mobile communication systems in the presence of...

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724 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015 Mobile Communication Systems in the Presence of Fading/Shadowing, Noise and Interference Petros S. Bithas, Member, IEEE, and Athanasios A. Rontogiannis, Member, IEEE Abstract—In this paper, the effects of interference on composite fading environments, where multipath fading coexists with shad- owing, are investigated. Based on some mathematical convenient expressions for the sum of squared K -distributed random vari- ables, which are derived for the first time, important statistical metrics for the signal to interference and noise ratio (SINR) are studied for various cases including non identical, identical and fully correlated statistics. Furthermore, our analysis is extended to multi-channel receivers and in particular to selection diversity (SD) receivers, investigating two distinct cases, namely, signal-to- noise ratio based and SINR-based SD. For all scenarios, simplified expressions are also provided for the interference limited case, where the influence of thermal noise is ignored. The derived expressions are used to analyze the performance, in terms of the average bit error probability (ABEP) and the outage probability (OP), of such systems operating over composite fading environ- ments. A high SNR analysis is also presented for the OP and the ABEP, giving a clear physical insight of the system’s performance in terms of the diversity and coding gains. The analysis is accom- panied by numerical evaluated results, clearly demonstrating the usefulness of the proposed theoretical framework. Index Terms—Composite fading channels, minimum number of antennas, selection diversity, signal-to-interference and noise ratio, sum of squared K -distributed RVs. I. I NTRODUCTION I N many recent wireless communication systems, both li- censed, e.g., long term evolution (LTE), or unlicensed, e.g., WiFi or bluetooth, a user quite often shares the same channels with other users and thus in the receiver side the signals need to be intelligently separated. This is imperative, since the aggressive frequency reuse that is frequently employed in cellular systems for increasing spectrum efficiency, causes co-channel as well as adjacent channel interference. The co- channel and adjacent channel interference depend on various physical factors, including interferers’ spatial distribution, in- terfering channels fading, the power of the interferers and the wireless communication system considered. Depending upon Manuscript received June 17, 2014; revised October 3, 2014 and November 28, 2014; accepted December 28, 2014. Date of publication January 12, 2015; date of current version March 13, 2015. This research has been co-financed by the European Union and Greek national funds through the Operational Program “Education and Lifelong Learning” of the National Strategic Ref- erence Framework (NSRF)-Research Funding Program: Thales. Investing in knowledge society through the European Social Fund. A preliminary version of a part of this work has presented at IEEE Symposium on Signal Processing and Information Technology (ISSPIT), Athens, Greece, Dec. 2013. The associate editor coordinating the review of this paper and approving it for publication was Y. Chen. The authors are with the Institute for Astronomy, Astrophysics, Space Applications and Remote Sensing of the National Observatory of Athens, Penteli, 15236, Greece (e-mail: [email protected]; [email protected]). Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. Digital Object Identifier 10.1109/TCOMM.2015.2390625 the fading characteristics as well as the existence or not of multi- channel transmitters/receivers and/or relays, numerous contri- butions analyzing the effects of fading in conjunction with interference have been made, e.g., [2]–[7] and the references therein. In terrestrial (indoor or outdoor) and satellite land-mobile systems, the link quality is also affected by slow variations of the mean signal level due to the shadowing from terrain, build- ings and trees [8]. Under these circumstances, where multipath fading coexists with shadowing, the so-called composite fading/ shadowing environment originates. In the past, this environment has been statistically modeled by using lognormal-based dis- tributions such as Rayleigh-, Nakagami- and Rice-lognormal [8]–[10] and therefore rather mathematically complicated ex- pressions have been derived for the performance analysis on such communication scenarios. To facilitate the communication systems performance evaluation in these environments, new families of distributions that accurately model composite fading conditions have been proposed, most notably as the K and the generalized-K (K G ) distributions, e.g., [11], [12]. Based on the mathematical tractability of these new composite fading mod- els, research efforts have been made recently for investigating the influence that interference has to the system’s performance, e.g., [1], [13]–[15]. A common practice in all these works is that the research was restricted to interference-limited wireless communication systems and thus only the statistics of the signal-to-interference-ratio (SIR) was studied. In this paper extending this approach, and in order to provide a more complete stochastic analysis framework of the compos- ite fading environment, the effect of thermal noise is also taken into consideration. This is important since thermal noise may be the main source of system performance degradation espe- cially in cases of weak interfering signals. Therefore, assuming such a complete model, our contribution in this paper can be summarized as follows: mathematical convenient expressions for the sum of squared K -distributed random variables (RV)s are derived for the first time; based on these expressions, the signal to interference and noise ratio (SINR) statistics are studied for various scenar- ios including non identical, identical and fully correlated fading/shadowing effects; the analysis is extended to single-input multiple-output (SIMO) receivers and in particular to selection diversity (SD) receivers that operate in such environments; the derived expressions are used to investigate the system performance in terms of the average bit error probability (ABEP) and the outage probability (OP); 0090-6778 © 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.

