meeting id isin company name investment region … nzfape0001s2 fisher & paykel healthcare corp...

Meeting ID ISIN Company Name Investment Region Country Meeting Date Meeting Type Voting Action Agenda Item Numbers Voting Explanation Vote By Exception

1071475 SG1I86884935 SMRT Corporation Ltd Asia Singapore 05/07/2016 Annual Against 10

4

Apparent failure to link pay and appropriate performance

Concerns related to attendance at board or committee meetings

1074279 KR7036460004 Korea Gas Corp. Asia South Korea 06/07/2016 Special All For

1074726 JP3386390003 GCA Corp Asia Japan 07/07/2016 Special Against 3.1,3.2,3.3,4

2

1

Concerns to protect shareholder value


Concerns to protect shareholder value 2- Insufficient basis to support a decision 3- Insufficient/poor disclosure

1068352 KR7012330007 Hyundai Mobis Co. Asia South Korea 07/07/2016 Special All For

1071237 HK0992009065 Lenovo Group Limited Asia Hong Kong 07/07/2016 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1068708 KR7161000005 Aekyung Petrochemical Co. Ltd. Asia South Korea 13/07/2016 Special All For

1074909 SG1P32918333 CapitaLand Commercial Trust Asia Singapore 13/07/2016 Special All For

1075063 SG1N89910219 Singapore Post Limited Asia Singapore 14/07/2016 Annual All For

1068759 KR7051600005 KEPCO Plant Service & Engineering Co. Ltd. Asia South Korea 15/07/2016 Special All For

1076196 SG1S03926213 Mapletree Logistics Trust Asia Singapore 18/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1076197 SG2C32962814 Mapletree Industrial Trust Asia Singapore 19/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1074920 SG1I52882764 SATS Ltd Asia Singapore 19/07/2016 Annual All For

1076269 HK0688002218 China Overseas Land & Investment Ltd. Asia Hong Kong 20/07/2016 Special All For

1075962 SG1I53882771 SIA Engineering Company Limited Asia Singapore 22/07/2016 Annual All For

1076194 SG2D18969584 Mapletree Commercial Trust Asia Singapore 25/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1077172 SG2D18969584 Mapletree Commercial Trust Asia Singapore 25/07/2016 Special All For

1075172 BMG4055L1283 The Grande Holdings Ltd. Asia Hong Kong 25/07/2016 Annual Against 1

4


Issue of equity raises concerns about excessive dilution of existing shareholders

1074930 SG2D63974620 AIMS AMP Capital Industrial REIT Asia Singapore 26/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1076575 JP3651030003 NADEX CO. Asia Japan 26/07/2016 Annual Against 2

3

Concerns about overall board structure

Performance-related pay/awards for non-executives

1078194 SG2F22986069 Courts Asia Limited Asia Singapore 27/07/2016 Annual Against 8

7

4



Lack of independent representation at board committees

1076876 JP3143000002 Ito En Ltd. Asia Japan 27/07/2016 Annual Against 3.1,3.18,4 Concerns about overall board structure

1075487 HK0823032773 Link Real Estate Investment Trust Asia Hong Kong 27/07/2016 Annual All For

1077674 SG1AB5000009 Accordia Golf Trust Asia Singapore 28/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1077748 SG1AB5000009 Accordia Golf Trust Asia Singapore 28/07/2016 Special All For

1077626 JP3105250009 Ain Holdings Inc Asia Japan 28/07/2016 Annual Against 2.8,2.9,3.2,3.3 Concerns about overall board structure

1072588 TW0002357001 ASUSTeK Computer Inc. Asia Taiwan 28/07/2016 Special All For

1078147 SG1X13940751 Boustead Singapore Limited Asia Singapore 28/07/2016 Annual Against 9

8



1078148 SG1X13940751 Boustead Singapore Limited Asia Singapore 28/07/2016 Special All For

1078050 JP3826720009 FreeBit Co Ltd Asia Japan 28/07/2016 Annual Against 2.4 Concerns about overall board structure

1072963 KR7030210009 KTB Investment & Securities Co. Ltd. Asia South Korea 28/07/2016 Special All For

1078314 SG1I11878499 Metro Holdings Limited Asia Singapore 28/07/2016 Annual Against 10 Issue of equity raises concerns about excessive dilution of existing shareholders

1077624 JP3984200000 Rock Field Co. Asia Japan 28/07/2016 Annual All For

1076201 JP3046370007 TOP REIT INC. Asia Japan 28/07/2016 Special All For

1077845 JP3345770006 ZAPPALLAS INC. Asia Japan 28/07/2016 Annual Against 2.1 Concerns about overall board structure

1075961 SG2C26962630 Global Logistic Properties Limited Asia Singapore 29/07/2016 Annual All For

1076195 SG2F55990442 Mapletree Greater China Commercial Trust Asia Singapore 29/07/2016 Annual Against 3 Issue of equity raises concerns about excessive dilution of existing shareholders

1077872 SG2F26986156 RHT Health Trust Asia Singapore 29/07/2016 Annual Against 4

3

Insufficient/poor disclosure


1077873 SG2F26986156 RHT Health Trust Asia Singapore 29/07/2016 Special All For

1076388 SG1V61937297 Singapore Airlines Limited Asia Singapore 29/07/2016 Annual All For

1075960 SG1T75931496 Singapore Telecommunications Limited Asia Singapore 29/07/2016 Annual All For

1078296 JP3046300004 Ichigo Office REIT Investment Asia Japan 30/07/2016 Special All For

1078838 JP3119920001 Askul Corporation Asia Japan 03/08/2016 Annual Against 3.6,3.7,3.8,3.9,4.2 Concerns about overall board structure

1074406 TW0003658001 Hermes Microvision Inc Asia Taiwan 03/08/2016 Special Against 3 Insufficient/poor disclosure

1075023 SG9999011704 SunEdison Semiconductor Limited Asia Singapore 03/08/2016 Annual Against 1g Concerns related to attendance at board or committee meetings

1079131 HK2356013600 Dah Sing Banking Group Ltd. Asia Hong Kong 05/08/2016 Special All For

1079033 JP3536150000 Tsuruha Holdings Inc. Asia Japan 10/08/2016 Annual Against 1.8,1.9,1.11 Lack of independence on board

1075115 TW0008150004 Chipmos Technologies Inc. Asia Taiwan 12/08/2016 Special All For

1081245 JP3266140007 KUSURI NO AOKI CO LTD Asia Japan 18/08/2016 Annual Against 3.6,3.7

6



1081718 SG2G07995670 Soilbuild Business Space REIT Asia Singapore 18/08/2016 Special All For

1079649 JP3046310003 Daiwa Office Investment Corp Asia Japan 19/08/2016 Special All For

1075856 KR7010140002 Samsung Heavy Industries Co. Ltd. Asia South Korea 19/08/2016 Special All For

1079905 HK0000056264 China South City Holdings Ltd Asia Hong Kong 22/08/2016 Annual Against 5,7

3c


Overboarded

1082473 KR7047040001 Daewoo Engineering & Construction Co. Asia South Korea 23/08/2016 Special All For

1078297 SG9999000020 Flex Ltd. Asia Singapore 24/08/2016 Annual All For

1081882 JP3689500001 Oracle Corp. Japan Asia Japan 24/08/2016 Annual Against 2.5 Lack of independent representation at board committees

1082120 JP3298400007 COSMOS PHARMACEUTICAL CORP Asia Japan 25/08/2016 Annual All For

1082363 HK0440001847 Dah Sing Financial Holdings Ltd. Asia Hong Kong 25/08/2016 Special All For

1081481 JP3486150000 Daito Pharmaceutical Co., Ltd. Asia Japan 25/08/2016 Annual All For

1079670 JP3046320002 HANKYU REIT INC Asia Japan 25/08/2016 Special All For

1082566 JP3269940007 Create SD Holdings Co., Ltd. Asia Japan 26/08/2016 Annual All For

1079645 JP3047550003 Nippon Prologis REIT Inc. Asia Japan 26/08/2016 Special All For

1082304 JP3326800004 Sankyo Tateyama Inc. Asia Japan 29/08/2016 Annual All For

1082133 JP3907200004 Mimasu Semiconductor Industry Co. Ltd. Asia Japan 30/08/2016 Annual All For

1079123 HK0345001611 Vitasoy International Holdings Ltd. Asia Hong Kong 02/09/2016 Annual Against 5D

5A,5C

3A2



Lack of independence on board

1084545 JP3796000002 Hiramatsu Inc. Asia Japan 05/09/2016 Special All For

1079845 KR7010950004 S-Oil Corp. Asia South Korea 05/09/2016 Special All For

1085215 JP3236200006 Keyence Corp. Asia Japan 09/09/2016 Annual Against 1 Concerns to protect shareholder value

1080061 KR7047810007 Korea Aerospace Industries Co. Ltd. Asia South Korea 09/09/2016 Special Against 1 Concerns related to attendance at board or committee meetings

1081326 KR7021240007 Coway Co. Ltd. Asia South Korea 12/09/2016 Special All For

1086228 SG1J26887955 Singapore Exchange Limited Asia Singapore 22/09/2016 Annual Against 8 Issue of equity raises concerns about excessive dilution of existing shareholders

1085941 KR7071320006 Korea District Heating Corp. Asia South Korea 23/09/2016 Special All For

1086696 JP3046190009 Invincible Investment Corp Asia Japan 26/09/2016 Special All For

1085980 JP3274070006 Gree Inc. Asia Japan 27/09/2016 Annual Against 2.8,2.9 Concerns about overall board structure

1087827 JP3105090009 Ai Holdings Corporation Asia Japan 28/09/2016 Annual All For

1089330 JP3126470008 ALPEN CO LTD Asia Japan 28/09/2016 Annual Against 1.1,1.3

2

Concerns about overall performance


1086298 JP3110650003 ASAHI INTECC CO. LTD. Asia Japan 28/09/2016 Annual Against 8 Poison pill/anti-takeover measure not in investors interests

1088525 JP3639650005 Don Quijote Holdings Co., Ltd. Asia Japan 28/09/2016 Annual All For

1087488 JP3836750004 PeptiDream Inc. Asia Japan 28/09/2016 Annual Against 2.5

3



1087494 JP3549070005 Digital Garage, Inc. Asia Japan 29/09/2016 Annual Against 8 Apparent failure to link pay and appropriate performance

1082267 KR7114090004 Grand Korea Leisure Co. Ltd. Asia South Korea 29/09/2016 Special All For

1089208 SG1G55870362 Lian Beng Group Ltd. Asia Singapore 29/09/2016 Annual Against 8 Issue of equity raises concerns about excessive dilution of existing shareholders

1087866 SG1I86884935 SMRT Corporation Ltd Asia Singapore 29/09/2016 Court All For

1081312 SG1I86884935 SMRT Corporation Ltd Asia Singapore 29/09/2016 Special All For

1084615 JP3046500009 Industrial & Infrastructure Fund Investment Asia Japan 30/09/2016 Special Against 5 Concerns about candidate's experience/skills

1063973 NZZELE0001S1 Z Energy Limited Australia & New Zealand New Zealand 01/07/2016 Annual All For


1066758 AU000000BAP9 Bapcor Limited Australia & New Zealand Australia 04/07/2016 Special All For

1073892 NZSKTE0001S6 Sky Network Television Ltd. Australia & New Zealand New Zealand 06/07/2016 Special All For

1073965 NZNPXE0001S8 Nuplex Industries Ltd. Australia & New Zealand New Zealand 07/07/2016 Court All For

1075464 AU000000JMS1 Jupiter Mines Ltd. Australia & New Zealand Australia 13/07/2016 Annual Abstain 2

1

Insufficient basis to support a decision


1074806 AU000000AST5 AusNet Services Australia & New Zealand Australia 21/07/2016 Annual Against 3

5

2b

Apparent failure to link pay & appropriate performance



1065009 NZRBDE0001S1 Restaurant Brands New Zealand Limited Australia & New Zealand New Zealand 22/07/2016 Annual All For

1065834 AU000000ALQ6 ALS Limited Australia & New Zealand Australia 26/07/2016 Annual All For

1066426 NZCPTE0001S9 Goodman Property Trust Australia & New Zealand New Zealand 27/07/2016 Annual All For

1072374 AU000000PRG2 Programmed Maintenance Services Ltd. Australia & New Zealand Australia 27/07/2016 Annual Against 6

1



1066759 NZRYME0001S4 Ryman Healthcare Ltd. Australia & New Zealand New Zealand 27/07/2016 Annual All For

1074574 AU000000MQG1 Macquarie Group Limited Australia & New Zealand Australia 28/07/2016 Annual Against 5a,5b Concerns to protect shareholder value

1065045 NZMFTE0001S9 Mainfreight Ltd. Australia & New Zealand New Zealand 28/07/2016 Annual Against 1 Concerns about overall board structure

1070073 NZKPGE0001S9 Kiwi Property Group Ltd Australia & New Zealand New Zealand 29/07/2016 Annual All For

1076623 AU000000OFX5 OFX Group Limited Australia & New Zealand Australia 03/08/2016 Annual Against 6

2



1068207 NZARGE0010S7 Argosy Property Limited Australia & New Zealand New Zealand 09/08/2016 Annual All For

1077492 NZFAPE0001S2 Fisher & Paykel Healthcare Corp Australia & New Zealand New Zealand 23/08/2016 Annual Against 6,7 Apparent failure to link pay and appropriate performance

1079491 AU000000TGA0 Thorn Group Limited Australia & New Zealand Australia 23/08/2016 Annual All For

1075399 NZIFTE0003S3 Infratil Limited Australia & New Zealand New Zealand 24/08/2016 Annual All For

1080181 NZMPGE0001S5 Metro Performance Glass Limited Australia & New Zealand New Zealand 24/08/2016 Annual All For

1079097 AU000000PFL7 Patties Foods Ltd. Australia & New Zealand Australia 26/08/2016 Court All For

1083397 NZSPGE0001S2 Stride Stapled Group Australia & New Zealand New Zealand 29/08/2016 Annual All For

1080189 AU000000MTS0 Metcash Ltd Australia & New Zealand Australia 31/08/2016 Annual Against 3,4 Apparent failure to link pay and appropriate performance

1080750 AU000000CKF7 Collins Foods Ltd. Australia & New Zealand Australia 01/09/2016 Annual Against 5,6 Apparent failure to link pay and appropriate performance

1084004 AU000000APN4 APN News & Media Ltd Australia & New Zealand Australia 16/09/2016 Special All For

1084553 AU000000SUN6 Suncorp Group Ltd. Australia & New Zealand Australia 22/09/2016 Annual All For

1085810 AU000000AGL7 AGL Energy Ltd. Australia & New Zealand Australia 28/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1080182 AU000000ASX7 ASX Ltd. Australia & New Zealand Australia 28/09/2016 Annual All For

1081080 NZAIRE0001S2 Air New Zealand Ltd. Australia & New Zealand New Zealand 30/09/2016 Annual All For

1065523 INE095A01012 IndusInd Bank Limited Emerging Markets India 01/07/2016 Annual All For

1070926 INE522D01027 Manappuram Finance Ltd. Emerging Markets India 03/07/2016 Special Against 1,2,3 Insufficient basis to support a decision

1074042 BMG1371C1212 Brightoil Petroleum (Holdings) Ltd Emerging Markets Bermuda 04/07/2016 Special All For

1065612 IL0008290103 Delek Automotive Systems Ltd. Emerging Markets Israel 04/07/2016 Annual/Special Against A,B1,B2

2

3,4,5,6,7,8

Administrative declaration

Concerns related to Non-audit fees


1070951 INE785M01013 PC Jeweller Limited Emerging Markets India 04/07/2016 Special Against 2 Lack of independence on board

1070936 INE029A01011 Bharat Petroleum Corporation Ltd. Emerging Markets India 05/07/2016 Special All For

1075014 BRCSMGACNOR5 Companhia de Saneamento de Minas Gerais

(COPASA)

Emerging Markets Brazil 07/07/2016 Special All For

1073972 INE763A01023 Polaris Consulting & Services Limited Emerging Markets India 07/07/2016 Annual All For

1074984 KYG4922U1031 Intime Retail (Group) Company Limited Emerging Markets Cayman Islands 08/07/2016 Special All For

1074580 INE096B01018 Nucleus Software Exports Ltd Emerging Markets India 08/07/2016 Annual Against 6 Insufficient/poor disclosure

1069249 TH0233010Z07 Thai Stanley Electric Public Co Ltd Emerging Markets Thailand 08/07/2016 Annual Against 5.1

8



1051559 IL0006046119 Bank Leumi le-Israel B.M. Emerging Markets Israel 11/07/2016 Annual Against A

4



1073395 ZAE000117123 Eqstra Holdings Ltd Emerging Markets South Africa 11/07/2016 Special All For

1060879 INE090A01021 ICICI Bank Limited Emerging Markets India 11/07/2016 Annual All For

1073107 BMG475671050 IHS Markit Ltd. Emerging Markets Bermuda 11/07/2016 Special All For

1072180 BMG5456B1063 Le Saunda Holdings Ltd. Emerging Markets Bermuda 11/07/2016 Annual Against 11,13 Issue of equity raises concerns about excessive dilution of existing shareholders

1073208 INE944F01028 Radico Khaitan Ltd. Emerging Markets India 11/07/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1075421 BRTAEECDAM10 Transmissora Alianca De Energia Eletrica SA Emerging Markets Brazil 11/07/2016 Special Against 1 Lack of independence on board

1074624 INE139A01034 National Aluminium Company Ltd Emerging Markets India 12/07/2016 Special All For

1071822 MHY110821078 Capital Product Partners L.P. Emerging Markets Marshall Isl 13/07/2016 Annual Against 1.1 Lack of independence on boardConcerns about overall board structure

