list of meg whitman's current investments in vc, pe, and hedge funds (pages 9 - 19)

19
04/13/10 11:12 FAX I4l 002 FI L r- 0 IN "HE OFf::C:e 01: THE I: CBIEF OFFICER OF SAN MATEO COIJINTY, STATEMENT OF ECONOMIC INTERESTS MAR 11 l010 COVER PAGE A ,Public Docunzenf NAME (LAST) (FmST) (MIDDLE) Whitman Margaret .. ""-.-----" Cushing ( 916 ) 442-77!i7 MAILING ADDRESS STREET CITY STATE ZIP CODE OPTIONAL: E-Mtl L ADDRESS (Business Address Acceplable) Sacramento CA 95814 455 Capitol Mall. Suite 801 1----.;...--------------------------"-----_ ..... 1._._--_.,._,---- 1. Office, Agency, or Court Name of Office, Agency, or Court: Governor Division, Board, District, if applicable: Your Position: ... If filing for multiple positions, lisf additional agf:lncy(ies)1 position(s): (Attach a separate sheet if necessary.) Agency: ______________________ __ 4. Schedule Summary ,.. Total number of pages 19 including this cover page: ... _ ... Check applicable schedules or "No reparta hie interests.1f I have disclosed interests on one or more of 1:l1e attached schedules: Schedule A- 1 I&l Yes - schE!dllle attClched Investments (Less tl1iln Ownership) Schedule A-2 I8l Yes - scllmJlIle atte:checl Investments (10% or Greater Ownerslllp) Position: _______________ _ ---... _ ... ,., ,,, ... ". . _,.,.,. __ .. , ___ ., ___________ ,_ ,_ 2. Jurisdiction of Office (Check at least one box) State o County of _________ _ o City Dr ___________ _ o MUlti-County ___________ _ o Other ---_________ _ l--_________________ __ _ 3, Type of Statement (Check at feast one box) 0' Assuming Office/Initial o Annual: Theiperiod covered is January 1, 2009, through December 31 t 2009. o The period covered is __ ", ___ 1.. __ ""_, through December 31, 2009, o Leaving Office Date Left: --------1 __ (Check one) o The period covered is January 1, 200!') , the date of leaving office. -or- o The period covered is ----1-----' ____ , through the date of leaving office. (gj Candidate Election Year: 201 O, ____ __ Rea/ Properly Schedule ,C Ig) Yes - schE!dule aUached Income, Loans, & Business Positi'cJrls (Income OilIer I'B/1 Girts I111r1 Travel Payments) Schedule 0 Income - Gifts DYes - attached Schedule E 0 Yes - schedule attached Income - Gifls .- Travel Payments o No reportable interests on any SChEldule 5. Verification I have used all reasonable diligence in preparing this statement. I have reviewed this, statement and to the best of my knowledge the information contained hereil and in any attached schedules is true and Gomplete. I certify under penalty or peljury under the laws of the State of California that the foregoin9 is true and (Xlrrec;t. March 12,2010 Date Signed ------(ti;Cirill, clay. ---- 't: originally signed statemen0ilh your oHicial.) Signature FPPC: Form 100 (2009/2010) FPPC Toll-Free Helpline: 8G6/ASK-FPPC www.fppc.ca.gov

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Meg Whitman has a $1.2 billion net worth. Most of it is invested in 200 VC, PE, and Hedge Fund firms. She claims she'll put these in a "blind trust" which -- by definition -- means she'll have to liquidate to cash. I doubt most of these funds (especially PE firms) will let her do it and it's not clear she'll find buyers for her stakes in the secondary market. For the big hedge funds (and she does invest in the creme de la creme), it's fairly easy to look up their stock holdings in required SEC 13F SEC filings they have to make quarterly (of their long holdings).

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Page 1: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:12 FAX I4l 002

FI Lr-0 IN "HE OFf::C:e 01: THE I: CBIEF ell:,(rrtot~6 OFFICER OF SAN MATEO COIJINTY, Cj~;LIF.

STATEMENT OF ECONOMIC INTERESTS D~~~,a'(;;:~;~~I;~d MAR 11 l010

COVER PAGE

A ,Public Docunzenf

NAME (LAST) (FmST) (MIDDLE)

Whitman Margaret I--------------------'~"'-"'''''.~,,-,,~~ -~ .. ,~" ""-.-----"

Cushing ( 916 ) 442-77!i7 ~-----r------------.-

MAILING ADDRESS STREET CITY STATE ZIP CODE OPTIONAL: E-Mtl L ADDRESS (Business Address Acceplable)

Sacramento CA 95814 455 Capitol Mall. Suite 801 1----.;...--------------------------"-----_.....1._._--_.,._,----1. Office, Agency, or Court

Name of Office, Agency, or Court:

Governor

Division, Board, District, if applicable:

Your Position:

... If filing for multiple positions, lisf additional agf:lncy(ies)1 position(s): (Attach a separate sheet if necessary.)

