martin ohmacht about wittgenstein's remarks about...
TRANSCRIPT
Martin Ohmacht
About Wittgenstein's Remarks
About Mathematical Impossibilities as Negative Settlements
And On the Inherent Limitations (gaps) of Mathematics
File 03 of 5 – Letters H to L
File 03 Letters H to L: Page 180
Ohmacht on Wittgenstein’s Remarks on math. Impossibilities as negative Settlements
And on the Inherent Limitations (gaps) of Mathematics; Lacunae Mathematicae
Data for the catalogue
3 – 9501974 – 7 – 8
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Table Of Contetnts: File 3 Letters H to L: ▓A Hardy result as an object of envy for
Wittgenstein (#MIMP_07, #MIMP_17, #MIMP_21)
Table Of Contetnts: File 3 Letters H to L
Martin Ohmacht ............................................................................................................................... 179
About Wittgenstein's Remarks ......................................................................................................... 179
About Mathematical Impossibilities as Negative Settlements ......................................................... 179
And On the Inherent Limitations (gaps) of Mathematics ................................................................ 179
File 03 of 5 – Letters H to L............................................................................................................. 179
Table Of Contetnts: File 3 Letters H to L .................................................................................... 181
Letter H ........................................................................................................................................ 183
▓A Hardy result as an object of envy for Wittgenstein (#MIMP_07, #MIMP_17, #MIMP_21)
.................................................................................................................................................. 184
Heptagon construction by trisection of a single angle ............................................................. 186
Hessenberg tames Russell's contradiction (#7/, #17/) .............................................................. 187
▓Hidden warning in a historiographical text (#MIMP_23)..................................................... 189
▓Hilbert's résumé in his dialectics with Emil DuBois-Reymond (#30/) ................................. 190
▓Hobbes, the loser in mathematics (#MIMP_09, #MIMP_18)............................................... 192
▓Hofstadter's MU-puzzle (#0/, #5/) ........................................................................................ 194
▓Hope that it may be impossible to find a contradiction (#MIMP_08, #MIMP_11,
#MIMP_20) .............................................................................................................................. 196
▓hypercomplex numbers (#MIMP_16, #/MIMP_13, #/MIMP_15) ....................................... 198
Letter I .......................................................................................................................................... 200
The Ignorabimus separately discussed for the natural sciences: flight to the moon, for example
(#MIMP_14, #MIMP_32, #/MIMP_18, #/MIMP_26) ............................................................ 201
▓An impossible proof, which was apparently never attempted to establish: the Axiom of
Choice (#MIMP_26) ................................................................................................................ 204
An improper impossibility (#MIMP_04, #MIMP_18, #MIMP_19/) ...................................... 206
▓Inaccessible numbers (#18/, #30/)......................................................................................... 208
▓Incommensurability and similar phenomena (#MIMP_00, #MIMP_01, #MIMP_08,
#MIMP_11) .............................................................................................................................. 210
Incompleteness (#19/) .............................................................................................................. 211
infinity has to be ascertained by an axiom (#29/) .................................................................... 213
▓Influences on the rise of non-Euclidean geometries (#12/) .................................................. 216
De Insolubilibus (#7/) .............................................................................................................. 217
▓Inspiration from a previous failure: Hamiltonian Triplets (#16/).......................................... 219
Inspiration of al-Khayyam by the Pythagorean affair (#1/, #2/) .............................................. 222
Introduction: the Problem of Impossibilities in Mathematics (#0/) ......................................... 224
Letter J.......................................................................................................................................... 226
Placeholder for the Title of Level 3J ........................................................................................ 227
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And on the Inherent Limitations (gaps) of Mathematics; Lacunae Mathematicae
Letter K ........................................................................................................................................ 228
Khayyam-Pacioli Fallacy (#2.3/) ............................................................................................. 229
Kuhn as prepared by Wittgenstein (#0/, #1/) ........................................................................... 230
Letter L ......................................................................................................................................... 232
▓Laplace vs Poincaré (#MIMP_14) ........................................................................................ 233
A light bulb moment concerning two mutually proximate impossibilities (#1/, #19/) ............ 236
Liouville on integral (exp(x)/x) dx (#23/) ....................................................................... 237
▓Logical ambiguities (#25/) .................................................................................................... 239
▓Logical problems for mathematicians (#MIMP_26, #/MIMP_12) ....................................... 241
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#MIMP_17, #MIMP_21)
Letter H
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▓A Hardy result as an object of envy for Wittgenstein (#MIMP_07, #MIMP_17, #MIMP_21)
Wittgenstein was partly informed about the foundational crisis of
mathematics when he worked on the foundations of this subject. We can see
from Ramsey's remark on the Continuum Hypothesis in a letter that the
philosopher had at least a faint knowledge of this issue.
I have found in all three quotations by Wittgenstein, where he comes close
to making remarks about this important issue, one from the LFM and two in
the RFM. When reading these quotations, one can ask: did Wittgenstein
understand the CH? But there is a counter question as well, namely, what was
Wittgenstein's goal when coming close to the CH in his writings? Let us work
on this question by discussing the statement from the LFM, first! Here, it is a
participant of Wittgenstein's seminar, who brings in this important issue:
“Levy: Is 'Professor Hardy believes that ℵ1 > ℵ0' a mathematical
statement?
Wittgenstein: No. It is no more a mathematical statement than
'Willie said that 7 x 8 = 54' is a mathematical statement” (Unit III, page
34).
Here, Wittgenstein was lead by one of his students to the difficult issue of
the CH. (But later in his LFM he mentions Aleph 0 and Aleph 1 himself, see
below.) The reason, why I think that Levy's statement is an allusion to the CH
is the fact that his remark includes a reference to the act of believing.
Wittgenstein in his reaction chooses a proposition from elementary
mathematics, which is almost true (the error is one of the value 2, only). This
comparison may be interpreted in a way, that the proposition 7 x 8 = 54 can be
seen as false but almost true.
Later, in unit XVIII on page 171 it is Wittgenstein who refers to Aleph 0
and Aleph 1. Therefore it can be said that Levy's initiative in unit III was
successful on the long run, because he succeeded in motivating Wittgenstein
to turn his focus on the transfinite cardinals invented by Cantor. From this
passage here, it is clear, that Wittgenstein accepts the series of Cantor's infinite
cardinals as a valid concept of mathematics, which makes us think – at least –
that the infinite number of all whole numbers (ofℕ) does really exist not only
potentially, but exists in the sense of an actual infinity.
But is is certainly an over-interpretation of Wittgenstein, if we would
conclude that he made an allusion on the possible independence of the CH,
because these quotations were done in 1939. Gödel had completed his proof of
the non-demonstrability of the CH for Aleph x with x <> 1 in the year before.
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Although the suspicion about the independence of the CH was already under
way at that time it is unlikely that Wittgenstein was informed about Gödel's
premonition (Hao Wang writes in Reflections on Kurt Gödel on page xxi f.,
that Gödel “began to tackle the independence of CH” in 1937.)
It is a historiographical fact, that G. H. Hardy worked on an aspect of the
CH in 1906 – he proved that 2ℵ0 ≥ ℵ1, as Gregory H. Moore reports on page
83. So Hardy works on an issue, which is a sort of optimum of what can be
attained without being embroiled by the independence of the CH.
Wittgenstein's intention when coming close to the CH was a certain feeling of
envy for this result. He alludes to it by mentioning a variant of it, namely the
proposition 2ℵ0 > ℵ0in his RFM on page 135 in § 35.
But it is also a fact, that the finest proof of the uncountability of the
powerset of the natural numbers is not attributed to Cantor himself, but to
Gerhard Hessenberg in his book of 1906 (I discuss it in the section on
the↑Hessenberg tames Russell's contradiction). Before Wittgenstein's remark
on Hardy's result in §35, he might allude to Hessenberg's proof. He argues the
problem, that his proof violates the principles of the theory of types.
So summing things up, two proofs of almost the same contentual
dimension were presented in 1906 by Hardy and by Hessenberg.
Hessenberg's proof: when we want to prove that the powerset of the set of
natural numbers has more elements than the set of natural numbers, then we
can use a tamed version of the paradox of the Cretan liar. Here, the focus, on
which we look, constructs a contradiction again, but it is not an overall
(global) contradiction, which spoils the entire calculus (as it happened with
Frege's Axiom of Abstraction or Axiom of Comprehension). This was the fate
of mathematicians by Russell's inference of a contradiction in 1902. Here,
with Hessenberg, by a similar construction, we only complete an indirect
proof, which shows that2ℵ0 > ℵ0.
My argument, that Wittgenstein was possibly familiar with Hessenberg's
proof is given by referring to his mentioning the term “heterological” several
times in his RFM. (on page 206, § 79, for example)
Wittgenstein is musing about this watershed between a construction of a
contradiction, which spoils an entire theory (namely, that of Frege) and a
technically very smart proof, namely that there are essentially more sets of
natural numbers than there are natural numbers. The process in the history of
ideas here is lying therein, that a absolutely destructive idea (as Russell's was)
is changed into a technically nice and methodically orderly piece of
mathematics.
Wittgenstein mentions the two concepts ofℵ0and2ℵ0a second time in his
RFM (page 409, at the end of § 42). Here he mentions Frege, and distinguishes
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between the natural numbers (ℵ0) and the real numbers (2ℵ0,
“Dezimalbrüche”). It is an open question, whether here again an allusion to
the Continuum Hypothesis is the motive for mentioning these two infinite
cardinals, but it might be, that this is the case. Anyway, I think that
Wittgenstein envies G. H. Hardy and Cantor (or his disciple Gerhard
Hessenberg) for their smart proof that there are considerably more real
numbers than natural numbers.
Bibliography:
Hao Wang (1987): Reflections on Kurt Gödel, Cambridge, Massachusetts:
MIT Press.
Hardy, Godfrey Harold (1906): The Continuum and the Second Number Class.
In: Proceedings of the London Mathematical Society. (2) 4, pages 10–17.
Reprinted in 1979.
Hardy, Godfrey Harold (1979): Collected Papers of G.H. Hardy, ed. By I. W.
Busbridge and R.A. Rankin. Oxford: Calendron vol. VII, pages 438–445.
Moore, George H. (1982): Zermelo's Axiom of Choice. Its Origins,
Development and Influence, NY: Dover Publications.
Heptagon construction by trisection of a single angle
The summary of this section reads as follows: the strategic point of the
construction of a heptagon by assuming the availability of an angle trisector is
the fact that the single angle to be trisected has no geometrical interpretation at
all, but is a purely algebraical result.
Now let us develop the calculation of the angle to be trisected:
The seventh degree formula for the heptagon can be reduced – by a simple
substitution – to a third degree formula, namely
27 ∗ 𝑣3 − 63 ∗ 𝑣 = 7. (*)
In order to prove the inconstructability of the heptagon, we have to prove
the irreducibility of this cubic polynomial; by the Eisenstein criterion, for
example.
The trisection of a general angle leads to a cubic equation, too. If we assume
(by an axiom) that we have an angle trisector at hand then we can pose the
question as to whether we can use it to construct a heptagon. The answer is
“yes”.
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The trisection of an angle produces the equation
4 ∗ 𝑥3 − 3 ∗ 𝑥 = 𝑎 (**)
where a is the cos of the angle to be trisected. Then, x is equal to the cos of
the third part of the angle represented by a.
I chose to work with a linear substitution for the variable x in equation (**),
namely 𝑥 = 𝑐 ∗ 𝑦and a second linear substitution for the entire equation of the
trisection, so that we have:
4 ∗ 𝑐3 ∗ 𝑑 ∗ 𝑦3 − 3 ∗ 𝑐 ∗ 𝑑 ∗ 𝑦 = 𝑎 ∗ 𝑑. (***)
The point of the calculation here is that I operate with a coefficient
comparison between (*) and (***), by this transfer of the solution from (**) to
(***) and from (***) to a solution of (*). The comparison of coefficients leads
to 𝑑 = 14 ∗ √72
and 𝑐 =21
𝑑and hence 𝑎 =
1
(2∗ √72
); a is the cos of the angle to be
trisected.
It is interesting to see that the construction of the heptagon can be
accomplished through a single angle trisection.
To conclude, let me make one remark. Here, we have used algebraical
equations to find the value for the angle to be trisected. The width of the angle,
the cos of which is 𝑎 =1
(2∗ √72
), has no geometrical interpretation at all. It is a
purely algebraical result which is strongly influenced by the substitutions used.
This epistemological (philosophical) result is likewise stated by Gleason
(1988). So what we are doing here is performing calculations, done by means
of geometrical drawings (see the picture by Hans Dirnböck).
Gleason reports on the regular 13-gon, that here the angle to be trisected
contains the expression1
√132 , which makes me think that there is a connection
between the “7” in my angle and the fact, that it was a 7-gon which we
constructed.
Bibliography:
Gleason, Andrew (1988): Angle Trisection, the Heptagon, and the
Triskaidecagon, in: American Mathematical Monthly, 95, pages 185–194.
Hessenberg tames Russell's contradiction (#7/, #17/)
If we look at the foundational crisis of mathematics in a surveying kind,
then the overall structure of intellectual influence shows, that Russell's
paradox was found independently of the Cretan Liar first and only later their
similarity was rediscovered. When Russell created his paradox in 1901, he
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was not inspired by the self-referentiality of this classical paradox, but Gödel
in 1931 mentions the Cretan Liar as a main source of inspiration for inventing
the statement “this statement cannot be proved.” Russell was informed about
the similarity of his contradiction with the Cretan Liar in 1908.
Seemingly, Russell informed Wittgenstein and he then taught the Cretan
Liar to his pupils in the Volksschule during the 1920s, as it is reported by
Bartley.
It is true that Hessenberg in his 1906 book Grundbegriffe der Mengenlehre
in § 24, Die Menge der Teilmengen (page 40–42) does not mention the
paradoxes of classical antiquity. So if use the contentual similarity between the
Cretan Liar and Hessenberg's argument, then we can only conjecture influence
form Russell to him. Hessenberg's argument (which is sometimes more or less
directly attributed to Cantor: see Oliver Deiser page 102f.) sounds as follows:
We want to prove that there is no bijection betweenℕand its powerset
P(ℕ). The proof is done indirectly, but it is done somehow constructively. Let
us assume that there is a bijection b fromℕonto P(ℕ). From this assumption
we shall infer a contradiction. Let us have a look at the diagonal set D, which
is the set of all members m ofℕ, for which m is not included in b(m). If the
number b–1 (D) is contained in D, then according to the definition of D, b–1 (D)
is not included in D. And conversely, if b–1 (D) is not in D, then (according to
the definition of the complement of D) b–1 (D) is in D. So we have the desired
contradiction.
There is a slight epistemological problem with this argument because it
does not conform to the basic rule of the theory of types. It can be said, that
Russell developed his theory as a reaction to his self-referential argument
which leads to a contradiction. So Russell identified the self-referentiality to
be “blamed” for the contradiction.
