matthen greek_ontology_and_the_is_of_truth.pdf
TRANSCRIPT
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GreekOntologyandthe'Is'ofTruth
MOHANMATTHEN
Thisisanessayabouttheontologicalpresuppositionsofacertainuseof'is'inGreek
philosophy Ishalldescribeitinthefirstpartandpresentahypothesisaboutits
semanticsinthesecond.
Ibelievethatmystudyhasmorethanesotericinterest.First,itprovidesan
alternativesemanticaccountofwhatCharlesKahnhascalledthe'is'oftruth,thereby
sheddinglightonanumberofissuesinGreekontology,includinganEleaticparadoxof
changeandAristotle'sresponsetoit.Second,itfindsinthesemanticsofGreekabasis
foradmittingwhathavebeencalled'nonsubstantialindividuals'or'immanent
characters'intoaccountsofGreekontology.Third,ityieldsaninterpretationof
Aristotle'stalkof'unities'whichiscrucialtohistreatmentofsubstanceinthecentral
booksoftheMetaphysics.
I.ACOMPREHENSIVEUSEOFABSOLUTE'IS'
I.1SomeExamples
Thereisauseof'is'inGreekphilosophythatcomprehendsboththeideaexpressedby
our'is'ofexistence(whetherornotthatmarksaseparateuseof'is'inGreek)andthat
expressedbythecopula.Forexample,AristotlesometimesstatesthePrincipleofNon
Contradictioninthisway:"Itisimpossibleforthesamethingbothtobeandnottobe".
Itisobviousfromthegeneralityofthisprinciplethateventhoughtheuseof'is'it
containsisabsolute(andwouldthusnormallybeidentifiedasdenotingexistence),itis
meanttocomprehendbothexistentialandpredicativestatesofaffairs thatis,it
prohibitsathingexistingaswellasnotexisting,andequallyitprohibitsathingbeing
bothFandnotFforanyvalueof'F'.1(SimilarlyforPlato'scategoryofthings"thatare
andarenot" Republic478de thesearethingsthatbothexistandfailtoexist,thatare
FaswellasnotF.)
Therearemanyotherexamplesofthisuseof'is'.Thusconsiderthegeneralityof
Plato'sandAristotle'sdefinitionoffalsity(andofAristotle'scorrespondingdefinitionof
truth):Tosaythatwhatisisnotandwhatisnotisisfalse.(SeeSophist,240deandMet,
1011b2627).Again,thereisAristotle'sstatementatDeInterpretatione19a23:'What
isnecessarilyiswhenitis;andwhatisnotnecessarilyisnotwhenitisnot'etc.Thisis
supposedtocovernotonlyexistentialsituationslikethatalludedtoin'Therewillbea
seabattletomorrow',butalsosituationsthatAristotlehimselfcharacterizespredicatively,asin'Thiscoatwillbecutup'.FromanearlierperiodthereisProtagoras'
famousdictum:'Manisthemeasureofallthings,ofwhatisthatitis,ofwhatisnotthat
itisnot'.Obviouslythisappliestowhatisabsolutely,butasPlatounderstooditinthe
Theaetetus,italsoappliestowhetherthewindiscold,orwhetherthewineisbitter.
I.2HowNotToTreatTheseExamples
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Theoccurrencesof'is'abovecannoteasilybeassimilatedtoanyofthemorefamiliar
usesof'is'.Forexample,theycannotbetreatedasinstancesofthesocalled
'incompletecopula'2becausetheprinciplesinwhichtheyoccurrangealsoover
existentialsituationsbestdescribedintermsofabsolute'is'.3Conversely,theycannot
(giventhenormallyacceptedexistentobjects,individualsubstancesandproperties)betreatedasinvolvingthe'is'ofexistencebecausethiswouldleaveoutpredicativestates
ofaffairs.
Itmightbethoughtthatagoodwaytodescribeouruseof'is'isasakindof
schematicvariable,thatisasstandingfornoonenotion,butdoingdoubledutyfortwo
ormoredifferentnotions,standingforwhicheverismostappropriateatagiven
moment.Thusonemightbeinclinedtosaysomethinglikethis:"WhenPlatosaysthat
sensiblethingsbothareandarenot,hemeansboththattheyexistanddonotexistas
wellasthattheyareFandnotFforatleastsomevaluesof'F'."
Usefulthoughsuchaperiphrasismightbeasareminderoftherangeofthe
quantifiersthatmightgovernoccurrencesofour'is',forexampleintheprincipleofnon
contradiction,itisclearlyinadequateasatheoryofhow'is'comestobeusedinthis
way.Afterall,itsoundsgrammaticallyunacceptabletoabbreviate'isF'by'is'(exceptin
thelimitedrangeofcasesmentionedinnote2),andsoweneedtoexplainhow
philosopherssodiverseintimeandstyleasProtagoras,PlatoandAristotlecametouse
soopaqueastylisticdevice.
Theproblembecomesparticularlyacutewhenwenoticethattherearetimes
whenthesephilosophersseemtotreatcomprehensiveusesof'is'asstandingfora
unitarynotion.Threeimportantexamplesofthismaybementionedhere.Platoslides,
asKahnhasnoticed,4betweentwoformulationsoftheeternalityofForms hesays,
withnoindicationthatthesearedifferent,boththatsomethingiseternallyFandthat
theFitselfiseternally.Inasimilarvein,Aristotleputshistheoryofcategoriesindifferentways,sayingsometimesthat'is'issaidinmanyways(EN,1096a23),
sometimesthatthecategoriesare"figuresofpredication"(Met,1017a23),andinyet
otherplacesthatthecategoriesarekindsofthethingsthatare(Cat,Ib25:notethat
ontaembodiesanabsoluteconstructionofeinai).ItisasifAristotledoesnotdistinguish
herebetweentheclaimsthattherearemanysortsof'isF'constructions,thatthereare
manysortsofexistence,andthattherearemanyusesoftheverb'tobe'.Finally,we
shouldnoteanunusuallyexplicituseofthe'AnFis'/'SomethingisF'transformation.In
describingProtagoreanrelativismintheTheaetetus(156ff.),Platodescribesatheoryof
perceptioninwhichaperceiverandathingperceivedcometogether,therebybegetting
"twins",one
ofwhich
isasensation
and
the
other
issomething
described,
for
example,
asawhiteness(156d),asweetness(159d)orabitterness(159e).Theresultofthis
birthisthatthepassiveparent,thethingperceived,comestobecharacterizedbythe
correspondingadjective thatis,itbecomeswhite,orsweet,orbitter."Theobjectthat
joinedinbegettingthecolourisfilledwithwhitenessandbecomesinitsturn,not
whitenessbutwhite,whetheritbestickorstone"(56e;cf.159de).Hereanequivalence
isestablishedbetween'(An)Fnesscomestobe'and'SomethingcomestobeF.5
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Allthesephilosophers(IamassumingthatProtagoraswasaccurately
representedbyPlato,butifthisisfalseread'Plato'sProtagoras'for'Protagoras')were
making,intheexamplescited,claimsinthetheoryofBeing:Platoisinterestedin
establishingthatForms(ascontrastedwithsensibles)arethingsthatare(notthings
thatareandarenot),AristotleinshowingthatthereisnotjustonekindofBeing,and
ProtagorasinshowingthatBeingismeasuredbymen.ButBeingherecomprehends,aswehaveseen,boththeexistentialandthepredicative,andtheformulationofthese
claimsdisplaysastrangeambivalencebetweenthe'is'ofpredicationandthatof
existence6 justthatambivalencethatwefoundinour'is'.Thisseemstoshowthat
Greekphilosopherstendtotreatour'is'asunitary,oratleastthattheytreatitas
correspondingtosomeunitarynotionofBeing.Itisthusnotmerelybyplaceholding
thatitacquiresitscomprehensiveness.
I.3AFormalCharacterizationofComprehensive'Is'
LetuslookonceagainatAristotle'sonticstatementoftheprincipleofnoncontradiction
(e.g.atMet,1006a45).
O:Itisimpossibleforthesamethingbothtobeandnottobe.
Evidently(seenote1),thisprincipleismeanttobeequivalenttoapredicative
statement:
P:Itisimpossibleforthesamethingbothtobelongandnottobelongtothesamething
atthesametime(+somequalificationsthatdonotconcernushere:Met,1005b18).
