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  • 8/11/2019 Light - Soviet Policy in the Third World

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    Soviet Policy in the Third WorldAuthor(s): Margot LightReviewed work(s):Source: International Affairs (Royal Institute of International Affairs 1944-), Vol. 67, No. 2(Apr., 1991), pp. 263-280Published by: Wiley-Blackwellon behalf of the Royal Institute of International AffairsStable URL: http://www.jstor.org/stable/2620830.

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    Soviet

    olicy

    n the

    Third

    World

    MARGOT LIGHT

    MargotLight rgues

    hat hedramatic

    hange

    n

    Soviet Third

    World

    olicy fter

    1985-away from upportor

    wars

    of

    national

    iberation'

    nd

    loyal maintenancef

    socialist-orientedlient

    ountries,

    owards

    iplomaticxpansion,

    conomic

    xpediency

    andfacilitating

    ast-West trade

    nd

    technologyransfer-was

    ot

    byproductf

    the nd

    of

    the

    Cold

    War,

    but precondition

    or

    t. She

    examines ecent oviet

    policy

    n

    Cuba, Afghanistan, ngola

    and in the

    Gulf

    crisis. he

    writes hat

    conservative

    pposition

    an

    have

    little

    ffect

    n

    thenew

    policy,mainly or

    economic

    reasons.A returno theold role n the ThirdWorld s impossibleow.

    Ten

    or

    fifteen

    ears ago,

    a

    Soviet

    veto would

    probably

    have

    prevented

    he

    Security

    Council

    from

    deliberating

    n the

    Gulf

    crisis.

    Agreement

    within the

    Security

    Council about

    a

    response

    o

    Iraqi aggression

    n

    the Gulf would have

    been

    impossible,

    and

    UN-sponsored military

    action

    against Iraq

    would

    certainly

    ave been inconceivable.Whatever

    misgivings

    he Soviet

    leadership

    might

    have felt

    privately

    bout Saddam Hussein's

    activities,

    he

    Soviet-Iraq

    friendship reatywould have precluded public criticism. iplomatic relations

    between

    the Soviet Union and Kuwait would not have

    counterbalanced

    oyalty

    to

    Iraq.

    In

    any

    case the two

    superpowers arely ooperated

    within

    he

    Security

    Council,

    and

    particularly

    ot on issueswhere one or the

    other,

    r a

    major ally

    of

    either,

    was involved.

    f war had

    occurredwithout

    pecific

    UN

    approval,

    the

    Soviet

    press

    would have been oud in itscondemnation f

    Western ntervention

    and the chances are that the

    Iraqis

    would have been

    resupplied

    with

    Soviet

    arms.

    The Soviet

    response

    to the Gulf crisis

    llustrates, herefore,ust

    how

    much

    Soviet

    foreign policy

    has

    changed.

    But

    is

    it

    merely

    an isolated

    example

    of

    cooperation

    within the UN to

    embody

    the

    many lofty

    declarationsmade

    by

    PresidentGorbachev

    and

    President

    Bush

    about the new world order' of the

    iggos?

    In

    other

    words,

    is it a

    manifestation

    f

    the new

    East-West

    detente,

    r

    does

    it

    reflect

    more

    general

    hift

    n

    Soviet

    policy

    towards the

    Third

    World?

    This article

    rgues

    thatthe

    changes

    n

    Soviet-Third

    World

    relations

    xtend

    well

    beyond

    the Middle East

    and

    the

    mmediate risis

    n

    theGulf.

    n

    fact,

    oviet

    estimations

    f

    political

    and

    economic

    developments

    n

    the

    Third

    World

    had

    International ffairs 7, 2

    (I99I)

    263-280 263

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    MargotLight

    begun

    to

    change

    a

    number of

    years

    before

    Gorbachev became General

    Secretary

    f the

    Communist Party

    of the

    Soviet Union (CPSU)

    in

    I985, and

    policy began to alter verysoon afterhe came to power. The improvement

    n

    East-West relations,however, and the unexpected dissolutionof the Soviet

    bloc eclipsed the changes

    n

    the

    Third

    World, which were less dramatic nd far

    slower. Yet

    it can

    be argued

    that

    neither f thoseevents ould have takenplace

    if

    Soviet policy in the Third World had not begun to change first.After ll,

    Soviet activism

    n

    the

    Third

    World had been one of themajor causes of the

    deterioration

    n

    detente from the middle

    of

    the I970s. And

    if

    East-West

    relations

    had not

    improved

    so

    radically,

    it

    is

    unlikely

    that

    the Soviet

    government

    would have abandoned the Brezhnev Doctrine that

    the socialist

    communityhas the rightof interventionn the territory f any one of its

    members

    whenever forces hostile to socialism threaten its

    ideological

    alignment-in

    Eastern

    Europe.

    It

    is

    not too

    far-fetched,herefore,

    o

    suggest

    that

    the

    key

    to

    the much

    vaunted

    new

    world order'

    lay

    in

    Soviet-Third World relations.

    he

    desireto

    re-establish ood

    relationswith the West

    was

    an

    important, ut by

    no

    means

    the sole reason why

    the new Soviet

    leadership egan

    to reassess ts

    policy

    n

    the

    Third

    World.

    This

    analysis

    of

    Soviet-Third World relations will

    begin,

    therefore, y considering

    n

    part

    one the mix of motives hat

    ontributed

    o

    the

    reappraisal.

    n

    part

    two the

    precepts

    f the

    new

    political thinking' bout the

    Third World

    will be

    examined,

    since

    they give

    some indicationof what

    the

    new

    leadership

    wanted to

    achieve.

    Part three urns o

    policy itself,

    o

    examine

    how those

    precepts

    have

    been

    translated nto

    practice.

    In the last few

    months it has become

    clear, first,

    hat there s

    domestic

    opposition

    to thenew

    policy and, second,

    that

    here re constraintshat

    prevent

    the Soviet

    Union from either

    disengaging ntirely

    rom

    previous partners

    r

    expanding rapidly

    in

    new directions.

    The article will

    end, therefore, y

    considering he nature nd strengthftheoppositionwithin he Soviet Union

    to

    the

    new

    policy,

    and then

    turning

    to

    likely

    future

    policies given

    the

    constraints

    nd

    the

    present

    uncertainties

    bout the future f

    perestroika.

    i.

    The

    motives for

    change

    On the face

    of

    it,

    Soviet

    foreignpolicy, particularly

    elations

    with

    the

    Third

    World, seemedextremely uccessful y the end of the

    I970s.

    A new wave of

    revolutionary

    movements

    had

    swept through

    the Third

    World, bringing

    changes

    of

    regime

    n

    I4

    different

    ountries.

    Although

    the new

    governments

    were

    by

    no

    means

    all

    Marxist-Leninist,many

    of them

    turned

    to

    the Soviet

    Union

    for

    moral and material

    support.' By

    that

    time

    there

    was

    general

    agreement

    that the Soviet Union

    had

    caught up

    with the

    United States

    in

    For a discussion of the revolutions

    of

    the 1970s, see

    Fred Halliday, The making fthe SecondCold War

    (London: Verso,

    I983),

    ch.

    4.

    264

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    Sovietpolicy n the

    Third

    World

    nuclearweaponry, o that here

    was roughparity etweenthetwo superpowers.

    As

    a

    result f the buildup

    n

    military trength

    nd

    the acquisition

    of new Third

    World allies, Soviet

    leaders

    began

    to claim that the correlation f forceshad

    changedin favour of socialism.2

    Western

    eaders eemed to share

    this

    ssessment,

    nd

    when the Soviet Union

    and

    Cuba intervened

    n

    Angola

    in I975 and in

    Ethiopia

    in I977 there was

    mounting

    distrust

    of

    the

    way

    in which

    the Soviet Union seemed

    to

    be

    exploiting

    detente

    n

    Europe

    to

    expand

    into

    new

    areas

    of

    the

    Third

    World.

    In

    any case, by

    then

    the

    ncreasing

    mportance

    ccorded

    to

    human

    rights

    ssues

    n

    international elations

    nd

    the

    poor

    Soviet record

    n

    observing hoserights

    ad

    begun

    to

    erode East-West relations. he invasion

    of

    Afghanistan y

    the Soviet

    armyin December

    I979,

    seen by many in the West as the extensionof the

    BrezhnevDoctrine beyond Europe,3 ffectively

    erminated etente. t also soon

    put an end to Soviet optimism bout

    the

    direction

    n

    which the correlation

    f

    forceswas really moving.

    The invasion

    of

    Afghanistan

    ost the Soviet Union dear.

    Apart

    from

    the

    human and financial osts

    of the war4 and

    the

    oss of a

    higher-priority

    oreign

    policy goal (detente),

    when Brezhnev

    tried o

    improve Sino-Soviet relations n

    I982,

    the

    Chinese government

    made the removal of

    Soviet troops from

    Afghanistan

    ne of the three

    preconditions

    orthe normalization f

    relations.5

    The invasion lso cost the SovietUnion support ntheThirdWorld. The Non-

    Aligned

    Movement

    objected

    to the

    invasion of one of its

    members,

    and

    fundamentalistslamic movements

    and governments upported the Afghan

    rebels.Furthermore,

    ithin

    Afghanistan

    here

    was

    very

    ittle

    ublic

    support

    or

    the

    Babrak

    Karmal

    government

    nstalled

    y

    the Soviet

    army,

    nd

    the mujahidin

    were

    more united,

    better

    rmed and

    seemed

    in

    I985

    even

    further rom

    defeat

    than

    they

    had been

    in

    I979.