What I like about Hessenberg's argument is the fact, that it so to say tames
Russell's argument, which demonstrated Frege's system to be flawed by a
contradiction (and, by the Ex falso quodlibet, to be flooded by contradictions).
But the effect of Hessenberg's version is by far not as disastrous as it had been
the effect of Russell's idea – Hessenberg's approach to the argument is far
more civilised, in as much as he tamed the contradiction to work in an indirect
proof only.
The beauty of this proof and its epistemological effectiveness lies therein,
that it works for all sets, namely, finite sets as well as infinite sets. It is true,
that in order to prove the existence of the larger infinite cardinals, we need the
axiom of the existence ofℕ. But once we have adjoined this axiom to be true,
like in a big bang all the larger infinite cardinals can be proved to exist.
At the end of this comment on the connection between the medieval
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insolubilia and modern set theory I want to ask a question: why did Cantor in
his short essay Über eine elementare Frage der Mannigfaltigkeitslehre
(Ges.Abh. 278–281) not present the above proof of Hessenberg's but displayed
a proof, which is a little bit cumbersome? In this publication, the diagonal
argument carries over from the real numbers to the set of all subsets of natural
numbers in a contentually interesting way.
Cantor suffered a hostile atmosphere during all of his lifetime by many of
his critics, so that it might be, that he didn't want to be too clear in the
development of infinities. Zermelo in his comment on page 280 says that the
proof showed by Cantor can be seen as the classical proof. Yet I think, that the
proof by Hessenberg is the classical proof, indeed, because it does not make
use of the index functions, but of the diagonal set D as defined above.
▓Hidden warning in a historiographical text (#MIMP_23)
I have found the following passage about the problem of functions, the anti-
derivative of which cannot be expressed in elementary functions. For finding it,
however, I had to go through a lot of text in the book edited by Jean Dieudonné.
It was hard work to find the hidden passage in which the creators of the text
refer to this impossibility. Despite the epistemological importance of this issue,
it is not mentioned in the initial summary of the chapter.
I am convinced that impossibility results should be given a central position
in mathematical and historiographical texts, and the warning to the reader (and
learner) should be placed right in the focus at the beginning. The warning (at a
meta-level) should also be written in large, bold, bulky letters, because of the
very importance of its effect on the attitude of the reader. In my opinion, it
makes no sense to hide the confession of a gap in the realm of formulas in the
very middle of concrete results by calculations. And this placement of the truth
at the beginning should be chosen not despite its frustrating character, but
because of it.
“Das [ein Beweis über Legendresche Normalformen] beweist
insbesondere, dass man die elliptischen Integrale nicht mit Hilfe
algebraischer Funktionen oder mit Hilfe von Logarithmen solcher
Funktionen berechnen kann. Liouville zeigte (1833), dass sich die
elliptischen Integrale nicht durch 'elementare' Funktionen ausdrücken
lassen, wovon die Mathematiker seit langem überzeugt waren, (ohne es
allerdings bewiesen zu haben.) ” (Christian Houzel, page 437)
In English, this quotation runs as follows:
“This [a proof concerning Legendrian normal forms] proves in
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particular that one cannot calculate the elliptic integrals with the help of
algebraic functions or with the help of the logarithms of such functions.
Liouville showed (1833) that the elliptic integrals cannot be expressed
through 'elementary' functions – something concerning which
mathematicians were long convinced (without however having proved
it.)”
In order to offer a model for how such a sustainable warning for the naive
reader could look, I want to present one here:
Warning to the reader:
There are derivatives y',
such that for all elementary functions z,
its derivative z' is unequal to y'!
The humble strategy of placing such a warning within the text and without
any emphasis by means of extralarge letters is bound to result in
misunderstandings.
Bibliography:
Houzel, Christian (German 1985): Elliptische Funktionen und Abelsche
Integrale, pages 422–540, in: Dieudonne, Jean (German 1985): Geschichte
der Mathematik 1700–1900. Ein Abriss. Braunschweig: Vieweg & Sohn.
▓Hilbert's résumé in his dialectics with Emil DuBois-Reymond (#30/)
Hilbert enlarges on his acceptance of negative settlements of mathematical
problems at the conclusion of his much-read 1899 text on the Foundations of
Geometry.
“However, as I have already remarked, the present work is rather a
critical investigation of the principles of euclidean geometry. In this
investigation, we have taken as a guide the following fundamental
principle; viz. to make the discussion of each question of such a character
as to examine at the same time whether or not it is possible to answer
this question by following out a previously determined method and by
employing certain limited means. This fundamental rule seems to me to
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contain a general law and to conform to the nature of things. In fact,
whenever we encounter a problem or suspect the existence of a theorem
in our mathematical investigations, our reason is satisfied only when we
possess a complete solution of the problem or a rigorous demonstration
of the theorem, or, indeed, when we can clearly see the reason for the
impossibility of the success and, consequently, the necessity of failure.
Thus, in the modern mathematics, the question of the impossibility
of solution of certain problems plays an important role, and the attempts
made to answer such questions have often been the occasion of
discovering new and fruitful fields for research. We recall in this
connection the demonstration by Abel of the impossibility of solving an
equation of the fifth degree by means of radicals, as also the discovery
of the impossibility of demonstrating the axiom of parallels, and, finally,
the theorems of Hermite and Lindemann concerning the impossibility of
constructing by algebraic means the numbers e and π.
This fundamental principle, which we ought to bear in mind when
we come to discuss the principles underlying the impossibility of
demonstrations, is intimately connected with the condition for the
“purity” of methods in demonstration, which in recent times has been
considered of the highest importance by many mathematicians.” (Hilbert
1899, English translation by Townsend 1938, pages 130 f.)
This final statement is Hilbert's epistemological reaction to, on the one hand,
Du-Bois' opinion that there are insoluble problems and, on the other, to the
situation around the axiom of parallels and related phenomena. Hilbert
resolutely stresses the positive effect, if one accepts negative results in research.
However, there is a second occasion where Hilbert talks about the
acceptability of negative result:
In the year 1900, Hilbert stated his point about negative results a second
time. The obvious reason for this strategy was that his aim was to make the issue
absolutely clear, because it appeared genuinely important to him. Hilbert's
statement is not a mathematical argument, but is on a meta-level: is the glass
half full or is it half empty? Should mathematicians, in the event of a negative
result, complain about having searched in vain for something impossible for
such a long time (as in the case of the proof of the axiom of parallels) or should
the attitude towards such an issue be of a more positive, optimistic nature? A
question in which it was possible to achieve a negative settlement is finished
with: mathematicians can now deal with new questions! A definite negative
answer is not a catastrophe in research (as seen in the issue of the
incommensurability of the diagonal of the unit square) but bears within it an
element of enlightenment, because it implies the clarification of a question after
all. Hilbert:
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“Occasionally it happens that we seek the solution under insufficient
hypotheses or in an incorrect sense, and for this reason do not succeed.
The problem then arises: to show the impossibility of the solution under
the given hypotheses, or in the sense contemplated. Such proofs of
impossibility were effected by the ancients, for instance when they
showed that the ratio of the hypotenuse to the side of an isosceles right
triangle is irrational. In later mathematics, the question as to the
impossibility of certain solutions plays a preeminent part, as we perceive
in this way that old and difficult problems, such as the proof of the axiom
of parallels, the squaring of the circle, or the solution of equations of the
fifth degree by radicals have finally found fully satisfactory and rigorous
solutions, although in another sense than that originally intended.” (page
1101 f. in the pagination of Ewald)
In the text printed by Ewald furthermore (page 1102), Hilbert argues that the
philosophical twist which he applies to the impossibilities offers reason for his
optimism: here (in the year 1900 again) he even dares to express publicly (and
in print!) the idea of an availability of a proof for the solvability of all
mathematical problems (including negative clarifications) and therefore I
discuss it in the section on ↑A confrontation between Hilbert and Gödel.
Just how fruitful Hilbert's approach to negative clarifications was is evident
in the fact that the first two problems of his list turned out to be of this type.
Hence, the impossibility of proving consistency of arithmetic can be seen as an
answer to Hilbert's second 2nd problem to “investigate consistency” (Constance
Reid, page 82). Hilbert in 1900 speaks of an “inverted question” (page 1102).
Bibliography:
Hilbert, David + Townsend, E.J. (transl.) (1938): The Foundations of Geometry.
Authorized Translation. La Salle, Illinois: The open court publishing
company.
Hilbert, David + Winston Newson, Mary + Ewald, William (transl.s) (1996):
From Mathematical Problems. In: Ewald, William (1996): From Kant to
Hibert: A Source Book in the Foundations of Mathematics. Vol II. Oxford:
Calendron Press.
▓Hobbes, the loser in mathematics (#MIMP_09, #MIMP_18)
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Thomas Hobbes the philosopher was intrigued by the geometrical problems
of the duplication of the cube and the squaring of the circle. He maintained that
he had solved them both constructively, and this affirmation drove him into a
long-term conflict with the mathematician John Wallis, which did not end until
his (Hobbes') death. The two men fought furiously and mercilessly by
publishing texts, which were mainly directed against each other, but which have
also been preserved until today and can thus serve as material for a
reconstruction of that fight. Thomas Hobbes’ performance was rather
unfortunate here, as he remained convinced that he was the legendary solver of
these famous problems until his death. John Wallis, for his part, thought it
necessary to speak out against this amateur mathematician’s dabbling in
geometry and to prove the falseness of Hobbes' construction, in the interests of
geometrical truth.
After the publication of the letters by Hobbes in the 1990s, it became
possible to write an in-depth historiographical investigation on the unhappy,
warring relationship of the two men: it was written by Douglas M. Jesseph and
published in 1999. It is not possible here to provide a full, in-depth insight into
what Jesseph writes, so instead of offering an exhaustive summary of Jesseph's
account, I shall focus only on what Hobbes wrote concerning the Pythagorean
Theorem.
Now, just to make one point clear in advance, Wallis held the position of
university professor at Cambridge and is today considered to be the first great
authority on English mathematics (see Gottwald+Ilgauds+Schlote, page 480).
Therefore, from today's viewpoint, Hobbes did not have the slightest chance of
gaining acceptance with his affirmation that he had “breviter demonstrata” (=
“breviter constructa”) the problems which had remained unsolved for such a
long time. (I really wonder when it became evident in the history of ideas of
mathematics that squaring the circle is even more impossible than duplicating
the cube, inasmuch as π is transcendental while the third root of 2 is irrational
of degree 3 only.)
Perhaps the great (and almost overwhelming) ambition of this particular
amateur was the problem which led him to his lasting error as “Hobbes
unrepentant”, to quote the title of a chapter by Jesseph (page 273).
When the two men argued with each other in print, Wallis apparently drove
Hobbes into a corner, which made him abandon even the Theorem of
Pythagoras in a letter of March 1664. This shows relatively clearly that there is
no excuse for Hobbes' failure in his argument, because today some 400 proofs
for this theorem can be found in the literature and so Hobbes' “doubt” (pages
133 and 273 in Jesseph) will hardly find any adherents in this cause, because it
is too strange. Hobbes apparently had to surrender on this issue, because Wallis
had proved to him that, from his arguments concerning the construction
maintained to be correct, it would follow that there is “doubt” in the validity of
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the Pythagorean Theorem.
Today, Hobbes has even found his way into a textbook of Galois theory, but
only as a counter-example of correct reasoning. Ian Stewart presents his
construction of π and simply requests the reader: “Find the mistake”! (page 78)
Although the book by Jesseph is well written and historiographically
satisfying, I really must ask whether this material is of relevance to the history
of mathematics. I myself have adopted the impossibilities in the history of
mathematics and its history of ideas as the central theme of my writing, which
provides a clear criterion for selecting material. Books on the history of
mathematics as such, like the book by Victor J. Katz, for example, are doomed
to present a potentially endless task, because there is no selective filter to reduce
the mass of material. May I venture to voice the question as to whether it would
be possible to write an encyclopaedia on Mathematics and its History (as
Stillwell’s title runs) without any limitation on the material? I think it would be
more realistic to write the Historiography of Historiography (as it is given by
Dauben + Scriba 2002), in which books like Jesseph’s are not integrated, but
can be mentioned. Such a meta-book would in any case be voluminous, yet
should, on the other hand, be comprehensive.
Bibliography:
Dauben, Joseph + Scriba, Christoph W. (2002): Writing on the History of
Mathematics: its historical Development. Basel: Birkhäuser.
Gottwald, Siegfried + Ilgauds, Hans-Joachim + Schlote, Karl-Heinz
(eds.,1990): Lexikon bedeutender Mathematiker. Frankfurt am Main: VEB
Bibliographisches Institut Leipzig.
Hobbes, Thomas (1669): Quadratura Circuli, Cubatio Sphaeriae, Dublicatio
Cubi, Breviter Demonstrata. London: Andrew Crooke.
Jesseph, Douglas M. (1999): Squaring the Circle. The War between Hobbes and
Wallis. Chicago+London: University of Chicago Press.
Stewart, Ian (1973, 1982): Galois Theory. NY: Chapman and Hall.
Stillwell, John (3rd ed.2010): Mathematics and Its History, NY: Springer.
▓Hofstadter's MU-puzzle (#0/, #5/)
Stuart Shanker writes, that the book Gödel Escher Bach – an eternal golden
Braid is ignored by logicians. I have read parts of it and the only passage, which
I find worthwhile to reproduce here is Hofstadter's MU-Puzzle, because it gave
me a light bulb moment some thirty years ago. The contents of this introspective
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insight was the process of an ascent to a meta-level.
Hofstadter presents a little formal system. It consists of strings, which are
constructed from the letters M, I and U only. These strings are the well-formed
formulas. (See chapter I, pages 33–41)
There is only one axiom, namely the string MI.
There are four rules of inference, namely the following ones:
Rule 1: If a string,which has already been inferred, ends with an I, then a
string may be inferred by attaching a U at the end.
Rule 2: If for some string x, Mx has already been inferred, then the string
Mxx can be inferred.
Rule 3: If in an inferred string the pattern III occurs, then it can be replaced
by a U.
Rule 4: If in an inferred string the pattern UU occurs, then it can be
deleted.
Now, in my mind it would now be necessary to formulate a completeness
rule. Hofstadter obviously means that these four rules are the only ones
producing (inferring) new strings. For example, there are several methods to
infer MI (the axiom), namely
By applying rule 2, infer: MI --> MII
By applying rule 2, infer: MII --> MIIII
By applying rule 1, infer: MIIII --> MIIIIU
By applying rule 3, infer: MIIIIU --> MIUU
By applying rule 4, infer: MIUU --> MI
It is rather questionable, whether there is a relevance of inferring the axiom
a second time. But the construction shows, that it is not necessary to apply rule
3 before we can apply rule 4.
