light - soviet policy in the third world
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Soviet Policy in the Third WorldAuthor(s): Margot LightReviewed work(s):Source: International Affairs (Royal Institute of International Affairs 1944-), Vol. 67, No. 2(Apr., 1991), pp. 263-280Published by: Wiley-Blackwellon behalf of the Royal Institute of International AffairsStable URL: http://www.jstor.org/stable/2620830.
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Soviet
olicy
n the
Third
World
MARGOT LIGHT
MargotLight rgues
hat hedramatic
hange
n
Soviet Third
World
olicy fter
1985-away from upportor
wars
of
national
iberation'
nd
loyal maintenancef
socialist-orientedlient
ountries,
owards
iplomaticxpansion,
conomic
xpediency
andfacilitating
ast-West trade
nd
technologyransfer-was
ot
byproductf
the nd
of
the
Cold
War,
but precondition
or
t. She
examines ecent oviet
policy
n
Cuba, Afghanistan, ngola
and in the
Gulf
crisis. he
writes hat
conservative
pposition
an
have
little
ffect
n
thenew
policy,mainly or
economic
reasons.A returno theold role n the ThirdWorld s impossibleow.
Ten
or
fifteen
ears ago,
a
Soviet
veto would
probably
have
prevented
he
Security
Council
from
deliberating
n the
Gulf
crisis.
Agreement
within the
Security
Council about
a
response
o
Iraqi aggression
n
the Gulf would have
been
impossible,
and
UN-sponsored military
action
against Iraq
would
certainly
ave been inconceivable.Whatever
misgivings
he Soviet
leadership
might
have felt
privately
bout Saddam Hussein's
activities,
he
Soviet-Iraq
friendship reatywould have precluded public criticism. iplomatic relations
between
the Soviet Union and Kuwait would not have
counterbalanced
oyalty
to
Iraq.
In
any
case the two
superpowers arely ooperated
within
he
Security
Council,
and
particularly
ot on issueswhere one or the
other,
r a
major ally
of
either,
was involved.
f war had
occurredwithout
pecific
UN
approval,
the
Soviet
press
would have been oud in itscondemnation f
Western ntervention
and the chances are that the
Iraqis
would have been
resupplied
with
Soviet
arms.
The Soviet
response
to the Gulf crisis
llustrates, herefore,ust
how
much
Soviet
foreign policy
has
changed.
But
is
it
merely
an isolated
example
of
cooperation
within the UN to
embody
the
many lofty
declarationsmade
by
PresidentGorbachev
and
President
Bush
about the new world order' of the
iggos?
In
other
words,
is it a
manifestation
f
the new
East-West
detente,
r
does
it
reflect
more
general
hift
n
Soviet
policy
towards the
Third
World?
This article
rgues
thatthe
changes
n
Soviet-Third
World
relations
xtend
well
beyond
the Middle East
and
the
mmediate risis
n
theGulf.
n
fact,
oviet
estimations
f
political
and
economic
developments
n
the
Third
World
had
International ffairs 7, 2
(I99I)
263-280 263
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MargotLight
begun
to
change
a
number of
years
before
Gorbachev became General
Secretary
f the
Communist Party
of the
Soviet Union (CPSU)
in
I985, and
policy began to alter verysoon afterhe came to power. The improvement
n
East-West relations,however, and the unexpected dissolutionof the Soviet
bloc eclipsed the changes
n
the
Third
World, which were less dramatic nd far
slower. Yet
it can
be argued
that
neither f thoseevents ould have takenplace
if
Soviet policy in the Third World had not begun to change first.After ll,
Soviet activism
n
the
Third
World had been one of themajor causes of the
deterioration
n
detente from the middle
of
the I970s. And
if
East-West
relations
had not
improved
so
radically,
it
is
unlikely
that
the Soviet
government
would have abandoned the Brezhnev Doctrine that
the socialist
communityhas the rightof interventionn the territory f any one of its
members
whenever forces hostile to socialism threaten its
ideological
alignment-in
Eastern
Europe.
It
is
not too
far-fetched,herefore,
o
suggest
that
the
key
to
the much
vaunted
new
world order'
lay
in
Soviet-Third World relations.
he
desireto
re-establish ood
relationswith the West
was
an
important, ut by
no
means
the sole reason why
the new Soviet
leadership egan
to reassess ts
policy
n
the
Third
World.
This
analysis
of
Soviet-Third World relations will
begin,
therefore, y considering
n
part
one the mix of motives hat
ontributed
o
the
reappraisal.
n
part
two the
precepts
f the
new
political thinking' bout the
Third World
will be
examined,
since
they give
some indicationof what
the
new
leadership
wanted to
achieve.
Part three urns o
policy itself,
o
examine
how those
precepts
have
been
translated nto
practice.
In the last few
months it has become
clear, first,
hat there s
domestic
opposition
to thenew
policy and, second,
that
here re constraintshat
prevent
the Soviet
Union from either
disengaging ntirely
rom
previous partners
r
expanding rapidly
in
new directions.
The article will
end, therefore, y
considering he nature nd strengthftheoppositionwithin he Soviet Union
to
the
new
policy,
and then
turning
to
likely
future
policies given
the
constraints
nd
the
present
uncertainties
bout the future f
perestroika.
i.
The
motives for
change
On the face
of
it,
Soviet
foreignpolicy, particularly
elations
with
the
Third
World, seemedextremely uccessful y the end of the
I970s.
A new wave of
revolutionary
movements
had
swept through
the Third
World, bringing
changes
of
regime
n
I4
different
ountries.
Although
the new
governments
were
by
no
means
all
Marxist-Leninist,many
of them
turned
to
the Soviet
Union
for
moral and material
support.' By
that
time
there
was
general
agreement
that the Soviet Union
had
caught up
with the
United States
in
For a discussion of the revolutions
of
the 1970s, see
Fred Halliday, The making fthe SecondCold War
(London: Verso,
I983),
ch.
4.
264
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Sovietpolicy n the
Third
World
nuclearweaponry, o that here
was roughparity etweenthetwo superpowers.
As
a
result f the buildup
n
military trength
nd
the acquisition
of new Third
World allies, Soviet
leaders
began
to claim that the correlation f forceshad
changedin favour of socialism.2
Western
eaders eemed to share
this
ssessment,
nd
when the Soviet Union
and
Cuba intervened
n
Angola
in I975 and in
Ethiopia
in I977 there was
mounting
distrust
of
the
way
in which
the Soviet Union seemed
to
be
exploiting
detente
n
Europe
to
expand
into
new
areas
of
the
Third
World.
In
any case, by
then
the
ncreasing
mportance
ccorded
to
human
rights
ssues
n
international elations
nd
the
poor
Soviet record
n
observing hoserights
ad
begun
to
erode East-West relations. he invasion
of
Afghanistan y
the Soviet
armyin December
I979,
seen by many in the West as the extensionof the
BrezhnevDoctrine beyond Europe,3 ffectively
erminated etente. t also soon
put an end to Soviet optimism bout
the
direction
n
which the correlation
f
forceswas really moving.
The invasion
of
Afghanistan
ost the Soviet Union dear.
Apart
from
the
human and financial osts
of the war4 and
the
oss of a
higher-priority
oreign
policy goal (detente),
when Brezhnev
tried o
improve Sino-Soviet relations n
I982,
the
Chinese government
made the removal of
Soviet troops from
Afghanistan
ne of the three
preconditions
orthe normalization f
relations.5
The invasion lso cost the SovietUnion support ntheThirdWorld. The Non-
Aligned
Movement
objected
to the
invasion of one of its
members,
and
fundamentalistslamic movements
and governments upported the Afghan
rebels.Furthermore,
ithin
Afghanistan
here
was
very
ittle
ublic
support
or
the
Babrak
Karmal
government
nstalled
y
the Soviet
army,
nd
the mujahidin
were
more united,
better
rmed and
seemed
in
I985
even
further rom
defeat
than
they
had been
in
I979.