1050247 PHY1694P1067 Concepcion Industrial Corporation Emerging Markets Philippines 13/07/2016 Annual Against 6.2,6.3,6.4,6.5,6.6 Lack of independence on board

1064525 INE176B01034 Havells India Ltd. Emerging Markets India 13/07/2016 Annual Against 7,8,9 Insufficient/poor disclosureApparent failure to link pay and appropriate performance

1076023 KYG5380M1033 Lansen Pharmaceutical Holdings Limited Emerging Markets Cayman Islands 13/07/2016 Special Against 2 Concerns to protect shareholder value 2- Insufficient/poor disclosure

1070954 BMG5800U1071 Man Wah Holdings Ltd. Emerging Markets Bermuda 13/07/2016 Annual Against 9,11 Issue of equity raises concerns about excessive dilution of existing shareholders

1071886 INE012A01025 ACC Ltd. Emerging Markets India 14/07/2016 Special All For

1076214 BRBBTGUNT007 Banco BTG Pactual SA Emerging Markets Brazil 14/07/2016 Special All For

1074716 INE084A01016 Bank Of India Ltd Emerging Markets India 14/07/2016 Annual All For

1074063 BREGIEACNOR9 ENGIE Brasil Energia SA Emerging Markets Brazil 14/07/2016 Special Against 4 Lack of independence on board

1074210 INE191I01012 Housing Development & Infrastructure Ltd. Emerging Markets India 14/07/2016 Special All For

1065930 BMG5150J1577 Johnson Electric Holdings Ltd. Emerging Markets Bermuda 14/07/2016 Annual Against 7,8 Issue of equity raises concerns about excessive dilution of existing shareholders

1074892 INE854D01016 United Spirits Limited Emerging Markets India 14/07/2016 Annual Against 1 Concerns to protect shareholder value

1076220 CNE100000239 Beijing Capital Land Ltd. Emerging Markets China 15/07/2016 Special All For

1064671 INE485A01015 Century Enka Ltd. Emerging Markets India 15/07/2016 Annual Against 2 Concerns related to attendance at board or committee meetings

1070812 BRMRFGACNOR0 Marfrig Global Foods SA Emerging Markets Brazil 15/07/2016 Special All For

1075018 PK0025101012 Nestle Pakistan Ltd Emerging Markets Pakistan 15/07/2016 Special Against 1.9,3 Insufficient/poor disclosure

1065929 BMG9400S1329 Vtech Holdings Ltd Emerging Markets Bermuda 15/07/2016 Annual Against 4

6,7




1074700 BRCTIPACNOR2 CETIP S.A. - Mercados Organizados Emerging Markets Brazil 18/07/2016 Special All For

1075104 BMG2442N1048 COSCO Shipping Ports Limited Emerging Markets Bermuda 18/07/2016 Special All For

1070487 CNE1000003K3 Jiangxi Copper Company Ltd. Emerging Markets China 18/07/2016 Special All For

1070544 CNE1000003K3 Jiangxi Copper Company Ltd. Emerging Markets China 18/07/2016 Special All For

1071413 INE075A01022 WIPRO Limited Emerging Markets India 18/07/2016 Annual All For

1075192 INE075A01022 WIPRO Limited Emerging Markets India 18/07/2016 Annual All For

1075284 MYL2488OO004 Alliance Financial Group Berhad Emerging Markets Malaysia 19/07/2016 Annual Against 5 Concerns related to succession planning

1074779 INE180K01011 Bharat Financial Inclusion Limited Emerging Markets India 19/07/2016 Special All For

1060262 INE016A01026 Dabur India Ltd. Emerging Markets India 19/07/2016 Annual All For

1074972 KYG8701T1388 TCL Multimedia Technology Holdings Ltd Emerging Markets Cayman Islands 19/07/2016 Special All For

1074893 INE481G01011 Ultratech Cement Ltd. Emerging Markets India 19/07/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1074676 ZAE000132577 Vodacom Group Ltd Emerging Markets South Africa 19/07/2016 Annual All For

1063716 INE434A01013 Andhra Bank Ltd. Emerging Markets India 20/07/2016 Annual Against 3 Insufficient/poor disclosureIssue of equity raises concerns about excessive dilution of existing shareholders

1071241 CNE1000002D0 China Bluechemical Ltd. Emerging Markets China 20/07/2016 Special All For

1062958 INE202B01012 Dewan Housing Finance Corporation Limited Emerging Markets India 20/07/2016 Annual All For

1074856 ZAE000081949 Investec Ltd Emerging Markets South Africa 20/07/2016 Special All For

1066632 ZAE000093183 Raubex Group Ltd Emerging Markets South Africa 20/07/2016 Special All For

1057618 INE520A01019 Zensar Technologies Limited Emerging Markets India 20/07/2016 Annual Against 5,6 Apparent failure to link pay and appropriate performanceConcerns to protect shareholder value

1067955 INE208A01029 Ashok Leyland Limited Emerging Markets India 21/07/2016 Annual Against 1

6,11



1074795 INE180K01011 Bharat Financial Inclusion Limited Emerging Markets India 21/07/2016 Annual Against 2 Concerns related to attendance at board or committee meetings

1057552 INE910H01017 Cairn India Limited Emerging Markets India 21/07/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1066634 INE040A01026 HDFC Bank Limited Emerging Markets India 21/07/2016 Annual Against 14 Issue of equity raises concerns about excessive dilution of existing shareholders


1066634 INE040A01026 HDFC Bank Limited Emerging Markets India 21/07/2016 Annual Against 4

14



1075159 ZAE000003257 Hosken Consolidated Investments Ltd Emerging Markets South Africa 21/07/2016 Special Against 1

1,2,3,4,5

Concerns to protect shareholder valueInsufficient basis to support a decision


1077183 BRMPLUACNOR3 Multiplus SA Emerging Markets Brazil 21/07/2016 Special All For

1075097 PLTLKPL00017 Orange Polska S.A. Emerging Markets Poland 21/07/2016 Special All For

1076076 MYL5125OO009 Pantech Group Holdings Berhad Emerging Markets Malaysia 21/07/2016 Annual All For

1065760 PHY6955M1063 Philippine Seven Corporation Emerging Markets Philippines 21/07/2016 Annual Against 1g

6



1058839 INE238A01034 Axis Bank Ltd. Emerging Markets India 22/07/2016 Annual All For

1069251 TH0221A10Z06 BTS Group Holdings PCL Emerging Markets Thailand 22/07/2016 Annual Against 7.3

10

Concerns related to inappropriate membership of committees


1075838 INE486A01013 CESC Limited Emerging Markets India 22/07/2016 Annual Against 3

4

1




1074647 CNE1000002P4 China Oilfield Services Ltd. Emerging Markets China 22/07/2016 Special Against 1 Concerns to protect shareholder value

1075119 BRELETACNPB7 Eletrobras, Centrais Eletricas Brasileiras S.A. Emerging Markets Brazil 22/07/2016 Special Abstain

Against

12.2,12.3,12.4,12.5,12.6,12.7

12.1

12.a,12.8

8

Cumulative/slate voting in favour of individual candidates/slates

Cumulative/slate voting in favour of individual candidates/slates


1067001 INE154A01025 ITC Ltd. Emerging Markets India 22/07/2016 Annual Against 8 Combined CEO/Chairman

1067001 INE154A01025 ITC Ltd. Emerging Markets India 22/07/2016 Annual All For

1064733 PHY4466S1007 Jollibee Foods Corporation Emerging Markets Philippines 22/07/2016 Annual Against 7.2,7.4,7.5

7.6

7.7


Lack of independence on boardConcerns related to attendance at board or committee meetings

OverboardedLack of independence on board

1071661 INE237A01028 Kotak Mahindra Bank Ltd Emerging Markets India 22/07/2016 Annual All For

1057645 INE774D01024 Mahindra & Mahindra Financial Services Limited Emerging Markets India 22/07/2016 Annual All For

1077669 PHY7318T1017 Robinsons Retail Holdings, Inc. Emerging Markets Philippines 22/07/2016 Written Consent All For

1076222 INE490G01020 MOIL Ltd. Emerging Markets India 24/07/2016 Special All For

1074010 ZAE000005724 Pick n Pay Holdings Limited Emerging Markets South Africa 25/07/2016 Annual Against 1

2.1,2.3,2.4,2.5


Concerns about overall board structure 2- Lack of independence on board

1074016 ZAE000005724 Pick n Pay Holdings Limited Emerging Markets South Africa 25/07/2016 Special All For

1069735 ZAE000005443 Pick n Pay Stores Ltd Emerging Markets South Africa 25/07/2016 Annual Against 1

3.4

2.4

1





1074017 ZAE000005443 Pick n Pay Stores Ltd Emerging Markets South Africa 25/07/2016 Special All For

1065873 QA000A0Q5NE9 Vodafone Qatar QSC Emerging Markets Qatar 25/07/2016 Annual/Special Against 2

10



1076871 INE296A01024 Bajaj Finance Ltd. Emerging Markets India 26/07/2016 Annual All For

1074837 KYG097021045 Belle International Holdings Ltd Emerging Markets Cayman Islands 26/07/2016 Annual Against 4a3

5,7



1077826 INE476A01014 Canara Bank Ltd Emerging Markets India 26/07/2016 Annual Against 3 Insufficient/poor disclosure

1059797 INE169A01031 Coromandel International Ltd. Emerging Markets India 26/07/2016 Annual All For

1074368 INE684F01012 Firstsource Solutions Ltd Emerging Markets India 26/07/2016 Annual All For

1075522 INE019A01020 JSW Steel Ltd. Emerging Markets India 26/07/2016 Annual Against 12 Insufficient/poor disclosure

1068031 MYL5218OO002 SapuraKencana Petroleum Berhad Emerging Markets Malaysia 26/07/2016 Annual All For

1072211 CNE100000494 Sichuan Expressway Company Ltd. Emerging Markets China 26/07/2016 Special Against 1.04 Concerns related to attendance at board or committee meetings

1064369 INE256A01028 Zee Entertainment Enterprises Ltd. Emerging Markets India 26/07/2016 Annual Against 4 Concerns related to attendance at board or committee meetings

1067943 INE917I01010 Bajaj Auto Ltd. Emerging Markets India 27/07/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1074701 BRCTIPACNOR2 CETIP S.A. - Mercados Organizados Emerging Markets Brazil 27/07/2016 Special All For

1047092 PHY2088F1004 DMCI Holdings, Inc. Emerging Markets Philippines 27/07/2016 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7

5.1


Vote against combined Chair/CEO

1047092 PHY2088F1004 DMCI Holdings, Inc. Emerging Markets Philippines 27/07/2016 Annual Against 5.2,5.3,5.4,5.5,5.6,5.7 Lack of independence on board

1071330 INE089A01023 Dr. Reddy's Laboratories Emerging Markets India 27/07/2016 Annual All For

1075360 INE089A01023 Dr. Reddy's Laboratories Emerging Markets India 27/07/2016 Annual All For

1062236 INE001A01036 Housing Development Finance Corp. Ltd. Emerging Markets India 27/07/2016 Annual All For

1061392 INE721A01013 Shriram Transport Finance Company Limited Emerging Markets India 27/07/2016 Annual All For

1076748 ZAE000096541 Tongaat Hulett Ltd Emerging Markets South Africa 27/07/2016 Annual Against 1 Apparent failure to link pay and appropriate performance

1076344 INE685A01028 Torrent Pharmaceuticals Ltd Emerging Markets India 27/07/2016 Annual All For

1077324 INE192B01031 Welspun India Ltd. Emerging Markets India 27/07/2016 Annual Against 5 Concerns related to attendance at board or committee meetings

1076211 BRSBSPACNOR5 Companhia Saneamento Basico do Estado de Sao

Paulo - SABESP


1076331 BRSBSPACNOR5 Companhia Saneamento Basico do Estado de Sao

Paulo - SABESP


1077064 MYL1619OO005 DRB-Hicom Berhad Emerging Markets Malaysia 28/07/2016 Special All For

1075055 INE614B01018 Karnataka Bank Ltd. (The) Emerging Markets India 28/07/2016 Annual All For

1074033 ID1000059603 PT Hanson International Tbk Emerging Markets Indonesia 28/07/2016 Annual/Special All For

1075392 BMG8181C1001 Skyworth Digital Holdings Ltd Emerging Markets Bermuda 28/07/2016 Annual Against 6,8 Issue of equity raises concerns about excessive dilution of existing shareholders

1076759 PLALIOR00045 Alior Bank S.A. Emerging Markets Poland 29/07/2016 Special Against 7.2 Insufficient/poor disclosure

1060909 INE100A01010 Atul Limited Emerging Markets India 29/07/2016 Annual All For

1069565 TH0285010Z07 Bangkok Land Public Co. Ltd Emerging Markets Thailand 29/07/2016 Annual Against 8

5.1



1076441 KYG2045D1079 Changshouhua Food Co., Ltd. Emerging Markets Cayman Islands 29/07/2016 Special All For

1073733 CNE100000874 China National Materials Co., Ltd. Emerging Markets China 29/07/2016 Special All For

1062371 INE102D01028 Godrej Consumer Products Ltd. Emerging Markets India 29/07/2016 Annual All For

1077490 INE389H01022 KEC International Ltd. Emerging Markets India 29/07/2016 Annual Against 8,9 Concerns to protect shareholder value

1079301 RU000A0JRKT8 PhosAgro OJSC Emerging Markets Russia 29/07/2016 Special All For

1069245 TH0815010002 Polyplex Thailand Public Co Ltd Emerging Markets Thailand 29/07/2016 Annual Against 7

5.1


Overboarded

1074954 ZAE000157046 Holdsport Ltd Emerging Markets South Africa 01/08/2016 Annual Against 11

1



1079013 CL0001892547 Inversiones La Construccion S.A. Emerging Markets Chile 01/08/2016 Special All For

1077884 INE591G01017 NIIT Technologies Limited Emerging Markets India 01/08/2016 Annual All For

1077489 INE096B01018 Nucleus Software Exports Ltd Emerging Markets India 01/08/2016 Special All For

1073213 INE140A01024 Piramal Enterprises Limited Emerging Markets India 01/08/2016 Annual All For

1076766 ZAE000170049 PPC Ltd Emerging Markets South Africa 01/08/2016 Special All For

1079207 CNE000000R36 Chongqing Changan Automobile Co., Ltd. Emerging Markets China 02/08/2016 Special All For

1077040 INE584A01023 NMDC Ltd. Emerging Markets India 02/08/2016 Special All For

1078008 BRPOSIACNOR9 Positivo Informatica S.A. Emerging Markets Brazil 02/08/2016 Special All For

1077479 INE669C01036 Tech Mahindra Ltd. Emerging Markets India 02/08/2016 Annual All For

1069170 INE516A01017 UFlex Ltd. Emerging Markets India 02/08/2016 Annual All For

1065276 INE010B01027 Cadila Healthcare Limited Emerging Markets India 03/08/2016 Annual Against 5

9

Insufficient/poor disclosureApparent failure to link pay and appropriate performance


1077388 INE548C01032 Emami Ltd Emerging Markets India 03/08/2016 Annual All For

1077574 KZ000A0KEZQ2 KazMunaiGas Exploration Production JSC Emerging Markets Kazakhstan 03/08/2016 Special All For

1078162 INE326A01037 Lupin Ltd. Emerging Markets India 03/08/2016 Annual All For

1076807 INE280A01028 Titan Company Limited Emerging Markets India 03/08/2016 Annual All For


1077432 BRUGPAACNOR8 Ultrapar Participacoes S.A. Emerging Markets Brazil 03/08/2016 Special All For

1076924 BRUGPAACNOR8 Ultrapar Participacoes S.A. Emerging Markets Brazil 03/08/2016 Special All For

1078145 ZAE000203105 Arrowhead Properties Ltd Emerging Markets South Africa 04/08/2016 Written Consent All For

1076953 INE034A01011 Arvind Limited Emerging Markets India 04/08/2016 Annual Against 4 Concerns related to Non-audit fees

1076456 ZAE000081949 Investec Ltd Emerging Markets South Africa 04/08/2016 Annual Against 16

8,10,14

4

Apparent failure to link pay & appropriate performance 2- Concerns to protect shareholder value



1075039 VGG607541015 Michael Kors Holdings Limited Emerging Markets Virgin Isl (UK) 04/08/2016 Annual All For

1077534 KYG686121032 Pacific Textiles Holdings Ltd. Emerging Markets Cayman Islands 04/08/2016 Annual Against 5,7

3c


Overboarded

1077314 BRPETRACNPR6 Petroleo Brasileiro SA-Petrobras Emerging Markets Brazil 04/08/2016 Special All For

1077427 BRPETRACNPR6 Petroleo Brasileiro SA-Petrobras Emerging Markets Brazil 04/08/2016 Special All For

1077124 INE331A01037 Ramco Cements Ltd. Emerging Markets India 04/08/2016 Annual All For

1074677 INE465A01025 Bharat Forge Ltd. Emerging Markets India 05/08/2016 Annual Against 6,7 Insufficient/poor disclosure Apparent failure to link pay and appropriate performance

1076858 US15911M1071 Changyou.com Ltd. Emerging Markets Cayman Islands 05/08/2016 Annual All For

1078130 INE353G01020 Dishman Pharmaceuticals & Chemicals Ltd. Emerging Markets India 05/08/2016 Court All For

1078264 US26852W1036 E-House (China) Holdings Ltd. Emerging Markets Cayman Islands 05/08/2016 Special Abstain 2,3

1



1064360 INE126A01031 E.I.D. Parry (India) Ltd. Emerging Markets India 05/08/2016 Annual All For

1077212 BMG3685C1029 Fujikon Industrial Holdings Ltd Emerging Markets Bermuda 05/08/2016 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1066087 INE264A01014 GlaxoSmithkline Consumer Healthcare Ltd. Emerging Markets India 05/08/2016 Annual All For

