market vectors bank and brokerage etf (rkh) - etfg.com · market vectors bank and brokerage etf...
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Market Vectors Bank and Brokerage ETF (RKH)Tearsheet as of 12:03 pm, April 28, 2014.
Last 54.26 Change -0.36 (-0.66%)
Last Volume 7 Bid 54.22
Ask 54.25 High 54.26
Low 54.26 Open 54.26
Previous Close 54.62 Volume 206
Dividend Yield 2.75% Beta 1.35
52wk High 56.88 52wk Low 51.91
Date 4/28/2014 Time 10:02:32 AM
Key - Green Diamond Reward Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Underperform Market Perform Outperform
Key - Red Diamond Risk Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Low Risk Moderate Risk High Risk
Summary
RATINGS* DIAMONDS*
ETFG RISK RATING 5.44
ETFG REWARD RATING 5.42
Description
Market Vectors Bank and Brokerage ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the US Listed
Regional Bank 25 Index.
ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY
48.0 45.9 47.5 49.2 57.3
Inception Date: 12/21/2011 Expense Ratio: 0.35% Related Index: Market Vectors US Bank and Broker TR USD
Historical prices (1 year)
Apr 25Apr 21Apr 11Apr 04Mar 31
56.09
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Geographic Exposure Currency Exposure
Sector Exposure Industry Group Exposure
Industry Exposure Sub-Industry Exposure
Exposure
45.9%
United States
13.4%
Canada
12.7%
Great Britain
9.3%
Spain
5.8%
SwitzerlandJapanBrazilNetherlandsGermanyIndia
89%
USD
5%
CADCHFEUR
100%
Financials
67.1%
Banks
32.9%
Diversified Financials
67.1%
Commercial Banks
26.8%
Diversified Financial Services
6.1%
Capital Markets65%
Diversified Banks
26.8%
Other Diversified Financial Services
6.1%
Investment Banking & BrokerageRegional Banks
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Service Providers
Administrator Van Eck Associates Corporation
Advisor Van Eck Associates Corporation
Commodity Pool Operator -
Commodity Trading Advisor -
Custodian The Bank of New York Mellon Corporation
Depositor -
Depository -
Distributor Van Eck Securities Corporation
Futures Commission Merchant -
General Partner -
Marketing Agent -
Pool Manager -
Pool Tax Administrator -
Portfolio Manager Hao-Hung (Peter) Liao, George Cao
Subadvisor -
Trust Processing Agent -
Transfer Agent The Bank of New York Mellon Corporation
Trust Sponsor -
Trustee -
ETFG Index Membership
Index #1 ETFG Global Composite
Index #2 ETFG Global Equity Index
Index #3 ETFG Global Financials Index
Index #4 ETFG G20 Index
Index #5 ETFG G8 Index
Tax Classification
Tax Classification Regulated Investment Company
Expenses
Management Fee .350%
Other Expenses .540%
Total Expenses .890%
Fee Waivers -.530%
Net Expenses .360%
Additional Information
Fiscal Year End September 30
Distribution Frequency Quarterly
Listing Exchange NYSE Arca, Inc.
