l._ __ Re_!_. _-1_0 ___ .... OU ..

RcvicwingOffi-�--------------- Date.__ __ _

PQSmoN NAME OF QRGANJZAIION!BNT!'IY

PAR.TIES AND TERMS

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A-1-n€2.r't { Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act or 1918

Calendar Year 2003 (5 u.s.c. app. §§ 101-111)

1. Person Reponing (Last name. First name, Middle initial) 2. CowtorOrganization Vanaskie. Thomas I U.S.Dist.Ct. M.D. of PA

4. 1itlc (Article m Judges i!1dicatc YC or senior Status; S. RcpaitType (check appropriate type) magisttatc judges indicate full- or part-time)

Date0 Nomillalioa. U.S. District lodge· Active

0 Jnililll 0 FIDa1

3. DateofReport

S/13/2004

6. ReportingPeriod

1/1/2003 to

1213112003 7. Ouimbcn or Office Address 8. On the basis of the infoanatiou contained in this Reportand any

modificadons pertaining lhcreto, It is, in my opinion, in compliance P.O. Box 913 .. with applicable laws and regulations. Scranton, PA 18501

· L ·POSMONS. (Reporting individual on1y; sec pp. 9-t3 offiling instructions>

D NONE - '

1. 111/03 - 8131/03 -Director Scnntm1. Prepamtmy School Board ofTnlstecs 2. 10/1/03 -12131/03 -Dircc:tEr

IL AGREEMENTS. (Rqlarting individual cm1y; sec pp. 14-16 of filing insttuctions)

NONE - CNorcponablcagi=mcnu.>

1.

0 c:::-(_I') ·u.> rn0 - ·-

.-. --·- - ' " ;;� -r"! --- 0 ./·::.o lft \. ...l'tlt' -- -0 :.:;:, r- ::::;;::

rn •

= .;:::...

';fl

SOVRCE ANJ)WB GROSS 1NCOMB

SOJJRCE ANO TYPB

.·· FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Vanask:ic, Thomas I Sf13/20M

Ill. NON-INVESTMENT INCOME. CReporting irimvidual and spouse: see pp. 17.24 of filing iustrw:tions>

A. Filer's Non-Investment Income

Ii!! NONE - (No reportable non-investment income.)

(yours,.mi spouse's)

1.

B. Spouse's Non· Investment Ineome • (Ifyou were married during any portion of the reporting . please complete this section. (dollar amount not n:quired elCCpt for bonoraria)

D NONE - CNo reportable llOll-inmt:ment mcorpc.>

l. 2003

2. 2003 JC PmDey Company, Inc.

IV. REIMBURSEMENTS - ll'lllSpmtaliaa. loclging. food. enterlainment. (Includes 1hDse ID spouse aud dcpcndcat clu.1dn:n. See pp. 25·27 of illstnctiom.)

li!I NONE . CNosucbreponablereimbmscmenis.>

DESCRIPTION ·

1.

SOURCE DBSCBIPllON.

VAWECODE

S/13/2004

.-

Name of Person ReportingFINANCIAL DISCLOSURE REPORT Date of Report .·

Vanaskie, Thomas I

V. GIFTS. (Includes those to spouse and dependent children. Sec pp. 28-31 of instructi00$.)

D NONE - CNo such reportable gifts.>

1. West Publishing Co. Federal Supplement and F.R.D. .YAI..lm

$3,000

,.

Vl LIABlllTIES. (Includes tbosc of spouse and dependentcbildmi. See pp. 32-34 of iustructioas.)

0 NONE - CNo reportable liabilitie&.>

CREDITOR

1. Great Lakes P.ducatioaal Loan Services. J Inc.

2. Sallie Mae (Formerly College Crelit) Loan rorllmoucge cducatioo. J

3. Mass. Edllca!ioaal PiuDciJlg Aathai1;y 1

4. Capital Ollc 1

S. MBNA Credit Qml

L6. Nelnet

Li. ACS Loe fer educaticm (coosolidaticm or Maa. Bd. Fin. All1h. Debt)

2.

