lesley b wells financial disclosure report for 2010

8/3/2019 Lesley B Wells Financial Disclosure Report for 2010

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I AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010I. Person Re por t ing ( las t name, f i r s t , middle in i t ia l)Wells , Lesley B.

Report Re quired by the Ethicsin Go vernment Act o f 1978(5 U.S.C. app..sq.6 I01-I11)

4. Tit le (Ar t ic le I I I judge~ indicate ac t ive or sen ior s ta tus ;magistrate judges indicate full- or part- time)A rt i c l e I I I Judge , Senior

7. Chambers or Off ice Address201 Supe r ior A venue3 28 Un i t e d S t a t e s Cour t HouseC leve l and , OH 44114

2. Court o r Organ iza t ionU . S . D i s tr i c t C our l , N D O H

3. Date of R e p o r t05111/2011

5a. Report T)~e (check appropriate type)] N o m i n a t i o n , Dat e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance, M th a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,1 Complete al l parts ,checking the NONE b ox for each part where you ha ve no reportable in formation . Sign on las t pag~

6. Report ing Pe riod01/01/2010

to12/31/2010

I . P 0 S l T I 0 N S . R e p o n l n g i n a i v i d , ,I o n l y ; s e e p p . 9 - t 3 of fillng i n s t r u c t l o n s . )~] N O N E (No reportable positions.)

2.

3.

4.5.

POSITION NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . :Repor, i,,g indivia,,al o,,tr; s~epp, t4-t6 o f f i l i n g instructions.)NONE (No reportable agreements.)

D A T E1.2.

3.

PARTIES AND TERMS


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 2 o f 8

N a m e o f P e r s o n R e p o r t i n g\ V e i ls , Le s l e y B .

D a t e o f R e p o r t05/11/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . t Reporting indiv iduat and spoa se; see pp. 17-2 4 of f i l ing ins truc tlo .x)A, Filers Non-Investment IncomeD NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE I N C O M E(yours, not spouses)I . 2010 O H I O P U B L I C E M P L O Y E E S R E T I R E M E N T S Y S T E M $30, 707 . 00

2.3.4.

B , S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar a m o u n t not r equired except for honorar ia . )

D N O N E (No repor table income.)on-investment

1. 20102 .20103.4.

DATE SOURCE AND TYPEW H E E L I N G & L A K E E R I E R A I L W A Y - D IR E C T O RS Q U I R E , S A N D E R S & D E M P S E Y - L A W F I R M

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name o f Pe rson Report ingW el l s , L es l ey B.

Date of Repor t05/I 1/2011

V . G I F T S . a . c lu d ~ , h o s e ,o s p o ~ e a , d d e v e n d e . , children; see p p . 2 8 - 3 i of fillng instruction&)N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O NI.2.3.4.

5.

VALUE

V l . L I A B I L I T I E S . a n c l a ,~ e s t h o s e o /s p o u s e ~ n ~ dependent children; see p p . 3 2 - 3 3 of filing instruction&)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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FI N A N C I A L D I SC L O S U R E R E PO R TPage 4 o f 8

N a m e o f P e r so n R e p o r t i n gW el l s , L es l ey B.

D a t e o f R e p o r t05/I 1/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -i.co,~,,.otue,,. .....i ~ n s ( ~ c ~ u d e s ~ h ~ x e ~ f s p ~ u ~ e a n d d e p e n d e n t c h i ~ d r e n ~ s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n ~ - )[ ~ ] NO NE ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(i) (2)A m o un t T y p e ( e .g . ,C o d e 1 div. , ~nt,

( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a l u e V a l u eC o d e 2 M e t h od

( J - P ) C o d e 3( Q - W )

T y p e (e .g . ,buy, sell,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Valu e G a in I d e n t i t y o f

m m/d d/yy C od e 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. C E N T U R Y F I N C L C O R P M 1C H B Dividend K2. K E Y C O R P S E C U R I T I E S A Dividend J

T

T

4.5.6.7.8.9.1 0 .