The question at stake about this little formal system, is, whether the string
MU can be inferred from the axiom MI by the four rules of inference. So the
entire puzzle is named after the target word do be produced. This is, as if we
were speaking of the A series of construction steps by ruler and compasses for
squaring of the circle, which implies that, seeing it hypocritically, we are
speaking of the empty set.
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I found the work on the puzzle including the insight on the necessity to
climb the or a meta-level fairly inspiring. I refrain from giving hints for the
solution of this really fine riddle. I think it would be worthwhile to invent
more of these puzzles, with different kinds of “cooperation” of the rules of
inference.
▓Hope that it may be impossible to find a contradiction (#MIMP_08, #MIMP_11, #MIMP_20)
Wittgenstein worked intensively on the problem of a consistency proof (for
arithmetic that is) about eight years after Gödel had delivered his “Lemma”, as
Grattan-Guinness calls it. The result consists of parts of the LFM (extensive
discussions on “contradiction” from unit XIV onwards) and the text from page
213 to 221 in part III of his RFM, in which he focuses on this problem. One
cannot say that Wittgenstein ignores Gödel's Lemma, but his intention is to find
out how mathematicians could have tried to tackle the problem of consistency
before 1931 if Gödel had not spoiled this problem once and for all.
It is true that Gödel inspired Wittgenstein to work feverishly on the problem
of contradictions in mathematics, but it is also true that Wittgenstein started to
work on the issue on his own. The problem concerning the question as to when
Wittgenstein started to work on contradictions is that we are confronted with a
gap in the documents, as the minutes of the first section on this issue of Sunday,
22nd December 1929 in the talks with Waismann (Contradiction I) consist only
of blank pages and thus offer no information as to what Wittgenstein thought of
the matter at that time. And the second discussion on this issue was at a time at
which Wittgenstein might already have heard about Gödel's bombshell
(Contradiction II, Wednesday, 17th December 1930).
The “corollary” or “lemma” was found in September 1930 immediately after
the Königsberg congress.
Regarding all the other impossibility results in mathematics, we may
proceed according to the following motto: if a problem is known as being
impossible to solve, then we can refrain from working on it any further and can
stop investing ever more intellectual energy in it, turning our minds to more
rewarding problems. Wittgenstein compares the question of a consistency proof
with the construction of a Heptagon (RFM, page 216, section 85) and with the
trisection of a general angle (RFM, page 219, section 87). Both problems lead
to cubic equations, and it is indeed possible to construct a Heptagon if we are
supplied with an angle trisector (or, equivalently, with a marked ruler).
Of all these problems leading to impossibility results, perhaps the question
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#MIMP_11, #MIMP_20)
of consistency is the one which is hardest to endure, as it is a meta-mathematical
result. How are mathematicians supposed to react to this catastrophe? Should
we stop enriching the state of the art of mathematical research by developing
indirect proofs? Hilbert had provoked the entire question by putting forward a
proof, which was not only indirect, but also non-constructive: the proof of the
existence of a Gordan Basis.
Wittgenstein's suggestion is to nonetheless work on consistency proofs. He
applies a perspective dating from about 1928, as he wants to steer
mathematicians into a discussion of the impossible. Here, Wittgenstein does not
compare the impossibility of constructing a consistency proof with the
impossibility of constructing a heptagon, but – conversely – seeks to compare
the impossibility of constructing a heptagon with the impossibility of
constructing a contradiction!
Wittgenstein writes: “85. Could I imagine our fearing a possibility of
constructing the Heptagon, like the construction of a contradiction, and
that the proof that the construction of the Heptagon is impossible should
have a settling effect, like a consistency proof?”
This reversal of the direction of research by using the impossibility of the
trisection and the heptagon as a faint hope that similarly to these proofs it may
be proved, that it is impossible to construct a contradiction, is reminiscent of
6.1202 of the Tractatus:
“It is clear that we could have used for this purpose [logical
investigations] contradictions instead of tautologies.”
In the LFM and the RFM, Wittgenstein is pursuing a therapeutic goal,
inasmuch as he wants to talk with mathematicians about their former (pre-1931)
desire to establish a consistency proof. In Wittgenstein's eyes, it does not make
sense to suffer but endure this impossibility silently by remaining mute about
it: instead, we must therapeutically work on the frustrations with which Gödel
confronts us.
An expression that can be found in Wittgenstein's remarks on the problem
of trisection and the problem of the Heptagon is “our fearing”. Here,
Wittgenstein offers the mathematician-reader an emotional interpretation,
inasmuch as the anxiety concerning any repetition of the Russellian
contradiction is alleviated by the hope that the impossibility of constructing a
contradiction might, like the questions concerning the Heptagon and trisection,
be proved. As I have already stated above, Wittgenstein views the question
regarding a consistency proof from a perspective dating from just before the
year 1931.
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▓hypercomplex numbers (#MIMP_16, #/MIMP_13, #/MIMP_15)
I have only found a single occurrence of the term “hypercomplex numbers”
in the texts which were initiated by Wittgenstein – namely, in the conversations
recorded by Waismann on page 104, dating from 29th June, 1930. An article in
the encyclopedia edited by Guido Walz (Vol.2, page 471) states that over the
years a change in the use (and thus, the meaning) of the word “hypercomplex”
had taken place. It is therefore not absolutely clear whether or not Wittgenstein
wants to mention the Hamiltonian numbers here. I shall, however, interpret his
hint concerning the issue of arbitrariness in the definition of operations for
different kinds of numbers as a reference to the Hamiltonian numbers.
According to Alten et al. in their book 4000 Jahre Algebra, page 379), it is
possible to parameterize the multiplication of number pairs (2-tupels) – that is,
by giving free, but constant, values to the numbers γ1 and γ2:
(0, a) # (0, b) := (γ1*a*b, γ2*a*b)
This is a good opportunity to dispel the magic atmosphere surrounding the
imaginary numbers, as here they are compared to the numbers of the form
𝑥 + √2 ∗ 𝑦
by assigning γ1 := 2 and γ2 := 0. The complex numbers can be represented
by, and subsumed under, the above definition through assigning γ1 := –1 and γ2
:= 0.
The tendency of mathematical rules to be arbitrary crops up frequently in
Wittgenstein's text and here he was, of course, inspired by Hilbert. However,
the example of the Hamiltonian numbers shows us that there also exists a
necessity for a certain systematic performance, which leads to the surprising
conclusion that it is not possible to get a field-like structure for ℝ3. There are
thus certain limitations to the arbitrariness of rules in the process of establishing
them.
In his LFM, Wittgenstein admits that there is also a component of historical
(elapsed) time in the invention of rules, which is evident in the fact that we
“inherit” these rules (unit XV, page 143). A nice exercise for a creative young
mathematician would be to invent a variant of chess with different rules. This
variant, chess2,, could retain the role behavior of the wooden figures as a
property derived from the original chess. However, I don’t think it would be
easy to design such a game in such a way that people would actually be
motivated to play this kind of chess2. (A suggestion into this direction would be
to design a variant of chess with one bishop, one knight and one tower on both
sides only. This would mean that each side has five figures apart from the pawns
only.)
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My impression from reading historiography is that, when finding his
Quaternions, it was an advantage for Hamilton to be in a relatively late position
in the history of mathematics, thus enabling him to
1. exceed the number 3 of dimensions without seeing this step as a
betrayal of geometric considerations (“Dimensionstreue” as mentioned on
pages 64, 75, 171 and 279 in Alten at al.) and to
2. design the results of the multiplication of i*j, i*k and j*k freely as it
was necessary to obtain a fully-fledged coherent system without developing
a bad conscience regarding the question as to what the contentual aspect of
these definitions should be.
In the event that Wittgenstein was actually thinking of the Hamiltonian
Quaternions when he mentioned the “hypercomplex numbers”, I think he put
forward this example of the arbitrariness of a design process because he
considered this fine piece of mathematics to be a good example for the invention
(and not the discovery) of an algebraical structure. Before Hamilton enriched
the world of mathematicians through his 4-tuples including operations that
made sense, this structure definitely did not exist!
Bibliography:
Alten, Heinz-Wilhelm + Naini, Alireza Djafari + Folkerts, Menso + Schlosser,
Hartmut + Schlote, Karl-Heinz + Wußing, Hans (korr. 2008): 4000 Jahre
Algebra. Geschichte, Kulturen, Menschen. Berlin + Heidelberg: Springer.
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Letter I
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Letter I: The Ignorabimus separately discussed for the natural sciences: flight to the
moon, for example (#MIMP_14, #MIMP_32, #/MIMP_18, #/MIMP_26)
The Ignorabimus separately discussed for the natural sciences: flight to the moon, for example (#MIMP_14, #MIMP_32, #/MIMP_18, #/MIMP_26)
Note that this book, which I present to the reader here, is focused on
mathematics only and largely ignores the epistemological situation in physics
or astronomy and all the other natural sciences with the exception of the three-
body problem. Wittgenstein also works on the formal sciences of mathematics
and logics only and in his Nachlass, there are hardly any remarks on physics. I
have a hypothesis on his motive, why Wittgenstein proceeded in this way: the
problem is, that the epistemological situation in physics and mathematics is
absolutely different, especially when it comes to a thorough reflection on
impossibilities. If Wittgenstein would have worked on the impossibilities in
physics as well, then he would have needed to be very careful to separate the
arguments about physics and mathematics in order not to mix them up.
From the world of physics, Wittgenstein discusses the ability of the human
race to fly to the moon, which is an argument, which he derives from the
discussions by G.E. Moore (On Certainty, § 171, page 25). We know that in
1969, this dream of mankind (which was anticipated by Jules Verne in a
novel) became true and from what Wittgenstein writes about this project, it is
not clear, whether he conjectured it to be possible or impossible.
Wittgenstein writes in OC in § 106: “Suppose some adult had told a
child that he had been on the moon. The child tells me the story, and I
say it was only a joke, the man hadn't been on the moon; no one has ever
been on the moon; the moon is a long way off and it is impossible to
climb up there or fly there.—If now the child insists, saying perhaps
there is a way of getting there which I don't know, etc. what reply could
I make to him? What reply could I make to the adults of a tribe who
believe that people sometimes go to the moon (perhaps that is how they
interpret their dreams), and who indeed grant that there are no ordinary
means of climbing up to it or flying there?—But a child will not
ordinarily stick to such a belief and will soon be convinced by what we
tell him seriously.”
In mathematics, if a construction or a proof is proved to be impossible,
then this problem can be taken off the agenda of mathematicians and they can
deal with other, more rewarding problems. So there is a paradoxical situation
with mathematical impossibilities, which consists therein, that a negative
settlement is a special kind of a solution, which implies that the minds which
were preoccupied by this enigma are free to leave it (In Latin: absolvere). But
this positive, liberating effect of a negative clarification is given for the
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epistemological situation within mathematics only. It does not carry over to
physics and astronomy, as the following example shows:
From the study of Laplace's Demon (which was invented by Emil DuBois-
Reymond in 1872) I gained insight into one of the problems of mathematical
impossibilities, which is not simply a mathematical issue, but which is
exported to astronomy: the three-body problem. This example (which I have
mainly discussed in the section on ↑Laplace vs. Poincaré) shows very clearly,
that the effect of the negative settlement of a problem may be very much
different for astronomers than for mathematicians. While mathematicians
could, so to speak, simply tic off the problem from their to-do list, the effect of
the negative solution by Poincaré on astronomers might be of a devastating
kind.
Therefore: when investigating impossibilities, it is worthwhile to consider
the borderlines between different disciplines. Here we have an impossibility,
which is stirred up by astronomy, proved within mathematics and re-exported
to astronomy again. (With the Axiom of Choice, it is different: it is imported
from logic into mathematics.) Now, as I have stated already, the reaction of
mathematicians to insolubilities can be of a nonchalant kind, but the reaction
of astronomers to the impossibility to prove the stability of the solar system
may be that of depression or panic-strickenness (according to the basic
character of the person of the astronomer).
It is fairly thrilling to look at the historical time, when the work on the
three-body problem took place: Henry Poincaré published the impossibility to
prove the stability of the solar system in 1893 and Emil Du Bois-Reymond
died in 1896. It would be a nice investigation to work on the question, whether
the pessimist Emil Du Bois-Reymond would have dismissed his idea of the
positive Laplacian Spirit and instead would have invented a negative Daemon
for astronomy. There is no closed formula for the three-body problem!!! Isn't
that a mathematical proof for the feebleness of the human mind in an
important astronomical question, the weakness of which in this case can be
furnished by a mathematical proof? I think it to be possible that Emil Du Bois-
Reymond would consider the negative development of the issue of the three-
body problem as being hard-coded support for his thesis of the Ignorabimus.
Succinctly speaking, there are essential differences between the
impossibility for a solution of the three-body problem in astronomy and other
impossibilities in mathematics, as, for example the squaring of the circle.
The problem which I see here is the fact, that my general thesis about the a
possible positive attitude of mathematicians towards mathematical
impossibilities does not carry over to the reaction to this phenomenon in
astronomy, for example. While for mathematicians, the missing three-body
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moon, for example (#MIMP_14, #MIMP_32, #/MIMP_18, #/MIMP_26)
formula is an acceptable trait of a certain calculus, astronomers may have felt
to have been left with empty hands.
I think, for an investigation of the question of an Ignorabimus in the
natural sciences (as contrasted with my investigation of the impossible in
mathematics here), it would be worthwhile to speculate on how astronomers
felt in 1893 about the Job's message given by Poincaré. It was clear from the
mathematical way of arguing by Poincaré that there was no hope about a
happy ending by the world of the “synthetic a priori”. Once an impossibility is
proved in mathematics, there is no way out by developing some trick to find
the formula after all. The negative diagnosis is given once and forever and the
situation will never be remedied by any ingenious method whatsoever.
This reaction of a harsh frustration (to which we have got accustomed by
today) to Poincaré's finding is an indicator, that for astronomers, for example,
mathematical impossibilities have quite a different relevance and status than
for mathematicians themselves. And the essential insight won by him, that the
solar system theoretically may behave much more chaotic than it actually does
(see Szpiro, page 58) is the frightful idea of a collision of two planets, which
started to plague us since 1893: hopefully the empirical orderliness
perpetuates from the past to the future! Never will anybody repeat Laplace's
optimistic fallacy.
P.S. On November 6th, 2014, I had a scientific talk with a friend, who holds
a degree in mathematics, but is well acquainted with mathematical physics and
astronomy as well.
This man maintained, that astronomers do not fear a collision of planets in
our solar system, because they rely on a peaceful continuation of the last
5*109 years in which no crash of two planets has occurred. This empirical
evidence results in enough trustworthiness of astronomers into the behaviour
of the planets, although, from a mathematical point of view, this is an
empirical, incomplete, induction only.
