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Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English Linguistics WS 2008/09

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Page 1: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Lecture: Sociolinguistics Professor Dr. Neal R. Norrick

_____________________________________

Sociolinguistics

Universität des SaarlandesDept. 4.3: English Linguistics

WS 2008/09

Page 2: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Organization

• Website: script, bibliography, PowerPoint presentation• attendance, quiz, certificates/credits

Page 3: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1. Introduction

1.1 What is Sociolinguistics?

Sociolinguistics is the study of language in relation to society.

Page 4: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Sociolinguistics studies:

• the social importance of language to groups of people, from small sociocultural groups to entire nations and commonwealths

• language as part of the character of a nation, a culture, a sub-culture

• the development of national standard languages and their relation to regional and local dialects

• attitudes toward variants and choice of which to use where

Page 5: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• how individual ways of speaking reveal membership in social groups: working class versus middle class, urban versus rural, old versus young, female versus male

• how certain varieties and forms enjoy prestige, while others are stigmatized

• ongoing change in the forms and varieties of language, interrelationships between varieties

• See Trudgill's "two Englishmen on a train" story

Page 6: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Sociolinguistics also studies:

• language structures in relation to interaction• how speakers construct identities through discourse in

interaction with one another• how speakers and listeners use language to define their

relationship and establish the character and direction of their talk

• how talk conveys attitudes about the context, the participants and their relationship in terms of membership, power and solidarity

Page 7: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Compare:

Could I ask you to bring me the paint, please?Get me the paint, wouldja?

• how listeners interpret talk and draw inferences from it about the ongoing interaction

• Sociolinguists describe how language works in society to better understand society, but also to investigate the social aspect of language to better understand its use, structure and development

Page 8: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1.2 The Sociolinguistics of Society versus the Sociolinguistics of Language

• The Sociolinguistics of Society concerns the role of languages in societies:

– societal multilingualism – attitudes toward national languages and dialects– language planning, language choice, language shift, language

death, language education

Page 9: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• The Sociolinguistics of Language concerns language function and variation in the social context of the speech community:

– forms of address– speech acts and speech events – language and gender, language and power, politeness,

language, thought and reality – language varieties and change

Page 10: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

My treatment of Sociolinguistics of Society will focus on England, USAand Commonwealth nations

• Main focus on the Sociolinguistics of Language: particularly forms, functions and varieties of English

• Labov and Trudgill as premiere sociolinguists hence: variation in New York City, Black English, language and social stratification in Norwich

• Really we'll be doing the Sociolinguistics of English

Page 11: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1.3 Sociolinguistics within Linguistics

• Sociolinguistics as "hyphenated linguistics" compare:– psycholinguistics, neurolinguistics, cognitive linguistics,

computational linguistics

• Sociolinguistics as interdisciplinary:– roots in dialect geography – anthropology and sociology– philosophy of language– linguistic pragmatics and discourse analysis

Page 12: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Since language is the basic vehicle of social cohesion and interaction, any linguistics should be sociolinguistics

• As Labov puts it: sociolinguistics is "a somewhat misleading use of an oddly redundant term“

• language always exists in varieties • language is always changing• any adequate linguistic theory should be sociolinguistic • describing variation by speaker, class, region and time • failure to account for variation and change should render

a linguistic description useless• but Sociolinguistics outside "mainstream linguistics" till

recently

Page 13: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1.4 Saussure's dichotomies and non-socio-linguistics

• The Neo-Grammarians (Junggrammatiker) insisted:– speakers are unaware of change – and change can not be observed in progress

Page 14: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Saussure inaugurated "modern linguistics" around 1900, distinguishing synchronic and diachronic linguistics

• This useful distinction in the 1900’s became a program for ignoring the fundamentally dynamic nature of language

• Like binary distinctions generally, this dichotomy privileged one half of the pair, namely synchronic linguistics

Page 15: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Saussure also distinguished langue and parole

• This dichotomy privileged langue, the language as a system, and marginalized parole, language in use

• this distinction became a program for ignoring the fundamentally social and behavioral nature of language

Page 16: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Linguistics as the synchronic study of langue:

– language as an abstraction without variation by speaker, region or time

– language as a non-cultural, non-social, static, depersonalized fact independent of context and discourse

Page 17: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

"Saussurian Paradox"If we all share knowledge of the communal langue, one can obtain all the data necessary for linguistic description from a single person--perhaps oneself; but one can obtain data on individualistic parole only by studying linguistic behavior in the community.

The social aspect of language is studied by observing a single speaker, but the individual aspect only by observing language in its social context.

Labov (1972: 185-87)

Page 18: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• "categorial" versus "variationist" views with regard to language history and description:

Phonological: room with long u as in pool with short u as in book

Morphological: -ing with velar nasal ng (-ing)with alveolar nasal n (-in)

Page 19: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1.5 Development of Sociolinguistics in USA

• Structuralist linguistic theory in US (like Saussure)– stressed synchronic study of langue– focused on the system of language

Page 20: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• American structuralism also followed Logical Positivism

• Bloomfield insisted on “scientific” linguistics– linguistic description as mathematical– formal rules – discrete input and output– no variables or "free variation"

• But in descriptions of native Amerindian languages, social factors appeared as part of the anthropological context

Page 21: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• from late 1950's, Chomsky's generative transformational grammar further marginalized sociolinguistics

• grammar as creative aspect of language and the center of linguistic attention

• restatement of Saussure's dichotomy of langue and parole as a distinction between competence and performance– Competence: language user's innate knowledge of grammar,

and the only proper object of linguistic research – Performance: disorganized, error-ridden talk not amenable to

systematic description

• the speaker was "an ideal speaker-listener, in a completely homogeneous speech community, who knows its language perfectly" (Chomsky 1965: 3)

Page 22: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• These idealizations:– banished variation from linguistics– removed talk from society and local context– made language an abstraction

• But Ethnography of Speaking recognized:– language functions and speech events– linguistic behavior, social function, context

• Communicative competence versus Chomsky's grammatical competence

Page 23: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Dialect geographers (or dialectologists, areal linguists) continued to describe systematic variation by region

• Sociological research on language and society:– Fishman on language contact, societal multilingualism – Goffman, Sacks on language in social interaction

• From mid 1960's: Sociolinguistics of language: – Weinreich, Labov– Urban dialectology, Black English Vernacular– Linguistic Pragmatics, conversation analysis– Interactional Sociolinguistics

Page 24: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1.6 Development of Sociolinguistics in UK

• Linguistic theory in UK never really followed Saussure; philological tradition and applied linguistics in language teaching and anthropology

• Dichotomies of synchronic and diachronic, langue and parole not systematically observed

Page 25: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Malinowski:– phatic communion as social meaning– context of situation basis of meaning

• Firth:– context of situation central to meaning– meaning central to language description – conversation as key to understanding language

• Halliday:– interpersonal meaning alongside ideational– Language as a social semiotic

• Trudgill: social stratification and variation• Sinclair, Crystal, Quirk et al.:

– conversational organization– transactional analysis

Page 26: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2. Linguistic Variation

• Variation through time: stages or periods of a language– Old English 449-1150– Middle English 1150-1500

• Variation in space: regional dialects – English as spoken in Norwich, Norfolk,– New England, New York City

Page 27: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Variation by group: sociolects (social dialects) – English as spoken by upper working class women in Norwich,– by saleswomen in New York department stores

• Variation by situation: register– English as spoken in television sports reporting– as written in business letters– in personal e-mail

Page 28: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• variation even occurs in the speech of a particular person from a particular place in a particular group and situation

• so varieties often differ by high versus low probability for specific items (this indicates necessity of counting!)

