list of securities eligible for reduced margin · advantage oil & gas altius minerals corpaav...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 December 31, 2019

Organization of Canada IIROC Notice 20-0043 Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from March 25, 2020 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1



Description Symbol

TORONTO STOCK EXCHANGE (TSX)

ADVANTAGE OIL & GAS AAV

ABSOLUTE SOFTWARE J ABT

BARRICK GOLD CORP ABX

AIR CANADA VOTE & VV AC

AURORA CANNABIS J ACB

ALTAGAS CANADA INC. ACI

ATCO LTD. CL I NV ACO.X

ATCO LTD. CL II ACO.Y

AUTOCANADA INC. ACQ

ALARIS ROYALTY CORP. AD

ANDREW PELLER A NV ADW.A

ANDREW PELLER LTD. B ADW.B

AGNICO EAGLE MINES AEM

AG GROWTH INT'L INC. AFN

AGF MANAGEMENT B NV AGF.B

ALAMOS GOLD INC. J AGI

ATRIUM MTG INVEST AI

ALTUS GROUP LIMITED AIF

AIMIA INC. AIM

AIMIA INC. SER 1 PR AIM.PR.A

AIMIA INC. SER 2 PR AIM.PR.B

AIMIA INC. SER 3 PR AIM.PR.C

AKUMIN INC. J AKU

AKUMIN INC. J USF AKU.U

ALTAGAS LTD. ALA

ALTAGAS LTD SR A PR ALA.PR.A

ALTAGAS LTD SR B PR ALA.PR.B

ALTAGAS LTD SR E PR ALA.PR.E

ALTAGAS LTD SR G PR ALA.PR.G

ALTAGAS LTD SR H PR ALA.PR.H

ALTAGAS LTD SR I PR ALA.PR.I

ALTAGAS LTD SR K PR ALA.PR.K

Description Symbol ALTAGAS LTD C PR USF ALA.PR.U

ALTIUS MINERALS CORP ALS

ALTIUS MINERALS PR ALS.PR.A

ALITHYA GROUP J A SV ALYA

ALLIED PROP. REIT UN AP.UN

APHRIA INC. J APHA

AUTOMOTIVE PPTY UN APR.UN

ALGONQUIN PWR & UTIL AQN

ALGONQUIN PWR A PR AQN.PR.A

ALGONQUIN PWR D PR AQN.PR.D

AECON GROUP INC. ARE

ARC RESOURCES LTD. ARX

ALACER GOLD CORP. J ASR

ATS AUTOMATION TOOL ATA

ALIMENTATION CL A MV ATD.A

ALIMENTATION CL B SV ATD.B

ATLANTIC POWER ATP

ARITZIA INC. SV ATZ

A&W REVENUE RYLTY UN AW.UN

ARTIS REIT UN AX.UN

ARTIS REIT SER A PR AX.PR.A

ARTIS REIT SER E PR AX.PR.E

ARTIS REIT SER I PR AX.PR.I

ALEXCO RESOURCE J AXU

BADGER DAYLIGHTING BAD

BROOKFLD ASSET A LV BAM.A

BROOKFLD ASSET PR 32 BAM.PF.A

BROOKFLD ASSET PR 34 BAM.PF.B

BROOKFLD ASSET PR 36 BAM.PF.C

BROOKFLD ASSET PR 37 BAM.PF.D

BROOKFLD ASSET PR 38 BAM.PF.E

BROOKFLD ASSET PR 40 BAM.PF.F

BROOKFLD ASSET PR 42 BAM.PF.G




Description Symbol BROOKFLD ASSET PR 44 BAM.PF.H

BROOKFLD ASSET PR 46 BAM.PF.I

BROOKFLD ASSET PR 48 BAM.PF.J

BROOKFLD ASSET PR 2 BAM.PR.B

BROOKFLD ASSET PR 4 BAM.PR.C

BROOKFLD ASSET PR 8 BAM.PR.E

BROOKFLD ASSET PR 9 BAM.PR.G

BROOKFLD ASSET PR 13 BAM.PR.K

BROOKFLD ASSET PR 17 BAM.PR.M

BROOKFLD ASSET PR 18 BAM.PR.N

BROOKFLD ASSET PR 24 BAM.PR.R

BROOKFLD ASSET PR 25 BAM.PR.S

BROOKFLD ASSET PR 26 BAM.PR.T

BROOKFLD ASSET PR 28 BAM.PR.X

BROOKFLD ASSET PR 30 BAM.PR.Z

BLACKBERRY LIMITED BB

BROOKFIELD BUS LP UN BBU.UN

COTT CORPORATION BCB

BCE INC. BCE

BCE INC. PR SER AA BCE.PR.A

BCE INC. PR SER AB BCE.PR.B

BCE INC. PR SER AC BCE.PR.C

BCE INC. PR SER AD BCE.PR.D

BCE INC. PR SER AE BCE.PR.E

BCE INC. PR SER AF BCE.PR.F

BCE INC. PR SER AG BCE.PR.G

BCE INC. PR SER AH BCE.PR.H

BCE INC. PR SER AI BCE.PR.I

BCE INC. PR SER AJ BCE.PR.J

BCE INC. PR SER AK BCE.PR.K

BCE INC. PR SER AL BCE.PR.L

BCE INC. PR SER AM BCE.PR.M

BCE INC. PR SER AN BCE.PR.N

Description Symbol BCE INC. PR SER AO BCE.PR.O

BCE INC. PR SER AQ BCE.PR.Q

BCE INC. PR SER R BCE.PR.R

BCE INC. PR SER S BCE.PR.S

BCE INC. PR SER T BCE.PR.T

BCE INC. PR SERIES Y BCE.PR.Y

BCE INC. PR SERIES Z BCE.PR.Z

BLACK DIAMOND GROUP BDI

BIRD CONSTRUCTION BDT

BOARDWALK REIT UN BEI.UN

BROOKFIELD RENEW UN BEP.UN

BROOKFIELD RENEW PR5 BEP.PR.E

BROOKFIELD RENEW PR7 BEP.PR.G

BROOKFIELD RENEW PR9 BEP.PR.I

BROOKFIELD RENEWPR11 BEP.PR.K

BROOKFIELD RENEWPR13 BEP.PR.M

BROOKFIELD RENEWPR15 BEP.PR.O

BRKFLD GLBINFRAS SEC BGI.UN

BAUSCH HEALTH CO BHC

BROOKFIELD INFRAS UN BIP.UN

BROOKFIELD INFRASPR1 BIP.PR.A

BROOKFIELD INFRASPR3 BIP.PR.B

BROOKFIELD INFRASPR5 BIP.PR.C