    But it

    was

    not

    ust

    in

    Afghanistan

    hata

    friendly overnment

    id not

    seem

    to be viable withoutSoviet military upport.There were similar ituationsn

    Angola

    and

    Ethiopia, where, despite

    he

    participation

    f

    Cuban

    troops

    and the

    supply

    of Soviet

    arms,

    civil

    wars

    were

    still

    raging.

    In

    Mozambique

    the

    governmentwas struggling gainst

    n

    insurgency

    movementthathad

    revived

    and seemed to

    grow stronger.Apart

    from he

    cost

    of the

    ncreasingmilitary

    id

    these

    governments equired,

    here

    was a

    danger

    that the Soviet

    Union

    would

    be

    drawn further

    nto

    nsoluble

    regional

    conflicts

    nd,

    as American

    upport

    for

    the

    opponents

    of Soviet client

    regimesgrew

    with the

    adoption

    of the

    Reagan

    2

    See, for xample, .

    I.

    Brezhnev, eport f

    he

    CPSU

    Central ommitteend he mmediateasks f he

    Partyn home nd

    oreign

    olicy, XVthCongressf heCPSU (Moscow: Novosti, 976), p. 20.

    See, for example,

    Mark

    Katz,

    'The

    evolution

    of the Brezhnev Doctrine under

    Gorbachev', in Kurt

    M. Campbell and S.

    Neil MacFarlane, Gorbachev's

    Third Worlddilemmas London: Routledge, I989),

    pp.

    36-65.

    Compared to American

    losses in Vietnam, the 13,000 Soviet casualties n Afghanistanwere rather

    low. See Geoffrey ukes,

    The Soviet armed forces

    and the Afghan war', in Amin Saikal and William

    Maly, eds., The Soviet

    withdrawalfromfghanistan

    Cambridge: Cambridge

    University Press,

    I989),

    p.

    83.

    Yuri Makarov

    (Izvestiya,

    17 Oct. I990) estimated

    that

    the financialcosts

    were 6o billion roubles.

    The othertwo conditions were a reduction n the

    number of troops on the Sino-Soviet border, and

    the withdrawal of Vietnamese troops from Cambodia.

    265

  • 8/11/2019 Light - Soviet Policy in the Third World

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    MargotLight

    Doctrine (the policy

    of

    supporting counter-revolutionary

    orces against

    communist

    governments

    around

    the

    globe),

    that this

    might

    lead to

    confrontation

    ith

    the United States.

    It was not only the costsand dangersof thesewars thatworried Soviet

    policy-makers. y I985 the economic condition

    of Third

    World

    socialist nd

    socialist-oriented

    tateswas

    also

    cause

    for

    grave

    concern. Brezhnev's ntention

    to base Soviet dealingswith the

    Third

    World on

    sound

    commercial

    principles

    had come to nothing: therewere huge outstanding ebts

    to

    the

    Soviet Union

    from ts Third

    World

    allies.

    The

    Soviet

    economy

    could

    scarcely fford he

    aid

    required by the Third World

    socialist

    countries Cuba, Mongolia, Vietnam,

    Laos,

    North

    Korea).

    And

    the

    newer

    socialist-oriented

    ountries

    were,

    for

    the

    mostpart, mongstthepoorestand leastdeveloped countriesn the world. It

    seemed extremely nlikely

    hat

    they

    would be able

    to

    progress

    from socialist

    orientation

    o

    socialism,

    he

    course

    prescribed

    orthem

    by

    Soviet

    development

    theory,

    withoutmassivematerial

    id far

    beyond

    themeansof the

    Soviet Union.

    The Ethiopian famine

    of

    I984-5

    served to

    highlight

    both the catastrophic

    poverty

    f the

    country

    nd

    the

    nability

    f

    the

    developed

    socialist tates o offer

    even

    the kind of

    disaster elief

    hat

    was

    required.

    In

    short,by

    the time Gorbachev

    came to

    power

    it must

    have been obvious

    that the claim that the correlation

    f

    world forces

    was

    moving

    in favour of

    socialism

    was

    emptyrhetoric.

    here was a

    greatdeal

    of

    evidence

    to suggest hat

    Soviet

    policy

    towards

    the

    Third

    World

    had

    failed

    and that

    retrenchment as

    urgent.Although

    t was obvious when the draft

    f the

    revisedprogrammeof

    the Communist

    Party

    was

    published

    that

    the

    Third

    World had been

    downgraded

    in

    Soviet

    priorities,'

    t was a while before

    open

    and detailed

    criticism

    was

    permitted

    f

    past foreignpolicies.

    The new

    leadershipbegan by

    adducing

    the domestic reform

    rogramme

    s the

    primary

    eason for

    change.

    In

    July

    990

    Gorbachev, replying

    o the commentson his

    report o the

    28th

    Congress of the CPSU, maintainedthat without a new foreignpolicy we

    would

    not

    have been

    in

    any

    condition

    to

    change

    our own

    country'.'

    He

    was,

    in

    fact,repeating

    he standard

    xplanation

    offered

    y

    Soviet

    politicians

    ince

    I985:

    the

    highestpriority

    was accorded to

    the

    domestic reform

    programme,

    and the

    purpose

    of Soviet

    foreign policy

    was

    to

    create the

    international

    conditions

    n

    which t

    could

    be

    implemented.

    t

    was

    not

    difficulto understand

    what the adverse effectswere

    of

    Soviet

    policy

    in

    the Third

    World

    on the

    domestic

    economy,

    and the connections

    between

    the reform

    rogramme

    nd

    theproposednew foreignpolicywere straightforward.

    The economic reform

    equiredcapital

    nvestmentsn the civilian

    economy,

    and

    that

    implied making savings

    elsewhere. At

    the most

    basic

    level,

    Soviet

    foreign olicy,particularly

    owards

    he

    Third

    World,

    was too

    expensive;

    t

    had

    to become more

    profitable.

    But

    it

    also had to be more diversified o that

    6

    See 'Programma Kommunisticheskoi

    Partii

    Sovetskogo Soyuza: Novaya redaktsiya', Izvestiya,7 Mar.

    I986.

    'Iz

    vystupleniyaM. S. Gorbacheva

    po

    itogam obsuzhdeniya politicheskogo otcheta TsK KPSS

    XXVIII s ezdu partii', Vestnik inisterstvanostrannykhel SSSR,

    31

    July 1990, p. 3.

    266

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    Sovietpolicy

    n the

    Third

    World

    mutually

    beneficial

    relations could be established

    with a wider

    range

    of

    countries.8

    n

    the Third

    World,

    that

    mplied mproving

    he economic terms f

    relations with socialist

    and socialist-oriented

    tates,

    as well as

    establishing

    diplomaticcontactwithcapitalist evelopingstates.

    There were other, less direct but equally important ways

    in

    which

    the

    domestic economic reformdictated

    change

    in

    Soviet activities

    n the Third

    World.

    As

    we

    have

    seen,

    Soviet-Third World

    relationshad

    been

    one of the

    reasons why East-West tension had increased from the middle of the

    I970S

    onwards.

    Adopting

    a new

    policy

    in

    the Third World would,

    it was

    hoped,

    lower the tension

    and

    contribute

    to improving Soviet relations with the

    advanced capitalist ountries.

    hat

    might

    make t possibleto cut Soviet defence

    spending,which would free apital and expertise orthecivilian conomy. But

    it mightalso have beneficial ffects

    n

    East-West trade relations,

    n

    particular

    by inducing

    relaxation

    f

    the CoCom

    list' and

    making

    t

    easier

    to

    import

    he

    sophisticated

    Western

    echnology equired

    for

    conomic reform

    nd

    moderniz-

    ation. Furthermore,

    ne

    aspect

    of the perestroika rogramme envisaged the

    encouragement

    of

    direct

    foreign

    nvestment n

    joint

    ventureswhich would

    offer asy profits

    o

    the foreign

    irmswhile bringingmuch-needed apital and

    industrial

    xpertise

    o the

    Soviet Union.

    Since the

    West

    had

    responded

    to the

    invasion of Afghanistan y applying

    economic sanctions against the Soviet

    Union,

    the

    relationship

    between Soviet

    policy

    in the Third

    World

    and

    economic relationswith the

    West

    musthave beenabundantly lear to the new

    Soviet

    leadership

    n

    I985.

    Thus domestic economic requirements

    nd the

    failures

    nd

    dangers

    of

    past

    Soviet

    policies

    all

    pointed

    to the

    need

    fora

    reappraisal

    f

    Soviet-Third World

    relations.

    he new

    politicalthinking rovided

    the theoretical

    nderpinning

    n

    which

    it

    could be based.

    2.

    New

    thinking

    about the Third World

    The

    aspect

    of

    new

    thinking

    hatmost

    directly

    oncerns he

    Third

    World

    has to

    do with economic development, nd

    it

    s

    n fact

    hardlynew. Disappointed

    with

    the

    ack

    of economic and

    politicalprogress

    n

    the socialist-orientedtates

    f

    the

    Third

    World,

    Soviet theorists

    had

    been studying the problems

    of under-

    development ince the

    I970s.

