list of securities eligible for reduced margin #1 compiled by the investment industry regulatory...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 September 30, 2014 Organization of Canada

List of Securities Eligible for Reduced Margin [effective from December 5, 2014 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) 1ST AST US&CDALIFECO FLI 1STAST US&CDALIFCOAD FLI.A FIRST NAT'L FIN CORP FN 1ST NATL FIN SR 1 PR FN.PR.A 1STASST MORNMOMNT UN WXM 1STASST MORNMOMENTAD WXM.A 1STAST MORNCDAVAL UN FXM 1STAST MORNCDAVAL AD FXM.A 5N PLUS INC. VNP A&W REVENUE RYLTY UN AW.UN ABERDEEN ASIA-PACIFC FAP ABSOLUTE SOFTWARE J ABT ACTIVENERGY INCM UN AEU.UN ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AG GROWTH INT'L INC. AFN AGELLAN COMMERCL UN ACR.UN AGF MANAGEMENT B NV AGF.B AGNICO EAGLE MINES AEM AGRIUM INC. AGU AGT FOOD&INGREDIENTS AGT AIMIA INC. AIM AIMIA INC. SER 1 PR AIM.PR.A AIMIA INC. SER 3 PR AIM.PR.C AINSWORTH LUMBER CO ANS AIR CANADA AC AIRBOSS OF AMERICA J BOS ALACER GOLD CORP. J ASR ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALGONQUIN PWR & UTIL AQN ALGONQUIN PWR A PR AQN.PR.A

Description Symbol ALGONQUIN PWR D PR AQN.PR.D ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIED NEVADA GOLD J ANV ALLIED PROP. REIT UN AP.UN ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTAGAS LTD SR E PR ALA.PR.E ALTAGAS LTD SR G PR ALA.PR.G ALTAGAS LTD C PR USF ALA.PR.U ALTIUS MINERALS CORP ALS ALTUS GROUP LIMITED AIF AMERICAN HOTL LP UN HOT.UN AMICA MATURE LFSTYLE ACC ARC RESOURCES LTD. ARX ARGONAUT GOLD INC. J AR ARSENAL ENERGY INC J AEI ARTEK EXPLORATION J RTK ARTIS REIT UN AX.UN ARTIS REIT SER A PR AX.PR.A ARTIS REIT SER E PR AX.PR.E ARTIS REIT SER G PR AX.PR.G ARTIS REIT PR C US AX.PR.U ASANKO GOLD INC. J AKG ASTONHILL VIP INCMUN VIP.UN ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y ATHABASCA OIL CORP J ATH ATRIUM MTG INVEST AI ATS AUTOMATION TOOL ATA AURICO GOLD INC. AUQ AUSTRALIAN REIT A UN HRR.UN AUTOCANADA INC. ACQ



Description Symbol AVIGILON CORPORATION AVO AXIA NETMEDIA CORP J AXX B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD BANK OF NOVA SCOTIA BNS BANK OF N S SR 19 PR BNS.PR.A BANK OF N S SR 21 PR BNS.PR.B BANK OF N S SR 23 PR BNS.PR.C BANK OF N S SR 14 PR BNS.PR.L BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z BANKERS PETROLEUM J BNK BARRICK GOLD CORP ABX BAYLIN TECH INC. J BYL BAYTEX ENERGY CORP. BTE BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K

Description Symbol BCE INC. PR SER AM BCE.PR.M BCE INC. PR SER AO BCE.PR.O BCE INC. PR SER AQ BCE.PR.Q BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BELL ALIANT INC. BA BELL ALIANTPF EQ PRA BAF.PR.A BELL ALIANTPR EQ PRE BAF.PR.E BELLATRIX EXPL LTD. BXE BIRCHCLIFF ENERGY BIR BIRCHCLIFF ENGY PR A BIR.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO BK OF MON PR SER 13 BMO.PR.J BK OF MON PR SER 14 BMO.PR.K BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 23 BMO.PR.P BK OF MON PR SER 25 BMO.PR.Q BK OF MON PR SER 17 BMO.PR.R BK OF MON PR SER 27 BMO.PR.S BK OF MON PR SER 29 BMO.PR.T BK OF MON PR SER 31 BMO.PR.W BLACK DIAMOND GROUP BDI BLACKBERRY LIMITED BB BLACKPEARL RES INC J PXX BLUE RIBBON INCM UN RBN.UN BMO AGGREGATEBND ETF ZAG BMO CDN DIVIDEND UN ZDV