About a quarter of an hour later in our talk, he made a remark about the
belief of human astronomers, that in some time (estimation: 5*109 years
again), our solar system will collapse. The sun will swallow the earth. Of
course, this knowledge of a major accident after such an absurdly long time
does not affect “us”, nor our children and it does not affect our grand-children
as well. But from the point of view of the question, weather we rely in the
stability of our solar system, this argument of a major accident is an important
contribution, although it is predicted for the far future only.
We also talked about perturbation calculation in astronomy (“Störungs-
rechnung” in German), which is based on the fact, that the orbits of the planets
are attractive, i.e., , that if there is a perturbation, the forces of the other
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planets are “designed” in such a way, that the planet in question is pushed
back into his former path again. This fact of the attractiveness of the orbits is
an important counter argument of consolation for people like me who are
worrying about the consequences of the impossibility to calculate a simple
three-body system.
A truly philosophical consideration about an accident involving the entire
earth runs as follows: the responsibility of the human race in this question is
considerable, because it may be we are the only planet with such a broad
variety of life on it.
Bibliography:
Szpiro, George G. (2007): Poincaré’s Prize. The hundred-year quest to solve
one of math’s greatest puzzles, NY: Dutton.
▓An impossible proof, which was apparently never attempted to establish: the Axiom of Choice (#MIMP_26)
It is a rewarding task to reconstruct the historiography of the Axiom of
Choice from 1890 until 1938, as do Gregory H. Moore extensively, and Bar-
Hillel+Fraenkel and Levy succinctly (pages 53–58 and 80–86, if one focuses on
the history of ideas). The beginning of the work on the Axiom of Choice in 1890
is recorded in a footnote in Bourbaki's note historique on Foundations of
Mathematics; Logic; Set Theory on page 36. It contains a passage by Peano,
who was thus the first person to be reported as having commented on the Axiom
of Choice.
This axiom was called Multiplicative Axiom by Russell and Whitehead and
this name carries over to Wittgenstein's texts. In the Principia Mathematica and
the axiomatic version of set theory by Zermelo (1904 and 1908), the axiom is
made explicit. This step was made very much in the sense of Hilbert's axiomatic
approach, because here things became clearer, inasmuch as an unintentional use
of the axiom was replaced by a deliberate one. The term “inadvertent” use is
coined by Bar-Hillel, Fraenkel and Levy in 1972 (page 57).
The two short texts by Zermelo are probably altogether the most greatly
hated texts in mathematics, since he fulfilled his task, as Cantor and Hilbert
wanted him to do, by proving the well-ordering principle and the trichotomy of
cardinals from the Axiom of Choice (Oliver Deiser, page 57f.). This must have
been fairly satisfying for Cantor, who had for so long sought this proof. I think
the core issue concerning this proof is the fact that the axiom of choice seems
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the Axiom of Choice (#MIMP_26)
to be far more harmless contentually than the well-ordering principle.
Therefore, although it seemed inappropriate to assume the well-ordering
principle itself as an axiom, it therefore appeared to require a proof. And Hilbert
served the discussion in 1922 by claiming that the AC seemed as clear as the
proposition “2+2=4” (see Moore, page 253).
A very important step in history is the proof that the theorem of trichotomy
of cardinals (i.e. that two sets can always be compared as to size) is equivalent
to the Axiom of Choice. This means that the orderly existence of the Alephs in
a totally ordered fashion is indirectly assumed to be an axiom, if we adjoin the
Axiom of Choice! This proof was established by Friedrich Hartogs in 1915, yet
has barely found its way into the textbook representation of set theory (however,
this milestone is mentioned by Gregory H. Moore, page 170).
If one does something, then it is always best to know what one is doing. And
it is clear from Hartogs' proof: if we use the AC, then we postulate the fact that
all the Alephs are well defined as an axiom indirectly, because the two are
equivalent. This means that if we look at this procedure in a radically critical
manner, then we can accuse mathematicians of establishing the escalating
infinities directly by choosing the Axiom of Choice as an axiom with the truth
value true. It emerges that what happens here is a petitio principii on a very
large scale, but it seems that Cantor and Zermelo have achieved acceptance
through this decisive step.
In a somewhat banal manner, the equivalence of the AC with the total
ordering of all sets (and therefore the existence of Alephs) is simply given in a
side-comment in the textbook by Ebbinghaus on page 124.
P.S.: At the beginning of the 20th century, it was assumed in set theory that
in addition to the sets, there is a (countably) infinite number of Urelements,
which do not contain elements themselves, but are not equivalent to the empty
set. Under this assumption of this existence of Urelements, Fraenkel proved
the independence of the Axiom of Choice in 1922.
Bibliography:
Bar-Hillel + Fraenkel + Levy (1958, rev. ed. 1973): Foundations of Set Theory.
Amsterdam & London: North Holland Publishing Company.
Bourbaki, Nicolas (1994): Foundations of Mathematics; Logic; Set Theory. In:
Elements of the History of Mathematics. Berlin: Springer, pages 1–44.
Deiser, Oliver (2002): Einführung in die Mengenlehre. Die Mengenlehre Georg
Cantors und ihre Axiomatisierung durch Ernst Zermelo. Berlin et al.:
Springer.
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Ebbinghaus, Heinz-Dieter (2003, 4th ed.): Einführung in die Mengenlehre.
Heidelberg+Berlin: Spektrum Akademischer Verlag.
Fraenkel, A. (1922): Über den Begriff „definit“ und die Unabhängigkeit des
Auswahlaxioms, Sitzungsberichte der Preußischen Akademie der
Wissenschaften, Physikalisch-mathematische Klasse, pages 253–257.
Hartogs, Friedrich (1915): Über das Problem der Wohlordnung. In:
Mathematische Annalen 76, pages 436–443.
Moore, Gregory H. (1982): Zermelo's Axiom of Choice. Its Origins,
Developments, and Influence. New York: Springer.
Zermelo, Ernst (1904): Beweis, dass jede Menge wohlgeordnet warden kann,
Mathematische Annalen 59, pages 514–516.
Zermelo, Ernst (1908): Neuer Beweis für die Möglichkeit einer Wohlordnung,
Mathematische Annalen 65, pages 107–128.
An improper impossibility (#MIMP_04, #MIMP_18, #MIMP_19/)
It may be that Wittgenstein was not just interested in Fermat's Last Theorem
for the reason given in the section on ↑Fermat's Last Theorem – namely, that an
open problem causes certain mathematical objects to be fuzzy and unclear. He
also considered the possibility that Fermat's Last Theorem could be a formally
undecidable proposition in the sense of Gödel. The long series of unsuccessful
attempts to solve the problem may have been a reason for Wittgenstein – among
others – to raise the suspicion that maybe no proof for either of the directions
exists: for neither the one in which Fermat expressed it, nor for its negation.
The conjecture on the independence of Fermat's Last Theorem is explicitly
expressed in the book on many-valued logic by the Russian mathematician
Alexander A. Sinowjew (1968). I found a reference to this remarkable detail on
current mathematics in Karel van het Reve’s Dr Freud and Sherlock Holmes
(page 107). See also the remark on the suspicion “that the problem might be
impossible” in the book by Simon Singh. (page 118)
However, two impossibilities are linked with Fermat's Last Theorem: one is
the question as to whether it can be clarified at all, or whether we can use the
original direction of the conjecture as stated by Fermat himself to express a
number theoretical impossibility.
Before 1996 it may have been said: it may be impossible to find numbers
x, y, z, n>2,
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such that 𝑥𝑛 + 𝑦𝑛 = 𝑧𝑛 (*)
Let us now, for the rest of this section, consider this number-theoretic
impossibility, rather than the possible logical impossibility of non-existence of
a proof for both directions.
I have, however, the impression that this statement is not seen as an
impossibility by the majority of mathematicians (much less by all of them), but
that here a way of looking at matters was applied in which the statement was
regarded in a neutral light. In the case of the Fermat conjecture, no one
expressed the yearning for the impossible (to quote the title of the book by John
Stillwell) – namely, that people wanted to find such numbers x, y, z, and n by
any means possible. There is the image of a dog, which barks at the moon.
However, it was clear from the very beginning that it may be the case that there
do not exist numbers that make (*) a true proposition.
So we have a phenomenon of propositions in the historiography of
mathematics, which are impossibilities formally, but not in the prevailing
attitude of researchers. The best example for this status of a proposition (or a
conjecture) is the transcendence of the Eulerian number e, which was proved by
Hermite in 1873. For the number e, the result was regarded in a neutral light
(and not as a negative result; i.e. without any disappointment about its non-
constructability) whereas for π, the prevailing interpretation of the result was
that of a non-constructability – i.e. it was seen as a negative way of settling the
problem, resulting in a mixture of relief and frustration.
What I want to make clear here is the fact that we can subsume the fact of
the non-constructability of e as a formal impossibility, although this kind of
view was not the dominant one held by mathematicians. The same procedure
can now be used for Fermat's conjecture expressed in what is called his Last
Theorem: namely, that we can neutrally state that it is impossible to find
numbers x, y, z and n>2 to satisfy the above equation (*). This result given by
Andrew Wiles lacks the atmosphere of negation such as surrounds, for example,
the non-constructability of π.
Bibliography:
van het Reve, Karel (1994): Dr.Freud und Sherlock Holmes. Frankfurt am
Main: Fischer Taschenbuch Verlag GmbH.
Singh, Simon (1997, 1998): Chapter 3: A mathematical disgrace, in: Fermat's
Enigma: The epic quest to solve the world's greatest mathematical problem.
New York: Anchor Books, pages 71–120.
Sinowjew, Alexander Alexandrowitsch (Zinov’ev Alexandr Alexandrovic)
(1968): Über mehrwertige Logik, Berlin: Deutscher Verlag der
Wissenschaften.
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Stillwell, John (2006): Yearning for the Impossible, The surprising truths of
Mathematics, Wellesley: A K Peters.
▓Inaccessible numbers (#18/, #30/)
Wittgenstein suffers a great deal of philosophical hardship concerning
variants of the number π. He constructs a number π', which emerges from the
original, by changing all occurrences of the pattern “777” to “333”, which very
probably results in a transcendental number again. This variant has two
drawbacks as compared to the original – namely:
1) It lacks a geometric interpretation
2) It does not involve a great deal of interest or effort in research. (It does not
lie within the focus of research.)
However, this variant is a number which can be effectively computed. By
this, I mean that there exists a finite chain of symbols (including the tokens
“lim”, Σ,∞and the replacement operator) which represents this number exactly.
I have a hypothesis as to why Wittgenstein works so hard on this issue of
variants of π: he is here, in my opinion, caught in a paradoxical situation –
namely, that he wants to construct a number (with an infinite number of digits
after the decimal point) which is symbolically inaccessible; but let us examine
this issue step by step.
The number of reals is uncountable. The number of reals which can be
written down in any language is countable only. Therefore there are real
numbers which cannot be written down when employing a fixed language L.
The set of all numbers which can be written down is a closed set (a sub-field)
of . The fixed language L contains the following parts:
1) We need the token ∞.
2) We need the brackets ( and ).
3) We need variables xi to be bound by the operators lim and Σ.
4) The number “1” is a real number, which can be written down by ordinary
means. All ten digits can be written. But the rules of our fixed language L say
that we are only allowed to write down a finite chain of digits explicitly.
5) If the two numbers a and b are both symbolically accessible numbers, then
it follows that a + b, a – b, a*b, a/b and ab are symbolically accessible numbers.
6) The most powerful tokens allowed are by the symbols “lim” and Σ.
7) We need case distinctions, i.e. replacements of certain finite combinations
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of digits by alternative finite combinations of digits.
8) The numbers symbolically accessed by (1) through (7) are all symbolically
accessible numbers. (It is this last, the completeness rule, which arouses
Wittgenstein's doubts.)
From these eight rules, it follows that (as I have already stated) the number
of symbolically accessible real numbers is countable. If, by some means, we
were able to write down a single number z which cannot be accessed
symbolically by (1) through (8), this would result in an increase in the number
of symbolically accessible real numbers, though they would nonetheless remain
countable. (See the argument in the entry “Fehlschluss” in Mittelstrass.)
This Wittgensteinian paradox, which I have reconstructed from the trouble
he has with variants of the number π, can be stated as follows: it is not possible
to find a real number which is symbolically inaccessible, because if we were
able to pin down such a number, we would obviously have found some way to
write it down, and so it would therefore no longer have the character of a
symbolically inaccessible number.
This π' paradox is similar to the Emil Du Bois Paradox concerning an
insoluble mathematical problem ( = #30/): if we are looking for a problem which
cannot be solved, and we find one, then we can perhaps prove that it is insoluble.
However, the problem has then been settled negatively and thus no longer
occupies our minds. Therefore, it no longer has the character of an insoluble
problem.
And if we cannot prove the character of a problem which cannot be solved,
then Emil Du Bois' opponents might argue that a day may come on which it is
solved or proved to be unsolvable and clarify it that way.
Wittgenstein wants to specify an inaccessible real number using symbols,
but does not manage to do so. It is not only possible to describe this situation
(at a meta-level) by using the term “symbolical inaccessibility”, but also by the
term “ineffable”, which is used for certain trans-trans-finite cardinals (See
Pierre Basieux: Abenteuer Mathematik, page 117).
Had Wittgenstein been acquainted with the Skolem Paradox then he would
have used this knowledge to argue that symbolically inaccessible real numbers
exist in any language – as a passage from 106 296 in his Nachlass testifies:
“Es ist also denkbar, dass es zwei Klassen von irrationalen Zahlen
gibt: die eine durch ein Gesetz bestimmt, also alle die wir kennen
können, und eine durch keine Gesetze bestimmte, also die Gesamtheit
derer, die wir nicht kennen können!”
I do in fact have an idea why Wittgenstein includes some of the algebraical
numbers here by making a statement concerning irrationals (and not concerning
transcendental numbers): this is an indication that, from the perspective of 1826,
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only tautological (circular) descriptions of the “roots” existed for most of the
quintic equations – namely, that x is the solution of some quintic equation.
Bibliography:
Mittelstrass (ed., 2004): Fehlschluss, in: Enzyklopädie der Philosophie und
Wissenschaftstheorie, Vol. 1, page 634.
▓Incommensurability and similar phenomena (#MIMP_00, #MIMP_01, #MIMP_08, #MIMP_11)
This section presents a view on my code to Wittgenstein's philosophy of
mathematics.
The shock which the Greek mathematicians suffered when they encountered
this essential gap in their ideology (“all is number”) was the basis for the
insights into the nature of irrational numbers two centuries later. Wittgenstein
mentions this issue in his LFM on page 90. On this page, he also writes about
the series of constructible regular polygons. Here, Wittgenstein imagines
teaching someone about this dangerous question – and this issue is risky,
because if one chooses to work on a polygon with a certain number of corners
(7 or 13, for example), then one may be caught in an insoluble task.