Agency: ______________________ __

4. Schedule Summary ,.. Total number of pages 19

including this cover page: ... _

... Check applicable schedules or "No reparta hie interests.1f

I have disclosed interests on one or more of 1:l1e attached schedules:

Schedule A-1 I&l Yes - schE!dllle attClched Investments (Less tl1iln UJ~fr Ownership)

Schedule A-2 I8l Yes - scllmJlIle atte:checl Investments (10% or Greater Ownerslllp)

Position: _______________ _ ---... _ ... ,., ,,, ... ". . _,.,.,. __ ,.~c::.I}!t(:iL&§l.J?_._ .. J:j_ye5_,_=.,~.~1'l§~('_~·IJ!:l,J~i!§~~b_e,9, , ___ ., ___________ ,_ ,_

2. Jurisdiction of Office (Check at least one box)

~ State

o County of _________ _

o City Dr ___________ _

o MUlti-County ___________ _

o Other ---_________ _ l--_________________ ~.~ __ _

3, Type of Statement (Check at feast one box)

0' Assuming Office/Initial

o Annual: Theiperiod covered is January 1, 2009, through December 31 t 2009.

~or~

o The period covered is __ ", ___ 1.. __ ""_, through December 31, 2009,

o Leaving Office Date Left: --------1 __ L~. ~_. (Check one)

o The period covered is January 1, 200!') , throu~lh the date of leaving office.

-or-o The period covered is ----1-----' ____ , through

the date of leaving office.

(gj Candidate Election Year: 201 O, ____ ._~ __

Rea/ Properly

Schedule ,C Ig) Yes - schE!dule aUached Income, Loans, & Business Positi'cJrls (Income OilIer I'B/1 Girts I111r1 Travel Payments)

Schedule 0 Income - Gifts

DYes - SChE~dLlle attached

Schedule E 0 Yes - schedule attached Income - Gifls .- Travel Payments

o No reportable interests on any SChEldule

5. Verification

I have used all reasonable diligence in preparing this statement. I have reviewed this, statement and to the best of my knowledge the information contained hereil and in any attached schedules is true and Gomplete.

I certify under penalty or peljury under the laws of the State of California that the foregoin9 is true and (Xlrrec;t.

March 12,2010 Date Signed ------(ti;Cirill, clay. ye,~------

't: ~ ,~( (.~ .lJ}-"lAL~~:~J_ originally signed statemen0ilh your ,~,j,lg oHicial.)

Signature

FPPC: Form 100 (2009/2010) FPPC Toll-Free Helpline: 8G6/ASK-FPPC www.fppc.ca.gov

Page 2: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:13 FAX I4l 003

SCHEDULE A .. 1 Investments

Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)

Name

Margaret Whilman -----------------Do not attEwh brokerage or financial statements .

... NAME OF BUSINESS ENTITY

Procter & Gamble GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Manufacturer of Household Goods

FAIR MARI(ET VALUE

0$2,000 - $10,000

Igj $100,001 - $1,000,000

NATURE OF INVESTMENT

o $10,001 - $100,000

DOver $l,OOO,O(}Q

jg] S[Qck 0 Other -------~---~.--~ .. -.-,.---.--~-.-. (Onscrilll:)

o Partnership 0 Income of $0 - $500 o Income Received of $500 or More (Rf~pOlI WI Sr:I!erillle C)

IF APPliCABLE, LIST DATE:

--.J------1~ ACQUIRED

--.J--1.J]JL DISPOSED

... NAME OF BUSINESS ENTITY

Hampshire Capital General Partners GENERAL DESCRtPTION OF BUSINESS AC1WITV

... NAME OF BUSINESS ENTiTV

Whitehall Street Real Estato L.P. Xi'll ~-------------.,-~----------

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Real Estate Investment

FAIR MAR!<ET VALUE

[J $2,000 - $10,000

l8J $100,001 - $1,000,000

NATURE OF INVESTMENT

o $10.001 - $'100,000

DOver $l,OOC,Ooo

o Siock (J Oliler ----------------(Descrihe)

I8J Parlnership 0 Income of $0 - $500 ® Income Received of $500 Of More (RI~lnrl 011 Schedule C)

IF APPLICABLE, LIST DATE:

--'_-'.-lliL ACQUIRED

---1 __ J~ DlSPOSED

... NAME OF BUSiNESS ENTITY

GS Private Equity Partner 1999, L.P. -~--~---~ ... _---------GENERAL DESCRIPTION OF BUSINESS ACTIVITY

.. _, ___ ~ ____ ... ______ eIi1l:ate_Equit}LEuod_, ______ , __ ., ____ .-.".,.", _.:-~'_.

