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    A NOVEL THREE-PHASE RECTIFIER WITH HIGH POWER FACTOR FOR

    WIND ENERGY CONVERSION SYSTEMS

    C. E. A. Silva, D. S. Oliveira Jr., L. H. S. C. Barreto, R. P. T. Bascop.Federal University of Cear UFC, Department of Electrical Engineering - DEE,

    Group of Energy Processing and Control GPEC, Fortaleza CE [email protected], [email protected], [email protected], [email protected]

    Abstract In this paper it is proposed a new topology

    of three-phase controlled rectifier feasible for high power

    wind energy conversion systems (WECS). This rectifier is

    based on the bridgeless rectifier, uses six wires of the

    generator, and allows the operation with high power

    factor, increasing the generator efficiency. One Cycle

    Control (OCC), which avoids the need of sinusoidal

    reference signals, was used in the rectifier control. This

    study is then concerned with the operation principle and

    experimental results obtained from a 5 kVA prototype.

    Keywords - one cycle control, power factor correction,

    three-phase PWM rectifiers, wind energy systems.

    I.INTRODUCTIONAccording to the U. S. Department of Energy, through of

    International Energy Outlook 2006 (IEO) report of EnergyInformation Administration (EIA), the global consumption ofenergy will grow at an annual average of 2% between theyears of 2003 and 2030. The forecast for the growth ofdemand for energy specifically in the electric form is even

    greater i.e. 2.7% to the year [1].Either for ambient, strategical, or geographic questions,the generation of electric energy from wind energy systemshas grown quickly, changing from a global installed power of4.8 GW in 1995 to 58 GW in 2005, at annual average growthof 24% [2]. Considering the current estimations of increasein the demand for electric energy generation in the next few

    years, one concludes that the growth of the electric energyobtained from wind systems tends to continue.

    This worldwide context is challenging for all involved professionals in generation, distribution, and processing ofelectric energy. In energy processing power electronicspecialists and researchers are fundamental, constantly

    searching the increase of the processed power with greaterefficiency and reduced weight and volume.

    This paper intends to contribute with this researchconsidering a three-phase controlled rectifier with active power factor correction employing One Cycle Control(OCC), what allows obtaining high power factor withincreased simplicity of the circuit control when compared to

    conventional techniques. This rectifier is feasible for highpower wind energy conversion systems (WECS).

    II.WIND ENERGY CONVERSION PRINCIPLEThe wind turbine basic principle is to convert the linear

    motion of the wind into rotational energy. This rotationalenergy is used to drive an electrical generator, allowing thekinetic energy of the wind to be converted to electric power.

    The captured power of the wind (Pv) for a wind turbine isgiven by (1) [4].

    1 3

    2P A u

    v a v= (1)

    Where a is the wind density, u is the wind speed, and

    Av is the area swept by the turbine. The mechanical power(Pm) generated by the wind turbine from captured power ofthe wind depends on the power coefficient (Cp) of the windturbine, as shown in (2).

    ( ),m p vP C P = (2)

    According to (2), Cp is a function of tip-speed ratio andpitch angle . This function can be approached satisfactorilyby (3) [3].

    ( )5

    21 3 4 6,

    i

    C

    pi

    CC C C C e C

    = +

    (3)

    Where,

    mr

    u

    = (4)

    3

    1 1 0.035

    0.08 1i

    =

    + +

    (5)

    Parameter r is the length of the wind turbine blade and

    m is the angular rotor speed. Coefficients C1 to C6 dependon the aerodynamic characteristics of the wind turbinedesign. The typical values are given in Table I [3].

    TABLE I

    Typical values of coefficients C1 to C6

    Coefficient Value

    C1 0.5176

    C2 116

    C3 0.4C4 5

    C5 21

    C6 0.0068

    III.WIND ENERGY CONVERSION SYSTEMSAny WECS is composed basically of three parts: wind

    turbine, electrical power generator, and electronic powerprocessing system. The wind turbine and the electrical powergenerator compose the wind generator. Horizontal axis windturbines (HAWTs) with two and three blades are the onesthat allow the best exploitation of the available wind energy(Fig. 1) [4]. Three-bladed HAWTs are more commonly used

    than two-bladed ones because they are less susceptible to thetower shadow effect. In Fig. 1 it is observed that the

    maximum extraction of the wind energy is achieved whenthe rotational speed of the turbine varies with the wind speed,keeping a constant , implying a variable speed WECS.