But it
was
not
ust
in
Afghanistan
hata
friendly overnment
id not
seem
to be viable withoutSoviet military upport.There were similar ituationsn
Angola
and
Ethiopia, where, despite
he
participation
f
Cuban
troops
and the
supply
of Soviet
arms,
civil
wars
were
still
raging.
In
Mozambique
the
governmentwas struggling gainst
n
insurgency
movementthathad
revived
and seemed to
grow stronger.Apart
from he
cost
of the
ncreasingmilitary
id
these
governments equired,
here
was a
danger
that the Soviet
Union
would
be
drawn further
nto
nsoluble
regional
conflicts
nd,
as American
upport
for
the
opponents
of Soviet client
regimesgrew
with the
adoption
of the
Reagan
2
See, for xample, .
I.
Brezhnev, eport f
he
CPSU
Central ommitteend he mmediateasks f he
Partyn home nd
oreign
olicy, XVthCongressf heCPSU (Moscow: Novosti, 976), p. 20.
See, for example,
Mark
Katz,
'The
evolution
of the Brezhnev Doctrine under
Gorbachev', in Kurt
M. Campbell and S.
Neil MacFarlane, Gorbachev's
Third Worlddilemmas London: Routledge, I989),
pp.
36-65.
Compared to American
losses in Vietnam, the 13,000 Soviet casualties n Afghanistanwere rather
low. See Geoffrey ukes,
The Soviet armed forces
and the Afghan war', in Amin Saikal and William
Maly, eds., The Soviet
withdrawalfromfghanistan
Cambridge: Cambridge
University Press,
I989),
p.
83.
Yuri Makarov
(Izvestiya,
17 Oct. I990) estimated
that
the financialcosts
were 6o billion roubles.
The othertwo conditions were a reduction n the
number of troops on the Sino-Soviet border, and
the withdrawal of Vietnamese troops from Cambodia.
265
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MargotLight
Doctrine (the policy
of
supporting counter-revolutionary
orces against
communist
governments
around
the
globe),
that this
might
lead to
confrontation
ith
the United States.
It was not only the costsand dangersof thesewars thatworried Soviet
policy-makers. y I985 the economic condition
of Third
World
socialist nd
socialist-oriented
tateswas
also
cause
for
grave
concern. Brezhnev's ntention
to base Soviet dealingswith the
Third
World on
sound
commercial
principles
had come to nothing: therewere huge outstanding ebts
to
the
Soviet Union
from ts Third
World
allies.
The
Soviet
economy
could
scarcely fford he
aid
required by the Third World
socialist
countries Cuba, Mongolia, Vietnam,
Laos,
North
Korea).
And
the
newer
socialist-oriented
ountries
were,
for
the
mostpart, mongstthepoorestand leastdeveloped countriesn the world. It
seemed extremely nlikely
hat
they
would be able
to
progress
from socialist
orientation
o
socialism,
he
course
prescribed
orthem
by
Soviet
development
theory,
withoutmassivematerial
id far
beyond
themeansof the
Soviet Union.
The Ethiopian famine
of
I984-5
served to
highlight
both the catastrophic
poverty
f the
country
nd
the
nability
f
the
developed
socialist tates o offer
even
the kind of
disaster elief
hat
was
required.
In
short,by
the time Gorbachev
came to
power
it must
have been obvious
that the claim that the correlation
f
world forces
was
moving
in favour of
socialism
was
emptyrhetoric.
here was a
greatdeal
of
evidence
to suggest hat
Soviet
policy
towards
the
Third
World
had
failed
and that
retrenchment as
urgent.Although
t was obvious when the draft
f the
revisedprogrammeof
the Communist
Party
was
published
that
the
Third
World had been
downgraded
in
Soviet
priorities,'
t was a while before
open
and detailed
criticism
was
permitted
f
past foreignpolicies.
The new
leadershipbegan by
adducing
the domestic reform
rogramme
s the
primary
eason for
change.
In
July
990
Gorbachev, replying
o the commentson his
report o the
28th
Congress of the CPSU, maintainedthat without a new foreignpolicy we
would
not
have been
in
any
condition
to
change
our own
country'.'
He
was,
in
fact,repeating
he standard
xplanation
offered
y
Soviet
politicians
ince
I985:
the
highestpriority
was accorded to
the
domestic reform
programme,
and the
purpose
of Soviet
foreign policy
was
to
create the
international
conditions
n
which t
could
be
implemented.
t
was
not
difficulto understand
what the adverse effectswere
of
Soviet
policy
in
the Third
World
on the
domestic
economy,
and the connections
between
the reform
rogramme
nd
theproposednew foreignpolicywere straightforward.
The economic reform
equiredcapital
nvestmentsn the civilian
economy,
and
that
implied making savings
elsewhere. At
the most
basic
level,
Soviet
foreign olicy,particularly
owards
he
Third
World,
was too
expensive;
t
had
to become more
profitable.
But
it
also had to be more diversified o that
6
See 'Programma Kommunisticheskoi
Partii
Sovetskogo Soyuza: Novaya redaktsiya', Izvestiya,7 Mar.
I986.
'Iz
vystupleniyaM. S. Gorbacheva
po
itogam obsuzhdeniya politicheskogo otcheta TsK KPSS
XXVIII s ezdu partii', Vestnik inisterstvanostrannykhel SSSR,
31
July 1990, p. 3.
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Sovietpolicy
n the
Third
World
mutually
beneficial
relations could be established
with a wider
range
of
countries.8
n
the Third
World,
that
mplied mproving
he economic terms f
relations with socialist
and socialist-oriented
tates,
as well as
establishing
diplomaticcontactwithcapitalist evelopingstates.
There were other, less direct but equally important ways
in
which
the
domestic economic reformdictated
change
in
Soviet activities
n the Third
World.
As
we
have
seen,
Soviet-Third World
relationshad
been
one of the
reasons why East-West tension had increased from the middle of the
I970S
onwards.
Adopting
a new
policy
in
the Third World would,
it was
hoped,
lower the tension
and
contribute
to improving Soviet relations with the
advanced capitalist ountries.
hat
might
make t possibleto cut Soviet defence
spending,which would free apital and expertise orthecivilian conomy. But
it mightalso have beneficial ffects
n
East-West trade relations,
n
particular
by inducing
relaxation
f
the CoCom
list' and
making
t
easier
to
import
he
sophisticated
Western
echnology equired
for
conomic reform
nd
moderniz-
ation. Furthermore,
ne
aspect
of the perestroika rogramme envisaged the
encouragement
of
direct
foreign
nvestment n
joint
ventureswhich would
offer asy profits
o
the foreign
irmswhile bringingmuch-needed apital and
industrial
xpertise
o the
Soviet Union.
Since the
West
had
responded
to the
invasion of Afghanistan y applying
economic sanctions against the Soviet
Union,
the
relationship
between Soviet
policy
in the Third
World
and
economic relationswith the
West
musthave beenabundantly lear to the new
Soviet
leadership
n
I985.
Thus domestic economic requirements
nd the
failures
nd
dangers
of
past
Soviet
policies
all
pointed
to the
need
fora
reappraisal
f
Soviet-Third World
relations.
he new
politicalthinking rovided
the theoretical
nderpinning
n
which
it
could be based.
2.
New
thinking
about the Third World
The
aspect
of
new
thinking
hatmost
directly
oncerns he
Third
World
has to
do with economic development, nd
it
s
n fact
hardlynew. Disappointed
with
the
ack
of economic and
politicalprogress
n
the socialist-orientedtates
f
the
Third
World,
Soviet theorists
had
been studying the problems
of under-
development ince the
I970s.