• variety = set of linguistic items with characteristic social distribution

Page 29: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Varieties may differ in any kind of linguistic item: pronunciation, word choice, word form and syntax

– Working class men in Norwich tend to pronounce thin and thing the same way in conversation

– BE speakers say tube, while AE speakers say subway– White rural speakers in the Midwest U.S. say She come home

yesterday instead of the standard She came home yesterday – Black vernacular speakers say I aks her did she know him,

while standard speakers say I asked her if she knew him

Page 30: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Sociolinguistic Variables are particular items known to reflect particular social contrasts

– Presence or absence of 3rd person singular -s in constructions like: she goes versus she go

– Presence or absence of [r] in pronunciations of words and phrases like: theater theater is the idea of

Page 31: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Again we find patterns of variation– from group to group – from one speaker to the next – from one style to the next in the group

(again indicates necessity for quantification)

Page 32: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2.1 Class and style• In sociolinguistic studies, class is determined by rating

status characteristics like occupation, education, residence, and income on numerical scales

• Styles reflect different degrees of formality and awareness of speakers about how they're speaking versus what they're saying

• Most formal is word list style, next reading style, then careful style as in an interview, and finally casual style

• A particular sociolinguistic variable will display class stratification across social classes and styles, as shown in diagrams like the one below

Page 33: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Labov (1972: 239) ing

Page 34: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• In every style, class members differ predictably• In every class, style shifting occurs predictably• the same variable distinguishes classes and styles• a single signal has no fixed value• a single variable may mark

– a casual middle-class speaker – a careful lower-class speaker

Page 35: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Syntactic, morphological and phonological factors:

• monosyllabic verb sing • indefinite something • present participle suffix –ing• at the end of a phrase • preceding a vowel • preceding a consonant

She tried to find somethingShe tried to find something in townShe tried to find something she liked

Page 36: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2.2 Variation and change

• Some variation leads to permanent change• one variant gains acceptance and others disappear

• The "embedding problem"– describe the matrix of social and linguistic behavior (changes

and constants) in which language change takes place

Page 37: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Linguistic factors

• Universal constraints on change (based on past changes)– front vowels tend to rise – stop consonants tend to lose voicing

• Local changes may affect the whole system, e.g.– change in diphthong /ay/ leads to parallel change in /aw/

• Social factors:– group member with high prestige provides model– pressure from outside group encourages solidary behavior

Page 38: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2.3 Prestige and stigmatization

• Change begins as irregular fluctuation below level of conscious awareness

• no stylistic stratification

• When variation comes to conscious awareness, due to association with certain groups or speakers, one variant gains prestige, another is stigmatized

• Pronouncing "aitches" versus "dropping aitches" in words like hotel and house

Page 39: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• General axiom of sociolinguistic structure: – uniform agreement in subjective reactions to a variable correlate

with regular stratification– one finds stylistic stratification – speakers use more prestige variants in careful styles than in

casual styles

hypercorrection • speakers insert prestige variants where they don't belong

(where prestige speakers don't use them)pronouncing "aitches" in words like honor, hour and if

Page 40: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2.4 The actuation of change"The actuation problem" What sets change in motion?

Social factors account for change in a general way, e.g.A. Pressure from new group produces greater solidarity in

original group, and members signal this through distinctive behavior, including speech patterns

B. Commuters accommodate speech patterns to focal point, usually a major city, and introduce patterns at home

C. "Linguistic missionaries" return from living in focal point city with high status and new speech patterns

Page 41: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Linguistic factors may favor certain changes – regularizing a pattern – like /ay/ causing parallel change in /aw/

• but even taken together they can't predict that change will occur or in which direction

• even knowing the linguistic and social matrix doesn't explain why one specific feature changes and another doesn't

Page 42: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• pronunciation of vowel in words like craft – changed from [æ] in OE to [a] in ME– back to [æ] in EModE – back to [a] in the 18th Century (in southern England, but not in

America or northern England)

• speakers in southwest England drop -r in posh pronunciation, careful speakers in NYC are reintroducing the sound

• historically stigmatized constructions like the comparative and superlative forms funner and funnest become standard in the course of a single generation (in AE)

Page 43: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

2.5 Variable rules• Language as a system of rules

– Constitutive rules versus regulative rules• Assume full forms are stored in memory and reduced in

speech, e.g. by rules for contraction:She + is she's we + have + been we've been

and by rules for deletion: we've been we been last + time las' time

Page 44: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Phonological rule for final consonant cluster simplification, as in las' time:

C Φ / C ___ ## C

Read: delete a consonant following a consonant at the endof a word, if the next word begins with a consonant.

Page 45: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Some dialects allow consonant cluster simplification even if the next word begins with a vowel, as in las' of all, so we could write:

C Φ / C ___ ##

• This rule fails to say that deletion is far more likely before a consonant than a vowel - in every dialect; so we need variable rules, relating differences in application to differences in the environment, as in:

C <Φ> / C ___ ## <C>

Read: delete a consonant following a consonant at the end of a word, more often before a consonant than a vowel.

Page 46: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• In addition, the rule is far less likely if the consonant to be deleted represents the past tense suffix -t,d, as in:liked [laykt] seemed [simd])

• This suggests a revision of the rule as:C <Φ> / C <~#> ___ ## <C>

Read: delete a consonant following a consonant at the end of a word, more often if there's no morpheme boundary between the consonants, and more often before a consonant than a vowel.

Page 47: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Further, deletion is more likely for speakers of Black Vernacular than for white speakers, and more likely for younger speakers than for older speakers.

• Labov itemizes such constraints on variable rules in tables includes both internal linguistic factors and external social factors

Page 48: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Labov 1972: 222

Thus variable rules can describe the behavior of a sociolinguistic variable for a whole speech community.

