matthew f kennelly financial disclosure report for 2010

8/3/2019 Matthew F Kennelly Financial Disclosure Report for 2010

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEA R 2010Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Ke nncl l y , Ma t t h e w F .

4 . T i t l e ( A r t i c le 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magis t ra te judges indicate fu l l -or par t - t ime)

Uni t ed Sta t e s Di s t r i c t Judge

7 . Ch a m b e r s o r O f f i ce A d d r e s sUni t ed Sta t e s Di s t r i c t Cour t21 9 So u th D earbo rn S t ree tChicag o , I l l in o i s 60604

2. Court or Organiza t ionNor the rn Di s t r i c t o f I l li no i s

5a. Report Type (check appropriate type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ewi t h a p p l i ca b l e l a ws a n d r e g u l a t io n s .

Re v i e wi n g O f f ice r Date

3. Date of R e p o r t05/09/2011

6. Report ing Pe riod01/ 01 / 2 010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where yoa hav e no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e p o . i n g i n d i v i d u u l o . l y ; s e e ~ . 9 - 1 3 of filing instructions.)~ (No reportable positions.)O N E

1 . Director2. Director3. Director

4. Director5.

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT YL a w y e r s C l u b o f C h i c a g o ( b a r o r g a n i z a ti o n )R i c h a r d L i n n A m e r i c a n I n n o f C o u r t ( b a r o r g a n i z a t i o n )Fed era l Bar Asso ca t io n , Chicag o Chap ter (bar o rg an iza t io n )

HFS Chicag o Scho lars (n o t fo r p ro f i t s cho larship fu n d )

I I . A G R E E M E N T S . ( R e p o n i . g individual only; seepp. 14-16 of filing instructions.)[~] N O N E (No reportable agreeme nts.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPag e 2 o f 7

N a m e o f P e r so n R e p o r t i n gKennel ly , Matthew F .

Date of Report05/09/2011

I II . N O N - IN V E S T M E N T I N C O M E . t R e p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Fi lers Non-lnvestment Incom e[ ~ ] NONE (No reportable non- inves tment income.)

D A T E _ S O U R C E A N D T Y P E

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were marr:ed during anyport:on of the reportmg year, complete thts sectwn.( D o l l a r a m o u n t not required except for honorar ia.)

N O N E (No reportable non-investment income.)

1 . 2 010

2.

3.

4.

DATE SOURCE AND TYPECi ty of Ev an s ton , I l li no i s

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~] N O N E (No reportable reimbursements.)

SOURCE DATESi. A m e r i c a n C o n f e r e n c e 10/20/2010 -Inst i tute 10/ 21/ 2010

L O C A T I O NN e w Y o r k C i t y, N Y

PURPOSEsp eaker a t s emin ar

ITEMS PAID OR PROVIDEDt ransportat ion, food & lodging

2. A s sn . o f In t el le c tu a l P r o p er ly 1 0 /2 1 /2 01 0 - W ash in g to n , D C sp ea ke r a t se m in a r tra n sp o r ta tio n , fo o d & lo d g in gL aw y ers o f A m erica 1 0/21 /201 0


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N a m e o f P e r s o n R e p o r t in gKennel ly , Ma t thew F .

Date of Report05/09/201 l

V . G I F T S . a n e l n d e s t h o s e t o s p o u s e a . a d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)D N O N E (No reportable gifts.)

3.4.

5.

SOURCE

Union League Club of ChicagoDESCRIPTION

Privilege holder (< d ues than m ember ; privilege of using facilitiesstandard fees)

VALUE

$ 1 , 8 0 0

V I . L I A B I L I T I E S . a . e l u d e s t h o s e o l s p o u s e a n d d e p e . d e n t children; see p p . 3 2 - 3 3 offiling instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION

1 .2.

3.

4.

5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPag e 4 o f 7 Ia m e o f P e r s o n R e p o r t i n gK e n n e l l y , M a t t h e w F . Date of Report05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in co me , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlonx)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s ln c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l ) (2 )Place "(x)" af ter each asset A m o u n t T y p e ( e .g . ,exempt from prior disc losure Code l d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V alue V alueC o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

Transac tions during report ing period(l ) (2) (3)

Type (e.g., Date V a l u eb uy, se ll, m m/dd /yy Code 2

redempt ion) (J-P)

(4 ) (5 )Gain Ident i ty of

Code 1 buyer /se l l e r(A-H) (if private

t ransac t ion)

2.