They
concluded that their
previous assumptions
about the
speed
and
relative ase of economic
development
n
countries
hat
adopted a non-capitalist ystemhad been simplistic nd mistaken. ater,some
of these theorists
egan
to
reach conclusions
that
represented
considerable
revision
of traditionalMarxist-Leninist
hinking
nd the
way
it had
been
applied
to the Third
World.
For
example,
some
of
them
rejected
he dea that
8
Shevardnadze sed theterm profitable'
o
explain
how
foreign olicy
had to
respond
o
perestroika
in
a talkhe gave
to a
meeting f Soviet
diplomatsn 1987,published
n
Vestnik,
6
Aug. 1987,
pp.
30-4.
The intentiono diversify
ovietrelationsn theThirdWorld was included n thenew edition
of theParty rogramme: ee
Programma' note6).
'
Coordinating ommittee orMultilateralxportControls,which rganizes he ist f strategic
advanced echnology oods debarred rom
xport o communistountries.
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MargotLight
underdevelopedcountries ould, with aid from the established ocialist tates,
progress directly from feudalism to socialism without going through the
capitalist tage
of
development. They maintainedthat although theoretically
possible, t had happened only rarely n history in Soviet Central Asia and
Mongolia) and that t required ubstantial id not from he established ocialist
states
as their
ormer
heoryhad maintained),
ut
from hemetropolitan entre
which had colonized the
country.'0
heoristswere
not
explicit,however,
bout
what
this
mplied
for he
future
evelopment
f
existing
ocialist-oriented
tates
and how
they
would
manage
the transition o
socialism.
Doubts about
whether
stage
of
development could be skipped
led
some
theorists o question
the
whole concept
of socialist
rientation.
As
early
s
I982,
well before he themes fthe newpolitical hinkingwerearticulated, number
of
well-known
authors
including eading academics
and
senior
officials
n the
Central Committee
apparatus)
had
pointed
to
the
long
and
arduous
distance
between
socialistorientation nd socialism.
Later,
under
the nfluence f
the
new
political thinking, ther
theoristswere
emboldened
to wonder
whether
the
second-generation
ocialist-oriented
tates,
hose
thathad
adopted
the
path
in
the I970s, were
really
socialist-oriented. r had Soviet
acceptance
of
their
socialist-oriented
tatus
been the product
of
the
wishful
thinking that
characterized heory during the Brezhnev era? Afterall, they were very
differentoth
from ne
another
nd from he
first-generation
ocialist-oriented
states.The new
political
thinkerswere
sharply
ritical f the
gap between the
previous theory
of
socialistorientation
nd the
empirical vidence available in
theThird
World,
and the
failure
f
Soviet
theory
o admit or
explain
the
newly
industrialized ountries.'2
Although
these
doubts
were
by
no means
universally hared,'3
nd
although
those
who
expressed
hem
urged
that states hat had
already adopted
socialist
orientation
hould not be
abandoned,
the erosion of the
concept discouraged
any search for potentialnew volunteersfor socialist orientation. And as
perestroika
n the Soviet
Union
developed
into democratization
and
the
establishment
f
elements
of a
plural political system, ogether
with
plans
for
privatization
nd the
introduction
f a
market,
ocialist-oriented
tates
were
urged
to shed the features hathad marked
hem s
socialist-oriented
n
the
first
place
and
to
adopt
similar reforms. t can be
argued
that doubts about the
efficacyand
even the
existence)
f socialist
rientation,
hile
not
mplying
hat
10
See, for example, G. I. Mirsky,
K
voprosu o vybore puti
i
orientatsii azvivayushchikhsya tran',
Mirovaya konomikamezhdunarodnyetnosheniya,
o. 5, I987, pp. 70-8I.
1
See
the analysis n
Elizabeth Kridl
Valkenier, Revolutionary change
in the Third World:
recent
Soviet reassessments',World olitics8: 3, April I986,
pp.
415-34.
For
the debates
about the
Third
World before perestroika, ee
her
The Soviet Union
and
the Third World:
an
economic ind New York:
Praeger,983), andJerry ough, The struggle
or
heThirdWorld: oviet ebatesndAmericanptions
(Washington, DC: Brookings Institution,
986).
12
See, for example, Aleksei Kiva, 'Socialist orientation: reality nd illusions', International
ffairs
(Moscow), No. 7, I988, pp. 78-86; G. I. Mirsky, Sotsialisticheskayaorientatsiyav tret'em mire
(Nekotorie problemy issledovaniya)',
Rabochii lass sovremennyir,
o. 4,
1988,
pp. 118-29.
13
See A. Kaufman and R. Ulyanovsky, 'K voprosu o sotsialisticheskoi rientatsii svobodivshikhsya
stran', Aziya i
Afrika
egodnya,No. 5,
I988,
for
an
example
of
an angry rebuttal
of
this
kind
of new
thinking.
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Sovietpolicy
n
the Third World
the Soviet Union had no special responsibility
or Third
World
Marxist-
Leninist
regimes,
rationalized the search
for
better relations
with
capitalist
developing
states nd with
newly industrialized
ountries.
In the field of international elations, lasnostwas reflected ot only in the
freedom
o
question
old shibboleths nd
engage
in
theoretical ebates,but
also
in encouragement o re-examinethe past. Published criticism f past policies
began
to
appear
in
newspapers
nd
ournals.
Revisionist
nterpretations
f the
causes of the Cold War werepublished,
or
xample,
n
which the Second Cold
War
was blamed
largely
on
'the
expansion
of Soviet
influence
n
Africa,
he
Middle East
and
other
areas' and
the
Brezhnev
leadership
was accused
of
mistakenly ssuming that Soviet national nterest ay 'in the pursuitof small,
essentiallynominal gains connected with leadership coups in individual
developing countries'.
4
Later, once the Supreme Soviet had begun vigorous
debates about domestic
and
foreign policy
and
the press
had
become even
bolder,
bilateralrelationswith
ndividual
countrieswere
sometimes
ubject
to
published
censure.'5
On
the
whole, however,
academic
work
on Third World economic and
politicaldevelopment oncentrated
t first
n
criticism f
past precepts
nd the
setting
of
new
research
gendas.
But
politicians
nd theorists lso
began
to
recognize
the existence of
a
North-South
gap (called
a
simplistic,
rtificial
division
n
the
past)
and the
widening
of
that
gap. Moreover, they
no
longer
held the capitalist ndustrializedtates olelyresponsible or losingthe gap.
The
problems
of Third
World
poverty
nd
indebtednesswere
categorized
s
global
problems, which defied piecemeal
solutions
and required
a coordinated
approach
from the world
community
s
a
whole.'6
Other
aspects
f
the new
political hinking
ad
profound mplications
or he
Third
World. The acceptance,
for
xample,
that
ecurity
ould
not
be achieved
unilaterallyor entirely by military means,
and that international
ecurity
requiredbotha decrease n the evel of armsheldby thetwo superpowers nd
political ooperation
between
them, pplied primarily
o East-West relations
n
Europe.
But it also
meant
that the
Third World should
no
longer
be an
arena
for zero-sum
competition
and confrontation etween the two
superpowers.
Those Third World governments whose military
and
economic support
derived from the
competition
between their
superpower patrons
would be
severely
affected
by
a new
international
nderstanding.
he
new
thinking
about
regional
conflict
pelt
this
out
with
great clarity.
The wars in Afghanistan, thiopia and Angola, and the difficultiesoviet
allies were
having
in
defeating nsurgencies
n
Nicaragua
and
Mozambique,
14
V.
Dashichev,
'Vostok-Zapad: poisk
novykh otnoshenii', Literaturnayaazeta,
i8
May
I988.
15
For articles critical
of Soviet policy in theThird World see, for
example, Dmitry Yevstafyev,
Dollars
and debts', New Times, No. 29, I990, pp.
I8-I9, on relations
with Libya; and the polemical exchange
of views about
Iraq by Yu. Georgiev and Yu. Dakhab, 'Ob Irake bez stereotipov', Argumenty
fakty,
No.