BROOKFIELD INFRASPR7 BIP.PR.D

BROOKFIELD INFRASPR9 BIP.PR.E

BROOKFIELD INFRAPR11 BIP.PR.F

BIRCHCLIFF ENERGY BIR

BIRCHCLIFF ENGY PR A BIR.PR.A

BIRCHCLIFF ENGY PR C BIR.PR.C

CDN BANC CORP CL 'A' BK

CDN BANC CORP. PR BK.PR.A

BALLARD POWER SYS BLDP

BELLUS HEALTH INC. BLU




Description Symbol BORALEX INC. CL A BLX

BANK OF MONTREAL BMO

BK OF MON PR SER 26 BMO.PR.A

BK OF MON PR SER 38 BMO.PR.B

BK OF MON PR SER 40 BMO.PR.C

BK OF MON PR SER 42 BMO.PR.D

BK OF MON PR SER 44 BMO.PR.E

BK OF MON PR SER 46 BMO.PR.F

BK OF MON PR SER 25 BMO.PR.Q

BK OF MON PR SER 27 BMO.PR.S

BK OF MON PR SER 29 BMO.PR.T

BK OF MON PR SER 31 BMO.PR.W

BK OF MON PR SER 33 BMO.PR.Y

BK OF MON PR SER 35 BMO.PR.Z

BONTERRA ENERGY CORP BNE

BANK OF NOVA SCOTIA BNS

BANK OF N S SR 31 PR BNS.PR.D

BANK OF N S SR 34 PR BNS.PR.E

BANK OF N S SR 33 PR BNS.PR.F

BANK OF N S SR 36 PR BNS.PR.G

BANK OF N S SR 38 PR BNS.PR.H

BANK OF N S SR 40 PR BNS.PR.I

BANK OF N S SR 30 PR BNS.PR.Y

BANK OF N S SR 32 PR BNS.PR.Z

AIRBOSS OF AMERICA J BOS

BOSTON PIZZA FND UN BPF.UN

BROOKFLD OFFICE PRAA BPO.PR.A

BROOKFLD OFFICE PR T BPO.PR.T

BROOKFLD PPTY LP UN BPY.UN

BRIDGEMARQ RL EST RV BRE

BTB REIT UN BTB.UN

B2GOLD CORP. BTO

BOYD GROUP SERVICES BYD

Description Symbol BAYLIN TECH INC. J BYL

CAE INC. CAE

CALEDONIA MINING PLC CAL

CDN APARTMENT TR UN CAR.UN

CASCADES INC. CAS

ISHRE 1-5 CORPBND UN CBO

COGECO COMMUN INC SV CCA

CCL INDUSTRIES CL A CCL.A

CCL INDUSTRIES CL B CCL.B

CAMECO CORPORATION CCO

CERIDIAN HCM HLDG J CDAY

ISHR CDNDIVARISTO UN CDZ

SPROTT PHYGLD&SIL TR CEF

SPROTT PHYGLD&SIL US CEF.U

CES ENERGY SOLUTN CEU

CANACCORD GENUITY CF

CANACCORD GEN A PR CF.PR.A

CANACCORD GEN C PR CF.PR.C

CANFOR CORPORATION CFP

CANFOR PULP PRODUCTS CFX

CENTERRA GOLD INC. CG

ISHARE GLDBULHDGD UN CGL

ISHARE GLDBUL NN-HDG CGL.C

COGECO INC. SV CGO

CHEMTRADE LOGISTC UN CHE.UN

CHOICE PPTY REIT UN CHP.UN

CHORUS AVIATION V&VV CHR

CHESSWOOD GROUP LTD. CHW

CHAMPION IRON ORD J CIA

COLLIERS INTL GRP SV CIGI

CI FINANCIAL CORP. CIX

CARDINAL ENERGY J CJ

CORUS ENTERTNMNT B CJR.B




Description Symbol CARGOJET INC. COM&VV CJT

ISHRE 1-5 GOVTBND UN CLF

ALCANNA INC. CLIQ

CLEARWATER SEAFOODS CLR

CELESTICA INC SV CLS

CDN IMPERIAL BANK CM

CDN IMP BK SER 39 PR CM.PR.O

CDN IMP BK SER 41 PR CM.PR.P

CDN IMP BK SER 43 PR CM.PR.Q

CDN IMP BK SER 45 PR CM.PR.R

CDN IMP BK SER 47 PR CM.PR.S

CDN IMP BK SER 49 PR CM.PR.T

CDN IMP BK SER 51 PR CM.PR.Y

COMPUTER MODELLING J CMG

ISHARES MONEYMKT UN CMR

CANACOL ENERGY J CNE

CONTINENTAL GOLD J CNL

CANADIAN NATURAL RES CNQ

CDN NAT'L RAILWAY CNR

CNOOC LIMITED ADRS CNU

CDN PACIFIC RAILWAY CP

ISHARES CDNPREF UN CPD

CRESCENT POINT CORP. CPG

CAPITAL POWER CORP. CPX

CAPITAL PWR SER 1 PR CPX.PR.A

CAPITAL PWR SER 3 PR CPX.PR.C

CAPITAL PWR SER 5 PR CPX.PR.E

CAPITAL PWR SER 7 PR CPX.PR.G

CAPITAL PWR SER 9 PR CPX.PR.I

CAPITAL PWR SR 11 PR CPX.PR.K

CRH MEDICAL CORP. J CRH

CRONOS GROUP INC. J CRON

CROMBIE REAL EST UN CRR.UN

Description Symbol CT RL EST INVEST UN CRT.UN

CI 1STAST INTERSTSVG CSAV

CHARTWELL RETIRE UN CSH.UN

CONSTELLATION SOFTWR CSU

CORBY SPIRIT&WINE A CSW.A

CORBY SPIRIT&WN B NV CSW.B

CANADIAN TIRE CORP CTC

CANADIAN TIRE A NV CTC.A

CDN UTILITIES A NV CU

CDN UTIL 2ND PR Y CU.PR.C

CDN UTIL 2ND PR AA CU.PR.D

CDN UTIL 2ND PR BB CU.PR.E

CDN UTIL 2ND PR CC CU.PR.F

CDN UTIL 2ND PR DD CU.PR.G

CDN UTIL 2ND PR EE CU.PR.H

CDN UTIL 2ND PR FF CU.PR.I

CDN UTILITIES CL B CU.X

COMINAR REAL EST UN CUF.UN

CENOVUS ENERGY INC. CVE

CDN WSTRN BANK CWB

CDN WSTRN BK SR 5 PR CWB.PR.B

CDN WSTRN BK SR 7 PR CWB.PR.C

CDN WSTRN BK SR 9 PR CWB.PR.D

CHARLOTTE'S WEB HLDG CWEB

CANWEL BUILDING GRP CWX

DREAM OFFICE REIT UN D.UN

DIVIDEND 15SPLIT 2 A DF

DIVIDEND 15SPLT 2 PR DF.PR.A

DIVIDEND 15 SPLT A DFN