Page 49: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3. The social motivation of language change (Labov 1972b)

• Till Labov, no one had tried to explain language change• When linguists described change, they cited internal

(systematic linguistic), not external (social) factors

• Linguists claimed language change was imperceptible, its origins obscure to speakers and linguistics alike (Saussure: language as mutable and immutable)

• Linguists claimed language change proceeded from above, from higher classes to lower classes

Page 50: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• But according to popular belief, vernacular speakers cause language change, or language deterioration, through lack of education, laziness, unclear thinking

– Double negation: She never saw nobody try it – ain’t for am not, aren’t, isn’t, hasn’t, haven’t– I ain’t going, she ain’t seen them, it ain’t me

• so-called language experts see change as corruption• any deviation from standard is undesirable• standard language is pure, better, more logical than

dialects

Page 51: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Labov's questions:

• What causes language change?• Internal versus external factors in change?• Who propagates language change? • Does it really proceed from above?• How can language change be imperceptible if people

talk about undesirable features and changes in progress?

• Is language change dysfunctional or does it have positive influence?

• Why do some groups maintain stigmatized features after centuries of condemnation?

Page 52: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3.1 Social motivation versus free variation:A case study of Martha's Vineyard, Massachussetts

• In structuralist and generative phonology, sounds (phonemes) written in / / to show variation is irrelevant

• Audible differences count as "free variation"• Labov writes sounds in ( ) to show variation has social

significance• Apparent "free variation" increasingly tied to groups and

attitudes as analysis progresses

Page 53: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Case study: Martha's Vineyard

• Island off Massachussetts coast, separate from mainland• Clear social structure: natives versus summer residents• Variables: (r) as elsewhere in New England• Diphthongs (ay aw) with clear local pattern

Page 54: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Geographic Occupation

Page 55: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Group/age

Page 56: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Note quick rise, esp. in (aw) variable, for younger speakers

• table comparing four 15-year-old students

Page 57: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Interviews include questions to determine attitudes about Martha's Vineyard and staying on the island.

centralized diphthong marks identification as native islander rather than as "Yankee" (of English descent)

Page 58: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Labov describes the stages of language change as:

Page 59: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Apparently, pressure from outside causes language change as a mechanism of group identity.

• Immediate group status plays primary role, not status within culture as a whole, i.e. not from above as such

• Internal factors may play a role in spreading change: change in (ay) stimulates parallel change in (aw)

• Members of language community aren't explicitly aware which features are in flux (though they may identify someone's speech as "fishermen's talk" or "dockworkers' talk")

• But linguists can see change in progress; it's especially clear in diagrams calibrated for age differences

Page 60: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3.2 Social stratification in New York

• Hypothesis: any two subgroups of NYC speakers ranked on a scale of social stratification will be ranked in the same order by their differential use of (r)

• Retroflex pronunciation of (r) is a change from above, reflecting pattern of national standard

• stigmatizing the traditional r-lessness of NYC speech

• Note: loss of r in New York City was also change from above, borrowing r-less pattern from London speech in early 1800s

Page 61: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Rapid and anonymous speech events as data

• Employees of three large department stores as test group: – Sacks – Macy's – S. Klein

• Department stores ranked by pricing, advertising, wages, working conditions, physical appearance of store

Page 62: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Method: Ask question to elicit answer fourth floorSay excuse me to elicit emphatic response

• This gives four variants: – Preceding final consonant and word final– Casual and emphatic

Page 63: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Less differentiation shows greater security as a speakerGreater differentiation shows less security as a speaker

Page 64: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

Compare just white, native born saleswomen:

Page 65: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Advantages of rapid and anonymous interviews– Easy access, breadth of data

• Disadvantages of rapid and anonymous interviews– Not much differentiation between styles

Reading aloud and word list needed

Page 66: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

In follow-up interviews Labov found for the (r) variable:

• for a white female Sacks employeeSTYLE A B C D

00 03 23 53 % retroflex rSTYLE A = casual, STYLE B = interview, STYLE C = reading, STYLE D = word list

• for a Jewish male taxi driverSTYLE A B C D

12 15 46 100 % retroflex r

• for a Black middle class female STYLE A B C D

00 31 44 69 % retroflex r

Page 67: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

• Cross-over pattern in diagram of multiple styles and social classes:• Second highest class typically displays cross-over pattern,

hypercorrection and hypersensitivity

Page 68: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3.3 Social variation, language structure and change• Based on research on Martha's Vineyard and in NYC,

Labov summarizes "Mechanism of language change"

Page 69: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

1. Change from below originates in subgroup due to external pressure.

2. Change begins as generalization of feature to all members of the subgroup. The variable acts as indicator of membership, and it shows no stylistic variation.

3. Succeeding generations carry variable beyond the model set by parents (=hypercorrection from below).

4. The variable becomes a marker showing stylistic variation.

Page 70: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

5. Movement of variable in system leads to readjustments in system, and hence to new change.

6. Other subgroups interpret first change as part of community system and new change as stage 1. This recycling stage is primary source for continual origination of new changes.

7. If the change did not originate in the highest-status group, this group will stigmatize the change through control of institutions and communication network.

8. The highest-status group provides prestige model for all speakers. The variable now shows social stratification as well as stylistic variation.

Page 71: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

9. Speakers shift, especially in careful styles, to imitate the prestige model (=hypercorrection from above).

10. Extreme stigmatization can lead to stereotype, and the stigmatized form may disappear.

11. Change originating in highest-class group (change from above) usually represents borrowing or influence from outside community.

12. When change originates in highest-class group, it becomes prestige model for all speakers. The change is then adopted by other groups in proportion to their contact with the users of the prestige model.

Page 72: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3.4 Change and Gender• Women as traditional caregivers have special influence

over propagation of change• Women usually lead in change from above, while men

usually lead change from below. • Women show greater stylistic shifting, esp. to imitate the

prestige model (=hypercorrection from above).• Within a single class, women use more prestige forms,

fewer stigmatized forms.