Description Symbol BMO COVERD CALLCDNBK ZWB BMO COVERDUTILITY UN ZWU BMO DJ INDUSTAVG UN ZWA BMO EQ WGT US BANKS ZUB BMO EQL WGT BANK ETF ZEB BMO EQL WGT REITS UN ZRE BMO EQL WGT UTIL ETF ZUT BMO HY US CRPHDG ETF ZHY BMO JUNIOR GOLD ETF ZJG BMO MID CRP BOND ETF ZCM BMO MSCI EAFE HEGCAD ZDM BMO S&P/TSX COMPINDX ZCN BMO S&P/TSX LADPR UN ZPR BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BMO SHRT CRP BND ETF ZCS BMO US HIGHDIVCOV UN ZWH BMO VOLATLTY CAD UN ZLB BOARDWALK REIT UN BEI.UN BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BONAVISTA ENERGY BNP BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BOYD GROUP FND TR UN BYD.UN BRKFLD GLBINFRAS SEC BGI.UN BROMPTON LIFESPLT PR LCS.PR.A BROOKFIELD HIYLDSTGY BHY.UN BROOKFIELD INFRAS UN BIP.UN

Description Symbol BROOKFIELD RENEW UN BEP.UN BROOKFIELD RESIDENTL BRP BROOKFIELD RL EST RV BRE BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 34 BAM.PF.B BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 36 BAM.PF.C BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 37 BAM.PF.D BROOKFLD ASSET PR 38 BAM.PF.E BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 40 BAM.PF.F BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X BROOKFLD ASSET PR 30 BAM.PR.Z BROOKFLD PPTY LP UN BPY.UN BRP INC. SV DOO BTB REIT UN BTB.UN CAE INC. CAE CALFRAC WELL SERV CFW CALLOWAY REIT TR UN CWT.UN CAMECO CORPORATION CCO CAN-60 INCOME EQ NV CSY CANACCORD GENUITY CF CANACCORD GEN A PR CF.PR.A CANACCORD GEN C PR CF.PR.C



Description Symbol CANACOL ENERGY J CNE CANADIAN NATURAL RES CNQ CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM CANBANC INCM EQTY NV CIC CANELSON DRILLING CDI CANEXUS CORP. CUS CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANOE EIT INCOME UN EIT.UN CANWEL BUILDING GRP CWX CANYON SERVICES GRP FRC CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPITAL PWR SER 3 PR CPX.PR.C CAPITAL PWR SER 5 PR CPX.PR.E CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CAPSTONE MINING J CS CARDINAL ENERGY J CJ CARGOJET INC. CJT CARGOJET INC. VV CJT.A CASCADES INC. CAS CATAMARAN CORP. CCT CATHEDRAL ENGY SERV CET CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN BANC CORP CL 'A' BK CDN BANC CORP. PR BK.PR.A CDN ENERGY SERV&TECH CEU CDN IMPERIAL BANK CM

Description Symbol CDN IMP BK SER 26 PR CM.PR.D CDN IMP BK SER 27 PR CM.PR.E CDN IMP BK SER 29 PR CM.PR.G CDN IMP BK SER 39 PR CM.PR.O CDN LIFE CO SPLIT A LFE CDN LIFE COSPLT PR12 LFE.PR.B CDN NAT'L RAILWAY CNR CDN OIL SANDS LTD. COS CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X CDN UTIL 2ND PR Y CU.PR.C CDN UTIL 2NDSR AA PR CU.PR.D CDN UTIL 2ND PR BB CU.PR.E CDN UTIL 2NDSR CC PR CU.PR.F CDN UTIL 2NDSR DD PR CU.PR.G CDN WSTRN BANK CWB CDN WSTRN BK SR 5 PR CWB.PR.B CELESTICA INC SV CLS CENOVUS ENERGY INC. CVE CENTERRA GOLD INC. CG CENTRAL FUND CL A NV CEF.A CENTRAL FUND A NV US CEF.U CENTRAL GOLDTRUST UN GTU.UN CENTRAL GOLDTR US UN GTU.U CERES GLOBAL AG CORP CRP CGI GROUP CL A SV GIB.A CHARTWELL RETIRE UN CSH.UN CHEMTRADE LOGISTC UN CHE.UN CHINA GLD INTL RES J CGG CHINOOK ENERGY INC. CKE CHOICE PPTY REIT UN CHP.UN



Description Symbol CHORUS AVIATION A VV CHR.A CHORUS AVIATION B V CHR.B CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CIPHER PHARMA J DND CITADEL INCM FUND UN CTF.UN CLARKE INC. CKI CLEARWATER SEAFOODS CLR COGECO CABLE INC SV CCA COLABOR GROUP INC. GCL COM DEV INT'L LTD. CDV COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG CONCORDIA HLTHCARE J CXR CONSTELLATION SOFTWR CSU CONTINENTAL GOLD J CNL CONTRANS GROUP SV CSS CONVERTIBLE DBINCMUN OCV.UN COPPER MOUNTAIN J CUM CORUS ENTRTMNT B CJR.B COTT CORPORATION BCB CRESCENT POINT CORP. CPG CREW ENERGY INC. CR CROMBIE REAL EST UN CRR.UN CT RL EST INVEST UN CRT.UN DEETHREE EXPL LTD. J DTX DELPHI ENERGY CORP. DEE DESCARTES SYSTEMS DSG DETOUR GOLD CORP J DGC DH CORPORATION DH DHX MEDIA LTD. VARIABLE VOTING DHX.A DHX MEDIA LTD. DHX.B DIRECTCASH PAYMENTS DCI