DIVIDEND 15 SPLT PR DFN.PR.A

DIV GROWTH SPLT CL A DGS

DIV GROWTH SPLIT PR DGS.PR.A

DREAM INDUSTRL REIT DIR.UN




Description Symbol DIVERS RYLTY CORP. DIV

EVOLVE CA PREF UNHEG DIVS

HORIZON US$ CUR A UN DLR

HORIZON US$CUR A USF DLR.U

DOLLARAMA INC. DOL

BRP INC. SV DOO

DUNDEE PRECIOUS MTL DPM

MEDICAL FACILITIES DR

DREAM HRD ASETALT UN DRA.UN

DREAM UNLTD CL A SV DRM

DIRTT ENV SOLUTION J DRT

DIVIDEND SELECT 15EQ DS

DESCARTES SYSTEMS DSG

DYNAMIC ISHR GLBLDIV DXG

DYNAMIC ISHR PREF UN DXP

ENCANA CORPORATION ECA

ECN CAPITAL CORP. ECN

ECN CAPITAL 6.50% PR ECN.PR.A

ECN CAPITAL 6.25% PR ECN.PR.C

ECOSYNTHETIX INC. J ECO

ENDEAVOUR SILVER J EDR

ENDEAVOUR MINING ORD EDV

ELEMENT FLEET MGT EFN

ELEMENT FLEET PR A EFN.PR.A

ELEMENT FLEET PR C EFN.PR.C

ELEMENT FLEET PR E EFN.PR.E

ELEMENT FLEET PR G EFN.PR.G

ELEMENT FLEET PR I EFN.PR.I

ENERGY FUELS INC. J EFR

ENERFLEX LTD. EFX

EXCHANGE INCOME CORP EIF

CANOE EIT SER 1 PR EIT.PR.A

CANOE EIT SER 2 PR EIT.PR.B

Description Symbol CANOE EIT INCOME UN EIT.UN

ELDORADO GOLD CORP. ELD

EMERA INCORPORATED EMA

EMERA INC. SER A PR EMA.PR.A

EMERA INC. SER B PR EMA.PR.B

EMERA INC. SER C PR EMA.PR.C

EMERA INC. SER E PR EMA.PR.E

EMERA INC. SER F PR EMA.PR.F

EMERA INC. SER H PR EMA.PR.H

EMPIRE CO CL A NV EMP.A

ENBRIDGE INC. ENB

ENBRIDGE SER 9 PR ENB.PF.A

ENBRIDGE SER 11 PR ENB.PF.C

ENBRIDGE SER 13 PR ENB.PF.E

ENBRIDGE SER 15 PR ENB.PF.G

ENBRIDGE SER 17 PR ENB.PF.I

ENBRIDGE SER 19 PR ENB.PF.K

ENBRIDGE SER L US PR ENB.PF.U

ENBRIDGE SER 5 US PR ENB.PF.V

ENBRIDGE 5.50% PR ENB.PR.A

ENBRIDGE INC SR B PR ENB.PR.B

ENBRIDGE INC SR C PR ENB.PR.C

ENBRIDGE INC SR D PR ENB.PR.D

ENBRIDGE INC SR F PR ENB.PR.F

ENBRIDGE INC SR H PR ENB.PR.H

ENBRIDGE SER 7 PR ENB.PR.J

ENBRIDGE INC SR N PR ENB.PR.N

ENBRIDGE INC SR P PR ENB.PR.P

ENBRIDGE INC SR R PR ENB.PR.T

ENBRIDGE SR J US PR ENB.PR.U

ENBRIDGE SER 1 US PR ENB.PR.V

ENBRIDGE SER 3 PR ENB.PR.Y

ENGHOUSE SYSTEMS LTD ENGH




Description Symbol EQUITABLE GROUP INC. EQB

EQUITABLE GRP PR 3 EQB.PR.C

ENERPLUS CORPORATION ERF

ERO COPPER CORP. J ERO

ENSIGN ENGY SERVICES ESI

EVERTZ TECHNOLOGIES ET

EXTENDICARE INC. EXE

EXFO INC. SV EXF

FAIRFAX AFRICA SV US FAH.U

ABERDEEN ASIA-PACIFC FAP

FIRM CAP MTG INVEST FC

FIRST CAP REIT UN FCR.UN

FRONTERA ENERGY CORP FEC

FAIRFAX FINANCIAL SV FFH

FAIRFAX FIN SER C PR FFH.PR.C

FAIRFAX FIN SER D PR FFH.PR.D

FAIRFAX FIN SER E PR FFH.PR.E

FAIRFAX FIN SER F PR FFH.PR.F

FAIRFAX FIN SER G PR FFH.PR.G

FAIRFAX FIN SER H PR FFH.PR.H

FAIRFAX FIN SER I PR FFH.PR.I

FAIRFAX FIN SER J PR FFH.PR.J

FAIRFAX FIN SER K PR FFH.PR.K

FAIRFAX FIN SER M PR FFH.PR.M

FAIRFAX FIN SV USF FFH.U

NA FIN 15 SPLIT A FFN

NA FIN 15 SPLIT 2 PR FFN.PR.A

CI 1STAST ENHGOVBOND FGO

CI1STAST ENHGVTBNDUS FGO.U

ISHARES CDNFINMO UN FIE

CI 1ST ASST INVBNDUN FIG

CI 1ST ASSTINVBND US FIG.U

FAIRFAX INDIA SV USF FIH.U

Description Symbol FRANKLIN LIB GLB BND FLGA

CI 1STASTUS&CALIFECO FLI

FIRST QUANTUM MNRL J FM

FIRST NAT'L FIN CORP FN

1ST NATL FIN SR 1 PR FN.PR.A

1ST NATL FIN SR 2 PR FN.PR.B

FRANCO-NEVADA CORP. FNV

GOODFOOD MARKET J FOOD

FIRST MAJESTIC J FR

FRESHII INC. CL A SV FRII

FREEHOLD ROYALTIES FRU

FENNEC PHARMACEUT J FRX

FIRSTSERVICE CORP. FSV

FIERA CAPITAL A SV FSZ

FIRAN TECH GRP CORP. FTG

FINANCIAL 15 SPLT A FTN

FINANCIAL 15 SPLT PR FTN.PR.A

FORTIS INC. FTS

FORTIS INC. 1ST PR F FTS.PR.F

FORTIS INC. 1ST PR G FTS.PR.G

FORTIS INC. 1ST PR H FTS.PR.H

FORTIS INC.1ST PR I FTS.PR.I

FORTIS INC. 1ST PR J FTS.PR.J

FORTIS INC. 1ST PR K FTS.PR.K

FORTIS INC. 1ST PR M FTS.PR.M

FINNING INT'L INC. FTT

FORTUNA SILVER MINES FVI

GREAT CDN GAMING GC

GRAN COLOMBIA GOLD GCM

GLBL RLEST E-COMMERC GEC.UN

GIBSON ENERGY INC GEI

CGI INC. CL A SV GIB.A

GILDAN ACTIVEWEAR GIL




Description Symbol CDA GOOSE HLDGS SV GOOS