Page 73: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

3.5 Attitudes toward variation and change• Evaluation of variants are uniform across classes and

groups; they assign character traits to speakers and groups, e.g.– New York dialect sounds impolite and tough– Bostonian sounds refined and snooty – Southern drawl sounds lazy and ignorant

• Those who use highest degree of stigmatized form also condemn it most

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• Pre-adolescents are aware of prestige and stigmatized forms, they monitor their speech accordingly; they usually settle back into established class patterns

• lower class group know prestige forms, but choose not to use them; they continue to use forms they know to be stigmatized

• covert norms opposed to those of the middle class; attribute positive values to use of the vernacular

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3.6 Language change as positive influence• Language change as deterioration and leveling of

distinctions is only half the story; change also introduces new distinctions and features

• Language change must have value for the group, because it requires extra learning and monitoring of forms; change from below strengthens position of vernacular

• Language change appears dysfunctional only if we view language as a purely ideational system; for language to serve as a social marker, it must have variation and undergo change

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4. Black English Vernacular (Labov 1972a)

• Black English Vernacular (BEV) versus Nonstandard Negro English (cf. Ebonics)

• Labov began from failure of Blacks in school, esp. in reading

• BEV as fully elaborated system but also symbol of conflict

• Participant-observer in Black street gangs (Ethnomethodology)

• BEV as regional southern dialect becoming class/ethnic marker in northern cities

• BEV versus Standard American English (SAE)

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Phonological differences:

1. r-lessness (like New England, New York, the South)no post-vocalic r, e.g. in sore, fort so that sore = saw fort = fought

but BEV may not pronounce r even between vowels, as in:

Carol, terrace which sound just like Cal, test

and BEV may not pronounce r after th, as in:throw through throat

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2. l-lessness (no post-vocalic l)so that toll = toe all = awe fault = fought

3. Simplification of consonant clusters e.g. -st -ft -nt -nd -ld -zd -mdin passed past soft bent bend hold raised aimedso that past = pass meant = men hold = hole

Note: Consonant cluster simplification can combine with l-lessness to yield: told = toll = toe

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4. Other consonant variablesSome single consonants are glottalized or lost completely:seat = seed = see poor = poke = pope

Final th realized as /f/ or /v/:death = deaf Ruth = roof

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Grammatical correlates of phonological variables

1. Missing possessives (through cluster simplification, loss of final r)Mick book they book you book

2. Missing future markers (through loss of final l)

you'll = you they'll = they he'll = hebut gonna I'm'na I'ma

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3. Missing copula, except with I you're = you they're = they he's = hebut I'm

4. Missing past tense markers (through loss of final t d following consonants)passed = past = pass fined = find = finebut irregular forms remain: told/tol' kept/kep'

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4.1 BEV as a separate system

• BEV negative inversion:Ain't nobody gone let you walkDon't nobody break up a fight

• Embedded questions retain inversion in BEV (without complementizers if and whether):

I asked Alvin could he goShe asked us did we know how

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• BEV loss of r even before vowels, as in: our own and word-internally, as in: borrow (= bow)

• unlike any white New York dialect, BEV consonant cluster simplification yields a distinct tense paradigm:

SAE kicks tells kicked toldBEV kick tell kick tol'

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• Also special BEV tense and aspect forms:

– Habitual be in: she always be messing aroundIf you be beating on him, he cry

– Intensive done in: she done left him

– Extended time been in: I been know you a long time

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• Contraction and deletion of copula:• Where SAE can contract is/are, BEV can delete them,

and where SAE can't contract is/are, BEV can't delete them:

SAE she's the first one BEV she the first one

SAE she's wild, though BEV she wild, though

SAE you're out of the game BEV you out the game

SAE *here he's/they're BEV *here he/they

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Labov (1972: 64) concludes:

• "The gears and axles of English grammatical machinery are available to speakers of all dialects."

• He explicitly rejects BEV as "dialect mixing" performance • General Principle of Accountability:

any variable form must be reported with the proportion of cases where the form occurred in the relevant environment compared with the number where it might have occurred

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• Labov accepts categorial challenge of describing a homogeneous speech community

• this makes it necessary to account for community variation in explicit rules

• Labov may be seen as overreacting to formalism of generative grammar and to claim that BEV is a separate, creolized language (and hence inferior to Standard English)

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4.2 Variability and variable rules• To describe BEV, Labov invented variable rules• The rule for contracting the copula (am/is/are) favored

by:– a preceding pronoun versus a full noun – a preceding vowel or glide versus a consonant– a following verb, esp. gonna

• thus contraction is most likely in: she's gonna/they're gonna

• far less likely in: Ruth's tough/life's tough • and we could assign values to the probability of

contraction for each environment and for different styles

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• The BEV rule deleting contracted forms ('s/'re but not 'm) is favored by: – a preceding consonant versus a vowel– a preceding pronoun– a following verb, esp. gonna

• thus deletion is most likely in: it gonna• and somewhat less likely in: they gonna• again we could assign values to the probability of

deletion for each environment and for different styles

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• As formulated in Labov's variable rules, BEV is a dialect of SAE with its own characteristic constraints on general rules.

• Variable rules are integrated into the community grammar, they operate within general grammatical categories, so that they must represent competence (rather than performance).

• Thus, the grammar of the speech community as a whole is more regular than the grammar of any dialect or member.

• Variation is part of competence: knowing a language means knowing what varies, how and when.

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4.3 Members versus lames, system versus ideolect• Lames are relative outsiders who act as informants for

linguists and sociologists to avoid the Observer's Paradox

Observer's Paradox: • How can we observe the way people act/speak when

they're not being observed?• When members leave group, they generally orient

toward SAE and away from BEV; they lose insider's knowledge of the group and its folklore, their intuitions are no longer trustworthy

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Labov found for lames versus members of Black streetgangs:• For ing versus in: Lames use 25% ingmembers use 4% ing • For contraction and deletion of is/are:

Contraction about the same: lames 65% members 73%But deletion: lames 12% members 52%

• For 3rd person does versus do, doesn't versus don'tdoesn't: lames 36% members 3%does: lames 13% members 0

In each case the lames were closer to or even the same aswhite SAE speakers.

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• Linguists themselves tend to be lames vis-a-vis their own speech community, they are bad informants on their own dialect

• even if some intuitions are correct, we can check them only by researching the real community

• This leads back to the participant-observer within group to overcome Observer's Paradox (as ethnomethodology suggests).

• Only members are embedded in community, practice its language skills and folklore

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• Labov turns to members and their folklore

– to defend BEV as systematic and valuable– to find clear examples of BEV unaffected by SAE

• Hence: investigation of soundings/dozens and fight stories

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4.4 Analyzing narratives

• Labov became interested in narrative as community folklore and as a source of natural BEV speech unaffected by observer

• Narrative as method of recapitulating past experience by matching a verbal sequence of clauses to the sequence of events reported.

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• narrative as a sequence of past tense clauses • sequentially ordered with respect to each other,

• minimal narrative as at least two such clausesSo he get all upset.Then I fought him.

• Reversing the order destroys the sequence as a narrative proper--or changes it into a different story:Then I fought him.So he get all upset.

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• Beyond skeleton of temporally ordered narrative clauses, other “free” clauses are typically found in stories, assigned to specific function elements:

• Abstract: answers the question “What was this about?”• Orientation: answers the questions “Who, what, when,

where?”• Complicating action• Evaluation: answers the question “So what?”• Resolution: answers the question “What finally

happened?”• Coda: puts off any further questions about what

happened or why it mattered.