3.4.

5.

A m e r . F u n d s G r o w t h F u n d o f A m e r i c a r o u t . B D ivid en d MfundA m e r . F u n d s F u n d a m e n t a l In v e s to r s m u t . C D ivid en d MfundA m e r . F u n d s I n v e s t m e n t C o . o f A m e r i c a C D ivid en d Mm ut . f undA m e r . Funds E uropa c i f ic G rowt h Fund rou t . ~ C D ivid en d Mfund

TT

Am er . Funds New P e rs pec t iv e rou t . fund B D ivid en d M6. A m e r . F u n d s S m a l lc a p W o r l d F u n d r o u t . B D ivid en dfund7. M F S M u n i c ip a l B o n d F u n d m u t . f u n d C D ivid en d

L

L

TT

8. A m e r . F u n d s T a x E x e m p t B o n d F u n d o fAmer . rnu t . fund9. Bai rd I ns ured Depos i t - money m kt . fund

CA

D ivid en dD iv id en d So ld 07/19/10 J

1 0 . D r e y f u s ln s u r e d D e p o s i t - m o n e y m k t . f u n d A D ivid en d J Bu y 07/19/10 JI I . F i d e l it y C a s h R e s e r v e s - m o n e y m k t . fu n d A D ivid en d M1 2 . F i d e l it y G r o w t h & I n c o m e m u t . fu n d A D ivid en d K1 3 . J P M o r g a n C h a s e b a n k a c c o u n t s A Interest J1 4 . J P M o r g a n C h a s e c h e c k i n g a c c o u n t N o n e1 5 . U .S . Sav in g s Bo n d s N o n e1 6 . A m e r . F u n d s A M C A P F u n d m u t . f u n d A D i v i d e n d L

( I R A )1 7 . A m e r . F u n d s G r o w t h F u n d o f A m e r . 1 n u t . A D i v i d e n d Kf u n d ( I R A )

T

T

I. In co m e G ain C 0dcs: A = $1 .000 or less B = $1 ,001 - $2.500 C = $ 2,501 - $ 5,000 D $5, 0 0 1-$15, 0 0 0( See C olumns B I and D 4 1 F = $ 5 0 . 0 0 1 - $ 1 0 0 . O O U G ~$ 100.001 - $1,000.000 H I ~ $ 1. 00 0, 00 1 - $ 5, 00 0, 00 0 H 2 = M o re th a n $ 5, 00 0, 00 02 . Value C odes 3 ~ $ 1 5 , O O 0 o r l e s s K =$15,001 - $50.000 L =$50.001 - $ 100,000 M $ 10 0 , 0 0 1-$2 50 . 0 00(Se e ( o lu mn sCI a n d D3) N ~$250.001 - $500,000 O $ 50 0.001 - $ 1,00 0,000 P I = $1 ,0 00 ,0 01 - $ 5,00 0, 00 0 P2 =$5,000,001 - $25,000,000

1 3 k $ 2 5 . U 0 0 . O U l - $ 5 0 .0 0 0 . 0 0 0 P4 =Mo re than $50,000.0003 . Value Meth od ( odes O ~ Appraisal R C os t ( R eal E s t a l e Only ) S = A s s es s ment T - C a s h M a r k e t( See C olumn C 2 ) U = [ took Vah lc V ." Olhcr W = E s t imalcd

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r t in gKennel ly , Ma t thew F .


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and de penden t chi ldren; see pp. 34-60 of f i l ing instruct ions. )---] N O N E (No reportable income, assets, or transactions.)

A. B. C.D escription of Assets Inco m e d urin g Gross va lue a t end

(includ ing t rust a sse ts) reporting period of rep orting period(l) (2) (l) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu eexempt f rom pr ior d isc losure Code 1 div., rent, C o d e 2 Method(A-H) o r i n t . ) (J-P) C o d e 3

(Q-W )

0)Type (e.g.,buy, se l l ,

redempt ion)

Transac t ions dur ing repor t ing per iod

(2) (3) (4)Date V a l u e Gainmm/dd/yy C o de 2 C od e I

( J - P ) ( A - H )Identity of

buyer /se l l e r(if private

t ransac t ion)