    They

    concluded that their

    previous assumptions

    about the

    speed

    and

    relative ase of economic

    development

    n

    countries

    hat

    adopted a non-capitalist ystemhad been simplistic nd mistaken. ater,some

    of these theorists

    egan

    to

    reach conclusions

    that

    represented

    considerable

    revision

    of traditionalMarxist-Leninist

    hinking

    nd the

    way

    it had

    been

    applied

    to the Third

    World.

    For

    example,

    some

    of

    them

    rejected

    he dea that

    8

    Shevardnadze sed theterm profitable'

    o

    explain

    how

    foreign olicy

    had to

    respond

    o

    perestroika

    in

    a talkhe gave

    to a

    meeting f Soviet

    diplomatsn 1987,published

    n

    Vestnik,

    6

    Aug. 1987,

    pp.

    30-4.

    The intentiono diversify

    ovietrelationsn theThirdWorld was included n thenew edition

    of theParty rogramme: ee

    Programma' note6).

    '

    Coordinating ommittee orMultilateralxportControls,which rganizes he ist f strategic

    advanced echnology oods debarred rom

    xport o communistountries.

    267

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    MargotLight

    underdevelopedcountries ould, with aid from the established ocialist tates,

    progress directly from feudalism to socialism without going through the

    capitalist tage

    of

    development. They maintainedthat although theoretically

    possible, t had happened only rarely n history in Soviet Central Asia and

    Mongolia) and that t required ubstantial id not from he established ocialist

    states

    as their

    ormer

    heoryhad maintained),

    ut

    from hemetropolitan entre

    which had colonized the

    country.'0

    heoristswere

    not

    explicit,however,

    bout

    what

    this

    mplied

    for he

    future

    evelopment

    f

    existing

    ocialist-oriented

    tates

    and how

    they

    would

    manage

    the transition o

    socialism.

    Doubts about

    whether

    stage

    of

    development could be skipped

    led

    some

    theorists o question

    the

    whole concept

    of socialist

    rientation.

    As

    early

    s

    I982,

    well before he themes fthe newpolitical hinkingwerearticulated, number

    of

    well-known

    authors

    including eading academics

    and

    senior

    officials

    n the

    Central Committee

    apparatus)

    had

    pointed

    to

    the

    long

    and

    arduous

    distance

    between

    socialistorientation nd socialism.

    Later,

    under

    the nfluence f

    the

    new

    political thinking, ther

    theoristswere

    emboldened

    to wonder

    whether

    the

    second-generation

    ocialist-oriented

    tates,

    hose

    thathad

    adopted

    the

    path

    in

    the I970s, were

    really

    socialist-oriented. r had Soviet

    acceptance

    of

    their

    socialist-oriented

    tatus

    been the product

    of

    the

    wishful

    thinking that

    characterized heory during the Brezhnev era? Afterall, they were very

    differentoth

    from ne

    another

    nd from he

    first-generation

    ocialist-oriented

    states.The new

    political

    thinkerswere

    sharply

    ritical f the

    gap between the

    previous theory

    of

    socialistorientation

    nd the

    empirical vidence available in

    theThird

    World,

    and the

    failure

    f

    Soviet

    theory

    o admit or

    explain

    the

    newly

    industrialized ountries.'2

    Although

    these

    doubts

    were

    by

    no means

    universally hared,'3

    nd

    although

    those

    who

    expressed

    hem

    urged

    that states hat had

    already adopted

    socialist

    orientation

    hould not be

    abandoned,

    the erosion of the

    concept discouraged

    any search for potentialnew volunteersfor socialist orientation. And as

    perestroika

    n the Soviet

    Union

    developed

    into democratization

    and

    the

    establishment

    f

    elements

    of a

    plural political system, ogether

    with

    plans

    for

    privatization

    nd the

    introduction

    f a

    market,

    ocialist-oriented

    tates

    were

    urged

    to shed the features hathad marked

    hem s

    socialist-oriented

    n

    the

    first

    place

    and

    to

    adopt

    similar reforms. t can be

    argued

    that doubts about the

    efficacyand

    even the

    existence)

    f socialist

    rientation,

    hile

    not

    mplying

    hat

    10

    See, for example, G. I. Mirsky,

    K

    voprosu o vybore puti

    i

    orientatsii azvivayushchikhsya tran',

    Mirovaya konomikamezhdunarodnyetnosheniya,

    o. 5, I987, pp. 70-8I.

    1

    See

    the analysis n

    Elizabeth Kridl

    Valkenier, Revolutionary change

    in the Third World:

    recent

    Soviet reassessments',World olitics8: 3, April I986,

    pp.

    415-34.

    For

    the debates

    about the

    Third

    World before perestroika, ee

    her

    The Soviet Union

    and

    the Third World:

    an

    economic ind New York:

    Praeger,983), andJerry ough, The struggle

    or

    heThirdWorld: oviet ebatesndAmericanptions

    (Washington, DC: Brookings Institution,

    986).

    12

    See, for example, Aleksei Kiva, 'Socialist orientation: reality nd illusions', International

    ffairs

    (Moscow), No. 7, I988, pp. 78-86; G. I. Mirsky, Sotsialisticheskayaorientatsiyav tret'em mire

    (Nekotorie problemy issledovaniya)',

    Rabochii lass sovremennyir,

    o. 4,

    1988,

    pp. 118-29.

    13

    See A. Kaufman and R. Ulyanovsky, 'K voprosu o sotsialisticheskoi rientatsii svobodivshikhsya

    stran', Aziya i

    Afrika

    egodnya,No. 5,

    I988,

    for

    an

    example

    of

    an angry rebuttal

    of

    this

    kind

    of new

    thinking.

    268

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    Sovietpolicy

    n

    the Third World

    the Soviet Union had no special responsibility

    or Third

    World

    Marxist-

    Leninist

    regimes,

    rationalized the search

    for

    better relations

    with

    capitalist

    developing

    states nd with

    newly industrialized

    ountries.

    In the field of international elations, lasnostwas reflected ot only in the

    freedom

    o

    question

    old shibboleths nd

    engage

    in

    theoretical ebates,but

    also

    in encouragement o re-examinethe past. Published criticism f past policies

    began

    to

    appear

    in

    newspapers

    nd

    ournals.

    Revisionist

    nterpretations

    f the

    causes of the Cold War werepublished,

    or

    xample,

    n

    which the Second Cold

    War

    was blamed

    largely

    on

    'the

    expansion

    of Soviet

    influence

    n

    Africa,

    he

    Middle East

    and

    other

    areas' and

    the

    Brezhnev

    leadership

    was accused

    of

    mistakenly ssuming that Soviet national nterest ay 'in the pursuitof small,

    essentiallynominal gains connected with leadership coups in individual

    developing countries'.

    4

    Later, once the Supreme Soviet had begun vigorous

    debates about domestic

    and

    foreign policy

    and

    the press

    had

    become even

    bolder,

    bilateralrelationswith

    ndividual

    countrieswere

    sometimes

    ubject

    to

    published

    censure.'5

    On

    the

    whole, however,

    academic

    work

    on Third World economic and

    politicaldevelopment oncentrated

    t first

    n

    criticism f

    past precepts

    nd the

    setting

    of

    new

    research

    gendas.

    But

    politicians

    nd theorists lso

    began

    to

    recognize

    the existence of

    a

    North-South

    gap (called

    a

    simplistic,

    rtificial

    division

    n

    the

    past)

    and the

    widening

    of

    that

    gap. Moreover, they

    no

    longer

    held the capitalist ndustrializedtates olelyresponsible or losingthe gap.

    The

    problems

    of Third

    World

    poverty

    nd

    indebtednesswere

    categorized

    s

    global

    problems, which defied piecemeal

    solutions

    and required

    a coordinated

    approach

    from the world

    community

    s

    a

    whole.'6

    Other

    aspects

    f

    the new

    political hinking

    ad

    profound mplications

    or he

    Third

    World. The acceptance,

    for

    xample,

    that

    ecurity

    ould

    not

    be achieved

    unilaterallyor entirely by military means,

    and that international

    ecurity

    requiredbotha decrease n the evel of armsheldby thetwo superpowers nd

    political ooperation

    between

    them, pplied primarily

    o East-West relations

    n

    Europe.

    But it also

    meant

    that the

    Third World should

    no

    longer

    be an

    arena

    for zero-sum

    competition

    and confrontation etween the two

    superpowers.

    Those Third World governments whose military

    and

    economic support

    derived from the

    competition

    between their

    superpower patrons

    would be

    severely

    affected

    by

    a new

    international

    nderstanding.

    he

    new

    thinking

    about

    regional

    conflict

    pelt

    this

    out

    with

    great clarity.

    The wars in Afghanistan, thiopia and Angola, and the difficultiesoviet

    allies were

    having

    in

    defeating nsurgencies

    n

    Nicaragua

    and

    Mozambique,

    14

    V.

    Dashichev,

    'Vostok-Zapad: poisk

    novykh otnoshenii', Literaturnayaazeta,

    i8

    May

    I988.

    15

    For articles critical

    of Soviet policy in theThird World see, for

    example, Dmitry Yevstafyev,

    Dollars

    and debts', New Times, No. 29, I990, pp.

    I8-I9, on relations

    with Libya; and the polemical exchange

    of views about

    Iraq by Yu. Georgiev and Yu. Dakhab, 'Ob Irake bez stereotipov', Argumenty

    fakty,

    No.

