making sense animals of animal research
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Making sense ofanimal research
REPLACE
REDUCE
REFINE
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Development Phase Questions Addressed Duration NuCompo
Discovery o New Drug What target enzyme or protein? What test system to show drug-proteininteraction? What are chemical lead structures?
3 years
Optimization What is structure-activity relationship? What molecules have not onlyintrinsic activity but also drug-like properties (absorbability, metabolicstability)?
2-3 years
Preclinical Development How can kg-amounts eciently be synthesized? What are suitableormulations? What is pharmacokinetic metabolic and saety proleo the drug candidate?
1-2 years
Clinical Testing What is tolerable dose range? What is dose-eect relationship?Is drug suciently sae at ecacious doses?
4-5 years
Registration What are sources o variability? What is adverse eect prole? 1 year
10
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Drug Development and the 3Rs
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The pace o medical research is ast, but there are still many heachallenges ahead. Animals continue to play an invaluable role
meeting these challenges - both in experimental research, and
ensuring maximum saety o treatments beore their use in
mans.
The process or developing a medicine does not start with anim
research, which represents only about 10% o the whole R&D pr
ess. It is only undertaken when it is deemed necessary to addres
specic scientic question which cannot be answered ound thro
other routes.
Most o the research and development eort goes into non-anim
techniques and human clinical trials. But where animals are
volved, it is because their role is crucial and indispensable - a
will continue to be so or continued improvements in health care
Progress in science is constantly delivering new and better the
pies - or humans and or animals. And the same progress is a
providing more and more alternatives to the use o animals.
This publication gives a glimpse o the process o creating n
medicines. It also spells out how medicines researchers are at
same time discovering methods to rene, reduce, and in some c
es even replace the use o animals.
It discusses what can be done now without having to use animal
research, what cannot yet be done, and what the prospects are
the uture. Above all, it illustrates the close link between prod
ing new medicines and discovering new ways o developing me
cines. Driving scientic advances orward makes sense or anim
research - and paves the way or alternatives.
intro
Making sense of animal research
Tools and 3Rs Principles Applied
Non animal research:
Computer modelingHigh throughput screeningmaging techniques
n vitro studies:
Cell culturesTissuesOrgans
Animal and in vitro tests:Ethical review; Improved housing and care;Rened sampling techniques; Smarter study design; Imagingechnologies; Chip technology; Microdosing; Stem cells;nternational harmonization; Replacing higher by lower species; etc
Human clinical trials:
Phase I, II and III (saety, ecacy, variability)
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in the past
Many o the medical advances o the past are taken or granted to-
day. But they would not have happened without animal research.
For well over a century, research on rats, dogs and pigs has helped
to nd new treatments or conditions as diverse as heart disease,
inections, brain disorders and arthritis.
Poliomyelitis has been wrecking human lives or ages, and the last
century saw epidemics that crippled and killed hundreds o thou-
sands around the world. Now the disease is close to being eradi-
cated worldwide. New medicines have made this transormation
possible - vaccines that have been developed over some orty years
o research using monkeys and mice.
Breast cancer is the most common cancer among women. Over
the last twenty years, successul new treatments have started to
emerge. The radically improved survival rates that these medicines
oer are the direct result o extensive research including animal
studies.
Asthma is the most requent serious childhood illness in the devel-
oped world, where it still causes thousands o deaths every year.
But the inhalers commonly seen in schools today deliver medicines
that control the condition and allow suerers to lead a normal lie.
No animal research, no medicines
These medicines are available only because their ecacy and sa
ty have been assured by studies involving animals.
For centuries, the lie o diabetics was short and miserable. T
disease was inescapably lethal, and death could be deerred o
by a strict diet, until the lie o a 13-year old in Toronto was sa
in 1922 by an injection o a puried extract rom isolated pig p
creases. Evaluation o this innovative approach on a emale bea
led to the understanding o insulins eect to lower blood sugar
nding that has allowed millions o patients since then to surv
and lead normal lives.
The success story o transplantation started in 1905 with the
successul human transplant, a cornea, in 1905. A breakthrou
was the rst transplantation o a human heart by Christian Barn
in 1967. Since then it has become common to replace heart valv
kidneys, hearts and bone marrow. Every transplant surgeon nee
to study the complicated techniques in animals prior to condu
ing surgery on human patients. Also experimental animals w
essential to understand the immunological process o transpl
rejection and to develop drugs to prevent rejection. Such medici
are still being developed and investigated in rodents, dogs a
monkeys.