TheconditionunderwhichPandOareequivalentis:
C1:Forallxandythereisazsuchthatxbelongstoyifandonlyifzis.7
ThusAristotle'suseofOandPtostatethesamelawimpliesthatheatleastimplicitly
subscribestoCl.
AsimilarresultcanbeobtainedbyscrutinizingAristotle'sdefinitionsoftruthand
falsityatMetaphysics1011b25:ajudgementistrueifitsaysthatwhatisisorwhatis
notisnot,otherwiseitisfalse.Byinspectingthedefiniensanddefiniendumwederive:
C2:For
all
propositions,
p,there
isan
xsuch
that
pistrue
ifand
only
ifxis.
C2accountsalsoforthe(presumed)equivalenceoftheonticstatementofnon
contradictionabovewiththealethicstatementoftheprincipleatMetaphysics1011b
14.
CIandC2constitutewhatIhavebeencallingthecomprehensivenessofthe'is'
thatwearediscussing.AndC2istheconditionthatjustifiescallingit'the'is'oftruth'.
OurtaskistoexplainwhyGreekontologistsacceptedtheseprinciples.
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I.4FurtherEvidenceandTwoBadTheories
Aninterestingapplicationofour"comprehensivenessaxioms"comesinconnectionwith
change.AtDeGenetCorr316b34317a10,319b2531andPhysics190a1012,
Aristotlemaintainsthateveryalterationisaccompaniedbyaperishingandacreation.Suppose,forexample,thatamanceasestobeartistic.Thischangeinthemanis
simultaneouslyaccompanied,hesays,byacreationofanunartisticandaperishingof
anartisticorbythecreationofanunartisticmanandtheperishingofanartisticman.
(Hedoessaythatthesearenotcreationsorperishingsinanunqualifiedsense.Thisisa
pointthatwillconcernuslater.Forthemomentweshallbeconcernedonlywithwhy
theyarecreationsorgenerationsinanysense.)
ThispointispresupposedalsobyAristotle'scharacterizationofpoiesisas
concernedwithgenesis(EN,1140a10).ItisevidentthatAristotleisherecontrasting
poiesis,anactivitythatderivesitsvaluefromaconsequence,withpraxis,anactivity
thathas"intrinsic"value(i.e.regardlessofwhatmightresultfromit),andthatthis
distinctionhasnothingwhatevertodowithwhethersomepreviouslynonexistentthing
isbroughtintobeing.Forexample,medicineinvolvespoiesis,thoughtypicallyweshould
notwanttosaythatitbringsanythingintobeing;ratheritbringsamantohealth.The
pointthatAristotleismakingisthatitisessentialtopoieseisthattheycreatechanged
circumstances,forthesegivethemtheirvalue.Butaccordingtotheterminology
establishedintheDeGenetCorrandPhysics,anychangeisaccompaniedbyagenesis;
thereisnodifferencebetweensayingthatanactivityresultsinchangedcircumstances,
andsayingthatitisconcernedwithgenesis.
EvidentlyClandC2groundtheseotherwisepuzzlingassertions.Acreation
occurswhensomethingthatwasnotcomestobe.Analteration,ontheotherhand,
occurswhensomethingthatwasnotFcomestobeF,orwhenafalse(undated)statementcomestobetrue.(SeeCat,4a22ff.)ButaccordingtoC1somethingisifand
onlyifxisF,andaccordingtoC2somethingisifandonlyifp.ThusifxcomestobeF,or
pcomestobetrue,somethingcomestobe.AndthisistheassertionthatAristotle
makes.
Interestingly,theDeGenetCorrandPhysicspassagestellushowtocharacterize
theentityinquestion:whenanXcomestobeFwearetosayeitherthatanFXcomesto
be,orsimplythatanFdoes.Wehaveencounteredtwootherpassagesinwhichthe
lattertransformationoccurs:Theaetetus156eand159de.Anditparallelstheduality
notedbetween'SomethingisF'and'AnFis'.Letuscallthistheindefinite
transformation.Itallows
us
togo
from
'Socrates
is/becomes
F'or
'Aman
is/becomes
F'
to'AnFis/comestobe'.Theothertransformation(observedatDeGenetCorr,319b
2531)allowsustogofrom'AnXis/becomesF'to'AnFXis/comestobe'.Letuscallthis
theattributivetransformation.Itispartofourtasktoexplainthesephenomena.
Theapplicationofcomprehensivenesstochangerepresentsaperhaps
unexpecteddegreeofcontinuitybetweenAristotleandhispredecessors.Parmenides,
forexample,hadargued(fragment8,lines68)thatcreationisimpossible,but
apparentlyconcluded(forexampleatline26ofthesamefragment)thatallchangeis
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impossible.Thishasbeendiagnosedasfallaciousreasoning,asaconfusionbetweentwo
quitedistinctusesof'is',namelytheexistentialandthepredicative.Andithasalsobeen
claimed8thatParmenideswasnotconfused;ratherthathewasusinga"fused"
conceptionofBeing,i.e.onethatcombinesexistenceandpredication.Theclaimisthat
inParmenides'caseatleast,comprehensivenessistobeexplainedby(con)fusion.
However,Aristotlecannotbeaccusedofanysuchconfusion,orfusion.IntheDe
GenetCorrheclearlydistinguishesbetweencreationandalter ation,whichcanbe
definedasfollows:
xiscreated=xwasnotandxis.
xisaltered=ForsomeF,xwasnotFandxisF.
Thesedefinitionsseemtopresupposeacleardistinctionbetweenabsoluteand
predicativeusesof'is';andtheyexploitthisdistinctioninordertoformulatethe
conceptofasortofchange,alteration,thatpermitsacon tinuingsubject.Itisthus
unlikely,tosaytheleast,thataconfusionoridentificationoftheseusescouldbewhat
explainsthecorrelativityofalterationsandcreations,orAristotle'scommitmentto
comprehensiveness.
ThesecommentshaveaconsequencefortheinterpretationofParmenides.
Whatinhiswritingsforcesustoassumethathistheoryof'is'istobeblamedforhis
conclusionthatallchangeisimpossible?Supposethatthedifferencebetweenalteration
andtheotherchangeswerepointedouttohim.Couldhenotstillargueasfollows?"I
nowrecognizethatalterationsarenotthesameascreations.Buteveryalterationis
accompaniedbyasimultaneouscreation(andbyadestruction).Ihaveshownthat
creationisimpossible thereisnosuchthing.Sothereisnosuchthingasalteration
either."Soevenifhedoesconfuseorfusedistinctusesof'is',itwillnotdoforAristotle
orforustocriticizehimmerelyonthegroundsofthiserror.ParmenidesissimplyemployinganinferencethatAristotleendorses.SinceAristotledoesnotthinkthat
changeisimpossible,itmustbepossibletoadmitchangeintothelogicofeventhis'is'.
Theproblemthenisthis:Whattheoryof'is'permitsthedistinctionbetween
alterationandcreationgivenabove,andatthesametimeallowsAristotletoholdthat
everyalterationisaccompaniedbyacreation?Thatis,whataccountsforCIandC2
above,sincetheseyieldthedesiredresult?
Ofsecondaryimportancetousisthisquestion:sincemerelydistinguishingbetween
alterationandcreationwillnothelpAristotleevadetheParmenideanconclusionthat
thatchangeisimpossible,howdoesheevadeit?
I.5Kahnonthe'Is'ofTruth
LetuslooknowattheproposalofCharlesKahn.9
Ignoringforpresentpurposestheadmirableandusefulsyntacticsutb tletiesof
Kahn'saccount(mostofwhichIcanleaveuntouched,sinceIamconcernedwith
semantics),theproposalconcerningthesemanticsof'is'inphilosophicalcontexts
comestothis.Thecopulahastwofunctions.Itjoinspredicatetosubject,anditstatesof
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thesentenceinwhichitoccursthatit(thesentence)istrue.Further,thereisan
"essentialambiguity"inthissecondfunctionof'is':itcanbetakennotonlyassaying
thatthesentenceinwhichitoccursistrue,butalsothatthefact"corresponding"to
thatsentenceisso,orobtains.