    21, 1990, pp.

    6-7.

    16

    On

    the North-South

    gap see,

    for

    example, V.

    L.

    Sheinis, Razvivayushchiesya strany

    novoc

    politicheskoe

    myshlenie', Rabochiiklass i sovremennyi ir,No. 4,

    1987, pp. 77-90. In his speech to the

    UN

    (Soviet

    News, 14

    Dec.

    1988) President Gorbachev

    listed

    underdevelopment

    as a universal

    problem

    and proposed international ooperation

    to deal with Third World

    debt.

    269

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    MargotLight

    contributed o a radicalreappraisal n the Soviet Union of the nature nd danger

    of regionalconflict.According to the new analysis, ven if a conflict egan by

    being very

    ocal

    there

    was a

    propensity

    or

    t to spread,both

    from

    one issue to

    others nd geographically romone area to others. n a hostilebipolar world

    this was particularly angerous because of the tendency for two sides in a

    conflict o seek aid and supportfromopposing superpowers.As a result here

    was

    always

    a

    possibility

    hat ocal

    conflict

    ould

    spread

    nd

    become general, nd

    at

    the ame timethat t might scalate,drawing

    n

    the superpowers. ven a local

    conflict, therefore, carried the threat of sparking superpower nuclear

    confrontation.

    The way

    to

    avert

    this

    danger,

    it was

    suggested,

    was

    to prevent regional

    conflictsrombecomingviolent.Everyefforthould be made to find political

    settlement cceptable to both sides. The two superpowerswere held, by virtue

    of

    their tatus,

    o

    have

    a

    specialresponsibilityo sponsor nd support he policies

    of

    national reconciliationnecessary

    to

    achieve

    a

    political settlement.They

    should also be preparedto guarantee ny settlement hat was reached, nd to

    prevent

    xternal

    ntervention.17

    It soon became clear thatwhat had previouslybeen called wars of national

    liberation' which were therefore eserving

    f

    socialist upport)would now be

    classified

    s

    regional conflicts,

    nd that Soviet

    support

    for effortso win

    them

    by military

    means would be more

    difficulto

    achieve.'8 And it

    was in

    relation

    to the

    regional

    conflicts

    n

    which the Soviet Union was involved that

    concrete

    evidence

    of

    the new

    political thinking

    n

    the Third World was most

    striking.

    Let us turn

    now

    to the record

    of

    Soviet

    policy

    in the Third

    World.

    3.

    New

    thinking

    in

    practice

    Gorbachev declared

    his ntention o

    diversify

    oviet

    foreign

    elations

    n

    many

    of hisearly foreignpolicyannouncements. oviet foreignpolicywould cease

    to be dominated

    by

    relationswith the United

    States,

    nd all

    policy

    would no

    longer be

    viewed

    through

    the

    prism

    of

    the East-West conflict.

    nevitably,

    however,

    once President

    Reagan began

    to

    respond

    to

    the

    changes

    in

    the

    Kremlin,

    Soviet-American

    relations

    layed

    an even more dominantrole than

    they

    had before

    perestroika.Nonetheless,

    PresidentGorbachev

    and

    Foreign

    Minister Shevardnadze

    also

    managed

    to

    extend

    the

    range

    and

    number

    of

    countries

    with

    which

    the Soviet

    Union

    has

    diplomatic

    relations.

    Retrenchment

    in the socialist and socialist-orientedThird World, therefore,has been

    accompanied by expansion

    and

    diversificationlsewhere.

    How should this

    be

    interpreted?

    as

    there

    been

    a change

    in

    Soviet

    policy

    in

    the Third

    World,

    or

    have old

    allies

    merely

    been

    replaced by

    new

    ones?

    17

    A. I. Kolosovkiy, 'Regional conflicts nd global security',

    n

    Steve Hirsch,

    ed., MEMO: New Soviet

    voices nforeign nd economic olicy Washington, DC: BNA Books, I989),

    pp.

    503-15. For a spirited

    defence of the new thinking

    on

    regional conflict, ee Shevardnadze's pressconference

    n

    Izvestiya,

    17

    Mar. I990.

    18

    See, for example, the discussion

    The

    USSR

    and the Third

    World',

    International

    ffairs

    Moscow),

    No.

    12, I988,

    pp.

    135-46,

    in which the national liberation struggledoes not

    receive

    a

    mention.

    270

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    Soviet

    policy

    n

    the Third World

    A usefulway to assesshow much Soviet foreignpolicy

    has altered, nd to

    classifythe kinds of change that have occurred, is to use

    the distinctions

    suggested y FrancisFukuyamaand to examine change at

    three ifferentevels.

    The most superficial evel is a change in style,detected in the practice of

    diplomacyand thenature f propaganda. More significantre

    changes n tactics,

    or

    the means by which long-termgoals are pursued n the

    present.According

    to Fukuyama, tactical changes would be reflected n the

    kind of stateswith

    which the Soviet Union now

    seeks diplomatic relations,

    nd in

    the costs and

    risks t s prepared o bear to achieve ts objectives. n udging

    whether he new

    policy should be taken eriously, owever,themost mportant evel to examine

    is

    strategichange:have the long-termgoals changed? Will

    the Soviet Union

    continueto expand itsinfluence n the Third World, and ifit does, will the

    expansion

    be based on

    ideology? 9

    The styleof Soviet foreignpolicy changed as soon as new

    personnelbegan

    to

    take

    up

    their

    positions

    n the

    Ministry

    f

    Foreign

    Affairs nd the

    Central

    Committee

    n

    I985. The most

    striking spect

    of

    the new

    style

    was the

    active

    use made of public relations

    nd

    the mass media to present he new

    political

    thinking

    nd the

    new

    policies

    to

    domestic

    and

    foreign

    audiences. But this

    represented

    more than

    dopting

    modern

    communications kills

    nd

    technology

    to

    convey

    old

    messages.

    As we have seen

    above,

    the

    content

    f

    the

    message

    had

    changed. Essentially

    t had

    become less

    deological,

    more idealistic.

    n

    relation

    to the

    developing world,

    a

    less

    deological message

    meant the

    downgrading

    of

    the

    priority iven

    to the

    Third

    World

    and the

    ntention o

    practise

    more

    even-

    handed

    policies,distinguishing

    essbetween

    socialist-oriented

    nd

    socialist

    tates

    on the one hand and

    capitalist eveloping

    states

    n

    the other.

    t also meant a

    firm ntention o

    disengage

    from

    Third

    World

    conflict.

    Another

    indication of

    changing style

    was the

    way

    that Soviet

    diplomats

    became more

    cooperative

    and

    far more

    outgoing.

    It

    certainly

    eemed

    as if

    diplomats broad werebeingallowed to takemore individual nitiatives. his

    may

    have reflected he shift hat was

    taking place

    in Moscow in the locus of

    foreign policy decision-making,

    s

    the

    Ministry

    of

    Foreign

    Affairs nd its

    minister became more influential

    nd

    the Central Committee

    apparatus

    progressively

    ess

    mportant.

    Other

    signs

    of a new

    style

    ncluded the extensive

    and

    frequentpersonal diplomacy

    conducted

    by

    Mikhail

    Gorbachev,

    first s

    General

    Secretary

    f

    the CPSU

    and

    later

    as

    President,

    nd

    the

    vast

    amount

    of

    foreign

    ravel undertaken

    by

    him and

    by Foreign

    Minister

    Shevardnadze

    to

    establishnew diplomatic links, to consolidate old and trusted ties and to

    persuade

    Western

    eaders

    and

    publics

    that

    perestroika

    nd

    the new

    political

    thinking

    mbodied a

    genuine

    transformationf the Soviet Union.20

    If

    foreign

    ravelwas

    a

    change

    in

    style,

    he nature

    of

    the countries

    isited

    n

    the Third

    World

    and

    the

    resulting

    inks established

    went

    beyond style

    to

    19

    Francis Fukuyama, Gorbachev nd thenew Soviet agenda n the Third World,R-3634-A

    (Santa Monica,

    CA: Rand Corporation,

    I989),

    p.

    31.

    20

    One

    of the earliest

    complaints

    Soviet people expressed privately bout Gorbachev,

    in

    fact, was that

    he

    spent too much

    time

    abroad and consequently neglected domestic problems.

    By I99O the criticismhad

    become

    open. See,

    for

    example,

    the interview

    with

    Shevardnadze

    in

    Argumenty

    fakty,

    No. 43, 1990.

    27I

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    MargotLight

    provideevidence of the econd evel of tactical hanges n Soviet foreign olicy.

    Of

    course,visits

    ave also

    been paid

    to

    socialist

    nd

    socialist-oriented

    tates,

    nd

    their eadershave been received n Moscow. Moreover,efforts ave been made

    to consolidate Soviet relationswith long-standingnon-socialistThird World

    friends, or example India. But more importantfrom

    the point of view of

    change

    were

    the ourneysundertaken y Shevardnadze

    o

    countries

    with

    which

    the Soviet Union had previouslyhad tenuous or no

    links,

    or

    where relations

    had

    previouslybeen strained, nd the reciprocalvisitsreceived n Moscow.