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Page 1: Mobile Communication Systems in the Presence of …members.noa.gr/tronto/IEEE_TR_COMM_MAR2015.pdf · 2015. 3. 30. · 724 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH

724 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

Mobile Communication Systems in the Presenceof Fading/Shadowing, Noise and Interference

Petros S. Bithas, Member, IEEE, and Athanasios A. Rontogiannis, Member, IEEE

Abstract—In this paper, the effects of interference on compositefading environments, where multipath fading coexists with shad-owing, are investigated. Based on some mathematical convenientexpressions for the sum of squared K -distributed random vari-ables, which are derived for the first time, important statisticalmetrics for the signal to interference and noise ratio (SINR) arestudied for various cases including non identical, identical andfully correlated statistics. Furthermore, our analysis is extendedto multi-channel receivers and in particular to selection diversity(SD) receivers, investigating two distinct cases, namely, signal-to-noise ratio based and SINR-based SD. For all scenarios, simplifiedexpressions are also provided for the interference limited case,where the influence of thermal noise is ignored. The derivedexpressions are used to analyze the performance, in terms of theaverage bit error probability (ABEP) and the outage probability(OP), of such systems operating over composite fading environ-ments. A high SNR analysis is also presented for the OP and theABEP, giving a clear physical insight of the system’s performancein terms of the diversity and coding gains. The analysis is accom-panied by numerical evaluated results, clearly demonstrating theusefulness of the proposed theoretical framework.

Index Terms—Composite fading channels, minimum numberof antennas, selection diversity, signal-to-interference and noiseratio, sum of squared K -distributed RVs.

I. INTRODUCTION

IN many recent wireless communication systems, both li-censed, e.g., long term evolution (LTE), or unlicensed, e.g.,

WiFi or bluetooth, a user quite often shares the same channelswith other users and thus in the receiver side the signalsneed to be intelligently separated. This is imperative, sincethe aggressive frequency reuse that is frequently employedin cellular systems for increasing spectrum efficiency, causesco-channel as well as adjacent channel interference. The co-channel and adjacent channel interference depend on variousphysical factors, including interferers’ spatial distribution, in-terfering channels fading, the power of the interferers and thewireless communication system considered. Depending upon

Manuscript received June 17, 2014; revised October 3, 2014 and November28, 2014; accepted December 28, 2014. Date of publication January 12, 2015;date of current version March 13, 2015. This research has been co-financedby the European Union and Greek national funds through the OperationalProgram “Education and Lifelong Learning” of the National Strategic Ref-erence Framework (NSRF)-Research Funding Program: Thales. Investing inknowledge society through the European Social Fund. A preliminary version ofa part of this work has presented at IEEE Symposium on Signal Processing andInformation Technology (ISSPIT), Athens, Greece, Dec. 2013. The associateeditor coordinating the review of this paper and approving it for publicationwas Y. Chen.

The authors are with the Institute for Astronomy, Astrophysics, SpaceApplications and Remote Sensing of the National Observatory of Athens,Penteli, 15236, Greece (e-mail: [email protected]; [email protected]).