FAIR MARKET VALUE

.. '_. __ .. -', ___ .. ____ ~[b,'-aiI;LEClU!:!Y-£und_:-.--~:-~::::::.-------===::.:====-_~ __ ~_ FAIR MARI<ET VALUE

!&] $2.000 - $10,000

o $100,001 - $1,000,000

NATURE OF INVESTMENT

o $10,001 - $100,000

DOver $1,000,000

o Stock 0 Other --------­(Descrille}

lZI Pcrtnersl1ip ® Income of $0 - $500 o Income Recehled of $500 or Mora (l?epDI/ all Sr.IJf1[Jut!~ Cj

IF APPLICABLE, LIST DATE:

---1------1~ ACqUIRED

D $2,000 • $10,000

lJ $100,001 • $1,000,000

NATURE- OF INVESTMENT

o $10,001 - $100,000

jg! Cvur $1,000,000

[] Siock 0 Otl1f3r -~---~-____ --__ (Descri~e)

[81 Partnership 0 Income of $0 - $500 ® [nCOIlIe Received or $500 or More (Re!pllrI on Sclwdule C)

IF APPLICABLE, liST DATE:

._-----'---1.J1.~ ACQUIRED

--1 __ J..JJL DISPOSED

----------------.-----~.~-----__t-t-.--------------------... NAME OF BUSINESS ENTITV

GS Capital Partners 2000, L.P. GENERAL DESCRIPTION OF BUSINESS ACTiVITY

Private Equity Fund -----'------------,---------~-~---•. -.-

FAIR MARKET VALUE

o $2,000 - $10,000

D $100,001 - $1,000,000

0$10,001 . $100,000

~ OVer $l,OOO,ODO

NATURE OF INVESTMENT

o Slock 0 Other ------------­(Des~rIIJQ)

181 Partnership 0 Income. of SO - $500 ® Income Received of $500 or More (/?(!PDfl 0/1 SCIWflu!o C)

IF APPLICABLE, LIST DATE:

--.J-'..illL ACQUIRED

--1--.J..J1JL DISPOSED

Comments: ____________ .. _, __________ ~ __

,.. NAME OF BUSINESS ENTITY

.9S Special Opportunities Fund (Asia). L.f~:~ __ GENERAL DESCRIPTION OF BUSINESS ACTIVITV

Private Equity Fund .--------------,--~---------

FAII~ MARKET VALUE

D $2,000· $10,000

o $100,001 - $1,000.000

~I $'10,001 . $100,000

o Oller $1,000,000

NATURE OF INVESTMENT fJ Stock [J Other ---------------

(Oescrib:l)

[8J Partnership 0 Income or $0 - $500 ® Income Received or $500 or More (Reput on Sc/w{/Ilie CJ

IF APPLICABLE, LIST DATE:

_,~--'_ .. JJ!JL ACQUIF<ED

---1_L9lL DISPOSED

FPPC Form 700 (2009/:2(110) Sch. A-1 FPPC Toll-Free Helpline: 866/ASK-FPPC wIIlNI.fppc.ca.gov

Page 3: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:14 FAX 141 004

SCHEDULE A-2 Investrnents, Income, and Assets

of Business Entities/Trusts (Ownership Interest is 10% or Greater)

Name

Margamt Wh'i:man

See a1tached schedule Name Name

Address (Business Address Acceptable) Acldres5 (Business Acidress Acceptable)

Clleck one Check one l&I Trust, go to 2 0 Business Entity, complete tile /)0)(, limn 90 to 2 o Trust, go to 2 o Business Entity, comp/me tile 1::11{, Ihi~n go to 2

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS I.CTIVITY

FAIR MARI(ET VALUE 0$2,000. $10,000 0$10.001 • $100,000 D $100.001 - $1.000,000 q Oller $' ,000,000

IF APPLICABLE, LIST DATE:

NATURE OF INVESTMENT

_1.-.-JJ1§L ACQUIRED

o Sole Proprietorship 0 Partnership

YOUR BUSINESS POSITION ______ _

._~_J-----1.QJL DISPOSED

Olher

~ 2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA ;;;' .. ' SHARE OF THE GROSS INCOME m. THE ENTlTVITRUSn . .' , ..

FAIR MARI{ET VALUE o $2,000 • $10,000

IF APPLICABLE, LIST OM E:

D $l().OGl - $100.000 0$100,001 - $1.000,000 DOver $1,000.000

NATur~E OF INVESTMENT

_.L--109 ACQUIRED

[J Sole Proprietorship 0 Partnership

YOUR BUSINESS POSITION ___ _

__ .. l_.JJlJL DISPOSED

~ 2. IDENTIFY THE GROSS INCOME REO SHARE OF THE GROSS INCOME m _.ti~._

-----~-Id-$O--!li4.g9-----g··$.,O;001 .. ---$=!OOiQOO···· ..... _._.--- - -bJ.$.O_::...$..4.9.9 __ ._~ __ .~ .. ----[;]...$10,00.1 ... ">-$:]00,000 ___ ... __ ..