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and in the present
Many questions can still be answered only by research that makes
use o animals. Despite the advances in computer modelling and
in alternative methods such as the use o single, isolated cells, the
development o diseases or physiological processes cannot always
be suciently studied with these techniques. Animal studies oer
hope to millions o people with conditions ranging rom stroke to
spinal cord damage, and rom sickle cell disease to malaria. The
use o monkeys is opening up new possibilities or deep brain
stimulation or Parkinsons Disease; mice are making a critical
contribution to developing new treatments or adult leukaemia and
lymphoma; rabbits and cattle are both playing a part in producing
cervical cancer vaccines, and goats in developing blood clotting
agents rom milk, while bird fu vaccine development is dependent
on the use o chickens and errets.
Developing treatments or Alzheimers Disease requires an un-
derstanding o the behavioural changes brought on by the disease.
Computer programmes and studies o individual cells are not
enough or this. Scientists also make use o animal models, to gain
new insights into the causes and to develop new treatments. Mice
were used to prove that when injected directly into the brain, anti-
bodies against a plaque protein retarded its growth. Gene therapies
that have qualied or clinical trials in humans have rst been stud-
ied in animals,.
Cystic Fibrosis is the most requently occurring lie threatening
genetic disease in Europe. Sticky mucus blocks the lungs and di-
gestive system. One out o 30 Europeans carries the gene caus-
ing the disease and 30,000 children and young adults live with it.
Some patients live until theyre 40 years old, others only 4 years,
depending on where they live in Europe. No cure yet exists, but the
use o transgenic mouse models is expanding our knowledge o the
disease every day. This will be useul or testing lung treatments.
Several ways o correcting the fuid transport have already been de-
veloped in mice.
Mice are used or initial evaluation o potential HIV vaccines. Butsince the virus does not inect mouse cells, promising vaccines are
tested urther on macaque monkeys, which have immune systems
more similar to man, allowing an accurate assessment o cellular
responses.
Epilepsy is a neurological disorder characterised by seizures t
result rom excessive electrical activity in the brain. Epilepsy-pr
rats have been used to identiy a protein that triggers seizures. T
researchers used a technique that measures brain activity. A
a chemical called ethosuximide that protects young animals r
seizure has been identied.
Work with mice and dogs is deepening our understanding o m
cular dystrophy, which still causes muscle wasting and early de
in humans. In particular a naturally- occurring condition in so
dogs closely mirrors the human disease mechanism, providing
invaluable model or clariying how the disease disrupts norm
body unctions, and or developing potential therapies.
Making sense of animal research
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As part o their search or new medicines, all researchers are alsolooking or better ways o working. Progress in scientic knowledge
and in technology continually oers new opportunities or improv-
ing methods and results.
Revolutionary advances over the last 20 years include gene se-
quencing, the increasing precision o modern MRI scanners, high-
speed computer modelling and screening and better understanding
o cell behaviour. These techniques have in many cases reduced the
need to use animals, or, where animals are still needed, have re-
ned the way that studies are conducted, oten both reducing stress
and delivering better-quality data.
Research currently underway is exploring the use o stem cells
cultivate human liver and heart muscle cells, allowing replacem
and reduction o some animal studies.
Implants or the treatment o bone ractures used to be studied
sheep. Since it became possible to culture cells to create new t
sue, much o this work can now be done without using animals. C
tures o bone cores provide tissue that acts like live bone, which
be used or testing strength, and also allows more ecient stud
processes in bone tissue.
To develop repellents against ticks, cats were routinely used as hanimals so that ticks could eed on their blood. Now scientists h
developed articial eeding membranes that simulate the skin
host animals. In addition, this method makes it possible to ma
more precise measurements o the eect o dierent substan
added to the blood in these articial systems.
Non-invasive imaging techniques are used or research into dise
and or in vivo saety assessment o new compounds. They h
helped to reduce the number o animals by up to 80%. In addit
these techniques can enhance the quality o data and statisti
power o a study. Imaging techniques allow continuous observat
o a single anaesthetised animal, and thereore do not require k
ing a number o animals at dierent stages o the study or autoinvestigations. They provide inormation about structure and u
tion o organs, the progress o a disease and how the same te
nique might unction in humans.
Progress in science leads to progress
in alternative testing
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Studies o the human genome, breakthroughs in high-speed inor-mation processing, or the promise o nanotechnology all hold out
the prospect o new or improved medicines.