Itisveryimportanttorealizethatbeingso,orobtaining,asappliedtofactsis
notexistence.ItisthereforeimportanttodistinguishKahn'spro posalfromonemadebyWigginsaccordingtowhichPlatounderstoodtruthappliedtosentencesas
equivalenttoexistenceappliedtothecorre spondingfacts.10IfindWiggin'sproposal
implausible(evenasanaccountofordinaryintuitions)forthefollowingreason.Suppose
that'Johnispale'istrue,andsupposethatitistruepreciselybecausethereisafact,
John'sbeingpale.NowsupposethatJohnacquiresatanandisnolongerpale.'Johnwas
pale'isnowtruenevertheless.Isitnotplausibletosaythatthefactthatoncemade
'Johnispale'trueistheverysameasthefactthatnowmakes'Johnwaspale'true?Ifso,
ceasingtobetruedoesnotcorrespondtogoingoutofexistence.Itwouldbemore
appropriatetosaythatthefactinquestioncontinuestobe,butceasestoobtain,orbe
so.ThisispreciselywhatKahndoessay:heiscarefultodistinguishbetweenbeingso
andexistence.11
WecanseehowwellmeasuredKahn'sproposalistoaccountingforthe
comprehensivenessaxioms.Whyisthereathingthatisforeverytrueproposition?
Because'is'canmean'istrue',andsotosayofapropositionthatitistrueistoposita
thingthatis,namelythepropositionitself.Whyisthereathingthatisforevery
propertythatbelongstoanindividual?Becausethereis,foreachsuchpair,atrue
propositionthatassertsthattheconnectionholds.
Still,theproposalisnotassimpleasitmaylook.Toillustratethis,letusexamine
thequestionofhowcopulamodifiersaretobetreated.SinceKahn'sclaimisthata
singleoccurrenceofaverbis"overworked"or"overdetermined" i.e.thatithas,
simultaneously,twofunctions onewouldimaginethatanymodifierswouldsimultaneouslyaffectbothfunctions.Butitiseasytoseethatthiscannotbeso.
Considertense.Itseemsthat'Socrateswassitting'containsatensemodifieron
thecopula.Butwecannotallowthismodifiertooperatemorethanonce.Oursentence
sayseitherthatitistruethatSocrateswassitting,orthatitwastruethatSocratesis
sitting.ItcertainlydoesnotsaythatitwastruethatSocrateswassitting.Buthoware
wenonarbitrarilytoreadthesameverbintworolesatonce,buttheverbmodifieronly
once?Thedifficultyextendstonegatedcopulae thesesayeitherthatthepositive
joiningofpredicatetosubjectisfalse,orthatthenegativejoiningistrue,andobviously
notthatthenegativejoiningisfalse.
Kahncould
attempt
toget
out
ofthis
difficulty
by
asserting
that
the
modifiers
operateonasentenceasawhole,ratherthanonthecopula.Butthisisnotatenable
theoryoftensesinGreekoranyotherIndoEuropeanlanguage.Noristhereany
evidencethatAristotlerecognizedsententialoperatorsasdistinctfromcopulamodifiers.
YetKahnattributestoAristotleanexplicitawarenessofthe"veridicalnuance"ofthe
copula.(HecitesMet1017a3135andBook ,chapter10.)Thusitwillbedifficultfor
himtodealsatisfactorilywithAristotle'stheoryofthemodifiers.
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Secondly,considerAristotle'sdefinitionoftruthandPlato'ssimilardefinitionof
falsity:Tosaythatthatwhichisisandthatwhichisnotisnotistrue.Kahn'sclaimisthat
theseusesof'is'represent"theveridicalconstructionproper"(PhronesisXXVI,p.106).
Nowtheveridicalconstructionis,werecall,"*essentiallyambigbuous"between'istrue'
and'isso'.Aristotlecouldnothavebeenusing'is'inthefirstofthesesenses,forthen
hisdefinitionwouldbetrivialanduninformative.Sohemustconsciouslyhavebeenusingthesecondsense.Canitbeplausiblyheld,though,thatAristotlewasthisclear
abouttheambiguityintheveridicalconstruction,andyetmadenomentionofit,even
towarnhisreadershowhewasusing'is'?Ithinknot.
Finally,KahnisrobbedoftheabilitytotreatoftheEleaticparadoxofchangeby
assimilatingittothatofnegativeexistentials.Heisofcourseawareofthis,andhasan
articledefendingtheviewthatParmenidesdependedinsteadonthe"factive"natureof
'knows'.12ItisnotmyintentiondirectlytotakeissuewithKahn'sinterpretationof
Parmenides.ButitisrelevanttonotethatParmenideswasreportedbysomeofthe
ancientsinawaythatdoesnotsupportKahn'sthesis.Forexample,PlatohastheEleatic
StrangerintheSophistreporttheviewsof'myfatherParmenides'inawaycompletely
independentofknowledge(heusesotherpsycho logicalattitudes,believingand
saying),andexplicitlytiedtotheproblemofnegatingbeing.Letuswaivethequestion
ofwhoisrightaboutParmenides,KahnorPlato.Thequestionis:WhataccountisKahn
togiveofthesubstantialdegreeofcredencethatPlatoobviouslygivestotheargu
menthereports?
Theseobjectionsshow,atmost,thattheapplicationofKahn'sproposalto
certainancienttextsisnotunproblematic.Thereis,however,anothermoreconclusive
objectiontohisproposal.Itisthat'istrue'andthecopulaaregrammatically
incongruent.Theformerattaches,typically,tonominalizationsofsentencesorto
phrases,suchas'Pythagoras'theorem',thatalludetosententiallycomplete
utterances.13Thelatter,bycontrast,playsanessentialroleinsentenceformation,intheweldingtogetherofsubsententialparts.IwantnowtoarguethatAristotlewas
explicitlyawareofthisfeatureofthecopula,andmakesitanessentialpartofhis
accountofbeing.MyaccountofAristotle'sphilosophicalgrammarwillyieldan
explanationofthecomprehensivenessphenomenadescribedabove,andshedslighton
theotherissuesmentionedintheopeningsectionofthepresentessay.
II.ARISTOTLEONTHESYNTAXANDSEMANTICSOF'IS'
II.1'Is'asDyadic:DeInterpretatione,14InDe
Interpretatione13,Aristotle
distinguishes
between
nouns
and
verbs.
Both
are
significant(semantikos),hesays,butnounssignify,whereasverbssignifyabout.
Moreovernounsdonotcarrytense,whereasverbsdo.14
Now,'is'carriestense,andinthisrespectitislikeaverb.However,itismade
clearthatinotherrespectsitisnotlikeaverb.First,itisnotsignificant,asverbsare,but
onlyconsignificant:"Byitselfitisnothing,butitconsignifiessomecombinationwhich
cannotbethoughtofwithoutthecomponents"(16b2426).Secondly,itisrequiredin
anywholesentence."Falsityandtruthhavetodowithcombinationandseparation.
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Thusnamesandverbsbythemselves forinstance'man'or'white'15whennothing
furtherisadded arelikethoughtsthatarewithoutcombinationorseparation"(16a
1214).
Theargumentseemstobethis:'Is'consignifies"somecombination"(and'isnot'
signifiesseparation?).Truthbearersrequirecombinationorseparation.Therefore
truthbearersrequire'is"or'isnot'(orsomeequivalent).Letuscallauseof'is'monadicifitmustbecompletedbyexactlyonetermto
formasentence,dyadicifitrequiresexactlytwo.Aristotle'sremarkssuggest(a)thatthe
copulaisdyadic,and(b)thatasubject predicatesentencewillincorporateanoun(the
subject),averb(sincethepredicatewillsignifyaboutthedenotatumofthesubject)and
acopula(orequivalent)to"combine"or"separate"these.
Atfirstsightthisseemsabadtheory.Forcopulaearerequired,itwouldseem,
exactlywhereotherverbsareabsent.Forifwehaveafiniteverblike'runs'wecanform
asentencewithoutthecourtesyofacopula,e.g.'Themanruns'.However,awider
examinationofthetextsprovidesuswithanAristotelianresponsetothis.'Theman
runs'isequivalent,hethinks,to'Themanisrunning'where'running'istheparticiple
functioningasanadjective,and'is'isthecopula.(SeeDeInt,21b9;Met,1017a28and
1028a15;Phys,185b27.)
HerethenisoneplausibleaccountofAristotle'stheoryofthesubject predicate
sentence:
(a)Itconsistsinthefirstinstanceoftwoparts anounandaverbphrase.Thenoun
carriesnotenseandsignifiesthesubject;theverbphrasecarriestenseandsignifies
abouttheontologicalsubject.