Color versions of one or more of the figures in this paper are available onlineat http://ieeexplore.ieee.org.

Digital Object Identifier 10.1109/TCOMM.2015.2390625

the fading characteristics as well as the existence or not of multi-channel transmitters/receivers and/or relays, numerous contri-butions analyzing the effects of fading in conjunction withinterference have been made, e.g., [2]–[7] and the referencestherein.

In terrestrial (indoor or outdoor) and satellite land-mobilesystems, the link quality is also affected by slow variations ofthe mean signal level due to the shadowing from terrain, build-ings and trees [8]. Under these circumstances, where multipathfading coexists with shadowing, the so-called composite fading/shadowing environment originates. In the past, this environmenthas been statistically modeled by using lognormal-based dis-tributions such as Rayleigh-, Nakagami- and Rice-lognormal[8]–[10] and therefore rather mathematically complicated ex-pressions have been derived for the performance analysis onsuch communication scenarios. To facilitate the communicationsystems performance evaluation in these environments, newfamilies of distributions that accurately model composite fadingconditions have been proposed, most notably as the K and thegeneralized-K (KG) distributions, e.g., [11], [12]. Based on themathematical tractability of these new composite fading mod-els, research efforts have been made recently for investigatingthe influence that interference has to the system’s performance,e.g., [1], [13]–[15]. A common practice in all these works isthat the research was restricted to interference-limited wirelesscommunication systems and thus only the statistics of thesignal-to-interference-ratio (SIR) was studied.

In this paper extending this approach, and in order to providea more complete stochastic analysis framework of the compos-ite fading environment, the effect of thermal noise is also takeninto consideration. This is important since thermal noise maybe the main source of system performance degradation espe-cially in cases of weak interfering signals. Therefore, assumingsuch a complete model, our contribution in this paper can besummarized as follows:

• mathematical convenient expressions for the sum ofsquared K -distributed random variables (RV)s are derivedfor the first time;

• based on these expressions, the signal to interference andnoise ratio (SINR) statistics are studied for various scenar-ios including non identical, identical and fully correlatedfading/shadowing effects;

• the analysis is extended to single-input multiple-output(SIMO) receivers and in particular to selection diversity(SD) receivers that operate in such environments;

• the derived expressions are used to investigate the systemperformance in terms of the average bit error probability(ABEP) and the outage probability (OP);

0090-6778 © 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.

Page 2: Mobile Communication Systems in the Presence of …members.noa.gr/tronto/IEEE_TR_COMM_MAR2015.pdf · 2015. 3. 30. · 724 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH

BITHAS AND RONTOGIANNIS: MOBILE SYSTEMS IN FADING/SHADOWING, NOISE AND INTERFERENCE 725

Fig. 1. System model.

• a high SNR analysis is also provided for the ABEP and theOP in the SIMO case, which is then employed to identifythe coding and diversity gains of the system under study.

For all scenarios studied, simplified expressions are also pro-vided for the interference limited cases, where the influence ofthermal noise is ignored, whilst for SIMO diversity systems aninvestigation on the power efficiency is also presented.

The remainder of this paper is organized as follows. The sys-tem model is described in Section II. In Section III the statisticsof the sum of squared K -distributed RVs are investigated forthe three scenarios under consideration, namely non identical,identical and fully correlated statistics. The statistics of theSINR for single-input single-output (SISO) and SIMO channelsare derived in Sections IV and V, respectively. In Section VIthe performance analysis of such systems is presented, whileperformance evaluation results are provided in Section VII.Finally, concluding remarks are given in Section VIII.