Description Symbol DIRTT ENV SOLUTION J DRT DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DIVIDEND 15SPLIT 2 A DF DIVIDEND 15SPLT 2 PR DF.PR.A DOLLARAMA INC. DOL DOMINION DIAMOND DDC DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DREAM GLOBAL REIT UN DRG.UN DREAM HRD ASETALT UN DRA.UN DREAM INDUSTRL REIT DIR.UN DREAM OFFICE REIT UN D.UN DREAM UNLTD CL A SV DRM DREAM UNLTD 1ST PR DRM.PR.A DUNDEE CORP. CL A SV DC.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE CORP 1ST PR 4 DC.PR.C DUNDEE CORP 1ST PR 3 DC.PR.D DUNDEE PRECIOUS MTL DPM EAGLE ENERGY TR UN J EGL.UN EASYHOME LTD. EH EGI FINANCIAL HLDGS EFH ELDORADO GOLD CORP. ELD ELEMENT FIN CORP. EFN ELEMENT FIN PR A EFN.PR.A ELEMENT FIN PR C EFN.PR.C ELEMENT FIN PR E EFN.PR.E EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A



Description Symbol EMERA INC. SER C PR EMA.PR.C EMERA INC. SER E PR EMA.PR.E EMERA INC. SER F PR EMA.PR.F EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE SER 9 PR ENB.PF.A ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE SER 11 PR ENB.PF.C ENBRIDGE INC SR D PR ENB.PR.D ENBRIDGE SER 13 PR ENB.PF.E ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE SER 15 PR ENB.PF.G ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE SER 7 PR ENB.PR.J ENBRIDGE INC SR N PR ENB.PR.N ENBRIDGE INC SR P PR ENB.PR.P ENBRIDGE INC SR R PR ENB.PR.T ENBRIDGE SER L US PR ENB.PF.U ENBRIDGE SR J US PR ENB.PR.U ENBRIDGE SER 5 US PR ENB.PF.V ENBRIDGE SER 1 US PR ENB.PR.V ENBRIDGE SER 3 PR ENB.PR.Y ENBRIDGE INCM HLDGS ENF ENCANA CORPORATION ECA ENDEAVOUR SILVER J EDR ENERCARE INC. ECI ENERFLEX LTD. EFX ENERGY FUELS INC. J EFR ENERPLUS CORPORATION ERF ENGHOUSE SYSTEMS LTD ESL ENSIGN ENGY SERVICES ESI EPSILON ENERGY LTD J EPS

Description Symbol ESSENTIAL ENERGY LTD ESN EU BL-CHP DIVGROW UN EBC.UN EVERTZ TECHNOLOGIES ET EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXFO INC. SV EXF EXTENDICARE INC. EXE FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER K PR FFH.PR.K FAM REIT UN F.UN FIERA CAPITAL A SV FSZ FIN 15 SPLIT II A FFN FIN 15 SPLIT II PR FFN.PR.A FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A FINNING INT'L INC. FTT FIRM CAP MTG INVEST FC FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST QUANTUM MNRL J FM FIRSTSERVICE CORP SV FSV FORTIS INC. FTS FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTIS INC. 1ST PR J FTS.PR.J FORTIS INC. 1ST PR K FTS.PR.K



Description Symbol FORTIS INC. 1ST PR M FTS.PR.M FORTUNA SILVER MINES FVI FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU FRONT ST US MLP EQ C MLP GEAR ENERGY LTD. GXE GENERAL MOTORS CO US GMM.U GENESIS LAND DEV GDC GENWORTH MI CANADA MIC GIBSON ENERGY INC GEI GILDAN ACTIVEWEAR GIL GLENTEL INC. GLN GLUSKIN SHEFF + ASSC GS GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GOLDCORP INC. G GRAN TIERRA ENERGY J GTE GRANITE RL EST TR UN GRT.UN GREAT CDN GAMING GC GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR P GWO.PR.P GT-WEST LIFECO PR Q GWO.PR.Q GT-WEST LIFECO PR R GWO.PR.R GT-WEST LIFECO PR S GWO.PR.S

