mark r kravitz financial disclosure report for 2010

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  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    I FINANCIAL DISCLOSURE RE PORTFOR CALENDAR YEAR 201 0 R~7~ort Required by the Ethicsin Govermnent Act ~f 1978(5 U.S.C. ~qq~. ~" I01-111)I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l)Kravi tz , Mark R.

    4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistra te judges ind ica te fu l l - o r pa rt- t ime)

    U.S. Dis t r i c t Ju d g e--Act ive

    7 . C h am b er s o r O f f i ce A d d r e s s141 C hu rc h S t r e e tNe wHa ve n , C T 06510

    2. Cour t o r O r g a n i z a t io nDis t r i c t Cour t -Conn ec t i cu t

    5a. Report Type (check appropriate type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the in fo rma tion con ta ined i n t h i s R e p o r t a n d anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    R e v i e w i n g O f f i c e r D a t e

    3. Date of Report04/26/201 I

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . t ~ e ~ , o n i , , g i n d i v id u a l o n l y ; s ~ ~ , ~ , . 9 - 1 ~ of filing instructions.)---] NONE (No reportable positions.)

    I. Trus t ee2. Trus t ee3. Cu s to d ian4.5.

    POSITION NAME OF ORGANIZATION/ENTITYTrus t # 1

    Trust # 2~C h i l d # 1

    I I . A G R E E M E N T S . t g e , o , i n g individual only; seepp. 14-16 of filing instructions.)~-] N O N E (No reportable agreements . )

    1. I-4/20102.9-11/2010

    3.

    DATE PARTIES AND TERMSVis i t in g P ro fes so r a t Yale Law Scho o l ; p a id $5 0 0 0 .0 0Vis i t in g P ro fes so r a t Yale Law Sch o o l ; p a id $8 ,0 0 0 .0 0

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP ag e 2 o f 9

    N a m e o f P e r s on R e p o r t i n gK ra v i t z , Ma rk R .

    D a t e o f R e p o r t04/26/2011

    I I I. N O N - I N V E S T M E N T I N C O M E . (Reporting individualandspouse; see pp. 17-24of filing instructions.)A. Filers Non-Investment Income

    [~ NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

    1.2 /17/2010 Unive rs i ty o f M elbourne Gradu a te S chool o f L aw, M elbourne , Aus t ra l ia(s ee NOTE 5)

    INCOME( y o u r s , n o t s p o u s e s )

    $7,952.60

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf you were married during any port ion o f the report ing year, complete this sect ion .(Dollar amount not required except for honoraria.)

    NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

    1.2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

    D N O N E (No reportable re imbursem ents . )SOURCE

    I. A m e r i c a n B a r A s s o c i a t io n - -A n n u a l M e e t i n g

    2. A L A S June 17-19,2010 B e r m u d a L ec t u r e T r ans por t a t i on , l odg i ng , m ea l s

    DATES LOCATIONAugust 5-6, 2010 San Francisco, CA

    PURPOSELecture

    ITEMS PAID OR PROVIDEDT r ans por t a t i on , l odg i ng , m ea l s

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP ag e 3 o f 9

    N a m e o f P e r so n R e p o r t i n gKra v i tz , Ma rk R.

    Date of Report04/26/2011

    V . G I F T S . a n au d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gi f t s .)

    SOURCE1.2.3.4.5.

    DESCRIPTION V A L U E

    V I . L I A B I L I T I E S . ( Inc ludes those of spouse and dependent chi ldren; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION1.2.3.

    4.5.

    VALUECODE

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 9

    N a m e o f P e r s o n R e p o r t in gK r a v i t z , M a r k R .