6.

12.

JRA#2

.

Dividend

Jntcrcst

(2) (3) (4)

Gain

(A-II)

sale

-

.

3.

repartiDg pcdocl

(1)

C .,s:..SOl-SS,000 D "'SS.001-$15.000 E -Sl5,()(Jl·.-50,000 - ,.

.FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page lof2 Vanaskie, Thomas I 5/1312gcl4 VII. INVESTMENTS and TRUSTS - income, value, 1tanscations (mcladcs thDsc oftbe spouse llJld dependent chiklrcn. See pp. 34-S7 of ftliog inslIUCtioos.)

A. B. . c. D. lDeome duriag Goss value at end of TnuisactiOllS during reporting period DescripliOD of Assets

(mcluding lrUst assets) reponing period

If not e=mpt from disclosure(1) (2) (1) (2)

Place "QC)" after each 11sset exempt from prior discloswe

Amomll Code 1 (A-H)

Type (e.g.div. iellt. or iiiL)

Valoe Code2 (J.P)

Value Melhod Code3 (Q-W}

1Jpe (e.g. buy, sell, mergl:I'.

lion)

Dale: Month· Day

Yalae Coclc2 (J-PJ

Code 1

(S) Idelllity of buyer/seller (lfphn lt'aDsaclion)

DNONE (No reponabli: income. assetS, or ttusactioos) .

1. IRAll A Div. &Int. L . .

T

-AJM Weingarten Mutual Fund

-Davis NY Venture Mutual Fund

4. -Aegis Realty, Inc. Commou, SIXJCk 316 J

s. -Prudential Utility Fund, Class A I'

. -Lord Abbett Affiliated Mwual Fund

7. -Gabclli Value Mulual Fund

8. -Janus Investment Worldwide Mutual Flmd

9.

10.

·Robertson SU:p1u:as Inv. Trust· Bmcrging Growth Puncl

-JobD Hancoc:t Global Tech Pull4

11. -Nokia Common SIDCt

•Vasomedical Common Stock

13. -Cenll:llllial Moacy Marlt.:ct Pund sale 5122 J A

14. Bvapem Money Mmbt FIUld A Jnll:rest J T buy 5122 J

lS. A J T

16. -Lord Abbett Affiliated Mutual Pund

17 . ,

-Brokenlp Account #1

18. -Centennial Maney Market Fund A T closed 12123 J

l. ln:omc/Gain Cod:s: A. = Si.,00 a.-less B = $1..001 ·S'.l..500

(S e Col· mn: 811111:: ·, F = L.o:n.s100.onn G =S!OO.OOJ-Sl,000.000 HJ "'s1,ooo.001.ss.ooo,roc1 HZ =More Illar. .rou.ooo

:.. Valu:.- Co:i:s: : Sl .o :; o iess r. = £15.00• - !i0.000 L = '\O.OOl·SlDO.C:X'J W. =SlO .O:ll-!250.DOO

0 == $50CJ,OOl-Sl.OQ-"J,O:l:• p; = Sl.OOO.OOi· .'.i.000.000 p: = ::.rou.o:n-.::::5.0JO.OO:J ; :; Columru: C: nn::. D:,i : :: s:SD ,OOC· S:SOD.OO:l

p; : ;::::: .OU0.0'.'! l- SC,U'.l:,.OJ p: = S"-ior lhar. S:SU.008.0[i:i

If

(2) (3)

Code2 Gain Codcl (A-II)

RpOfling period

Type (e.g.