Possibilities o success in meeting health challenges such as
emerging diseases, or in new avenues o research to investigate,
are revealed only as our knowledge grows.
Against this rapidly evolving context, animals continue to play an
invaluable role - both in experimental research, where they allow
investigation o a medicines potential, and in saety evaluation, to
reveal any harmul eects beore use in humans.
The process or developing a medicine does not start with animal
research. It is only undertaken when it is deemed necessary to an-
swer a specic scientic question, whose answer cannot be ound
through other routes.
Science is still moving ahead
and researchers are still seeking
alternatives.
As part o the eort to discover new medicines, researchers are
constantly seeking ways to improve their research methodology
to improve eciency and results. This means that renement, re-
placement and reduction in animal research are part o the scien-
tic process.
It is not in researchers interest to use animals unless they are ab-
solutely necessary. Using animals in experimentation is very cost-
ly - not just because o the breeding and acquisition costs, or the
complexity o procedures, but also because o the high standardso husbandry and welare that animals require and deserve. In ad-
dition, the scientic data that have in the past come mainly rom
animal research can increasingly be derived rom new techniques
that oten provide a higher degree o precision in results, because
they are not infuenced by the inherent inter-animal variability or by
environmental actors. And the use o animals also raises continual
ethical questions, requiring the most rigorous justication in per-
sonal and proessional terms.
So major investments are also made in the development o alter
tive methods - to reduce the number o animals used, to rene
way they are used so as to minimise discomort or distress, a
where possible, to replace animals. This widely supported strat
o reduction, renement and replacement is requently reerred
as the 3Rs approach.
1.000.000
screening
isolated
target
10.000
in vitro
cellular
systems
100
in vitro
in vitro
ADME
5
in vivo
animal
testing
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Laboratory mice and rats spend their lives in a cage. Enriching their environment, withshelters, shredded paper, pieces o wood, or climbing opportunities, allows them to ex-
plore, to build nests, and to nd reuge - to exhibit normal activities and thus to reduce
stress. Enrichment has been shown to reduce inter-animal variability in response to
experimental conditions,
and in some cases may
reduce the number o ani-
mals required to provide
inormation.
Work in progress on alternatives
Thsans initiatives are nerway right arss Ere t eve aternatives t existingresearh meths. Sme aternatives he t ree the nmber animas se, an even
t reae them entirey in sme reres. A these erts are aime at rening the
researh ress, an, where the se animas remains neessary, at maximising mrt
an minimising istress. Reent exames aternative meths evee by the harma-
etia instry ine the se in vitr iver es t assess metabism an eiminatin,
syntheti anima rtein t artiay reae anima tisses, an b es r yrgeniity
testing. They as ine the se mter tehngies in the eary isvery ress,
measring ner-hemias in the mammaian brain sing in viv mir iaysis, an rea-
ing ginea igs with a e-base assay t assess the ratin atin rgs r the treat-
ment asthma.
REFINEMENT
3 reducing stress in animals
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Companies operate their own internal ethical review systems that oten exceed any legalrequirements; they establish high standards or housing o experimental animals; they
set up supervision mechanisms or all animal research; and they und research into via-
ble alternatives, and promote awareness o alternatives through awards and education.
REFINEMENT, REducTIoN ANd REplAcEMENT
3 ensuring ethical procedures
While in vivo models allow reliable measurement o alterations in articular
cartilage, the cellular mechanisms controlling those changes are dicult
to examine. In-vitro models oer a more direct way to study the cellular re-
sponse to articular loading under controlled circumstances. Because such
in-vitro studies are a closed system, the experimental conditions can be
controlled more precisely, and inter-individual variability can be reduced.
REducTIoN ANd REplAcEMENT3 greater accuracy from in vitro
systems
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The design o studies involv-
ing animals is constantly being
improved, or instance by the
prior denition o a humane
endpoint - the point when the
test can be stopped because
its objectives have been met and beore the animal suers signicant distress. This
presupposes adequate methods or measuring distress, and the attention o ully
trained personnel. Careul consideration o study design can also reduce the number
o animals required or a trial. The use o statistical support helps to ensure that the
number o animals is as small as possible, while providing scientically meaningul
results.
Small implants allow remote monitoring o heart rate and blood pressure in animals
used in research throughout an experiment. This means animals dont need the
more stressul (and laborious) removal rom their social environment or repeated
scanning, and boosts the quantity and quality o data, thus reducing the number o
animals required to produce meaningul results.