    D a t e o f R e p o r t04/26/2011

    VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

    A. B. C.Descrip tion o f Assets In co m e d urin g G ro ss va lu e a t e n d(in clu din g tru s t asse ts ) reporting period of reporting period

    (1) (2) (1) (2) (I ) (2) (3)Place "(X)" after each asset A m o u n t Type (e.g., Va l u e V a l u e Type (e.g., D a t e Va l u eexempt f rom pr ior d isc losure C o d e l div., rent, Co de 2 Method bu y, se ll, m m/d d /yy Code 2(A-H) o r i n t ; ) ( J - P ) C o d e 3 r edempt ion) ( J - P )( Q - W )

    I. Third Avenue Va lue Fund2. Third Avenue Rea l Esta t e Va lue

    3. Fidelity Contrafun d

    4. Fidel i ty AMT Tax -Free M oney Market Fund

    5. Fidel i ty Cash Reserve s

    6. Fidel i ty Cash Managemen t Account

    7. Fidel i ty Inflat ion-Protected B ond Fund

    8. Conn . Bond Due 06/15/I0

    9. Guil ford Savings Bank

    1 0 . Pacif ic Ethan ol Inc.1 1 . Fidel i ty Int l Discovery Fun d

    1 2 . Fidel ity Spartan M kt Index Investor Class

    1 3 . Fidel ity lnst i t tutional M oney Mkt Fund (se eno t e 5 )1 4 . Fidel i ty Spartan 500 Index Advan tage Class

    1 5 . Awbury Partners ( s ee n o t e I )

    1 6 . P2 Capital Fund IV, L.P. (see n ote 2)

    1 7 . Saugatuck Capital VI LLC (see n ote 3)

    A D i v i d e n d M TA D i v i d e n d K TA D i v i d e n d L TC Di s t r i b u t i on M T

    D Di s t r i b u t i on M T

    A D i v i d e n d L TA D i vi d e n d M T

    A In te re st J T

    A D i vi d e n d J TA D i v i d e n d L TB Di s t r i b u t i on L T

    E Di s t r i b u t i on P 1 T

    B Di s t r i b u t i on M T

    G Di s t r i b u t i on P2 T

    A Di s t r i b u t i on M T

    A Dist r ibut ion L T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    S old 07/09110 1 K(part)

    Bu y 03/29/10 LR e d e e m e d 06/15/10 K

    (4 )Gain Identity of

    Code 1 buyer/seller(A-H) ( i f p r i v a t e

    t ~ a n s a c t i o n )

    A

    1. Income Gain C odcs : A =$1,000 or less B = $1,001 - $2,500 C = $2 ,501 - $5,000 D =$5,001 - $15,000( S ee C olumn s B I and D 4) F = $50,001 - $100,000 G = $ 100,001 - $1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 = Mo re than $5,000,000

    2. V alu e Cod es J = $15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000(Se e Co lu mn s CI a n d D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI -$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P 4 = M o re than $50,000,0003 . V alue Meth od C odes Q =A p p r a i sa l R =Cost (Real Estale Only) S = A s s es s ment T = C as h Mar k et(Se e Co lu mn C2) U = B ook V alue V =Othe r W = Es t imated

    E = $15,001- $50,000

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a ge 5 o f 9

    N a m e o f P e r so n R e p o r t i n gKrav i t z , Mark R.

    D a t e o f R e p o r t04/26/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X)" after each assetexempt from prior disclosure

    1 8 . Sau g atu c k Cap i ta l V LLC ( see n o te 3 )1 9 . I RA # 1 ( Ro l l -Over I RA crea ted 7/1/0 3)20 . - -F ide l i ty Cas h Res e rves2 1. - -F ide l i ty Dive rs i f i ed In t l Fund2 2. - -Sp ar tan 5 0 0 I n d ex Fid Ad van tg ae2 3. - -F ide l i ty Cont ra fund2 4. - -F ide l i ty Pur i l an Fund2 5. - -F ide l i ty V a lue Fund2 6. - - T h ir d A v e n u e V a l u e F u n d2 7. - -Sp ar tan I n t l ln d ex I n ves to rs2 8. - - F ide l i ty In f l a t i on Pro t ec t ed Bond fund2 9. A l p i n e D y n a m i c D i v i d e n d F u n d3 0. - - G o l d m a n S a c h s3 1. - - G e n e r a l E l e c t r ic3 2. --G en zym e C orp .33. IRA # 2

    34. --Janus Orion Fund

    In c o m e d u r in g G r o s s va lu e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2 ) (1) (2)A m o u n t Type (e.g., V a l u e ValueCode t d i v . , r e n t , C o d e 2 M e t h o d( A- H ) or i n t . ) (J- P ) C o d e 3