I1 .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

L O R A I N O H I O - M U N IC I P A L B O N D S A Interest JM A H O N I N G C N T Y O H H S P F C S - M U NI A InterestB O N D SF A I R F I E L D C N T Y O H I O H O S P - M U N I A InterestB O N D SL U C A S C N T Y O H H O S P R E V - MU N I A Interest JB O N D SM A H O N I N G C N T Y O H I O H O S P - M U NI A Interest KB O N D SC U Y A H O G A C N T Y O H I O H O S P -M U NI A Interest JB O N D SO H I O S T A I R Q U A L I T Y D E V -M U N I A Interest JB O N D SC U Y A H O G A C O O H H S P R E V -M U NI A Interest JB O N D SL O R A I N C N T Y O H H O S P R E V - M U N I A InterestB O N D SC L E V E L A N D O H A R P T S Y S M U NI A Interest JB O N D SM E R R I L L LY N C H C M A M O N E Y F D A Interest K

R e d e e m e d 10/13/10 i KR ed eem ed 07 /01/10 J

TTTTT

R ed eem ed 05 /21/10 KTT

OHIO ST T PK CMMN T PK RE V -MUNI A InterestB O N D SU N I V C I N C O H G E N R C P T S - M U N I A InterestB O N D SA K R O N B A T H C O P L E Y O H S T -M U NI A InterestB O N D SL O R A I N C N T Y O H H O S P R E V - A InterestMUNICIPAL B ONDS

J

.I

Sold 01/19/10 JTT

Redeemed 05/21/10 J

AA

I . I ncome G ain Codes : A = $1.000 or Ice s B = $1,001 - $2,5 00 C = $2.501 - $5 ,000 D -$5.001 - $15.000( See Columns B I and D4) F =$50.001 - $10O.000 G =$100.001 - $1.000.000 I I I $1,000.001 - $5 .000,000 112 =More than $5.000.000

2. Value Codes J =$15 ,000 ~ l es s K =$15.001 - $50.000 L = $50.001 - $100.009 M = $100.0~1 -( See Columns C I and D3 1 N $ 2 5 0 , 0 0 1 - $ 5 0 0 . ~ O =$500.001.$1.000.000 pI -$ 1.000.0~ I - $5.000.000 P2 = $5.000.001 - $25.00~.000

P3 =$25,000.001 - $50,000,000 P4 =Mo.re than $50.000,0003. Value Method Codes Q =Appraisal R =Cos t ( R eal Es t a t e Only ) S = A ssessm en t T =Cas h Mar k et( S c c C o l u m n C 2 ) U B o o k V a l u e V = O h o " W E s t i m a t e d


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N a m e o f P e r s o n Repor l ingW e s , L e s l e y B .

Date of Repo~05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , ~ u n s u c t i o n s a n c i u d e s , h o s e o l s p o u s e u n d dependent children; s e e p p . 3 4 - 6 0 of filing lnstructlons.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o d

(1 ) (2 ) (I) (2) (I) (2) (3) (4) (5 )A m o un t T y p e ( e . g . , Value V a l u e T y p e ( e . g. , D a t e Value G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m /d d / y y C o d e 2 C o d e I b u y e r l s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ * d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

P U E R T O R I C O E L E C P W R - M U NI A Interest Sold 01/22/10 JB ONDSP U E R T O R I C O C O M W L T H P U B A Interest Sold 01/19/10 JT E C U M S E H O H I O L C L S C HM E R R I L L LY N C H C M A M O N E Y F D

A Interest J T Sold(par t)

A Interest J T07/30/10 J

V A N G U A R D 5 0 0 I N D E X F D

T O L E D O O H C A P I MP T

B Dividend

B Interest

T Bu y 01/03/10(add l )Bu y 02/01/10(add l )Bu y 04/ 30/ 10(add l )Bu y 06 / 01/ 10(add l )Bu y 0 7 / 0 1 / I 0(add l )Bu y 08/02 / I0(add l )Bu y 09 / 01/ 10(add l )Bu y 10/01/10(add l )Bu y 11/01/10(add l )Bu y 12/01/10(add l )

T

JJJJJJJJJJ

C O L U M B U S O H I O S W R R E V S Y S A In te re st J TO H I O S T H I G H E R E D A Interest

AAA

Sold 04/14/10 K A

I. I n co m e Ga i n C o d es :( s e c C o l u m n s B I a n d D 4 )

2.Val u e C o d es1 S c C o l u m n s C I an d D 3)

3 . Value Method Codes( See Column C2)

A =$1.000 or lessF =$50.001 - $100.009J=$15.000 or IcesN =$250.001 - $500.000P3 =$25.000.001 - $50.000.000Q=AppraisalU -B ook Value