II. SYSTEM MODEL

We consider a wireless-mobile communication system, witha single-antenna transmitter and (in general) a multiple-antennas receiver, where each receiver diversity branch is ex-periencing interference coming from L sources, as shown inFig. 1. In a typical macrocellular mobile radio network, asit is the one considered in this study, the mobile users areusually surrounded by local scatterers so that the plane wavesarrive from many directions without a direct line-of-sight (LoS)component [16]. For such a type of scattering environmentthe received envelope is Rayleigh distributed. This assumptionholds for both the desired and interfering signals. However, inmany wireless networks, due to the expected larger propagationdistances, interfering signals are very likely to propagate overobstructed paths, and thus experience, in addition, severe shad-owing conditions. This does not hold for the desired signals,since not many obstacles between the user and the taggedbase station are expected to be present due to the (compara-tively) small distance between them. It is noted that similarassumptions concerning the involved desired and interferingchannel models in various settings have been made by manyother researchers in the past, e.g., [16, pp. 140], [17]–[21]. It isalso important to note that the adopted channel model offersalso increased tractability, and thus give us the opportunityto analytically investigate the influence of the combination offading, shadowing and multichannel reception to the system

performance. We also assume that (in general) the level ofinterference at the receiver is such that the effect of thermalnoise on system performance cannot be ignored [2]. Havingdefined our model, the complex baseband signal yn received atthe nth antenna, can be expressed as

yn = hDn sD +L

∑i=1

hIn,i sIi +wn (1)

where hDn represents the complex channel gain between thetransmitter and the nth receiver antenna (with its envelopefollowing the Rayleigh distribution) and sD is the desired trans-mitted complex symbol with energy EsD = E〈|sD|2〉, and E〈·〉denoting statistical averaging. Furthermore, in (1), hIn,i repre-sents the complex channel gain (with its envelope following theK -distribution) of the interfering signal sIi and wn is the com-plex additive white Gaussian noise (AWGN) with zero mean andvariance N0. To proceed, we denote the instantaneous signal-to-noise-ratio (SNR) of the desired signal as γDn = |hDn |2EsD/N0,the corresponding average SNR as γDn

= E〈|hDn |2〉EsD/N0,whilst the instantaneous interference-to-noise-ratio (INR) of theith interfering signal is defined as γIn,i = |hIn,i |2EsIi

/N0, with

corresponding average INR equal to γIn,i = E〈|hIn,i |2〉EsIi/N0.

Since the desired signal is subject only to multipath fading,its instantaneous SNR γDn at the nth antenna can be assumed tobe exponentially distributed. Specifically, considering indepen-dent fading conditions, the probability density function (PDF)of γDn is given by

fγDn(x) =

1γDn

exp

(− x

γDn

). (2)

Here, the instantaneous INR, γIn,i , of the interfering signals,which are subject to fading/shadowing effects, is assumed tofollow a squared K distribution1 with PDF given by [11]

fγIn,i(x) = 2

(kn,i

γIn,i

) kn,i+12 x

kn,i−12

Γ(kn,i)Kkn,i−1

(2

√kn,ixγIn,i

). (3)

In (3), kn,i denotes the shaping parameter of the distribution,Γ(z) =

∫ ∞0 exp(−t)tz−1dt [22, eq. (8.310/1)] and Kv(·) is the

second kind modified Bessel function of vth order [22, eq.(8.407/1)]. In addition, kn,i is related to the severity of theshadowing, e.g., for small values for kn,i, (3) models severeshadowing conditions, while as kn,i → ∞, it approximates theexponential distribution. The corresponding output SINR, at thenth receiver antenna, is expressed as [2]

γoutn =γDn

1+ γIn(4)

where γIn denotes the total INR,2 i.e., γIn=L∑

i=1γIn,i , and the PDF of

γIn,i is given by (3). The PDF of γoutn can be evaluated as follows

fγoutn(γ) =

∫ ∞

0(1+ x) fγDn

[(1+ x)γ] fγIn(x)dx. (5)

1For simplification purposes and to avoid repetitions, from now on squaredK distribution will be referred as K .

2Without loosing the generality, it is assumed that all diversity branches areaffected by the same interfering sources.

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726 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

In the next section important statistical metrics of γIn will beevaluated considering non identical, identical as well as fullycorrelated statistical parameters. The derived results (presentedin Section III), will be used to obtain expressions for theinstantaneous output SINR of both SISO and SIMO systems(presented in Sections IV and V, respectively).