1074290 CNE100000361 Guangdong Yueyun Transportation Company

Limited

Emerging Markets China 05/08/2016 Special Against 1,2,3,4 Concerns to protect shareholder value

1078491 INE196A01026 Marico Limited Emerging Markets India 05/08/2016 Annual Against 6,7 Insufficient/poor disclosureConcerns to protect shareholder value

1055721 ID1000097207 PT Adhi Karya (Persero) Tbk Emerging Markets Indonesia 05/08/2016 Special Against 1,2 Insufficient/poor disclosure

1077833 US92719A1060 Vimpelcom Ltd. Emerging Markets Bermuda 05/08/2016 Annual All For

1067015 INE216A01022 Britannia Industries Ltd. Emerging Markets India 08/08/2016 Annual All For

1075024 INE259A01022 Colgate-Palmolive (India) Ltd. Emerging Markets India 08/08/2016 Annual All For

1079714 KYG3777B1032 Geely Automobile Holdings Ltd. Emerging Markets Cayman Islands 08/08/2016 Special All For

1079135 KYG5462G1073 Lekoil Ltd. Emerging Markets Cayman Islands 08/08/2016 Annual Against 2 Concerns related to inappropriate membership of committees

1067425 INE269A01021 Sonata Software Ltd. Emerging Markets India 08/08/2016 Annual All For

1079410 INE742F01042 Adani Ports and Special Economic Zone Ltd. Emerging Markets India 09/08/2016 Annual Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1064635 INE438A01022 Apollo Tyres Ltd. Emerging Markets India 09/08/2016 Annual All For

1077377 IL0011194789 Azrieli Group Ltd. Emerging Markets Israel 09/08/2016 Special Against A,B1,B2 Administrative declaration

1079778 BRCPFEACNOR0 CPFL Energia S.A. Emerging Markets Brazil 09/08/2016 Special All For

1077830 BRCPFEACNOR0 CPFL Energia S.A. Emerging Markets Brazil 09/08/2016 Special All For

1077082 BMG4639H1227 Huabao International Holdings Limited Emerging Markets Bermuda 09/08/2016 Annual Against 5

4A,4C



1077082 BMG4639H1227 Huabao International Holdings Limited Emerging Markets Bermuda 09/08/2016 Annual Against 5

4A,4C

2a




1077656 INE522D01027 Manappuram Finance Ltd. Emerging Markets India 09/08/2016 Annual All For

1079009 INE155A01022 Tata Motors Ltd. Emerging Markets India 09/08/2016 Annual All For

1069595 INE155A01022 Tata Motors Ltd. Emerging Markets India 09/08/2016 Annual All For

1080375 KYG870161463 TCL Communication Technology Holdings Limited Emerging Markets Cayman Islands 09/08/2016 Special All For

1079205 INE121J01017 Bharti Infratel Ltd. Emerging Markets India 10/08/2016 Annual All For

1066713 INE371A01025 Graphite India Limited Emerging Markets India 10/08/2016 Annual All For

1069393 INE101A01026 Mahindra & Mahindra Ltd. Emerging Markets India 10/08/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1077055 IL0010989205 REIT 1 Ltd. Emerging Markets Israel 10/08/2016 Special Against B4

A,B1,B2


1080254 KYG8020E1017 Semiconductor Manufacturing International

Corporation

Emerging Markets Cayman Islands 10/08/2016 Special All For

1066428 INE299U01018 Crompton Greaves Consumer Electricals Limited Emerging Markets India 11/08/2016 Annual All For

1060627 INE101D01020 Granules India Ltd Emerging Markets India 11/08/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1076860 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 11/08/2016 Special All For

1068648 INE092A01019 Tata Chemicals Ltd. Emerging Markets India 11/08/2016 Annual All For

1077879 BMG8770Z1068 Texwinca Holdings Limited Emerging Markets Bermuda 11/08/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1079335 INE171A01029 The Federal Bank Ltd. Emerging Markets India 11/08/2016 Annual All For

1078872 INE017A01032 The Great Eastern Shipping Co., Ltd. Emerging Markets India 11/08/2016 Annual All For

1068142 INE437A01024 Apollo Hospitals Enterprise Ltd. Emerging Markets India 12/08/2016 Annual All For

1075471 CNE100000HD4 China Longyuan Power Group Corporation Ltd. Emerging Markets China 12/08/2016 Special All For

1079648 INE501A01019 Deepak Fertilizers and Petrochemicals

Corporation Limited

Emerging Markets India 12/08/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1079610 INE935A01035 Glenmark Pharmaceuticals Ltd. Emerging Markets India 12/08/2016 Annual Against 9,10 Concerns to protect shareholder value

1074009 BMG4977W1038 I.T Limited Emerging Markets Bermuda 12/08/2016 Annual Against 10,11 Issue of equity raises concerns about excessive dilution of existing shareholders

1079961 CNE000000CV8 Jiangling Motors Corp. Ltd Emerging Markets China 12/08/2016 Special Against 1

1068468 INE070A01015 Shree Cement Ltd. Emerging Markets India 12/08/2016 Annual Against 3 Concerns related to inappropriate membership of committees

1068306 INE081A01012 Tata Steel Ltd. Emerging Markets India 12/08/2016 Annual All For

1081442 BRVALEACNPA3 Vale S.A. Emerging Markets Brazil 12/08/2016 Special All For




1079150 BRTIETACNPR7 AES Tiete Energia SA Emerging Markets Brazil 15/08/2016 Special All For

1079122 ZAE000066692 Aspen Pharmacare Holdings Ltd Emerging Markets South Africa 15/08/2016 Special All For

1080806 BRBBTGUNT007 Banco BTG Pactual SA Emerging Markets Brazil 15/08/2016 Special All For

1076448 CNE100001T98 Dalian Wanda Commercial Properties Co Ltd Emerging Markets China 15/08/2016 Special All For

1076450 CNE100001T98 Dalian Wanda Commercial Properties Co Ltd Emerging Markets China 15/08/2016 Special All For

1079071 BRESTCACNOR5 Estacio Participacoes SA Emerging Markets Brazil 15/08/2016 Special All For

1079064 BRKROTACNOR9 Kroton Educacional S.A. Emerging Markets Brazil 15/08/2016 Special Against 1 Apparent failure to link pay & appropriate performance

1076414 CNE1000003X6 Ping An Insurance (Group) Co. of China, Ltd. Emerging Markets China 15/08/2016 Special All For

1076415 CNE1000003X6 Ping An Insurance (Group) Co. of China, Ltd. Emerging Markets China 15/08/2016 Special All For

1076122 BMG2109G1033 China Gas Holdings Ltd. Emerging Markets Bermuda 16/08/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1079574 BMG2109G1033 China Gas Holdings Ltd. Emerging Markets Bermuda 16/08/2016 Special All For

1079129 BMG2581C1091 CSI Properties Ltd Emerging Markets Bermuda 16/08/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1075164 BMG313891027 Emperor Entertainment Hotel Limited Emerging Markets Bermuda 16/08/2016 Annual Against 5A,5C Issue of equity raises concerns about excessive dilution of existing shareholders

1079328 ZAE000026480 Remgro Ltd Emerging Markets South Africa 16/08/2016 Special Against 4

3

Double voting rights

Double voting rights

1081322 KYG8569A1067 Sunac China Holdings Ltd. Emerging Markets Cayman Islands 16/08/2016 Special All For

1075958 BMG4388N1065 Helen of Troy Limited Emerging Markets Bermuda 17/08/2016 Annual All For

1079125 BMG5695X1258 Luk Fook Holdings (International) Ltd. Emerging Markets Bermuda 17/08/2016 Annual Against 5,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1080219 PLLWBGD00016 LW Bogdanka SA Emerging Markets Poland 17/08/2016 Special Against 7

8


1075292 BMG8465C1073 Stelux Holdings International Ltd. Emerging Markets Bermuda 17/08/2016 Annual Against 2A

4B,4C




1079512 BMG0171K1018 Alibaba Health Information Technology Ltd. Emerging Markets Bermuda 18/08/2016 Annual Against 2a2,3

2a1

7

4,6



Concerns related to potential conflict of interests


1080447 MYL1015OO006 AMMB Holdings Berhad Emerging Markets Malaysia 18/08/2016 Annual Against 12,13

11



1081470 CL0000000423 LATAM Airlines Group S.A. Emerging Markets Chile 18/08/2016 Special All For

1078567 CL0000000423 LATAM Airlines Group S.A. Emerging Markets Chile 18/08/2016 Special All For

1080366 MYL5236OO004 Matrix Concepts Holdings Berhad Emerging Markets Malaysia 18/08/2016 Annual Against 8,9,10,11,12,13,14,15

2



1080372 INE397D01024 Bharti Airtel Ltd. Emerging Markets India 19/08/2016 Annual All For

1080108 MXP370711014 Grupo Financiero Banorte S.A.B. de C.V. Emerging Markets Mexico 19/08/2016 Special All For

1080109 MXP370711014 Grupo Financiero Banorte S.A.B. de C.V. Emerging Markets Mexico 19/08/2016 Special All For

1054970 INE115A01026 LIC Housing Finance Ltd. Emerging Markets India 19/08/2016 Annual All For

1079938 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 19/08/2016 Special Against 2.1,2.2,2.3,2.4,2.6,2.7,2.9,2.10,2.11 Cumulative/slate voting in favour of individual candidates/slates

1080865 INE134E01011 Power Finance Corporation Ltd. Emerging Markets India 19/08/2016 Annual Against 5

3

Concerns about overall board structure 2- Concerns to protect shareholder value 3- Lack of independence on board


1077083 CNE1000004Q8 Yanzhou Coal Mining Company Limited Emerging Markets China 19/08/2016 Special All For

1077084 CNE1000004Q8 Yanzhou Coal Mining Company Limited Emerging Markets China 19/08/2016 Special All For

1079945 INE491A01021 City Union Bank Ltd Emerging Markets India 22/08/2016 Annual All For

1082111 MXP370661011 Grupo Financiero Interacciones S.A.B. de C.V. Emerging Markets Mexico 22/08/2016 Special All For

1081319 INE785M01013 PC Jeweller Limited Emerging Markets India 22/08/2016 Special All For

1080196 INE323A01026 Bosch Limited Emerging Markets India 23/08/2016 Special All For

1081045 MYL5168OO009 Hartalega Holdings Berhad Emerging Markets Malaysia 23/08/2016 Annual Against 4 Concerns related to inappropriate membership of committees

1079851 INE572A01028 J.B. Chemicals & Pharmaceuticals Ltd. Emerging Markets India 23/08/2016 Annual All For

1081367 INE406A01037 Aurobindo Pharma Ltd. Emerging Markets India 24/08/2016 Annual All For

1079671 INE522F01014 Coal India Ltd. Emerging Markets India 24/08/2016 Special All For

1081061 MYL3336OO004 IJM Corporation Berhad Emerging Markets Malaysia 24/08/2016 Annual All For

1059809 INE836A01035 KPIT Technologies Limited Emerging Markets India 24/08/2016 Annual Against 4 Concerns related to attendance at board or committee meetings

1080979 MYL6491OO004 Kumpulan Fima Berhad Emerging Markets Malaysia 24/08/2016 Annual Against 3,4,10,11 Concerns related to succession planning

1080422 ZAE000044897 Telkom SA SOC Limited Emerging Markets South Africa 24/08/2016 Annual All For

1079886 CNE1000001Y8 Avichina Industry & Technology Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1077883 CNE100000221 Beijing Capital International Airport Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1078218 CNE1000002J7 China COSCO Holdings Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1082766 CNE000000HW5 Guangdong Electric Power Development Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1082654 BRLPSBACNOR0 LPS Brasil-Consultoria de Imoveis SA Emerging Markets Brazil 25/08/2016 Special All For

1081213 PLPGNIG00014 Polskie Gornictwo Naftowe i Gazownictwo S.A.

(PGNiG)

Emerging Markets Poland 25/08/2016 Special Against 6 Insufficient basis to support a decision 2- Insufficient/poor disclosure

1078055 CNE100000B24 Zijin Mining Group Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1078204 CNE100000B24 Zijin Mining Group Co., Ltd. Emerging Markets China 25/08/2016 Special All For

1080613 KYG3307Z1090 Far East Consortium International Ltd. Emerging Markets Cayman Islands 26/08/2016 Annual Against 8,10

5


Overboarded/Too many other time commitments

1068157 INE018A01030 Larsen & Toubro Ltd Emerging Markets India 26/08/2016 Annual Against 12

13,14


Insufficient/poor disclosureApparent failure to link pay and appropriate performance

1075729 ZAE000015889 Naspers Ltd Emerging Markets South Africa 26/08/2016 Annual Against 7

8,9

5

2

Apparent failure to link pay & appropriate performance 2- Concerns to protect shareholder value


Concerns to protect shareholder value 2- Double voting rights


1081358 INE296A01024 Bajaj Finance Ltd. Emerging Markets India 28/08/2016 Special All For

1082182 KYG1132K1076 Birmingham International Holdings Ltd. Emerging Markets Cayman Islands 29/08/2016 Special All For

1075823 BMG208741063 Chen Hsong Holdings Ltd. Emerging Markets Bermuda 29/08/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1080615 KYG2117A1067 China Huishan Dairy Holdings Company Limited Emerging Markets Cayman Islands 29/08/2016 Annual Against 3,4,6

9,11

Insufficient/poor disclosureConcerns related to Non-audit fees


1078706 CNE1000002Z3 Datang International Power Generation Co. Ltd Emerging Markets China 29/08/2016 Special Against 2 Insufficient justification for related party transaction 2- Insufficient/poor disclosure

1081222 INE361B01024 Divi's Laboratories Limited Emerging Markets India 29/08/2016 Annual All For

1082081 TRAOSGYO91Q1 Dogus Gayrimenkul Yatirim Ortakligi AS Emerging Markets Turkey 29/08/2016 Special All For

1082174 INE623B01027 Future Enterprises Limited Emerging Markets India 29/08/2016 Annual All For

1039969 IL0002810146 Israel Chemicals Ltd. Emerging Markets Israel 29/08/2016 Special Against A,B1,B2 Administrative declaration

1079651 ID1000108103 PT Jasa Marga (Persero) Tbk Emerging Markets Indonesia 29/08/2016 Special Against 2 Insufficient/poor disclosure

1078102 INE943C01027 Srikalahasthi Pipes Limited Emerging Markets India 29/08/2016 Annual Against 1

3,4


Insufficient/poor disclosureConcerns about overall board structure

1067299 INE226A01021 Voltas Ltd. Emerging Markets India 29/08/2016 Annual All For

1076755 ZAE000180865 Vukile Property Fund Limited Emerging Markets South Africa 29/08/2016 Annual Against 7

7.1.2

9




1078959 CNE1000001S0 Air China Ltd. Emerging Markets China 30/08/2016 Special All For

1082299 IL0002300114 Bezeq The Israeli Telecommunication Corp. Ltd. Emerging Markets Israel 30/08/2016 Special Against A Administrative declaration

1069159 INE067A01029 Crompton Greaves Ltd. Emerging Markets India 30/08/2016 Annual All For

1082169 INE271C01023 DLF Ltd. Emerging Markets India 30/08/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1082186 INE700A01033 Jubilant Life Sciences Limited Emerging Markets India 30/08/2016 Annual Against 4 Concerns related to Non-audit fees

1080249 BMG5256W1029 Kingmaker Footwear Holdings Ltd Emerging Markets Bermuda 30/08/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1082165 INE490G01020 MOIL Ltd. Emerging Markets India 30/08/2016 Annual Against 5

4



1079993 ID1000095706 PT Unilever Indonesia Tbk Emerging Markets Indonesia 30/08/2016 Special Against 1 Insufficient/poor disclosure

1079903 KYG7814S1021 Sa Sa International Holdings Ltd Emerging Markets Cayman Islands 30/08/2016 Annual Against 5.1,5.3

3.1c



1081933 INE791I01019 Brigade Enterprises Limited Emerging Markets India 31/08/2016 Annual Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1083429 CNE000000R36 Chongqing Changan Automobile Co., Ltd. Emerging Markets China 31/08/2016 Special All For

1083826 KYG4100M1050 Greentown China Holdings Ltd. Emerging Markets Cayman Islands 31/08/2016 Special All For

1081764 INE237A01028 Kotak Mahindra Bank Ltd Emerging Markets India 31/08/2016 Special All For

1081923 INE775A01035 Motherson Sumi Systems Ltd. Emerging Markets India 31/08/2016 Annual All For

1076731 ZAE000200457 Mr Price Group Limited Emerging Markets South Africa 31/08/2016 Annual Against 5 Apparent failure to link pay and appropriate performance

1078917 ID1000097405 PT Indosat Tbk Emerging Markets Indonesia 31/08/2016 Special All For

1079492 ID1000108905 PT Lippo Karawaci Tbk Emerging Markets Indonesia 31/08/2016 Special Against 1 Insufficient/poor disclosure

1080773 INE160A01022 Punjab National Bank Ltd. Emerging Markets India 31/08/2016 Special All For

1078954 CNE000000X38 Shanghai Fosun Pharmaceutical (Group) Co., Ltd. Emerging Markets China 31/08/2016 Special All For


1067951 INE323A01026 Bosch Limited Emerging Markets India 01/09/2016 Annual All For

1082175 INE002A01018 Reliance Industries Ltd. Emerging Markets India 01/09/2016 Annual Against 5 Concerns related to Non-audit fees