GRANITE RL EST TR UN GRT.UN

GOLDEN STAR RESOURCE GSC

GOEASY LTD. GSY

KNIGHT THERAPEUTICS GUD

GREAT-WEST LIFECO GWO

GT-WEST LIFECO PR F GWO.PR.F

GT-WEST LIFECO PR G GWO.PR.G

GT-WEST LIFECO PR H GWO.PR.H

GT-WEST LIFECO PR I GWO.PR.I

GT-WEST LIFECO PR L GWO.PR.L

GT-WEST LIFECO PR M GWO.PR.M

GT-WEST LIFECO PR N GWO.PR.N

GT-WEST LIFECO PR O GWO.PR.O

GT-WEST LIFECO PR P GWO.PR.P

GT-WEST LIFECO PR Q GWO.PR.Q

GT-WEST LIFECO PR R GWO.PR.R

GT-WEST LIFECO PR S GWO.PR.S

GT-WEST LIFECO PR T GWO.PR.T

GLOBAL WATER RES GWR

HYDRO ONE LIMITED H

HORIZON CORPBND E UN HAB

HUDSON'S BAY COMPANY HBC

HARVESTBRNDLDR+ A UN HBF

HARVESTBRNDLDR+US UN HBF.U

HUDBAY MINERALS INC. HBM

HOME CAPITAL GROUP HCG

HARDWOODS DIST INC. HDI

HORIZONS GOLD PROD E HEP

HORIZON FLTGRTBND UN HFR

BETAPROCDNGLDMNR2XBL HGU

HARVEST HLTHCRLDR UN HHL

HARVESTHEALTHCARE US HHL.U

Description Symbol HIGH LINER FOODS INC HLF

HLS THERAPEUTICS J HLS

HORIZONS MARIJ LFE A HMMJ

HORIZONS MARIJ US HMMJ.U

BETAPRO NATGAS 2XBUL HNU

BETAPRO CRDOIL-2X BR HOD

BSR REIT INVEST USF HOM.U

BSR REIT INVEST UN HOM.UN

AMERICAN HOTL UN USF HOT.U

AMERICAN HOTL LP UN HOT.UN

BETAPRO CRUDEOIL2XBL HOU

HORIZON PREF CL E UN HPR

BETAPRONASDQ100 2XBL HQU

H&R REAL ESTATE UN HR.UN

HEROUX-DEVTEK INC. HRX

BETAPRO S&P500 -2XBR HSD

HUSKY ENERGY INC. HSE

HUSKY ENERGY SR 1 PR HSE.PR.A

HUSKY ENERGY SR 2 PR HSE.PR.B

HUSKY ENERGY SR 3 PR HSE.PR.C

HUSKY ENERGY SR 5 PR HSE.PR.E

HUSKY ENERGY SR 7 PR HSE.PR.G

BETAPRO S&P500 2X BL HSU

HARVESTTECHACHVGRW A HTA

HARVESTTECHACHGROWUS HTA.U

HIGH ARCTIC ENGY INC HWO

BETAPROS&PTSX60-2XBR HXD

HORIZON S&P/TSX60 HXT

HORIZON S&P/TSX60 US HXT.U

BETAPROS&PTSX60 2XBL HXU

INDSTRL ALLIANCEPR I IAF.PR.I

IA FINANCIAL CORP. IAG

IBI GROUP INC. IBG




Description Symbol INTACT FIN CORP. IFC

INTACT FIN A SER 1 IFC.PR.A

INTACT FIN A SER 3 IFC.PR.C

INTACT FIN A SER 4 IFC.PR.D

INTACT FIN A SER 5 IFC.PR.E

INTACT FIN A SR 6 PR IFC.PR.F

INTACT FIN A SR 7 PR IFC.PR.G

INTERFOR CORPORATION IFP

IGM FINANCIAL INC. IGM

INTERRENT REIT UN J IIP.UN

IAMGOLD CORPORATION IMG

IMPERIAL OIL LTD. IMO

IMV INC. J IMV

INNERGEX RENEW ENGY INE

INNERGEX RENEW PR A INE.PR.A

INNERGEX RENEW PR C INE.PR.C

INOVALIS REIT UN INO.UN

INT'L PETE CORP. IPCO

INTER PIPELINE LTD. IPL

IPL PLASTICS INC. IPLP

INTERTAPE POLYMER ITP

IVANHOE MINES CL A J IVN

INVESQUE INC. IVQ

INVESQUE INC. USF IVQ.U

JAMIESON WELLNESS JWEL

KINROSS GOLD CORP. K

KEG ROYALTIES FND UN KEG.UN

KELT EXPL LTD. J KEL

KEYERA CORP. KEY

KIRKLAND LAKE GOLD J KL

KILLAM APT REIT UN J KMP.UN

CORVUS GOLD INC. J KOR

KP TISSUE INC. KPT

Description Symbol KINAXIS INC. J KXS

LOBLAW COMPANIES LTD L

LOBLAW CO. SER B PR L.PR.B

MEDIPHARM LABSCORP J LABS

LITHIUM AMERICAS J LAC

LAURENTIAN BK OF CAN LB

LAURENTIAN BK PR 13 LB.PR.H

LAURENTIAN BK PR 15 LB.PR.J

LIFE & BANC SPLIT A LBS

LIFE & BANC SPLIT PR LBS.PR.A

CDN LIFE CO SPLIT A LFE

CDN LIFE COSPLT PR12 LFE.PR.B

LABRADOR IRON ORE LIF

LEAGOLD MNG CORP. J LMC

LEON'S FURNITURE LTD LNF

LINAMAR CORPORATION LNR

LIGHTSPEED POS SV LSPD

LUNDIN GOLD INC. J LUG

LUNDIN MINING CORP LUN

MAG SILVER CORP. J MAG

MAGELLAN AEROSPACE MAL

MEDIAGRIF INTERACTV MDF

MAJOR DRILLING GROUP MDI

MEG ENERGY CORP. MEG

MANULIFE FINANCIAL MFC

MANULIFE FIN SR 2 PR MFC.PR.B

MANULIFE FIN A PR 3 MFC.PR.C

MANULIFE FIN SR 3 PR MFC.PR.F

MANULIFE FIN SR 5 PR MFC.PR.G

MANULIFE FIN SR 7 PR MFC.PR.H

MANULIFE FIN SR 9 PR MFC.PR.I

MANULIFE FIN SR11 PR MFC.PR.J

MANULIFE FIN SR13 PR MFC.PR.K




Description Symbol MANULIFE FIN SR15 PR MFC.PR.L

MANULIFE FIN SR17 PR MFC.PR.M

MANULIFE FIN SR19 PR MFC.PR.N

MANULIFE FIN SR21 PR MFC.PR.O

MANULIFE FIN SR 4 PR MFC.PR.P

MANULIFE FIN SR25 PR MFC.PR.Q

MANULIFE FIN SR23 PR MFC.PR.R

MAPLE LEAF FOODS INC MFI