Description Symbol GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A GUYANA GOLDFIELDS J GUY H&R RL EST STAPLE UN HR.UN HARDWOODS DIST INC. HWD HEALTHLEASE REIT UN HLP.UN HEROUX-DEVTEK INC. HRX HIGH ARCTIC ENGY INC HWO HIGH LINER FOODS INC HLF HNZ GROUP INC. HNZ.A HNZ GROUP INC. VV HNZ.B HOLLOWAY LODGE CRP J HLC HOME CAPITAL GROUP HCG HORIZON BETA60BEAR A HXD HORIZON BETA60BULL A HXU HORIZON BETAGLD BULL HGU HORIZON CORPBND E UN HAB HORIZONS CORPBND ADV HAB.A HORIZON CRDEOIL BLUN HOU HORIZON CRDEOIL BRUN HOD HORIZON INCM EQ E UN HEX HORIZON ENHNCEQTY AD HEX.A HORIZON FLTGRTBND UN HFR HORIZONS FLTGBND ADV HFR.A HORIZON NATGAS BR+UN HND HORIZON NTH LOGSTC J HNL HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HORIZON PREF CL E UN HPR HORIZONS PREF ADV UN HPR.A HUDBAY MINERALS INC. HBM HUDSON'S BAY COMPANY HBC HUSKY ENERGY INC. HSE



Description Symbol HUSKY ENERGY SR 1 PR HSE.PR.A IAMGOLD CORPORATION IMG IGM FINANCIAL INC. IGM IGM FINANCIAL B PR IGM.PR.B IMAX CORPORATION IMX IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO INDEXPLUS INCOME UN IDX.UN INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR E IAG.PR.E INDSTRL ALLIANCEPR F IAG.PR.F INDSTRL ALLIANCEPR G IAG.PR.G ING DIVRSFLTGLOAN UN IFL.UN ING FLTG RT SNR A UN ISL.UN ING FLTG RTSNR US UN ISL.U INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNERGEX RENEW PR C INE.PR.C INNVEST REIT UNITS INN.UN INOVALIS REIT UN INO.UN INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTER PIPELINE LTD. IPL INTERFOR CORPORATION IFP INTERRENT REIT UN J IIP.UN INTERTAIN GRP LTD J IT INTERTAPE POLYMER ITP ISHARE CDN HYBRD BND XHB ISHARE CDN RLRET BND XRB ISHR CDNDIVARISTO UN CDZ ISHARE CDNDIVARISTAD CDZ.A

Description Symbol ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARE DIVRS MO INCM XTR ISHARE GLDBULHDGD UN CGL ISHARE GLDBUL NN-HDG CGL.C ISHARE INTLFNDMNT UN CIE ISHARE INTLFNDMNT AD CIE.A ISHARE MSCI EAFE IDX XIN ISHARE SP/TSX SMLCAP XCS ISHARE US DIVGROW UN CUD ISHARE US DIVGRO ADV CUD.A ISHARES CDN CORP BND XCB ISHARES CDN GOVT BND XGB ISHARES CDNFINMO UN FIE ISHARES CDNFINMO ADV FIE.A ISHARES CDNPREF UN CPD ISHARES CDNPREF ADV CPD.A ISHARES CORE S&P 500 XSP ISHARES CORESP500IDX XUS ISHARES FLTG RATE UN XFR ISHARES GOLD TRUST IGT ISHARES JAPFNDMNT UN CJP ISHARES JAPFNDMNTLAD CJP.A ISHARE SHDURATION UN CSD ISHARES SHDUR ADV A CSD.A ISHARES US FNDMTL UN CLU ISHARES US FNDMTL AD CLU.A ISHARES US FNDMNTL B CLU.B ISHARES US FNDMNTL C CLU.C ISHARES USHIGHYLD UN CHB ISHARES US HIYLD ADV CHB.A ISHARES US HIYLD BND XHY ISHARES US SMALL CAP XSU



Description Symbol ISHR CDN UNIVERS BND XBB ISHR CORECDNLT BNDUN XLB ISHR CORECDNSHMPLBND XSH ISHR COREHICDNBND UN XQB ISHR COREHICDNBND AD XQB.A ISHR CORESP/TSX DIV XEI ISHR CORMSCIEAFE IMI XEF ISHR S&PTSX NA PRSTK XPF ISHRE 1-5 GOVTBND UN CLF ISHRE 1-5 GOVTBND AD CLF.A ISHRE 1-5 CORPBND UN CBO ISHRE 1-5CORPBND AD CBO.A ISHRE CDN SH TRM BND XSB ITHACA ENERGY INC. IAE JEAN COUTU GROUP SV PJC.A JUST ENERGY GROUP JE KELT EXPL LTD. J KEL KEYERA CORP. KEY KILLAM PROPERTIES J KMP KINROSS GOLD CORP. K KIRKLAND LAKE GLD J KGI KP TISSUE INC. KPT LABRADOR IRON ORE LIF LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 11 LB.PR.F LAURENTIAN BK PR 13 LB.PR.H LEGACY OIL + GAS INC LEG LEGUMEX WALKER INC. LWP LEISUREWORLD SR CARE LW LIFE & BANC SPLIT A LBS LIFE & BANC SPLIT PR LBS.PR.A LIGHTSTREAM RES LTD LTS LINAMAR CORPORATION LNR