B $1.001 - $2.500G -$100.001 - $1,000.000K =$15,001 - $50.000O = $500.001 - $1.000.000R -~ os t ( R eal Es t a t e Only )V = Ot h e r

C -$2 .5 01 - $5 ,0~ 0I I I $1.000.001- $5.000.000L =$50.001 - $100.0~PI =$1.0~0.001 - $5.000.000P4 =More Ihan $50.000.000

D = $ 5 ,0 0 1 - $ 1 5 ,0 0 0112 =More thanF. l =$100,001 - $250.0(10P2 =$5 .000 , 001 - $25.000.000T -~ ? a s h M a r k e t

E =$15,001- $50.000


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N a m e o f P e r s o n R e p o r t in gWel l s , Les l ey B .

D a t e o f R e p o r t05/11/2011

V l l. I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Include, those of spouse and dependent children; seepp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing T r a n s a c t io n s d u r i n g r e l X ~ r t i n g p e r i o d(including trust assets) r e p o r t i n g p e r i o d

(I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p o ( e . g. , T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure C o d e I d i v . , r e n t , buy, se l l , m r n ! d & y y C ode 2 C o de I b uye r/se ller( Ad D o r i n t . ) r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

35 . M A U ME E O H C I T Y S C H36 . U N I V A K R O N O H G E N37 . OHIO ST H I GH ER ED L38. OH ST U N I V GEN RCPTS -SER A39 . C L E V E O H S T U N I V G E N R C P T F G I CM U N I40 . H A M I LT O N C N T Y O H S A L E S T X M U N I41 . A K R O N O H I N C T X R V C M N T Y M U N I42. H AMIL TO N CN TY O H S W R TX F S AMUNI

A I n t e r e s tA I n t e r e s t

A I n t e r e s t

A I n t e r e s tA I n t e r e s tA I n t e r e s t

A I n t e r e s t

A I n t e r e s t

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(D (2)V a l u e V a l u e

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

S o l d 04/14/10 JS o l d 04/19/10 J

J T J

K T Buy 05/07/10 KK T Bu y 06/07/10 KJ T Bu y 07/02/I 0 JJ T Bu y 08/19/10 KJ T Bu y 01/07/10 J

AA

I. Incom e Gain C odes: A = $1,000 or less B = $1,001 - $2.5 00 C = $2.5 01 - $5 ,000 D = $5 ,001 - $15 .000( See Columns B I and D4) F =$50.0~1 - $100.000 G =$100.001 - $1,000,000 I 11 = $1 ,0 00 ,0 01 - $ 5, 00 0. 00 0 1 12 = Mo re t ha n $5 .0 00 ,0 00

2. Value Codc~ J =$15.00) or less K =$15.001 - $50.000 L =$50.0(}1 - $100,000 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . ~1Sc C olu m ns C I an d D3) N = $250.001 - $5 00.000 O =$5 00,001 - $1,000.000 P I = $1.000.001 - $5 .000.000 P2 =$5.000,001 - $25.000.000

P3 =$25.000.0OI - $50.000.000 P4 =More than $50.000.0~03. Value Method Codes Q :A ppr a i s a l R = C o s t ( Rea l E s t a t e On l y) S = A ssessm en t T -~2ash M a r k e t( S c C o l u m n C 2 ) U = Bo o k Va l u e V =O~her W = E s t i m a ted

E = $ 1 5 . 0 9 1 - $ 5 0 , 0 00


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8

Name of Person Reporting

Wel l s , L cs l ey B.Date of Report

05/11 /2011

VI II . AD D I TI ON AL I N F ORM ATI ON O R E X PL AN AT I ON S . ~l,,,~icatepar, o/repo..~


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Name o f Pe rson Report ingW el l s , L es l ey B.

Date of Repor t05 /11/201 I

IX. CERTIFICATION.I c e r t i f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i th h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e wi t h t he p ro v i s i o n s o f 5 U . S . C . a p p . 50 1 e t . s e q . , 5 U . S . C . 7353 , a n d Ju d i c i a l C o n fe r e n c e r e g u l a t i o n s .

Signatu re: S] Lesley B . W el l s

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eAdmini s t ra t i ve Off i ce of t he Uni t ed St a t es Cour t sSui te 2 - 301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4

lesley b wells financial disclosure report for 2010

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