    For example,

    in

    I986 and I987 Shevardnadze

    visited Mexico, Brazil,

    Argentina and Uruguay, as well as a number of

    ASEAN states, ncluding

    Indonesia,

    and Australia. n

    I989

    he visited

    Egypt,

    ran and

    Jordan,

    nd

    went

    to China to arrangethe historic ummitmeeting.Gorbachev finallywent to

    Beijing in May

    I989,

    though the summit was completely overshadowed by

    studentprotestwhile he was there nd the Tiananmen

    massacre

    oon

    afterhe

    left.

    n

    I990 Shevardnadzewent

    to

    Namibia for he ndependence elebrations,

    and then

    visited Angola, Zambia, Zimbabwe,

    Mozambique,

    Tanzania and

    Nigeria.

    Back

    in

    Moscow

    during

    those

    years

    Gorbachev and

    Shevardnadze

    received vast number

    of

    foreign eaders,many

    of whom had

    never

    visited

    he

    USSR before.

    Of

    course, they

    also

    both

    ourneyed

    to

    Western

    capitals,

    and

    Shevardnadze went

    to

    Japan.

    The diplomaticfruits f this activitywere considerable.Links have been

    consolidated with

    those countrieswhere

    diplomatic

    relations

    lready

    existed

    but where there

    had

    previously

    een ittle

    high-level

    ontact.

    The Soviet

    Union

    established

    r renewed

    diplomatic

    relations

    with

    a

    number of

    countries

    n

    the

    Third

    World:

    for

    example, Oman,

    the United

    Arab

    Emirates, Kiribati,

    Vanuatu, Qatar, Namibia, Chile, Albania, Bahrain,

    Saudi

    Arabia,

    Honduras

    and

    South Korea. Gorbachev

    and Shevardnadze were

    prepared

    to risk the

    displeasure

    of traditional

    allies

    in

    return for the

    perceived advantages

    of

    initiatingnew contacts. Consular relationswere establishedwith Israel,for

    example, despite

    the

    disapproval

    both of the

    traditionalArab clients

    of the

    USSR

    and

    of eaders

    of

    Gulf states

    with whom relations ad

    only recently

    een

    established.

    Similarly, despite

    African

    misgivings,high-level

    contacts

    took

    place

    between South Africa

    nd the Soviet

    Union

    during

    he

    negotiations

    ver

    Angola,

    and

    Shevardnadze

    nd President e Klerk

    met

    face to face

    n

    Namibia.

    The

    rapprochement

    with

    South

    Korea and

    Shevardnadze's

    xpressed

    mbition

    to resolve the Korean

    problem

    not

    only produced

    a

    calculated

    snub when he

    stopped

    off t

    Pyongyang

    on an

    Asian

    tour,

    but also

    sent

    Kim

    I1Sung

    to

    China

    for

    reassurance

    f

    support.2'

    There is

    evidence, therefore,

    hat with

    regard

    to

    diplomacy

    considerable

    change

    has

    occurred

    t the tactical

    evel.

    Soviet

    intentions, owever,

    extended

    beyond

    the

    establishment

    f mere

    formal

    diplomatic

    relations

    with

    a

    range

    of

    new

    partners.

    An

    importantunderlying

    im

    was

    to

    expand

    Soviet

    foreign

    21

    See Shevardnadze's article, Pozitivny peremen', Izvestiya, Oct. I990,

    and

    the intcrview

    he

    gave

    to

    Argumenty

    fakty,

    No. 43,

    I990.

    L.

    Mlechin,

    'A return o Seoul', New Times, No. 41, I990, pp.

    13-14, reports Kim I1Sung's reaction.

    272

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    Sovietpolicy n

    the Third

    World

    trade with capitalist evelopingand newlyindustrializedountries, o thatthe

    economic basis of Soviet-Third World relations would become more

    advantageousto the USSR. In this

    respect

    he results

    were disappointing.High

    hopes and good intentionswere expressedon all sides, and many agreements

    were signed,but they

    were seldom fulfilled. he countries f Latin America are

    a

    good example of

    the

    general problem concerning oviet economic relations

    withthe Third World:

    not only

    are

    most

    Latin

    American countries ied into

    the economy of the

    United States, but there is

    a

    basic

    lack

    of economic

    complementarity etween them

    and the

    USSR

    which

    reduces

    the

    scope

    for

    exchange.22 And

    although

    trade relations

    with

    South Korea

    preceded

    diplomatic recognition,

    nd it was

    hoped

    that formal ies would enable

    them

    to expand, particularlyn the fieldof technology, ne commentator emarked

    sadly

    that South Korea 'does not have

    all that

    great

    an

    interest

    n the

    Soviet

    market,

    which

    as such does not

    yet

    exist'.23 In

    any case,

    the

    extraordinary

    difficulties,ncertainties

    nd

    shortages

    n

    the Soviet

    economy

    at

    present

    make

    it unlikely that foreign rade will be able to expand very much

    in

    the near

    future.

    According to one Soviet

    journalist, during

    his

    journey

    around Africa

    Shevardnadze

    hoped

    not so much

    to

    expand

    trade as

    to

    explain

    to

    existing

    tradingpartners hat

    cooperation had,

    at

    last,

    to

    bring

    some benefits o the

    Soviet Union as well' and to

    persuade

    hem to considerhow

    [they]mightpay

    back at

    least part

    of theirdebts'.24 The

    scale

    of

    foreign

    ndebtedness

    o

    the

    Soviet Union was made

    public

    for he

    first

    ime n I990.

    The Soviet Union was

    owed

    a

    total of

    85,000

    million roubles. The

    greatest

    ebtorswere not

    in

    fact

    African ountries;nor were

    they second-generation'

    socialist-orientedtates.

    Cuba, Mongolia

    and

    Vietnam,

    classified

    n

    the Soviet Union as

    fullyfledged

    socialist Third World

    countries,

    were

    among

    the

    top

    five

    debtors, owing

    I5,490.6

    million,

    ,542.7

    million nd

    9,I3I.2

    million

    oubles

    espectively.

    he

    other two were India

    (8,907.5

    million roubles) and Syria

    (6,742.6

    million

    roubles).

    But

    Angola

    and

    Mozambique

    also had

    huge outstanding

    ebs 2,028.9

    and 8o8.6 million roubles

    respectively),

    nd

    Zambia, Nigeria and

    Tanzania

    owed lesser

    ut

    substantial mounts.25Whetheror

    not

    Shevardnadzehad

    really

    wanted to call the

    debts

    in, it

    is

    unlikely

    that

    his

    journey through

    Africa

    persuaded

    him that

    t

    was a

    realistic

    hope.

    Public reaction

    n

    the Soviet Union

    to

    foreign

    ndebtedness

    ointed

    to the

    domestic

    opposition

    which

    might seriously mpede

    the

    aim of

    expanding

    economic relationswiththe Third World iftrade s to depend upon extending

    22

    See Nicola Miller, Soviet relations

    withLatin America, 959-1987 Cambridge: Cambridge University

    Press,

    I989)

    for an analysis of the problems.

    In India and the Soviet Union: Tradeand technologyransfer

    (Cambridge: Cambridge UniversityPress, 990), Santosh Mehrotra points out that

    although India is

    not tied into the American economy,

    lack

    of

    complementarity

    s a

    growing problem

    in Soviet-Indian

    relations.

    23

    Mlechin,

    'A

    returnto Seoul', p.

    I4.

    24

    M. Yusin, 'Novy vzglyad

    na

    Afriku',

    Izvestiya, 0 Mar. I990.

    25

    The list of debts

    was

    published

    in

    Izvestiya,

    Mar. I990.

    With regard

    to the socialist Third World,

    Shevardnadze said in an interview

    a

    few months

    ater

    (Argumentyfakty,

    No.

    43,

    I990) that although

    every effortwas being made to improve

    the

    situation,

    t the time relations

    were

    establishedno

    attempthad been made to base them on the principle of mutual benefit.He predicted

    that

    improvement would be

    slow and

    painful.

    273

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    credits.

    And the

    annuallydecreasing

    mount

    of money allotted o grantsmakes

    it abundantly lear thatexpansion certainly

    ould not occur through he offer

    of

    aid. The

    I989

    budget

    allotted 2,500 million roubles for aid.

    In

    I990

    the

    amount provided foraid was reduced to 9,300 million roubles. n the recently

    approved

    I99I

    budget,

    t

    has fallen o

    only

    400

    million

    roubles.26

    In

    short, lthough therehave been manifest hanges n Soviet policy in the

    Third

    World

    at

    thetactical evel,

    n

    so far s thenew

    policy

    aimed at

    improving

    Soviet economic

    relations,

    uccesshas been limited.But a

    number

    of traditional

    tacticshave

    been

    employed

    n

    Soviet relationswith the

    Third

    World

    in

    the ast

    few

    years,particularly

    with

    regard

    to the Asia-Pacific

    region.

    These include

    proposalsfornuclear-free ones and for

    disarmament, orregionalconfidence-

    building measures, conomic security greements nd a Helsinki-type rocess

    for he Asian-Pacific rea.

    Although

    none of themhave

    caught

    the

    magination

    of

    the

    people

    to whom

    they

    were

    addressed, they

    have not been

    dropped

    entirely.

    Moreover the

    proposals

    have

    not,

    as

    in

    the

    past,

    been confined to

    rhetoric. he

    withdrawalof Soviet aircraft rom

    Cam

    Ranh

    Bay military

    ase

    in

    Vietnam it is projected

    that ll

    Soviet forces

    will

    have withdrawnfrom he

    base

    by

    I992)

    can be

    interpreted

    s the first

    tep

    in an

    attempt

    o realize

    the

    various proposals.27

    Attempts

    to broaden relations have not led to the

    complete neglect

    of

    traditional ies

    n

    the

    Third

    World.