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A "fight story" illustrates the central elements

ABSTRACT

A When I was in fourth grade--no--it was third grade--There was this boy, he stole my glove.

Page 99: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

ORIENTATION

B He took my glove,C and say that his father found it downtown on the ground.

Page 100: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

COMPLICATING ACTION

D I told him that he--it's impossible for him to find downtown, 'cause all those people were walking by, and just his father is the only one that find it?

E So he get all upset.F Then I fought him.G I knocked him out all in the street.H So he say he give.I And I kept on hitting him.J Then he start cryingK And run home to his father.

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RESOLUTION

L And his father told him, he ain't find no glove.

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Labov identifies the “primary sequence” with the most explicit statement of the “a-then-b” relation, as:

D I told him that he . . . E So he get all upset.F Then I fought him.G I knocked him out all in the street.H So he say he give.I And I kept on hitting him.J Then he start cryingK And run home to his father.

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• Evaluation particularly important

– establishes the point of interest – emphasizes its unusual character– demonstrates the teller's involvement with event reported elicits

interest and belief from listeners

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EVALUATION

• Semantic: Explains teller's attitude, suspends actionD I told him that he--it's impossible for him to find

downtown, 'cause all those people were walking by, and just his father is the only one that find it?

• Symbolic action: Hitting someone after he says he gives indicates the teller's anger was great

H So he say he give.I And I kept on hitting him.

• External: Statement by third personL And his father told him, he ain't find no glove.

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5. Developmental linguistics

• By contrast with Labov, view of variation as one property of a language system

• Developmental linguistics is a comprehensive linguistic theory– it includes variation and change as central facts of language – relates them to language acquisition, language death,

pidginization and creolization • C.-J. Bailey (1973, 1982 etc) sees

sociocommunicational factors like ethnicity, gender, style etc balancing neurobiological factors in language development

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• Sociocommunicational factors depend on local speech community

• Neurobiological factors are universal and appear in language acquisition and loss, pidginization and creolization, e.g.Marking (or Markedness), as in:

Unmarked /t, d, n/ initial /k, g, ng/ final in syllableMarked /k, g, ng/ initial /t, d, n/ final in syllable

• Unmarked terms acquired first, lost last; found in more languages; more robust in language contact

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• Usually, marked term predicts presence of unmarked term, e.g. syllable initial /k/ syllable initial /t/

• In Developmental Linguistics:– Rules form a panlectal grammar predictive for language

acquisition and change – Categories are gradient,

not just + or -variation is built into rules

• gradient morpheme boundary in the rule for consonant cluster simplification cited above:C <Φ> / C <~#> ___ ## <C>

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• says deletion becomes more likely as the morpheme boundary becomes less clear

from laughed to leftPst Tns to leftAdv to draft

• rules reflect neurobiological influences, they describe connatural change, versus abnatural change due to sociocommunicational influence

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6. Community of Practice (CoP)

Communities of Practice (Wenger 1998)• fishermen on Martha’s Vineyard • members of a Black street gang • We all participate in various CoPs:

– in the family at home – at work – at school – in casual groups and organizations

• CoP ways of speaking are the most closely coordinated• CoP is the primary place for “doing gender”; for

constructing social identity generally

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• Newer research on variation focuses on the CoP and the social meaning of speech styles (based on linguistic variables)

• By contrast, Labov’s “correlational sociolinguistics” – uses survey and quantitative methods – examines correlations between linguistic variability and major

demographic categories (class, age, sex class, ethnicity) – develops the "big picture" of the social spread of sound change

across groups and regions.

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Later variation studies

• describe the relation between variation and local, participant-designed categories.

• give local meaning to the demographic categories, • still focus on some kind of speech community, • examine linguistic variables in their role as local/regional

dialect features

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Newest research oriented to CoP

• views practices and styles, rather than variables, as directly associated with identity categories

• explores the contributions of variables to styles• takes social meaning as primary• examines any linguistic material with a social/stylistic

purpose (not just changes in progress) • often explores the style in relation to gender

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• Eckert (1998) shows how adolescents use language practices to construct their social (gendered) identity

• if CoP (rather than class) defines speech style, it’s no surprise that women and men “in the same class” display different styles.

• re-interpret Labov’s findings on Martha’s Vineyard: – Fishermen as members of a CoP – use vowel quality to express social meaning– other islanders orient toward the shift to position themselves

socially

• female identities and alignment among members of CoP• Notice: repetition, overlap, markers of agreement, tags,

details, dialogue

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TIPSYAnnie: and I always thought

that her and Vance just were great [together.]Jean: [yeah.]

used to [get s-]Helen: [they were both] good.Annie: yeah.

they were really good.Jean: you could go over there

around the holidays and get smashed before you left [the place.]

Helen: [oh yeah.]Jean: we used to have the last appointment, right? remember, the

two of us would go?Annie: yeah, yeah.

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Jean: "want some wine girls?""sure we'll have a glass of wine."you walk out of there you're half tipsy.

Annie: you were under the dryers.Jean: well sure.

and he'd be pouring the wine and we were tipsy by the time we walked out of that place.

Annie: then he moved all the way out at Rand Road.Jean: near the town show, remember? Annie: yeah.Jean: [we went there.]Annie: [we used to go there.]

and then we went on to Union Road, when he was there.

Jean: yeah. yeah. we followed him around.

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7. Ethnography of communication

Ethnography of communication (or Ethnography of speaking)

• studies uses, patterns and functions of speaking as an activity in concrete social settings in the speech community

Defining speech community: – shared rules for speaking and shared speech variety

– we all inhabit different, overlapping speech communities

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• Methodology: participant-observer description• Etic versus Emic (from phonetic versus phonemic) • Communicative competence versus Chomsky's

grammatical competence

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7.1 Language functions• Bühler (1933) "Organon Modell": 3 factors, 3 functions

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• Malinowski (1935): phatic communion, interaction, magic language as instrument in "context of situation"

• Jakobson (1960): 6 factors, 6 functions

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• Hymes (1962, 1964): extends Jakobson, • expands Reference into: Topic & Setting

(hence: referential & contextual functions)• splits Sender into Speaker and Addressor

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7.2 Speech acts and speech events

• Speech situation: scene (cultural) and setting (physical) • Speech event: within Speech situation, composed of

Speech acts• Speech act: minimal unit of speech event

By contrast with turns, pairs, sentences etc

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For example:

speech situation speech event speech act

market place transaction offer

conversation story preface

ceremony prayer invocation

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Components defining speech events:• Participants: Addressor, Addressee, Audience• Form: dialect, variety, register • Ends: purpose of event, goals of participants• Key: mock versus serious, perfunctory versus

painstaking

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• Form: dialect, register etc• Dialect is "what you speak" based on "who you are," i.e.

where you were born/where you live, your age, group memberships etc;