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    Fig. 1. Power coefficient vs. tip-speed ratio curves for HAWTs [4].

    The possibility to control the frequency and the amplitudeof the generated voltage through the excitement, independent

    of the speed rotation, made the doubly-fed inductiongenerator (DFIG) the main choice in variable speed WECSof great size directly connected to grid (Fig. 2) [5]-[6].

    Fig. 2. Variable speed WECS directly connected to grid based in

    DFIG.

    The WECS in Fig. 2 allows the processing of high powerlevels, since the power converter processes only about 30%of the rated power [7]. On the other hand, the reducednumber of poles of the DFIG demands the use of gearboxbetween the wind turbine and the generator, implying biggerweight, size, and maintenance, reducing its efficiency andreliability [5].

    An alternative to the DFIG is the permanent magnet

    synchronous generator (PMSG), which can be designed withhigher number of poles to avoid the use of gearbox. Being asynchronous generator, all the generated power must beconditioned through a power converter before it can be used(Fig. 3), restricting the power of this type of WECS.

    Fig. 3. Variable-speed WECS connected to grid based in PMSG.

    The PMSG presents some advantages when comparedwith the DFIG [8]-[9]:

    External excitation current is not required; Light weight; Small size;

    High reliability; Low maintenance; High efficiency;

    The main disadvantage of the PMSG is the high cost of permanent magnet material and power converter. Themathematical model of a PMSG and the main powerprocessing topologies are presented as follows.

    A.PMSG mathematical modelUsing the torque definition, the mechanical torque (Tm)applied to the PMSG is given by (6).

    mm

    m

    PT

    = (6)

    Substituting (1), (2), and (4) in (6), the mechanical torquecan be expressed according to (7).

    ( ) 212

    pm a v

    CT r A u

    = (7)

    Using the torque definition again, the electromagnetictorque (Te) of the PMSG is given by (8).

    a a b b c ce

    m

    E I E I E I T

    + + = (8)

    Where Ea,b,c are the induced instantaneous voltages across

    the PMSG windings and Ia,b,c are the induced instantaneouscurrents through PMSG windings. If friction is notconsidered, the variation of the angular mechanical speed ofthe rotor with the time is given by (9).

    ( )1

    m m eT TJ

    = (9)

    B.Power Processing Topologies Applied to PMSGThe rectifier stage of the power converter used in systems

    such as that in Fig. 3 must present high power factor,

    otherwise harmonic distortion in the current and voltage of

    PMSGs may cause several undesirable effects to thegenerator, such as [10]:

    Increased heating due to iron and copper losses atthe harmonic frequencies;

    Reduction in machine efficiency; Loss of the torque production; Increased audible noise emission; Eventual occurrence of mechanical oscillations;

    In order to avoid these problems, systems capable ofemulating resistive loads for the PMSG must be used,resulting in low total harmonic distortion (THD). These

    systems can be implemented introducing a dc-dc stage between the conventional rectifier and the output stage, as

    shown in Fig. 4.

    Fig. 4. WECS with power factor correction using intermediate

    dc-dc stage.

    Any dc-dc converter with current source input

    characteristic can be used in the WECS of Fig. 4. Thesimplicity of control, the reduced number of components,

    and the predominant need to increase the generated voltage,make the boost converter the main choice [11]-[16] in this

    WECS, as shown in Fig. 5.

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    Fig. 5. WECS with intermediate boost converter.

    It can be observed in Fig. 5 that there are always three

    power semiconductors in the rectifier stage operating at highfrequency in the current path, reducing the efficiency of thistopology. Another unidirectional topology proposed recentlyfor WECS is shown in Fig. 6 [21].

    Fig. 6. WECS with semi-controlled rectifier.

    In this topology there are only two semiconductors in thecurrent path of each phase, increasing its efficiency. On theother hand, this structure allows the modulation of thepositive half-cycle of the currents drained from the PMSG,resulting on a THD about 16% [21]. Than Systems in Fig. 5and Fig. 6 are feasible for small WECS.