(J-P)

--FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page2of2 Vanaslie, Thomas I S/1312004. VII. INVESTMENTS and TRUSTS - income, Yllluc, llllllScations cmc1uc1es &hose arlbc spouse and depcudeutm1c1rcn. Sec pp. 34-57 orfiling instructions.>

A. B. c D. daring Gross value 11t end of Tl'lllSICtiOllS during reponlng period Desaiplionof Assets

{'mcludiog bUSl assets) reporting period

Codc2 Method buy, sell, Monlh-

D0t exempt from disclOSIR (l) (?) (1) (2) {l) (.() (S}

Value ldealityofPlace ·cxr after each asset cxaript Amowll Type (e.g. Value Value Date: &om priordlsclosure Cocle l div. rr:nt. er ba)'l:lfsellcr (Ifpri\'DICDay(A·H) int.) (J-P) Code3 lll:tFI'·

'' ,.

Name of Person Reporting D ofReportFINANCIAL DISCLOSURE REPORT

Vanastie, Thomas I Sn3J2004 · ''

(lndicalC pan of Report.) VIlI. ADDffiONAL INFORMATION OR EXPLANATIONS

Part VIl of the Repmt

All mutual funds and equity in ts have automatic reinvestment features, with income from those funds and equities used to purchase additicmal shares. I have divided investment assets, by brokerage account and IRA acconnt as suggested at pp. 13-16 of the "Flier's Checklist for AJmual Reports." Dividing assets by account in which they arc hcJdhelps explain multiple listing of various assets.

In accordance wilh advice on p. 52 of the Filing Instructions, deppsits into and withdrawals from the money market fund have not bcco. reported. The Centennial Money Mad:ct Fund under IRA #1 was closed, and funds from that account were used to open the Evergreen Money Market Fund, with the ttansacticms being reported as a sale and purchase, respectively. 'lbc Q:ntcnmat Money Market Fund in Brokerage Account #1 was closed. with that accOlllll being tcnninab:d.

·

Part VI of the Report

Educational loans with Oreat Lakes Educational Loan Services were consolidated with Nclnct. At the end of the reporting period, there was no indebtedness ID 0reat Lakes.

·Educational loans with Mass. Educalioaal Pinancing Autbori.ey were transfcncd ·to ACS, Tbcrc was uo indebtedness to the Mass. Ed. Pin. Au.th.. at the end .of the reporting period.

e+ I •i ·.u t I -scbool from the Mass. Ed. J1n. Allth. Reparledcm the 2002 tepOrt is DO kmgcr .reported IS the debt is owed by the filc:r.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Vanaskie, Thomas I S/1312004

IX. CERTIFICATION.

I certify that all information given aQOve (including information pertaining to my spouse and minor or dependent children. if any) is accurate. true. and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. § 501 ct. seq., S U.S.C. § 7353, and Judicial Conference regulations.

"

,

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wll.FULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on financial Disclosure Administrative Office of the United States Courts Suite2-301 One Columbus Circle, N.E. Washington. D.C. 20544

I · ._ _ _ R_e_v_. 1_12_ 0_04--- t

Reviewing Officer ___________ _ Date. ____ _

POSITION NAME OF ORGANTZATlONIENTITY

PARTIES AND TERMS

c

;Dz: •

..,,

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A0-10 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (Last name. First name. Middle initial) 2. Court or Org:mii.a ion 3. Date of Report Vanaskie, Thomas I U.S.DistCt. M.D. of PA 5/1312004

4. Title (Article III Judges indicate active or senior status; S. ReportTypc (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time)

0 Nomination. Date 1/1/2003 U.S. District Judge - Active

0 Initial @ Annual Q Anal to 12131/2003

7. Chambers or Office Address 8. On the basis of the infonnation contained in this Repon and any modifications pertaining thereto, it is. in my opinion, in compliance

P.O. Box913 with applicable laws and regulations.

Scranton, PA 18501

IMPORTANT NOTES: The instructions accompanying this fonn must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions) D NONE (NoreportabJepositions.)·

I. 111/03 - 8/31/03 - Director Scranton Preparatory School Board ofTrustees

2. 10/1103 • 12131103 - Director Scranton Community Medical Center Board of Trustees

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions) :z ..