0$500 - $1.000 DOVER $100.000 D $500 - $1,000 0 OVER S100,QOO'

D $1,001 . $10,000

.... ;3.'Llsr.THE NAME OF EACH REPORTABLE SI G S OF ':. . '!S:" INCOME OF $10,000 OR MORE (aUllcn II sepaflltesl100tif nacollsnry) .

t .4. INVESTMENTS AND INTERESTS IN REAL PROPERTY HELD B!£. THE ' . 'f_.-' • BUSINESS ENTITY OR TRUST" '. " . " '. ,. ..' .~.

Check one box:

o iNVESTMENT o REAL PROPERTY

Name of Business Entity ill SlreelAddress or Assessor's Parcel Number or Real Property

Description or Business Activity ill City or 0 ther Precise Location of Real Properly

FAIR MARKET VALUE 0$2,000. $10,000 o $10,001 . $100,000 o $100.001 - $1.000.000

DOver $1.000,000

NATURE OF INTEREST o Property Ownership/Deed of Trusl

IF APPLICABLE, LIST DATE:

--'----1_09.~~L _ _' __ (]Jl_ ACQUIRED DISPOSED

D Slack [] Pmlnerslli!}

o Leasehold 0 Olher ---... -------.-~~--.~-~-~-Yrs. remaining

o Cilec k box if additional schedules reporting inveslmenls or mal properly am allached

o $1,001 .. $10.000

.... 3. LIST THE AME F EACH REP RT.

. INCOME OF $10,000 OR MORE {attach

... 4.INIIESTMENTS AND INTERESTS IN R " BUSINESS ENTITY OR tRUST

Clwck Dne bDx:

D INVESTMENT o REAL PROPERTY

Name of Business Entity ill Sireet Address or Assessor's Parcel Number of Real Property

Description or Business Activity Q[

City or Other Precise Location of Real Properly

FAIR MARKET VALUE 0$2,000 - $10.000 [] $'10,001 • $100,000 [] $100,001 • $l,OOD,OOO

[J Over $1,000,000

NATURE OF INTEREST D Properly OwnershiplDeed of Trust

IF APPLICABLE, LIST DI';-E:

-----"._--'JlJ!. __ 1 ___ 1' 09 ACQUIRED DI~i:>O~ED

o Stock D)artnership

o Leasehold o Other .~-----_- ... __ ~ Yrs. remaining

[] Check box rf addilionol schedules reporting inves!mel1lS or ff!dl properly are attached

FPPC Form 700 (2009/~~Jl0) Sch. A·2 FPPC Toll-Free Helpline: 866JASK-FPPC wW'iI.rJppc:.ca.gov

Page 4: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:15 FAX I4l 005

SCHEDULE C Income, Loans, & Business

Positions . Name

(Other than Gifts and Travel Payments) ___ M_argaret Whitn~~~ __

NAME OF SOURCE OF INCOME

ebay, Inc. ADDRESS (Business Address Acceplable)

2145 Hamilton Avenue, San Jose, CA 95125 . .~~-~.~.~~~~~~-

BUSINESS ACTIVITY, If ANY, OF SOURCE

Internet Sales ---------------~ ~"~~~~-.~.,.~~~~-~-~.~-

YOUR BUSINESS POSITION

CE O/Consultant

GROSS INCOME RECEIVED

o $500 . $1,000 0 $1,001 - $10,000

0$10,001 - $100,000 ~ OVEI~ $100,000

CONSIDERATION FOR WHICI-J INCOME WAS RECEIVED

o Salary D Spouse's or registered domestic portner's income

o Loan repayment

o Sale or ---------(Ptoperly, em; /Joal, etc.)

o Commission or 0 Rental Income, lisl each smm:o of $ 10, (J[}O nr mom ' __ .'~._" __ ·_'~_+~>-<-__________ ~ ___ ~'_~ ___ L'_""'~,_".~_~~~ .. ~>._~ ___ .,

!gl Other Salary and Stock Options (Descri/Jej

__ 111111_ NAME OF SOURCE OF INCOME

~~!_anford University Medical C~enter ____ ~ ___ _ ADDRESS (Business Address Acceptable)

~690 Hanover Street, Palo AI~~t CA 94304 _____ _ BUSINESS ACTIVITY, IF ANY, OF SOURCE

_Medical/Hospital Services YOUR BUSINESS POSITION

GHOSS INCOME RECEIVED

[J $500 . $1,000 D $1,001 • $'10,000

o $'10,001 . $'100.000 jgj OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECE!VED

[] Salary [8] Spouse's or regislsrerl domestic partner's i 1comEl

o Loan repayment

[J Sate of --- ~--__ _ (Properly. r;ar, boal, ele.)