    During

    his

    Middle

    East

    tour,

    for

    example,

    Shevardnadze

    visited

    Syria

    and

    Iraq.

    A

    great

    deal of attention

    as been

    paid

    to

    India.

    Shevardnadze

    was

    the

    highest-ranking

    oviet official ver

    to

    go

    to

    Nicaragua,

    and

    he

    and

    Gorbachev visitedCuba.

    It

    is almost

    certainly

    he case

    that Soviet leaders have tried

    to

    persuade

    their Third World socialist and

    socialist-oriented riends

    o

    adopt

    economic

    and

    political

    reforms.

    Many

    have

    done

    so,

    but Vietnameseeconomic

    reforms,

    or

    example,

    have not been

    very

    successful

    nd

    they

    have not

    been

    accompanied by

    much

    political hange.

    Both

    the Sovietpress nd theMinistry fForeignAffairs avebeenunambiguous n

    their riticism f the Vietnamese

    government.28

    he

    Vietnamese Communist

    Party

    has been

    equally

    critical f

    the reforms

    n

    the Soviet Union and

    Eastern

    29

    Europe.2

    Although

    Soviet

    policy-makers

    how little enthusiasmnow

    for

    socialist

    Third World

    states,forcing

    hem to reform eems to be

    impossible.

    On

    the

    other

    hand, eaving

    them

    entirely

    n

    the

    urch

    s

    proving

    to be

    equally difficult,

    26

    Strong criticism

    f

    Soviet aid policy can be found

    in A.

    Kortunov and A. Izyumov, 'The Soviet

    Union

    in

    the changing world', International

    ffairs

    Moscow), Aug. I988, pp. 5i-6.

    The

    I99I

    budget

    was published in Izvestiya,

    s

    Jan.

    I

    99 I.

    In July

    990

    Gorbachev issued a decree calling for mutual

    advantage

    and

    mutual interests

    n Soviet

    economic cooperation with developing

    countries, nd stating

    that n future economic assistance hall be given with due account of our country's

    actual

    possibilities'. Izvestiya, 4 July 990.

    27 For the

    various

    disarmament proposals

    made

    by Gorbachev, see Roy Allison,

    The

    Soviet Union and the

    strategy f Non-Alignment

    n

    the Third World

    Cambridge: Cambridge UniversityPress, I988), pp.

    ios-I i.

    Many

    of

    the securityproposals have recentlybeen reiterated y Shevardnadze in 'Pozitivny

    peremen'. On

    the

    withdrawal

    of Soviet

    troops,see

    Suzanne

    Crow, 'Will the Moscow-Hanoi alliance

    survive aid

    and

    arms cutbacks?', Report

    n the

    USSR, Radio Liberty

    2:

    45, 9 Nov. I990,

    pp.

    I4-I7.

    28

    For the Ministryof Foreign Affairs ssessment ee 'The foreign and diplomatic

    activity of the USSR',

    International ffairsMoscow), Jan. I990, p. 74. More critical views can be found in

    Izvestiya,4 Feb.

    I990.

    29

    Suzanne Crow, 'Will the Moscow-Hanoi alliance survive'.

    274

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    Sovietpolicy n the Third World

    whetheror not they have adopted a reformprogramme nd whateverviews

    their leaders express about perestroika. The case of Cuba illustrates he

    dilemma.

    On

    the face of

    it, Cuba's economic dependence

    on

    the Soviet

    Union

    should

    give Moscow tremendous everage over Fidel Castro's domestic and foreign

    policy. Not only does Cuba get its oil from the Soviet Union at subsidized

    prices, ut t sells ts urplus o earn hard currency.Moreover, the Soviet Union

    buys Cuban sugar at about four imesthe world marketprice and accountsfor

    nearly8o per cent of Cuba's total trade.30As we have seen above, Cuba is the

    Soviet Union's largestdebtor. Yet Castro has made no secret f

    his

    mplacable

    opposition to perestroika.He demonstratedhis opposition to

    it

    in I986

    by

    adopting a Rectification Programme which increased centralizationand

    abolished existing market mechanisms

    n

    Cuba.

    In

    I989

    his

    fear of

    political

    reformwas reflected n the execution and imprisonment f some of his most

    trusted dvisers.3'He also banned the distribution

    f

    Moscow

    News

    and Sputnik

    in

    Cuba.

    As

    far as Cuba's

    foreign policy

    is

    concerned,

    Gorbachev

    was

    informed

    duringhis

    visitto Havana in

    April

    I989 thatCuba would continueto

    support

    revolutionarymovements nd countries. his stancemakes

    an

    improvement

    n

    Cuban-American

    relations mpossible (this

    would not

    only

    relieve Cuba's

    economic predicament

    but also suit the Soviet

    Union). Although

    Castro has

    refrained rom ttackingGorbachev personally,

    e

    has been scathing bout the

    events

    n

    Eastern

    Europe

    and vociferous

    n

    his determination

    hat

    nothing

    can

    stop Cuba

    from

    moving along

    the

    path

    to

    socialism.32Yet

    Cuba's total

    dependence

    seems to make

    it

    difficult or

    the

    Soviet Union

    to

    retaliate

    by

    cutting iescompletely.Many commentators

    who

    criticize

    oviet

    aid policies

    argue

    in

    relation to Cuba

    that

    it

    would be

    unworthy

    to

    forget

    traditional

    obligations

    nd Soviet

    'responsibility

    ..

    for

    the

    present

    tate

    of affairs

    here

    .33

    There hasbeen economicpressure,nd Soviet domesticproblemshave affected

    deliveries

    particularly

    f

    oil)

    to

    Cuba, causing great hardship.

    But assurances

    have been

    given

    that deliveries

    will

    continue.34

    The leaders

    of

    the socialist-orientedtates,however, may

    well feel

    that

    they

    have been abandoned, because

    it is in

    relation

    o them that the most

    dramatic

    events

    have occurred

    n

    Soviet Third World

    policy, representinghange

    at

    the

    strategic

    evel.

    The

    new

    thinking

    bout

    regional

    conflict as been

    assiduously

    applied

    in

    Afghanistan

    nd

    Angola and,

    less

    successfully

    o

    far, n

    Ethiopia

    and

    Cambodia. In Afghanistan,Soviet participation in the UN-sponsored

    negotiation

    was

    direct,

    while its role was

    more

    indirect

    in

    the

    Angolan

    settlement.

    n the

    case of

    Ethiopia

    and

    Cambodia,

    the Soviet

    Union

    plays

    a

    30

    Paul Goble,

    'Is Moscow about to

    cut

    Castro

    loose', Report

    n the

    USSR,

    Radio

    Liberty

    :

    2, I2

    Jan.

    I990,

    pp.

    4-5.

    31

    Douglas Payne, 'Fidel Castro versusperestroika', eport

    n

    the

    USSR,

    Radio

    Liberty

    :

    2,

    I2

    Jan. I990,

    pp. 6-IO.

    32

    Vladimir

    rlov,

    Moscow

    News,

    No.

    IO,

    I990.

    33

    Vitaly Sobolev,

    'Mutual

    liabilities',

    New

    Times,

    No.

    8, I990, pp. I2-I3.

    See also

    Vladimir

    Razuvayev,

    'Between geopolitics

    and

    ideology'

    New

    Times,

    No.

    i9, I990, pp. I6-I7.

    34

    The

    Guardian, I.

    Dec. I990.

    275

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    backroom role, supporting nd encouragingpolitical

    solutions o the conflicts

    but

    not participating

    n

    the negotiations. ut all fourcases fulfil he criteria or

    strategic hange,because the Soviet Union has been prepared o withdrawfrom

    established ositions n stateswith Marxist-Leninist overnments.35

    The effortso end the civil war

    in

    Afghanistanncluded applyingtechniques

    of

    'national reconciliation' for example by co-opting

    non-partypeople into

    central

    nd local government,moderating fficialttitudes o religion, eplacing

    Babrak Karmal by Mohammed Najibullah in the hope that government

    legitimacywould increase,unilaterally nnouncing

    ceasefires

    nd

    offering o

    share

    power

    with the

    mujahidin

    n

    a

    coalition

    government).

    In

    the

    end,

    however, when the Soviet Union abandoned all its preconditions nd signed

    the Geneva Accordsin April

    I988,

    the conflictwas seemingly till nsoluble.

    When the ast Soviet

    troops

    withdraw

    n

    February 989,

    the civil

    war

    did not

    end; nor did

    Soviet

    military upplies to the Afghan

    army (and

    American

    supplies

    o

    the mujahidin)

    o

    prosecute

    t.36

    Two years ater

    peace

    talksbetween

    the two sides

    had not

    yetreached satisfactoryonclusion nd the

    superpowers

    had not yet agreed not to supply arms.

    As

    far

    as

    ending

    the civil war

    in

    Angola

    is concerned,

    t

    was

    a

    question

    of

    persuading

    Cuba as well as the

    MPLA

    regime

    to

    negotiate.