21, 1990, pp.
6-7.
16
On
the North-South
gap see,
for
example, V.
L.
Sheinis, Razvivayushchiesya strany
novoc
politicheskoe
myshlenie', Rabochiiklass i sovremennyi ir,No. 4,
1987, pp. 77-90. In his speech to the
UN
(Soviet
News, 14
Dec.
1988) President Gorbachev
listed
underdevelopment
as a universal
problem
and proposed international ooperation
to deal with Third World
debt.
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contributed o a radicalreappraisal n the Soviet Union of the nature nd danger
of regionalconflict.According to the new analysis, ven if a conflict egan by
being very
ocal
there
was a
propensity
or
t to spread,both
from
one issue to
others nd geographically romone area to others. n a hostilebipolar world
this was particularly angerous because of the tendency for two sides in a
conflict o seek aid and supportfromopposing superpowers.As a result here
was
always
a
possibility
hat ocal
conflict
ould
spread
nd
become general, nd
at
the ame timethat t might scalate,drawing
n
the superpowers. ven a local
conflict, therefore, carried the threat of sparking superpower nuclear
confrontation.
The way
to
avert
this
danger,
it was
suggested,
was
to prevent regional
conflictsrombecomingviolent.Everyefforthould be made to find political
settlement cceptable to both sides. The two superpowerswere held, by virtue
of
their tatus,
o
have
a
specialresponsibilityo sponsor nd support he policies
of
national reconciliationnecessary
to
achieve
a
political settlement.They
should also be preparedto guarantee ny settlement hat was reached, nd to
prevent
xternal
ntervention.17
It soon became clear thatwhat had previouslybeen called wars of national
liberation' which were therefore eserving
f
socialist upport)would now be
classified
s
regional conflicts,
nd that Soviet
support
for effortso win
them
by military
means would be more
difficulto
achieve.'8 And it
was in
relation
to the
regional
conflicts
n
which the Soviet Union was involved that
concrete
evidence
of
the new
political thinking
n
the Third World was most
striking.
Let us turn
now
to the record
of
Soviet
policy
in the Third
World.
3.
New
thinking
in
practice
Gorbachev declared
his ntention o
diversify
oviet
foreign
elations
n
many
of hisearly foreignpolicyannouncements. oviet foreignpolicywould cease
to be dominated
by
relationswith the United
States,
nd all
policy
would no
longer be
viewed
through
the
prism
of
the East-West conflict.
nevitably,
however,
once President
Reagan began
to
respond
to
the
changes
in
the
Kremlin,
Soviet-American
relations
layed
an even more dominantrole than
they
had before
perestroika.Nonetheless,
PresidentGorbachev
and
Foreign
Minister Shevardnadze
also
managed
to
extend
the
range
and
number
of
countries
with
which
the Soviet
Union
has
diplomatic
relations.
Retrenchment
in the socialist and socialist-orientedThird World, therefore,has been
accompanied by expansion
and
diversificationlsewhere.
How should this
be
interpreted?
as
there
been
a change
in
Soviet
policy
in
the Third
World,
or
have old
allies
merely
been
replaced by
new
ones?
17
A. I. Kolosovkiy, 'Regional conflicts nd global security',
n
Steve Hirsch,
ed., MEMO: New Soviet
voices nforeign nd economic olicy Washington, DC: BNA Books, I989),
pp.
503-15. For a spirited
defence of the new thinking
on
regional conflict, ee Shevardnadze's pressconference
n
Izvestiya,
17
Mar. I990.
18
See, for example, the discussion
The
USSR
and the Third
World',
International
ffairs
Moscow),
No.
12, I988,
pp.
135-46,
in which the national liberation struggledoes not
receive
a
mention.
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Soviet
policy
n
the Third World
A usefulway to assesshow much Soviet foreignpolicy
has altered, nd to
classifythe kinds of change that have occurred, is to use
the distinctions
suggested y FrancisFukuyamaand to examine change at
three ifferentevels.
The most superficial evel is a change in style,detected in the practice of
diplomacyand thenature f propaganda. More significantre
changes n tactics,
or
the means by which long-termgoals are pursued n the
present.According
to Fukuyama, tactical changes would be reflected n the
kind of stateswith
which the Soviet Union now
seeks diplomatic relations,
nd in
the costs and
risks t s prepared o bear to achieve ts objectives. n udging
whether he new
policy should be taken eriously, owever,themost mportant evel to examine
is
strategichange:have the long-termgoals changed? Will
the Soviet Union
continueto expand itsinfluence n the Third World, and ifit does, will the
expansion
be based on
ideology? 9
The styleof Soviet foreignpolicy changed as soon as new
personnelbegan
to
take
up
their
positions
n the
Ministry
f
Foreign
Affairs nd the
Central
Committee
n
I985. The most
striking spect
of
the new
style
was the
active
use made of public relations
nd
the mass media to present he new
political
thinking
nd the
new
policies
to
domestic
and
foreign
audiences. But this
represented
more than
dopting
modern
communications kills
nd
technology
to
convey
old
messages.
As we have seen
above,
the
content
f
the
message
had
changed. Essentially
t had
become less
deological,
more idealistic.
n
relation
to the
developing world,
a
less
deological message
meant the
downgrading
of
the
priority iven
to the
Third
World
and the
ntention o
practise
more
even-
handed
policies,distinguishing
essbetween
socialist-oriented
nd
socialist
tates
on the one hand and
capitalist eveloping
states
n
the other.
t also meant a
firm ntention o
disengage
from
Third
World
conflict.
Another
indication of
changing style
was the
way
that Soviet
diplomats
became more
cooperative
and
far more
outgoing.
It
certainly
eemed
as if
diplomats broad werebeingallowed to takemore individual nitiatives. his
may
have reflected he shift hat was
taking place
in Moscow in the locus of
foreign policy decision-making,
s
the
Ministry
of
Foreign
Affairs nd its
minister became more influential
nd
the Central Committee
apparatus
progressively
ess
mportant.
Other
signs
of a new
style
ncluded the extensive
and
frequentpersonal diplomacy
conducted
by
Mikhail
Gorbachev,
first s
General
Secretary
f
the CPSU
and
later
as
President,
nd
the
vast
amount
of
foreign
ravel undertaken
by
him and
by Foreign
Minister
Shevardnadze
to
establishnew diplomatic links, to consolidate old and trusted ties and to
persuade
Western
eaders
and
publics
that
perestroika
nd
the new
political
thinking
mbodied a
genuine
transformationf the Soviet Union.20
If
foreign
ravelwas
a
change
in
style,
he nature
of
the countries
isited
n
the Third
World
and
the
resulting
inks established
went
beyond style
to
19
Francis Fukuyama, Gorbachev nd thenew Soviet agenda n the Third World,R-3634-A
(Santa Monica,
CA: Rand Corporation,
I989),
p.
31.
20
One
of the earliest
complaints
Soviet people expressed privately bout Gorbachev,
in
fact, was that
he
spent too much
time
abroad and consequently neglected domestic problems.
By I99O the criticismhad
become
open. See,
for
example,
the interview
with
Shevardnadze
in
Argumenty
fakty,
No. 43, 1990.
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provideevidence of the econd evel of tactical hanges n Soviet foreign olicy.
Of
course,visits
ave also
been paid
to
socialist
nd
socialist-oriented
tates,
nd
their eadershave been received n Moscow. Moreover,efforts ave been made
to consolidate Soviet relationswith long-standingnon-socialistThird World
friends, or example India. But more importantfrom
the point of view of
change
were
the ourneysundertaken y Shevardnadze
o
countries
with
which
the Soviet Union had previouslyhad tenuous or no
links,
or
where relations
had
previouslybeen strained, nd the reciprocalvisitsreceived n Moscow.