MANULIFE FLTGRTLN UN MFR.UN

MACKENZIE FLTGRATE E MFT

MAGNA INT'L INC. MG

MACKENZIE GLBFXINCME MGB

MINTO APART REIT UN MI.UN

GENWORTH MI CANADA MIC

MINT INCME FND TR UN MID.UN

MCAN MORTGAGE CORP. MKP

MAVERIX METALS INC. MMX

RY CDN MINT-GOLD ETR MNT

RY CDN MINT-GOLD USF MNT.U

MOGO INC. J MOGO

MELCOR REIT UN MR.UN

MARTINREA INT'L INC. MRE

MORGUARD NA REIT UN MRG.UN

MORGUARD REAL EST UN MRT.UN

METRO INC. MRU

MORNEAU SHEPELL INC. MSI

MULLEN GROUP LTD. MTL

MTY FOOD GROUP INC. MTY

MACKENZIE UNCNSTRN E MUB

METHANEX CORPORATION MX

NAT'L BANK OF CANADA NA

NAT'L BANK SER 36 PR NA.PR.A

NAT'L BANK SER 38 PR NA.PR.C

Description Symbol NAT'L BANK SER 40 PR NA.PR.E

NAT'L BANK SER 42 PR NA.PR.G

NAT'L BANK SER 30 PR NA.PR.S

NAT'L BANK SER 32 PR NA.PR.W

NAT'L BANK SER 34 PR NA.PR.X

NEO PERFORM MATERIAL NEO

NEPTUNE WELLSOLUTN J NEPT

NEXA RESOURCES S.A. NEXA

NFI GROUP INC. NFI

NOVAGOLD RESOURCES J NG

NEWMONT CORPORATION NGT

NIGHTHAWK GOLD J NHK

N.A. CONSTRUCTION NOA

NORTHLAND POWER INC. NPI

NORTHLAND PWR PR 1 NPI.PR.A

NORTHLAND PWR PR 2 NPI.PR.B

NORTHLAND PWR PR 3 NPI.PR.C

NBI ACTVCDNPRSHR UN NPRF

NUTRIEN LTD. NTR

NUVISTA ENERGY LTD. NVA

NTHVIEW APT REIT UN NVU.UN

NW COMPANY VARV&COMV NWC

NW HEALTHCARE UN NWH.UN

OCEANAGOLD CORP. OGC

ORLA MINING LTD. J OLA

ONEX CORPORATION SV ONEX

OSISKO GLD ROYALTY OR

OROCOBRE LTD. ORD J ORL

NORBORD INC. OSB

OSISKO MINING INC. J OSK

OCP SENIOR CREDIT UN OSL.UN

OPEN TEXT CORP OTEX

PAN AMERICAN SILVER PAAS




Description Symbol PREMIUM BRANDS HLDGS PBH

CANSO CREDIT A UN PBY.UN

PATTERN ENERGY GRP A PEGI

PEYTO EXPL & DEV PEY

PIMCO GBL INCMOPP UN PGI.UN

PHX ENERGY SERVICES PHX

PREMIUM INCOME CL A PIC.A

PREMIUM INCOME PR PIC.PR.A

POLARIS INFRAS J PIF

PARKLAND FUEL CORP. PKI

PINNACLE RENEWBLENGY PL

PARK LAWN CORP. PLC

PLAZA RETAIL REIT UN PLZ.UN

PIMCO MTHLYINCMETFUN PMIF

PIMCO MTHLY INCM US PMIF.U

PIMCO GLBL SHRTCDA PMNT

PARAMOUNT RES CL A POU

POWER CORP OF CDA SV POW

POWER CORP 5.6% PR A POW.PR.A

POWER CORP 5.35% PR POW.PR.B

POWER CORP 5.80% PR POW.PR.C

POWER CORP 5.00% PR POW.PR.D

POWER CORP PART. PR POW.PR.E

POWER CORP SR861STPR POW.PR.F

POWER CORP 5.6% PR G POW.PR.G

PEMBINA PIPELINE PPL

PEMBINA PIPE PR 21 PPL.PF.A

PEMBINA PIPE PR 23 PPL.PF.C

PEMBINA PIPE PR 25 PPL.PF.E

PEMBINA PIPE SR 1 PR PPL.PR.A

PEMBINA PIPE SR 3 PR PPL.PR.C

PEMBINA PIPE SR 5 PR PPL.PR.E

PEMBINA PIPE SR 7 PR PPL.PR.G

Description Symbol PEMBINA PIPE SR 9 PR PPL.PR.I

PEMBINA PIPE PR 11 PPL.PR.K

PEMBINA PIPE PR 13 PPL.PR.M

PEMBINA PIPE PR 15 PPL.PR.O

PEMBINA PIPE PR 17 PPL.PR.Q

PEMBINA PIPE PR 19 PPL.PR.S

PRO REAL EST TR UN PRV.UN

PURPOSE HIGH INTSVGS PSA

PASON SYSTEMS INC. PSI

PRAIRIESKY ROYALTY PSK

POINTS INT'L LTD. J PTS

PRETIUM RESOURCES J PVG

POWER FINANCIAL PR A PWF.PR.A

POWER FINANCIAL PR D PWF.PR.E

POWER FIN 5.25% PR E PWF.PR.F

POWER FIN 5.90% PR F PWF.PR.G

POWER FIN 5.75% PR H PWF.PR.H

POWER FIN 6% PR I PWF.PR.I

POWER FIN 4.95% PR K PWF.PR.K

POWER FIN 5.10% PR L PWF.PR.L

POWER FIN 5.80% PR O PWF.PR.O

POWER FIN 4.40% PR P PWF.PR.P

POWER FINANCIAL PR Q PWF.PR.Q

POWER FIN 5.50% PR R PWF.PR.R

POWER FIN 4.80% PR S PWF.PR.S

POWER FIN 4.20% PR T PWF.PR.T

POWER FIN 5.15% PR V PWF.PR.Z

PAREX RESOURCES J PXT

PIZZA PIZZA ROYALTY PZA

QUEBECOR INC CL A MV QBR.A

QUEBECOR INC CL B SV QBR.B

RESTAURANT BRND INTL QSR

STINGRAY GROUP SV RAY.A




Description Symbol STINGRAY VARY SV RAY.B

RITCHIE BROS AUCTION RBA

BLUE RIBBON INCM UN RBN.UN

RICHELIEU HARDWARE RCH

ROGERS COMM CL A RCI.A

ROGERS COMM CL B NV RCI.B

REAL MATTERS INC. REAL

RECIPE UNLIMITED SV RECP

RIOCAN RL EST TR UN REI.UN

RESOLUTE FOREST PROD RFP

CI 1ST ASSET CDNREIT RIT

ROCKY MTN DEALERSHIP RME

TRANSALTA RENEWABLE RNW

ROOTS CORPORATION ROOT

RBC CDN PREF CA UN RPF

