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    Chemical Engineering Plant DesignCHE 441

    Dr. Asim Kh an

     Assistant ProfessorEmail: [email protected]  

    Lectu re 4  

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    Risk Assessment & Safety

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    Assignment Submission

    https://www.easychair.org/conferences/?conf=cepd14 

    3

    https://www.easychair.org/conferences/?conf=cepd14https://www.easychair.org/conferences/?conf=cepd14https://www.easychair.org/conferences/?conf=cepd14https://www.easychair.org/conferences/?conf=cepd14https://www.easychair.org/conferences/?conf=cepd14

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    Hazard & Risk

    Hazardthe property of a substance or situation

    with the potential for creating damage.

    Risk

    the likelihood of a specific effect within

    a specified period complex function of probability ,

    consequences and vulnerability  

    4

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    Material Hazards

    5

    Short term (Safety hazard)

    Long term (Health and hygiene hazard)

    Permissible limits

    LD50

    Threshold limit value Sources of exposure

    Inhalation (Cutting, Grinding, volatile liquids, gases)

    Pumps and valves

    Filling of tanks

    Maintenance of closed systems

     Annual

    MSDS

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    Fire and Explosion Hazard

    6

    Flammable liquids, gases, dust

    Lower flammable limits (LFL)

    Upper flammable limits (UFL)

    Limiting oxygen index (LOI)

     Auto ignition temperature (AIT) Flash point

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    8

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    Intensification of Hazards

    9

    Reactors

    Runaway reactions Coolant failure

    Rate of exothermic reaction and cooling with

    temperature

    Reducing inventory

    Distillation column

    Large inventory at boiling Sequencing

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    Intensification of Hazards

    10

    Heat transfer operations

    Location of production and consuming plants

    Relief systems

    Direct discharge to atmosphere under dilutionconditions

    Containment

    Combustion in flare

    Stronger design rather than relief systems

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    Risk Assessment

    11

    Risk Analysis

    Hazard Identification

    Hazard & Scenario Analysis

    Likelihood Consequences

    Risk

    • ”What if”  • HAZOP

    • ETA• FTA• FMEA

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    I suppose that I

    should have done that

    HAZOP Study!

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    The HAZOP Method

    13

    systematic technique for identifying hazards detect any predictable deviation (undesirable

    event) in a process or a system.

    systematic study of the operations in eachprocess phase.

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    HAZOP study team

    Independent leader (e.g., not from plant studied) Preferred but complete independence not essential

    Project engineer/Design Engineer Provide engineering input

    Operations representative Plant operation Discipline engineers

    Process

    Instrument/ electrical

    Mechanical/ maintenance HAZOP minute recorder

    One of the above

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    15

    HAZOP Planning and Execution

    PLAN

    Select Team

    Examine System

    Keywords

    CLOSE OUT

    Record/File

    Completed

     ActionsTRACK

    ACTIONSHAZOP

    Review

    Meeting

    TEAM

    System

     Assessment

    Team Activity

    REPORT

     Action List

    HAZOP

    Report

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    16

    HAZOP - Hazard and operability 

    HAZOP keeps all team

    members focused on the

    same topic and enables

    them to work as a team

    1 + 1 = 3

    NODE: Concentrate on one location in the process 

    PARAMETER : Consider each process variable individually(F, T, L, P, composition, operator action, corrosion, etc.)

    GUIDE WORD: Pose a series of standard questions about deviationsfrom normal conditions. We assume that we know a safe “normal”

    operation.

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    17

    HAZOP - Hazard and operability 

    NODE: Pipe after pump and splitter 

    PARAMETER*: Flow rate

    GUIDE WORD*: Less (less than normal value)

    • DEVIATION: less flow than normal

    • CAUSE: of deviation, can be more than one

    • CONSEQUENCE: of the deviation/cause

    • ACTION: initial idea for correction/

    prevention/mitigation

    All group

    members focus

    on the sameissue

    simultaneously 

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    Production of DAP (continuous process)

    Ammonia

    Valve B

    Reactor

    Diammonium

    Phosphate

    (DAP)

    Valve C

    Valve A

    Phosphoric Acid

    Study line 1Phosphoric acid delivery line

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    HAZOP Study Report

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    Preliminary HAZOP Example

    T

    C

    Cooling

    Coils

    Monomer

    Feed

    Cooling

    Water

    to Sewer

    Coolin

    g Water

    In

    Thermocoupl

    e

    Refer to reactor system shown.