For example,
in
I986 and I987 Shevardnadze
visited Mexico, Brazil,
Argentina and Uruguay, as well as a number of
ASEAN states, ncluding
Indonesia,
and Australia. n
I989
he visited
Egypt,
ran and
Jordan,
nd
went
to China to arrangethe historic ummitmeeting.Gorbachev finallywent to
Beijing in May
I989,
though the summit was completely overshadowed by
studentprotestwhile he was there nd the Tiananmen
massacre
oon
afterhe
left.
n
I990 Shevardnadzewent
to
Namibia for he ndependence elebrations,
and then
visited Angola, Zambia, Zimbabwe,
Mozambique,
Tanzania and
Nigeria.
Back
in
Moscow
during
those
years
Gorbachev and
Shevardnadze
received vast number
of
foreign eaders,many
of whom had
never
visited
he
USSR before.
Of
course, they
also
both
ourneyed
to
Western
capitals,
and
Shevardnadze went
to
Japan.
The diplomaticfruits f this activitywere considerable.Links have been
consolidated with
those countrieswhere
diplomatic
relations
lready
existed
but where there
had
previously
een ittle
high-level
ontact.
The Soviet
Union
established
r renewed
diplomatic
relations
with
a
number of
countries
n
the
Third
World:
for
example, Oman,
the United
Arab
Emirates, Kiribati,
Vanuatu, Qatar, Namibia, Chile, Albania, Bahrain,
Saudi
Arabia,
Honduras
and
South Korea. Gorbachev
and Shevardnadze were
prepared
to risk the
displeasure
of traditional
allies
in
return for the
perceived advantages
of
initiatingnew contacts. Consular relationswere establishedwith Israel,for
example, despite
the
disapproval
both of the
traditionalArab clients
of the
USSR
and
of eaders
of
Gulf states
with whom relations ad
only recently
een
established.
Similarly, despite
African
misgivings,high-level
contacts
took
place
between South Africa
nd the Soviet
Union
during
he
negotiations
ver
Angola,
and
Shevardnadze
nd President e Klerk
met
face to face
n
Namibia.
The
rapprochement
with
South
Korea and
Shevardnadze's
xpressed
mbition
to resolve the Korean
problem
not
only produced
a
calculated
snub when he
stopped
off t
Pyongyang
on an
Asian
tour,
but also
sent
Kim
I1Sung
to
China
for
reassurance
f
support.2'
There is
evidence, therefore,
hat with
regard
to
diplomacy
considerable
change
has
occurred
t the tactical
evel.
Soviet
intentions, owever,
extended
beyond
the
establishment
f mere
formal
diplomatic
relations
with
a
range
of
new
partners.
An
importantunderlying
im
was
to
expand
Soviet
foreign
21
See Shevardnadze's article, Pozitivny peremen', Izvestiya, Oct. I990,
and
the intcrview
he
gave
to
Argumenty
fakty,
No. 43,
I990.
L.
Mlechin,
'A return o Seoul', New Times, No. 41, I990, pp.
13-14, reports Kim I1Sung's reaction.
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the Third
World
trade with capitalist evelopingand newlyindustrializedountries, o thatthe
economic basis of Soviet-Third World relations would become more
advantageousto the USSR. In this
respect
he results
were disappointing.High
hopes and good intentionswere expressedon all sides, and many agreements
were signed,but they
were seldom fulfilled. he countries f Latin America are
a
good example of
the
general problem concerning oviet economic relations
withthe Third World:
not only
are
most
Latin
American countries ied into
the economy of the
United States, but there is
a
basic
lack
of economic
complementarity etween them
and the
USSR
which
reduces
the
scope
for
exchange.22 And
although
trade relations
with
South Korea
preceded
diplomatic recognition,
nd it was
hoped
that formal ies would enable
them
to expand, particularlyn the fieldof technology, ne commentator emarked
sadly
that South Korea 'does not have
all that
great
an
interest
n the
Soviet
market,
which
as such does not
yet
exist'.23 In
any case,
the
extraordinary
difficulties,ncertainties
nd
shortages
n
the Soviet
economy
at
present
make
it unlikely that foreign rade will be able to expand very much
in
the near
future.
According to one Soviet
journalist, during
his
journey
around Africa
Shevardnadze
hoped
not so much
to
expand
trade as
to
explain
to
existing
tradingpartners hat
cooperation had,
at
last,
to
bring
some benefits o the
Soviet Union as well' and to
persuade
hem to considerhow
[they]mightpay
back at
least part
of theirdebts'.24 The
scale
of
foreign
ndebtedness
o
the
Soviet Union was made
public
for he
first
ime n I990.
The Soviet Union was
owed
a
total of
85,000
million roubles. The
greatest
ebtorswere not
in
fact
African ountries;nor were
they second-generation'
socialist-orientedtates.
Cuba, Mongolia
and
Vietnam,
classified
n
the Soviet Union as
fullyfledged
socialist Third World
countries,
were
among
the
top
five
debtors, owing
I5,490.6
million,
,542.7
million nd
9,I3I.2
million
oubles
espectively.
he
other two were India
(8,907.5
million roubles) and Syria
(6,742.6
million
roubles).
But
Angola
and
Mozambique
also had
huge outstanding
ebs 2,028.9
and 8o8.6 million roubles
respectively),
nd
Zambia, Nigeria and
Tanzania
owed lesser
ut
substantial mounts.25Whetheror
not
Shevardnadzehad
really
wanted to call the
debts
in, it
is
unlikely
that
his
journey through
Africa
persuaded
him that
t
was a
realistic
hope.
Public reaction
n
the Soviet Union
to
foreign
ndebtedness
ointed
to the
domestic
opposition
which
might seriously mpede
the
aim of
expanding
economic relationswiththe Third World iftrade s to depend upon extending
22
See Nicola Miller, Soviet relations
withLatin America, 959-1987 Cambridge: Cambridge University
Press,
I989)
for an analysis of the problems.
In India and the Soviet Union: Tradeand technologyransfer
(Cambridge: Cambridge UniversityPress, 990), Santosh Mehrotra points out that
although India is
not tied into the American economy,
lack
of
complementarity
s a
growing problem
in Soviet-Indian
relations.
23
Mlechin,
'A
returnto Seoul', p.
I4.
24
M. Yusin, 'Novy vzglyad
na
Afriku',
Izvestiya, 0 Mar. I990.
25
The list of debts
was
published
in
Izvestiya,
Mar. I990.
With regard
to the socialist Third World,
Shevardnadze said in an interview
a
few months
ater
(Argumentyfakty,
No.
43,
I990) that although
every effortwas being made to improve
the
situation,
t the time relations
were
establishedno
attempthad been made to base them on the principle of mutual benefit.He predicted
that
improvement would be
slow and
painful.
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credits.
And the
annuallydecreasing
mount
of money allotted o grantsmakes
it abundantly lear thatexpansion certainly
ould not occur through he offer
of
aid. The
I989
budget
allotted 2,500 million roubles for aid.
In
I990
the
amount provided foraid was reduced to 9,300 million roubles. n the recently
approved
I99I
budget,
t
has fallen o
only
400
million
roubles.26
In
short, lthough therehave been manifest hanges n Soviet policy in the
Third
World
at
thetactical evel,
n
so far s thenew
policy
aimed at
improving
Soviet economic
relations,
uccesshas been limited.But a
number
of traditional
tacticshave
been
employed
n
Soviet relationswith the
Third
World
in
the ast
few
years,particularly
with
regard
to the Asia-Pacific
region.
These include
proposalsfornuclear-free ones and for
disarmament, orregionalconfidence-
building measures, conomic security greements nd a Helsinki-type rocess
for he Asian-Pacific rea.
Although
none of themhave
caught
the
magination
of
the
people
to whom
they
were
addressed, they
have not been
dropped
entirely.