1078948 BMG2097Z1471 Chevalier International Holdings Ltd. Emerging Markets Bermuda 02/09/2016 Annual Against 5,7

3a1,3a2



1075808 BMG210901242 China Water Affairs Group Ltd. Emerging Markets Bermuda 02/09/2016 Annual Against 3.2

5,7




1082628 INE573A01042 JK Tyre & Industries Ltd Emerging Markets India 02/09/2016 Annual All For

1080134 RU000A0JR4A1 Moscow Exchange MICEX-RTS PJSC Emerging Markets Russia 02/09/2016 Special All For

1081676 US64110W1027 NetEase Inc. Emerging Markets Cayman Islands 02/09/2016 Annual All For

1079701 ID1000080302 PT Lippo Cikarang Tbk Emerging Markets Indonesia 02/09/2016 Special All For

1067648 ZAE000093183 Raubex Group Ltd Emerging Markets South Africa 02/09/2016 Annual All For

1064604 KE1000001402 Safaricom Limited Emerging Markets Kenya 02/09/2016 Annual Against 5 Insufficient basis to support a decision

1081456 RU0009046510 Severstal PJSC Emerging Markets Russia 02/09/2016 Special All For

1080011 RU0009046510 Severstal PJSC Emerging Markets Russia 02/09/2016 Special All For

1083905 KYG818751094 Sinosoft Technology Group Limited Emerging Markets Cayman Islands 02/09/2016 Special All For

1082853 PLPGER000010 PGE Polska Grupa Energetyczna SA Emerging Markets Poland 05/09/2016 Special Against 9.1,9.2 Insufficient basis to support a decision

1082664 US00828W1099 African Bank Investments Ltd Emerging Markets South Africa 06/09/2016 Annual Against 4

9



1080012 CNE1000000T0 Aluminum Corporation of China Ltd. Emerging Markets China 06/09/2016 Special Against 2 Concerns to protect shareholder value 2- Insufficient/poor disclosure


1083903 MYL4162OO003 British American Tobacco (Malaysia) Berhad Emerging Markets Malaysia 06/09/2016 Special All For

1080240 CNE100000536 China Shipping Container Lines Co. Ltd. Emerging Markets China 06/09/2016 Special All For

1084819 KYG215AT1023 China Zhongwang Holdings Ltd. Emerging Markets Cayman Islands 06/09/2016 Special All For

1083363 TRAPETKM91E0 Petkim Petrokimya Holding A.S. Emerging Markets Turkey 06/09/2016 Special All For

1079418 ZAE000148466 The Foschini Group Ltd Emerging Markets South Africa 06/09/2016 Annual Against 12 Apparent failure to link pay and appropriate performance

1081315 ID1000094204 PT Bank Danamon Indonesia Tbk Emerging Markets Indonesia 07/09/2016 Special All For

1082200 INE205A01025 Vedanta Ltd. Emerging Markets India 07/09/2016 Special All For

1084521 IL0010841281 Delek Group Ltd. Emerging Markets Israel 08/09/2016 Annual Against A

2



1083186 US30711Y1029 Fang Holdings Ltd. Emerging Markets Cayman Islands 08/09/2016 Annual All For

1068585 INE235A01022 Finolex Cables Ltd Emerging Markets India 08/09/2016 Annual All For

1078342 INE094A01015 Hindustan Petroleum Corporation Ltd. Emerging Markets India 08/09/2016 Annual Against 6

3,4,8


Lack of independence on boardConcerns about overall board structure

1082536 INE148I01020 Indiabulls Housing Finance Ltd. Emerging Markets India 08/09/2016 Annual Against 11

4

6,7,8




1082536 INE148I01020 Indiabulls Housing Finance Ltd. Emerging Markets India 08/09/2016 Annual Against 11

4



1083633 INE001B01026 KRBL Ltd Emerging Markets India 08/09/2016 Annual Against 2,3 Concerns about overall board structureLack of independence on board

1081782 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/09/2016 Special All For

1084419 RU000A0JKQU8 Magnit PJSC Emerging Markets Russia 08/09/2016 Special All For

1058795 INE585B01010 Maruti Suzuki India Ltd Emerging Markets India 08/09/2016 Annual All For

1083257 INE213A01029 Oil & Natural Gas Corporation Ltd. Emerging Markets India 08/09/2016 Annual Against 3,5,9,10 Lack of independence on boardConcerns about overall board structure

1081073 MYL5201OO008 OldTown Berhad Emerging Markets Malaysia 08/09/2016 Annual Against 9 Concerns related to potential conflict of interests

1080744 INE205A01025 Vedanta Ltd. Emerging Markets India 08/09/2016 Court All For

1083405 INE205A01025 Vedanta Ltd. Emerging Markets India 08/09/2016 Special All For

1085202 RU0009028674 Acron PJSC Emerging Markets Russia 09/09/2016 Special All For

1078188 BMG1744V1037 Cafe De Coral Holdings Ltd. Emerging Markets Bermuda 09/09/2016 Annual Against 6,8

3.4


Overboarded

1080897 KYG2129W1042 China Regenerative Medicine International Ltd. Emerging Markets Cayman Islands 09/09/2016 Annual Against 4,6 Issue of equity raises concerns about excessive dilution of existing shareholders

1079513 ZAE000017745 Datatec Ltd Emerging Markets South Africa 09/09/2016 Annual Against 7 Apparent failure to link pay & appropriate performance

1087658 COI13PA00014 Empresa De Telecomunicaciones De Bogota S.A. Emerging Markets Colombia 09/09/2016 Special Against 5 Inappropriate bundling of election of directors on a single vote 2- Insufficient/poor disclosure

1085382 MXP524131127 Industrias CH S.A.B. de C.V. Emerging Markets Mexico 09/09/2016 Special All For

1084529 VGG572791041 Luxoft Holding, Inc Emerging Markets Virgin Isl (UK) 09/09/2016 Annual Against 4,8

2


Concerns related to inappropriate membership of committeesConcerns about overall board structure

1081767 ID1000118607 PT Mitrabahtera Segara Sejati Tbk Emerging Markets Indonesia 09/09/2016 Special Against 1 Insufficient/poor disclosure

1083540 INE013A01015 Reliance Capital Ltd Emerging Markets India 10/09/2016 Court All For

1083489 INE263A01016 Bharat Electronics Ltd. Emerging Markets India 11/09/2016 Special All For

1083012 INE910H01017 Cairn India Limited Emerging Markets India 11/09/2016 Special Against 1 Concerns to protect shareholder value

1085624 BMG0171K1018 Alibaba Health Information Technology Ltd. Emerging Markets Bermuda 12/09/2016 Special All For

1080746 INE910H01017 Cairn India Limited Emerging Markets India 12/09/2016 Court Against 1 Concerns to protect shareholder value

1084854 INE694A01020 Unitech Limited Emerging Markets India 12/09/2016 Annual Against 1,2,4 Insufficient basis to support a decision

1085626 BRCSMGACNOR5 Companhia de Saneamento de Minas Gerais

(COPASA)


1082854 INE111A01017 Container Corporation of India Ltd. Emerging Markets India 13/09/2016 Annual Against 4

9,10,11,12



1080813 CNE100000LQ8 Huatai Securities Co., Ltd. Emerging Markets China 13/09/2016 Special All For

1085212 COC04PA00016 Ecopetrol S.A. Emerging Markets Colombia 14/09/2016 Special All For

1085211 COC04PA00016 Ecopetrol S.A. Emerging Markets Colombia 14/09/2016 Special All For

1083168 PLLOTOS00025 Grupa Lotos SA Emerging Markets Poland 14/09/2016 Special All For

1073419 INE038A01020 Hindalco Industries Ltd Emerging Markets India 14/09/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1083839 INE242A01010 Indian Oil Corporation Ltd Emerging Markets India 14/09/2016 Annual Against 3,4,8 Lack of independence on board

1086073 CNE000000HH6 Shanghai Lujiazui Finance & Trade Zone

Development Co. Ltd.

Emerging Markets China 14/09/2016 Special Against 13,14.01,14.02

1084807 KYG870161463 TCL Communication Technology Holdings Limited Emerging Markets Cayman Islands 14/09/2016 Court All For

1084806 KYG870161463 TCL Communication Technology Holdings Limited Emerging Markets Cayman Islands 14/09/2016 Special All For

1086278 MX00UN000002 Unifin Financiera S.A.B. de C.V. SOFOM E.N.R. Emerging Markets Mexico 14/09/2016 Special Against 1 Insufficient/poor disclosure

1084845 INE112A01023 Corporation Bank Ltd. Emerging Markets India 15/09/2016 Special All For

1083724 BMG393381014 Global Brands Group Holdings Ltd. Emerging Markets Bermuda 15/09/2016 Annual Against 5

6

Concerns to protect shareholder value 2- Insufficient/poor disclosure 3- Issue of equity raises concerns about excessive dilution of existing shareholders

Concerns to protect shareholder value 2- Performance-related pay/awards for non-executives

1085283 INE589A01014 NLC India Limited Emerging Markets India 15/09/2016 Annual Against 3,4,5 Lack of independence on board

1081193 RU000A0JS942 MegaFon PJSC Emerging Markets Russia 16/09/2016 Special All For

1085137 INE752E01010 Power Grid Corporation of India Ltd Emerging Markets India 16/09/2016 Annual Against 3,4 Concerns related to attendance at board or committee meetingsLack of independence on board

1087456 ROSNGNACNOR3 Romgaz SA Emerging Markets Romania 16/09/2016 Special All For

1081916 INE026A01025 Gujarat State Fertilizers and Chemicals Ltd. Emerging Markets India 17/09/2016 Annual Against 4 Concerns related to Non-audit fees

1084335 INE044A01036 Sun Pharmaceutical Industries Ltd. Emerging Markets India 17/09/2016 Annual Against 4 Concerns related to Non-audit fees

1086621 CNE100001QQ5 Midea Group Co., Ltd. Emerging Markets China 19/09/2016 Special Against 2.2 Concerns to protect shareholder interests

1086097 INE785M01013 PC Jeweller Limited Emerging Markets India 19/09/2016 Annual Against 3

5

Concerns about overall board structure 2- Lack of independence on board


1085142 PLDWORY00019 Synthos SA Emerging Markets Poland 19/09/2016 Special All For

1084531 US89628E1047 Trina Solar Ltd. Emerging Markets Cayman Islands 19/09/2016 Annual All For

1080838 CNE1000004R6 Zhaojin Mining Industry Co., Ltd. Emerging Markets China 19/09/2016 Special Against 1 Concerns to protect shareholder value

1080820 CNE1000004R6 Zhaojin Mining Industry Co., Ltd. Emerging Markets China 19/09/2016 Special Against 1 Concerns to protect shareholder value

1079544 COB07PA00086 Bancolombia SA Emerging Markets Colombia 20/09/2016 Special All For

1079617 COB07PA00086 Bancolombia SA Emerging Markets Colombia 20/09/2016 Special All For

1080586 INE042A01014 Escorts Ltd. Emerging Markets India 20/09/2016 Annual Against 4

1,8



1086052 CNE0000018R8 Kweichow Moutai Co., Ltd. Emerging Markets China 20/09/2016 Special Against 1 Concerns to protect shareholder value

1080687 INE733E01010 NTPC Ltd. Emerging Markets India 20/09/2016 Annual Against 3,4,7 Concerns about overall performanceLack of independence on board

1077770 BMG931151069 Utilico Emerging Markets Limited Emerging Markets Bermuda 20/09/2016 Annual All For

1068509 INE029A01011 Bharat Petroleum Corporation Ltd. Emerging Markets India 21/09/2016 Annual Against 3,10,11,12 Concerns about overall board structureLack of independence on board


1085608 INE522F01014 Coal India Ltd. Emerging Markets India 21/09/2016 Annual Against 3,9,11,12 Concerns about overall board structureLack of independence on board

1085608 INE522F01014 Coal India Ltd. Emerging Markets India 21/09/2016 Annual Against 3,9,12 Concerns about overall board structureLack of independence on board

1086964 KYG3472Y1017 FIH Mobile Ltd. Emerging Markets Cayman Islands 21/09/2016 Special All For

1085726 MYL5020OO002 Glomac Berhad Emerging Markets Malaysia 21/09/2016 Annual Against 4,7 Concerns related to succession planning

1086116 INE347G01014 Petronet LNG Ltd. Emerging Markets India 21/09/2016 Annual Against 4,6

3

Concerns about overall board structureLack of independence on board

Concerns about overall board structureLack of independence on boardConcerns related to attendance at board or committee meetings

1083239 INE020B01018 Rural Electrification Corporation Ltd. Emerging Markets India 21/09/2016 Annual Against 5

3

9

Concerns about overall board structure 2- Lack of independence

Concerns about overall board structure 2- Lack of independence on board 3- Lack of independent representation at board committees

Concerns to protect shareholder value 2- Insufficient justification for related party transaction

1067470 INE245A01021 Tata Power Company Ltd. Emerging Markets India 21/09/2016 Annual Against 10 Insufficient/poor disclosure

1087637 EGS380P1C010 Alexandria Mineral Oils Company Emerging Markets Egypt 22/09/2016 Annual Against 4,7

1



1083029 INE164A01016 Balmer Lawrie & Company Ltd Emerging Markets India 22/09/2016 Annual Against 3

4,6

1,8,9


Concerns related to inappropriate membership of committeesConcerns about overall board structureLack of independence on board


1085631 PLBH00000012 Bank Handlowy w Warszawie SA Emerging Markets Poland 22/09/2016 Special Against 5.1 Insufficient/poor disclosure

1082619 INE263A01016 Bharat Electronics Ltd. Emerging Markets India 22/09/2016 Annual Against 3,5,10,11 Concerns about overall board structureLack of independence on board

1068972 INE257A01026 Bharat Heavy Electricals Ltd. Emerging Markets India 22/09/2016 Annual Against 3,4,7,11,12,13 Concerns about overall board structureLack of independence on board

1085317 INE085A01013 Chambal Fertilisers and Chemicals Limited Emerging Markets India 22/09/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1085515 INE077A01010 Dena Bank Ltd. Emerging Markets India 22/09/2016 Special All For

1085612 ZAE000117123 Eqstra Holdings Ltd Emerging Markets South Africa 22/09/2016 Special All For

1083031 INE848E01016 NHPC Limited Emerging Markets India 22/09/2016 Annual Against 4,8,9

3



1083680 ZAE000005153 Omnia Holdings Ltd Emerging Markets South Africa 22/09/2016 Annual All For

1085524 INE002L01015 SJVN Ltd. Emerging Markets India 22/09/2016 Annual Against 3,4 Lack of independence on boardConcerns about overall board structure

1087106 BMG0438M1064 Apt Satellite Holdings Ltd. Emerging Markets Bermuda 23/09/2016 Special All For

1079585 BMG0451H1170 Archer Ltd. Emerging Markets Bermuda 23/09/2016 Annual All For

1084899 BMG100441408 BEP International Holdings Ltd. Emerging Markets Bermuda 23/09/2016 Annual Against 5A,5C Issue of equity raises concerns about excessive dilution of existing shareholders

1021920 BMG3682E1921 Frontline Ltd. Emerging Markets Bermuda 23/09/2016 Annual Against 3,5

1

6

2





1083468 INE129A01019 Gail India Ltd. Emerging Markets India 23/09/2016 Annual Against 3,4 Concerns about overall board structureLack of independence on board

1078683 BMG396372051 Golden Ocean Group Limited Emerging Markets Bermuda 23/09/2016 Annual Against 1,3

7

2




1086119 US3887064000 Grasim Industries Ltd. Emerging Markets India 23/09/2016 Annual Against 4 Concerns related to attendance at board or committee meetings

1082362 CNE000000CK1 Haitong Securities Co., Ltd. Emerging Markets China 23/09/2016 Special Against 2 Overboarded/Too many other time commitments

1085939 INE158A01026 Hero MotoCorp Ltd. Emerging Markets India 23/09/2016 Annual Against 5 Concerns related to attendance at board or committee meetings

1085835 INE027A01015 Rashtriya Chemicals and Fertilizers Limited Emerging Markets India 23/09/2016 Annual Against 5,6

4


Concerns about overall board structureLack of independence on boardConcerns related to attendance at board or committee meetings

1082236 BMG7945E1057 Seadrill Limited Emerging Markets Bermuda 23/09/2016 Annual Against 4

8

3

2




Overboarded/Too many other time commitmentsLack of independence on board

1083399 US82706C1080 Silicon Motion Technology Corporation Emerging Markets Cayman Islands 23/09/2016 Annual All For

1082685 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 23/09/2016 Special All For

1088088 RU000A0DQZE3 Sistema PJSFC Emerging Markets Russia 23/09/2016 Special All For

1086675 INE424H01027 Sun TV Network Ltd Emerging Markets India 23/09/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1086004 CNE000000T59 Yantai Changyu Pioneer Wine Co., Ltd. Emerging Markets China 23/09/2016 Special All For

1085535 COJ12PA00048 Corporacion Financiera Colombiana SA Emerging Markets Colombia 26/09/2016 Special Against 12

11



1089050 CNE000000578 Dongxu Optoelectronic Technology Co., Ltd. Emerging Markets China 26/09/2016 Special All For

1063641 INE224A01026 Greaves Cotton Ltd Emerging Markets India 26/09/2016 Annual All For

1075368 INE069I01010 Indiabulls Real Estate Ltd. Emerging Markets India 26/09/2016 Annual Against 2,5,7 Concerns related to attendance at board or committee meetings

1085386 KYG487291000 International Housewares Retail Company Limited Emerging Markets Cayman Islands 26/09/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1087223 BMG5635H2069 Longcheer Holdings Limited Emerging Markets Bermuda 26/09/2016 Special All For

1084014 INE109A01011 Shipping Corporation of India Ltd. Emerging Markets India 26/09/2016 Annual Against 3,5

2

1




1080907 INE429C01035 Sintex Industries Ltd. (fmrely. Bharat Vijay Mills) Emerging Markets India 26/09/2016 Annual All For