NONE (No reportable agreements.) en -· 0t""l'I rn o-cn:Z 0 ->

1. ;:::::; m

o>..,,r ::s:: m • c0 c:::.

m J:-

SOURCE AND TYPE GROSS INCOME

SOURCE AND TYPE

SQURCE DESCRIPTION

2.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Vanaskic, Thomas I

Date of Repon

5/13/2004

ill. NON-INVESTMENT INCOME.

SOURCE PESCRlPT!ON

CREDTI'OR DESCRIYIJON VALUE CODE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Vanaskie, Thomas I

Date of Report

5/13/2004

V. GIFTS. (Includes those to spollse and dependent children. See pp. 28-31 ofinsl!llctions.)

0 NONE (No such rcponable gifts.) ·

1. West Publishing Co. Federal Supplement and F.R.D.

VALUE

$3,000

VI. UABIIlTIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

0 NONE (No reportable liabilities.) ·

I. Great Lakes Educational Loan Services, Inc.

2. Sallie Mae (Formerly College Credit)

3. Mass. Educational Financing Authority

4. Capital One

Loans for·•••college education

Loan for-college education

Credit Card

J

J

S. MBNA Credit Card K

6. Nelnet Loan for ..college education (consolidation of Great Lakes debt) L

L7. ACS Loan for-college education (consolidation of Mass. Ed. Fin. Auth. Debt)

If

(3) (4) (S)

-

L

4.

J

c D E

'

(I\

3.

8.

FINANCIAL-DISCLOSURE REPORT Date of Report Name of Person Rcponing Page 1 of2 Vanaskic. Thomas I 5/1312004

VII. INVESTMENTSandTRUSTS - income. value. lr.inscations (includes lhose of lite spouse :md dependen1 children. See pp. 34-57 of filin11 instructions.I

A. B. c. D. Income during Gross value nt end of Tr.uisactions during reporting period

Description of Assets n:porting period reporting period (including truSt assets)

( ( ) (2) (I) (2) not e 1tempt from disclosure

Pbu:e "(XJ" nftcr each usset e1tempt from prior disclosure

Amount Cocle I (A-HI

Type (e.g. div. rent. or int.)

Value Cocle 2 (J-P}

Value Method Code 3 (Q-W)

Type (e.g. buy, sell, merger, redcn¢on)

(2) Dale: Month-Day

Value Code2 (J-P)

Gain Code 1 (A-H)

Identity of buyer/seller (ifprivare trans:iction)

DNONE (No reportable income, assets, or uansactions)

1. IRA#l A Div. &Int. T

2. -AIM Weingarten Mutual Fund

-Davis NY Venture Mutual Fund

-Aegis Realty, Inc. Common Stock sale 316 I

5. -Prudential Utility Fund, Class A

6. -Lord Abben Affiliated Mutual Fund

-Gabelli Value Mutual Fund 7.

-Janus Investment Worldwide Mutual Fund

9.

10.

-Robertson Stephens Inv. Trust - Emerging Growth Fund

-John Hancock Global Tech Fund

11. -Nokia Common Stock

12. -V asomedical Common Stock

13. -Centennial Money Market Fund sale 5122 I A

14. Evergreen Money Market Fund A lntcrcSt J T buy 5122

15. IRA#2 A Dividend T

16. -Lord Abbett Affiliated Mutual Fund

17. -Brokerage Account #l

18. -Centennial Money Market Fund A Interest J T closed 12123

I. lncome/Gain Codes:

(Stt Columns Bl and [:Ml

2. Value Codes:

(See Colu1TD1s Cl and 03)