Moreover the
proposals
have
not,
as
in
the
past,
been confined to
rhetoric. he
withdrawalof Soviet aircraft rom
Cam
Ranh
Bay military
ase
in
Vietnam it is projected
that ll
Soviet forces
will
have withdrawnfrom he
base
by
I992)
can be
interpreted
s the first
tep
in an
attempt
o realize
the
various proposals.27
Attempts
to broaden relations have not led to the
complete neglect
of
traditional ies
n
the
Third
World.
During
his
Middle
East
tour,
for
example,
Shevardnadze
visited
Syria
and
Iraq.
A
great
deal of attention
as been
paid
to
India.
Shevardnadze
was
the
highest-ranking
oviet official ver
to
go
to
Nicaragua,
and
he
and
Gorbachev visitedCuba.
It
is almost
certainly
he case
that Soviet leaders have tried
to
persuade
their Third World socialist and
socialist-oriented riends
o
adopt
economic
and
political
reforms.
Many
have
done
so,
but Vietnameseeconomic
reforms,
or
example,
have not been
very
successful
nd
they
have not
been
accompanied by
much
political hange.
Both
the Sovietpress nd theMinistry fForeignAffairs avebeenunambiguous n
their riticism f the Vietnamese
government.28
he
Vietnamese Communist
Party
has been
equally
critical f
the reforms
n
the Soviet Union and
Eastern
29
Europe.2
Although
Soviet
policy-makers
how little enthusiasmnow
for
socialist
Third World
states,forcing
hem to reform eems to be
impossible.
On
the
other
hand, eaving
them
entirely
n
the
urch
s
proving
to be
equally difficult,
26
Strong criticism
f
Soviet aid policy can be found
in A.
Kortunov and A. Izyumov, 'The Soviet
Union
in
the changing world', International
ffairs
Moscow), Aug. I988, pp. 5i-6.
The
I99I
budget
was published in Izvestiya,
s
Jan.
I
99 I.
In July
990
Gorbachev issued a decree calling for mutual
advantage
and
mutual interests
n Soviet
economic cooperation with developing
countries, nd stating
that n future economic assistance hall be given with due account of our country's
actual
possibilities'. Izvestiya, 4 July 990.
27 For the
various
disarmament proposals
made
by Gorbachev, see Roy Allison,
The
Soviet Union and the
strategy f Non-Alignment
n
the Third World
Cambridge: Cambridge UniversityPress, I988), pp.
ios-I i.
Many
of
the securityproposals have recentlybeen reiterated y Shevardnadze in 'Pozitivny
peremen'. On
the
withdrawal
of Soviet
troops,see
Suzanne
Crow, 'Will the Moscow-Hanoi alliance
survive aid
and
arms cutbacks?', Report
n the
USSR, Radio Liberty
2:
45, 9 Nov. I990,
pp.
I4-I7.
28
For the Ministryof Foreign Affairs ssessment ee 'The foreign and diplomatic
activity of the USSR',
International ffairsMoscow), Jan. I990, p. 74. More critical views can be found in
Izvestiya,4 Feb.
I990.
29
Suzanne Crow, 'Will the Moscow-Hanoi alliance survive'.
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whetheror not they have adopted a reformprogramme nd whateverviews
their leaders express about perestroika. The case of Cuba illustrates he
dilemma.
On
the face of
it, Cuba's economic dependence
on
the Soviet
Union
should
give Moscow tremendous everage over Fidel Castro's domestic and foreign
policy. Not only does Cuba get its oil from the Soviet Union at subsidized
prices, ut t sells ts urplus o earn hard currency.Moreover, the Soviet Union
buys Cuban sugar at about four imesthe world marketprice and accountsfor
nearly8o per cent of Cuba's total trade.30As we have seen above, Cuba is the
Soviet Union's largestdebtor. Yet Castro has made no secret f
his
mplacable
opposition to perestroika.He demonstratedhis opposition to
it
in I986
by
adopting a Rectification Programme which increased centralizationand
abolished existing market mechanisms
n
Cuba.
In
I989
his
fear of
political
reformwas reflected n the execution and imprisonment f some of his most
trusted dvisers.3'He also banned the distribution
f
Moscow
News
and Sputnik
in
Cuba.
As
far as Cuba's
foreign policy
is
concerned,
Gorbachev
was
informed
duringhis
visitto Havana in
April
I989 thatCuba would continueto
support
revolutionarymovements nd countries. his stancemakes
an
improvement
n
Cuban-American
relations mpossible (this
would not
only
relieve Cuba's
economic predicament
but also suit the Soviet
Union). Although
Castro has
refrained rom ttackingGorbachev personally,
e
has been scathing bout the
events
n
Eastern
Europe
and vociferous
n
his determination
hat
nothing
can
stop Cuba
from
moving along
the
path
to
socialism.32Yet
Cuba's total
dependence
seems to make
it
difficult or
the
Soviet Union
to
retaliate
by
cutting iescompletely.Many commentators
who
criticize
oviet
aid policies
argue
in
relation to Cuba
that
it
would be
unworthy
to
forget
traditional
obligations
nd Soviet
'responsibility
..
for
the
present
tate
of affairs
here
.33
There hasbeen economicpressure,nd Soviet domesticproblemshave affected
deliveries
particularly
f
oil)
to
Cuba, causing great hardship.
But assurances
have been
given
that deliveries
will
continue.34
The leaders
of
the socialist-orientedtates,however, may
well feel
that
they
have been abandoned, because
it is in
relation
o them that the most
dramatic
events
have occurred
n
Soviet Third World
policy, representinghange
at
the
strategic
evel.
The
new
thinking
bout
regional
conflict as been
assiduously
applied
in
Afghanistan
nd
Angola and,
less
successfully
o
far, n
Ethiopia
and
Cambodia. In Afghanistan,Soviet participation in the UN-sponsored
negotiation
was
direct,
while its role was
more
indirect
in
the
Angolan
settlement.
n the
case of
Ethiopia
and
Cambodia,
the Soviet
Union
plays
a
30
Paul Goble,
'Is Moscow about to
cut
Castro
loose', Report
n the
USSR,
Radio
Liberty
:
2, I2
Jan.
I990,
pp.
4-5.
31
Douglas Payne, 'Fidel Castro versusperestroika', eport
n
the
USSR,
Radio
Liberty
:
2,
I2
Jan. I990,
pp. 6-IO.
32
Vladimir
rlov,
Moscow
News,
No.
IO,
I990.
33
Vitaly Sobolev,
'Mutual
liabilities',
New
Times,
No.
8, I990, pp. I2-I3.
See also
Vladimir
Razuvayev,
'Between geopolitics
and
ideology'
New
Times,
No.
i9, I990, pp. I6-I7.
34
The
Guardian, I.
Dec. I990.
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backroom role, supporting nd encouragingpolitical
solutions o the conflicts
but
not participating
n
the negotiations. ut all fourcases fulfil he criteria or
strategic hange,because the Soviet Union has been prepared o withdrawfrom
established ositions n stateswith Marxist-Leninist overnments.35
The effortso end the civil war
in
Afghanistanncluded applyingtechniques
of
'national reconciliation' for example by co-opting
non-partypeople into
central
nd local government,moderating fficialttitudes o religion, eplacing
Babrak Karmal by Mohammed Najibullah in the hope that government
legitimacywould increase,unilaterally nnouncing
ceasefires
nd
offering o
share
power
with the
mujahidin
n
a
coalition
government).
In
the
end,
however, when the Soviet Union abandoned all its preconditions nd signed
the Geneva Accordsin April
I988,
the conflictwas seemingly till nsoluble.
When the ast Soviet
troops
withdraw
n
February 989,
the civil
war
did not
end; nor did
Soviet
military upplies to the Afghan
army (and
American
supplies
o
the mujahidin)
o
prosecute
t.36
Two years ater
peace
talksbetween
the two sides
had not
yetreached satisfactoryonclusion nd the
superpowers
had not yet agreed not to supply arms.