1 8 . A m e r . F u n d s I n v e st m e n t C o . o f A m e r , m u t . A D i v i d e n d Kf u n d ( I R A )1 9 . A m e r . F u n d s W a s h . M u t . I n v e s to r s m u t . B D i v i d e n d Kf u n d ( I R A )20 . A m e r . F u n d s E u r o p a c i f ic G r o w t h F u n d r o u t . B D i v i d e n d Mf u n d ( I R A )2 I . A m e r . F u n d s S m a l l c a p W o r l d F u n d m u t . B D i v i d e n d Mf u n d ( I R A )22 . A m e r . F u n d s B o n d F u n d o f A m e r i c a m u t . D D i v i d e n d Nf u n d ( I R A )23 . A m e r . C e n t r y H e r it a g e F u n d m u t . fu n d N o n e M( I R A )24 . F ra n k Ru sse l l Re a l Es t a t e S e cs F u n d ro u t B D i v i d e n d Mf u n d ( I R A )25. A m e r . C e n t u ry S m a l l C a p O r t h m u t . f u n d N o n e M( I R A ) ( n a m e c h a n g e )26 . A m e r . F u n d s H i g h I n c o m e T r u s t m u t . f u n d C D i v i d e n d L( I R A )27 . A m e r . F u n d s C a p i t al W o r l d F u n d b o n d f u n d C D i v i d e n d M( I R A )28 . B a i r d I n s u re d D e p o s i t m o n e y m k t f u n d N o n e( I R A )29 . D r e y f u s l n su r e d D e p o s i t m o n e y m k t f u n d A D i v i d e n d J( I R A )30. N o r t h w e s t e r n M u t u a l E x t r a O r d i n a r y L i fe D D i v i d e n d Mins . pol icy31 .

T

T

T

T

T

T

T

T

T

T

S o l dT B u y

T

07/1 9/1 007/1 9/1 0

JJ

32 .33 .34.

I . Income G ain C odes : A =$ 1.000 or less B = $1 ,001 - $2.500 C = $ 2.501 - $ 5,000 D = $5.001 - $ 15.000( See C olumns B I and D4 ) F =$50.001 - $ I ~O.000 G =$ 100,001 - $1.000.000 H I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 =M o re t ha n $ 5. 00 0, 00 02 . Value C odes J =$15.000 or bess K = $15.001 - $50.000 L =$50.001 - $ 100.000 M =$ 1 00.001 - $250,000(See (olunans (1 and D3) N :=$250,001 - $500,000 O ~$ 500. 001 - $ 1, 000.0 00 P I = $1 .000 ,001 - $ 5,000 ,000 P2 =$5,! )00,001 - $25,000,000

P 3 - $ 2 5 . 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 . 0 0 0 P 4 =M o re th a n $ 5 0 ,0 0 0 ,0 0 03 . Value Meth od ( odes O - A ppr a i s a l R = C os t ( R eal E s t a l e Only ) S = A s s cs s mcnt T =Ca sh M a rke t(Scc Co lu mn C2) U - B o o k V a l u e V = O t h e r W = E s t imated

E =$15.001 - $50.000


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F I N A N C I A L D I SC L O S U R E R E P O R TPage 6 of 7

N a m e o f P e r so n R e p o r t i n gK e n n e l l y , M a t t h e w F .


V I I I. A D D I TI O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .G i f ts : F o l l o w i n g m y a p p o i n t m e n t i n 1 9 9 9 , I w a s a c c o r d e d " p r i v il e g e h o l d e r " s t a t u s a t t h e U n i o n L e a g u e C l u b o f C h i c a g o . T h i s i s n o n - m e m b e r s h i p s t a tu s t h a ten t i t l es the p r iv i l eg e ho ld er to u se c lu b fac i l i t i es a t the s t an d ard ra tes fo r c lu b members . The rep o r ted va lu e co n s i s t s o f the ap p ro x imate d i f fe ren ce be tween mym o n t h l y d u e s a n d t h o s e c h a r g e d t o m e m b e r s .


7/7

FINANCIAL DISCLOSURE REPORTPage 7 of 7

N ame of P e r son Repo r t ingK e n n e l l y , M a t t h e w F .

Date of Repor t05/09/201 I

I X . CERTI FI CATI O N.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Matthew F. Kennelly

N O T E : A N Y I N D I V I D U A L W H O K N O V V I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

matthew f kennelly financial disclosure report for 2010

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