1084522 IL0007460160 Strauss Group Ltd. Emerging Markets Israel 26/09/2016 Annual/Special Against A,B1,B2

5

2,3




1088605 KYG2418K1004 Coolpad Group Limited Emerging Markets Cayman Islands 27/09/2016 Special All For

1086218 INE353G01020 Dishman Pharmaceuticals & Chemicals Ltd. Emerging Markets India 27/09/2016 Annual All For

1088844 INE860A01027 HCL Technologies Ltd. Emerging Markets India 27/09/2016 Annual All For

1086266 INE013A01015 Reliance Capital Ltd Emerging Markets India 27/09/2016 Annual Against 5

6



1086265 INE036A01016 Reliance Infrastructure Ltd. Emerging Markets India 27/09/2016 Annual Against 6 Concerns to protect shareholder value 2- Insufficient/poor disclosure

1083240 INE611A01016 RSWM Limited Emerging Markets India 27/09/2016 Annual All For

1088898 KYG826001003 SOHO China Ltd. Emerging Markets Cayman Islands 27/09/2016 Special All For

1085210 IL0010972789 Amot Investment Ltd. Emerging Markets Israel 28/09/2016 Special Against A,B1,B2 Administrative declaration

1085175 IL0006625771 Bank Hapoalim Ltd. Emerging Markets Israel 28/09/2016 Special Against A Administrative declaration

1083564 INE059A01026 Cipla Limited Emerging Markets India 28/09/2016 Annual Against 6 Apparent failure to link pay and appropriate performance

1089866 CL0002266758 Endesa Americas SA Emerging Markets Chile 28/09/2016 Special All For

1082563 CL0002266758 Endesa Americas SA Emerging Markets Chile 28/09/2016 Special All For

1089867 CLP371861061 Enersis Americas SA Emerging Markets Chile 28/09/2016 Special All For

1082290 CLP371861061 Enersis Americas SA Emerging Markets Chile 28/09/2016 Special All For

1078250 BMG9456A1009 Golar LNG Limited Emerging Markets Bermuda 28/09/2016 Annual Against 4 Overboarded/Too many other time commitments

1082963 IL0006954379 Mizrahi Tefahot Bank Ltd. Emerging Markets Israel 28/09/2016 Special Against A,B1,B2 Administrative declaration

1086895 PLTRFRM00018 Neuca SA Emerging Markets Poland 28/09/2016 Special Against 10

9



1085287 INE877F01012 PTC India Ltd. Emerging Markets India 28/09/2016 Annual Against 6,7

3,4


Concerns related to attendance at board or committee meetingsConcerns about overall board structureLack of independence on board

1087463 INE107A01015 Tamil Nadu Newsprint & Paper Ltd Emerging Markets India 28/09/2016 Annual Against 3 Concerns related to attendance at board or committee meetings

1087746 INE508G01029 Time Technoplast Limited Emerging Markets India 28/09/2016 Annual All For

1080072 PHY003341054 Alliance Global Group, Inc. Emerging Markets Philippines 29/09/2016 Annual Against 7.2,7.3,7.4,7.5

7.1



1080072 PHY003341054 Alliance Global Group, Inc. Emerging Markets Philippines 29/09/2016 Annual Against 7.2,7.3,7.4,7.5 Lack of independence on board

1083727 CNE1000002D0 China Bluechemical Ltd. Emerging Markets China 29/09/2016 Special Against 2

1081027 MYL1619OO005 DRB-Hicom Berhad Emerging Markets Malaysia 29/09/2016 Annual All For

1089827 MYL1619OO005 DRB-Hicom Berhad Emerging Markets Malaysia 29/09/2016 Special All For

1088600 INE191I01012 Housing Development & Infrastructure Ltd. Emerging Markets India 29/09/2016 Annual Against 5 Issue of equity raises concerns about excessive dilution of existing shareholders

1086921 INE669E01016 Idea Cellular Ltd Emerging Markets India 29/09/2016 Annual All For

1087376 INE203G01019 Indraprastha Gas Ltd. Emerging Markets India 29/09/2016 Annual Against 5,7

9,10


Insufficient justification for related party transaction

1084936 IL0005760173 ISRAEL CORPORATION LTD Emerging Markets Israel 29/09/2016 Special Against A,B1,B2 Administrative declaration


1087194 INE414G01012 Muthoot Finance Ltd. Emerging Markets India 29/09/2016 Annual Against 7

9


Insufficient basis to support a decisionConcerns to protect shareholder value

1087654 INE584A01023 NMDC Ltd. Emerging Markets India 29/09/2016 Annual Against 3,12

4



1087991 INE800H01010 Omaxe Ltd. Emerging Markets India 29/09/2016 Annual All For

1085077 ID1000102502 PT XL Axiata Tbk Emerging Markets Indonesia 29/09/2016 Special All For


1085947 MYL5176TO001 Sunway Real Estate Investment Trust Emerging Markets Malaysia 29/09/2016 Annual All For

1086267 RU000A0B6NK6 TMK PAO Emerging Markets Russia 29/09/2016 Special All For

1087457 RU000A0B6NK6 TMK PAO Emerging Markets Russia 29/09/2016 Special All For

1085585 PLCFRPT00013 Cyfrowy Polsat SA Emerging Markets Poland 30/09/2016 Special Against 8 Concerns to protect shareholder value

1085954 RU0009084396 Magnitogorsk Iron & Steel Works Emerging Markets Russia 30/09/2016 Special All For

1085860 RU0009084396 Magnitogorsk Iron & Steel Works Emerging Markets Russia 30/09/2016 Special All For

1082558 RU0007775219 Mobile Telesystems PJSC Emerging Markets Russia 30/09/2016 Special All For

1081551 RU0007775219 Mobile Telesystems PJSC Emerging Markets Russia 30/09/2016 Special All For

1090336 BRMRVEACNOR2 MRV Engenharia e Participacoes SA Emerging Markets Brazil 30/09/2016 Special All For

1087540 INE139A01034 National Aluminium Company Ltd Emerging Markets India 30/09/2016 Annual Against 3,4,10,11 Concerns about overall board structureLack of independence on board

1085273 INE023H01027 Nectar Lifesciences Ltd. Emerging Markets India 30/09/2016 Annual All For

1087217 RU000A0DKVS5 Novatek OAO Emerging Markets Russia 30/09/2016 Special Against 3.1

2



1086931 RU0009046452 Novolipetsk Steel Emerging Markets Russia 30/09/2016 Special All For

1083911 RU0009046452 Novolipetsk Steel Emerging Markets Russia 30/09/2016 Special All For

1083776 ID1000105604 PT Global Mediacom Tbk Emerging Markets Indonesia 30/09/2016 Special Against 1 Insufficient/poor disclosure

1083777 ID1000106206 PT Media Nusantara Citra Tbk Emerging Markets Indonesia 30/09/2016 Special Against 1 Policy Rationale:Insufficient/poor disclosure

1083832 ID1000064207 PT MNC Investama TBK Emerging Markets Indonesia 30/09/2016 Special Against 1 Insufficient/poor disclosure

1088629 INE343B01030 Rajesh Exports Ltd. Emerging Markets India 30/09/2016 Annual All For

1087670 INE834M01019 RattanIndia Infrastructure Limited Emerging Markets India 30/09/2016 Annual Against 4

2



1090002 MYL4197OO009 Sime Darby Berhad Emerging Markets Malaysia 30/09/2016 Special All For

1070204 BE0003874915 Fagron NV Europe Belgium 01/07/2016 Special All For

1023686 FR0000120560 Neopost Europe France 01/07/2016 Annual/Special All For

1065954 FR0010220475 Alstom Europe France 05/07/2016 Annual/Special Against 7

4

15

23

5,6

18,19,20,21,22,24,25


Concerns related to inappropriate service contract


Concerns to protect shareholder valuePoison pill/anti-takeover measure not in investors interests


Poison pill/anti-takeover measure not in investors interests

1067711 DE000A1X3XX4 DIC Asset AG Europe Germany 05/07/2016 Annual Against 6 Concerns about overall board structure 2- Lack of independence on board

1068921 DE000A1MMHE3 Heliocentris Energy Solutions AG Europe Germany 05/07/2016 Annual Against 7 Issue of equity raises concerns about excessive dilution of existing shareholders

1071142 AT0000937503 Voestalpine AG Europe Austria 06/07/2016 Annual All For

1032152 AT0000969985 AT & S Austria Technologie & Systemtechnik AG Europe Austria 07/07/2016 Annual Against 5

8.1

Concerns to protect shareholder valueInsufficient/poor disclosure


1064549 IE00B010DT83 C&C Group plc Europe Ireland 07/07/2016 Annual All For

1067708 DE0006084403 Hornbach-Baumarkt AG Europe Germany 07/07/2016 Annual Against 7

10

9




1067696 DE0006083405 Hornbach Holding AG & Co KGaA Europe Germany 08/07/2016 Annual All For

1058806 GRS314003005 Marfin Investment Group Holdings SA Europe Greece 11/07/2016 Annual Against 5

6

Inappropriate bundling of election of directors on a single vote


1045191 GRS434003000 Public Power Corporation S.A. Europe Greece 11/07/2016 Annual Against 10

11

4,5,9

Inappropriate bundling of election of directors on a single vote


Insufficient disclosure

1070214 FR0000120404 Accor Europe France 12/07/2016 Special All For

1070223 DE000PRME020 DO Deutsche Office AG Europe Germany 12/07/2016 Annual Against 5.1 Lack of independent representation at board committees

1072127 IT0003153621 Tamburi Investment Partners S.p.A Europe Italy 12/07/2016 Special All For

1075181 BGP Holdings Plc Europe Malta 13/07/2016 Annual Abstain 2

1



1031647 DE0005772206 Fielmann AG Europe Germany 14/07/2016 Annual All For

1075120 IE00B66B5T26 Providence Resources plc Europe Ireland 14/07/2016 Special All For

1031621 DE0007297004 Suedzucker AG Europe Germany 14/07/2016 Annual All For

1065626 IE0002424939 DCC plc Europe Ireland 15/07/2016 Annual All For

1072268 DE0005878003 DMG MORI AG Europe Germany 15/07/2016 Annual Against 6

7



1074812 IT0004329733 Cairo Communication S.p.A. Europe Italy 18/07/2016 Special Against 3 Poison pill/anti-takeover measure not in investors interests

1078043 LU0994178464 RM2 International S.A. Europe Luxembourg 18/07/2016 Annual Against 17 Insufficient/poor disclosure

1074230 ES0148396007 Industria de Diseno Textil (INDITEX) Europe Spain 19/07/2016 Annual All For

1077518 LU0011857645 BRAIT SE Europe Malta 20/07/2016 Annual All For

1032242 AT0000818802 DO & CO AG Europe Austria 21/07/2016 Annual All For

1034247 DE0005759807 init innovation in traffic systems AG Europe Germany 21/07/2016 Annual Against 10

7

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value


1078044 LU0994178464 RM2 International S.A. Europe Luxembourg 22/07/2016 Special Against 12 Insufficient basis to support a decision

1031707 AT0000837307 Zumtobel Group AG Europe Austria 22/07/2016 Annual All For

1073216 FR0010242511 Electricite de France Europe France 26/07/2016 Special Against 2,3 Poison pill/anti-takeover measure not in investors interests

1075255 BE0003818359 Galapagos Europe Belgium 26/07/2016 Special Against 2 Issue of equity raises concerns about excessive dilution of existing shareholders

1074077 IE00BGHQ1986 Hibernia REIT plc Europe Ireland 26/07/2016 Annual All For

1074646 NL0010937058 Intertrust N.V. Europe Netherlands 26/07/2016 Special All For

1023689 FR0000130395 Remy Cointreau Europe France 26/07/2016 Annual/Special Against 14,23

5

15,18

19,20,22

21

24


Concerns related to inappropriate service contract(s)


Poison pill/anti-takeover measure not in investors interestsIssue of equity raises concerns about excessive dilution of existing shareholders

Poison pill/anti-takeover measure not in investors interestsIssue of equity raises concerns about excessive dilution of existing shareholdersConcerns to protect shareholder value

Proposal promotes appropriate accountability or incentivisation

1076013 LU0633102719 Samsonite International S.A. Europe Luxembourg 26/07/2016 Special All For

1074237 FR0005691656 Trigano Europe France 26/07/2016 Special Against 5

7,8,9



1067935 FR0010040865 Gecina Europe France 27/07/2016 Special All For

1077580 GRS282183003 Jumbo SA Europe Greece 27/07/2016 Special Against 2 Inappropriate bundling of election of directors on a single vote

1076243 IE00B66B5T26 Providence Resources plc Europe Ireland 27/07/2016 Annual Against 2b

2a

4




1076838 IE00BYTBXV33 Ryanair Holdings plc Europe Ireland 27/07/2016 Special All For

1075007 DE000A1K0300 Euromicron AG Europe Germany 28/07/2016 Annual All For

1032248 DE0007314007 Heidelberger Druckmaschinen AG Europe Germany 28/07/2016 Annual All For

1024048 LU1072616219 B&M European Value Retail SA Europe Luxembourg 29/07/2016 Annual All For

1075457 LU1072616219 B&M European Value Retail SA Europe Luxembourg 29/07/2016 Special All For

1075211 IE00B4XKTT64 Fleetmatics Group Public Limited Company Europe Ireland 01/08/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1076465 IT0003153415 Snam SpA Europe Italy 01/08/2016 Special All For

1076951 IT0000074598 Italmobiliare SpA Europe Italy 04/08/2016 Special All For


1074925 IE00B4Q5ZN47 Jazz Pharmaceuticals plc Europe Ireland 04/08/2016 Annual Against 8

6,7



1073331 LU0775917882 Grand City Properties SA Europe Luxembourg 09/08/2016 Special Against 1,2,3,4 Issue of equity raises concerns about excessive dilution of existing shareholders

1031595 DE000CLS1001 Celesio AG Europe Germany 10/08/2016 Annual Against 5 Lack of independence on board

1079279 CH0030486770 Daetwyler Holding AG Europe Switzerland 10/08/2016 Special Against 2 Insufficient basis to support a decision

1076124 AU000000JHX1 James Hardie Industries plc Europe Ireland 11/08/2016 Annual Against 2,5,6 Apparent failure to link pay and appropriate performance

1076795 NL0011540547 ABN AMRO Group N.V. Europe Netherlands 12/08/2016 Special All For

1077616 IE00BKM4GZ66 iShares plc - iShares Core MSCI Emerging Markets

IMI UCITS ETF

Europe Ireland 12/08/2016 Annual All For

1075090 CH0016440353 EMS Chemie Holding AG Europe Switzerland 13/08/2016 Annual Against 3.2.2

7



1077632 IE00BQRQXQ92 Johnson Controls International PLC Europe Ireland 17/08/2016 Special All For

1077704 NL0000852580 Koninklijke Boskalis Westminster NV Europe Netherlands 17/08/2016 Special Against 2a Concerns to protect shareholder value

1077844 LU0445408270 Altisource Portfolio Solutions S.A. Europe Luxembourg 18/08/2016 Special All For

1060182 DK0060014751 Harboes Bryggeri A/S Europe Denmark 22/08/2016 Annual Abstain 5d Concerns related to inappropriate membership of committees

1080684 CY0100470919 Prosafe SE Europe Cyprus 23/08/2016 Special Against 7

2,3,4,5,6



1079700 SE0000101362 B&B Tools AB Europe Sweden 25/08/2016 Annual All For

999024 DE000A1K0201 GESCO AG Europe Germany 25/08/2016 Annual All For

1079055 NL0000292324 NSI NV Europe Netherlands 25/08/2016 Special All For

1079666 FR0013204336 Societe LDC Europe France 25/08/2016 Annual/Special Against 8

10,11

6,7

5




Proposed term in policy exceeds appropriate limit

1060292 DE0007251803 Stada Arzneimittel AG Europe Germany 26/08/2016 Annual Against 6

11

9.1,10.1

Apparent failure to link pay & appropriate performance 2- Insufficient/poor disclosure


SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes enhanced shareholder rights

1082945 IE0008707428 Deutsche Global Liquidity Series plc - Managed

Sterling Fund

Europe Ireland 31/08/2016 Special All For

1083351 IE0003290289 FBD Holdings plc Europe Ireland 31/08/2016 Special All For

1082001 FI0009006886 Technopolis Oyj Europe Finland 31/08/2016 Special All For

1023811 SE0000163628 Elekta AB Europe Sweden 01/09/2016 Annual All For

1079430 NL0000362648 KAS Bank NV Europe Netherlands 02/09/2016 Special All For

1080566 IT0001353140 Exor S.P.A. Europe Italy 03/09/2016 Special Against 1,2 Concerns to protect shareholder value

1080629 NL0011333752 Altice NV Europe Netherlands 06/09/2016 Special Against 3a

2d



1032283 AT000KAPSCH9 Kapsch TrafficCom AG Europe Austria 07/09/2016 Annual All For

1080192 CH0025751329 Logitech International S.A. Europe Switzerland 07/09/2016 Annual Against A Concerns to protect shareholder value

1023793 SE0000584948 Clas Ohlson AB Europe Sweden 10/09/2016 Annual All For

1069829 DK0010218429 Bang & Olufsen A/S Europe Denmark 14/09/2016 Annual All For

1024118 CH0210483332 Compagnie Financiere Richemont SA Europe Switzerland 14/09/2016 Annual Against 5.1,5.2,5.3

9

4.2,4.3,4.4,4.5,4.7,4.8,4.10,4.11,4.13,4.