ROGERS SUGAR INC. RSI

RUSSEL METALS INC. RUS

ROYAL BANK OF CANADA RY

ROYAL BANK PR SER AA RY.PR.A

ROYAL BANK PR SER AC RY.PR.C

ROYAL BANK PR SER AE RY.PR.E

ROYAL BANK PR SER AF RY.PR.F

ROYAL BANK PR SER AG RY.PR.G

ROYAL BANK PR SER BB RY.PR.H

ROYAL BANK PR SER BD RY.PR.J

ROYAL BANK PR SER BF RY.PR.M

ROYAL BANK PR SER BH RY.PR.N

ROYAL BANK PR SER BI RY.PR.O

ROYAL BANK PR SER BJ RY.PR.P

ROYAL BANK PR SER BK RY.PR.Q

ROYAL BANK PR SER BM RY.PR.R

ROYAL BANK PR SER BO RY.PR.S

ROYAL BANK PR SER W RY.PR.W

Description Symbol ROYAL BANK PR SER AZ RY.PR.Z

SAPUTO INC. SAP

SHAWCOR LTD. SCL

SEABRIDGE GOLD INC J SEA

SECURE ENERGY SERV J SES

SHOPIFY INC A SV SHOP

SIENNA SENIOR LIVING SIA

SPROTT INC. SII

SILVERCREST METALS J SIL

SAVARIA CORP. J SIS

STELLA-JONES INC. SJ

SHAW COMM CL B NV SJR.B

SHAW COMM CL 2 PR A SJR.PR.A

SHAW COMM CL 2 PR B SJR.PR.B

SUN LIFE FIN INC. SLF

SUN LIFE FIN PR A SLF.PR.A

SUN LIFE FIN SER2 PR SLF.PR.B

SUN LIFE FIN SER3 PR SLF.PR.C

SUN LIFE FIN SER4 PR SLF.PR.D

SUN LIFE FIN SER5 PR SLF.PR.E

SUN LIFE FIN SR8R PR SLF.PR.G

SUN LIFE FIN 10R PR SLF.PR.H

SUN LIFE FIN 12R PR SLF.PR.I

SUN LIFE FIN 9QR PR SLF.PR.J

SUN LIFE FIN 11QR PR SLF.PR.K

SEMAFO INC. J SMF

SIERRA METALS INC. J SMT

SUMMIT IND REIT UN J SMU.UN

SNC - LAVALIN GROUP SNC

SLATE OFFICE REIT UN SOT.UN

SUNOPTA, INC. SOY

SUPERIOR PLUS CORP. SPB

SLATE RETAIL CL U UN SRT.U




Description Symbol SLATE RETAIL CAD UN SRT.UN

SMARTCTR REIT VV UN SRU.UN

SIR ROYALTY INCM UN SRV.UN

SANDSTORM GOLD LTD. SSL

SSR MINING INC. SSRM

STELCO HOLDINGS J STLC

STANTEC INC. STN

SUNCOR ENERGY INC. SU

SILVERCORP METALS J SVM

SIERRA WIRELESS SW

SWISS WATER COFFEE SWP

SUPREMEX INC. SXP

TELUS CORPORATION T

TRANSALTA CORP. TA

TRANSALTA SER A PR TA.PR.D

TRANSALTA SER B PR TA.PR.E

TRANSALTA SER C PR TA.PR.F

TRANSALTA SER E PR TA.PR.H

TRANSALTA SER G PR TA.PR.J

TUCOWS INC. TC

TRANSCONTINENTL A SV TCL.A

TRANSCONTINENTL B MV TCL.B

TRICON CAPITAL GROUP TCN

T.D. BANK TD

T.D. BANK SER 1 PR TD.PF.A

T.D. BANK SER 3 PR TD.PF.B

T.D. BANK SER 5 PR TD.PF.C

T.D. BANK SER 7 PR TD.PF.D

T.D. BANK SER 9 PR TD.PF.E

T.D. BANK SER 11 PR TD.PF.F

T.D. BANK SER 12 PR TD.PF.G

T.D. BANK SER 14 PR TD.PF.H

T.D. BANK SER 16 PR TD.PF.I

Description Symbol T.D. BANK SER 18 PR TD.PF.J

T.D. BANK SER 20 PR TD.PF.K

T.D. BANK SER 22 PR TD.PF.L

T.D. BANK SER 24 PR TD.PF.M

TECK RES CL A MV TECK.A

TECK RES CL B SV TECK.B

TERVITA CORPORATIONJ TEV

TIMBERCREEK FIN CORP TF

TFI INTERNATIONAL TFII

TERAGO INC. TGO

TERANGA GOLD CORP. J TGZ

THERATECHNOLOGIES TH

TOROMONT INDUSTRIES TIH

TRILOGY METALS INC J TMQ

TMAC RESOURCES INC J TMR

TRUE NTHCOMMRCL J UN TNT.UN

TORC OIL & GAS LTD. TOG

TOTAL ENGY SERV INC. TOT

TOURMALINE OIL CORP. TOU

SPIN MASTER CORP SV TOY

THOMSON REUTERS CORP TRI

THOMSON REUTER PR II TRI.PR.B

TRILOGY INTL PARTNRJ TRL

TC ENERGY CORP TRP

TC ENERGY CORP PR 1 TRP.PR.A

TC ENERGY CORP PR 3 TRP.PR.B

TC ENERGY CORP PR 5 TRP.PR.C

TC ENERGY CORP PR 7 TRP.PR.D

TC ENERGY CORP PR 9 TRP.PR.E

TC ENERGY CORP PR 2 TRP.PR.F

TC ENERGY CORP PR 11 TRP.PR.G

TC ENERGY CORP PR 4 TRP.PR.H

TC ENERGY CORP PR 6 TRP.PR.I




Description Symbol TC ENERGY CORP PR 13 TRP.PR.J

TC ENERGY CORP PR 15 TRP.PR.K

TRANSAT A.T. V & VV TRZ

STARS GROUP INC. J TSGI

TREE ISLAND STEEL TSL

TRISURA GROUP J TSU

TAMARACK VALL ENGY J TVE

CI 1STASTTECH GIANTS TXF

CI1STASTTECGIANTUNHG TXF.B

TOREX GOLD RES J TXG

URANIUM PARTICIPATE U

DOMTAR CORPORATION UFS

UNI-SELECT INC. UNS

URBANA CORPORATION URB

URBANA CORP. CL A NV URB.A

AMERICAS GOLD SLVR J USA

VANGUARD CDN AGR BND VAB

VERSABANK J VB

VERSABANK PR 1 J VB.PR.A

VERSABANK PR 3 J VB.PR.B

VANGUARD BALETF PORT VBAL

VANGUARD FTSE CDAIDX VCE

VANGUARD CONSRV INCM VCIP

VANGUARD CDAALLCAPUN VCN