Commission or Rantal Income, /151 m'lch sOllr;;/) of $10, no or mOle

o Other ---~,,------~ (Describe)

.. t:'2~' LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD'" '. ;., ,",.' . " .. "l:, ;' , .,-1 ___ lil __

* You are not required to report loans from commercial lencling institutions, or any indebt.eclness creatE:d as part of a retail installment or credit card transaction, made in tile lender's regular course of business on t(:rms available to members of the public without regard to your official status. Personal loans and loans [Hceived not in a lender's regular course of business must be disclosed as follows:

NAME OF LENDER"

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY, IF ANY, OF LENDE.R

HIGHEST BALANCE DURING REPORTING PERIOD

o $500 . $1,000

D $1,001 - $10,000

o $10,001 • $100,000

DOVER $100,000

Comments:

INTEREST HATE TERM (Monlhs/Years)

.. ~-.-~.--~% D None

SECURITY FOR LOAN

o None 0 Personal residence

[J r~ea! Property.. ~-__ _ SfI'eClllddress

CUy

D Other --~'"~---~ __ (iJm:(:tibo)

FPPC~ Form 700 (2009J~~1)10) Sch. C FPPC Toll-Free Helpline: 866/Jl.5I(-FPPG www.fJpc.ca.gov

Page 5: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:16 FAX 141 006

SCHEDULE C Income, Loans, & Business

Positions

CA'(iF ' RNIA " ~ '~l' .. I ~:~ 4 -- -

. FAIR POll ICAL. PRA • ? ,,".' l .

Name

(Othm Ulan Gifts and Travel Payments) Margaret Wilitman

NAME OF SOURCE OF INCOME

Whitehall Street Real Estate L.P. XIII ADDRESS (Business Address Acceptable)

180 Maiden Lane, 40th Floor, New York, NY 10038 BUSINESS ACTIVITY, IF ANY, OF SOURCE

Real Estate Investment YOUR BUSINESS POSITION

Limited Partner

GROSS INCOME RECEIVED

D $500 - $1,000

o $10,001 . $100,000

0$1.001 - $10,000

{gl OVER S100,OOO

.----~-<-- ~ .,.-<~~ • ..-~ ......... -

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

o Salary 0 Spouse's or registered domestic partner's inc(]me

o Loan repayment

o Sale or ---~-------(Property. car, Iloal, etc.)

[8J Olher Investment Return/Income (Describe)

---'-'«-<--~--------.----

NAME OF SOURCE OF INCOME

GS Private Equity Partner 1£~~9, L.P. ___ . ___ _ ADDRESS (Business Address Accepfilbfe)

180 Maiden Lane, 40th Floor, New York, NY 10038 ~- -.----

BUSINESS ACTIVITY, IF ANY, OF SOLJHCE

_~!.!vate Equity Fund YOUR BUSINESS POSITION

Limited Partner

mmss INCOME HECEtVED

[J $500 - $1,000 0 $1,001 - $10,000

0$'10,001 - $100,000 I8l OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

o Salary [J Spouse's or registemc: domestic IJmtner's il1come

D Loan repaymenl

[J Sale of -_ .. ' (Proporiy. eill; boal. fll!:.)

!8l Other _Investment Returnlfnc:orne (De.saitlflJ

.... ', 2. LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD " ".'" ',',. , .... : ::,' ", '" 1 ___ 111_-

* You are not required to report loans from commercial lencling institutions, or any indebtedness created as part of a retail instaJiment or credit carel transaction, made in tile lender's re~Jular course of business on l.I~rms

available to members of the public without regard to your official status. Personal loans and loans IHceived not in a lender's regular course of tmsinHss must be disclosed as follows:

NAME OF LENDER"

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY, IF ANY, OF LENDER

HIGHEST BALANCE DURING REPORTING PERIOI)

D $500 . $1.000

o $1,001 - $10,000

o $10,001 • $100.000

DOVER $100,000

Comments:

INrEREsT RATE TEHM (MonlhsiVean;:

.... ,.,._-_% 0 None

SECURITY FOR LOAN

o None 0 Personal residl~nce

o Real Properly., -----.

------------_._---Cily

LJ Guaranlor

o Other ([}fJscribv)

FPPC Form 700 (2009/;~()10) Sch. C FPPC Toll-Free Helpline: 8661i\SK~FPPG WWVU Jppc.ca.gov

Page 6: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:17 FAX I4l 007

SCHEDULE C Income, Loans, & Business

Positions Name

(OHl{~r Ulan Gifts and Travel Payments) Margaret Whitman

NAME OF SOURCE OF INCOME

GS Capital Partners 2000, L.P. ADDRESS (Business Address Acceptable)

180 Maiden Lane, 40th Floor, New Yorl<, NY 10038 ~·~ __ '''_T·'""'"_~ __ /_·_~''_~-_

BUSINESS ACTIVITV, IF ANY, OF SOURCE

Private Equity Fund YOUR BUSINESS POSITION

Limited Partner

GROSS INCOME RECEIVED

o $500 . $1,000 D .'£1.001 • $10,000

o $10,001 . $100,000 IZl OVER $100,000

CONSIDERATION FOR WHICI-! INCOME WAS RECEIVED

o Salary 0 Spouse's or r&gislered domestic partner's Im:ome

o Loan repayment

o Sale or -------------,~--~~-.. ~.,,~--.-.--.. --(Properly, car. tJOIII, ate.)