As
far
as
ending
the civil war
in
Angola
is concerned,
t
was
a
question
of
persuading
Cuba as well as the
MPLA
regime
to
negotiate.
American-Soviet
cooperation
worked better nd more
quickly
n
Angola
than
n
Afghanistan,
perhapsbecausethe ndependence f Namibia couldbe gained ntheprocessof
ending
the war. But here
too, negotiating
he withdrawalof
Cuba
and
South
Africa
proved
easier than
effecting
he
national reconciliation
within
Angola
that
heresolution
f
regional onflict
alls
for,
nd the conflict
as
not
yet
come
to an
end.
Direct Soviet
influence
n
relation
to
Ethiopia
and Vietnam is less
visible,
although Soviet support
for the
negotiations
s clear.37But so far
reconciliation
eems even more
elusive here than elsewhere.
Soviet leaders
have
proposed
their
technique
for
dealing
with
regional
conflictn situationswhere theSovietUnion isnot directlynvolved.But it is
in
relation o
the conflictsn
socialist-oriented
tates,
where
the Soviet
Union
has been
directly
nvolved
and
where the
end of
the conflict lmost
certainly
means
the end
of a
Marxist-Leninist
egime,
that
strategic hange
in
Soviet
policy
n
the
Third
World
can
be
observed. For it s here that
hanges
n
Soviet
long-termgoals
can be
registered.38
While
Iraq
does
not have
a
Marxist-Leninist
egime,
oviet
policy
n relation
to the Guif crisis
epresents
distinct
trategic hange.
The Soviet
Union found
itself
n an
awkward
situationwhen
Iraq
invaded Kuwait
in
August
I990.
On
the one
hand,
the
traditional
Soviet
support
for the
sanctity
of
existing
35
The most
resounding examples
of
strategic hange occurred, of course,
not in the Third World
but in
Eastern urope
n
I989
and
990.
36
On
the otherhand, expectations
that the government
would fall as soon as Soviet troops were
withdrawn
were confounded. For
a
detailed analysis
of the negotiationsof the Geneva Accords
and
the events thereafter,
ee Amin Saikal and William Maly, eds., The Soviet
withdrawalfrom fghanistan.
37
See,
for
example,
Shevardnadze's interview
n
Izvestiya, 7 Mar. I990,
on the negotiations
n Ethiopia,
and his Pozitivny
peremen' on Cambodia.
38
The
seemingly
easy acceptance
of results
f
the Nicaraguan elections
and
the reception
of Mrs
Chamorro
in
Moscow
also
perhaps
fits nto thiscategory of change.
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international ordershad become
more urgent nce
the
revolutions
n Eastern
Europe had rendered uropean
borders esscertain. here could be no question,
therefore,
f
condoning
the nvasion.
Moreover,
demonstratingupportfor he
Westernpositionwould prove Soviet reliabilitys a partnern the new world
order.
And as we have
seen,
the
Soviet
Union had
recently
established
diplomatic
relationswith some of the Gulf states and
hoped
to extend this
policy. Thus therewere strongreasons
for
voting
for the UN resolutions hat
called for
raq's
withdrawal
and
imposed
an
embargo.
On
the other hand, Iraq
was a long-standing oviet ally, with whom
a
friendship reatyhad been signed
n
I972.
Although arms deliveries
had been
suspendedduring
the
ran-Iraq war, they
had
subsequently
een resumed
nd
there were about
200
Soviet military dvisers n Iraq and
5,000
other Soviet
citizens.
Furthermore,
he
presence
f Western
troops
n
the Gulf would
bring
them
larmingly
lose to
the southern orders f the Soviet Union.
In
any case,
the conflict eemed ideal for
applying
the new Soviet method of conflict
resolution.
Supporting
the
use
of
force,therefore,
as a less
easy decision
to
make.
After ome hesitation, he
SovietUnion votedin favourof the resolution o
use force. There seemed
to be no
question
of Soviet forces
participating
n
military ction. Although Shevardnadze
uggested t one stage thatthe Soviet
Union mightcommit troops to a UN force,Gorbachev carefullydid not
mention the
possibility
n
public.
Under the
new
constitution
ending troops
abroad
requires
decision
by
the
Supreme Soviet,
and
it
is extremely nlikely
that
approval
could have been obtained.
The
conservative
Soyuz group
of
deputies objected
to
Soviet
policy
in
the
Gulf,
while more radical
deputies
remembered
the lessons of Afghanistan.39oth before and after UN SC
Resolution
678 (which
authorized
he
use
of'
all
possible
means'
to ensure
raq's
withdrawal from Kuwait),
strenuous efforts
were made to negotiate a
settlement.vgenyPrimakovembarkedon two roundsof shuttle iplomacy n
October,
and later wo
deputyforeign
ministers isitedvarious Arab
capitals.40
The
Soviet
leadershiphoped
to
negotiate
n Arab solution to the crisis.When
that
failed,
n
increased
United Nations role was
suggested.
And
thoughthe
Soviet
leadership
denied
any
kind
of
linkage,
therewas
strong upport
for the
idea of
a
Middle
East conference
t
which
all
the
outstanding
onflicts
n
the
area could be sorted
out.4'
Soviet efforts o find
a
political
solution continued even after
he
war
had
For the
objections
of Soyuz,
see 'Ne
mozhem
otnesti
eto k
dostizheniyam
nashei vneshnei
politiki',
Literaturnaya
ossiya, 2
Nov.
I990,
and the
comment
by
Yuri
Makarov,
'Za kem
ne pospevayut
politrabotniki',
Izvestiya,
7 Oct. I990.
The
radicals,
on the other
hand,
criticized
the
government's
reluctance
to withdraw
Soviet specialists.
See
Susan
Crow,
'Soviet
Union
pursues
dual
policy
on
Iraq',
Report
n
the USSR,
Radio
Liberty,
:
40,
5
Oct. I990,
pp.
6-8.
40
Primakov,
a
Middle
East expert
with
a
long-standing
nterest
n conflict
resolution,
was
a member
of
the
Presidential
Council
and travelledas Gorbachev's
personal
envoy.
See the interview
with
him
in
Literaturnaya
azeta,
7 Nov.
I990.
There
have been
suggestions
that
Shevardnadze
took
a harder
ine
towards
Iraq
than Gorbachev.
See Suzanne Crow,
'Soviet
Union
pursues
dual
policy
on
Iraq'.
41
This
was,
in
fact,
n old
Soviet
proposal
thathad
been
revived
by
Gorbachev
in the early
days of
the
new
political
thinking.
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begun.
On the
eve of
the
ground
battle
Gorbachev
conducted
dramatic nd
intensive egotiations
o seek a
compromise
thatwould make the
ground
war
unnecessary.Since Gorbachev seemed prepared to negotiate with Saddam
Hussein and to acceptthevalidity f some ofhis conditions,many nthe West
began to question Soviet intentions although both PresidentBush and Prime
Minister
Major
were
publicly
careful
not to
impute
devious
motives).
But did
Gorbachev's
eleventh-hour
ntervention
eally
reflect
major
switch
n
Soviet
policy
Military
and Communist
Party
conservatives
certainly put pressure
on
Gorbachev,
as
they
had on
Shevardnadze
at the
beginning
of the
crisis.
Moreover, they
were
in a
considerably tronger ositionby
the
beginning
of
February han they had been in August when Iraq invaded Kuwait. In early
February,a Plenum of the Central Committee of the CPSU appealed to
Gorbachev to renew his
diplomatic efforts o end the war. Criticism of
American policy in the Gulf War-and of the Soviet government for
supporting
that
policy-couched
in
the language of the Cold War was
published
not
only
in
conservative apers ike Sovetskaya ossiva nd Krasnaya
zvezda,
but
also
in
Pravda.42
enior political generalswent so faras to hold a
press conference n
I3
February to denounce the war. It is not difficult o
imagine
how much alarm
the vivid demonstrationof American military
technologymust
have
caused among
the
military. here was an increasing ear
in the
Soviet Union that Saddam Hussein's collapse would create a power
vacuum that would be filled
by
the United States.
t
is
clear, therefore,
hat
Soviet
support
for coalition
policy
was under
ncreasing
ttack.