    American-Soviet

    cooperation

    worked better nd more

    quickly

    n

    Angola

    than

    n

    Afghanistan,

    perhapsbecausethe ndependence f Namibia couldbe gained ntheprocessof

    ending

    the war. But here

    too, negotiating

    he withdrawalof

    Cuba

    and

    South

    Africa

    proved

    easier than

    effecting

    he

    national reconciliation

    within

    Angola

    that

    heresolution

    f

    regional onflict

    alls

    for,

    nd the conflict

    as

    not

    yet

    come

    to an

    end.

    Direct Soviet

    influence

    n

    relation

    to

    Ethiopia

    and Vietnam is less

    visible,

    although Soviet support

    for the

    negotiations

    s clear.37But so far

    reconciliation

    eems even more

    elusive here than elsewhere.

    Soviet leaders

    have

    proposed

    their

    technique

    for

    dealing

    with

    regional

    conflictn situationswhere theSovietUnion isnot directlynvolved.But it is

    in

    relation o

    the conflictsn

    socialist-oriented

    tates,

    where

    the Soviet

    Union

    has been

    directly

    nvolved

    and

    where the

    end of

    the conflict lmost

    certainly

    means

    the end

    of a

    Marxist-Leninist

    egime,

    that

    strategic hange

    in

    Soviet

    policy

    n

    the

    Third

    World

    can

    be

    observed. For it s here that

    hanges

    n

    Soviet

    long-termgoals

    can be

    registered.38

    While

    Iraq

    does

    not have

    a

    Marxist-Leninist

    egime,

    oviet

    policy

    n relation

    to the Guif crisis

    epresents

    distinct

    trategic hange.

    The Soviet

    Union found

    itself

    n an

    awkward

    situationwhen

    Iraq

    invaded Kuwait

    in

    August

    I990.

    On

    the one

    hand,

    the

    traditional

    Soviet

    support

    for the

    sanctity

    of

    existing

    35

    The most

    resounding examples

    of

    strategic hange occurred, of course,

    not in the Third World

    but in

    Eastern urope

    n

    I989

    and

    990.

    36

    On

    the otherhand, expectations

    that the government

    would fall as soon as Soviet troops were

    withdrawn

    were confounded. For

    a

    detailed analysis

    of the negotiationsof the Geneva Accords

    and

    the events thereafter,

    ee Amin Saikal and William Maly, eds., The Soviet

    withdrawalfrom fghanistan.

    37

    See,

    for

    example,

    Shevardnadze's interview

    n

    Izvestiya, 7 Mar. I990,

    on the negotiations

    n Ethiopia,

    and his Pozitivny

    peremen' on Cambodia.

    38

    The

    seemingly

    easy acceptance

    of results

    f

    the Nicaraguan elections

    and

    the reception

    of Mrs

    Chamorro

    in

    Moscow

    also

    perhaps

    fits nto thiscategory of change.

    276

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    Sovietpolicy

    n

    the

    Third World

    international ordershad become

    more urgent nce

    the

    revolutions

    n Eastern

    Europe had rendered uropean

    borders esscertain. here could be no question,

    therefore,

    f

    condoning

    the nvasion.

    Moreover,

    demonstratingupportfor he

    Westernpositionwould prove Soviet reliabilitys a partnern the new world

    order.

    And as we have

    seen,

    the

    Soviet

    Union had

    recently

    established

    diplomatic

    relationswith some of the Gulf states and

    hoped

    to extend this

    policy. Thus therewere strongreasons

    for

    voting

    for the UN resolutions hat

    called for

    raq's

    withdrawal

    and

    imposed

    an

    embargo.

    On

    the other hand, Iraq

    was a long-standing oviet ally, with whom

    a

    friendship reatyhad been signed

    n

    I972.

    Although arms deliveries

    had been

    suspendedduring

    the

    ran-Iraq war, they

    had

    subsequently

    een resumed

    nd

    there were about

    200

    Soviet military dvisers n Iraq and

    5,000

    other Soviet

    citizens.

    Furthermore,

    he

    presence

    f Western

    troops

    n

    the Gulf would

    bring

    them

    larmingly

    lose to

    the southern orders f the Soviet Union.

    In

    any case,

    the conflict eemed ideal for

    applying

    the new Soviet method of conflict

    resolution.

    Supporting

    the

    use

    of

    force,therefore,

    as a less

    easy decision

    to

    make.

    After ome hesitation, he

    SovietUnion votedin favourof the resolution o

    use force. There seemed

    to be no

    question

    of Soviet forces

    participating

    n

    military ction. Although Shevardnadze

    uggested t one stage thatthe Soviet

    Union mightcommit troops to a UN force,Gorbachev carefullydid not

    mention the

    possibility

    n

    public.

    Under the

    new

    constitution

    ending troops

    abroad

    requires

    decision

    by

    the

    Supreme Soviet,

    and

    it

    is extremely nlikely

    that

    approval

    could have been obtained.

    The

    conservative

    Soyuz group

    of

    deputies objected

    to

    Soviet

    policy

    in

    the

    Gulf,

    while more radical

    deputies

    remembered

    the lessons of Afghanistan.39oth before and after UN SC

    Resolution

    678 (which

    authorized

    he

    use

    of'

    all

    possible

    means'

    to ensure

    raq's

    withdrawal from Kuwait),

    strenuous efforts

    were made to negotiate a

    settlement.vgenyPrimakovembarkedon two roundsof shuttle iplomacy n

    October,

    and later wo

    deputyforeign

    ministers isitedvarious Arab

    capitals.40

    The

    Soviet

    leadershiphoped

    to

    negotiate

    n Arab solution to the crisis.When

    that

    failed,

    n

    increased

    United Nations role was

    suggested.

    And

    thoughthe

    Soviet

    leadership

    denied

    any

    kind

    of

    linkage,

    therewas

    strong upport

    for the

    idea of

    a

    Middle

    East conference

    t

    which

    all

    the

    outstanding

    onflicts

    n

    the

    area could be sorted

    out.4'

    Soviet efforts o find

    a

    political

    solution continued even after

    he

    war

    had

    For the

    objections

    of Soyuz,

    see 'Ne

    mozhem

    otnesti

    eto k

    dostizheniyam

    nashei vneshnei

    politiki',

    Literaturnaya

    ossiya, 2

    Nov.

    I990,

    and the

    comment

    by

    Yuri

    Makarov,

    'Za kem

    ne pospevayut

    politrabotniki',

    Izvestiya,

    7 Oct. I990.

    The

    radicals,

    on the other

    hand,

    criticized

    the

    government's

    reluctance

    to withdraw

    Soviet specialists.

    See

    Susan

    Crow,

    'Soviet

    Union

    pursues

    dual

    policy

    on

    Iraq',

    Report

    n

    the USSR,

    Radio

    Liberty,

    :

    40,

    5

    Oct. I990,

    pp.

    6-8.

    40

    Primakov,

    a

    Middle

    East expert

    with

    a

    long-standing

    nterest

    n conflict

    resolution,

    was

    a member

    of

    the

    Presidential

    Council

    and travelledas Gorbachev's

    personal

    envoy.

    See the interview

    with

    him

    in

    Literaturnaya

    azeta,

    7 Nov.

    I990.

    There

    have been

    suggestions

    that

    Shevardnadze

    took

    a harder

    ine

    towards

    Iraq

    than Gorbachev.

    See Suzanne Crow,

    'Soviet

    Union

    pursues

    dual

    policy

    on

    Iraq'.

    41

    This

    was,

    in

    fact,

    n old

    Soviet

    proposal

    thathad

    been

    revived

    by

    Gorbachev

    in the early

    days of

    the

    new

    political

    thinking.

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    begun.

    On the

    eve of

    the

    ground

    battle

    Gorbachev

    conducted

    dramatic nd

    intensive egotiations

    o seek a

    compromise

    thatwould make the

    ground

    war

    unnecessary.Since Gorbachev seemed prepared to negotiate with Saddam

    Hussein and to acceptthevalidity f some ofhis conditions,many nthe West

    began to question Soviet intentions although both PresidentBush and Prime

    Minister

    Major

    were

    publicly

    careful

    not to

    impute

    devious

    motives).

    But did

    Gorbachev's

    eleventh-hour

    ntervention

    eally

    reflect

    major

    switch

    n

    Soviet

    policy

    Military

    and Communist

    Party

    conservatives

    certainly put pressure

    on

    Gorbachev,

    as

    they

    had on

    Shevardnadze

    at the

    beginning

    of the

    crisis.

    Moreover, they

    were

    in a

    considerably tronger ositionby

    the

    beginning

    of

    February han they had been in August when Iraq invaded Kuwait. In early

    February,a Plenum of the Central Committee of the CPSU appealed to

    Gorbachev to renew his

    diplomatic efforts o end the war. Criticism of

    American policy in the Gulf War-and of the Soviet government for

    supporting

    that

    policy-couched

    in

    the language of the Cold War was

    published

    not

    only

    in

    conservative apers ike Sovetskaya ossiva nd Krasnaya

    zvezda,

    but

    also

    in

    Pravda.42

    enior political generalswent so faras to hold a

    press conference n

    I3

    February to denounce the war. It is not difficult o

    imagine

    how much alarm

    the vivid demonstrationof American military

    technologymust

    have

    caused among

    the

    military. here was an increasing ear

    in the

    Soviet Union that Saddam Hussein's collapse would create a power

    vacuum that would be filled

    by

    the United States.

    t

    is

    clear, therefore,

    hat

    Soviet

    support

    for coalition

    policy

    was under

    ncreasing

    ttack.