(b)Theverbphrasecanbesplitupintotwofunctional(asopposedtosyntactic)parts.It
instantiatestheparadigm:
Copulaequivalent+predicabledenoter.
Thisisnotagrammaticalbutasemanticobservation,forsometimesthefunctionalparts
willnotcorrespondtosyntacticparts.Forexample,'runs'(averbphrase)cannotbe
syntacticallybrokenupinconformitywiththeparadigm,butissemanticallycongruent
with'isrunning'.Ontheotherhand,'isrunning'and'iswhite'arebothsyntacticallyand
semanticallyinstancesoftheparadigm.
ThistheoryimprovesonPlato'sSophist(26le263d)grammarinatleasttwo
ways.Platohadheldthattherearetwopartsofspeech,nounsandverbs,bothofwhich
revealbeing(261e262a),andthatacombinationofoneofeachsortconstitutesa
statement.By
making
the
role
ofthe
copula
equivalent
separate
from
that
ofnouns
andverbs,Aristotleisabletoaccountforadjectivalpredicationssuchas'Themanis
white'.Secondly,heisabletoaccountforthedifferencebetween'therunningman'and
'Themanruns',bothofwhicharecombinationsofnounandverb,butonlyoneofwhich
expressesastatement.Thedifference,accordingtoAristotle,isthatonlythecomplete
sentencecontainsthecopulaequivalent theotherphrasehasthesamenounand
predicabledenoter,butlacksanythingthatconsignifiesBeing.16
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(c)Unfortunatelyfortheclarityofbothhisexpositionandhisownthought,Aristotle
usestheterm'verb'(rhema)todenoteboththeverbphrasetakenasawhole,andthe
predicabledenoterbyitself.Hepresum ablyintendsittomean'verbphrase' hesays
'averbiswhatconsignifiestime'(16b6),thatverbsareinflected(16b16)andthat
verbssignify about.Ontheotherhand,heprobablyhaspredicabledenotersinmind
whenhesays(16b19)"Whenutteredbyitselfaverbisanounandsignifiessomething","7thepointbeingthatpredicabledenotersstandtopredi cablesinjustthe
waythatnounsstandtowhattheydenote.18Thusapredicabledenoterrequires'is'
beforeitcanbeadjoinedtoanountoyieldasentence.(Thisexplains17a1011,which
hasbeentakenasevidencethat'is'isaverb.)
ThetheorythatIhavepresentedmakesAristotleabsolutelyclearandexpliciton
theroleandtypeof'is':thecopulalinkssubsententialdenotingexpressions,converting
theseintosentences.Therewouldseemtobenorolehereforthesententialoperator
rolethatKahnenvisages.19KahnmaywishtorespondbysayingthatitisAristotle's
intentionheretodealwithonlyoneofthetwofunctionsofthecopula,reservingfor
Metaphysicsr,1017a3135,E4,ande10adiscussionoftheveridicalnuance.Ishall
returntothesepassageslater,afterIhavediscussedwhynosuchambiguityisrequired
toaccountforthefacts.
II.2'Is'asMonadic:AnotherLookatDeInterpretatione14RevealingthoughtheaboveaccountisaboutAristotle'sphilosophicalgrammar,Idonot
thinkittellsthewholestory.OneindicationofthisisthatnowhereintheDe
InterpretationedoesAristotleexplicitlymentiondyadic'is',althoughhedoesmention
monadic'is'.(IamindebtedtoDavidHitchcockforthisobservation,whichseemsto
havebeenneglectedbyeverycommentatoronthatwork.)Thushesaysthrice(16a9
19,16b1926,and16b2829)thatbothnounsandverbsneedtobesupplementedby'is',butcanweconcludethat'Manrunning'issimilarlylackingan'is'?Aristotle'sclaim
seemstobethateachnounandeachverbislackingconsignificationofbeingandthis
permitsustoconcludethatthereisaneedforamonadicuseof'is' thus'Manis'and
'Runningis'aresentences20 butwheredoeshesaythatthereisadyadicuseof'is'to
complete'Manrunning'?ItisdifficulttoadaptAristotle'sremarksabout'is'inthefirst
fourchaptersoftheworktodyadic'is'.
ButhowcanAristotlemanagewithoutadyadic'is'?Howcouldhethenaccount
for'Themanisrunning',andothersuchexamplesencounteredinthelastsection?The
followingisasomewhatconjecturalsuggestion;therestofthepaperdealswiththe
advantagesofadopting
it.
TworemarksintheDeInterpretationesuggestthatthemonadic'is'which
attachestosimplessuchasnounsandverbscanbeappliedalsotocomplextermsthat
involveacombinationofsimples.Thus:"Even'goat stag'signifiessomethingbutnotas
yetsomethingtrueorfalse unless'is'or'isnot'areadded"(16b1618).And:"Even
thelogosofmanisnotyetastatementmakingsentence,unless'is'or'willbe'or'was'
orsomethingelseofthatsortisadded"(17a1012).
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Appendedtothesecondoftheseremarksisasignificantcomment."Toexplain
whytwofootedlandanimalisaonenotamanybelongstoadifferentinquiry;certainly
itisnotbybeingsaidalltogether."Whenwelooktooneoftheplaceswherethis
"differentinquiry"isconducted,MetaphysicsZ12,wefindthefollowing:"Inthecaseof
manandpalethereisapluralitywhenonedoesnotbelongtotheother,butaunity
whenitdoesbelongandthesubject,man,hasacertainattribute;forthenaunityisproducedandwehavethepaleman."(Myhyphenation;1037b1417.)Aristotlethen
goesontocontrastthisunity,thepaleman,withdefinitionalunitiessuchastwofooted
landanimal.
Theseremarkspointtoacertaincorrelativitybetweenadjectives,including
participles,inattributiveandpredicativepositions.Wearedealingnowwithaproblem
thatariseswhenweseetheminpredicativeposition,namelythatAristotledoesnot
seemtonoticethatthe'is'insuchsentencesisdyadic.Butperhapsthereasonthat
Aristotledoesnotmakeanexplicitpointofthisisthat
Themanisrunning
canbetransformedintotheequivalent
Therunningmanis.
CouldAristotlenotbeassuming,inotherwords,thatallusesof'is'corre spondtoa
monadicuse,andinparticularthatthecopulacanbermiademonadicbymovingits
complementtoattributiveposition?21Suchamonadicuseof'is'wouldbeattachednot
toanounoraverbbuttoacomplexterm.Thatmonadic'is'canbethusappliedto
complextermsisexplicitlypermittedbytheDeInterpretationebuttheexistenceof
dyadic'is'isnot.
HerethenisasecondaccountofAristotle'stheoryofthesubject predicate
sentenceintheDeInterpretatione.
(a)Allsubjectpredicatesentencescanberegardedasconsistingof'is'appliedtoa
singleterm.(b)Thetermtowhich'is'isappliedmaybesimpleorcomplex.Examplesofsimpleterms
are'man'or'running'.Acomplextermconsistsofanoun22modifiedbyapredicable
denoterinattributiveposition.
(a)and(b)neednotbetakenasgrammaticallyanalysingsubject predicate
sentences,forobviouslythelatterincludesentenceswithpredi cabledenotersin
predicativeposition,anditwouldbeagrossmistaketoassimilatethissyntacticpattern
totheonethatwearenowdiscussing.Rathertheclaimissemantic:boththedyadic'is'
andthemonadic'is'providesemanticparadigmstowhichallsubjectpredicate
sentencescanbeassimilated,howeverthesesentencesmaybephrased.23Aristotle
sometimesuses
one
ofthese,
sometimes
the
other,
tomake
various
points
about
ontology.
III.PREDICATIVECOMPLEXES
III.IIntroducingPredicativeComplexes
Letusnowintroducethenotionofapredicativecomplex anentityformed,asAristotle
suggestsinMetaphysicsZ12,fromauniversalandaparticularwhenthatparticular
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instantiatesthatuniversal.(ThepredicativecomplexconsistingofxandFdoesnotexist
whenxdoesnotinstantiateF.)Theproposalinthefirstinstanceisthattermsconsisting
ofasubstantivewithanadjectiveinattributivepositionrefertosuchcomplexeswhen
theyrefertoanythingatall.Forexample,'artisticCoriscus'willrefertoapredicative
complexwhenCoriscusisartistic,andtonothingotherwise.