On the other
hand,
the
attempt
o
negotiate
n end
to
the war can
hardly
be
seen
as a
reversal
f
policy.
There had been several
previous ttempts
efore he
air
attack
began.
Soviet
support
for he
use
of
force,
irst
n
connection
with the
embargo
and laterto ensure
raqi
withdrawal
from
Kuwait,
had
been hesitant
and reluctant.A political solution was entirely n keeping with the 'new
political thinking'
about
regional
conflict.
But
this s
not
to
argue
that the
attempt
was
entirely
ltruistic.
orbachev
would have
gained
a
great
deal
if his
final nitiativehad succeeded. Conservativeoppositionto his policies might
have
been
stemmed,
nd a new demonstration f his
important
nternational
position
would
have
helped
him in
his
power struggle
with
Boris Yeltsin
and
the
radical
opposition. Finally,
the Gulf
War
threatened he
loss
of the hard-
won Western
recognition
that the Soviet Union had
legitimate security
interestsn the Middle East. IfGorbachev'sdiplomacyhad succeeded,Soviet
participation
n
the
peace process
would have been assured.
The
Soviet Union's
reputation mong
the Arab
supporters
f Saddam
Hussein would
have
risen.
Can
one
talk
of
strategic hange
fthe Soviet
Union not
only
did not commit
troops
to
the coalition
forces
ut
seemed,
n the
end,
to act
against
he coalition
in
trying
o end the
war?
Despite
theabsenceof Soviet
troops,
nd the
eagerness
to find
a
political
solution before
raq's complete destruction, comparison
between
Soviet
behaviour
in
previous
nternational rises
particularly
n
the
Middle
East)
and
the
present ooperation
reveals
a
substantial
hift n
policy.
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World
Though regretwas expressed
that the chance of averting
the land war was
missed,
herewas no outcry
n the
Soviet press.
oviet
policy
n
the
Gulf
might
have been less successful
han
other
efforts o
end regional
conflict, ut on the
whole Soviet conductduring he war reflectshe general hift hathas occurred
in
Soviet policy towards
the Third World.
4. Future prospects
This account
of
Soviet
policy towards the Third World since
I985
makes
it
clearthat herehavebeenchangesthat xtend well
beyond the exigencyof the
Gulf
crisis. t is also
apparent
that while Soviet
activity
n
the Third World is
influenced y the need for betterEast-West relations, he changes represent
general
shift
in
Soviet
policy
towards that
area
and are not
simply
a
manifestation
f East-West
detente.
Furthermore,
n
considering hesignific-
ance
of the new
policy,
we have noted change at
the evels of style, actics nd
strategy,
hich
suggests
hat henew
political
hinking
s not
merely
he
pursuit
of traditional
oals using
new
techniques.
On the otherhand,
the record ndicates hatSovietpolicyhas been successful
at
some levels
and
disappointing
in
other
respects.
One reason for the
disappointments
s
the constraints nder which
Soviet
foreign olicy operates.
With
regard
to the
declared
aim of
developing
even-handed, economically
beneficial
elations
with a
variety
f
Third
World
countries,
or
xample,
there
are
both
economic
and
political
onstraints
hich
hamper
hedesired
xpansion
of trade. Economic constraintsrise
fromthe structure f the Soviet
economy
and the lack of
complementarity
between
it
and
many
Third
World
economies:
both
are
primarily
xporters
f
raw
materials,
oth need modern
technology,
oth
have
scarce
currency
esources. hese constraintsre
unlikely
to disappear
n
the short
r
medium
term,
nd
they
will continue o
hamper
he
expansionof relationswith the Third World.
Besides
energy,however,
the Soviet
Union
does
have arms to sell
abroad,
and it
is not
yet
clear whether he
past painful xperiences
hat resultedfrom
supplying
rms
will
serve to deter
future
ales.
If
the USSR does
curtail
rms
sales,
this
may
act as
a
further
onstraint,
ince
Third World customerswould
look for
other
uppliers.
ronically,
n the ast
couple
of
yearsperestroika
tself
has become
a
constraint.
he
present
conomic
and
political
chaos
in the Soviet
Union
and the
uncertainty
bout the futuremake
foreign
rade difficult
nd
deter any furtherxpansion.A further onstraint n the kind of expansion
envisaged by
the Soviet
leadership
arises from
past
commitments.
Both
Gorbachev
and Shevardnadzereassured
he
people
of the socialistThird World
states
hat
lthoughthey
would
like to work towardsa more
balanced and fair
exchange relationship,
hey
will not
renege
on their raditional
artners.
he
resulting
conomic and
opportunity
osts to the Soviet Union
will
constrain
expansion
elsewhere.
It
has become obvious
in
recentmonthsthat there s
opposition
within
the
Soviet
Union to the new
policy.
This acts as
an
additional constraint.
n fact
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opposition comes fromtwo differentirections. here is considerablepopular
oppositionto the expansion
of
Soviet
relationswith
the Third World, based to
a large extent on the view
that
charitybegins
at
home' and
that
the Soviet
Union has been disadvantagedfor ong enoughin its relationswiththe Third
World.43
The increasingly ocal conservatives epresent he second direction from
which opposition s expressed o the new Soviet foreign olicy. They object to
the surrender
f old
positions,
nd
although
their
primary omplaints
oncern
Germany,
Eastern
Europe
and arms
reductions, they
also
question
the
withdrawal from Afghanistan nd Soviet policy
in
the Gulf. Although the
military re
generally areful
n what
they publish
about
foreignpolicy,the
speeches of militarydeputies in the Supreme Soviet and the Congress of
People's Deputies
are
frequently
illedwith
fiery riticism. he Soyuz group of
deputies,
nd
particularly
olonels Alksnis and
Petrushenko,
have
begun
to
publish theirviews.44Shevardnadze's resignation peech
in
December I990
made
it
clear
how
strong
he
believed
this
opposition
to
be. The next few
months
will
indicate whetherhe
was
right.
If he was right,
what will
be the consequences
for
Soviet policy
n
the Third
World?
And if
perestroika urvives,
what are
the
ikely
trends
n
Soviet-Third
World relations?
n
fact,
t s
probable
that
domestic conomic
debility
will
act
as a constraint n Soviet policy
in the Third
World even
if
there s
a
return o
old
thinking. The
Third World
may,
of
course, become
an
arena for
competition
nce
again,
but the Soviet Union
will
have
very
ittlewith which
to compete.
In
any case,
even if the clock is turned back in
Moscow,
it
is
unlikely
that
t will be turned
back elsewhere.
Those
socialist and socialist-
oriented ountries
hathave
already dopted
democratic
reforms
will
probably
be
unwilling
or unable
to
revert o
previous
methods.
And while
those
that
have
not
adopted perestroikawill,
as
now,
be
heavily dependent
n
the Soviet
Union, it will have littlemore to offer hem than at present.The activist
policies
of the
I970S
are
unlikely
to recur
n
the foreseeable uture.
The
same constraints
will
operate
if
perestroika
urvives. n
other words,
the Soviet Union
will
continue o
diversify
ts relations
with
the Third
World,
but domestic conomic
problems
nd a lack of
economic
complementarity
ill
put
limitson the
expansion. Perhaps
the
real
okers
in the
pack
are
the
likely
Third
World policies
of the
I5
successor tates o the
Soviet Union.
42
US policy
was
attacked
in
Pravda on 8
and
I6
Feb. I99I; Krasnaya zvezda and SovetskayaRossiya
published criticisms f Soviet support for US policy on i6 Feb.
I99I.
43
There are many examples
in
the stenographicreports
of
Supreme Soviet
and