Description Symbol LIQUOR STORES NA LTD LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER A PR L.PR.A LONG RUN EXPL LTD. J LRE LUCARA DIAMOND J LUC LUNDIN MINING CORP LUN MACDONALD DETTWILER MDA MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANULIFE FINANCIAL MFC MANULIFE FIN A PR 1 MFC.PR.A MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN SR 7 PR MFC.PR.H MANULIFE FIN SR 9 PR MFC.PR.I MANULIFE FIN SR11 PR MFC.PR.J MANULIFE FIN SR13 PR MFC.PR.K MANULIFE FIN SR15 PR MFC.PR.L MANULIFE FIN SR17 PR MFC.PR.M MANULIFE FLTGRTLN UN MFR.UN MAPLE LEAF FOODS INC MFI MARRET INVEST BND UN MIG.UN MARRET RESOURCE J MAR MARTINREA INT'L INC. MRE MAXIM POWER CORP. MXG MCAN MORTGAGE CORP. MKP MCCOY GLOBAL INC. MCB MCEWEN MINING INC. J MUX



Description Symbol MCEWEN-MINERA EXCH J MAQ MDC PARTNERS CL A SV MDZ.A MEDICAL FACILITIES DR MEG ENERGY CORP. MEG MELCOR DEVELOPMENTS MRD MERCER INT'L INC. US MRI.U METHANEX CORPORATION MX METRO INC. MRU MILESTONE APTREIT UN MST.UN MINT INCME FND TR UN MID.UN MITEL NETWORKS CORP. MNW MONEDA LATAMFXD A UN MLF.UN MORGUARD NA REIT UN MRG.UN MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOUNTAIN PROVINCE J MPV MTY FOOD GROUP INC. MTY MULLEN GROUP LTD. MTL N.A. ENERGY PARTNERS NOA NAT'L BANK OF CANADA NA NAT'L BANK SER 16 PR NA.PR.L NAT'L BANK SER 20 PR NA.PR.M NAT'L BANK SER 28 PR NA.PR.Q NAT'L BANK SER 30 PR NA.PR.S NEPTUNE TECH & BIO J NTB NEVSUN RESOURCES J NSU NEW FLYER INDUSTRIES NFI NEW GOLD INC. NGD NEWALTA CORPORATION NAL NORANDA INCM PRIORUN NIF.UN NORBORD INC. NBD NORTH WEST COMPANY NWC NORTHLAND POWER INC. NPI

Description Symbol NORTHLAND PWR SR1 PR NPI.PR.A NORTHLAND PWR SR3 PR NPI.PR.C NOVADAQ TECH INC. J NDQ NOVAGOLD RESOURCES J NG NTHN PPTY REIT UN NPR.UN NUVISTA ENERGY LTD. NVA NW HEALTHCARE UN NWH.UN OCEANAGOLD CORP. OGC OCP CREDIT STGY UN OCS.UN OCP SENIOR CREDIT UN OSL.UN ONEX CORPORATION SV OCX OPEN TEXT CORP OTC OROCOBRE LTD. ORD J ORL ORYX PETE CORP. J OXC PACIFIC RUBIALES PRE PAINTED PONY PETE J PPY PAN AMERICAN SILVER PAA PARALLEL ENERGY UN PLT.UN PARAMOUNT RES CL A POU PAREX RESOURCES J PXT PARKLAND FUEL CORP. PKI PARTNERS REIT UN PAR.UN PASON SYSTEMS INC. PSI PATTERN ENERGY GRP A PEG PEMBINA PIPELINE PPL PEMBINA PIPE SR 1 PR PPL.PR.A PEMBINA PIPE SR 3 PR PPL.PR.C PEMBINA PIPE SR 5 PR PPL.PR.E PEMBINA PIPE SR 7 PR PPL.PR.G PENGROWTH ENERGY PGF PENN WEST PETROLEUM PWT PERFORMANCE SPORTS PSG PEYTO EXPL & DEV PEY