A = S 1.000 or less

F = $50.001-SIOO.OOO

= SlS.000 orbs

I\ = S'.!50,000-$500.000

P3 = S:!S.000,00 l -$50.000.000

B

G

K

0

t>

= $1.001-$2,500

= $100.001-Sl.000.000

= $15.001-$50.000

= $500.001-$1.000.000

r ""' i"R •I Estate Onlvl

=S:!.501-$5,000

HI = Sl,000.00l·S.. .000,000

L = $50.001-$100.000

Pl = $ l.000.001-$5.000.000

P4 = $More than S50.000,000

s = Assessment

= S5.00!-Sl5.000

H::? =Mon: than $5.000.000

M = s100,00 l-$250.000

P:? = ss.000.001-s"-5,000.000

T = Cash/Marl:et

= $15,001-SSO,OOO

If 1I'0111

(2) (3) (4)

-

A (' D

19.

FINANCIAL-DISCLOSURE REPORT Name of Person Reporting Date of Report ·Page2of2 Vanaskie, Thomas I 5/1312004

vn. INVESTMENTS and TRUSTS - income, value. tmnscations (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instructions.)

A. B. c. D. lncome during Gross value at cod of Transactioos durinii reponiog period Description of AssclS reporting period reporting period (including IJ'USI ISSCIS)

not exempt disclosure(\) (2) Cl) (2) (\) (S)

Plue.= "(X)" ufrer each ussct exempt Amount Type (e.g. Value Value Type (e.g. l>Jte: Value Guin Identity of from prior disclosure buy, sell, Code I div. n:nt. or Code2 Method Month- Code2 Code\ buyer/seller merger,(A-H) int.) (J-Pl Code3 Day (J-PI CA-H) (if privute redemption)(Q-W} lnlllS:iction)

Penn Security Bank Account A Interest I T

l. Income/Gain Codes: = S 1,000 or less B = $1.00 I -$'.!.500 = $2..501-$5.000 = $5.00Hi 15.000 E = SJ5,00l-SS0,000

(Sec Columns Bl and ])4\ F = $.50,001-$100.000 G = $100.001-$1.000.000 HI = $!,000.001-$5.000,000 fI2 =More than $5.000.000

2. Value Codes: = S15,000 or less K = $15.001-SSO.OOO L = $50.001·$100.000 M = S!00,001-$250.000

(See Colulllll. Cl and D3J "' = S250,000-$500.000 0 = $500,001-Sl,000,000 Pl = $1.000.00l ·SS.OOO.OOO = ss.000.001-s .ooo.ooo

P3 : S:?5.000,00 l-$50.000.000 P.:I = $;1.1or than S50.000.000

" - !1."""'""'ir •l R = Cost iR.:-.il fatute Only) s = Assessment T = Cash/Market

••••• ,

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Vanaskie, Thomas I s1i3n004

(Indicate pan of Report.) VIII. ADDIDONAL INFORMATION OR EXPLANATIONS

Part VIl of the Report

All mutual funds and equity investments have automatic reinvestment features, with income from those funds and equities used to purchase additional shares. I have divided investment assets, by brokerage account and IRA account as suggested at pp. 13-16 of the "Filer's Checklist for Annual Reports." Dividing assets by account in which they arc held helps explain multiple listing of various assets.

In accordance with advice on p. 52 of the Filing Instructions, deposits into and withdrawals from the money market fund have not been reported. The Centennial Money Market Fund under IRA #1 was closed, and funds from that account were used to open the Evergreen Money Market Fund, with the ttansactions being reported as a sale and purchase, respectively. The Centennial Money Market Fund in Brokerage Account #1 was closed, with that account being terminated.

Part VI of the Report

Educational loans with Great Lakes Educational Loan Services were consolidated with Nelnet At the end of the reporting period, there was no indebtedness to Great Lakes.

Educational loans widl Mass. Educational Financing Authority were transferred to ACS. There was no indebtedness to the Mass. Ed. Fin. Auth. at the end of the reporting period.

The loan for graduate school from the Mass. Ed. Fin. Auth. ReportCd on the 2002 report is no longer reported as the debt is owed by •••••ofthc fil .

Date._5-:-r-