VANGUARD CONSERVPORT VCNS

VANGUARD FTSE DIVYLD VDY

VANGUARD FTSEEMRGMKT VEE

VANGUARD ALLEQPORTFL VEQT

VERMILION ENERGY INC VET

VILLAGE FARMS INT'L VFF

VANGUARD S&P500 INDX VFV

VANGUARD GROETF PORT VGRO

SEVEN GENERATIONS A VII

Description Symbol VANGUARD EXNA IDX UN VIU

VANGRD CDNLT GVTBOND VLB

VELAN INC. SV VLN

VIEMED HEALTHCARE VMD

5N PLUS INC. VNP

VANGUARD CDN S-T BND VSB

VANGUARD S-T CRPBOND VSC

VANGUARD S&P500 C-HG VSP

VANGUARD US MKTIDXUN VUN

VANGUARD FTSEGLOBECA VXC

WATERLOO BREWING LTD WBR

WASTE CONNECTIONS WCN

WHITECAP RESOURCES J WCP

WESDOME GOLD MINES WDO

CANOPY GRWTH CORP J WEED

WEST FRASER TIMBER WFT

WPT INDUSTRL REIT US WIR.U

WAJAX CORPORATION WJX

WESTON GEORGE WN

WESTON GEORGE 1 PR WN.PR.A

WESTON GEORGE III PR WN.PR.C

WESTON GEORGE IV PR WN.PR.D

WESTON GEORGE V PR WN.PR.E

WINPAK LIMITED WPK

WHEATON PRECIOUS MTL WPM

WESTPORT FUEL SYS WPRT

WSP GLOBAL INC. WSP

WESTSHORE TERMINALS WTE

TMX GROUP LIMITED X

ISHR COREMSCI AC WEX XAW

ISHR COREMSCI ACWXUS XAW.U

ISHARES COREBAL UN XBAL

ISHR CDN UNIVERS BND XBB




Description Symbol ISHARES CDN CORP BND XCB

ISHR CORE EMRGMKTIMI XEC

ISHRCORMSCI EMRMKTUS XEC.U

ISHR CORMSCIEAFE IMI XEF

ISHR COREMSCI IMI US XEF.U

ISHR S&P/TSX HIDIVUN XEI

ISHARES FLTG RATE UN XFR

ISHARES CDN GOVT BND XGB

ISHARES CORE GROW UN XGRO

ISHARES US HIYLD BND XHY

ISHARE MSCI EAFE IDX XIN

ISHARES S&P/TSX TECH XIT

ISHR CORECDNLT BNDUN XLB

ISHARE HIGHCDNBND UN XQB

ISHARE NASDAQ 100 UN XQQ

ISHRE CDN SH TRM BND XSB

ISHR CORECDNSHMPLBND XSH

ISHARES CORE S&P 500 XSP

ISHARES US SMALL CAP XSU

EXCO TECHNOLOGIES XTC

ISHARE DIVRS MO INCM XTR

ISHARES CORESP500IDX XUS

ISHR CORES&P500IDXUS XUS.U

ISHR CORS&P US MKTUN XUU

ISHR CORS&P USMKT US XUU.U

ISHARE MSCI WORLD UN XWD

YAMANA GOLD INC. YRI

BMO AGGREGATEBND ETF ZAG

BMO S&P/TSX COMPINDX ZCN

BMO SHRT CRP BND ETF ZCS

BMO SH CORP BNDACCUM ZCS.L

BMO DISCOUNT BND UN ZDB

BMO INT'L DIV CAD UN ZDI

Description Symbol BMO DJ INDAV HEG ETF ZDJ

BMO MSCI EAFE HEGCAD ZDM

BMO CDN DIVIDEND UN ZDV

BMO EQL WGT BANK ETF ZEB

BMO MSCI EMRGMKTS UN ZEM

BMO LNG FEDERAL BOND ZFL

BMO MID FED BND INDX ZFM

BMO HY US CRPHDG ETF ZHY

BMO VOLATLTY CAD UN ZLB

BMO LONG CRP BND ETF ZLC

BMO LWVLTYUSEQ CADUN ZLU

BMO LWVLTYUSEQ US UN ZLU.U

BMO MIDPROVBND CADUN ZMP

BMO MIDUS IG HEGBND ZMU

BMO LNGPROVBNDCAD UN ZPL

BMO LADDERED PR INDX ZPR

BMO NASDAQ EQHED ETF ZQQ

BMO EQL WGT REITS UN ZRE

BMO S&P500 IDXCAD UN ZSP

BMO S&P500 IDX US UN ZSP.U

BMO ULTRA SHRTBND UN ZST

BMO ULTRASH BNDACCUM ZST.L

BMO EQ WGT US BANKS ZUB

BMO EQL WGT UTIL ETF ZUT

BMO COVERD CALLCDNBK ZWB

BMO CDN HIDIVCOVCALL ZWC

BMO EU DIVCOVCAL C-H ZWE

BMO US HIGHDIVCOV UN ZWH

BMO US HIGHDIVCOV US ZWH.U

BMO EU HIDIV COVCALL ZWP

BMO COVERDUTILITY UN ZWU

SLEEP CNTRY CDA HLDG ZZZ




Description Symbol

ONLY ON LSERM BECAUSE OCC OPTIONS

TRADE AGAINST SECURITY

AETERNA ZENTARIS INC AEZS

ASANKO GOLD INC. J AKG

ALMADEN MINERALS AMM

APTOSE BIOSCIENCES APS

GOLDEN MINERALS J AUMN

AURINIA PHARMA INC J AUP

BAYTEX ENERGY CORP. BTE

CORREVIO PHARMA CORP CORV

DENISON MINES CORP DML

GT PANTHER MINING J GPR

GRAN TIERRA ENERGY J GTE

HEXO CORP. HEXO

JUST ENERGY GROUP JE

JUST ENERGY 8.5PR US JE.PR.U

MAXAR TECHNOLOGIES MAXR

MCEWEN MINING INC. J MUX

NTHRN DYNASTY MIN J NDM

NEW GOLD INC. NGD

OBSIDIAN ENERGY LTD OBE

ORGANIGRAM HLDGS J OGI

PRECISION DRILL CORP PD

TASEKO MINES LTD. TKO

TANZANIAN GOLD J TNX

TRILLIUM THERPEUTC J TRIL

TURQUOISE HILL RES TRQ

CANNTRUST HOLDINGS J TRST

VISTA GOLD CORP VGZ

Description Symbol

NEO EXCHANGE

COLUMBIA CARE INC. CCHW

iSHARES JAPAN FUNDAMENTAL INDEX ETF CJP iSHARES CANADIAN FUNDAMENTAL INDEX ETF CRQ INVESCO LONG TERM GOVERNMENT BOND INDEX ETF PGL MACKENZIE US TIPS INDEX ETF (CAD-HEDGED) QTIP