Description Symbol PHX ENERGY SERVICES PHX PIMCO GBL INCMOPP UN PGI.UN PIZZA PIZZA ROYALTY PZA PLAZA RETAIL REIT UN PLZ.UN POLARIS MINERALS J PLS POTASH CORP OF SASK POT POWER CORP OF CDA SV POW POWER CORP 5.6% PR A POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P POWER FIN 5.50% PR R PWF.PR.R POWER FIN 4.80% PR S PWF.PR.S POWER FIN 4.20% PR T PWF.PR.T PRECIOUS MTL&MINE UN MMP.UN PRECISION DRILL CORP PD PREFERRED INVEST UN PSF.UN PREMIER GOLD MINES J PG PREMIUM BRANDS HLDGS PBH

Description Symbol PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A PRIMERO MINING CORP. P PROGRESSIVE WASTE BIN PULSE SEISMIC INC. PSD PURE INDUSTRIAL UN AAR.UN PURE TECH LTD. J PUR PURPOSE TOT RET BOND PBD PWRSHARES CORPBND UN PSB QLT INC. QLT QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B RAGING RIVER EXPL RRX RDM CORPORATION J RC REDKNEE SOLUTIONS J RKN REGAL LIFESTYLE J RLC REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESOLUTE FOREST PROD RFP RETROCOM REIT UN RMM.UN RIO ALTO MINING J RIO RIOCAN RL EST TR UN REI.UN RIOCAN REIT SER A PR REI.PR.A RIOCAN REIT SER C PR REI.PR.C RITCHIE BROS AUCTION RBA RMP ENERGY INC. J RMP ROCK ENERGY INC. J RE ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B ROGERS SUGAR INC. RSI RONA INC. RON RONA INC. 5.25% PR RON.PR.A



Description Symbol ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER BB RY.PR.H ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER AK RY.PR.K ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AX RY.PR.Y ROYAL BANK PR SER AZ RY.PR.Z ROYAL GOLD, INC. RGL RUSSEL METALS INC. RUS RY CDN MINT-GOLD ETR MNT RY CDN MINT-GOLD USF MNT.U SANDSTORM GOLD LTD. SSL SANDVINE CORP J SVC SAPUTO INC. SAP SAVANNA ENERGY CORP. SVY SAVARIA CORP. J SIS SCITI TRUST TRANS UN SIN.UN SEABRIDGE GOLD INC J SEA SECURE ENERGY SERV J SES SEMAFO INC. J SMF SENTRY PRIME METAL A PME SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAWCOR LTD. SCL SHERRITT INT'L CORP S

Description Symbol SIERRA WIRELESS SW SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SIRIUS XM CDA A SV J XSR SNC - LAVALIN GROUP SNC SOLIUM CAPITAL INC J SUM SPROTT INC. SII SPROTT RESOURCE CORP SCP SR SECURED FLTGLN UN FRL.UN STANTEC INC. STN STELLA-JONES INC. SJ STILLWATER MINING US SWC.U STRAD ENERGY SERV J SDY STUART OLSON INC. SOX STUDENT TRANSPORT STB SUMMIT IND REIT UN J SMU.UN SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SUPREMEX INC. SXP SURGE ENERGY INC. J SGY SYMPHONY FLTGLOAN UN SSF.UN T.D. BANK TD T.D. BANK SER 1 PR TD.PF.A



Description Symbol T.D. BANK SER 3 PR TD.PF.B T.D. BANK SER O PR TD.PR.O T.D. BANK SER P PR TD.PR.P T.D. BANK SER Q PR TD.PR.Q T.D. BANK SER R PR TD.PR.R T.D. BANK SER S PR TD.PR.S T.D. BANK SER T PR TD.PR.T T.D. BANK SER Y PR TD.PR.Y T.D. BANK SER Z PR TD.PR.Z TAHOE RESOURCES J THO TALISMAN ENERGY INC. TLM TALISMAN ENERGY PR A TLM.PR.A TANZANIAN ROYALTY J TNX TAYLOR NTHAMEROPP UN TOF.UN TECK RES CL A MV TCK.A TECK RES CL B SV TCK.B TELUS CORPORATION T TEMBEC INC. TMB TEMPLE HOTELS INC. TPH TERAGO INC. TGO TERRAVEST CAPITAL TVK THOMPSON CREEK METAL TCM THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIM HORTONS INC. THI TIMBERCREEK MORTGAGE TMC TIMBERCREEK SR MTG MTG TMX GROUP LIMITED X TOP 20 U.S. DIV A UN TUT.UN TORC OIL & GAS LTD. TOG TOROMONT INDUSTRIES TIH TORSTAR CL B NV TS.B TOTAL ENGY SERV INC. TOT