14,4.15,4.16,4.17




1083310 ES0105025003 Merlin Properties SOCIMI, SA Europe Spain 14/09/2016 Special All For

1067213 IE00BYTBXV33 Ryanair Holdings plc Europe Ireland 14/09/2016 Annual Against 2

3j

3a,3b,3c,3d,3e,3f,3g,3i,3k


Concerns about overall performance Lack of independent representation at board committees


1085656 NO0010345853 Aker BP ASA Europe Norway 15/09/2016 Special Against 6

5


Insufficient/poor disclosure 2- Lack of independence on board

1079081 FI0009005870 Konecranes Plc Europe Finland 15/09/2016 Special Against 7b

1085393 IE0033830765 Lazard Global Active Funds plc - Emerging Markets

Equity Fund

Europe Ireland 15/09/2016 Annual All For

1082510 BE0003765790 Greenyard Foods NV Europe Belgium 16/09/2016 Annual All For

1083843 BE0003765790 Greenyard Foods NV Europe Belgium 16/09/2016 Special All For

1083346 ES0169350016 Pescanova SA Europe Spain 20/09/2016 Annual/Special Against 5.3 Concerns about overall board structure

1074235 PTBPI0AM0004 Banco BPI S.A Europe Portugal 21/09/2016 Special Against 1.ii

1085523 LU0633102719 Samsonite International S.A. Europe Luxembourg 22/09/2016 Special All For

1086794 NO0003053605 Storebrand ASA Europe Norway 22/09/2016 Special All For

1087139 SE0000119299 Elanders AB Europe Sweden 23/09/2016 Special All For

1085425 SE0008091581 Bonava AB Europe Sweden 26/09/2016 Special Against 7a,7b Insufficient/poor disclosure

1085832 NL0011279492 Flow Traders NV Europe Netherlands 26/09/2016 Special All For

1083670 IT0004931496 RCS MediaGroup S.p.A. Europe Italy 26/09/2016 Special Against

No Action Taken

1.1,1.3

1.2.2

Lack of independence on board ; Cumulative/slate voting in favour of individual candidates/slates

1084706 DE000A0CAYB2 Wincor Nixdorf AG Europe Germany 26/09/2016 Special Against 2.2,2.3

2.1

1




1081559 BE0003793107 Anheuser-Busch InBev SA Europe Belgium 28/09/2016 Special All For

1081874 BE0003793107 Anheuser-Busch InBev SA Europe Belgium 28/09/2016 Special All For

1023991 BE0974256852 Ets Franz Colruyt Europe Belgium 28/09/2016 Annual Against 2

5

8

7



Lack of independence on boardConcerns about overall board structure

Lack of independence on boardLack of independent representation at board committees

1071201 DK0010221803 IC Group A/S Europe Denmark 28/09/2016 Annual All For

1081183 LU0501835309 L'OCCITANE INTERNATIONAL S.A. Europe Luxembourg 28/09/2016 Annual Against 7A

4C

4A

Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

Concerns to protect shareholder value 2- Issue of equity raises concerns about excessive dilution of existing shareholders

Concerns to protect shareholder value 2- Issue of equity raises concerns about excessive dilution of existing shareholders

1031507 AT0000809058 Immofinanz AG Europe Austria 29/09/2016 Annual All For

1085320 FR0000031684 Rothschild and Co Europe France 29/09/2016 Annual/Special Against 12,21

24

10

13,16,17,25

18,19,20





Poison pill/anti-takeover measure not in investors interestsIssue of equity raises concerns about excessive dilution of existing shareholders

1084646 FR0000054470 Ubisoft Entertainment SA Europe France 29/09/2016 Annual/Special Against 5,22,23,24

25



1067126 US0097281069 Akorn, Inc. North America USA 01/07/2016 Annual Against 1.5 Concerns about overall performance

1069991 US0758961009 Bed Bath & Beyond Inc. North America USA 01/07/2016 Annual Against 3

1d

5,6

4



Shareholder proposal promotes appropriate accountability or incentivisation

Shareholder proposal promotes enhanced shareholder rights

1053732 CA47215Q1046 The Jean Coutu Group (PJC) Inc. North America Canada 05/07/2016 Annual Against 3.1

1.7,2

Policy Rationale: Shareholder proposal promotes enhanced shareholder rights

Policy Rationale:Concerns related to Non-audit fees

1061463 US42225P5017 Healthcare Trust of America, Inc. North America USA 07/07/2016 Annual All For

1061802 US4270965084 Hercules Capital Inc. North America USA 07/07/2016 Annual All For

1070459 US6900701078 Outerwall Inc. North America USA 07/07/2016 Annual All For

1061284 US70509V1008 Pebblebrook Hotel Trust North America USA 07/07/2016 Annual Against 5 Shareholder proposal promotes enhanced shareholder rights

1061980 US04247X1028 Armstrong World Industries, Inc. North America USA 08/07/2016 Annual All For

1069067 US8887061088 TiVo Solutions Inc. North America USA 11/07/2016 Annual Against 4

1.1



1067394 US0024741045 AZZ Inc. North America USA 12/07/2016 Annual All For


1064014 US8740831081 TAL International Group, Inc. North America USA 12/07/2016 Special Against 4 Concerns to protect shareholder value

1071462 US89969Q1040 Tumi Holdings, Inc. North America USA 12/07/2016 Special All For

1075038 US1495681074 Cavco Industries, Inc. North America USA 13/07/2016 Annual All For

1073879 US6762201068 Office Depot, Inc. North America USA 13/07/2016 Annual All For

1070445 US8581552036 Steelcase Inc. North America USA 13/07/2016 Annual All For

1061821 CA2052491057 Computer Modelling Group Ltd. North America Canada 14/07/2016 Annual All For

1071859 US43940T1097 Hope Bancorp Inc. North America USA 14/07/2016 Annual All For

1073891 US87482X1019 Talmer Bancorp, Inc. North America USA 14/07/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1071451 US3179231002 The Finish Line, Inc. North America USA 14/07/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1071848 US97186T1088 Wilshire Bancorp, Inc. North America USA 14/07/2016 Annual All For

1073580 US1993331057 Columbus McKinnon Corporation North America USA 18/07/2016 Annual All For

1073967 US1637311028 Chemical Financial Corporation North America USA 19/07/2016 Special All For

1071898 US2686481027 EMC Corporation North America USA 19/07/2016 Special All For

1074886 US45845P1084 Intercept Pharmaceuticals, Inc. North America USA 19/07/2016 Annual All For

1074527 US7004162092 PARK ELECTROCHEMICAL CORP. North America USA 19/07/2016 Annual All For

1072700 US0024441075 AVX Corporation North America USA 20/07/2016 Annual Against 1.3

1.1



1071334 US21036P1084 CONSTELLATION BRANDS, INC. North America USA 20/07/2016 Annual All For

1062266 CA2572871028 Dominion Diamond Corp. North America Canada 20/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1073533 US2635341090 E. I. du Pont de Nemours and Company North America USA 20/07/2016 Special Against 3 Apparent failure to link pay & appropriate performance

1072326 US8685361037 SUPERVALU INC. North America USA 20/07/2016 Annual Against 4

5


Shareholder proposal promotes enhanced shareholder rights

1073486 US2605431038 The Dow Chemical Company North America USA 20/07/2016 Special All For

1072754 US04033A1007 ARIAD Pharmaceuticals, Inc. North America USA 21/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1079319 US1686151028 Chico's FAS, Inc. North America USA 21/07/2016 Annual All For

1073412 US4050241003 Haemonetics Corporation North America USA 21/07/2016 Annual All For

1075035 US6078281002 Modine Manufacturing Company North America USA 21/07/2016 Annual All For

1073434 US8864231027 Tidewater Inc. North America USA 21/07/2016 Annual All For

1073484 US8968181011 Triumph Group, Inc. North America USA 21/07/2016 Annual All For

1073431 US91829F1049 VOXX International Corporation North America USA 21/07/2016 Annual Against 1.4

1.2



1075558 US2829141009 8x8, Inc. North America USA 22/07/2016 Annual All For

1074758 US5297711070 Lexmark International, Inc. North America USA 22/07/2016 Special All For

1074913 US0396701049 Arctic Cat Inc. North America USA 25/07/2016 Annual Against 1b Concerns about overall performance

1061429 US84863T1060 Spok Holdings, Inc. North America USA 25/07/2016 Annual All For

1074725 US1281261099 CalAmp Corp. North America USA 26/07/2016 Annual Against 4 Insufficient basis to support a decision

1069931 US1727551004 Cirrus Logic, Inc. North America USA 26/07/2016 Annual All For

1075369 US30066A1051 ExamWorks Group, Inc. North America USA 26/07/2016 Special All For

1075369 US30066A1051 ExamWorks Group, Inc. North America USA 26/07/2016 Special Against 1 Fund manager or client vote

1074342 US5249011058 Legg Mason, Inc. North America USA 26/07/2016 Annual All For

1075845 US80908T1016 SciQuest, Inc. North America USA 26/07/2016 Special All For

1074248 US8723861071 TESSCO Technologies Incorporated North America USA 26/07/2016 Annual All For

1075846 US5010141043 Krispy Kreme Doughnuts, Inc. North America USA 27/07/2016 Special All For

1074789 US58155Q1031 McKesson Corporation North America USA 27/07/2016 Annual Against 1d Vote against combined Chair/CEO

1074789 US58155Q1031 McKesson Corporation North America USA 27/07/2016 Annual All For

1074000 US74729T1016 QC Holdings, Inc. North America USA 27/07/2016 Annual Against 1.1

2

Concerns about overall board structureConcerns about overall performance

Concerns related to audit fees

1074185 US7438151026 The Providence Service Corporation North America USA 27/07/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1060721 US0733021010 B/E Aerospace, Inc. North America USA 28/07/2016 Annual All For

1074569 US0995021062 Booz Allen Hamilton Holding Corporation North America USA 28/07/2016 Annual All For

1076192 US1156371007 Brown-Forman Corporation North America USA 28/07/2016 Annual Against 1.6

2



1072731 US1716041017 Chuy's Holdings, Inc. North America USA 28/07/2016 Annual All For

1073485 US2855121099 Electronic Arts Inc. North America USA 28/07/2016 Annual Against 5 Apparent failure to link pay and appropriate performance

1075397 US29275Y1029 EnerSys North America USA 28/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1075375 US26882D1090 Epiq Systems, Inc. North America USA 28/07/2016 Annual All For

1074697 PR30040P1032 Evertec, Inc. North America USA 28/07/2016 Annual All For

1061724 US30063P1057 Exact Sciences Corporation North America USA 28/07/2016 Annual Against 5 Insufficient basis to support a decision

1076355 US57063L1070 Marketo, Inc. North America USA 28/07/2016 Special All For

1073483 US76169B1026 Rexnord Corporation North America USA 28/07/2016 Annual Against 2

1.3



1074693 US3952591044 Greenhill & Co., Inc. North America USA 29/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1073958 US7163821066 PetMed Express, Inc. North America USA 29/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1075068 US8170705011 Seneca Foods Corporation North America USA 29/07/2016 Annual All For

1075542 US69323K1007 PCM, Inc. North America USA 01/08/2016 Annual All For

1074696 US1718715022 Cincinnati Bell Inc. North America USA 02/08/2016 Special All For

1075199 US1259061075 CSS Industries, Inc. North America USA 02/08/2016 Annual All For

1078570 US2697961082 EAGLE PHARMACEUTICALS, INC. North America USA 02/08/2016 Annual Against 4 Concerns to protect shareholder value

1076619 US74112D1019 Prestige Brands Holdings, Inc. North America USA 02/08/2016 Annual All For

1075506 US7483561020 Questar Corporation North America USA 02/08/2016 Annual All For

1065310 CA8029121057 Saputo Inc. North America Canada 02/08/2016 Annual Against 4 Shareholder proposal promotes appropriate accountability or incentivisation

1075066 US1103941035 Bristow Group Inc. North America USA 03/08/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1074372 US12673P1057 CA, Inc. North America USA 03/08/2016 Annual All For

1076520 US34385P1084 Fluidigm Corporation North America USA 03/08/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1075338 US46113M1080 Interval Leisure Group, Inc. North America USA 03/08/2016 Annual All For

1075338 US46113M1080 Interval Leisure Group, Inc. North America USA 03/08/2016 Annual Against 1.1 Vote against combined Chair/CEO

1075203 US74736K1016 Qorvo, Inc. North America USA 03/08/2016 Annual All For

1075851 US9814191048 World Acceptance Corporation North America USA 03/08/2016 Annual All For

1064621 CA1348011091 Canaccord Genuity Group Inc. North America Canada 04/08/2016 Annual Against 2.5

4



1075518 US2210061097 CorVel Corporation North America USA 04/08/2016 Annual All For

1074723 US26969P1084 Eagle Materials Inc. North America USA 04/08/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1076868 US4202611095 Hawkins, Inc. North America USA 04/08/2016 Annual All For

1074908 US6294452064 NVE Corporation North America USA 04/08/2016 Annual All For

1074544 US7274931085 Plantronics, Inc. North America USA 04/08/2016 Annual All For

1075543 US9134561094 Universal Corporation North America USA 04/08/2016 Annual All For

1077697 US5253271028 Leidos Holdings, Inc. North America USA 08/08/2016 Annual All For

1075544 US0051251090 Acxiom Corporation North America USA 09/08/2016 Annual All For

1076305 US0918261076 Black Box Corporation North America USA 09/08/2016 Annual All For

1075545 US12650T1043 CSRA Inc. North America USA 09/08/2016 Annual Against 1a Concerns related to inappropriate membership of committees

1077904 US6102361010 Monro Muffler Brake, Inc. North America USA 09/08/2016 Annual All For

1076576 US9283771007 Vista Outdoor Inc. North America USA 09/08/2016 Annual All For

1076617 US0036541003 ABIOMED, Inc. North America USA 10/08/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1075926 US0683231049 Barracuda Networks, Inc. North America USA 10/08/2016 Annual Against 1.2 Concerns about overall performance

1067028 CA1247651088 CAE Inc. North America Canada 10/08/2016 Annual/Special All For

1075562 US2053631048 Computer Sciences Corporation North America USA 10/08/2016 Annual Against 1g

3


Concerns regarding Auditor tenure

1070412 US9839191015 Xilinx, Inc. North America USA 10/08/2016 Annual All For

1076348 US7512121010 Ralph Lauren Corporation North America USA 11/08/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1075390 US7565771026 Red Hat, Inc. North America USA 11/08/2016 Annual All For


1078263 US5950171042 Microchip Technology Incorporated North America USA 15/08/2016 Annual Against 1.1 Vote against combined Chair/CEO

1078263 US5950171042 Microchip Technology Incorporated North America USA 15/08/2016 Annual All For

1077717 CA6993202069 Paramount Resources Ltd. North America Canada 15/08/2016 Special All For

1076578 US7475821044 Quality Systems, Inc. North America USA 16/08/2016 Annual All For

1077628 Johnson Controls, Inc. North America USA 17/08/2016 Special Against 3 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1078029 US6253831043 Multi-Color Corporation North America USA 17/08/2016 Annual All For

1077627 US74733T1051 Qlik Technologies Inc. North America USA 17/08/2016 Special All For

1076835 US8326964058 The J. M. Smucker Company North America USA 17/08/2016 Annual Against 4 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes better management of ESG opportunities and risks

1069678 CA0019401052 ATS Automation Tooling Systems Inc. North America Canada 18/08/2016 Annual Against 1.7 Apparent failure to link pay and appropriate performance

1076887 US2041661024 Commvault Systems, Inc. North America USA 18/08/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1079004 US2852291002 Electro Scientific Industries, Inc. North America USA 18/08/2016 Annual All For

1080159 US53578A1088 LinkedIn Corporation North America USA 19/08/2016 Special Against 3 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1080355 US2227951066 Cousins Properties Incorporated North America USA 23/08/2016 Special All For

1078039 US53071M1045 Liberty Interactive Corporation North America USA 23/08/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1078038 US5312297063 Liberty Media Corporation North America USA 23/08/2016 Annual Against 1.3 Concerns about overall performance

1080314 US70159Q1040 Parkway Properties, Inc. North America USA 23/08/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1080682 US03763V1026 Apollo Residential Mortgage, Inc. North America USA 24/08/2016 Special All For

1078295 US0967611015 Bob Evans Farms, Inc. North America USA 24/08/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1078840 US5053361078 La-Z-Boy Incorporated North America USA 24/08/2016 Annual All For

1079245 US0235861004 AMERCO North America USA 25/08/2016 Annual Against 4 Shareholder proposal does not promote transparency

1076347 US0305061097 American Woodmark Corporation North America USA 25/08/2016 Annual All For

1068968 US4825391034 KLX Inc. North America USA 25/08/2016 Annual All For

1080032 US46600W1062 IXYS Corporation North America USA 26/08/2016 Annual All For

1081461 US05463D1000 Axiall Corporation North America USA 30/08/2016 Special Against 2 Apparent failure to link pay and appropriate performance

1080708 US30241L1098 FEI Company North America USA 30/08/2016 Special All For

1079949 US32026V1044 First Foundation Inc. North America USA 30/08/2016 Annual All For

1077137 CA82967W1086 Sirius XM Canada Holdings Inc. North America Canada 30/08/2016 Special Against 1 Concerns related to potential conflict of interests 2- Concerns to protect shareholder value

1079950 US93964W1080 Washington Prime Group Inc North America USA 30/08/2016 Annual Against 3

1.6



1079174 US0294291077 American Science and Engineering, Inc. North America USA 31/08/2016 Special All For

1081476 US14754D1000 Cash America International, Inc. North America USA 31/08/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contracts