RBC CANADIAN DISCOUNT BOND ETF RCDB iSHARES GLOBAL GOVERNMENT BOND INDEX ETF (CAD-HEDGED) XGGB


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS


ANDREW PELLER A NV ADW.A

ANDREW PELLER LTD. B ADW.B

BLACK DIAMOND GROUP BDI

BELLUS HEALTH INC. BLU

AIRBOSS OF AMERICA J BOS

BROOKFLD OFFICE PRAA BPO.PR.A

BOYD GROUP SERVICES BYD

BAYLIN TECH INC. J BYL

CANFOR CORPORATION CFP

CI 1STAST INTERSTSVG CSAV

CORBY SPIRIT&WINE A CSW.A

CORBY SPIRIT&WN B NV CSW.B

CHARLOTTE'S WEB HLDG CWEB

DIVIDEND SELECT 15EQ DS

FIRST CAP REIT UN FCR.UN

FRANKLIN LIB GLB BND FLGA

FIRST QUANTUM MNRL J FM

GLBL RLEST E-COMMERC GEC.UN

BETAPROCDNGLDMNR2XBL HGU

BETAPRO NATGAS 2XBUL HNU

BETAPRO CRDOIL-2X BR HOD

BETAPRO CRUDEOIL2XBL HOU

BETAPRO S&P500 2X BL HSU

BETAPROS&PTSX60 2XBL HXU

INDSTRL ALLIANCEPR I IAF.PR.I

KEG ROYALTIES FND UN KEG.UN

KP TISSUE INC. KPT

Description Symbol

ADDITIONS

MEDIPHARM LABSCORP J LABS

CDN LIFE CO SPLIT A LFE

MAGELLAN AEROSPACE MAL

MEDIAGRIF INTERACTV MDF

MACKENZIE GLBFXINCME MGB

MAVERIX METALS INC. MMX

MELCOR REIT UN MR.UN

NIGHTHAWK GOLD J NHK

NBI ACTVCDNPRSHR UN NPRF

ORLA MINING LTD. J OLA

OCP SENIOR CREDIT UN OSL.UN

CANSO CREDIT A UN PBY.UN

PEMBINA PIPE PR 23 PPL.PF.C

PEMBINA PIPE PR 25 PPL.PF.E

PRO REAL EST TR UN PRV.UN

SIERRA METALS INC. J SMT

SWISS WATER COFFEE SWP

TREE ISLAND STEEL TSL

TRISURA GROUP J TSU

VERSABANK J VB

VERSABANK PR 1 J VB.PR.A

VERSABANK PR 3 J VB.PR.B

VANGRD CDNLT GVTBOND VLB

VELAN INC. SV VLN

WATERLOO BREWING LTD WBR

ISHR COREMSCI ACWXUS XAW.U

ISHRCORMSCI EMRMKTUS XEC.U

ISHR COREMSCI IMI US XEF.U


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS

ISHR CORES&P500IDXUS XUS.U

ISHR CORS&P USMKT US XUU.U

BMO MIDPROVBND CADUN ZMP

BMO MIDUS IG HEGBND ZMU

NEO EXCHANGE

ISHARES JAPAN FUNDAMENTAL INDEX ETF CJP ISHARES CANADIAN FUNDAMENTAL INDEX ETF CRQ

RBC CANADIAN DISCOUNT BOND ETF RCDB


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS


ACADIAN TIMBER CORP. ADN

ARGONAUT GOLD INC. J AR

BOYD GROUP FND TR UN BYD.UN

CENTAMIN PLC. ORD CEE

CINEPLEX INC. CGX

ISHRE 1-10GOVTBND UN CLG

CROWN CAP PARTNERS J CRWN

DOREL IND INC A MV DII.A

DOREL IND INC B SV DII.B

DETOUR GOLD CORP J DGC

DREAM GLOBAL REIT UN DRG.UN

DREAM UNLTD 1ST PR DRM.PR.A

ENTREE RESOURCES J ETG

FIRST CAPITAL REALTY FCR

GENESIS LAND DEV GDC

GMP CAPITAL INC. GMP

GMP CAPITAL SER B PR GMP.PR.B

GMP CAPITAL SER C PR GMP.PR.C

GREENBROOK TMS INC J GTMS

HORIZON SEASONL E UN HAC

HORIZONS S&P500 UN HXS

HORIZON S&P500 US UN HXS.U

KINDER MORGAN CDA RV KML

KINDER MORGAN SR1 PR KML.PR.A

KINDER MORGAN SR3 PR KML.PR.C

MAV BEAUTY BRANDS MAV

MACKENZIE CAFXINCM E MKB

Description Symbol

DELETIONS

OCP CREDIT STGY UN OCS.UN

N.A. PALLADIUM LTD. PDL

SPROTT PHYGOLD CA UN PHYS

SPROTT PHY GLD UN US PHYS.U

INVESCO1-5CORPBND UN PSB

SPROTT PHY SIL CDN PSLV

SPROTT PHY SILVER US PSLV.U

POWER FINANCIAL CORP PWF

RBC CDNBNK YLD INDX RBNK

STUART OLSON INC. SOX

VALEURA ENERGY INC J VLE

VANGUARD US TOTMKTUN VUS

WESTJET AIRLINE VV&V WJA

GOLDMONEY INC. XAU

ISHR SP/TSXGBLBSEMTL XBM

ISHARE CORMSCICDNDIV XDIV

ISHARE GLBL HLTHCARE XHC

ISHARE CDN RLRET BND XRB

BMO EQLWGHT US BKCAD ZBK

BMO MID CRP BOND ETF ZCM

BMO MSCI EAFE IDX UN ZEA

BMO EQ WGHTOIL & GAS ZEO

BMO JUNIOR GOLD ETF ZJG

BMO S&P 500 HEDG-CAD ZUE

BMO TACTICAL DIV UN ZZZD

NEO EXCHANGE

AGFiQ ENHANCED CORE GLOBAL MULTI- QGB


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS

SECTOR BOND ETF

PURPOSE CANADIAN PREF SHARE FUND RPS




Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million

Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three

months in the quarter

OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to

accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months

OR Listed on a Canadian exchange less than six months, with:

Market value per share >= $5.00 per share

Dollar value of public float greater than $500 million; and

In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that:

is substantially the same as a previous security listing,

has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and

meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the

public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded.

A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common

security from that same issuer.

list of securities eligible for reduced margin · advantage oil & gas altius minerals corpaav...

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