Creation Unit Size 50,000
Creation Fee $500.00
SEC Series Id S000034407
SEC Class Id C000105865
CTA NAV Symbol RKH.NV
CTA Est Cash Symbol RKH.SO
CTA Total Cash Symbol RKH.TC
CTA IOPV Symbol RKH.IV
Top Holdings
Product Info
Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value
1 WFC RKH Wells Fargo & Co USD 10.80% 34K 1.67M
2 JPM RKH JPMorgan Chase & Co USD 9.64% 26K 1.50M
3 HBC RKH HSBC Holdings PLC USD 9.59% 28K 1.49M
4 BAC RKH Bank of America Corp USD 7.94% 75K 1.23M
5 C RKH Citigroup Inc USD 6.68% 21K 1.04M
6 SAN RKH Banco Santander SA USD 5.62% 87K 870.82K
7 RY US RKH Royal Bank of Canada USD 4.54% 11K 704.19K
8 MTU RKH Mitsubishi UFJ Financial Group Inc USD 3.86% 111K 599.06K
9 TD US RKH Toronto-Dominion Bank/The USD 3.84% 13K 595.69K
10 UBSN RKH UBS AG CHF 3.75% 28K 581.65K
11 BBVA RKH Banco Bilbao Vizcaya Argentaria SA USD 3.71% 45K 574.50K
12 USB RKH US Bancorp USD 3.30% 13K 510.89K
13 BNS.TO RKH Bank of Nova Scotia CAD 3.10% 8K 480.67K
14 BCS RKH Barclays PLC USD 3.08% 28K 477.88K
15 GS RKH Goldman Sachs Group Inc/The USD 2.88% 3K 445.72K
16 ING RKH ING Groep NV USD 2.72% 30K 421.64K
17 DB US RKH Deutsche Bank AG EUR 2.16% 8K 334.25K
18 PNC RKH PNC Financial Services Group Inc USD 2.11% 4K 326.76K
19 CS RKH Credit Suisse Group AG USD 2.10% 10K 325.65K
20 ITUB RKH Itau Unibanco Holding SA USD 1.94% 18K 301.23K
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2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance
Performance
Year Q1 Q2 Q3 Q4 Total
2010 13.94% -16.02% -0.05% 17.08% 11.97%
2011 1.28% -8.79% -20.96% 13.28% -17.29%
2012 22.70% -13.20% 9.96% 10.19% 29.05%
2013 3.46% 2.68% 7.12% 6.28% 20.95%
2014 0.13% -1.37% - - -1.25%
MTD YTD 1 Year 3 Year 5 Year
-1.37% -1.25% 13.65% 29.80% 85.00%
Peer Group Stats (Equity)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28%
Peer Low -11.95% -22.70% -20.84% -29.02% -98.06%
Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00%
Peer Median 1.55% 1.26% 4.65% 13.21% 0.00%
Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83%
Peer High 45.40% 32.16% 26.49% 70.96% 90.28%
Number of Funds 831 831 831 831 831
Fund Return -1.32% 0.28% 0.94% 13.81% 32.73%
Fund Percentile 27% 43% 25% 55% 71%
Peer Group Stats (Sector)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.22% 0.37% 4.45% 14.94% 16.30%
Peer Low -11.95% -22.70% -16.00% -29.02% -98.06%
Peer 25th -1.52% -1.96% 1.26% 3.28% 0.00%
Peer Median 1.00% 1.06% 4.20% 16.87% 17.22%
Peer 75th 3.83% 3.85% 7.07% 25.54% 40.46%
Peer High 14.73% 16.58% 22.14% 70.96% 90.28%
Number of Funds 257 257 257 257 257
Fund Return -1.32% 0.28% 0.94% 13.81% 32.73%
Fund Percentile 41% 47% 30% 49% 67%
*
22.70%
-20.96%
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
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Risk & Reward
Peer Group Stats (Financials)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return -0.93% 0.54% 1.87% 14.09% 19.30%
Peer Low -6.75% -6.94% -8.64% -13.21% -35.19%
Peer 25th -3.66% -1.35% -0.69% 5.34% 0.00%
Peer Median -1.61% 0.36% 1.26% 17.77% 20.44%
Peer 75th 0.30% 1.37% 4.23% 23.68% 39.13%
Peer High 14.73% 16.58% 22.14% 38.17% 51.00%
Number of Funds 36 36 36 36 36
Fund Return -1.32% 0.28% 0.94% 13.81% 32.73%
Fund Percentile 64% 56% 58% 42% 58%
- as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated
otherwise.
Fund Flows
1 Week 2 Week 1 Month 3 Month
$127.82K $241.71K $40.67K $350.57K
Fund Statistics
Risk and Reward Diamond Ratings Dynamics
Return and Risk Statistics
Statistics 1 year 3 year 5 year
Annualized Return 13.65% 9.08% 13.09%
Beta 1.17 1.37 1.44
Standard Deviation 49.58% 37.30% 35.77%
Sharpe Ratio 0.27 0.23 0.35
Treynor Ratio 0.11 0.06 0.09
Sortino Ratio 0.55 0.44 0.67
All return calculations are based off of price only and do not include dividend reinvestment.
Additional Information
Previous One Day Short Sales 197.13K
30 Day Average Short Sales 446.06K
Previous One Day Call Volume 0.00
Previous One Day Put Volume 0.00
*
Apr 25Apr 16Apr 7Mar 26Mar 17
7.05
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