l 3.80Dodge & Cox Income: $155,496.36Vanguard GNMA: $77,904.10Vanguard Langterm Invmt. Grade: $73,595.49


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting D a t e o f R e p o r tPage 6 of 6 Matsurnoto, Kiyo A . 06/10/2010IX. CERTIFICATION.

I certify that all information given abo ve (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, t-rue, and complete to the best of my kno wledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employm ent and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature ........

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W 1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY" BE SUBJECT TO C1V1LAND CP.IPrIINAL SANCTIONS (5 U.S.C. app. 104)

FILIN G IN S T RUC T ION SMail signed original and 3 additional copies to:

Cornmittee on Financial DisclosureAd ministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

kiyo a matsumoto financial disclosure report for 2009

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