    The reaction is exothermic. A coolingsystem is provided to remove the excessenergy of reaction. In the event of cooling

    function is lost, the temperature ofreactor would increase. This would leadto an increase in reaction rate leading toadditional energy release.

    The result could be a runaway reactionwith pressures exceeding the bursting

    pressure of the reactor. The temperaturewithin the reactor is measured and isused to control the cooling water flowrate by a valve.

    Perform HAZOP Study

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    HAZOP on Reactor

    Guide Word Deviation Causes Consequences Action

    NO

    REVERSE

    MORE

    AS WELL AS

    OTHER THAN

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    HAZOP on Reactor

    Guide Word Deviation Causes Consequences Action

    NO No cooling Cooling watervalve malfunction

    Temperatureincrease in reactor

    Install hightemperature

    alarm (TAH)

    REVERSE Reverse

    cooling flow

    Failure of water

    source resulting

    in backward flow

    Less cooling,

    possible runaway

    reaction

    Install check

    valve

    MORE More cooling

    flow

    Control valve

    failure, operator

    fails to take action

    on alarm

    Too much cooling,

    reactor cool

    Instruct

    operators on

    procedures

    AS WELL AS Reactor

    product in

    coils

    More pressure in

    reactor

    Off-spec product Check

    maintenance

    procedures andschedules

    OTHER THAN Another

    material

    besides

    cooling water

    Water source

    contaminated

    May be cooling

    ineffective and

    effect on the

    reaction

    If less cooling,

    TAH will detect.

    If detected,

    isolate water

    source. Back up

    water source?

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    Criticality - combination of severity of an effect and the probability

    or expected frequency of occurrence.

    The objective of a criticality analysis is to quantify the relative

    importance of each failure effect, so that priorities to reduce the

    probability or to mitigate the severity can be taken.

    Example formula for Criticality:

    Cr = P  B  S

    Cr : criticality numberP: probability of occurrence in an year

    B: conditional probability that the severest consequence will occur

    S: severity of the severest consequence

    HAZOP Criticality analysis

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    Categories

    ProbabilityP

    Cond. ProbabilB

    SeverityS

    Very rare 1 Very low 1 Low 1

    Rare 2 Low 2 Significant 2

    Likely 3 Significant 3 High 3

    Frequent 4 high 4 Very high 4

    Example values for P, B and S

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    Criticality Judgement Meaning

    Cr < X Acceptable No action required

    X < Cr < Y Consider modification

    Should be mitigated within a

    reasonable time period unless costsdemonstrably outweight benefits

    Cr > Y Notacceptable

    Should be mitigated as soon aspossible

    The values X and Y have to be determined by a decision-maker. Itmight be necessary to formulate some additional criteria, for instance:

    every deviation for which the severity is classified as “very high

    severity” shall be evaluated to investigate the possibilities of reducing

    the undesired consequences.

    Decision making

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    Fault Tree Analysis

    Graphical representation displaying the relationship

    between an undesired potential event (top event) and

    all its probable causes

    top-down approach to failure analysis

    starting with a potential undesirable event - top event

    determining all the ways in which it can occur

    mitigation measures can be developed to minimize the

    probability of the undesired event

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    Fault tree construction

    AND gateThe AND-gate is used to show that the output event occurs only if 

    all the input events occur 

    OR gate

    The OR-gate is used to show that the output event occurs only if one or more of the input events occur 

    Basic event

    A basic event requires no further development because theappropriate limit of resolution has been reached

    Intermediate event

    A fault tree event occurs because of one or more antecedentcauses acting through logic gates have occurred

    Transfer

    A triangle indicates that the tree is developed further at theoccurrence of the corresponding transfer symbol

    Undeveloped event

    A diamond is used to define an event which is not further developed either because it is of insufficient consequence or  because information is unavailable

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    Basic FTA example: A barrel is being filled from pipe B and Pipe C.