    ( Q - W )

    C Distribut ion L T

    C I n t e r e s t M T

    A Dividend L TB Dividend L T

    A Dividend L TB Dividend K TA Dividend L TA Dividend M T

    B Distribut ion L TA Distribut ion L TA Distribut ion L T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (i ) (2) (3)Type (e.g., D a t e V a l u e

    b uy, se l l , mm/dd/yy C o d e 2r e d e m p tio n ) (J- P )

    A Dividend J TA Dividend K T

    Sold 04/19/10 K

    A Distribut ion K T

    ( 4 ) ( 5 )Gain I d e n t i t y o f

    Code 1 buyer/seller(A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    I . I ncome Gain C odes : A = $1,000 or less B = $1,001 - $2.500 C = $2,501 - $5,000 D = $5,001 - $15,000(S ee Co lu nm s B 1 a nd D4 ) F =$ 50 ,00 1 - $1 00 ,00 0 G =$ 100,001 - $ 1,000,000 H 1 = $1,000,001 - $ 5,000,000 H 2 = Mo re th an $ 5.000,000

    2 . V a lu e C o d e s J = $15.000 or less K =$15,001 - $50,000 L = $50,001 - $100,000 M =$ 100,001 - $250.000( S ee C olumns C I and D 3 ) N = $2 50,001 - $500,000 O =$500,001 - $1,000,000 P 1 = $ 1,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0. 00 0

    P3 ~ $25,000,001 - $50,000,000 P4 = M ore than $50.000,0003 . V alue Meth od C edes Q = A ppr a i s a l R -Cost (Real Estate Only) S = A s s es s ment T = C as h Mar k et( S e e C o l u n m C 2 ) U = B ook V alue V Other W = E s t im a t e d

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTP ag e 6 o f 9

    N a m e o f P e r so n R e p o r t i n gK ra v i t z , M a rk R .

    D a l e o f R e p o r t04/26/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v o ~ a e , transactions (lncl.des those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)

    A. 1 ~ . C.Descr ip t ion of Assets Income dur ing Gross va lue a t end(inc lud ing t rust a sse ts) reporting period o f rep ortin g p eriod

    (1) (2 ) (1) (2)Place "(X)" af ter each asse t Amount Type (e.g., Value V a l u e

    exempt f rom pr ior d isc losure Co d e l div., rent, Cod e 2 M ethod(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )

    35. Custod ian Account # l! 3 6 . - -Fide l ity Cash Man agement Account A I n t e r e s t K T3 7 . - -Sp a r ta n 5 0 0 In d e x In v e st o r Cl as s A Dividend K T3 8 . - -Th i rd Av e n ue V al ue Fu n d A Distribution K T39. - -American Capital Strategies A Dividend J T40. - -Fidel i ty Contrafund Fund A Dividend L T41. --Fidel ity Cash Reserve s A Distribution J T42. Vanguard l n t emat i ona l Equi ty Index Fund A Distribution J T43 . Vanguard Informat ion Techno logy V iper s A Distribution J T44. - -Awbury Partner s ( se e no te1 ) D Distribut ion O T45 . Trus t#446 . - -Awbury Partner s ( se e no te 1 ) D Distribution O T47 . - -Fide l ity Cash Man agement Account B I n t e r e s t L T48 . --Third Avenue Value Fund A Distribution L T49. Fidel i ty Cash M anagement Account A Distribution L T50 . - -American CenturyUltra Fund A Distribution J T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (1 ) (2) (3)Type (e.g., D a t e Value

    buy, sell, m m / d d / y y Code 2redempt ion) (J-P)

    Bu y 03/29/10 JBu y 03/29/10 J

    (4 ) (5 )Gain I d e n t i t y o f

    Code 1 buyer /se l ler(A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    51. Trust#5

    1. Inc o m e G ain Co d es: A = $1,000 o r less B = $1,001 - $2,500 C = $2 ,501 - $5,000 D = $5,001 - $15,000(Se e Co lu mn s BI a n d D4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H2 =M o re than $5,000,000