Itwillbeobviousthatpredicativecomplexescorrespondrathercloselytocertainmodernconceptionsoffacts,andtoRussell'sconceptionofatrueproposition.Thereis
howeveradifference:themodernconceptionsIalludetoareconstructsoutof
individualsandproperties,wherepropertiesare,likeFrege'sconcepts,ofatypedistinct
fromthetypeofindividuals.TheAristotelianconceptionthatIamtryingtoreconstruct
consistsofindividualsandpredicables,where,becauseoftheseparationof'is',the
predicablesareobjectsinFrege'ssenseofthatterm(universalobjects,ofcourse).A
predicativecomplexisthereforethedenotatumofapartofasentence,anddoesnot
correspondtoasentenceasawhole.Anaptwaytoepitomizethisdifferenceistonote
thattheRussellianentitycorrespondingto'Coriscusisartistic'couldbereferredtoas
'Coriscusbeingartistic':theAristotelianentity,ontheotherhand,ismoreproperly
called'Coriscus artistic'or'artisticCoriscus'.ThepointofAristotle'sremarkson'is'asI
understandthemisthatacompletethoughtisformedbyattributing(monadic)beingor
nonbeingtooneofthesecomplexes,andthatthecomplexesdonotcontaineitherof
theseasconstituents.
Thenotionofapredicativecomplexenablesustoexplainthefirst
comprehensivenessaxiom:
C1:Forallxandythereisazsuchthatxbelongstoyifandonlyifziswithouthavingto
assumethatthelast'is'thatoccursinthisprinciple(whichismonadicandabsolute)
meansanythingotherthan'exists'.Thisisbecauseapredicativecomplexisa"unity"
thatexistsonlywhenoneofitscomponentsinstantiatestheuniversalthatistheother.
Thus'Simmiasislarge'isequivalentto'LargeSimmiasis',andthelatterisequivalentto'LargeSimmiasexists'.
Theseequivalencesmarksignificantadvantages.Thefirstofthemmakessense
oftheattributivetransformationnotedearlier,andthusofthepredicativeattributive
dualitieswenotedearlier thePlatonicdualitybetweensayingthatsomethingis
foreverbeautifulandsayingthatsomebeautyforeveris,andtheAristotelianduality
betweenthecategoriesbeing"figuresofpredication"andkindsofthingsthatare.
Theequivalenceof'Simmiasislarge'and'LargeSimmiasexists'enablesustosee
whyParmenidesandPlato(Sophist237241)thoughtthatfalseandnegativesentences
areparadoxical.Itisbecausenegativesentencessaythatpredicativecomplexesfailto
exist,and
false
positive
sentences
pre
suppose
reference
toanon
existent
predicative
complex.Thustheproblemoffalseandnegativestatementsreducestotheproblemof
falseandnegativeexistentials.Andweareabletoachievethisreductionwithout
resortingtothedubioustechniqueofmakingtruthfactexistence.
Ourhypothesishelpsmakesensealsooftheoccurrenceofphraseslike'artistic
Coriscus'and'musicalman'intheparagraphsonaccidentaloneness,beingand
samenessinMetaphysics 6,7and9respectively.Foritisplausibletointerpret
AristotleassayingthatwhereCoriscusisaccidentallyartistic,theartisticisaccidentally
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thesameas,andisaccidentallyonewith,Coriscus,andthatartisticCoriscusaccidentally
is.Thesetheses(whichIshallnotworkoutindetailhere)helpmakesenseofthe
followingsortofutterance:
ExamplesofaccidentalonenessareCoriscusandtheartistic,andartisticCoriscus
(foritisthesamethingtosaythatCoriscusisonewiththeartisticandthatartisticCoriscusisone).(Met,1015b1719)
Ofparticularinteresttousisthecorrelationofthedyadic'isonewith'andthemonadic
'isone'intheparentheticalremark,usingpreciselythedevicethatIhavecalledthe
attributivetransformation.24
III.2DoesAristotleAnalyseTruthinTermsofExistence?
Itseemsreasonabletosupposethatifthenotionofapredicativecomplexcanaccount
forthefirst,predicative,comprehensivenessaxiom,thenitcouldaccountforthe
second:
C2:Forallpropositions,p,thereisanxsuchthatpistrueifandonlyifxis.
ThismaywellbethepointofamuchdiscussedpassageinMetaphysics:
'Tobe'and'is'indicatealsothatsomethingistrueand'nottobe'thatsomething
isnottruebutfalseasisthecasewithaffirmationsanddenials.Forexample,
thatSocratesisartistic(estiSokratesmousikos),thatthisistrue.(1017a3135)
Thetraditional,andpossiblymoststraightforward,readingofthesewordsisassaying
that'is'canmean'istrue'.
Thecruxisinthewords'ThatSocratesisartistic,thatthisistrue' towhatdoesthe'this'refer?Presumablytothenearesttruthbearer:thatSocratesismusical.Butthe
'is'inthenearesttruthbearerisnotnaturallytakenaspredicatinganythingofthe
wholesentenceinwhichitoccurs.Sothereissomedifficultyinunderstandingtheclaim
inthemoststraight forwardway.25
IshouldthereforeliketotakeAristotle'swordsinasomewhatmoreobliqueway,
namelyasclaimingtheequivalenceof'ArtisticSocratesis'and'ThatSocratesisartisticis
true'.Thepointwouldthenbethat'is'saidofpredicativecomplexesindicatesthesame
thingas'istrue'saidofthecorrespondingjudgement.
ThisistosomeextentconfirmedbyMetaphysicsE4ande10whereinitis
claimedthat
being
asapplied
tocomposite
objects
is"combination
and
separation",
whichinturnparallelstheclaimmadeinZ12thatacertain"unity",thepaleman,is
broughtintobeingwhenthemanbecomespale,andthetalkintheDeInterpretatione
about'is'consignifying"combinationandseparation".Aristotleexplicitlyclaims(1027b
18ff.,1051b3335)thattruthshouldbeunderstoodintermsofthisbeing.Andwe
havealreadynotedthatAristotledefinestruthandfalsityintermsofanabsolute'is'.
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IproposethereforethatAristotlebetakennotassayingthatthereisauseof'is'
thatmeans'istrue';justthattruth,whichisappliedtopro positions,canbeanalysedin
termsofexistenceappliedtoanothersortofthing.26
III.3Change
Ourconceptionofapredicativecomplexhelpsusunderstandhowtotakethenotionof
creationinanaturalway asthecomingintoexistenceofathing andstillunderstand
why,accordingtoAristotleexplicitly,andaccordingtoParmenidesimplicitly,every
alterationisaccompaniedbyanalteration.Thetrickistoregardeveryalterationas
accompaniedbythecreationofonepredicativecomplex,andbythedestructionof
another.
ObviouslythiswillworkonlyifapredicativecomplexlikepaleConscusisnot
identicalwithCoriscus;foritrequiresthatpaleCoriscusceasetoexistwhenCoriscus
continuestoexist.Soourproposalsdemandthatonatleastoneuseoftheterm,'pale
Coriscus'benoncoreferentialwith'Cor iscus'.27
ThereisconfirmationofthisatTheaetetus159b160d.HerewefindSocrates
explaining,onProtagoras'behalf,thatadraughtofwinecanseemsweetandpleasant
tohimselfinhealthbutbittertohimselfinsickness.Whatisstrikingaboutthispassage
fromourpointofviewistheuseoftheterms'healthySocrates'and'sickSocrates'to
refertomomentaryobjects.Sincetheterm'Socrates'wouldrefertoanenduringobject
(whetherornotProtagoraswouldacknowledgetheexistenceofsuchobjects)itseems
thattheterminologyherepresupposesthattheterm'healthySocrates'can,asour
theorydemands,beunderstoodasnoncoreferentialwith'Socrates'.(ThusProtagoras
mightwanttosaysomethinglike'Socratesdoesnotexist,heisnothing,buthealthy
Socratesexistsmomentarily',or'Socratesisnothingbutaconstructoutofcomponentslikethemomentaryhealthy Socrates'.)
AninspectionofthepassagesjustcitedfromtheTheaetetusandearlierfrom
Metaphysics shows,bytheway,thattermslike'acolour','abitterness'and'an
artistic'(or,withappropriateostensions,'theartistic')areusedasindefinitedescriptions
forthingslikethewhitestick,thebitterwineetc.,thatisforpredicativecomplexes.