The essential words in this quotation from Wittgenstein are the words
“similarity” and “similarly”:
“If he follows the method I teach him, he will get more things looking
like regular polygons. But it is not merely that. Similarly, it is not merely
the fact that by messing about with ruler and compasses he will hardly
ever get a trisection of the angle which makes him give up trying. --
There are reasons connected with the single steps of the proof and their
similarity to other proofs he has made. So with the proof that the diagonal
is incommensurable with the side of the square 1x1.” (LFM, unit IX,
page 90)
What Wittgenstein wants to convey to his listeners here is the fact that he is
working on a general concept that includes several phenomena which are
different from a mathematical viewpoint but similar from a philosophical
viewpoint. Look at the regular Heptagon on the one hand and the issue of angle
trisection on the other. They both lead to cubic problems and there is a single
proof by Pierre Wantzel which shows that both problems are insoluble (using
an unmarked ruler and compasses).
The problem of representing the number 2 as the square of a fraction of two
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Letter I: Incompleteness (#19/)
whole numbers is – as seen by mathematicians – absolutely different from the
problem of angle trisection, but in Wittgenstein's philosophy of mathematics,
they are both subsumed under the concept of a gap in the calculi of
mathematicians. Thus, in his philosophical view, they have a great deal in
common – namely the fact that, in the case of mathematicians willing to solve
them at all costs, both problems lead to dead ends.
What makes the history of mathematics a somewhat cynical business here
is the misleading nature of the problem and the necessary (a priori) futility of
past work. But this insight is included in the view of the generations who are
later born into a world after the solution of the problem at a meta-level.
In his philosophy of mathematics, Wittgenstein's code is to form a single
concept of impossibility and to incorporate in it such apparently different things
as non-existent geometric constructions, impossible proofs, non-existent
algorithms and impossible formulae (See: ↑Introduction). He wants to
investigate these phenomena of calculi in mathematics, which are seemingly
widespread issues, within a unified investigation of impossibilities.
His general view on impossibilities can be regarded as being pessimistic,
because mathematical calculi do possess the property of containing gaps. Yet,
on the other hand, once such a gap has been clarified then mathematicians can
tick off that question and set to work on other problems. This makes room for
an optimistic view. This dichotomy of a pessimistic versus an optimistic view
is only one of the common epistemological traits of impossibilities which make
generalized philosophical work on these problems worthwhile.
Incompleteness (#19/)
This article is on a creative Statement by Wittgenstein on Incompleteness.
For Wittgenstein, Gödel's incompleteness results of 1931 are of central
importance in his philosophy of mathematics. He investigates the non-
constructability of the heptagon in order to get a clear view of Gödel's
impossibility results, since for him it is obvious that they do have a eminent
philosophical (and mathematical) relevance, because they look at mathematics
from the outside, as well.
Now, Wittgenstein states that “Mathematics cannot be incomplete” (Phil.
Rem. XIII, page 188). Why does he say this? Is it only his private, idiosyncratic
view of the state of affairs, or can this expression be reconciled with what
logicians think about Gödel's results? After all, Wittgenstein said in his LFM
right at the beginning (unit I, page 13): “it will be most important not to interfere
with the mathematicians.”
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I have brooded at length over this statement of Wittgenstein’s, and I have
come to the conclusion that an interpretation of it can be achieved if we interpret
the word “mathematics” in a wider sense, rather than only taking a single formal
system consisting of a logical calculus plus the Peano Axioms, as is done in
Principia Mathematica. Here in Wittgenstein's statement, the word
“mathematics” is used in the sense of “all formal systems, that have been
developed so far”. So here we have the historical dimension, that at a specific
point of time in the history of mathematics – say, the beginning of the year 2011,
we have a certain collection of formal systems, whereby some of them are meta-
systems for others. And a logical calculus plus Peano axioms is the starting
system for the entire business, but this one system does not exhaust mathematics
because, after Gödel, mathematics is the additive sum of several formal systems.
Since we consider the set of formal systems which could be accomplished
up to a certain point of time, their number is always finite. Also, there exists
only a finite number of open questions, which might – in the worst case – lead
to the same number of undecidable propositions.
Now let us consider a concrete problem and let us assume that relevant
mathematicians have expressed the suspicion, that it might be undecidable.
What then needs to be done is to prove that it is undecidable. My question here
is: could it be that, although the question (take the Goldbach conjecture, for
example) is undecidable, there is no proof that this is the case? I have called this
a towered undecidability. The problem here is, that we cannot proceed to work
formally on meta level #2, because the concept “all meta-calculi at level #1 for
the object problem” is not a formal system, but an enumerative sum of formal
systems.
So the philosophical, extra-mathematical question is: can we be optimistic
that in all cases of undecidable propositions at level #0 there exists a proof at
meta level #1 that the object level proposition is undecidable? I think we may
find that this epistemological question can be answered by saying Yes, because
the concept of an enumeration of all meta-systems at level #1 is not (I repeat) a
formal system, but this concept includes the idea of mathematical “creativity”
(this word is used by Brouwer, for example). Here, imagination becomes
relevant.
We have to look at the object system (focused around the Goldbach
conjecture, for example) from an appropriate angle. I would like to explore this
concept of the angle of viewing by a metaphor which seduces us to hold the
optimistic view that for each non-decidable proposition in the object system
there is a suitable system among the (creatively numerous) meta-systems, which
proves the non-decidability of the object proposition.
Once, some years ago, while doing my homework for school as a young
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pupil, my rubber fell off my desk onto the floor. I looked for it and saw that it
had fallen on a colourful carpet of my parents’. I thought of the fact that one
half of my rubber was red and the other was blue. The multicoloured carpet
included these two colours in many patterns. There was a certain danger that I
would not be able to see my rubber contrasted against the wild carpet pattern -
but then I had an idea.
I knelt down on the floor at the edge of the carpet and looked, with my
viewing angle parallel to the plane of the carpet. This “way of looking at things”
(Wittgenstein, among others in PU, part I, §144 and § 401) was a productive
one, because I could see my rubber against the background of the rest of the
room. My search was not disturbed by having the colourful patterns on the
carpet as a background, because I could hardly see the carpet through my way
of looking.
So what I want to point out here is that taking an optimistic view is
reconcilable with the Gödelian incompleteness theorems, and that for each
(concrete and single) undecidable proposition of a mathematical system, there
is a meta-system in which proof of this undecidability is possible.
At the end of this interpretation of Wittgenstein's statement “Mathematics
cannot be incomplete”, I must confess that a source of inspiration for this
optimistic possibility was Abel's motto, “Turn the tables”: “Once such a
question has been posed, an answer had to be found; the answer had to be either
yes or no.” (Stubhaug, page 302) Kuhn uses the phrase “taking the stick by the
other end” (page 85).
This form of argument, a singular Tertium Non Datur for a concrete and
specific question, means: if the formula exists, then I want to find it, or if it does
not exist among the root expressions, then I want to prove that. So my raising
the possibility of optimism is not a linear propagation of Hilbert's motto, that
there is no ignorabimus. The essential point here is that the set of all meta-
systems for an object system is not itself a formal system, but an informal
system.
To summarise: Since the concept of all meta-systems of level #1 for an
object level problem is nourished by creativity, it may be the case that for each
undecidable object problem there exists a level #1 undecidability proof. But
even if this is so, it certainly won't be possible to prove this optimistic situation
at level #2.
infinity has to be ascertained by an axiom (#29/)
About a fortnight ago (in October 2014), I discovered that I have – in my
plan to write on all known impossibilities – forgotten to write on the
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impossibility to prove the existence of an infinite set. But this issue is probably
the most important issues of this kind. It is closely connected with Russell's
contradiction.
I read some years ago in the encyclopedia by Mittelstrass, that Frege had
indeed thought to have found a proof of the existence of the set of natural
numbers, i.e. the smallest of all infinite entities.
This alleged proof by Frege of the existence of the natural numbers was
available by Frege's version of the axiom of comprehension. The predicate,
which is a prerequisite for constructing a set can be chosen so that the natural
numbers emerge out of the axiom. And the axiom of comprehension looks so
innocent and simple!
For each predicate P, there exists a set MP, so that for all x, x is a member of
MP, if and only if P(x).
Here, the formulation of the predicate P contains x as a free variable, which
is then bound by the universal quantifier. Now let us specify P as follows:
The empty set is a member of P
and
For all n, which are members of P, also {n} is a member of P.
Therefore the old original form of the Fregean axiom of comprehension
implies the existence of the set of natural numbers and hence an infinite set.
Furthermore, from the original version of Frege's axiom, the existence of a
power set for any set can be inferred as well (see Deiser, page 278). From this
we can see how powerful this axiom was.
But we know about the fate of the original version of Frege's axiom of
comprehension: Russell found out that this old and original form of the axiom
of comprehension is flawed by contradictions and as a consequence of this
catastrophe, the fine and elegant proof of the existence of an infinite set by Frege
was torn to pieces.
Today we can prove that we have to assume the existence of an infinite set
by an axiom, because this axiom is independent from the other Zermelo axioms.
This proof of independence is done by the model of the heriditarily finite
numbers (sets) as they are presented by John Stillwell in his book Road to
Infinity (chapter 7.1, Set Theory without infinity, pages 165ff.)
In the modern version of axiomatic set theory by Zermelo, which is mainly
a reaction to the Russellian contradiction there has to be an axiom of infinity
(see also Hoffmann, page 151).
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There is no such thing as a proof of infinity, as Frege thought.
If once the existence of an infinite set is assumed (without giving rise to a
contradiction, hopefully), then many of the further escalating infinities can be
inferred. By this decision we have managed to make a step into the door, which
can be opened then to get many of all the other escalating infinities. To achieve
existence of the “hyper-hyper-inaccessible cardinals “(Barwise, page ZZZ) we
have to assume further axioms of infinity, though. Barwise calls them
“ridiculously large cardinals”, which is not a technical term, but a humorous
expression for the cardinals found by further axioms. The decision to adjoin
them to usual set theory has an effect on the decidability of some number
theoretic questions, as Gödel writes (GW II, 267–269).
We can sum things up by saying, that Frege's axiom of comprehension
simply was too powerful. That is why logicians and mathematicians have
developed a more humble strategy and assured the existence of an infinite set
by an axiom. The proof of the existence of the initial and starting infinity turned
out to be not possible.
What is interesting when speaking about infinity is Gödel's Compactness
Theorem, by which it is possible to conclude the existence of countable models
from the existence of arbitrarily huge finite models. See Bernt Buldt in Köhler
page 35.
Note that from a philosophical point of view, there is a connection between
the infinite and a belief in the existence of God. Georg Cantor thought his
escalating infinities to be a staircase to Him and from this, he was convinced,
that they exist and are not altogether flawed by contradictions.
Bibliography:
Buldt, Bernd (): Kompaktheit und Endlichkeit in der Formalen Logik.
Deiser, Oliver ():
Mückenheim, Wolfgang (2006): Die Mathematik des Unendlichen.
Aachen: Shaker Verlag.
Stillwell, John:
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▓Influences on the rise of non-Euclidean geometries (#12/)
It is not easy to pinpoint the crucial moment in the historical development
out of which the non-Euclidean geometries emerged. It is, however, possible to
determine a central person, who was initially part of the German circle
surrounding Carl Friedrich Gauss and afterwards changed to the very university
where Lobachevski studied. The person I am talking about is Johann Martin
Christian Bartels, who features in many encyclopaedias, such as the one edited
by Guido Walz (Vol. 1, page 168) and the purely historiographical dictionary of
relevant mathematicians, published by Gottwald + Ilgauds + Schlote (page 39).
It is absolutely clear that Bartels was at first doubtless in contact with Gauss
in Germany and later on with Lobachevski, who was one of his students in
Kazan. There is therefore a possibility that Bartels may have passed on
information about curved spaces from Gauss to Lobachevski. Although there is
no historiographical evidence that this actually happened, it is nonetheless
possible. Historiographical sources are vague and unclear on this point, and this
situation was already reflected upon by an early biographer of Lobachevski,
namely Aleksandr V. Vasiliev (1852 – 1929), who remarked that this hint may
possibly have been passed from Gauss via Bartels to the “Copernicus of
Geometry” in 1914.
Since this biography has apparently not yet been translated from the Russian
into English or German, I must rely on Herbert Meschkowski's Mathematiker-
Lexikon, in which this crucial passage in Vasiliev's text is paraphrased in
German. Although his text was “the first scientific biography of Lobachevskij”
(Demidov, page 181), Vasiliev states that the question as to whether knowledge
was transferred from Germany to Russia will probably remain unclear forever,
and thus makes it clear that historiographers of mathematics must make up their
own minds to whom they give the credit for pioneering non-Euclidean
geometries. I have already called Lobachevski the “Copernicus of Geometry”
(he was the first to publish a printed text on this new kind of geometry) and have
thus revealed the end of the story – namely, that historians of geometry have
arrived at a consensus not to assume that such a transfer of information from
Gauss to Kazan university ever took place (see Hans Reichardt, page 67 for
clarification).
A little semiotic experiment concerning this question might be done by
developing extremely brief and succinct verbalisations which might suffice as
hints from Germany to Kazan. Perhaps a hint concerning “curved spaces”, or, a
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little more specifically, concerning the pseudo-sphere with constant negative
curvature? Such extremely condensed messages might suffice as the grain of
sand from which a pearl develops in an oyster. One such tiny piece of
information might have had a catalytic effect on the sort of eager and extremely
witty man that Lobachevski certainly was. Even one such small element of
strategic information might suffice in the case of someone who was himself on
the verge of inventing the entire concept of curved space.
My intention in focusing on the situation surrounding Bartels here is to
reflect on the decision reached by early historiographers of non-Euclidean
geometries, as can be seen from the text by Hans Reichardt, who writes that
there is no evidence for any such conjectured influence, although it is not so
very far-fetched to suppose one.
Bibliography:
Dauben, Joseph + Scriba, Christoph W. (2002): Writing on the History of
Mathematics: its historical Development. Basel: Birkhäuser.
Demidov, Sergei S. (2002): Vasiliev, Aleksandr Vasilievich (1853 – 1929): In:
Dauben, Joseph + Scriba, Christoph W. (2002), page 552.
Demidov, Sergei S. (2002): Russia and the USSR. In: Dauben, Joseph + Scriba,
Christoph W. (2002). pages 179–197.
Meschkowski, Herbert (1973): Lobatschewsky, Nikolai Iwanowitsch, in:
Meschkowski, Herbert (2nd ed., 1973): Mathematiker-Lexikon. Mannheim:
Bibliographisches Institut/BI Wissenschaftsverlag, pages 184–186.
Reichardt, Hans (1976): Gauss und die nicht-euklidische Geometrie. Leipzig:
B.G.Teubner Verlagsgesellschaft.
De Insolubilibus (#7/)
This section examines a connection between, on the one hand, Russell and
Gödel’s uses of the idea of a variant of the Cretan Liar in 1902 and 1931
respectively and, on the other, the medieval literature on this topic.