Igj Olher Investment Return/Income (DescriIJe)

NAME OF SOURCE OF INCOME

GS Special Opportunities Fund (Asia), L.F~~ __ _ ADDRESS (Business Address Acceptable)

180 Maiden Lane, 40th Floor, New York, r,:y 10038 ----- - _._-----------BUSINESS ACTIVITY. IF ANY, OF SOURCE

Private Equity Fund YOUR BUSINESS POSITION

Limited Partner ---~--.~,~~--------,----

GROSS INCOME RECEIVED

o $500 - ~nooo 0 $1,001 . $10,000

o $10,001 . $100,000 I&l OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

[] Salary 0 Spouse's or registered domestic partner'~ ncome

o Loan repayment

[J Sale or . (Pmporly. car, boar, e,'c.)

~ Other Investment Return/Income {Duseribe}

.,' 2: LoANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD" . .' . ,». . __ ._111_-:;. You are not required to report loans from commercial fending institutions, or any indebteclness creatE:d as part

of a retail installment or credit card transaction, made in the lender's re~Jular course of business on terms available to members of the public wlthout regard to your official status. Personal loans and loans n3ce.ived not in a lender's regular course of business must be disclosed as follows:

NAME OF LENDER'

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY, IF ANY, OF LENDER

HIGHEST BALANCE DURING REPORTING PERIOD

o $500· $1.000

o noOl • $10,000

o $10.001 • $100,000

DOVER $100,000

Comments:

INTEREST RATE TEF~M (MolT;hs/Vean;)

~ ___ % o None

SECURITY FOR LOAN

o None o Personal residmlce

[J Real Property

Cily

o Guarantor -,,-----~-,--_

o Other ___ , .. _____ ."'.~ __________ _ (Do,Scribl1)

---~---.. ~----~-.~----

FPPC Form 700 (20091;;;1)10) Sch. C FPPC Toll-Free Helpline: 86611\SK-FPPG www .• ppc.ca.gov

Page 7: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:18 FAX 141 008

SCHEDULE C Income, Loans, & Business

Positions Name

(OHler than Gifts and Travel Payments) Margaret Whitman

NAME OF SOURCE OF INCOME

Ra ndom House - Crown Publishing Gr,~~~P_ .. ~ .... _ ... ~._ ADDRESS (Business Address Acceptable)

1745 Broadway, N·ew York, NY 10019 _~~~_~~ __ ._ BUSINESS ACTIVITY, IF ANY, OF SOURCE

Book Publishing YOU R BUSINESS POSITION

GROSS. INCOME RECEIVED

0$500 - $1.000 0 $1,001 .. $10.000

0$10.001 - $100.000 I.8l OVER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

o Salary 0 Spouse's or registered domestic partner's income

D Loan repayment

, 0 Sale of -------- ... ~ ........ ~--..... . (Properly, CIlr, boat. elG"

(gJ Other Royalties (Describe)

NAME OF SOURCE OF INCOME

Goldman Sachs ------ADDRESS (Business Address Acceptable)

~5 Broad Str~et, 17th Floor, New York, N~:_toO~ BUSINESS ACTIVITY. IF ANY. OF SOu/~CE

Financial Services ~----~~-------.,~.--------.----

YOUR BUSINESS POSITION

Former Director ------ ".~------.-~--

GROSS INCOME HECEIVED

o $500 - $1,000 0 $1,001 • $10.000

o $'10.001 - $10Q,(JO[) 1&1 OVER ~;100,OOO

CONSIDERATION FOR WHICH INCOME. WAS RECEIVED

D Salary 0 Spouse's or registered domestic partner's income

[J Loan repayment

o Sale of (Pf(J}Jl1fly. car, boal. ell;,)

[J CommIssion or Rental Income, Ii;;! each source o( $1« 1100 or mare ~-~.~~ .-.-~---~.

~ Other Stock 9..:..p_ti_o_ns _______________ . ___ _ (Describe)

1Ji;.: '2. LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD ,":! ", ' __ ._111_-* You are not required to report loans from commercial lending institutions, or any indebtr:dness created as part

of a retail installment or credit card transaction, made in the lender's regular course of business on :erms available to members of the public without regard to your official status. Personal loans and loans r Eiceived not in a lender's regular course of business must be disclosed as follows:

NAME OF LENDER'

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY. IF ANY. OF LENDER

HIGHEST BALANCE DURING REPORTING PERIOD

o $500 - $1.000

0$1.001 - $10.000

o $10.001 - $100.000

DOVER $100.000

Comments:

INTEI<EST RATE TEHM (MonthslYear!>I

-~-,~ .. -_% 0 None

SECURITY FOR LOAN

o None D Personal residence

[J Real Properly -~ .. ----~ Srrem address

~--------------.----City

o Guarant~r --------- -,.-----.. ----

o Other (Drn:r:rioe)

FPPC Form 700 (2009/:2 [ 10) Sch. C FPPC Toll-Free Helpline: 066/fl,SK·FPPC: WW1JI(. fppc.ca.gov

Page 8: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

04/13/10 11:19 FAX I4l 009

SCHEDULE C Income, Loans, & Business'

Positions (Other than Gifts and Travel Payments) Margaret Whitman

NAME OF SOURCE OF INCOME

Procter & Gamble Company ------------''----!:----.... -......... ~ ........ .. ADDRESS (Business Address Acceplable)

One Procter & Gamble Plaza BUSINESS ACTIVITY, If ANY, OF SOURCE

Manufacturer of Household Goods YOUR BUSINESS POSITION

Former Director

GROSS INCOME RECEIVED

o $500 - $1.000 0 $1,001 • $10,000

0$10.001 - $100,000 !g] OVER $100,000

CONSIDEI~ATION FOR WHICH INCOME WAS RECEIVED

o Salary o Spouse's or registered domestic pmtner'~, IIlCIJme

o loan repayment

o Sale of (Property. car, boat, ele.)

Commission or 0 Rental Income, lis! eiJch SDtJfCil of $1D,nOa or mom

~ Other Stock Options (Describe)

--.----

NAME OF SOURCE OF INCOME

ADDRESS (Business Address, AcceptlJbll~)

.------------------_._---BUSINESS ACTIVITY, IF ANY, OF SOURCE

VOlll1 BUSINESS POSITION

GfmSS INCOME HECEIVED

[] $500 • $1.000 0 $1,001 .. :lil0,000

0$10,001 - $100,000 0 DVm ~,100,OOO

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

o Salary [] Spouse's or registered domestic partner's income

[J loan repaymenl

[] Sale of (Pro})orly, car, baat, el/:.)

Commission or Rental Income,lisl each source o{ 51 ~, lIDO or more

-------------------------

[] Other ----~ .. --------.----

(De!iCfibe)

.... 2. LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD .

* You are not required to report loans from commerGial lenrJing institutions. or any indebtedness created as part of a retail installment or credit card transaction. made in the lender's regular course of business on :mms available to members of the public: without regard to your official status. Personal loans and [Dans rEfceived not in a lender's regular course of business mllst be disclosed as follows:

NAME OF LENDER"

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY, IF ANY, OF LENDER

HIGHEST BALANCE DURING REPORTING PERIOI.)

o $500 - $1,000

o $1,001 - $10,000

o $10,001 - $100,000.

DOVER $100.000

Comments:

INTEREST RATE TERM (Mont1s/Vears:

SECURlTV fOR LOAN

[] Nona 0 Personal residence

o Real Property _····~ ____ .. _w _______ • ___ _

SImer ilddre5~

City

o Guarantor --~'------'---

o Other -~------­(Describe)

FPPC Form 700 (2009J::1110) Sch. C FPPC Toll-Free Helpline: 8661J\SK-FPPG W\l\lU~ :'ppc.ca.gov

Page 9: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-2 - Form 700, 03!J.2/09 - 03/12/10 Investments, Income and Assets of Business Entitiesrrrusts

1. Business Entity or Trust

Busi Glm Bu~int:S5 Entity or Trust Nnme Address Trust

;)r\'vr::'=.=nvt-!tt:! ~!~!:. j":L;; OUJ' .. ,;)ou., ·ff1...LS~ illfi.~

Fair Date Mkt. Dis-

2. 3.

Gross Inc.

Position Rec'd Source of Inc. ---- ---- ----f"i/i\..,. over X

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4. Investments nL Investment in Real Property

In". / Real PrOD.

INV

Name!Adrlrec~~ npc:r-rir'Hnn

Investment Partnersllip

PIll'trle:-si:Jip

Investment Pllrtnership

Pa..'"1nersnip

Partnership

Partnership

Date Datn

F~!: !\J!~:!_ V!!L 0~~~~!!:-!!!!::: .A __ ::::;!!::-:!! ~!=;!!!::~!!

N/A Pnrtnership 9/3012009

Over $1 ,000,000 Pnrmership

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Page 10: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-l • Form 7UU, 03/12/09 - 03112/10 Investments, Income and Assets of Business Entitiesrrrusts

1. Business Entity orTrust

Bus I Ceo Fair­Mkt

Date Dis- Nature

2. 3.