• Register is "what you are speaking" based on "what you are doing," i.e. the particular activity and context

• Genre: poem, proverb, lecture, advertisement • Norms: "no gap, no overlap" in conversation, "speak

only when you're spoken to" for children

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The SPEAKING GRID: a schema of the components of speech

SITUATION: setting physical circumstances scene psychological

setting; subjective definition of an occasion

PARTICIPANTS: speaker or sender / address or hearer or receiver or audience / addressee

ENDS: outcomes purpose of the event from cultural point of view

goal purposes of individual participantsACT SEQUENCE: message form and contentKEY: tone and mannerINSTRUMENTALITIES: Channel verbal, non-verbal, physical

Form variety of language drawn from community repertoire

NORMS: of interactionof interpretation

GENRE: Textual categories

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• Apply the Speaking Grid to various speech events  

– written invitation to child's birthday party– internet chat room interaction– talk at work– telephone sex

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8. Interactional Sociolinguistics

• Interactional Sociolinguistics grows out of • Ethnography of Speaking and Sociology of everyday life,

esp. the notion of the participant-observer

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8.1 Sociology of everyday life• Order at every level of interaction • Garfinkle, Goffman• Through “ways of speaking” we define ourselves and

our relationships with others• we present a self for ratification in interaction, and we

take a line (or stance) • Goffman defines “face” as the positive social value a

person claims by the line others assume he/she has taken: we can save face or lose face in interaction

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• Social interaction is then “face work”– we have face wants and needs– positive face: desire to be liked– negative face: desire to be left alone

• interaction may threaten our face in various ways• some acts are inherently “face threatening acts” (fta’s)

e.g. requests, invitations

• the requester risks loss of face, if addressee refuses, but addressee also loses face in refusing

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8.2 Involvement and Contextualization cues

• Involvement is successful ongoing interaction• co-produced by interactants • negotiating selves, relationship and interactional goals

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• Gumperz defines contextualization cues:

– ways of signaling our attitudes toward what we say– prosody (tempo, volume, intonation, hesitation)– repetition– formulaicity– shifts in style– code-switching

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• contextualization cues frame interaction • in terms of our “contextual presuppositions”:

– serious/humorous– important/trivial– hurried/leisurely

• contextualization cues bracket individual acts or stretches of interaction

• perception of contextualization cues allows us to draw inferences about other participants and their interactional goals

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• So: Interactional Sociolinguistics studies:

– prosody – disfluencies– discourse markers– repetition– formulaicity– code-switching – style

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• and their effects on talk in interaction regarding:– construction of identity– power versus solidarity – control – alignment among participants

• concern with intercultural and inter-ethnic communication • effects of sociolinguistic variables on communication:

– male/female – old/young – insider/outsider – power/solidarity

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• Consider an example from Gumperz: Following an informal graduate seminar at a major (US American) university, a black student approached the instructor, who was about to leave the room accompanied by several other black and white students, and said:

“Could I talk to you for a minute? I’m gonna apply for a fellowship and Iwas wondering if I could get a recommendation?”

The instructor replied:“O.K. Come along to the office and tell me what you want to do.”As the instructor and the rest of the group left the room, the blackstudent said, turning his head ever so slightly to the other students:“Ahma git me a gig!”

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• the student frames his two utterances in different ways• his presuppositions about interaction with the instructor

differ from those about interaction with the other students • code-switch from Standard American to Afro-American

Vernacular English

• appropriate contextualization cues (prosody, formulaicity, lexis) align student first with the instructor, then with the students, AAVE aligns him directly with other black students.

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8.3 Conversational Style • Tannen (1984) sees involvement as a scalar

factor, partially determined by social variables:• gender, age, background, profession, class

– High-involvement: fast, no pause or overlap, joint production

– Low-involvement (High-considerateness): slow, long pauses, no interruption

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• High versus low involvement style – type of speaker– passage of talk – type of discourse

• New Yorkers exhibit higher involvement than Californians

• talk between friends exhibits higher involvement than talk among strangers

• women exhibit higher involvement than men,• storytelling exhibits higher involvement than a report• Style differences are heard as social (class) differences

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high involvement between co-narrators:

James: we were in this we were in a peat bog Lois: uhJames: in Ire- in Ireland. eh no it wasn’t in Ireland [it was on the Isle of Skye]Lucy: [no, we were on the Isle of Skye]James: [sorry, on the Isle of Skye]Lucy: [right next to the west] coast of ScotlandJames: we were right on the north- [right in the north]Lucy: [new year’s eve]James: new year’s eveLucy: freezing coldJames: freezing cold

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Lucy: in the middle of nowhere just nothingJames: and we got stuck in this terrible bog. {laughs} and jus- as far as the eye could see it was just bog and we were like walking through it and [it was quite late] Lucy: [and it was late] and it was becoming dark about five o’clockEmma: awLucy: and it was really really cold and we were on our way home

after a long walk . . .

Note particularly overlap, joint production, speaker change, repetition

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Tannen: women’s and men’s styles of involvementsystematic study of male versus female involvement“men and women engage in cross-cultural communication”

• Women – higher involvement

– closer together– more eye contact– more understanding checks – more attention signals– shorter gaps – more overlap– shorter turns – more frequent speaker change– more egalitarian – less appeal to expert knowledge

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• Men – lower involvement

– farther apart– less eye contact– fewer understanding checks – fewer attention signals– longer gaps – less overlap– longer turns – less frequent speaker change– Less egalitarian– more appeal to expert knowledge

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• Men’s and women’s conversational styles clash causing systematic misunderstandings in everyday interaction

• attention to stylistic differences and realization of their effects, reframing and meta-talk about differences can smooth interaction

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9. Conversation

9.1 Conversation Analysis

• Conversation Analysis (CA)

• from ethnography and the Sociology of everyday life (Garfinkle, Goffman)

• order at every level of interaction, at every point in the system • Where others had seen conversation as too messy for analysis,

Sacks found it highly systematic at the micro-level

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• Turn-taking system: – to avoid gaps and overlap – to determine who speaks next

• Adjacency pairs: as basis of organization – first part: question– second part: answer

• Preference structure: describes differences in form and frequency of possible second pair parts – first part: invitation – preferred second part: acceptance – dispreferred second part: rejection

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• preferred responses are more frequent and shorter

A: Please come to my party on Thursday.

B: Okay.

A: Please come to my party on Thursday.

B: Uh, Thursday, gee, that’s a bad day for me.

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• Conversational repair– system for handling problems, for clarification and correction

Self-repair:I saw Judy last Tuesday- sorry, Monday.

Other-initiated repair:A: I saw Judy last Tuesday.B: Uh:, Tuesday?A: Oh, yeah, I saw her Monday at the party.