1078572 US2342641097 Daktronics, Inc. North America USA 31/08/2016 Annual All For

1081478 US33767D1054 FirstCash, Inc North America USA 31/08/2016 Special All For

1080088 US4928541048 Kewaunee Scientific Corporation North America USA 31/08/2016 Annual All For

1079810 US3584351056 Friedman Industries, Incorporated North America USA 01/09/2016 Annual All For

1081688 US73172K1043 Polycom, Inc. North America USA 02/09/2016 Special All For

1080580 US31787A5074 Finisar Corporation North America USA 06/09/2016 Annual All For

1080265 US0015471081 AK Steel Holding Corporation North America USA 07/09/2016 Special All For

1082554 US0441861046 Ashland Global Holdings Inc. North America USA 07/09/2016 Special All For

1078024 CA30041N1078 Evertz Technologies Limited North America Canada 07/09/2016 Annual All For

1080704 US40434J1007 HRG Group, Inc. North America USA 07/09/2016 Annual All For

1082294 US88870P1066 TiVo Corporation North America USA 07/09/2016 Special All For

1082556 US8887061088 TiVo Solutions Inc. North America USA 07/09/2016 Special All For

1080292 US92827P1021 Virtusa Corporation North America USA 07/09/2016 Annual All For

1079953 US3006451088 EXAR CORPORATION North America USA 08/09/2016 Annual All For

1081241 US36116M1062 FutureFuel Corp. North America USA 08/09/2016 Annual Against 1.3

3



1080495 US0936711052 H&R Block, Inc. North America USA 08/09/2016 Annual Against 4 Shareholder proposal promotes enhanced shareholder rights

1080151 US92552V1008 ViaSat, Inc. North America USA 08/09/2016 Annual All For

1074709 CA5609091031 Major Drilling Group International Inc. North America Canada 09/09/2016 Annual/Special Against 2 Apparent failure to link pay and appropriate performance

1080313 US2435371073 Deckers Outdoor Corporation North America USA 12/09/2016 Annual All For 3

1081229 US7033951036 Patterson Companies, Inc. North America USA 12/09/2016 Annual All For

1081243 US75524B1044 RBC Bearings Incorporated North America USA 12/09/2016 Annual Against 3

1.3

4



Shareholder proposal promotes appropriate accountability or incentivisation

1066488 CA0209361009 Altius Minerals Corporation North America Canada 13/09/2016 Annual/Special All For

1080312 US4583341098 Inter Parfums, Inc. North America USA 13/09/2016 Annual All For

1077180 CA5359192039 Lions Gate Entertainment Corp. North America Canada 13/09/2016 Annual/Special Against 3

1.3

5

1.8





1080933 CA59934P1018 Milestone Apartments Real Estate Investment

Trust

North America Canada 13/09/2016 Special All For

1081207 US0677741094 Barnes & Noble, Inc. North America USA 14/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1085131 US30212P3038 Expedia, Inc. North America USA 14/09/2016 Annual Against 2

1e

1j




1081000 US4657411066 Itron, Inc. North America USA 14/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1083772 US00847J1051 Agilysys, Inc. North America USA 15/09/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1083203 US1265341065 CU Bancorp North America USA 15/09/2016 Annual All For

1080950 US2942681071 e Plus inc. North America USA 15/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1082751 CA2918434077 Empire Company Limited North America Canada 15/09/2016 Annual All For

1082990 US58605Q1094 Memorial Resource Development Corp. North America USA 15/09/2016 Special All For

1080681 US5915202007 Methode Electronics, Inc. North America USA 15/09/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1081678 US64110D1046 NetApp, Inc. North America USA 15/09/2016 Annual Against 4 Apparent failure to link pay and appropriate performance

1082989 US75281A1097 Range Resources Corporation North America USA 15/09/2016 Special All For

1084257 US06777U1016 Barnes & Noble Education, Inc. North America USA 16/09/2016 Annual Against 2

1.2



1082272 US1475281036 Casey's General Stores, Inc. North America USA 16/09/2016 Annual All For

1081264 US46123D2053 InvenSense, Inc. North America USA 16/09/2016 Annual All For

1076567 CA01626P4033 Alimentation Couche-Tard Inc. North America Canada 20/09/2016 Annual Against 3 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes better management of ESG opportunities and risks 2- SH: For shareholder resolution,

against management recommendation / Shareholder proposal promotes transparency

1083412 US0491642056 Atlas Air Worldwide Holdings, Inc. North America USA 20/09/2016 Special All For

1078617 CA2861812014 Element Fleet Management Corp North America Canada 20/09/2016 Special All For

1082747 US3580391056 Freshpet, Inc. North America USA 20/09/2016 Annual Against 3

1.2



1081460 US4581181066 Integrated Device Technology, Inc. North America USA 20/09/2016 Annual All For

1082159 US4617301035 Investors Real Estate Trust North America USA 20/09/2016 Annual All For

1080967 US64115T1043 NetScout Systems, Inc. North America USA 20/09/2016 Annual All For

1082988 US8317561012 Smith & Wesson Holding Corporation North America USA 20/09/2016 Annual All For

1082726 US8070661058 Scholastic Corporation North America USA 21/09/2016 Annual All For

1084240 IMS Health Holdings, Inc. North America USA 22/09/2016 Special All For

1083409 US9682232064 John Wiley & Sons, Inc. North America USA 22/09/2016 Annual All For

1080330 US6541061031 NIKE, Inc. North America USA 22/09/2016 Annual Against 4 SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes better management of ESG opportunities and risks

1084241 US74876Y1010 Quintiles IMS Holdings, Inc. North America USA 22/09/2016 Special Against 6 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1080961 US8740541094 Take-Two Interactive Software, Inc. North America USA 22/09/2016 Annual All For

1082297 US2058871029 ConAgra Foods, Inc. North America USA 23/09/2016 Annual All For

1080695 CA6837151068 Open Text Corporation North America Canada 23/09/2016 Annual/Special All For

1063953 CA46111Q1019 The Intertain Group Limited North America Canada 23/09/2016 Annual/Special Against 1.3 Concerns related to inappropriate membership of committees


1083767 US31428X1063 FedEx Corporation North America USA 26/09/2016 Annual Against 5

4

1.10

SH: For shareholder resolution, no management recommendation / Shareholder proposal promotes appropriate accountability or incentivisation

Shareholder proposal promotes transparency


1083767 US31428X1063 FedEx Corporation North America USA 26/09/2016 Annual Against 5

4

SH: For shareholder resolution, no management recommendation / Shareholder proposal promotes appropriate accountability or incentivisation

Shareholder proposal promotes transparency

1085703 US3911641005 Great Plains Energy Incorporated North America USA 26/09/2016 Special All For

1085702 US95709T1007 Westar Energy, Inc. North America USA 26/09/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1085450 US26882D1090 Epiq Systems, Inc. North America USA 27/09/2016 Special Against 2 Apparent failure to link pay and appropriate performanceConcerns related to inappropriate service contract

1083766 US3703341046 General Mills, Inc. North America USA 27/09/2016 Annual All For

1083766 US3703341046 General Mills, Inc. North America USA 27/09/2016 Annual Against 1i Vote against combined Chair/CEO

1084546 US37940X1028 Global Payments Inc. North America USA 28/09/2016 Annual All For

1079194 CA6539051095 Niko Resources Ltd. North America Canada 28/09/2016 Annual/Special Against 4 Apparent failure to link pay & appropriate performance 2- Concerns related to potential conflict of interests 3- Concerns to protect shareholder value 4- Performance-related pay/awards for non-

executives

1083770 US2371941053 Darden Restaurants, Inc. North America USA 29/09/2016 Annual All For

1087196 US81663A1051 SemGroup Corporation North America USA 29/09/2016 Special All For

1085950 US05969A1051 THE BANCORP, INC. North America USA 29/09/2016 Special All For

1083774 US94770V1026 WebMD Health Corp. North America USA 29/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1083971 US9818111026 Worthington Industries, Inc. North America USA 29/09/2016 Annual Against 3

1.3



1083964 US0080731088 AeroVironment, Inc. North America USA 30/09/2016 Annual All For

1086244 US1280302027 Cal-Maine Foods, Inc. North America USA 30/09/2016 Annual Against 1.1 Concerns about overall board structure

1085892 CA29382B1022 Entertainment One Ltd. North America Canada 30/09/2016 Annual/Special Against 16 Apparent failure to link pay and appropriate performance

1072604 GG00BB0RDB98 Bluefield Solar Income Fund Limited United Kingdom Guernsey 01/07/2016 Special All For

1068129 GB00B18V8630 Pennon Group plc United Kingdom United Kingdom 01/07/2016 Annual All For 4

1070629 GB00B0SWJX34 London Stock Exchange Group plc United Kingdom United Kingdom 04/07/2016 Court All For

1070628 GB00B0SWJX34 London Stock Exchange Group plc United Kingdom United Kingdom 04/07/2016 Special All For

1066607 GB00B01TND91 Booker Group plc United Kingdom United Kingdom 06/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1039210 GB00B019KW72 J Sainsbury plc United Kingdom United Kingdom 06/07/2016 Annual All For

1068103 GB0005695126 Martin Currie Asia Unconstrained Trust plc United Kingdom United Kingdom 06/07/2016 Annual All For

1071683 GB00BF5SGF06 Palace Capital plc United Kingdom United Kingdom 06/07/2016 Annual Abstain 2 Concerns related to inappropriate membership of committees

1074644 GB00B0D5V538 Raven Russia Ltd United Kingdom United Kingdom 06/07/2016 Special All For

1065509 JE00BYR8GK67 3i Infrastructure plc United Kingdom Jersey 07/07/2016 Annual All For

1070370 GB0001738615 Capital Gearing Trust plc United Kingdom United Kingdom 07/07/2016 Annual All For

1072976 GB00B01FLL16 Great Portland Estates plc United Kingdom United Kingdom 07/07/2016 Annual All For

1073654 GG00BJVDZ946 TwentyFour Select Monthly Income Fund Limited United Kingdom Guernsey 07/07/2016 Annual All For

1068099 GB00BBG9VN75 AVEVA Group plc United Kingdom United Kingdom 08/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1071232 GB0008484718 Value and Income Trust plc United Kingdom United Kingdom 08/07/2016 Annual Against 4

7

6




1075285 GB0007239980 Future plc United Kingdom United Kingdom 11/07/2016 Special All For

1075272 GG00BR30MJ80 HarbourVest Global Private Equity Limited United Kingdom Guernsey 12/07/2016 Annual All For

1068128 GB0031274896 Marks and Spencer Group plc United Kingdom United Kingdom 12/07/2016 Annual All For

1038221 GB0004657408 MITIE Group plc United Kingdom United Kingdom 12/07/2016 Annual All For

1074281 GB00B1P6ZR11 N Brown Group plc United Kingdom United Kingdom 12/07/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1074341 GB00BD7XPJ64 NewRiver REIT PLC United Kingdom Guernsey 12/07/2016 Annual All For

1072162 GB0006798424 Perpetual Income and Growth Investment Trust

plc

United Kingdom United Kingdom 12/07/2016 Annual All For

1064210 GB00BRTL8Q42 Quantum Pharma plc United Kingdom United Kingdom 12/07/2016 Annual All For

1074014 GB0000385517 The Biotech Growth Trust plc United Kingdom United Kingdom 12/07/2016 Annual All For

1063161 GB0030913577 BT Group plc United Kingdom United Kingdom 13/07/2016 Annual All For

1065587 GB00B01DW905 e2v technologies plc United Kingdom United Kingdom 13/07/2016 Annual Against 12 Apparent failure to link pay & appropriate performance

1072246 GB0033872168 ICAP plc United Kingdom United Kingdom 13/07/2016 Annual All For

1070804 GB0007197378 RPC Group plc United Kingdom United Kingdom 13/07/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1074293 GB0000163088 Speedy Hire plc United Kingdom United Kingdom 13/07/2016 Annual All For

1065967 GB0001001592 BTG plc United Kingdom United Kingdom 14/07/2016 Annual All For

1066300 GB0031743007 Burberry Group plc United Kingdom United Kingdom 14/07/2016 Annual All For

1074531 GB00B4WFW713 LondonMetric Property plc United Kingdom United Kingdom 14/07/2016 Annual All For

1067700 GB0005522007 McKay Securities plc United Kingdom United Kingdom 14/07/2016 Annual Against 5 Concerns related to inappropriate membership of committees

1074295 GB0009067447 Mothercare plc United Kingdom United Kingdom 14/07/2016 Annual All For

1038170 GB0007995243 Shanks Group plc United Kingdom United Kingdom 14/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1068457 GB0003052338 The Edinburgh Investment Trust plc United Kingdom United Kingdom 14/07/2016 Annual All For

1060041 GB0002668464 U and I Group plc United Kingdom United Kingdom 14/07/2016 Annual All For

1038218 GB0001576163 UK Mail Group plc United Kingdom United Kingdom 14/07/2016 Annual All For

1073329 GB00B67G5X01 Workspace Group plc United Kingdom United Kingdom 14/07/2016 Annual All For

1038772 GB00BYYTFB60 HomeServe plc United Kingdom United Kingdom 15/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1074651 GB0003165817 JPMorgan Japan Smaller Companies Trust plc United Kingdom United Kingdom 15/07/2016 Annual All For

1076008 GB00B1ZBLD47 Sepura plc United Kingdom United Kingdom 15/07/2016 Special All For

1072924 GB0008829292 Templeton Emerging Markets Investment Trust

plc


1074456 GB00BVGBWW93 Assura plc United Kingdom United Kingdom 19/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1066614 GB0033147751 Bloomsbury Publishing plc United Kingdom United Kingdom 19/07/2016 Annual All For

1076134 GB00BYQ0HV16 Blue Prism Group plc United Kingdom United Kingdom 19/07/2016 Annual All For

1074854 GB0002502812 Dairy Crest Group plc United Kingdom United Kingdom 19/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1074952 GB0003452173 FirstGroup plc United Kingdom United Kingdom 19/07/2016 Annual All For

1066294 GB00B0T4LH64 HICL Infrastructure Company Ltd United Kingdom Guernsey 19/07/2016 Annual All For

1074435 GB00B18JK166 JPMorgan European Investment Trust plc United Kingdom United Kingdom 19/07/2016 Annual All For

1072650 GB0001367019 The British Land Company plc United Kingdom United Kingdom 19/07/2016 Annual All For

1068132 JE00BN574F90 Wizz Air Holdings plc United Kingdom Jersey 19/07/2016 Annual Abstain 18 Concerns related to Non-audit fees

1074449 GB0003096442 Electrocomponents plc United Kingdom United Kingdom 20/07/2016 Annual All For

1073374 GB00B19NLV48 Experian plc United Kingdom United Kingdom 20/07/2016 Annual All For

1077942 GB00B13YVW48 Highbridge Multi-Strategy Fund Ltd United Kingdom Guernsey 20/07/2016 Annual All For

1074851 GB00B17BBQ50 Investec plc United Kingdom United Kingdom 20/07/2016 Special All For

1037604 GB00BZ4BQC70 Johnson Matthey plc United Kingdom United Kingdom 20/07/2016 Annual All For

1062482 GB00B8HX8Z88 Mediclinic International plc United Kingdom United Kingdom 20/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1068442 GB00B0WMWD03 QinetiQ Group plc United Kingdom United Kingdom 20/07/2016 Annual All For

1038588 GB0007325078 Renold plc United Kingdom United Kingdom 20/07/2016 Annual Against 2,3,4 Apparent failure to link pay & appropriate performance

1068095 GB00B1FH8J72 Severn Trent plc United Kingdom United Kingdom 20/07/2016 Annual All For 7

1064884 GB00B4YCDF59 TalkTalk Telecom Group plc United Kingdom United Kingdom 20/07/2016 Annual Against 2

4,10,15



1064551 GB00B1GK4645 Vertu Motors plc United Kingdom United Kingdom 20/07/2016 Annual All For

1038148 GB00BJTNFH41 AO World plc United Kingdom United Kingdom 21/07/2016 Annual Against 2

8


Concerns related to inappropriate membership of committeesLack of independence on boardLack of independent representation at board committees

1068119 GB0009697037 Babcock International Group plc United Kingdom United Kingdom 21/07/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1077532 JE00B2419D89 Breedon Group PLC United Kingdom Jersey 21/07/2016 Special All For

1074044 GB0001639920 Caledonia Investments plc United Kingdom United Kingdom 21/07/2016 Annual Against 8

16



1038161 GB00B3DGH821 De La Rue plc United Kingdom United Kingdom 21/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1076224 GB00B1YPC344 Fuller Smith & Turner plc United Kingdom United Kingdom 21/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance


1074268 GB0004052071 Halma plc United Kingdom United Kingdom 21/07/2016 Annual All For

1072967 GB00BYT1DJ19 Intermediate Capital Group plc United Kingdom United Kingdom 21/07/2016 Annual All For

1065961 GB0031809436 Land Securities Group plc United Kingdom United Kingdom 21/07/2016 Annual All For

1074421 GB0006827546 Personal Assets Trust plc United Kingdom United Kingdom 21/07/2016 Annual Abstain

Against

3

4



1071727 GB00B7N0K053 Premier Foods plc United Kingdom United Kingdom 21/07/2016 Annual All For

1071672 GB00BDVZYZ77 Royal Mail plc United Kingdom United Kingdom 21/07/2016 Annual Against 2,16 Apparent failure to link pay and appropriate performance

1066282 GB0004835483 SABMiller plc United Kingdom United Kingdom 21/07/2016 Annual Against 2

9



1066282 GB0004835483 SABMiller plc United Kingdom United Kingdom 21/07/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1043140 GB0007908733 SSE plc United Kingdom United Kingdom 21/07/2016 Annual All For 3

1040462 GB0008754136 Tate & Lyle plc United Kingdom United Kingdom 21/07/2016 Annual All For

1074313 GB0030329360 Wincanton plc United Kingdom United Kingdom 21/07/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1068093 GB0002869419 Big Yellow Group plc United Kingdom United Kingdom 22/07/2016 Annual All For