    2 . V alue C odes J $15,000 or less K = $15,001 - $50,000 L = $50,001 - $100.000 M = $100,001 - $250,000(Se e Co lu mn s C I a n d D3) N =$250,001 - $500,000 O =$500,001 - $1,000.000 P 1 - $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 = $5 ,0 00 ,0 01 - $ 25 .0 00 ,0 00

    P3 -$2 5.000,001 - $50.000,000 P4 = M o re than $50,000,0003 . V alue Meth od C odes Q =A p p r a i sa l R =Cost (Real Estate Only) S = A s s es s ment T =Ca sh Ma rke t( S c c C o l u m n C 2 ) U = B ook V alue V = O th er W = E s t im a t e d

    E =$15,001 - $50,000

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 7 o f 9

    N a m e o f P e r so n R e p o r t i n gKrav i t z , Mark R.

    D a l e o f R e p o r t04/26/2011

    V I I . IN V E S T M E N T S a n d T R U S T S -inc~me~value~transacti~ns(~ncludes~h~s~fsp~useanddependentchildren;seepp.34~6~f~inginstructi~ns.)~ NONE(No reportable income, assets , or transactions.)D e s c r ip t io n o f A s s e ts In c o m e d u r in g

    (i n c l u d i n g t ru s t a s s e t s ) r e p o r t in g p e r i o d(1) (2)

    Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e I d i v . , r e n t ,( A - H ) or i n t . )

    52 . - -Awbu ry Partners ( s ee no t e 1 )

    5 3. - -Or ac le Co m m o n St oc k

    54 . - -Spartan 500 Index Inves to rs Class

    55 . - -Fidel i ty Cash Reserves

    5 6. - -Th ir d Av e nu e V al ue Fu n d

    57 . - -Fidel i ty Contrafun d

    58 . - -Fide l it y Cash Man agement Account

    E Distribut ion

    A DividendA Distribution

    C DividendA I D i s t r ib u t i o n

    A Distribution

    B I n t e r e s t

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

    V a l u e ValueC o d e 2 M e t h o d

    (J- P ) C o d e 3( Q - W )

    PI TK T

    J TK T

    K T

    K T

    M T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    O) (2) (3)Type (e.g., D a t e V a l u e

    buy , s e l l , m m / d d / y y C o d e 2r e d e m p tio n ) (J- P )

    ( 4 ) (5 )G a i n I d e n t i t y o f

    Code I b uyer / se l l e r( A - H ) ( i f p r i v a t e

    t ransac t i on)

    I . l nconle Gain Codes: A =$1,000 or less B = $1,001 - $2,500 C = $2.501 - $5,000 D -$5,001 - $15,000( S ee C olumns B I and D 4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H 2 = Mor e th an $ 5. 000,000

    2 . Va lu e Co d e s J =$15,000 or less K=$15,001-$50,000 L $50,001-$100,000 M $100,001-$250,000(Se e Co lu mn s CI a n d D3) N = $2 50,001 - $500,000 O =$500,001 - $1,000,000 PI = $1,000,001 - $5,000,000 P2 = $5,000,001 - $25.000,000P3 =$25,000,001 - $50,000,000 P4 M or e th au $ 50,000,0003 . V alue Meth od C odes Q =A p p r a i sa l R =Cost (Real Estate Only) S = A s s es s ment T =Cash Market( S e e C o l u m n C 2 ) U = B ook V alue V = O th er W = E s t im a t e d

    E =$15,001 - $50,000

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a ge 8 o f 9

    N a m e o f P e r so n R e p o r t i n gKra v i tz , Ma rk R.

    D a t e o f R e p o r t04/26/201 I

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.N OT E I : Aw b ar y P a r t ne r s , L .P . i s a l a r ge d i v e r s i f i ed i nv es t m en t pa r t ne r s h i p t h a t i s m anaged b y one , ov e r a l l f und m anage r and s ev e r a l i nv es t m en t adv i s o r s .Awbury Partners is, in effect, a privately held mutual fund. ~ the reporting person,ll/~ or any trust in which he is a trustee controlsor de t e r m i nes e i t h e r ( 1) w h o t h e f und m anag e r o r i nv es t m en t adv i s o r s a r e o r ( 2 ) w h a t i nv es t m e n t s Aw b ur y P a r t ne r s pu r ch a s e s o r s e l l s o r w h en i t does s o . T h us ,neither the reporting person,~ or trusts in which he is a trustee has any control regarding the investments of Awbury Partners. "Ihe value ofAw b ar y P a r t ne r s i nv es t m en t s i s de t e r m i ned q ua r t e r l y on t h e b as i s o f t h e v a l ue o f t h e pa r t ne r s h i ps unde r l y i ng i nv es t m en t s .