Other-repair:A: I saw Judy last Monday.B: You mean Tuesday.A: Yeah, I saw her at Nancy’s.

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Sequentiality

Insertion sequence

Nan: what time do you get to work? Aaron: Friday? Nan: yeah. Aaron: oh, between seven thirty and eight, quarter to eight. Nan: well, I might not be there the second you get to work

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Double insertion sequence

A: Where can I catch the Saarbahn?

B: Do you know where Landwehrplatz is?

A: Is it just over on Mainzer Strasse?

B: Yeah.

A: Then I know how to get there.

B: Well, that’s where you catch the Saarbahn.

Recurrent pairs, sequences, exchange types, preferences, repair, cues and signals all work together to create coherence in conversation

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9.2 Conversation as a type of discourse

• Conversation is a special speech event or discourse type • characteristic cohesive devices • coherent structure

• Understanding checks: y'know, right?, huh?, tags• Attention signals: m'hm, uh-huh, wow, really?• move, turn, pair, exchange; pre-sequence

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Sue: Hi. greetingJill: Hi. greetingSue: So, how have you been. questionJill: Not so well really. answerSue: Oh I'm sorry to hear that. responseJill: How about you? questionSue: Not too bad, I guess. answerJill: Yes, one muddles through. responseSue: By the way, I’m looking for Al. statement/requestJill: I just saw him at Lou’s. responseSue: Really? Who else was there? response, questionJill: Fred. answer

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Sue: Wow. Are you busy right now? response, question(pre-sequence)

Jill: Not really. answerSue: Would you do me a favor? question

(pre-request)Jill: Sure. answer

(commitment)Sue: Would you call Al for me? requestJill: Sure. No problem. agree, commentSue: Great. Thanks. comment, thanksJill: No problem. comment

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10. Politeness

Politeness as a historical phenomenon (recall Brown & Gilman)• Politeness as in-group behavior• Politeness as code of civility

Politeness in Linguistic Pragmatics• Grice: politeness as a "social maxim"• Lakoff: revises Grice's account of implicature

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• Cooperative Principle and Maxims as Negative politeness:– Negative politeness:

• Maintain distance, don't impose (respect)• Give options (deference)

– Positive politeness:

• Be friendly (solidarity)

• Lakoff introduces Power and Solidarity into description of inference in conversation

• Paradox of power and solidarity (Tannen)

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• Brown and Levinson: Positive and negative face, face wants and face threats going off record, embedding, pre-sequences

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• politeness and politic behavior (Watts)

• politeness, impoliteness and identity (Spencer-Oatey)

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11. Language and Gender

• Gender as social construct versus biological sex

• Grammatical gender as a linguistic feature

Page 158: Lecture: Sociolinguistics Professor Dr. Neal R. Norrick _____________________________________ Sociolinguistics Universität des Saarlandes Dept. 4.3: English

11.1 Sexism in language

• So-called "generic" man; also chairman, congressmanCf. you guys plural

• "generic" 3rd person pronoun he • gender-marked forms of address: Mrs/Miss versus Mr, Madam

chairman • gender-marking in noun pairs: governor versus governess, major

versus majorette, poet versus poetess, steward versus stewardess

• vocabulary unbalanced toward male body, male point of view

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• Binary Distinctions and Markedness

– Langue versus parole (competence versus performance)

– Synchrony versus diachrony

– Man versus Woman Male versus Female

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Feminist Linguistics

• 1st Stage: Accept binaries, attempt to eliminate bias

– eliminate man, generic he, – introduce Ms for Mrs/Miss, – introduce "splitting": she or he his/her (s)he – eliminate stewardess (substitute flight attendant) – eliminate poetess in favor of poet – invent new female-oriented vocabulary: herstory

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• Note:English drops differences; German accentuates them

– Chairperson or chair versus Vorsitzenderin

– Judy and Jill are authors versus Judy and Jill sind Autorinnen

• Splitting with nouns:

– alle Autoren und Autorinnen

– alle Autor/innen or alle AutorInnen

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• 2nd Stage: Question binaries, reduce to power differential– Argue for women's language as more involved, more

– cohesive, women as better listeners, linguistic

– Innovators

• 3rd Stage: Reject Binary Thinking– Reveal traditional male/white/hetero-sexual bias in prevailing

discourses

– Study power relations in particular texts

– Ask how language system and practice construct gender

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11.2 Women's talk versus men's talk

• Traditional gender stereotypes • Women talk faster, more expressively, more overall, interrupt more,

swear less, use more color words, more hedges, tags

all signs of lower status

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• Rules for feminine speech

– From etiquette books to self-help manuals– Little girls taught to talk "like ladies"– Polite speech as women's key to success– Women as "better communicators" – Women as responsible for successful conversation

• Early linguistic writing on gender and language

– Jespersen, Lakoff: largely introspective, confirms stereotypes, looks for differences, finds deficiencies

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• Research on gender and language

– general results are contradictory

– must look at specific types of interactions

– specific groups of speakers:

• female and male executives in business meeting• two women college students talking about shared problems

• Black male gang members telling stories to interviewer

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• 11.3 Gayspeak

• Sexism in language: – not just male bias – hetero bias– pejoration of homoerotic terms

• Homosexuals multiply marginalized: – default male/he, – default "male or female", – men and women, boys and girls, he and she, him and her

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• Functions of Gayspeak

– Gayspeak as a secret language• Simultaneous mutual recognition and exclusion of outsiders

– Gayspeak as an in-group language• the "closet metaphor“• flaming

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– Gayspeak as a political instrument

As with feminists:

• Reject binary thinking• Attempt to disrupt traditional male/hetero-sexual bias • Invent new vocabulary: gay, transgendered, straights, breeders• Reclaim pejorative terms: queer, dyke, faggot

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12. Language and Power

• Power and Solidarity

Power: superior, equal, inferior

Solidarity: solidary versus unsolidary

• Solidarity implies closeness, unsolidarity implies distance• closeness also implies control (power), distance renders power

differences irrelevant

• Paradox of Power and Solidarity (Tannen)

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• power as a transitive feature of relationships, though power is ultimately reciprocal (Foucault)

• power as socially constructed through language/discourse, not given a priori in nature

• power is encoded in the discourses of a community

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12.1 The PC debate• Political Correctness (PC) is a label from opposed side• Those in favor of practices labeled PC favor:

– guidelines for non-discriminatory language– affirmative action in hiring and admissions etc

• PC as public, community stance – style sheets, – company and college policies,– court cases

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• Miss + Mrs Ms• queers/homosexuals gays• Colored People Negros Blacks African-Americans• Crippled handicapped physically challenged

• Note: people in power decide which features of PC to enforce• PC as public etiquette versus "linguistic hygiene" (Cameron)