    On the other

    hand,

    the

    attempt

    o

    negotiate

    n end

    to

    the war can

    hardly

    be

    seen

    as a

    reversal

    f

    policy.

    There had been several

    previous ttempts

    efore he

    air

    attack

    began.

    Soviet

    support

    for he

    use

    of

    force,

    irst

    n

    connection

    with the

    embargo

    and laterto ensure

    raqi

    withdrawal

    from

    Kuwait,

    had

    been hesitant

    and reluctant.A political solution was entirely n keeping with the 'new

    political thinking'

    about

    regional

    conflict.

    But

    this s

    not

    to

    argue

    that the

    attempt

    was

    entirely

    ltruistic.

    orbachev

    would have

    gained

    a

    great

    deal

    if his

    final nitiativehad succeeded. Conservativeoppositionto his policies might

    have

    been

    stemmed,

    nd a new demonstration f his

    important

    nternational

    position

    would

    have

    helped

    him in

    his

    power struggle

    with

    Boris Yeltsin

    and

    the

    radical

    opposition. Finally,

    the Gulf

    War

    threatened he

    loss

    of the hard-

    won Western

    recognition

    that the Soviet Union had

    legitimate security

    interestsn the Middle East. IfGorbachev'sdiplomacyhad succeeded,Soviet

    participation

    n

    the

    peace process

    would have been assured.

    The

    Soviet Union's

    reputation mong

    the Arab

    supporters

    f Saddam

    Hussein would

    have

    risen.

    Can

    one

    talk

    of

    strategic hange

    fthe Soviet

    Union not

    only

    did not commit

    troops

    to

    the coalition

    forces

    ut

    seemed,

    n the

    end,

    to act

    against

    he coalition

    in

    trying

    o end the

    war?

    Despite

    theabsenceof Soviet

    troops,

    nd the

    eagerness

    to find

    a

    political

    solution before

    raq's complete destruction, comparison

    between

    Soviet

    behaviour

    in

    previous

    nternational rises

    particularly

    n

    the

    Middle

    East)

    and

    the

    present ooperation

    reveals

    a

    substantial

    hift n

    policy.

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    Sovietpolicy

    n the

    Third

    World

    Though regretwas expressed

    that the chance of averting

    the land war was

    missed,

    herewas no outcry

    n the

    Soviet press.

    oviet

    policy

    n

    the

    Gulf

    might

    have been less successful

    han

    other

    efforts o

    end regional

    conflict, ut on the

    whole Soviet conductduring he war reflectshe general hift hathas occurred

    in

    Soviet policy towards

    the Third World.

    4. Future prospects

    This account

    of

    Soviet

    policy towards the Third World since

    I985

    makes

    it

    clearthat herehavebeenchangesthat xtend well

    beyond the exigencyof the

    Gulf

    crisis. t is also

    apparent

    that while Soviet

    activity

    n

    the Third World is

    influenced y the need for betterEast-West relations, he changes represent

    general

    shift

    in

    Soviet

    policy

    towards that

    area

    and are not

    simply

    a

    manifestation

    f East-West

    detente.

    Furthermore,

    n

    considering hesignific-

    ance

    of the new

    policy,

    we have noted change at

    the evels of style, actics nd

    strategy,

    hich

    suggests

    hat henew

    political

    hinking

    s not

    merely

    he

    pursuit

    of traditional

    oals using

    new

    techniques.

    On the otherhand,

    the record ndicates hatSovietpolicyhas been successful

    at

    some levels

    and

    disappointing

    in

    other

    respects.

    One reason for the

    disappointments

    s

    the constraints nder which

    Soviet

    foreign olicy operates.

    With

    regard

    to the

    declared

    aim of

    developing

    even-handed, economically

    beneficial

    elations

    with a

    variety

    f

    Third

    World

    countries,

    or

    xample,

    there

    are

    both

    economic

    and

    political

    onstraints

    hich

    hamper

    hedesired

    xpansion

    of trade. Economic constraintsrise

    fromthe structure f the Soviet

    economy

    and the lack of

    complementarity

    between

    it

    and

    many

    Third

    World

    economies:

    both

    are

    primarily

    xporters

    f

    raw

    materials,

    oth need modern

    technology,

    oth

    have

    scarce

    currency

    esources. hese constraintsre

    unlikely

    to disappear

    n

    the short

    r

    medium

    term,

    nd

    they

    will continue o

    hamper

    he

    expansionof relationswith the Third World.

    Besides

    energy,however,

    the Soviet

    Union

    does

    have arms to sell

    abroad,

    and it

    is not

    yet

    clear whether he

    past painful xperiences

    hat resultedfrom

    supplying

    rms

    will

    serve to deter

    future

    ales.

    If

    the USSR does

    curtail

    rms

    sales,

    this

    may

    act as

    a

    further

    onstraint,

    ince

    Third World customerswould

    look for

    other

    uppliers.

    ronically,

    n the ast

    couple

    of

    yearsperestroika

    tself

    has become

    a

    constraint.

    he

    present

    conomic

    and

    political

    chaos

    in the Soviet

    Union

    and the

    uncertainty

    bout the futuremake

    foreign

    rade difficult

    nd

    deter any furtherxpansion.A further onstraint n the kind of expansion

    envisaged by

    the Soviet

    leadership

    arises from

    past

    commitments.

    Both

    Gorbachev

    and Shevardnadzereassured

    he

    people

    of the socialistThird World

    states

    hat

    lthoughthey

    would

    like to work towardsa more

    balanced and fair

    exchange relationship,

    hey

    will not

    renege

    on their raditional

    artners.

    he

    resulting

    conomic and

    opportunity

    osts to the Soviet Union

    will

    constrain

    expansion

    elsewhere.

    It

    has become obvious

    in

    recentmonthsthat there s

    opposition

    within

    the

    Soviet

    Union to the new

    policy.

    This acts as

    an

    additional constraint.

    n fact

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    opposition comes fromtwo differentirections. here is considerablepopular

    oppositionto the expansion

    of

    Soviet

    relationswith

    the Third World, based to

    a large extent on the view

    that

    charitybegins

    at

    home' and

    that

    the Soviet

    Union has been disadvantagedfor ong enoughin its relationswiththe Third

    World.43

    The increasingly ocal conservatives epresent he second direction from

    which opposition s expressed o the new Soviet foreign olicy. They object to

    the surrender

    f old

    positions,

    nd

    although

    their

    primary omplaints

    oncern

    Germany,

    Eastern

    Europe

    and arms

    reductions, they

    also

    question

    the

    withdrawal from Afghanistan nd Soviet policy

    in

    the Gulf. Although the

    military re

    generally areful

    n what

    they publish

    about

    foreignpolicy,the

    speeches of militarydeputies in the Supreme Soviet and the Congress of

    People's Deputies

    are

    frequently

    illedwith

    fiery riticism. he Soyuz group of

    deputies,

    nd

    particularly

    olonels Alksnis and

    Petrushenko,

    have

    begun

    to

    publish theirviews.44Shevardnadze's resignation peech

    in

    December I990

    made

    it

    clear

    how

    strong

    he

    believed

    this

    opposition

    to

    be. The next few

    months

    will

    indicate whetherhe

    was

    right.

    If he was right,

    what will

    be the consequences

    for

    Soviet policy

    n

    the Third

    World?

    And if

    perestroika urvives,

    what are

    the

    ikely

    trends

    n

    Soviet-Third

    World relations?

    n

    fact,

    t s

    probable

    that

    domestic conomic

    debility

    will

    act

    as a constraint n Soviet policy

    in the Third

    World even

    if

    there s

    a

    return o

    old

    thinking. The

    Third World

    may,

    of

    course, become

    an

    arena for

    competition

    nce

    again,

    but the Soviet Union

    will

    have

    very

    ittlewith which

    to compete.

    In

    any case,

    even if the clock is turned back in

    Moscow,

    it

    is

    unlikely

    that

    t will be turned

    back elsewhere.

    Those

    socialist and socialist-

    oriented ountries

    hathave

    already dopted

    democratic

    reforms

    will

    probably

    be

    unwilling

    or unable

    to

    revert o

    previous

    methods.

    And while

    those

    that

    have

    not

    adopted perestroikawill,

    as

    now,

    be

    heavily dependent

    n

    the Soviet

    Union, it will have littlemore to offer hem than at present.The activist

    policies

    of the

    I970S

    are

    unlikely

    to recur

    n

    the foreseeable uture.

    The

    same constraints

    will

    operate

    if

    perestroika

    urvives. n

    other words,

    the Soviet Union

    will

    continue o

    diversify

    ts relations

    with

    the Third

    World,

    but domestic conomic

    problems

    nd a lack of

    economic

    complementarity

    ill

    put

    limitson the

    expansion. Perhaps

    the

    real

    okers

    in the

    pack

    are

    the

    likely

    Third

    World policies

    of the

    I5

    successor tates o the

    Soviet Union.

    42

    US policy

    was

    attacked

    in

    Pravda on 8

    and

    I6

    Feb. I99I; Krasnaya zvezda and SovetskayaRossiya

    published criticisms f Soviet support for US policy on i6 Feb.

    I99I.

    43

    There are many examples

    in

    the stenographicreports

    of

    Supreme Soviet

    and