REFINEMENT ANd REducTIoN
3 information from implants
REFINEMENT ANd REducTIoN3 smarter study design
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REFINEMENT ANd REducTIoN
3 gentle pain measurement
To investigate the capacity o new medicines to relieve pain and improve mobility in
arthritis, companies use a new system o imaging and analysing how an aected
animal walks, so as to immediately detect any subtle changes ollowing treatment,
beore the changes progress to a more painul condition. This is less stressul or
the animal than older methods, and can provide more accurate data using a smaller
number o animals.
To protect the unborn child, new medicines need to be studied to
make sure they would not damage the embryo i used by a pregnant
woman. Current international guidelines require studies on pregnant
animals, but some companies are employing an in-vitro embryonic
stem cell test. This cannot replace the ormal test on live animals,
but it can reduce the number o such tests, by helping exclude com-
pounds that are not suited or urther development and thus avoiding
unnecessary testing.
REducTIoN3 early in vitro safety testing
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The aiatin 3Rs rgrammes is an integra art the harmaeti
instrys ay t ay researh ativity. Every many invve in rg evment is keen t ree reiane n anima ata, an t maximise the va
ata by imrving weare an by stanarising qaity reres wh
animas have t be se. Many manies reqire eah their researh si
t reate an anna an enhanement, vering imrve hsing n
tins, ess stress r invasive researh tehniqes, r better sty esign
ree anima se.
Unnecessary duplication o animal studies is being reduced by collaboration be-
tween European pharmaceutical companies and animal welare charities. They are
centralising existing but widely dispersed data on the characteristics o the excipi-
ents used as vehicles or test substances, and making these data available to scien-
tists who are planning animal studies. This will signicantly reduce the need to study
known excipients in animals.
REducTIoN
3 sharing data between researchers
Primary cell cultures are increasingly used to rank or select compounds in the early
development stage, making it possible to discard unsuitable compounds beore any
animal research is undertaken. In vitro human hepatocyte cul-
tures are used to assess how a compound will be metabolised
and eliminated rom the body, or instance, and new automated
tests also improve accuracy. As a result, compounds are more
precisely selected at the early stage o research, reducing theneed or animal studies.
REducTIoN3 early elimination of unsuitable compounds
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The use o cell cultures instead o live animals oers huge scope as
an alternative test method. But or scientic validity, some studies
have to be conducted in a complete living organism, since cells do
not experience anxiety or endure diarrhoea or suer rom neuro-
behavioural disorders.
Any reduction in the number o animals used in a particular proce-
dure also has to be made in a way that does not reduce the scien-
tic validity o the test. I too ew animals are used, the results may
be invalid, and the test will have to be conducted again - result-
ing in the use o more rather than less use o animals. Statistical
input can help to optimise study design to deliver the inormation
required using the minimum number o animals.
Even where valuable alternatives exist in principle, technical limita-
tions may sometimes prevent their implementation in practice. For
instance, scanning oers huge potential or renement, reduction
and even replacement o some animal testing procedures. Until re-cently scanners were developed principally or use with humans, and
were thereore o a size and design unsuitable or rodents. Techno-
logical advancements in recent years helped to miniaturise these de-
vices or use on mice, with excellent results.
Regulations can also be a barrier to the use o alternatives. Animal
study requirements are clearly described and controlled in Europe -
and so is the use o alternatives. Once an alternative has been devel-
oped and validated, it still has to be ormally accepted in the context
o the international registra-
tion o a medicine.
It can take 5-10 years to vali-date and implement a new
method or legally required
studies (and cost more than
500,000), and 3-5 years to
validate and implement a new
method or basic research.
The outcome o these long and
expensive processes is not al-
ways successul.
Legislation is not static. The relevance o regulatory requireme
is also reviewed. For instance, the LD50 test (a study to nd
dose o a compound that causes death in 50% o animals treated
now no longer required. More recently, pharmaceutical compan
have demonstrated that single-dose acute toxicity studies on a
mals are no longer necessary beore rst administration o a n
medicine to man, because the data they provide can be obtai
rom other sources. As a result they have already reduced the us
this method in their internal procedures. However, this requirem
still has to be ormally removed rom regulations beore it cease
be a mandatory elements in the authorisation procedures or n
medicines.