(WenotedearlierthatProtagoraswaswillingtosaythingslike'Abitternesscomesto
be',andthiscouldhardlybetakenasannouncingthecreationeitherofe.g.wine,a
substance,orofauniversal.)WehaveshownthatartisticCoriscusisnotCoriscus.We
cannowsupplementthiswiththeindefiniteidentity:artisticCoriscusisanartistic(nota
man).28This
helps
us
toaccount
for
the
indefinite
transformation
described
which
enablesustogofrom'Cor iscus/Amanis/becomesartistic'to'Anartisticis/comesto
be'.And,be causepredicativecomplexesareindividualsthatarenotsubstances,italso
suggeststhattheymightbetheindividualsoutofwhichAristotlecon structscategories
otherthansubstance.29
III.4TheExpandedOntology
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Predicativecomplexesconstituteathirdontologicalrealmdistinctbothfromindividual
substancesandfrompredicables.30
MuchofwhatAristotlesaysaboutunitiescanbeunderstoodasmaking
distinctionsintherealmoftheseentities.Thusaccidentalunitiesarepredicative
complexesinwhichthepredicablebelongsonlyaccidentallytotheindividualsubstance,
andessentialunitiesarethosewherethisrelationisessential thustwofootedCoriscuswouldbeanexampleofanessentialunity.
Aninterestingpossibilityconcernsathirdkindofunity,whichIshallcalla
definitionalunity.Anexampleofthiswouldbematterwithform,forinstancean
ensouledbody.Thisisnotanessentialunitybecauseitispossibleforthebodytolack
thesoul andafterdeathitwill.ButAristotleseemstowanttoholdthatitisnotsimply
anaccidentalunityeither,becausewhenanunityofthissortcomestobe,anew
substancecomestobe.(Thecomingtobeofadefinitionalunityisthusgeneration
simpliciter.)Itispossible,then,thatAristotleconceivesofindividualsubstancesas
themselvesbeingpredicativecomplexes,albeitofaspecialsort,inasmuchasthey
possessdefinitionalunity.SoifAristotleistodistinguishbetweenindividualsubstances
andotherpredicativecomplexes,whicharenotinthecategoryofsubstance,itbecomes
importantforhimtodistinguishdefinitionalunityfrommerelyaccidentalunity,andthis
iswhatheattemptstodoinMetaphysicsZ.
SomesuchnotionofdefinitionalunityisrequiredtohelpusmakesenseofDeA
nimaII,12,inwhichAristotlecanbeunderstoodasimplyingthetruthofanumberof
identitiesoftheform'Amanisidenticalwithabodywithcertainactualities'.The
objectionhasbeenmadetothisthatitimpliesthatmenareidenticalwithbodies,which
isfalsebecausebodiesoutlastmen.Thedifficultyissolvedbymakingmenpredicative
complexes,andbodiescomponentsofthesecomplexes.Obviously,thisisplausibleonly
ifsomepredicativecomplexesareindividualsubstances.
AsimilarmovesuggestsaninterpretationofAristotle'srepresentationofchange.WesawearlierthatAristotle'srefutationoftheParmenideanproofthatthereisno
changecannotdependsolelyontheobservationthatalterationdoesnotinvolvenon
being.ItisconceivablethatAristotledependsinsteadonthedifferencebetweenthe
generationofcomplexesandthegenerationofsimples;thisissupportedbyhis
terminology,whichdistinguishesbetweengenesisqualifiedandunqualified.Ifthisis
right,AristotlewouldrejectthegeneralityoftheParmenideanprinciplethatthereisno
creationordestruction,andacceptitonlyinarestrictedrealm,namelysimples.To
justifythisrestrictionwouldbeamajortask,butitwouldnotbefarfetchedtogroundit
onacorrespondentrestrictionoftheprinciplethatnegativeexistentialsarelogically
faulty.Perhaps
Aristotle
wants
tosay
that
only
those
statements
that
deny
the
existenceofsimplesarefaulty.Perhapsthisisinturnjustifiedbyobservingthatthereis
nodifficultyinunderstandingwhatisassertedwhenwesaythatsomecombinationof
simplesfailstoexistprovidedthatweknowwhatthesimplesare,sincethisis
equivalenttosayingthatthesimplesarenotcombined.Ifthisistherightmove,andif
ourproposalaboutindividualsubstancesbeingdefinitionalunitiescomposedofmatter
andformisaccepted,thenthewayisopenforAristotletorepresentthecomingtobe
ofindividualsubstancesasqualified,relativetotheunderlyingmatter.
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Itisreasonabletoidentifyaccidentalpredicativecomplexeswithimmanent
charactersinthephilosophyofPlato,andwithnonsubstantialindividualsinAristotle.
Platoinsists(Phaedo102d5ff.)thatinadditiontothebearersofproperties,like
Simmias,andthepropertiestheybear,suchaslargeness,thereisathirdclassofentity
exemplifiedbythelargeness inSimmias.HealsosaysthatwhereSimmiasadmitsthe
small,thelarge nessinSimmias"retreats".Thismeansthatthereisanequivalencebetween'Simmiasislarge'and'ThelargenessinSimmiasexists' andthissupportsthe
identification.Aristotletooseemstocountenancesuchaclassofentities:inCategories
2hementionsitemsliketheindividualknowledgeofgrammarthatareinbutnotsaid
ofanysubject.31
Gatheringthesesuggestionstogetherweshouldconcludethatpredicative
complexesarereferredtonotonlybyphraseslike'theFX',butalsobyphrasessuchas
'theFinX','theFofthisX','X'sF'and'ThisF'.Ofcoursesomeofthesephrasesmightbe
ambiguous;andforinstance'theFX'mightalsobetakenasreferringtotheunderlying
substance,and'theFofthisX'mightbetakenasreferringtoaproperty.
Ihavearguedinthisessayfortherecognitionofasortofentitythatisnotfamiliarin
modernontologies.Ihavearguedonthebasisofasyntacticandsemanticanalysisof
certainusesof'is',andfoundtextualsupportfortheanalysisincertaintextsofAristotle.
Inaddition,therecognitionofpredicativecomplexesenablesustogiveaunified
treatmentofanumberofpuzzlingfeaturesofGreekontology.
ItispossiblethattheGreeksmayhaveregardedpredicativecomplexesnotin
thewayIhavepresentedthem,namelyasconstructedentitiesderivativefrommore
basictypes,butastheentitiesgiveninperception,andsoepistemicallyandeven
ontologicallyprior.Ifso,wemayfindthatinpositingtheForms,Platowasmakingabreakwithanontologyofpredicativecomplexes,not,asisusuallythought,withan
ontologyofindividualsubstances.Similarly,itispossiblethatAristotlepositedindividual
substancesagainstthebackgroundofanontologycomposedofpredicativecomplexes
andPlatonicForms.Thesepossibilitiesoffertheprospectofaricherappreciationofthe
developmentofGreekontologythanisnowcustomary.32
McGillUniversity
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NOTES
1Thestatementofnoncontradictionwithabsolute'tobe'isimpliedatMetaphysics 1005b24
and1006a1,andoccursexplicitlyat1006a4.Thejuxtapositionofthesestatementswiththe
longer,predicativelyphrasedstatementat1005b18showsthatnodistinctionisintended
betweenthetwowaysofstatingtheprinciple.
2Theincompletecopulaisanapparentlyabsoluteuseof'is'thatisactuallyellipticalforsome
copulativeuse.Anuncontroversialexamplewouldbe:'IsTomwelldressed?Yes,heis.'Ivery
muchdoubtthatonecouldjustifyaruleofgrammarthatpermitspredicatedeletionexceptin
suchcasesofrepetition,andsoIsuspectthatthetheoryoftheincompletecopulais
grammaticallyadhoc.Fortunately,thetheorythatIwillpresenthererendersthisitem
unnecessary.
3AsimilarpointismadeinM.F.Burnyeat(ed.)NotesonMetaphysicsZ(Oxford:TheSub
FacultyofPhilosophy,1980).Theuseof'is'at1028a18issaidnottobetheincompletecopula
onthegroundsthatitpredicatesexistenceofcertainuniversals.(Actually,theinterpretationto
beadvancedherewillimplyagreementwiththeassessmentthatthisisan'is'ofexistence,but
notthatitssubjectisauniversal.)