1070806 GB00B62Z3C74 Fidelity China Special Situations plc United Kingdom United Kingdom 22/07/2016 Annual All For

1067701 GB00B1CM8S45 Hogg Robinson Group plc United Kingdom United Kingdom 22/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1037605 GB0007448250 KCOM Group plc United Kingdom United Kingdom 22/07/2016 Annual All For

1073748 GB0006007560 Montanaro UK Smaller Companies Investment

Trust plc


1074269 GB0008794710 Telecom Plus plc United Kingdom United Kingdom 22/07/2016 Annual Against 3,4,5

11


Concerns related to inappropriate membership of committeesLack of independence on board

1075170 GB00B39J2M42 United Utilities Group plc United Kingdom United Kingdom 22/07/2016 Annual All For

1076777 GB0007797425 British Polythene Industries plc United Kingdom United Kingdom 25/07/2016 Court All For

1076776 GB0007797425 British Polythene Industries plc United Kingdom United Kingdom 25/07/2016 Special All For

1075553 GB0002318888 Cranswick plc United Kingdom United Kingdom 25/07/2016 Annual All For

1076471 GB00BYRH4982 Gresham House Strategic plc United Kingdom United Kingdom 25/07/2016 Annual All For

1068101 GB00B0FYMT95 Helical PLC United Kingdom United Kingdom 25/07/2016 Annual Against 15

3


Combined CEO/Chairman

1077512 GB00BZ1G4322 Melrose Industries plc United Kingdom United Kingdom 25/07/2016 Special All For

1068564 GB00B08SNH34 National Grid plc United Kingdom United Kingdom 25/07/2016 Annual All For

1066619 GB00B08SNH34 National Grid plc United Kingdom United Kingdom 25/07/2016 Annual All For

1077496 GB00BP41S218 Savannah Petroleum plc United Kingdom United Kingdom 25/07/2016 Special Against 2 Concerns to protect shareholder value

1038175 GB0000055888 Acal plc United Kingdom United Kingdom 26/07/2016 Annual All For

1072172 GB00BJFLFT45 Custodian REIT plc United Kingdom United Kingdom 26/07/2016 Annual Against 6,7 Issue of equity raises concerns about excessive dilution of existing shareholders

1072608 GB0006870611 GB Group plc United Kingdom United Kingdom 26/07/2016 Annual All For

1075337 GB00B012TP20 Halfords Group plc United Kingdom United Kingdom 26/07/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1074616 GB00B7TW1V39 Redcentric plc United Kingdom United Kingdom 26/07/2016 Annual All For

1068126 GB0009064097 TR Property Investment Trust plc United Kingdom United Kingdom 26/07/2016 Annual All For

1072175 GB0009286963 Vp plc United Kingdom United Kingdom 26/07/2016 Annual Abstain 3 Concerns about overall board structure

1038587 GB00B4QMVR10 Flybe Group plc United Kingdom United Kingdom 27/07/2016 Annual All For

1077341 GB00B19NKB76 Home Retail Group plc United Kingdom United Kingdom 27/07/2016 Court All For

1077338 GB00B19NKB76 Home Retail Group plc United Kingdom United Kingdom 27/07/2016 Special All For

1074649 GB0003585725 Invesco Income Growth Trust plc United Kingdom United Kingdom 27/07/2016 Annual All For

1074267 GB00BYYJL418 Norcros plc United Kingdom United Kingdom 27/07/2016 Annual All For

1064741 GB00B09G3N23 Securities Trust of Scotland plc United Kingdom United Kingdom 27/07/2016 Annual All For

1074270 GB0008883927 Trifast plc United Kingdom United Kingdom 27/07/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1073333 GB00BF8H6F45 Bonmarche Holdings plc United Kingdom United Kingdom 28/07/2016 Annual All For

1075311 GB0000175058 F&C Global Smaller Companies plc United Kingdom United Kingdom 28/07/2016 Annual All For

1071684 GB0004543517 Montanaro European Smaller Companies Trust plc United Kingdom United Kingdom 28/07/2016 Annual All For

1038168 GB00B02QND93 PayPoint plc United Kingdom United Kingdom 28/07/2016 Annual Abstain

Against

13

11



1051595 GB00B8B4R053 Findel plc United Kingdom United Kingdom 29/07/2016 Annual All For

1075253 GB0007879835 Hansa Trust plc United Kingdom United Kingdom 29/07/2016 Annual Against 5

2


Concerns related to succession planning

1075496 GB00B1GCLT25 Polar Capital Holdings plc United Kingdom United Kingdom 29/07/2016 Annual Against 3

5



1065969 GB00BH4HKS39 Vodafone Group plc United Kingdom United Kingdom 29/07/2016 Annual All For

1073962 GB00BVVBC028 STERIS plc United Kingdom United Kingdom 02/08/2016 Annual Against 9 Apparent failure to link pay and appropriate performance

1074604 GB0000608009 WS Atkins plc United Kingdom United Kingdom 02/08/2016 Annual All For

1078920 GB00BD7XPJ64 NewRiver REIT PLC United Kingdom Guernsey 03/08/2016 Court All For

1078919 GB00BD7XPJ64 NewRiver REIT PLC United Kingdom Guernsey 03/08/2016 Special All For

1072607 GB0030517261 The Monks Investment Trust plc United Kingdom United Kingdom 03/08/2016 Annual Abstain 4 Concerns related to succession planning

1076115 GB0004535307 Invesco Asia Trust plc United Kingdom United Kingdom 04/08/2016 Annual All For

1076424 GB00B17BBQ50 Investec plc United Kingdom United Kingdom 04/08/2016 Annual Against 16

4,10

8,14



Lack of independence on boardConcerns related to inappropriate membership of committees

1077949 GB0007913485 Schroder UK Growth Fund plc United Kingdom United Kingdom 04/08/2016 Annual All For

1076132 GB0005086672 Threadneedle Property Unit Trust United Kingdom Jersey 05/08/2016 Annual All For

1039213 GB0033277061 Vedanta Resources plc United Kingdom United Kingdom 05/08/2016 Annual Against 9

10

Lack of independence on board Overboarded/Too many other time commitments


1080050 GB0033032904 Faroe Petroleum plc United Kingdom United Kingdom 09/08/2016 Special All For

1080056 GB00BSKS1M86 Lakehouse plc United Kingdom United Kingdom 09/08/2016 Special All For

1080642 GB0003887287 Gresham House plc United Kingdom United Kingdom 16/08/2016 Special All For

1074661 GG00BJL5FH87 John Laing Environmental Assets Group Ltd United Kingdom Guernsey 17/08/2016 Annual All For

1079710 GB00B5NR1S72 Restore plc United Kingdom United Kingdom 22/08/2016 Special All For

1080209 GB0007816068 Finsbury Growth & Income Trust plc United Kingdom United Kingdom 23/08/2016 Special All For

1076790 GB0004281639 iomart Group plc United Kingdom United Kingdom 24/08/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1076038 GG00BJ0JVY01 NextEnergy Solar Fund Ltd. United Kingdom Guernsey 24/08/2016 Annual All For

1079668 GB00B6YTLS95 Stagecoach Group plc United Kingdom United Kingdom 25/08/2016 Annual All For

1081796 US0420681068 ARM Holdings plc United Kingdom United Kingdom 30/08/2016 Court All For

1081795 US0420681068 ARM Holdings plc United Kingdom United Kingdom 30/08/2016 Special All For

1081690 US0420681068 ARM Holdings plc United Kingdom United Kingdom 30/08/2016 Special All For

1078345 GB00BBM56V29 Aberdeen New Dawn Investment Trust plc United Kingdom United Kingdom 31/08/2016 Annual All For

1072949 GB0031977944 The Lindsell Train Investment Trust plc United Kingdom United Kingdom 31/08/2016 Annual All For

1072169 GB0001751915 Carclo plc United Kingdom United Kingdom 01/09/2016 Annual All For

1084678 GB0001738615 Capital Gearing Trust plc United Kingdom United Kingdom 05/09/2016 Special Against 1 Issue of equity raises concerns about excessive dilution of existing shareholders

1078692 GG00B8P59C08 BACIT Ltd. United Kingdom Guernsey 06/09/2016 Annual Abstain

Against

8

5,7


1081161 GB0004440284 Creston plc United Kingdom United Kingdom 06/09/2016 Annual All For

1075307 GB0008220112 DS Smith plc United Kingdom United Kingdom 06/09/2016 Annual All For

1077228 GB0009303123 Imagination Technologies Group plc United Kingdom United Kingdom 06/09/2016 Annual All For

1074292 GB0006048770 New India Investment Trust plc United Kingdom United Kingdom 06/09/2016 Annual All For

1074431 GB00B27YGJ97 Severfield plc United Kingdom United Kingdom 06/09/2016 Annual Against 2 Apparent failure to link pay & appropriate performance

1081833 GB00B02L3W35 The Berkeley Group Holdings plc United Kingdom United Kingdom 06/09/2016 Annual All For

1084840 GB0033277061 Vedanta Resources plc United Kingdom United Kingdom 06/09/2016 Special All For

1079581 GB0000536739 Ashtead Group plc United Kingdom United Kingdom 07/09/2016 Annual Against 2,3 Apparent failure to link pay & appropriate performance 5

1080426 GB0001772945 Carpetright plc United Kingdom United Kingdom 07/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1073299 GB00B14SKR37 CMC Markets plc United Kingdom United Kingdom 07/09/2016 Annual Against 12 Apparent failure to link pay and appropriate performance

1081168 GB0000946276 Consort Medical plc United Kingdom United Kingdom 07/09/2016 Annual All For


1074615 GB00BJ34VB96 Poundland Group plc United Kingdom United Kingdom 07/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1078740 GB00BJ34VB96 Poundland Group plc United Kingdom United Kingdom 07/09/2016 Court All For

1078741 GB00BJ34VB96 Poundland Group plc United Kingdom United Kingdom 07/09/2016 Special All For

1082245 GB00B1QH8P22 Sports Direct International plc United Kingdom United Kingdom 07/09/2016 Annual Against 3,5,6,7,9

11

19



SH: For shareholder resolution, against management recommendation / Shareholder proposal promotes better management of ESG opportunities and risks

1082298 GB00B01D1K48 Vectura Group plc United Kingdom United Kingdom 07/09/2016 Annual Against 4 Concerns related to inappropriate membership of committees

1076039 GB00BP0S1D85 BCA Marketplace plc United Kingdom United Kingdom 08/09/2016 Annual Abstain

Against

5

2,3

Combined CEO/ChairmanOverboarded/Too many other time commitments


1078949 GB00B1722W11 Dart Group plc United Kingdom United Kingdom 08/09/2016 Annual Abstain 3 Combined CEO/ChairmanConcerns related to inappropriate membership of committeesConcerns about overall board structure

1079717 GB00B4Y7R145 Dixons Carphone plc United Kingdom United Kingdom 08/09/2016 Annual All For

1082472 GB00B0HZP136 Greene King plc United Kingdom United Kingdom 09/09/2016 Annual All For

1084230 GB0033872168 ICAP plc United Kingdom United Kingdom 09/09/2016 Court All For

1084229 GB0033872168 ICAP plc United Kingdom United Kingdom 09/09/2016 Special All For

1077227 GB0004220025 Polar Capital Technology Trust plc United Kingdom United Kingdom 09/09/2016 Annual All For

1074019 GB00B01HM147 Schroder Real Estate Investment Trust Ltd United Kingdom Guernsey 09/09/2016 Annual All For

1081343 GB0009739649 Source BioScience plc United Kingdom United Kingdom 09/09/2016 Court All For

1081344 GB0009739649 Source BioScience plc United Kingdom United Kingdom 09/09/2016 Special Against 4 Apparent failure to link pay and appropriate performance

1082921 GB0000163088 Speedy Hire plc United Kingdom United Kingdom 09/09/2016 Special All For

1084147 GB00BZC0LC10 Victoria plc United Kingdom United Kingdom 09/09/2016 Annual Against 2

9



1084497 GB00BC7H5F74 Conviviality plc United Kingdom United Kingdom 12/09/2016 Annual All For

1083851 GB00B1XH2C03 Ferrexpo plc United Kingdom United Kingdom 12/09/2016 Special All For

1084679 GB0003318416 Premier Farnell plc United Kingdom United Kingdom 12/09/2016 Court All For

1084677 GB0003318416 Premier Farnell plc United Kingdom United Kingdom 12/09/2016 Special All For

1077530 GB0002502036 Daejan Holdings plc United Kingdom United Kingdom 13/09/2016 Annual Against 2

4

6,7,8


Combined CEO/ChairmanConcerns about overall board structure


1084971 GB00B09LK252 Ecofin Water & Power Opportunities plc United Kingdom United Kingdom 13/09/2016 Special All For

1074601 GB0007388407 Liontrust Asset Management plc United Kingdom United Kingdom 13/09/2016 Annual Against 2 Insufficient/poor disclosure

1080604 GB0006650450 Oxford Instruments plc United Kingdom United Kingdom 13/09/2016 Annual All For

1080438 GB0003718474 Games Workshop Group plc United Kingdom United Kingdom 14/09/2016 Annual Against 9

3,4,5



1075134 GB00BJ62K685 Pets at Home Group plc United Kingdom United Kingdom 14/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1073386 GB00BYZFZ918 Sophos Group plc United Kingdom United Kingdom 14/09/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1085970 GG00B79WC100 Starwood European Real Estate Finance Ltd United Kingdom Guernsey 14/09/2016 Special Against 1,2 Concerns to protect shareholder value

1078940 GB00B60BD277 SuperGroup plc United Kingdom United Kingdom 14/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1083928 GB00BYV2MV74 Purplebricks Group plc United Kingdom United Kingdom 15/09/2016 Annual All For

1084396 GB00B0CL3P62 GLI Finance Limited United Kingdom Guernsey 16/09/2016 Special All For

1074660 GB00B0HW5366 Real Estate Credit Investments PCC Ltd United Kingdom Guernsey 16/09/2016 Annual Against 12 Issue of equity raises concerns about excessive dilution of existing shareholders

1080257 GB00B7Z0Q502 Tungsten Corporation plc United Kingdom United Kingdom 16/09/2016 Annual Abstain

Against

6

3

1

2




Lack of independent representation at board committeesConcerns related to Non-audit fees

1087035 GB00BJ3VW957 McColl's Retail Group plc United Kingdom United Kingdom 19/09/2016 Special All For

1082706 GB00BQQFX454 Accsys Technologies plc United Kingdom United Kingdom 21/09/2016 Annual All For

1076210 GG00B6116N85 Alcentra European Floating Rate Income Fund Ltd United Kingdom Guernsey 21/09/2016 Annual All For

1083753 GB0002374006 Diageo plc United Kingdom United Kingdom 21/09/2016 Annual All For

1080851 GB0002374006 Diageo plc United Kingdom United Kingdom 21/09/2016 Annual All For

1084974 GB00B09LK252 Ecofin Water & Power Opportunities plc United Kingdom United Kingdom 21/09/2016 Special All For

1079567 GB00B06QFB75 IG Group Holdings plc United Kingdom United Kingdom 21/09/2016 Annual All For

1080093 GB00B41H7391 Northgate plc United Kingdom United Kingdom 21/09/2016 Annual Against 3 Apparent failure to link pay and appropriate performance

1074253 GB0003385308 Worldwide Healthcare Trust plc United Kingdom United Kingdom 21/09/2016 Annual All For

1028908 GB00BVYVFW23 Auto Trader Group plc United Kingdom United Kingdom 22/09/2016 Annual All For

1081403 GB00BZ0D6727 Kainos Group plc United Kingdom United Kingdom 22/09/2016 Annual Against 2,3 Apparent failure to link pay and appropriate performance

1080670 GB00BQY7BX88 Micro Focus International plc United Kingdom United Kingdom 22/09/2016 Annual Abstain 20 Insufficient basis to support a decision

1080670 GB00BQY7BX88 Micro Focus International plc United Kingdom United Kingdom 22/09/2016 Annual Abstain

Against

20

3,5



1080621 GB00B01QGK86 NCC Group plc United Kingdom United Kingdom 22/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1074260 GB0006710643 Park Group plc United Kingdom United Kingdom 22/09/2016 Annual All For

1084967 GG00B90J5Z95 TwentyFour Income Fund Ltd United Kingdom Guernsey 22/09/2016 Annual All For

1079556 GB00B627R876 Digital Barriers plc United Kingdom United Kingdom 23/09/2016 Annual All For

1083132 GB0009065060 The Henderson Smaller Companies Investment

Trust plc


1086831 GB00B19Z1432 PZ Cussons plc United Kingdom United Kingdom 28/09/2016 Annual Against 2 Apparent failure to link pay and appropriate performance

1081561 GB0004835483 SABMiller plc United Kingdom United Kingdom 28/09/2016 Court All For

1081560 GB0004835483 SABMiller plc United Kingdom United Kingdom 28/09/2016 Special All For

1081560 GB0004835483 SABMiller plc United Kingdom United Kingdom 28/09/2016 Special Against 1 Fund manager or client vote

1081397 GB00B1ZBLD47 Sepura plc United Kingdom United Kingdom 28/09/2016 Annual All For

1089758 GB00BVYVFW23 Auto Trader Group plc United Kingdom United Kingdom 29/09/2016 Special All For

1080667 GB0033359141 Eckoh plc United Kingdom United Kingdom 29/09/2016 Annual Against 1 Apparent failure to link pay & appropriate performance

1089573 GB0004559349 International Biotechnology Trust plc United Kingdom United Kingdom 29/09/2016 Special All For

1088631 GB00B17MMZ46 Lookers plc United Kingdom United Kingdom 29/09/2016 Special All For

1089824 GB0006648157 Oxford BioMedica plc United Kingdom United Kingdom 29/09/2016 Special All For

meeting id isin company name investment region … nzfape0001s2 fisher & paykel healthcare corp...

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