    Another option to achieve high power factor in thegenerator side is to use a PWM rectifier in the WECS, asshown in Fig. 7.

    Fig. 7. with power factor correction using PWM rectifier.

    The traditional topology applied in high power WECS isshown in Fig. 8 [6] and uses the back-to-back converter [17]-

    [18].

    Fig. 8. WECS with back-to-back converter.

    In the rectifier stage of this structure there are only twosemiconductors in the current path of each phase and thecurrent can be modulated in both half cycles. However, there

    are switches connected in series, complicating the commandcircuits.

    In Fig. 9 it is shown a WECS that uses a variation of the back-to-back converter [19] proposed in [20]. Only foursemiconductors are used in the rectifier stage of thistopology. Moreover, the voltage balance across thecapacitors of dc link is not a trivial task, what iscompromised by the low number of modulation freedom

    degrees of this converter.

    Fig. 9. WECS with modified back-to-back converter.

    IV.PROPOSED RECTIFIERThe proposed topology is a novel unidirectional three-

    phase PWM rectifier, based on the single-phase rectifierintroduced in [23] and known in literature as bridgeless [22]-

    [26]. The proposed rectifier is recommended for applications

    where six wires are accessible and is composed by three

    single-phase rectifiers, as shown in Fig. 10, each one

    connected to one phase of the PMSG. This rectifier is fully

    controlled, being able to provide unity power factor and low

    harmonic content of the generator currents.

    In Fig. 10 Ea,b,c are the induced electromotive forces in

    each winding of the PMSG stator, inductors La,b,c representthe inductances of each winding of the PMSG stator and arecoupled to each other, and L1,2,3 are boost inductors. Vdc isthe voltage across the dc link capacitor. This capacitor

    decouples the rectifier and inverter stages. The mainadvantages of the proposed rectifier when compared to

    standard three-phase PWM rectifiers are:

    All switches are connected to the same reference,simplifying the command circuit;

    Depending of the operation mode, both switches ofeach leg receive the same drive signal;

    There are not switches connected in series, discardingthe possibility of short circuit;

    For each leg there are only two semiconductors in thecurrent path, increasing robustness with reduced

    losses;

    As the power of each phase is processedindependently, for a same switch voltage stress, thecurrent stress is 3 times less;

    The main disadvantage of the proposed rectifier is thegreat number of semiconductors, what is justified in highpower applications.

    Fig. 10. Schematic diagram of the proposed rectifier.

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    A.Operation Principle of the RectifierFor each phase of the generator, there is a respective

    rectifier module that operates independently, analogously tothe bridgeless converter. The stages of operation of eachrectifier module are illustrated in Fig. 11.

    Fig. 11. Operation stages of the each rectifier module.

    At the moment when switches S1 and S2 are turned on, the

    current flows through them and the boost inductor L1 stores

    energy, while diodes D1 and D2 are reverse biased. When S1

    and S2 are turned off, diodes D1 and D2 are forward biased,

    and the current will flow through them, as the energy stored

    in the inductor will be transferred to the output stage.

    There are only two power semiconductors in the currentpath during all operating stages, reducing conduction losses.

    Depending on the modulation technique, two operating

    modes are available:

    1)First Operation ModeOnly one switch operates during a given half cycle of the

    line voltage, as the operation of a single boost converter

    results. Thus, switch S1 is turned off while S2 always remains

    turned on during the positive half cycle, and vice-versa

    during the negative half cycle.

    In a case where MOSFETs are used, the semiconductorthat remains turned on during half line cycle will conduct the

    current through itself, and not through the respectiveantiparallel diode, reducing conduction losses. However, this

    operating mode increases the complexity in generating thedrive signals.

    2)Second Operation ModeBoth semiconductors are driven with same gating signal.

    Thus, in the positive half line, when S2 is turned on, the

    current will flow in the reverse direction through itself and,

    when S2 is turned off the current will flow in the reverse

    direction through of the respect antiparallel diode.