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    Example Fault Tree

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    Procedure

    Procedure for Fault Tree Analysis

    Define TOP

    event

    Define overall

    structure.

    Explore each

    branch in

    successive levelof detail.

    Solve the fault

    tree

    Perform

    corrections if

    required and

    make decisions

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    Procedure

    Define Top Event: Use P&ID, Process description etc., to define the top event.

    If its too broad, overly large FTA will result. E.g. Fire in process.

    If its too narrow, the exercise will be costly. E.g. Leak in the valve.

    Some good examples are: Overpressure in vessel V, Reactor hightemperature safety function fails etc.,

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    Procedure

    Procedure for Fault Tree Analysis

    Define TOP

    event

    Define overall

    structure.

    Explore each

    branch in

    successive level

    of detail.

    Solve the fault

    tree

    Performcorrections if

    required and

    make decisions

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    Procedure

    Procedure for Fault Tree Analysis:

    Define TOP

    event

    Define overall

    structure.

    Explore each

    branch in

    successive levelof detail.

    Solve the fault

    tree

    Perform

    corrections if

    required and

    make decisions

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    Procedure

    Procedure for Fault Tree Analysis:

    Define TOP

    event

    Define overall

    structure.

    Explore each

    branch in

    successive levelof detail.

    Solve the faulttree

    Perform

    corrections ifrequired and

    make decisions

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    Event tree analysis evaluates potential accident

    outcomes that might result following an equipment

    failure or process upset known as an initiatingevent. It is a “forward-thinking” process, i.e. the

    analyst begins with an initiating event and

    develops the following sequences of events that

    describes potential accidents, accounting for boththe successes and failures of the safety functions

    as the accident progresses.

    Event Tree Analysis

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    Step 1: Identification of the initiating event

    Step 2: Identification of safety function

    Step 3: Construction of the event tree

    Step 4: Classification of outcomes

    Step 5: Estimation of the conditional probability of each branch

    Step 6: Quantification of outcomes

    Step 7: Evaluation

    ETA Procedure

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    Example Event Tree

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    Step 1 Identify the initiating event 

    system or equipment failure

    human error

    process upset

    [Example]

    “Loss of Cooling Water” 

    to an Oxidation Reactor

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    Reactor

    TIA

    TIC

     AlarmatT1

    Cooling Coils

    Thermocouple

    High Temperature Alarm

    TemperatureController

    Reactor Feed

    Cooling Water Out

    CoolingWater In

    Shutdown atT2

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    Step 3: Construct the Event Tree 

    a. Enter the initiating event and safety functions. 

    SAFETYFUNCTION

    Oxidation reactor

    high temperature

    alarm alerts

    operator

    at temperature T1

    Operator

    reestablishes

    cooling water flow

    to oxidationreactor

     Automatic

    shutdown system

    stops reaction attemperature T2

    INITIATING EVENT:

    Loss of cooling waterto oxidation reactor

    FIRST STEP IN CONSTRUCTING EVENT TREE 

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    Step 3: Construct the Event Tree

    b. Evaluate the safety functions. 

    SAFETYFUNCTION 

    Oxidation reactorhigh temperature

    alarm alerts

    operator

    at temperature T1

    Operatorreestablishes

    cooling water flow

    to oxidation

    reactor

     Automatic

    shutdown system

    stops reaction at

    temperature T2

    INITIATING EVENT:

    Loss of cooling water

    to oxidation reactor

    REPRESENTATION OF THE FIRST SAFETY FUNCTION 

    Succes

    s

    Failure

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    Step 3: Construct the Event Tree

    b) Evaluate the safety functions. 