Russell does not reveal whether he used the Cretan Liar as a source of
inspiration, but instead claims that he was later informed about the similarity
between it and his contradiction. See his Collected Papers, vol. 8, page 228.
The Cretan Liar was used constructively several times during the time of the
Foundational Crisis of mathematics; one was the Russell Paradox (a
contradiction), while another way in which this idea was used was Gödel’s
proposition, which is neither provable nor disprovable. However, the idea of the
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Cretan Liar was not at all new, but in part a rediscovery of something already
known. What was new at the beginning of the 20th century was the fact that, in
1902, it became clear that it could be used to construct something utterly
contradictory.
During the Middle Ages, this issue was not at all clear to philosophers;
however, from the viewpoint of the thinkers of that time, the “Insolubilia” might
well have turned out to be solvable after all.
In the Mittelstraß encyclopedia, we read:
“Trotz der Wortbedeutung von 'Insolubilia' wurden die Insolubilia
von den meisten mittelalterlichen Autoren für schwierig, aber lösbar
erachtet.” (Vol. 2, page 248)
Which translates in English as:
“Despite the meaning of the word 'Insolubilia', the Insolubilia were
regarded by most mediaeval authors as difficult but soluble.”
I would venture to assert that it was to the credit of the cooperative work
around the turn of the century (from the 19th to the 20th) that things became clear.
Russell's Paradox, which was based on Frege's axiom schema of comprehension
(the term “axiom of abstraction” appears to be outdated), makes the question of
the solubility of the Cretan Liar absolutely clear. A text of only about one and a
half pages was necessary to settle this question, which had, in part, been left
open by most mediaeval thinkers. That was the length of Russell's letter to
Frege, in which he informed him of the catastrophe. Thick volumes like the one
written by Paul of Venice, who had been unable to settle the problem perfectly,
were no longer necessary.
In 1499, at the close of the Middle Ages, Paul of Venice had written the
hitherto most comprehensive account of the topic, which included suggestions
for solutions. This contribution was rediscovered by Hermann Weyl and
mentioned in his Handbook of Mathematics and Science. Paul of Venice is
mentioned right at the beginning of the second part of this work, published in
English in 1949. The passages on Paul of Venice can be found on pages 229 and
220 (where Weyl quotes 192r. B et seq. of De Insolubilibus).
To me, it remains an open historiographical question as to whether Cantor
knew about Paul of Venice's book, or whether he won his knowledge of the
paradox of the largest cardinal independently. However, it has been alleged that
Cantor had a generous attitude concerning contradictions, and was therefore not
taken aback by Russell's discovery of the matter – unlike Gottlob Frege.
In my view, the connection between the modern logical-mathematical
research shows the strength of the axiomatic method, inasmuch as through the
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cooperation by Cantor, Frege and Russell, it was possible to settle a question
which had embroiled logicians for so long throughout the Middle Ages. While
it is true that Frege was shocked by being confronted with the fact that his
system allowed to infer a contradiction, if however Frege had not developed his
system, including the axiom of comprehension, then this clarification would not
have been possible. The entire axiomatisation of the theory of sets by Zermelo
took on its shape (its Gestalt) through the process of striving to avoid sets like
the Russellian set.
I consider that the discovery of a set flawed by a contradiction was a
necessary intermediary stage through which it was possible to show that the
Cretan Liar could not, if formalised appropriately, be salvaged from a
contradiction. On the contrary, the Insolubilia from the Middle Ages could, as
their name suggests, be transformed into something absolutely unsolvable. Yet
it is also possible to construct the Gödelian proposition from it, which
constitutes quite fruitful work, inspired by the thinkers of the Middle Ages.
Bar-Hillel, Yehoshua + Fraenkel, Abraham A.+ Levy, Azriel (2nd, rev. ed. 1973):
Foundations of Set Theory. See § 3.1, page 32.
Hijenoort, Jean van ()
Ohmacht, Martin (2003): Wittgenstein's Critique of Gödel's Incompleteness
Results. In: Löffler, Winfried + Weingartner, Paul (2003, eds.): Wissen und
Glauben / Knowledge and Belief. Beiträge / Papers of the 26th International
Wittgenstein Symposium, Kirchberg am Wechsel, 3rd – 9th, August, 2003
Russell, Bertrand: The Philosophy of logical Atomism. The Collected Papers of
Bertrand Russell 1914–1918 Vol. 8.
Weyl, Hermann (1949):
▓Inspiration from a previous failure: Hamiltonian Triplets (#16/)
We forgo the search for a richer structure on R3 than a vector space.
Wittgenstein frequently uses the phrase “the way of looking at things”. For
example, we may look at a circle and interpret it as being the image of a sphere
or we may discern a cone (seen from below) in it. The example I want to discuss
here is the set of quadruples of real numbers. We may see in it Hamilton's
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Quaternions, or we may interpret it as a vector space.
Hamilton's Quaternions are an algebraically rather refined or strong
structure which is special for the case of a four-dimensional space. Vector
spaces can be constructed for any dimension from the natural numbers, but their
drawback is that the linear algebra that can be discerned in them is
comparatively simple.
The kernel argument that I want to present to the reader here is a
consideration of R3, which is the most important special case. Gauss had
extensively used the complex numbers and Hamilton interpreted them as pairs
of real numbers with the multiplication rule (0, 1)2 = (–1, 0). The
epistemological value of this way of seeing complex numbers is the avoidance
of the magical number i, which should be equal to the magical expression “root
of –1”. My argument concerning R3 here is the fact that a vector space is the
most common way of looking at it, which is – without being pejorative – a
relatively poor structure.
I would now like to ask a question: when some mathematician is working
on R4, he has available to him its formalisation in the Quaternions. Is there any
value in considering R4 as a vector space? Or is this formal model futile, since
the formal model of the Quaternions, which is far richer and stronger than a
vector space, is available to us?
The history of the invention of the Quaternions is traced by Bartel L. van
der Waerden in his book A History of Algebra on pages 179 ff. The germ of the
story is the fact that Hamilton wanted to construct a structure on R3 almost as
rich as that on C. This turned out to be a failed endeavour, but he found that he
could construct a structure of such a kind on R4 – which was the transgression
of the magical number 3 for the number of dimensions considered. At the same
time (in publications 1844 and 1862), the Polish-German Grassmann took the
same step in his construction of vector spaces. (See Katz, pages 862–865)
What we can see in Hamilton's self-imposed task of constructing a powerful
structure for R3 is the fact that he was trying to do something impossible – which
was thus bound to be a failure, as we know today. However, the result was
nonetheless a really breath-taking new mathematical structure (in the sense of
Bourbaki). Hamilton invented the Quaternions. I ask the reader to refer to the
text by van der Waerden, which gives a detailed report on the history of this
attempt, including the letter which Hamilton wrote to his son at the end of his
life, published in 1963.
There are, in all, four possible “candidates” for recognition as relatively full
impossibility proofs – namely:
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Letter I: ▓Inspiration from a previous failure: Hamiltonian Triplets (#16/)
The first impossibility proof is the example of the number 63: its factors
21 and 3 have a representation of the form n = x12 + x2
2 + x32, but the number
itself does not. Legendre presented this classical example in 1830. The property
is shared by the number 15, because it is also of the form 8*m+7. But when we
look at the number 15, some of the xi are equal to zero, which is not the case
with 63.
The second impossibility proof was supplied by Georg Ferdinand
Frobenius, published in 1878. It is impossible to have Octions with an
associative multiplication.
The third impossibility proof was by Weierstrass: he proved in 1884 that
for the Quaternions, a commutative multiplication is impossible.
The fourth and final impossibility proof is a paper by Adolf Hurwitz
(1898), which shows that Hamilton's law of moduli
(a12 + a2
2 + ... + an2) * (b1
2 + b22 + ... + bn
2) = (c12 + c2
2 + ... + cn2)
is possible for n = 1, 2, 4 and 8 only. The title of this paper is Über die
Composition der quadratischen Formen von beliebig vielen Variablen
(On the composition of quadratic forms of an unlimited number of
variables). A limiting condition has to be put on the ci; van der Waerden
calls them “bilinear forms”. From this limitation of possibilities it follows
that there is no continuation in a solution for the case n = 16, as might be
conjectured.
For a survey of the last three impossibility proofs, see Stillwell's
Mathematics and its History, page 396.
It is not quite as clear which of the last three publications supplied the
momentum of a negative settlement for the dimension 3. Hamilton was an
autodidact and had obviously not read the paper by Legendre. But though
Hamilton worked on his own and did not realize that the question could
potentially already have been clarified by Legendre in 1830: he used the term
must for the insertion of a fourth dimension (see the letter to Graves reproduced
in B.L. van der Waerden, page 181).
Thus, the all-important step of introducing one more dimension than those
given by R3 (which represented an innovation in exceeding the number of
dimensions used since the times of the Ancient Greeks) was obliged by this
impossible task to design a differentiated structure for R3. Here we can see that
stumbling upon an impossibility, with all the shame accompanying the
occurrence of a failed endeavour, can come very close to being a great success.
My epistemological conclusion does not concern the Quaternions but the
fact that, as a conclusive result, we have a vector space for R3 as the most
commonly used model. We have to endure the fact of this relatively weak
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structure, which is a word used by mathematicians in oral communication.
However nobody would be willing to dispense with, for example, almost as
strong a structure for R3 as is given for C, if we did not have a definitive proof
of the impossibility of constructing such a structure.
The consequence of the proven impossibility of having a stronger structure
than a vector space on R3 is the use of this relatively weak, formalised model as
a prevailing formal structure. It can be used in R3 as well as in all other
dimensions from N.
We owe to these five men – Hamilton, Legendre, Weierstrass, Frobenius and
Hurwitz – the fact that we definitively know that we cannot see R3 as being
similar to C. This is almost possible for R4, though in the case of R3 we have to
be humble and remain content with a vector space, which is the dominant formal
system as an image of our ordinary, three-dimensional space. It’s no use crying
over spilt milk or mourning the lack of strength in our formal representation of
R3; however, through the impossibility conjecture by Hamilton 1843, the
impossibility proof by Legendre 1830 and a full negative settlement by Hurwitz
in 1898, we know that mathematicians have done best by modeling R3 as a
vector space.
P.S.: I have quoted Hamilton with the word “must” for the creation of a
fourth dimension. Now, there is a really fine and absolutely elementary proof
for this step in Stillwell's Yearning for the Impossible (page 136). He simply
assumes that there are three numbers 1, i and j, the vectors of which are
mutually perpendicular. From this he proves that the vector i*j is
perpendicular to each of the three other vectors. We call this vector k and
suddenly we have the fourth dimension!
Bibliography:
Stillwell, John (2006): Yearning for the Impossible. The surprising truths of
Mathematics. Massachusetts: A K Peters.
Inspiration of al-Khayyam by the Pythagorean affair (#1/, #2/)
The establishing of al-Khayyam's conjecture concerning the impossibility
of solving cubic equations by ruler and compass lies very early in history,
namely in the Dark Ages. There arises the question as to how he was guided to
the idea that there might be a gap in geometry, and one answer is that he may
have been inspired by the Pythagorean impossibility of finding two whole
numbers such that the square of their quotient would make 2.
Yet there is a powerful argument against this influence of the outcome
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Letter I: Inspiration of al-Khayyam by the Pythagorean affair (#1/, #2/)
concerning the Pythagorean paradigm as, in this impossibility before al-
Khayyam, the geometrical calculus is richer than the algebraical calculus (of the
whole numbers), and for al-Khayyam it is the geometrical calculus which is
defective. For the Pythagoreans, geometry seemed to be stronger and superior
to algebraical thinking, so that it may be doubted that al-Khayyam learned from
the Pythagoreans. On the other hand, if we choose the abstract paradigm of a
gap in mathematics as a focus for analysis, then it is still possible that al-
Khayyam took the Pythagoreans’ catastrophe as a model for his own conjecture.
It is rather cynical to call the outcome of the Pythagoreans’ catastrophe a
“paradigm” because, a short time after the innovative discovery of this gap, it
was not regarded in a neutral manner by contemporary mathematicians, but as
a destructive type of discovery, inasmuch as the ideology “all is number” had
been destroyed. This term that something is “discarded” is used by Gillies (page
11) in offering a criterion for a shift from one paradigm to a consecutive
paradigm. Today, we know that it is possible to construct the “root of two”
(through the Dedekind cuts) and we also know that there are formulae for cubic
equations (the so-called Cardano Formula), yet the impossibilities discovered
by the Pythagoreans (in a proof) and by al-Khayyam (in a conjecture which
came true) still hold.
We know today not only that certain calculi contain inherent limits, but also
that, in the time of al-Khayyam, it was rather audacious and courageous to assert
the existence of this considerable gap. Al-Khayyam received some consolation
for the negative impact of his statement, inasmuch as he did construct solutions
for the cubic equations (by enhanced means: conic sections), so that he did not
face the world empty-handed.
The general concept behind this section is the result of an overview (or
survey) of the early history of impossibilities. We are well aware of the
possibility that later mathematicians may have learned from the earlier ones,
which means here that al-Khayyam may very well have been inspired by the
Pythagoreans. In al-Khayyam's time, it was not yet clear that gaps would
become apparent in most calculi of a certain minimal complexity, but in his
work on the concrete problem of cubic equations, he dared to postulate (in a
conjecture) that all of his later colleagues would definitively and necessarily fail
in looking for a solution.
This fact of collective learning amongst mathematicians at an abstract level
is a tendency which possibly started with al-Khayyam and continued at least
until Gödel’s Incompletability Theorems, which produce an attitude of mature
pessimism in mathematicians. Al-Khayyam's conviction of the negative
discovery of an eternal impossibility of solving cubic equations by ruler and
compass turned out to be correct, and after Wantzel's proof in the matter (1837),
this impossibility has acquired the character of an eternal negation.
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Introduction: the Problem of Impossibilities in Mathematics (#0/)
It was Ludwig Wittgenstein under whose guidance I embarked on the issue
of impossibilities in mathematics. But this book can also be read as a
contribution to the topic of applying Kuhn's ideas in his famous book on the
natural sciences, The Structure of Scientific Revolutions. Some of the
impossibilities incorporate revolutions in their historiography, others do not.
Wittgenstein proposes the concept of logical, grammatical impossibilities
(BlB, page 56) and the concept of a “geometrical, logical impossibility” (RFM,
3rd ed., 1978, page 92, § 141). His work on this concept has had a lasting
influence on me at least. Already in his TLP, he mentions that propositions
which are never true (impossibilities) form a duality with necessities, i.e. with
propositions which are always true:
Ҥ 6.375 As there is only a logical necessity, so there is only a logical
impossibility”. (The article “a” reads as “eine” in the German original).
I use the term “impossibility” as a summarizing term covering the following
four phenomena in formal problems:
1) The impossibility of constructively solving a specific problem, the
solution of which can nonetheless be clearly specified.