Description Symbol TOURMALINE OIL CORP. TOU TRANSALTA RENEWABLE RNW TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER C PR TA.PR.F TRANSALTA SER E PR TA.PR.H TRANSALTA SER G PR TA.PR.J TRANSAT A.T. CL A TRZ.A TRANSAT A.T. CL B TRZ.B TRANSATLANTIC PETE J TNP TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C TRANSCAN CORP PR 7 TRP.PR.D TRANSCAN CORP PR 9 TRP.PR.E TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL TREZ CAP MTG INVST A TZZ TRICAN WELL SERVICE TCW TRICON CAPITAL GROUP TCN TRILOGY ENERGY CORP. TET TRIMAC TRANSPORT A TMA TRINIDAD DRILLING TDG TRUE NTH APT REIT UN TN.UN TRUE NTHCOMMERCL JUN TNT.UN TURQUOISE HILL RES TRQ UNI-SELECT INC. UNS URANIUM PARTICIPATE U VALEANT PHARM INT'L VRX VALENER INC. VNR



Description Symbol VALENER INC. SR A PR VNR.PR.A VANGRD FTSE DEV EXNA VDU VANGUARD CDAALLCAPUN VCN VANGUARD CDN AGR BND VAB VANGUARD CDN S-T BND VSB VANGUARD FTSEEMRGMKT VEE VANGUARD S&P500 INDX VFV VANGUARD S-T CRPBOND VSC VANGUARD US MKTIDXUN VUN VECIMA NETWORKS INC. VCM VERESEN INC. VSN VERESEN INC SER A PR VSN.PR.A VERESEN INC SER C PR VSN.PR.C VERMILION ENERGY INC VET VICWEST INC. VIC VIRGINIA MINES INC J VGQ WAJAX CORPORATION WJX WEST FRASER TIMBER WFT WESTERN ENERGY SERV WRG WESTERN FOREST PROD WEF WESTERNONE INC. WEQ WESTJET AIRLINES LTD WJA WESTJET AIRLINE VARY WJA.A WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTPORT INNOVATIONS WPT WESTSHORE TERMINALS WTE WHISTLER BLACKCOMB WB WHITECAP RESOURCES J WCP WI-LAN INC. WIN

Description Symbol WINPAK LIMITED WPK WPT INDUSTRL REIT US WIR.U WSP GLOBAL INC. WSP XTREME DRILL&COIL J XDC YAMANA GOLD INC. YRI YELLOW MEDIA LIMITED Y YIELDPLUS INCOME UN YP.UN ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY ATLANTIC POWER ATP AVALON RARE METALS J AVL BALLARD POWER SYS BLD BANRO CORPORATION J BAA CARDIOME PHARMA CORP COM DENISON MINES CORP DML DRAGONWAVE INC. DWI ENDO INT'L PLC ORD ENL ENTREE GOLD INC. J ETG EXETER RESOURCE J XRC GAZIT-GLOBE LTD. ORD GZT GENERAL MOLY, INC. GMO GOLDEN MINERALS J AUM GOLDEN STAR RESOURCE GSC GT PANTHER SILVER J GPR INT'L TOWER HILL J ITH IVANHOE ENERGY INC IE N.A. PALLADIUM LTD. PDL NOVACOPPER INC. J NCQ



Description Symbol NTHRN DYNASTY MIN J NDM ONCOLYTICS BIOTECH ONC PARAMOUNT GOLD&SIL J PZG PRETIUM RESOURCES J PVG QUEST RARE MIN J QRM RARE ELEMENT RES J RES REVETT MINING CO J RVM RICHMONT MINES RIC RUBICON MINERALS J RMX SILVERCORP METALS J SVM SMART TECH INC A SV SMA TASEKO MINES LTD. TKO TEKMIRA PHARM CORP. TKM URANERZ ENERGY J URZ VISTA GOLD CORP VGZ

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) 1ST AST US&CDALIFECO FLI 1STAST US&CDALIFCOAD FLI.A AIR CANADA AC ALTAGAS LTD SR G PR ALA.PR.G AUSTRALIAN REIT A UN HRR.UN BAYLIN TECH INC. J BYL BCE INC. PR SER AM BCE.PR.M BCE INC. PR SER AO BCE.PR.O BCE INC. PR SER AQ BCE.PR.Q BELL ALIANTPR EQ PRE BAF.PR.E BK OF MON PR SER 31 BMO.PR.W BMO US HIGHDIVCOV UN ZWH BROMPTON LIFESPLT PR LCS.PR.A BROOKFIELD RL EST RV BRE CDN BANC CORP CL 'A' BK CDN BANC CORP. PR BK.PR.A CERES GLOBAL AG CORP CRP DHX MEDIA LTD. VARIABLE VOTING DHX.A DHX MEDIA LTD. DHX.B DUNDEE CORP 1ST PR 3 DC.PR.D ENBRIDGE SER 13 PR ENB.PF.E ENBRIDGE SER 15 PR ENB.PF.G EU BL-CHP DIVGROW UN EBC.UN FIN 15 SPLIT II A FFN FIN 15 SPLIT II PR FFN.PR.A FORTIS INC. 1ST PR M FTS.PR.M GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B