    In the negative half cycle of the line voltage where S1 is

    turned on, the current will flow in the reverse direction

    through the switch itself, and when S1 is turned off, the

    current will flow in the reverse direction through the

    respective antiparallel diode.As well as in the previous mode, the switch reverse

    conduction is conditional to the use of MOSFETs, otherwise

    the reverse conduction is not possible and the switch could be turned off. This mode simplifies the drive signalgeneration, but will lead to a little bit larger conductionlosses than those in the first mode.

    B.Rectifier ControlThe control technique used in the rectifier is the OneCycle Control (OCC) [27]-[34]. The rectifier control

    schematic diagram is shown in Fig. 12.

    Fig. 12. Block diagram of the rectifier control.

    This control technique allows obtaining high power factor

    in continuous conduction mode without the need of a currentreference signal. In PFC OCC control technique, the duty

    cycle of drive pulse depends on the input voltage, allowing

    the current loop to keep sinusoidal input current analogous in

    phase with the input voltage.

    The current feedback is used in the composition of the

    modulator signal, which is compared with a carrier whose

    inclination depends on the value of VT. Thus, it is possible to

    vary the current peak value drained from the PMSG by

    means of slope ramp integrator. In WECS the value of VT is

    determined through a maximum power point tracker

    (MPPT). In this work the value of VT is determined by

    voltage compensator, responsible for the regulation of Vdc.

    When the crossing between the carrier and the modulator

    signal occurs, the RS flip-flop is reset, commanding theswitch to be turned off. A clock signal sets the flip-flop to a

    constant frequency, commanding the switch turning on ( Q )

    and integrator reset ( Q ). Fig. 13 shows OCC modulation.

    Fig. 13. One cycle control modulation.

    V.POWER CIRCUIT DESIGN PROCEDUREThe power circuit design of the proposed rectifier consists

    in determining the voltage and current stress of switches and

    diodes, and calculating the reactive elements (boostinductances and dc link capacitance). The control circuitdesign is not mentioned, since it is presented in [30]. Table II

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    presents specifications and parameters used to design theprototype.

    TABLE II

    Rectifier specifications and parameters

    Parameter Specification

    Rms input voltage range (Vg) 100 V 220 V

    Frequency of the input voltage (fr) 60 Hz

    Output voltage (Vdc) 400 V

    Switching frequency (fs) 50 kHz

    Rated output power (Po) 5 kVA

    Efficiency () 95%

    Output voltage ripple (Vdc) 1%

    Current ripple through boost inductor (IL) 20%

    The maximum voltage across the switches and diodes is

    the dc link voltage, as shown in (10).

    max max 400S D dcV V V V = (10)

    The peak of the maximum generated voltage (Vgpk) isgiven by (11).

    2 220 311gpkV V= (11)

    Defining the duty cycle as the ratio between the on-time

    of a switch (Ton) and the respective switching period (TS),and since the static gain of the proposed rectifier isequivalent to that of the boost converter, the minimum dutycycle is given by (12).

    min 1 0.22gpk

    dc

    VD

    V= (12)

    The peak of the maximum input current through eachphase is given by (13).

    2 11.283

    oipk

    g

    PI A

    V=

    (13)

    The maximum average reverse current through theswitches (IRSavg) is given by (14).

    ( )0

    1sin

    2RSavg ipk I I d

    =

    3.59ipk

    RSavg

    II A

    = (14)

    The maximum rms reverse current through the switches(IRSrms) is given by (15).

    ( )( )2

    0

    1sin

    2RSrms ipk I I d

    =

    5.642

    ipk

    RSrms

    II A= (15)

    The duty cycle (D) varies with the input voltage accordingto (16).

    ( ) ( )min1 sinD D = (16)

    The maximum average forward current (IDavg) through of

    the rectifier boost diodes (D1,...,6) is given by (17).

    ( ) ( ) ( )min0

    1

    sin 1 sin2Davg ipk I I D d

    =

    ( )min1 2.204

    ipk

    Davg

    II D A= (17)

    The maximum rms forward current (IDrms) through therectifier boost diodes (D1,...,6) is given by (18).