    SAFETYFUNCTION 

    Oxidation reactor

    high temperaturealarm alerts

    operator

    at temperature T1

    Operator

    reestablishescooling water flow

    to oxidation

    reactor

     Automaticshutdown system

    stops reaction at

    temperature T2

    INITIATING EVENT:

    Loss of cooling water

    to oxidation reactor

    REPRESENTATION OF THE SECOND SAFETY FUNCTION 

    Succes

    s

    Failure

    If the safety function does not affect the course of the

    accident, the accident path proceeds with no branch

    pt to the next safety function.

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    Step 3: b. Evaluate safety functions. 

    SAFETYFUNCTION 

    Oxidation reactor

    high temperaturealarm alerts

    operator

    at temperature T1

    Operator

    reestablishescooling water flow

    to oxidation

    reactor

     Automaticshutdown system

    stops reaction at

    temperature T2

    INITIATING EVENT:

    Loss of cooling water

    to oxidation reactor

    COMPLETED EVENT TREE 

    Succes

    s

    Failure

    Completed ! 

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    Step 4: Describe the Accident Sequence 

    SAFETYFUNCTION 

    Oxidation reactor

    high temperaturealarm alerts

    operator

    at temperature T1

    Operator

    reestablishescooling water flow

    to oxidation

    reactor

     Automatic

    shutdown system

    stops reaction at

    temperature T2

    INITIATING EVENT:

    Loss of cooling water

    to oxidation reactor

    ACCIDENT SEQUENCES 

    Safe condition,return to normaloperation

    Safe condition,process shutdown

    Unsafe condition,runaway reaction,

    operator aware ofproblem

    Unstable condition,process shutdown

    Unsafe condition,runaway reaction,operator unawareof problem

    C  D 

    AC 

    ACD 

    AB 

    ABD 

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    Failure Mode and Effect Analysis (FMEA

    46

    Specific equipment related

    Evaluates the frequency and consequences of

    failure

    Only focuses on component failure and does not

    consider operators mistakes

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    47

    Production of H2 from biogas

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    48

    N

    o

    Failure mode  Cause  Effects  Controls  F  C  Recommendations 

    Biogas line leak

    prior to the

    compressor  

    Mechanical failure Potential

    fire/explosion 

    Combustible gas

    detectors and

    ventilation

    systems,periodic

    line inspection and

    maintenance 

    L  H Safe Shutdown of the

    system 

    Desulphurization

    Unit Failure 

    High Biogas flow

    Rate or high levelof contaminants 

    Unable to remove

    the heat of

    adsorption resultingin fire in the unit

     

    High flow shutdown

    system to the

    desulphurizationunit, measurement

    of impurities level 

    3 Desulphurization

    Unit Failure 

    Deactivation of the

    Catalyst in the

    desulphurizationunit

     

    Unable to remove

    contaminants,

    poisoning the

    reformer and shift

    reactor's catalysts.

    Reduction in

    hydrogenproduction and

    increase in purge

    system resulting in

    temperature

    increase 

    Switch to the

    standby system,L  H 

    Control the amount of

    contaminants in the

    biogas feed to thedesulphurization unit

     

    Failure Mode and Effect Analysis (FMEA

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    N

    o

    .

    Failure mode Cause Effects Controls F C Recommendations

    4

    Biogas Compressor

    high discharge

    pressure

    Instrument failureOverpressure in

    the reformer

    Opening of

    pressure relief

    valve on the

    compressor and

    reformer

    L H -

    5 No Steam

    Mechanical failure,

    failure in utilitysystem

    No steam in the

    reformer, plugging

    of the catalyst and

    coke formation inthe tube side,

    resulting in tube

    side failure

    Shutdown of the

    system L M

    Increase redundancy

    in the instrumentatrionsystem

    6 Low quality steam

    Failure in

    deionization unit of

    the utility system

    Congestion of the

    catalyst in the

    reactors, plugging

    in the pipelines

    Installing

    conductivity

    analyzer in the

    steam inlet

    L L -

    Failure Mode and Effect Analysis (FMEA