4CharlesKahn,"SomePhilosophicalUsesof'tobe'inPlato",PhronesisXXVI(1981),see
especiallypp.107109.
5ItseemstomethatProtagoraswouldhavebeenpreparedtosayalsothatsomethingisF
wheneveranFis,wereitnotforthefactthatthedurativeimplicationsof'is'areinconsistent
withhisendorsementofHeracliteanflux(asPlatoportrayshiminthedialogue,160ae).But
whetherthisistrueornot,itisgenerallytruethatfactsaboutthedurativecopula,'is',are
paralleledbyfactsaboutthemutativecopula,'becomes'.
6Itis,Ithink,significantthattheCategories4listofthingsthatareincludesitemsthatare
predicated.
7ThussupposethatClistrue.LetCbeanentitythatisifandonlyifAbelongstoB.(Thereis
suchanentity;Clensuresthis.)Thenif,perimpossibile,AbothbelongedanddidnotbelongtoB,
Cwouldbothbeandnotbe(andconversely).ThusClimpliesthat0andPareequivalent.AgainsupposethatCldoesnothold.Thentherewouldbeanindividualthatbothwasandwasnot
withoutsomexbelongingtosomey,andconversely.
ThusthefalsityofCIimpliesthat0andParenotequivalent.ThusCIifandonlyifOandPare
equivalent.
8SeeMontgomeryFurth,"ElementsofEleaticOntology",JournaloftheHistoryofPhilosophy6
(1968).
9Kahn'stheoryisstatedinseveralarticlesandabook.Ofthesethemostusefulfromasynoptic
pointofviewarethefirstandthemostrecent:"TheGreekVerb'ToBe'andtheConceptof
Being",FoundationsofLanguage2(1966),andthearticlecitedinnote4,above.
10DavidWiggins,"SentenceMeaning,NegationandPlato'sProblemofNonBeing",inG.
Vlastos(ed.),Plato1,(GardenCityN.Y.:AnchorBooks,1971).
11Seehis"WhyExistencedoesnotEmergeasaDistinctConceptinGreekPhilosophy",
ArchivfurGeschichtederPhilosophie58(1976),esp.pp.3267.TheargumentIgiveismine;
Kahnreliesonatypedistinctionbetweenexistenceandbeingso.ThetroublewithKahn's
argument,asIseeit,isthatitdoesnotpreventbeingsobeingwhatcorrespondstoexistencein
thisothertype,withallthelogicalpropertiesthatWigginswants.Anotherargumentwitha
conclusionsimilartoKahn'sbutbasedonthequestionableassumptionthatoneandthesame
eventcanrecur,isfoundinRoderickChisholm,"EventsandPropositions",Nous4(1970).
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Forasophisticatedrepresentationofeventsandthenotionofoccurrenceeasily
extendibletofactsandbeingso,seeRichardMontague,"OnTheNatureofCertain
PhilosophicalEntities",inR.H.Thomason(ed.),FormalPhilosophy:SelectedPapersofRichard
Montague(NewHavenandLondon:YaleUniversityPress,1974),especiallypp.148150.
12CharlesKahn,"TheThesisofParmenides",TheReviewofMetaphysicsXXII(1969).
"ParmenidesisconcernedwithknowledgeinthesenseinwhichitimpliesTruth...The'is'which
Parmenidesproclaimsisnotprimarilyexistentialbutveridical"(p.712).Thustheobjectsof
knowledgemustbe,i.e.mustbetrue.
13Itis,Ithink,asignificantfeatureoftheconstructionthatKahncalls"theveridical
constructionproper"thatitneverallows'is'toattachdirectlytoasentenceorsentence
nominalization.Ratheraverbofthinkingorsayingisrequired:'Thingsareasyousay'etc.(There
areidiomaticexceptionstothisrule:'Thesethingsare'isaformulaofassentinGreek,and'So
beit'isallowedinEnglishaswellasGreek.)Someexplanationisrequiredofthisdifferencewith
'istrue'.
14Itisunclearwherethisleavesadjectivessuchas'white'andcommonnounssuchas'man'
thesedonotcarrytensebuttheydosignifyabout,thatistheyareusedinpredicateposition.
Perhapssignifyingaboutissupposedtobecompatiblewithsignifying(cf.Met,1006b1415).I
shallmakeasuggestionaboutadjectivesinduecourse.15Isthesuggestionthat'white'isaverb?Butitlackstense.
16ThetheorythatIamattributingtoAristotleissimilartotheoneheldbyPeterAbelard.
Abelardraisestheproblemof'therunningman'andsolvesitinthewayoutlinedhere,andhe
introducesexplicitlythenotionofthecopulaequivalent;hecallsthistheviscopulativa.See
MartinM.Tweedale,"Abelardandtheculminationoftheoldlogic",chapter6ofNorman
Kretzmann,AnthonyKenny,JanPinborg(ed.),TheCambridgeHistoryofLaterMedieval
Philosophy,(Cambridge:CambridgeUniversityPress,1982),especiallypp143148.Mypointis
thatmostoftheingredientsofAbelard'saccountarelatentinAristotle's,andthattheyare
requiredtomakesenseofwhatAristotlesays.
Forafurtherinterestingaccountofsomeoftheproblemsdiscussedhere,seeJ.M.E.
Moravcsik,"Aristotle'sTheoryofCatogories",inhisAristotle(GardenCity,N.Y.:132AnchorBooks,1967),pp129132.ItwouldseemthatMoravcsik'sinnocentlookingremarkonp.
129,thatAristotle"treats'being'asaverb"createsdifficultiesinMoravcsik'sdiscussion.We
haveseenthatthisclaimoughttobequalified.
17ThisrecallsAbelard'spointthatthereislittledifferencebetweenadjoining'is'toanounand
adjoiningittoadjectivesorparticiples.Bothproceduresyieldaverbphrase.WhydoPlatoand
Aristotledistinguishinsosharpawaybetweencommonnounsandpredicabledenoters?For
oneanswertothisquestion,seeJ.M.E.Moravcsik,"TheDiscernibilityofIdenticals",Journalof
Philosophy,LXXIII(1976).
18SomeauthorshavethoughtthatAristotlethinksofthesubstructureofthedeclarative
sentenceinmuchthesamewayasPlatodoesintheSophist.Theythusdistinguishthistheory
fromthatoftheearlyPlatowho,accordingtothem,thoughtofpredicatesasnamesof
universals,atendencythatleadstothetheoryoftranscendentforms.Ihaveinmindparticularly
G.B.MatthewsandS.MarcCohen,"TheOneandtheMany"ReviewofMetaphysics21(1967
68),andJoanKung,"AristotleonThises,SuchesandtheThirdManArgument",PhronesisXXVI
(1981).TheseauthorsattributetoAristotletheinsightthatpredicatesarenotnames,andtryto
foundthepriorityofsubstancesovernonsub stancesonthedifferenceinlogicaltypeor
functionbetweenthesetwocategoriesofexpression.IbelievethattheDeInterpretatione
passagesdiscussedhereinthrowsomedoubtontheusefulnessofthisapproachbecausethey
showthattheinsightattributedtoAristotleiscompatiblewiththerebeingnamesforitemsin
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thenonsubstantialcategories.Forfurtherdiscussionoftheimplicationsofthispointseemy
"Aristotle'sSemanticsandaPuzzleConcerningChange",forthcomingin1984ina
supplementaryvolumeoftheCanadianJournalofPhilosophydevotedtoarticlesonAristotle.
19Kahniscertainlyawarethattherearetypedifficultiesinhisconceptionofthe'is'oftruth:
seehisreviewofJonathanBarnes,ThePresocraticPhilosophers,intheJournalofPhilosophy
LXVIII(1981).Seealsonote11above.MypointhereisthatAristotle'sciarityontypequestions
intheDeInterpretationemakesitunlikelythatanytypeconfusioncanbeattributedtohim.
20Itmightbedoubtedthat'Runningis'isalegitimateGreeksentence,butseetheresultsof
whatIhavecalledthe"'indefinitetransformation"insection1.4above.Notealsothat
predicabledenotersoccurinthelistofontainCategories4.Thisparticipleembodiesan
absoluteuseof'is'.