Gross Inc:. Source

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.4. Investments llpd Investment in Real Property

Inv.1 Real

"'.: ,·:.~·,,·p~y.·""J .. ,~2·.1;';~I~~_t!~~~?~. ~~~g~,:.!, ~?~;~.~~:.;~.~:~;:~7.7I~} ~":,,,; , ::.::, .. ~;

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BC I~PriVate Investors (CCD). L.P. c/o Bain Capital !NY

Dllte Dote

S100,001 -$i,OOO,OOO

Investment Partnership $100,000

··r..i~::::'::'·~;:""J_·~

Investment $100,001· Partnership SI,OOO,OOO

ElUt1!'~Ur 11 •

Page 11: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-2 - Form 700, 03/12/09 - 03/12/10 Investnlents, Income and Assets of Business Entitiesrrrusts

1. Business Entity or Trust

Bus I Cen Fair Mkt.

Dnte Dis- Nature

2. 3.

Gross Inc. Source

4. Investments abd Inl'cstment in Real Property

tn\'./ Real

!NY

Date Date Fair Mkt. Val.

1' •• ",3 or 1I

Page 12: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A.2 - Form 700,03/12/09 - 03/12/10 Investments, Income and Assets of Business Entitiesrrrusts

1. Business Entity or Trust

Bus I Gcn Fnir Mkt.

Dntl! Dis~ Nature

i

2. 3.

Gross Inc. Souree DatI!

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Page 13: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-2 - Form 700, 03/12/09 - 03/12/10 Investments, Income and Assets of Business Entitiestrrusts

1. Business Entity or Trust Fair Mkt.

Date Business Entity Bus! Gcn Dis- Nature

2. 3.

Gross Inv.! Inc. Source Real Date Dllte

n.i Tn ... Fair I",,1kt. 'Val.

SilveriUake Partners II TSA, L.P. [NY 2775 ~~nd Hill Road, Suite 100, Menlo Park, CA 94025

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Page 14: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A~2 • Form 700, 03/12/09 - 03/12110 Investments, Income and Assets of Business Entitiesffrusts

I. Business Entity or Trust

Bus! Gen Fair Mkt.

Date Dis- Naturl.l

2.

Gross Ine.

3.

I

I 4. InYestments a~d Investment in Renl Property

Inv./

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Nn me/Add ress

Abaca Technology Corp. 1010 Rincon Circle. San Jose, CA 95131~1325

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Communicnti on SecurilV

Date Dnte

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Page 15: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-2 - Form 700, 03/12/09 - 03112110 Investments, Income and Assets ofBuBincss EntitiesITrusts

Business Entity or T!"1"lst Name

1. Business Entity or Trust

Busl Gen Fair Mkt.

Dlltc Dis- Nature

2.

Gross Inc.

3.

Source

I

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4. In,,,tm'''" .1. ln~'m'n' in Roo' P"'R"" In\'./ Real Date Date

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Page 16: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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SCHEDULE A-2 Form 700, 03112/09 - 03112110 Investments, Income and Assets of Business EntitieslTrusts

1. Business Entity or Trust

Fair Date Business Entity Bus I Gen MI{t. Dis-or Trust Nlll:lle Address Trust Descrip Vaiue posed

Whitford Limited PO Box 860. Bus lnvestme Over N/A rannersilip ':;a.'1lloga Spr.ngs, n[ ~i:rvvO,

(General Putner· NY 12866 Putnersh 000 Sweetwater Trust) ip

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2. 3. 4. Investments a*d Investment In Real Property

Gross Inv.! Nature Inc. Source Rcnl crIllv. ~ ~ ~ Prop. NameiAddress

Limited Partner Over X fa....'1llcrs $iuu}; hip

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of the Americas. 46th Fioor. New York. NY

Description

In vestment Pnrmersillp

Partnershlp

Fair il'lkt. Vai.

$100.001 • .) i ,CuJu,Ouu

Ownership

Partnership

Date Acquired

Date Disposed

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Page 17: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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1. Business Entity or Trust

Fair Dnte Business Entity Busl Cen Mkt. Dis-or-Trust l'~ame Address Trust Dt!Scnn Value Dosed

2. 3.

Gross Nature Inc. Source of Inv. Posinon Recio of Ine..

lnv.! Real

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lnve.snnent Partnership

$10,001 -S100,OOO

Date Date

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Business Entity

1. Busiuess Entity or-Trust

Bu:s I Gen Fair Mkt.

'\{alue

Date Dis~ Natur-/!

uflnv. Position

2.

Gross Inc:.

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3. 4. Investments llhd Investment in Renl Pr-operty

lnv.! Source Real

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Page 19: List of Meg Whitman's Current Investments in VC, PE, and Hedge Funds (Pages 9 - 19)

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I. Business Entity or Trust

Bus! _ Gen Fllir Mkt.

Dllte Dis- Nature Business Entity

or Trust Nmne Address Trust Descrip Value posed of In\', Position

2.

Gross Inc.

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Investment Over Sl,OOO,OOO Prutnership .;, ;';";';";',;::"':;':::; .... .ir.r

Note

$\00,001-$1,000,000 Note

Date Acquired

Date

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