European and national pharmaceutical laws set specic regulat
obligations or saety, quality and ecacy that can currently only
ullled with the results o animal studies. Saety and regulatory
quirements are continuously being reviewed, and this unortuna
has requently resulted in an increase in requirements.
Europes legislation protecting laboratory animals sets very h
standards. Additional requirements can be justied only when t
bring tangible improvement in animal welare and where they
not compromise patients access to essential treatments. Und
tightening o regulation in Europe could make things worse. For
stance, banning the use o non-human primates in Europe wo
not stop this type o research, but would merely drive it to m
distant territories where Europe has no mandate to infuence
standards o animal care and use.
Over-regulation might severely reduce the research and devel
ment o new medicines in Europe. Indeed, although it representsmall part o the ten years or more normally required to develo
new medicine, the use o animals in pre-clinical studies is pivo
Driving animal research out o Europe would also drive out ot
high value added R&D processes - and reduce the EUs scien
base, exporting research jobs, and leading to research conduc
outside the EUs regulatory scrutiny.
Complex science
and complexprocesses
In meiine, as in a sienes, nthing is sime - an neither isthe evement aternatives t the se animas in meiines
researh. The imitatins are sienti, tehnia, regatry, an
gistia.
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Where next for alternatives?
Meanwhile, pressures or ever-saer treatments tend to streng
en and broaden saety assessment requirements. Testing o ea
batch o vaccines to be released on the market is still mandatory
public health reasons. In many cases this has to be carried ou
live animals. Until the law is changed, thereore, animals will c
tinue to be necessary.
And because the pursuit o research is an open-ended exercise
is possible that new developments will urther boost demand
the use o animals in testing procedures. Dramatic advances
biotechnology have made it possible to design genetically modi
animals, which can be purpose-designed or specic test pro
dures. Transgenic animals are helpul and sought-ater mod
particularly in basic research and especially since the mapping
the human genome. Researchers have now identied all the hum
genes, they still do not know the unctions o many o them. G
netically altered animals can help nd the answers, because m
human genes are ound in a similar orm in mice. The same te
nologies are creating the prospect o radical new treatment optithrough cell and gene therapy.
The availability o these techniques creates opportunities or n
research - to overcome continuing challenges such as cancer, A
and cardiovascular disease. This simultaneously drives the need
using animals, in basic and applied research, and in saety testin
The prospects are good or alternatives to play an increasing rolein the research and development o new medicines. Scientic and
technological advances are generating an ever-wider selection o
methods to rene, reduce and replace the use o animals. Mecha-
nisms are also in place to speed regulatory acceptance o alterna-
tives in saety and ecacy evaluation, and to standardise test re-
quirements more widely.
But there is currently no prospect o an end to the use o animals in
medicines development. Mice and rats are contributing to develop-
ment o stem cells or spinal cord and heart repair; work with mice
holds out the prospect o oral or inhaled insulin or type 1 diabetes,
o angiogenesis inhibitors or cancer and blindness, o gene therapy
or muscular dystrophy; and mice and monkeys (e.g. macaques) are
being employed in the development o malaria vaccine.
In addition to current unmet needs in the treatment o disease, new
diseases continue to emerge.
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The inescapable dilemma
So scientists, regulators, industry, and society at large ace an
ethical dilemma: is the use o animals justied in the interests o
a greater benet? At present, the societal consensus is that it is
justied where it is indispensable and where possible harm is mini-
mized.
But each new development in science brings with it new questions
o an ethical nature. As eective alternatives are developed and
validated, they should be employed. However, beore then can e-ectively be used, they need to be accepted by the regulators.
Industry and researchers too are constantly reassessing the bal-
ance between the development o new medicines and the develop-
ment o alternatives to animal research.
Advances in science lead to new opportunities, new challeng
new medicines, and to new alternatives - and some o these n
avenues can mean using ewer animals, while some may invo
the use o animals in new ways. Everyone involved - and that a
includes society at large - must play a part in refecting on how t
inescapable ethical dilemma is resolved.
I researhers isense with the se animas in eve-
ing new meiines, they w. N sientist wishes t infit any
istress r ismrt n any iving reatre. Bt at resent new
meiines een n anima researh. It is nethia an iega
t test r se a new sbstane in hmans witht rst ensring
maxima ssibe saety.
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le paza BiingRe Trne 108 - bx 1B- 1050 BrssesTe: +32 (0)2 626.25.71e-mai: [email protected]
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