2) The impossibility of a specific geometrical construction in which a clear
set of operations are allowed (compass and unmarked ruler, in most cases).
3) The existence of a well-formed statement, which can be neither proved
nor disproved.
4) The non-existence of an algorithm with specified properties.
I have discovered that one fruitful approach to the process of the history of
mathematics is to take the concept of impossibility as a basic concept and to
also work on those 30 occurrences that do exist by analyzing the history of
ideas, as they emerge from the minds of mathematicians.
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Letter I:
My view of the history of mathematics shows its prevailing trait to be its
difference from the history of the natural sciences. Kuhn does not write a great
deal about mathematics, but in my impossibility approach to this hardest of all
sciences, I can make use of his dominant idea of a Gestalt switch.
Mathematicians have to turn the tables on the problem (In German: ‘sie müssen
den Spieß umdrehen’.) They have to back the right horse.
There already exists some literature on the phenomenon of impossibilities,
but this topic is not discussed very frequently. I shall work only a little on the
existing literature, because I shall at once embark on the history of mathematics,
as seen from Wittgenstein's way of looking at things. My plan is to compile a
complete list of the known impossibilities (insolubilities) in mathematics,
spanning everything from the Pythagorean impossibility to the concrete
incompleteness in Peano arithmetic, as discovered by Paris+Harrington in 1977.
Klagenfurt, 22nd September 2008 Martin Ohmacht
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Letter J
Page 227
Letter J: Placeholder for the Title of Level 3J
Placeholder for the Title of Level 3J
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Letter K
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Letter K: Khayyam-Pacioli Fallacy (#2.3/)
Khayyam-Pacioli Fallacy (#2.3/)
This article concerns an alleged impossibility (an erroneous consensus of a
gap in the world of algebraical formulas), which was passed on from the 11th to
the 13th century. I shall discuss the historiographical sources here and the
philosophical relevance of the incidence in ↑deceived by and overcoming a
fallacy.
The poet-mathematician Omar Khayyam and the Italian mathematician
Luca di Pacioli emerge as twins in the history of mathematics on cubic
equations, as they both held a conjecture on them. Since Omar Khayyam lived
before Pacioli, I looked for a passage in a history book on him alone. Carl Boyer
and Uta Merzbach write:
“For general cubic equations, he believed (mistakenly, as the
sixteenth century later showed), arithmetic solutions were impossible;
hence, he gave only geometric solutions.” (1989, page 269)
Boyer's remark is confirmed by Alten et al. on page 251 and I think this text
is an independent source.
Now I want to present an argument that shows why this alleged impossibility
is so important for the historiography of mathematics. Omar Khayyam lived
long before the end of the Middle Ages and therefore it is all the more
remarkable that he had the courage to state such a negative vision. From today's
viewpoint, in order to reconcile us with his error we could say that he simply
wrongly guessed the parameter value as being 3 (instead of 5), which would
make a surprisingly modern statement out of his conjecture.
Now Luca di Pacioli enters the stage. Peter Pesic writes concerning him and
Omar Khayyam:
“Pacioli thought them [cubic equations] quite unsolvable by algebra,
an opinion he derived from the Arabic poet-mathematician Omar
Khayyam” (page 30).
The difference between the two researchers lies in the fact that the scope of
Khayyam's conjecture is not clear, whereas the book by Pacioli was apparently
widely read in the Renaissance world. It had great influence, as is shown by a
passage in the Encyclopaedia Britannica (1977, Vol. 11, page 662g), which I
quote in full in ↑deceived by and overcoming a fallacy.
Now, there definitely exists a problem in interpreting this Khayyam-Pacioli
fallacy, because it’s possible to construct verbalizations of such a hypothesis,
which are opaque. Sometimes it isn’t clear whether the authors think it will
never be possible to find a formula for cubic equations or whether they only
state that it has not yet been possible to find such a formula. Van Waerden has
studied the original 1494 text by Pacioli and translates the passage at the end of
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his book as follows:
“It has not been possible until now to form general rules” (page 47).
Victor J. Katz’s examination of Omar Khayyam's original text (pages 287—
290) unfolds a similar result.
My conclusion on the question “Did Khayyam and Pacioli really fully
express this conjecture?” is the impression that although they probably did put
forward weaker versions of an absolute impossibility hypothesis in the form of
a hitherto impossibility, so many contemporaries attributed (ascribed) an
absolute impossibility hypothesis to them that mathematicians could clearly
anticipate the philosophical issue of the possibility of an impossibility at a
relatively early stage in the history of mathematics.
Kuhn as prepared by Wittgenstein (#0/, #1/)
Kuhn mentions Wittgenstein (page 44) and the oscillating picture of the
duck-rabbit (page 114), which Wittgenstein in his PI gains from the Polish-
American psychologist Jastrow.
I have read in detail what is said in Ewald Craig's Encyclopaedia of
Philosophy concerning incommensurability (Vol. 4, pp.732-736), but I was
disappointed because here the historiographical affair of the Pythagoreans is not
mentioned, and the term is analysed in a purely Kuhnian way. The expression
“incommensurable” has two meanings – one within mathematics, and the word
is then extended by Wittgenstein in such a way as to mean an incompatibility or
irreconcilability at the level of the sociology of communication. In his use of
the word, Kuhn acts as an adherent of Wittgenstein. Wittgenstein uses the word
in both meanings, the mathematical term in his LFM (Unit IX; page 90) and the
sociological term in his PR (page 310) and in PP Vol. 1, part I (page 62, § 314).
Kuhn in his essay does not mention the Pythagorean aspect of the word.
Let us take a deeper look at the sociological variant here: I think the central
feature of the situation when alternative ways of viewing reality become
incommensurable is the fact that there is no compromise between the two
positions. This is well demonstrated by the duck-rabbit head, because the two
ways of looking at it (the two different aspects) do not allow a third position
which could serve as a compromise. This is the application of the principle of
the excluded middle in the sociology of communication.
The missing third position can be seen in the change from Ptolemaian
astronomy to Copernican astronomy, where it does not make sense to seek for
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Letter K: Kuhn as prepared by Wittgenstein (#0/, #1/)
a third view of things by, for example, choosing a point in the empty space
between the earth and the sun as a midpoint for the planetary system. A point
which offers itself is the one point where the gravitational forces of the earth
and the sun add up to zero and thus form an equilibrium.
As Kuhn argues on in his postscript on page 199: if, in a dispute, one side is
forced to concede an error, then the other side must be right – as assertion which
is not necessarily true from a logical point of view, but which, from the
perspective of the sociology of conflicts, is indeed true.
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Letter L
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Letter L: ▓Laplace vs Poincaré (#MIMP_14)
▓Laplace vs Poincaré (#MIMP_14)
This article is about Laplace's radical optimism concerning the calculability
of the orbits of all planets and a correction by Poincaré.
In the issue of the three body problem, which emerged out of ↑Newton's
Idealizations when establishing his law for the mutual attraction of celestial
bodies, we have – as in the case of the First of Gödel's Incompletability
Theorems – a certain dialectical development (see ↑Bourbaki’s dialectical
Distance to Gödel). To put it quite bluntly, an error occurred, but it was not just
an error of an individual, namely Laplace, but here a larger group of intellectuals
was caught by an alleged proof of the stability of the solar system.
Due to the development of Newton's gravitational law mankind had, so to
speak, taken over a lot of responsibility from God concerning the question as to
whether the planets would move around the sun without crashing or fleeing into
the surrounding empty space. Intellectuals worried a lot about this question at
the end of the 18th century and when Laplace explained that he had proved
analytically that the solar system would remain stable, people were readily
willing to believe him, although, as a matter of fact, his proof was only an
alleged proof and it took almost a century to unravel that. I wonder whether this
willingness to believe Laplace and to accept his proof was motivated religiously
or anti-religiously; see what Ernst Peter Fischer writes about Newton's God on
page 317.
The historical context of Laplace's radical optimism was his success with
the Jupiter-Saturn anomaly, which had been worked on by Euler. Stillwell sums
up the historiography of this issue:
“A famous example [where Newton could only obtain results by
approximations] was the so-called secular variation of Jupiter and
Saturn, which was detected by Halley in 1695 from the observations then
available. For several centuries Jupiter had been speeding up (spiraling
towards the sun) and Saturn had been slowing down (spiraling outward).
The problem was to explain this behaviour and to determine whether it
would continue, with the eventual destruction of Jupiter and
disappearance of Saturn. Euler and Lagrange worked on the problem
without success; then, in the centenary year of the Principia, Laplace
(1787) succeeded in explaining the phenomenon. He showed that the
secular variation was actually periodic, with Jupiter and Saturn returning
to their initial positions every 929 years. Laplace viewed this as
confirmation not only of the Newtonian theory but also of the stability
of the solar system, though it seems that the latter is still an open
question.” (page 235)
So Laplace's optimism, although it was not well-founded as a whole, was
not without a reason – he had solved a serious problem and concluded that he
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could solve the entire problem of the stability of the solar system.
It is fairly easy to find remarks on Laplace's optimism, which are in many
cases without critical components. For example, Katz writes:
“During the period from 1799 to 1825, he [Laplace] produced his
five-volume Traité de mécanique céleste (Treatise on Celestial
Mechanics), in which he successfully applied calculus to the motions of
the heavenly bodies and showed, among much else, why Newton's law
of gravitation implied the long term stability of the solar system” (page
654).
Similar quotations about “Laplace's triumph” can be found in the book
edited by Ivor Grattan-Guinness (Vol 2, 1050f.) and in the encyclopaedias
edited by Guido Walz (Vol 3, page 253) and Mittelstrass (Vol. 2, page 539). This
abundance of material on Laplace is an indicator that he had achieved
acceptance with his optimism.
The problem here is that in the sense of conventionalism (or mental
constructivism), this belief in an optimistic proof by a majority of intellectuals
was outweighed by a counter-proof by Henri Poincaré almost a hundred years
after Laplace's optimistic memoirs, which he, Laplace, had read to the Paris
Academy from 23 November 1785 onwards. To repeat this remarkable fact a
second time: this correction happened as much as almost a century later.
It is not necessary to study the entire story of Poincaré´s publication, as that
is related by Szpiro (pages 48–71). The essential point here is that the
Newtonian differential equations do not have solutions in a closed form, as it is
clearly stated by Mittelstrass:
“In 1893, he [Poincaré] showed that no integrable solutions … exist
for numerous dynamic problems (including the three body problem).”
(Vol. 3, page 282); see also Herrmann, page 61.
So here we again have a mathematical impossibility which is worthy of
study. To cut a long (and emotionally-fraught) story short: Poincaré's
impossibility result was submitted for a prize initiated by the Swedish King.
The task required for this prize was to solve the three body problem. Szpiro
writes of the twelve submissions: “None of them contained a solution to the
three body problem” (page 37).
Here we have the interesting case of a prize where a problem was posed that
turned out to be unsolvable. It was the genius of Poincaré, who performed the
↑problem transmutation (Hao Wang) and who dared to submit a negative
settlement of the original constructive problem to the committee. Szpiro writes:
“He proved rigorously that no analytical solutions (i.e., no elegant
formulas) exist that would describe the position of the bodies at all
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Letter L: ▓Laplace vs Poincaré (#MIMP_14)
times” (page 37).
The most comprehensive description of the situation surrounding this
impossibility (including the religious aspect) is given by Ernst Peter Fischer on
pages 303f. of his book Die kosmische Hintertreppe. There is one statement in
the book by Grattan-Guinness which sums up all the dialectics between Laplace
and Poincaré:
“Poincaré showed that in general these series were not uniformly
convergent, but that they represented the dynamical coordinates in an
asymptotic sense. This result showed ... Laplace's demonstrations of
stability to be inconclusive” (page 1060).
In their chapter on The problem of three bodies and the stability of the solar
system, Victor Szebehely and Hans Mark confirm the fact that the mathematical
part of the epistemological problem with Laplace's error was given by a
convergence problem. They speak of the fact that his series were “not absolutely
convergent” (page 275).
Bibliography:
Fischer, Ernst Peter (2009, 2011): Die kosmische Hintertreppe. Die Erforschung
des Himmels von Aristoteles bis Stephen Hawking. Frankfurt am Main:
Fischer Taschenbuch Verlag.
Grattan-Guinness, Ivor (ed., 1994): Companion Encyclopedia of the History
and Philosophy of the mathematical Sciences, Vol 2. London + New York.
Herrmann (1973): DTV-Atlas zur Astronomie. München: Deutscher
Taschenbuch Verlag.
Karamanolis, Stratis (1996): Einsteins Relativitätstheorie. Eine leicht
verständliche Einführung. München: Elektra Verlags GmbH.
Kuhn, Thomas S. (3rd ed., 1996): The Structure of Scientific Revolutions.
Chicago + London: University of Chicago Press.
Laplace, Pierre S. (1799–1802, French): Traité de Mécanique Céleste vols. 1–
3, Paris: Duprat. (1805): vol. 4, Paris: Courrier. (1823–1825): vol. 5, Paris:
Bachelier. English translation by Bowditch, N. (1829–1839): vols. 1–4., NY:
Chelsea.
Poincaré, Henri (1890): Sur le Probléme des Trois Corps et les Équations de la
Dynamique. In: Acta Mathematica, 13, 1–270.
Szebehely, Victor G.+Mark, Hans (1998, 2nd ed.): The problem of three bodies
and the stability of the solar system, in: Adventures in Celestial Mechanics,
NY et al.:John Wiley & Sons, pages 263–282.
Szpiro, George G (2007): An Oscar for the Best Script. Poincaré's prizewinning
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theory of the solar system's stability ... and the scandal. In: Same Author:
Poincaré's Prize. The Hundred-Year Quest to Solve one of Math's Greatest
Puzzles. New York: Dutton.
Wilson, C.: The Three-Body-Problem. In: Grattan-Guiness (1994), Vol 2, pages
1054–1062.
A light bulb moment concerning two mutually proximate impossibilities (#1/, #19/)
I want to discuss a passage by Wittgenstein from his RFM, where he
proceeds from the Gödelian gap in the proof structure of axiomatic systems (for
mathematical analysis) to the gap in the Euclidean line concerning the root of
2. Both phenomena are strategic gaps in the architecture of mathematics. They
are, however, quite different in kind: one is simply a point missing in the set of
rational numbers and the other consists of the frightful discovery that there is
no axiomatic system for arithmetic which would be both complete and
consistent.
Wittgenstein mentions the Gödelian issue in § 36 of part V of the RFM and
the Pythagorean issue in the paragraph which directly follows this passage, §
37. To my mind, his association (i.e. chain of thought) implies that Wittgenstein
holds the opinion that there is a connection between the two issues. Although
very abstract, the connection which I have found is, from the viewpoint of
impossibility research, quite clear. The point which connects the two issues is
the fact that they are both impossibilities.