Description Symbol ADDITIONS GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A HNZ GROUP INC. HNZ.A HNZ GROUP INC. VV HNZ.B HORIZON BETAGLD BULL HGU INTERTAIN GRP LTD J IT ISHARE US DIVGROW UN CUD ISHARE US DIVGRO ADV CUD.A ISHARES CDN GOVT BND XGB ISHARES US FNDMTL UN CLU ISHARES US FNDMTL AD CLU.A ISHARES US FNDMNTL B CLU.B ISHARES US FNDMNTL C CLU.C ISHR CORECDNLT BNDUN XLB ISHR COREHICDNBND UN XQB ISHR COREHICDNBND AD XQB.A ISHR S&PTSX NA PRSTK XPF MANULIFE FIN SR17 PR MFC.PR.M MCEWEN-MINERA EXCH J MAQ MELCOR DEVELOPMENTS MRD MONEDA LATAMFXD A UN MLF.UN OROCOBRE LTD. ORD J ORL ORYX PETE CORP. J OXC PEMBINA PIPE SR 7 PR PPL.PR.G PIMCO GBL INCMOPP UN PGI.UN PURPOSE TOT RET BOND PBD SUPREMEX INC. SXP T.D. BANK SER 3 PR TD.PF.B TAYLOR NTHAMEROPP UN TOF.UN TERAGO INC. TGO

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TRANSALTA SER G PR TA.PR.J VANGRD FTSE DEV EXNA VDU VANGUARD CDAALLCAPUN VCN

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) 1ST AST US&CDALIFECO ULC.UN AIR CANADA CL A VV AC.A AIR CANADA CL B AC.B ALARMFORCE IND J AF ARGENT ENERGY UN J AET.UN ASTONHILL OIL&GAS UN OGF.UN AUGUSTA RESOURCE J AZC AUSTRALIA BANCSEC UN AUZ.UN BMO MIDUS IG HEGBND ZMU BROOKFLD ASSET PR 22 BAM.PR.P BROOKFLD CDA OFFICE BOX.UN BROOKFLD OFFICE PR L BPO.PR.L BROOKFLD OFFICE PR P BPO.PR.P BROOKFLD RENEW PR 3 BRF.PR.C CANSO CREDIT A UN PBY.UN CARFINCO FINANCIAL CFN CDN CONVERT PLUS UN CCI.UN CEQUENCE ENERGY LTD. CQE CHESSWOOD GROUP LTD. CHW CORRIDOR RESOURCES CDH COXE COMMODITY A UN COX.UN CRIUS ENERGY TR UN KWH.UN CROCOTTA ENERGY INC. CTA DHX MEDIA LTD. DHX DOUBLELINE INCM A UN DSL.UN EAST COAST INVGRD UN ECF.UN ECOSYNTHETIX INC. J ECO EQTY FINANCL HLDGS J EQI

Description Symbol DELETIONS EQUITABLE GROUP INC. EQB EQUITABLE GRP PR 1 EQB.PR.A GAMEHOST INC. GH GLBL DIV GROWERS UN GDG.UN HALOGEN SOFTWARE J HGN HORIZON COMEXSLVR BL HZU IMVESCOR RESTAURANT IRG INDIGO BOOKS & MUSIC IDG ISHARES EQWEIGHT UN CEW ISHARES EQWEIGHT ADV CEW.A KLONDEX MINES LTD. J KDX LEON'S FURNITURE LTD LNF MACQUARI GLBINFRASUN MQI.UN MANULIFE FIN SR 1 PR MFC.PR.E MELCOR REIT UN MR.UN NEVADA COPPER CORP J NCU NEW LOOK EYEWEAR J BCI NGEX RESOURCES INC J NGQ NORDION INC. NDN PERPETUAL ENERGY INC PMT PICTON MAHONEY A UN PMB.UN PWRSHR FTSE RAFI CDN PXC PWRSHR ULTR LIQLTGVT PGL ROYAL BANK PR SER AT RY.PR.T ROYAL BANK PR SER AV RY.PR.X SEARS CANADA INC SCC TAG OIL LTD. J TAO TECSYS INC. J TCS TOSCANA ENERGY J TEI

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TRANSCONTINENTL D PR TCL.PR.D TREZ CAPSNRMTG INV A TZS VANGUARD FTSE CDAIDX VCE



Eligibility Criteria For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of

the three months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a

related common security from that same issuer.

list of securities eligible for reduced margin #1 compiled by the investment industry regulatory...

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