    ( )( )

    ( ) ( )2

    min0

    1sin 1 sin

    2Drms ipk I I D d

    =

    ( )min2

    1 4.593

    Drms ipk I I D A

    =

    (18)

    Consequently, the average (ISavg) and rms (ISrms) values ofthe current through the switches (S1,...,6) are given by (19) and

    (20), respectively.

    1.53Savg RSavg Davg I I I A= (19)

    2 2 3.28Srms RSrms DrmsI I I A= (20)

    From the ratio between voltage and current through aninductor, the boost inductances L1,2,3 is given by Eq. (21).

    min1,2,3 612

    gpk

    L ipk s

    V DL HI I f

    =

    (21)

    Similarly, the dc link capacitance that guarantees themaximum specified ripple is given by (22).

    ( ) ( )2 22

    2.176 1 1

    oo

    r dc dc dc

    PC mF

    f V V V =

    +

    (22)

    VI.EXPERIMENTAL RESULTSThe proposed rectifier prototype was built and tested.

    Table III lists the semiconductor and reactive devices used toimplement the prototype.

    TABLE III

    Rectifier semiconductors and reactive devices

    Parameter Specification

    Boost inductors (L1,2,3) 600H

    Output capacitance 2400F

    Switches (S1,,6) IRGP50B60PD1 (600 V/50 A)

    Diodes (D1,,6) HFA25TB60 (600 V/25 A)

    Fig. 14 shows prototype picture.

    Fig. 14. Prototype photography.

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    Fig. 15 shows the voltage and current waveforms of phasea for an input voltage of 100 Vrms, approximately, and

    output power of 500 W, as the power factor is 0.985. Thevoltage THD is about 4.3% and current THD is about 13.6%.

    Fig. 15. Voltage (1) and current (2) of phase a for Vin=100 Vrms

    (100V/div 5 A/div 5 ms).

    Fig. 16 shows the voltage and current waveforms of phasea for an input voltage of 220 Vrms, approximately, and

    output power of 5 kW, as the power factor is 0.997. Thevoltage THD is about 4.0% and current THD is about 6.25%.

    Fig. 16. Voltage (1) and current (2) of phase a for Vin=220Vrms

    (100V/Div - 10A/Div 5 ms).

    Fig. 17 presents the line current waveforms of phases a,b, and c for an input voltage of 220 Vrms and output powerof 5 kW.

    Fig. 17. Current waveforms in phases a, b, and c for input voltage

    of 220 Vrms (5 A/Div 5 ms).

    Fig. 18 shows the harmonic spectrum of the input currentthrough phase a for rms input voltage of 220 V rms and

    output power of 5 kW. The total harmonic distortion is about6.2%.

    Fig. 18. Harmonic spectrum of the input current (Vin=220 Vrms

    and Pout=5kW).

    Fig. 19 presents the power factor versus output powercurve, where high power factor along the load range can beobserved.

    Fig. 19. Power factor vs. output power.

    Fig. 20 presents the efficiency curve for rms input voltagerange shown in Fig. 21, as the average efficiency is about

    96%.

    Fig. 20. Efficiency versus output power curve.

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    Fig. 21. Rms input voltage vs. output power.

    VII.CONCLUSIONA novel three-phase PWM rectifier has been presented.

    The main advantage, when compared to a conventionalthree-phase controlled rectifier are the use of switches with

    the source terminal connected to the same point, robustness

    due to the absence of controlled switches in the same leg, and

    reduced current stress through the switches.

    Moreover, the control implementation through OCC

    allowed great simplification of the control circuit. With this

    control technique the current drained follows inherently the

    input voltage waveform, without the need of synchronism

    techniques. This characteristic is very important for wind

    energy conversion applications due to the amplitude and

    frequency variation of the generated voltage.

    The experimental results validate the effectiveness of theconsidered system, which presents the relevant results from aexperimental prototype of 5kW, with average efficiency of96% and power factor bigger that 0.98 along the load range.

    ACKNOWLEDGEMENT

    The authors would like to thank FUNCAP, CNPq andCAPES for the financial support and incentive the scientific

    research, ENERSUD for the donation of a wind generator,FINEP and ELETROBRAS for the financial incentive.

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    2009 Brazilian Power Electronics Conference, Bonito (MS) - Brazil - ISSN 2175-8603 992