Gödel forces mathematicians to decide between incomplete and inconsistent
axiomatic systems and it is clear that the final decision leans towards
incompleteness. The repair work carried out to establish the existence of the
root of 2 was done out of a certain reaction of frustration and shock too. In both
cases, it was necessary to digest (work through) the truth about a foregoing
naïveté in the prevailing opinion of the mathematicians. In both cases, an
illusion was destroyed.
This comparison between the First Gödelian Incompletability Theorem and
the absence of a root of 2 in the rational numbers prompts the question as to just
how widespread the idea of completeness of mathematics was in Hilbert's time,
i.e. in the 1920s, for example. Was it Hilbert's responsibility to simply urge his
colleagues to believe in completeness or did he find many implicit adherents in
this radically optimistic attitude? Wittgenstein wrote the passage which I would
now like to quote some years after Gödel's discovery, and he was flexible
enough to believe it. So after writing “Mathematics cannot be incomplete” in
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1929, he was no longer trapped in the philosophical pitfall of the completeness
of mathematics in the 1940s. Here, in this passage, Wittgenstein accepted
Gödel's result.
On page 294 of his RFM in §40, Wittgenstein writes:
“Compare the two forms of definition: We say:
'lim(𝑥 → ∞)𝑃ℎ𝑖(𝑥) = 𝐿when it can be shown that ...'
and
'lim(𝑥 → ∞)𝑃ℎ𝑖(𝑥) = 𝐿means: for every ε there is a δ ...'”
The epistemological difference between the two variants of the definition
for a limit value for a mathematical function Phi can definitely be found in the
following danger: it may be that Phi (x) converges to L, but this cannot be
proved because it leads to a Gödelian proposition which is true but not provable!
Although it might seem that such a calculation of a limit value of a mathematical
function is routine work for mathematicians, Wittgenstein sees a certain danger
in this apparently simple calculation. Even in such a straightforward task, the
abyss of the independence of a proposition may open up and lead the working
mathematician (who severely underestimates the difficulty of the calculation,
regarding it as being of a standard kind) to an unsolvable problem.
As I have already stated: in § 36 (part V, page 290) of his RFM Wittgenstein
makes an allusion to this distinction of two possible kinds of definitions of a
limit value, and mentions the gap of root of 2 on the Euclidean line in the next
paragraph (§ 37). It is therefore clear, from the viewpoint of impossibility
research, that Wittgenstein wants to juxtapose these two impossibilities with one
another.
Here, the Pythagorean impossibility is compared to the First
Incompletability Theorem by Gödel. The closeness of the two impossibilities
i.e. the association of thoughts (connection of ideas) given by them once more
shows the importance of the concept of impossibility in Wittgenstein's
philosophy of mathematics.
Liouville on integral (exp(x)/x) dx (#23/)
My aim in this section is to consider the following question: which element
of Liouville's Theory of Symbolical Non-Integrability can be presented to
secondary school students in their mathematics lessons?
The model here is Wittgenstein's procedure in choosing the heptagon as a
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symbol of non-constructability, carried over from geometry to algebra and thus
including non-existent desired objects of calculi, which are no longer
necessarily geometrical. This method of selecting one of the Liouvillian
functions, which lack an indefinite integral, leads us directly to the integral
.
I did not manage to find an English or German translation of his 1835 paper,
so I am relying on a quotation, in German, from the book Analysis in
historischer Entwicklung by Hairer + Wanner:
“Mit unserer Methode kann man sich sehr leicht davon überzeugen,
dass das Integral , das viele Geometer lange beschäftigt hat,
unmöglich in endlicher Form geschrieben werden kann.”
“Using our method, it is easy to find out for oneself that the integral
, which has long preoccupied many geometricians, cannot possibly
be written in a finite form.” (page 138)
Formula seekers can find a degree of consolation in the fact that, in the case
of some functions for which no indefinite integral exists, a definite integral can
be given. Lists of definite integrals constitute portions of formula collections,
for example the small one by Karl Rottmann (pages 153–170) and the big one
called Taschenbuch der Mathematik by I. N. Bronstein et al. (Chapter 21.8,
pages 1086–1090). If a definite integral existed for the function which I want to
focus on here, then it would be subsumed in Bronstein's chapter 21.8.2, pages
1087ff., but it seems that no definite integral even exists for . We must
therefore reluctantly accept the fact that, in the case of Liouville's central
function of 1835, the question concerning some definite integral once more
leads to a gap in the formula collection.
I am still looking for a perspicuous name for this function which might allow
us to discuss it. A clear, translucid name would be a prerequisite for presenting
the function to secondary school students when they are 17 years of age as an
integral part of their calculus training. To be taught the impossibility of finding
an anti-derivative of certain functions could modify the students’ impression
that integration is definitely more difficult than differentiation. In presenting
this résumé on the art of working on curves mathematically, a statement on the
facts could be helpful: it is not always the student who is to blame if no anti-
derivative can be found. Sometimes, mathematics itself is simply saying “No!”.
The material suitable for secondary school students includes work on
variants of this Liouville 1835 function – namely, a parameterised set of
functions , which cannot be integrated in a closed form for even
values of n (see Marchisotto+Zakeri, page 300, Example 4). If we assume, wíth
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regard to mathematic lectures at the secondary school level, that students are
already informed concerning the symbolical non-integrability of the Gaussian
Error Function, then, by using the product rule of integration, we can relatively
simply reduce (with n = 2*m) to it (namely, the Gaussian Error
Function), thus expanding the number of functions for which it is possible to
prove symbolical non-integrability.
I think that this application of the product rule of integration, aimed not at
finding an integral but, rather, at proving non-integrability, would be an
epistemologically worthwhile exercise for secondary school students. It could
serve as a warning to them not to erroneously believe that an anti-derivative can
be found for all functions.
P.S. The simple proof of the fact that the integral of exp(x)/x is not
elementary, as derived from a downgraded version of Liouville's Theorem (the
Rational Liouvillian Theorem) can be found in the article by Fitt and Hoare in
The Mathematical Gazette of 1993. I do particularly appreciate the
introductory note on page 227. It gives an image of a drama, where young
students are lead from pan-solvable problems (differentiation) to those where
the outcome is “at worst complete failure.” Fitt and Hoare indicate the illusion
of pan-solvability by the students in this second case also.
P.P.S; An alternative specimen for a simplemost anti-derivative, which
cannot be integrated is the elliptic integral ∫√1 + 𝑥3𝑑𝑥.
Bibliography:
Fitt, A.D. + Hoare, G.T.Q (1993): The closed-form integration of arbitrary
functions, In: The Mathematical Gazette, pages 227–236.
▓Logical ambiguities (#25/)
In my section on ↑Ambiguity, I describe a nice pun that arises from the
double meaning of a German verb. Hence, this is an ambiguity which rests on
the structure of the semantical field of this word and it depends on linguistic
material. Here, in this section, I should like to describe ambiguities which are
radically different in the way they are constructed, since they are logical
ambiguities which carry over from German to English.
“Hermann Maier hat gestern sein erstes Abfahrtsrennen in St.Moritz
gewonnen” (“Yesterday, Hermann Maier won his first downhill race in
St. Moritz.”) (*)
This statement could have been printed on any given day in an Austrian
newspaper, as Hermann Maier is a famous Austrian skier. The statement is
ambiguous, since it is not clear whether (1) it was the very first victory of
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Hermann Maier over his contestants, which took place in St. Moritz or (2)
Hermann Maier has won several races in other locations and now won the race
in this particular place for the first time.
In German, the two meanings can be distinguished from one another by
adding the expression und zwar (“in fact”, “namely”): “Hermann Maier hat
gestern sein erstes Abfahrtsrennen gewonnen und zwar in St.Moritz”. So if we
agree on the use of the phrase “und zwar” in the first of the two different
meanings above, then the meaning of the statement (*) can be narrowed down
to the second one (2).
This ambiguity is based on a logical problem – that is, the question of the
scope of the word “first”. Does it refer to all downhill races or only to downhill
races in St. Moritz? From the logical origin of this play on words, one can infer
that it likewise carries over to other languages such as English. The material of
which the ambiguity consists is independent of linguistic source.
TV advertisements are also good sources of puns. There is one example
which is frequently broadcast on the German broadcasting station ZDF.
“Es gibt 37 verschiedene Arten von Kopfweh die man selbst heilen
kann.”
This is to be translated by “There are 37 kinds of headache, which
you can cure yourself.”
In German, it is not clear whether the relative clause “die man selbst heilen
kann” (“which you can cure yourself”) refers to every kind of headache or only
to 37 kinds. Two interpretations are possible: either (1) only 37 kind of
headaches exist altogether and you can treat them all yourself, or (2) there are
more than 37 kinds of headaches, but 37 of them can be treated without
consulting a doctor.
I should like to present the last logical ambiguity in this section in English:
“Today I shall refrain from going to town, as I so often do.”
At the end of this section, I should like to state that I am clearly aware that
the term “pun” is not the optimal choice for the examples presented, but I want
to keep a certain distance to Wittgenstein's term of “language games”, by which
he means serious and adult games. At all events, to draw a connection between
these linguistic problems and the issue of impossibilities – I think that it would
be impossible to programme a computer to process the double meanings of the
statements in this section.
The absolute worst case concerning ambiguities is the negation of a
consequence, because it may be mixed up with a negation as a (positive)
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consequence. See the example from a TV series:
“Er ist nicht nach München gezogen, weil seine Tante dort wohnt.”
In English: “His aunt lives in Munich. He did not move there for this
reason.”
Note that the statement is compatible with both the statements ”He moved
to Munich” as well as with the statement “He did not move to Munich”! To give
a more clear picture about this example, ohne may use brackets again:
“(He did not move there) for this reason” versus “He did not (move
there for this reason).”
There is another strategic problem concerning syntactical ambiguities,
which lead to the insight that natural languages are not associative (See ↑non-
associativity).
▓Logical problems for mathematicians (#MIMP_26, #/MIMP_12)
If we wish to create an idealistic image of the relationship between
mathematicians and logicians, then we could say that logic is the fundamental
supporting basis on which mathematics is built: logic is a service discipline to
mathematics. Yet this picture is too highly refined to be realistic, and we are
called upon to develop a more down-to-earth description.
There is one central issue raised by logicians which ought to cause
mathematicians a good few headaches: at least, logicians think that this question
that they have found should affect mathematical life. Yet, in reality, many
mathematicians ignore this logical problem.
I am referring to the Axiom of Choice, which contains an implication that is
even more annoying to mathematicians. Logicians tell them that it is possible
to well-order the set R. Wittgenstein mentions this issue in his Nachlass (106
274 and 106 276).
Historically, this question of well-ordering all sets is older than the issue of
the Axiom of Choice. Here logical research has revealed a problem which
severely affects mathematicians. The problem for mathematicians is that they
would never have even started to think about this axiom were it not for the
logicians who have stirred up this question.
Now, it is not necessary for mathematicians (dealing with real analysis) and
logicians to agree on a mutual appeasement as to whether or not to adjoin the
Axiom of Choice. “An important consequence of the axiom of choice in
analysis is the existence of a set of real numbers which is not Lebesgue-
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measurable.” (Bar-Hillel+Fraenkel+Levy 1973, page 67) What presented an
existential annoyance for mathematicians was the fact that, in their view, this
drawback concerning the axiom was not supported by a constructive algorithm
which would show what the non-measurable set looks like. In this case,
mathematicians would be able to investigate this problem – but the Axiom of
Choice does not offer any information concerning this major “bug” in the theory
of measurement. To be informed concerning a severe problem is one thing, but
not to be informed concerning the concrete shape of the problem provokes a
deep-seated annoyance.
However, the structure of the problem is not only a subject of conflict
between mathematicians and logicians, but the problem stirred up by the
logicians (firstly, Zermelo) drives mathematicians into a corner, and pits them
against each other in a no-win situation.
The very same axiom which gives rise to problems in real analysis is
urgently needed in algebra, because it offers an assurance that that every vector
space has a basis. If the axiom of choice is not granted, then there exist vector
spaces without bases, which is an essential drawback. So the line of decision
does not lie between logicians and mathematicians: rather, the borderline of the
decision at stake (as to whether to adjoin the axiom of choice or refrain from
doing so) lies within mathematics.
Thus, the overall history of the relationship between mathematicians and
logicians in the 20th century is shaped by the fact that, with their pedantic
thinking, logicians stir up problems which – in the case of the AC – lead to a
dilemma for mathematicians. The logicians’ hair-splitting is not some sort of
service rendered to the mathematicians but, rather, a process of creating
problems that were originally unnecessary.
In this situation of dilemma for mathematicians, concrete contentual work
sometimes produces a certain relief, as was accomplished by a result achieved
by Solovay in 1970. As Gregory H. Moore describes on page 102 in footnote
24, there is a weaker variant of the Axiom of Choice, which offers hope of not
stirring up the problem with the existence of non-Lebesgue-measurable sets –
namely, the Denumerable Axiom of Choice, with a denumerable number of sets
only. So here we have a text on the historiography of logic by Moore, in which
he expresses the opinion that there is some consolation with regard to this
situation. (Solovay’s solution requires the existence of a strongly infinite
cardinal.) However, do mathematicians affirm the optimistic opinion that the
offer concerning the Denumerable Axiom of Choice is already satisfactory?
Indeed, Jean Dieudonné writes: “Many theories of classical analysis require
only a weak form of the axiom of choice, namely the statement ACD that a
denumerable product of nonempty sets is nonempty” (page 217).
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So this solution seems to be acceptable, provided that the “ACD” grants, for
example, the existence of a basis for all vector spaces.
As we know from geometry, even contradictory axioms are assumed in
Euclidean Geometry and non-Euclidean geometry, respectively. So it ought to
be permitted for real analysts to work with the Denumerable Axiom of Choice,
whereas logicians should be able to follow Zermelo and seek to investigate the
higher Alephs. The set theorist could indulge in adjoining the fully-fledged
Axiom of Choice, while mathematicians could work with the ACD.
It may be that the hope offered by the Denumerable Axiom of Choice is its
contentually satisfying intermediary position – avoiding non-Lebesgue-
measurable sets, on the one hand, and granting a basis for all vector spaces, on
the other. The business of logicians concerning the trichotomy of cardinals is a
separate building site which is not needed by mathematicians.
Bibliography:
Dieudonné, Jean Alexandre (1982): VI Mathematical logic, noncontradiction
and undecidability, in: A panorama of pure mathematics, Orlando: Academic
Press, pages 216f.
Bar-Hillel + Fraenkel + Levy (1958, rev. ed. 1973): Foundations of Set
Theory. Amsterdam & London: North Holland Publishing Company.
Moore, George H. (1982): Zermelo's Axiom of Choice. Its Origins,
Development and Influence, NY: Dover Publications.
Solovay, Robert M. (1970): A Model of Set Theory in which Every Set of
Reals is Lebesgue Measurable, Annals of Mathematics 92, 1–56.