21Theremarksmadeinthelastsectionaboutseparatingthepredicabledenotingfromthe
sentencecompletingfunctionscontinue,ofcourse,tohaveforceinthisnewrepresentation.
WecanthusunderstandAristotle'scommentatDeInt16b19,"Whenutteredbyitselfaverbis
anounandsignifiessomething...butitdoesnotsignifywhetheritisornot".andtheremarksat
16a1219,asapointedrejectionofPlato'sview(Sophist26le)thatnounsandverbsare"two
sortsofrevealersofbeing".Theseparationofthecopulawouldnotpermitthisbyitselfsince
thecounterpoisedopinionsareclearlystatedintermsofmonadic'is'.Theseparationofthesentencecompletingfunctionandtheidentificationofthiswith
monadic'is'alsothrowssomelightonAristotle'scharacteristicdoctrinethatBeingisnota
genus.Generaaredenotedbypredicabledenoters;'is'doesnotdenoteapredicable.Thefailure
tounderstandthispointcanleadtothemisplacedexpenditureofphilo sophicalefforton
explainingthelackof"cognitivecontent"ofBeingorexistencetoexplainAristotle'sviews:see
JosephOwens,"TheContentofExistence",inMiltonMunitz(ed.),LogicandOntology(New
York:NewYorkUniversityPress,1973).Owenscorrectlytreats'exists'asgrammaticallya
predicate,butseemstoassumethatthereforeit
mustbesemanticallysimilartootherpredicates.Putintheseterms,theproblembecomesto
accountfortheAristoteliandoctrineaboutBeingnotbeingagenuswithoutthehelpofthe
Aristotelianaccountof'is'notbeingapredicabledenoter.22InGreekitispermissibletoconstructanounphrasewithouttheuseofanoun forexample
'hoienagora'means'themenintheagora'.Iamnotsurewhetherthisrequiresabroadeningof
thedefinitionof'complexterm',becauseAristotlemaywellwanttoassertthatnounsare
implicitlypresentinsuchphrases "optionallydeleted"asweshouldsay adoctrinethatis
madehighlyplausiblebytherequirementthatthearticleinsuchphrasesagreeingenderwith
theappropratenoun.(Itisthisrequirementthatenablesustotellthatthephrase'hoienagora'
referstomen.)
23Iambeingcautioushere:Iwanttodistingushbothsyntacticallyandsemanticallybetween'x
isF'andFxis'.Ithinkthatgiventheexistenceofwhateverisdenotedby'Fx','F'and'a',thetwo
sentencesareequivalentbuthavedifferent"senseandreference".Aparallelexamplewouldbe
thepair'Thesnowiswhite'and'Thatthesnowiswhiteistrue'.Giventheexistenceofboththe
snowand
the
proposition
that
snow
is
white,thetwostatementsareequivalent;butwhereas
thesecondmakesaclaimaboutthefirstpro position,thefirstmakesaclaimaboutthesnow.
Myclaim,elaboratedin111.2,isthatAristotlesometimesexplainsthetruthconditionsof
dyadic'is'sentencesintermsofmonadic'is'sentences,notthatheignoresoreliminatesthe
former.InthisrespecthiseffortsarecomparabletoTarski's,whoexplainedthetruthconditions
ofsentencescontaining'true'intermsofsentencesnotcontaining'true'.
24Commentatorshavebeenbaffledbythisandthustheyhavenotalwaysunderstoodthis
passageinaccordancewiththesmoothestreadingoftheGreek seeChristopherKirwan'slucid
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discussionofthecontroversiessurroundingtheselinesinhiscommentary,Aristotle's
MetaphysicsBooks, ,E(Oxford:TheClarendonPress,1971).
Note,however,Kirwan'sremarkthat"theartisticCoriscusisaunifiedcomplexinwhich
Coriscus somehowdetachedfromhisartistry isasimplepart"(134).ItseemsthatKirwan's
awarenessoftheimplicationsofhisownsuggestionthatartisticCoriscusisacomplexisnot
sufficientlyexplicit.CoriscusisdistinctfromtheartisticCoriscussimplybecauseheisaproper
partofthelatter thereisnoneedtodetachhimfromhisartistrytosecuretheresult.
25Kirwanmakesthispointwellinhiscommentary,op.cit.
26Pointssimilartothosemadeinthissectionaretobefoundalsoinanunpublishedpaperby
JohnThorpe,"AristotleonBeingandTruth",readatthemeetingsoftheCanadianPhilosophical
AssociationheldinOttawa,June1982.
27Notrealizingthatthereisthisuseofphraseslike'paleCoriscus',C.J.F.Williams,inAristotle's
DeGenerationeetCorruptione(Oxford:TheClarendonPress,1982),saysthat319b20ff.
(discussedabove)"requiresanincoherentunderstandingof'Anunmusicalmancameinto
existence'sinceithastoforbidtheinferenceto'Amancameintoexistence'."Thesamecause
accountsforthetextualtranspositionmadebyPhiloponusandJoachimat319b2820.SeeH.H.
JoachimAristotleonComingtoBeandPassingAway(Oxford:TheClarendonPress,1922),p.
109.Leftwhereitisinthemanuscripts,theoffendingsentencesaysthatthemusicalmanandtheunmusicalmanareaffections(pathe)ofwhatunderlies.
28TheseindefinitedescriptionsareusedinthePhysicstoidentifyaitiai,anditispossiblethat
properlyspeaking,aitiaiarepredicativecomplexes.Thiswouldaccountfortheapparent
intensionalityofaitiativecontextsnotedbyJ.M.E.Moravcsikin"AristotleonAdequate
Explanation"inSynthiese28(1974).Ontheotherhandtherelationof'accidentalsameness"
i.e.therelationthatholdsofapairofpredicativecomplexesorapredicativecomplexandan
individualsubstancewhentheindividualsubstancesinquestionareidentical makesitpossible
toaccountfortheapparentextensionalityofaitiativecontextsnotedbyJamesBogeninhis
commentonMoravcsik'spaper,provo cativelytitled"MoravcsikonExplanation",Ioc.cit.
29Letusdistinguishbetweentwoformsofwords,'XisY'and'XisaY'.Thesehavebeenthought
tobeformsofpredication,thefirstaccountingforcrosscategorialpredicationandthesecondforintracategorialpredication.Iammoreinclinedtothinkthat'XisaY'isinfactnotpredicative
atall,butexpressesanidentitystatement,inwhichoneofthetermsisexpressedindefinitely.
Theseidentitiescanbeusedtomaketheschemeofcategorieshierarchicallyconsistentinthe
followingway.SupposethatxisanFandyisaG,andsupposethatwehavegroundsfor
supposingeitherthattheindividualsorthepredicablesbelongtodifferentcategories.Thenwe
puttheothertermintodifferentcategoriesaswell.Thisprocedurewouldofcoursenotbe
availableinthecaseofpredicationasnormallyunderstood.Thedifferenceisthatwhereas
somethingcanhavepropertiesindifferentcategories,itcannotbeidenticalwiththingsin
differentcategories.
30Whenthisfactisnottakenintoaccount,Aristotle'soddsoundingpronouncementsonthe
subjectofaccidentalsameness(see111.1)canbeinterpretedasincorporatingnon standardor
confusedviewsonidentity:seeNicholasP.White,"AristotleonSamenessandOneness",The
PhilosophicalReviewLXXX(1971),and"OriginsofAristotelianEssentialism",TheReviewof
MetaphysicsXXVI(197273),AlanCode,"Aristotle'sResponsestoQuine'sObjectionstoModal
Logic",JournalofPhilosophicalLogic5(1976),andS.MarcCohen,"EssentialisminAristotle",
TheReviewofMetaphysicsXXXI(197778).
31AlongercatalogueofAristoteliantextscommittedtotheexistenceofsuchentitieswillbe
foundinRobertHeinaman,"NonSubstantialIndividualsintheCategories".PhronesisXXVI
(1981),especiallypp.2957.
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32AnancestorofafragmentofthispaperwaspresentedtotheCanadianPhilosophical
AssociationinHalifax,June1980andwasacutelycommentedonbyDavidHitchcock.A
completedraftwascriticizedindetailbyCharlesKahn.Boththesephilosophersnotonlysaved
mefromerrorbutmadealargenumberofusefulpositivesuggestions.AlastairMcKinnonmade
itpossibletoprocessthefinalversiononMcGillUniversity'scomputer.