    N OT E 2 : P 2 C ap i t a l F und I V , L .P ., i s a poo l ed i nv es t m en t pa r t ne r s h i p , w h i ch i s no t con t r o l l ed b y e i t h e r t h e r epo r t i ng pa r t y o r h i s s pous e .NOTE 3: Saugatuck Capital V LLC and Saugatuck Capital VI LLC are private equity partnerships, which are not controlled byl~ the reporting pa~I T h e C a p i t a l V p a r t n e r s h i p i s c u r r e n t l y w h o l l y in v e s t e d i n F e m c o H o l d i n g s L L C , a p r i v a t e ly h e l d c o m p a n y l o c a t e d i n P e n n s y l v a n i a , a n d t h e C a p i t a l V l i si nv es t ed i n E x oco r , I nc . , a C anad i an co r po r a t i on .N OT E 4 : T r us t s ##1 and 2 , w h i ch w er e s h ow n on p r ev i ous r ep o r t s , w er e t e r m i na t ed e f f ec t i v e a s o f 0 2 / 1 5 / 0 6 and a l l o f t h e a s s e t s ( w h i ch w er e ca s h ) t h en h e l d b yt h e t r u s t s w er e d i s t r i b u t ed i n t h e i r en t i r e t y t o t h e b ene f i c i a r i e s o f t h e t r u s t s , s o t h a t a s o f Dece m b er 3 l , 2 0 0 6 , ne i t h e r o f t h e s e t r u s t s ex i s t ed . T h e o t h e r t r u s t s w i l lcon t i nue t o b e num b er ed f r om #3 t o av o i d co n f us i on w i t h p r i o r r epo r t s . T r us t #3 w as t e r m i na t ed e f f ec t i v e 0 6 /2 1 / 0 8 and t h e a s s e t s w i t h in t h e t r u s t w er e d i s t r i b u t edi n k i nd t o t h e b ene f i c i a r y o f t h e T r us t . As a r e s u l t , a s o f Decem b er 3 l , 2 0 0 8, T r us t # 3 h e l d no a s s e t s and w as t e r m i na t ed . T r us t #3 w i l l no t appea r i n f u t u r er epor t s . T r us t # 5 t e r m i na t ed i n Sp e t em b e r 2 0 1 0 and w i l l no t b e i nc l uded i n f u t u r e r ep o r t s . On l y T r us t # 4 w i l l con t i nu e i n f u t u r e r epo r t s .

    N OT E 5 : P ay m en t f o r t e ach i ng a t Un i v e r s i t y o f M e l b our ne w as s p l i t b e t w een 2 0 0 9 and 2 0 1 0 . T h e s econd p ay m en t o f $7 9 5 2 .6 0 w as m ade o n F eb r ua r y 1 7 , 2 0 1 0a n d w i l l b e s h o w n o n n e x t y e a r s r e p o r t . Th e p a y m e n t s d i f f e re d i n a m o u n t b e c a u s e o f c u r r e n c y f l u c t u a t io n s , a s t h e t e a c h i n g s t ip e n d w a s b a s e d o n A u s t r a l ia nd o l l a rs . T h e p a y m e n t w a s i n t e n d e d t o c o v e r t h e r e p o r t i n g p e r s o n s t ra v e l e x p e n s e s , l o d g i n g a n d f o o d .

  • 8/3/2019 Mark R Kravitz Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a ge 9 o f 9

    Name o f Pe rson Report ingKra v i tz , Ma rk R.

    Date of Repor t04/26/2011

    IX. CERTIFICATION.1 c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

    a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature : S] Ma rk R. Kravitz

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S TO F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RI MI NAL SA NCTI ONS ( 5 U.S.C. ap p . 10 4)

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544