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• As public etiquette • PC = avoiding offense to addressees through exclusion or through

differential treatment• exclusion: mankind; the right man for the job • differential treatment: host versus hostess

poet versus poetess

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12.2 Linguistic hygiene

• "linguistic hygiene" or "linguistic interventionism"

– PC attracts attention to naming, – solicits political or moral judgments, – forces speakers/writers to take sides and go on record

• Do public naming and forms of address influence attitudes?• Cameron's example: Pardon me, Madam. versus Hey, bitch!• Linguistic prescription, language change and backlash

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13. Forms of Address

• Forms of Address as socially (not linguistically) motivated variation

13.1´Speech as social marker

• 2nd person pronouns: Sie versus du, vous versus tu, Lei versus tu • honorifics and 1st person pronouns• last name versus first name (and nick names) • Titles like Mrs, Ms, Dr, Professor, Herr Oberregierungsrat • Kin terms like Aunt Mary and Oma Schmidt • Address versus reference versus summons• reciprocal versus nonreciprocal

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13.2 Power and solidarity

• Brown & Gilman (1960): semantics of power and solidarity in use of 2nd person pronouns in European languages

• In clearly stratified society, "power semantic" developed: – non-reciprocal V to mark deference– then reciprocal V spread among nobility

• In more mobile society, "solidarity semantic" developed – reciprocal "non-solidary" V even among common people– reciprocal "solidary" T even among powerful people

• Also: reciprocal T to mark "shared fate"

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• "power semantic" still determines who initiates T• "shared fate" only works when fate is lack of power• pronoun use interacts with other systems• English lost 2nd person pronoun distinction

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13.3 American English address

• FN (first name) versus TLN (title last name)• FN includes common nicknames like Cindy, Penny, Jim, Bill• MN (multiple names) to signal intimacy• Factors:

– Age difference (15 years or more)– Status (e.g. boss - secretary; executive - shop worker)– Age more important in kinship groups; status more important at work, in

public

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Ervin-Tripp's flow chart

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• System fails if FN is unknownTitle + ø = Title e.g. professor, father (priest)Mr, Ms + ø = ø

• But also Generic Terms of address:

– First Names like Bud, Mac, Jane – Informal titles like chief, sister, brother, dude – Terms of endearment like dear, honey

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13.4 Universals of address• Intimacy and Solidarity: FN, T-Pronoun

– T-Pronoun (versus V-Pronoun) for solidarity – FN more significant for intimacy than T-Pronoun– MN even more significant for intimacy

• Age and Power determine Nonreciprocal forms of address– But Age and Power may be contradictory, e.g. Grandmother receives

TLN but lacks real power

• Gender and Politeness may also contradict power– e.g. Women receive more TLN even when men have more power

• Politeness as code calling for certain forms despite power differences; PC as Politeness in public behavior generally

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14. Critical Discourse Analysis

Critical Discourse Analysis

• (Fowler, Fairclough, Coulthard) analytical tool and mode of social engagement

• opposed to Correlation Socio-linguistics (Labov, Trudgill)• Power is constructed in the discourses of a community, Discourse

Analysis can reveal it • Deconstruction, demystification can influence power (hence

linguistics is essential, and socially responsible)

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Linguistic Indicators (Fowler's Checklist)

(1) Lexical processes:• abstract versus concrete:

Force may be used - The cops will be there• general versus specific:

The media expect - The SZ predicts

(2)TransitivityJohn opened the door - The door openedCircumstances dictate the raising of taxes

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(3)Syntax: deletion, nominalization, passivization We want you to arrive early - Please arrive early - Early arrival will be appreciated

(4)Modality: modals, permit, predict, likelihood

(5) Implicature: The party is low on funds > Please send money

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(6) Presupposition

BY how much were you exceeding the speed limit when you ran the stop sign?

> you were exceeding the speed limit

> you ran the stop sign

(7) Turn taking:• length and number of turns, selection of next speaker, back-

channeling and interruption etc

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15. Language, culture and thought

• Language as expression and medium of thought• Language behavior as mirror and basis of culture

15.1 Concepts and propositions

• "Culture" consists in what a person must know and believe to function as a normal member of society

• Knowing-how versus knowing-that

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• "Culture" breaks down into concepts like family and walking and propositions like People live in houses

• Concepts usually correspond to words in a language, while propositions usually correspond to sentences

• Thus language serves as the medium of expressing and understanding culture, and functioning in society

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• Jakobson: Languages differ not in what they can express but in what they must express, e.g. grammatical gender and number

The red table is high no gender;

singular number in verbDer rote Tisch ist hoch gender & number in subject NP;

number in verbIl tavolo rosso é alto gender & number in subject NP and

in predicate adjective;number in verb

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15.2 The Sapir-Whorf Hypothesis

• Sapir: Language not just guide to social reality for linguist, but shaper of reality for members of the language community; The "real world" is unconsciously built up on language habits

• Whorf: Standard Average European (SAE) versus Hopi, Nootka, naming and segmentation of reality, e.g. snow, colors, but also grammar, esp. nouns versus verbs, duration, tense

• Strong versus weak versions of the Sapir-Whorf Hypothesis:– Strong: Language determines the way we think– Weak: Language influences the way we think

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15.3 Linguistic relativity

• "New principle of relativity, which holds that all observers are not led by the same physical evidence to the same picture of the universe, unless their linguistic backgrounds are similar." (Whorf 1940)

• Cultural relativity versus Linguistic relativity

• Compare: kinship systems and vocabulary

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Norwegian:

farfar 'father-father = paternal grandfather'

farmor 'father-mother = paternal grandmother'

mormor 'mother-mother = maternal grandmother'

morfar 'mother-father = maternal grandfather'

farbror 'father-brother = paternal uncle'

morbror 'mother-brother = maternal uncle'

Spanish:

abuela 'grandmother'

abuelo 'grandfather'

tia 'aunt‘

tio 'uncle'

prima ‘cousin, female’

primo ‘cousin, male’

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• Gaps in vocabulary and culture, evident in borrowing and translating problems:

– Cooking terminology: sauté marinate grill filet

– German animal terms: fressen saufen trächtig

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15.4 Prototypes and basic-level concepts

• As Wittgenstein noted, no list of properties suffices to identify all the activities we call games.

• Apparently, we learn prototypes and extrapolate from them.

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Labov's cups:

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Prototype effects (in grammar): My daughter's a real fish/a regular fishStrictly speaking, a dolphin isn't a real/regular fish

Basic-level concepts (lowest level where single term applies):pine in hierarchy: plant - tree - pine - ponderosa pine chair in hierarchy: piece of furniture - chair - kitchen chair

"basic-level = single term" holds even when hierarchy differscity dweller: tree - pine tree - ponderosa pineforester: tree - pine - ponderosa