III. ON THE SUM OF K -DISTRIBUTED RVs

In this section the statistics of the sum of K -distributed RVswill be investigated for three different scenarios, namely forK -distributed RVs which, i) are independent but non iden-tically distributed (i.n.d.), ii) are independent and identicallydistributed (i.i.d.) and iii) have fully correlated mean values. Itshould be noted here that in the past, several efforts have beendevoted to accurately approximating the K -distribution, e.g.,[23]. However, to the best of the authors knowledge, none ofthem led to exact expressions for the sum of K RVs, which areobtained for the first time in the following analysis. Since theanalytical results provided in this and the next sections refer tothe arbitrary nth antenna, the antenna index n will be omittedand will be reestablished in Section V.

A. Independent But Not Identically Distributed RVs

Theorem 1: Let γI denote a RV defined as

γIΔ=

L

∑i=1

γIi (6)

where the PDF of γIi is given by (3). Considering non identical(interference) statistics, the PDF of γI can be expressed as

fγI (γ) = G1

⎡⎢⎢⎢⎢⎢⎢⎣⎛⎝ γ

S Lki,γIi

⎞⎠

SLki ,1

−1

2

ISLki,1

−1

(2√

S Lki,γIi

γ)

+L

∑i,i

λ1,...,λi

∑h=0

⎛⎝ γ

S Lki,γIi

⎞⎠

G2i−1

2

G3IG2i−1

(2√

S Lki,γIi

γ)

︸ ︷︷ ︸IS

⎤⎥⎥⎥⎥⎥⎥⎦. (7)

In (7), S zxq,yq

=z∑

q=1

xqyq

, G1 =

[∏L

i=1

(kiγIi

)kiΓ(1− ki)

], G2 j =

L∑

i=1ki + j −

j∑

i=1kλi

+ h, G3 = th,λ1, if i = 1, G3 = t1,h =

h∑

p=0tp,λ1

th−p,λ2, if i = 2, G3 = ti−1,h =

h∑

p=0ti−2,pth−p,λi

, if i > 2,

with th,λ1=

(−1)h(kλ1/γIλ1

)1−kλ1

+h

h!Γ(1−kλ1)(1−kλ1

+h) and Iv(·) denoting the first kind

modified Bessel function of vth order [22, eq. (8.406/1)].

TABLE IMINIMUM NUMBER OF TERMS H OF (7) REQUIRED

FOR OBTAINING ACCURACY BETTER THAN ±10−5

Proof: See Appendix A. �It can be shown that the infinite series in IS converges

everywhere.3 In addition the rate of convergence of fγI (γ)given in (7), was investigated experimentally. This is importantbecause in practice, to evaluate fγI (γ), the infinite series in ISis truncated and a number of series terms H is retained. InTable I the minimum values of H, required for accuracy betterthan ±10−5 are presented for various values of the averageINR γIi and distribution’s parameters. These results have beenobtained by assuming an exponentially decaying profile, i.e.,γIi = 10dB/10 exp[−d(i−1)], ki = 3−0.3i (with i = 1,2, . . . ,L),d = 0.1 and L = 3. It is clearly depicted from this table that arelatively small number of terms is sufficient to achieve a highaccuracy and as a consequence the PDF in (7) converges fast.Note that H mainly depends on the value of the variable ofthe Bessel function Iv(·) in (7), and increases as this variableincreases. As a result, H increases as γIi decreases and/orki,γ increase. Moreover, comparing these results with otheremploying infinite series, e.g., [25], [26], the required numberof terms is significantly smaller for a similar target accuracy.

Lemma 1: For i.n.d. statistics, the CDF of γI can beobtained as

FγI (γ) = G1

⎡⎢⎣⎛⎝ γ

S Lki,γIi

⎞⎠SL

ki,2

ISLki,1

(2√

S Lki,γIi

γ)

+L

∑i,i

λ1,...,λi

∑h=0

⎛⎝ γ

S Lki,γIi

⎞⎠

G2i2

G3IG2i

(2√

S Lki,γIi

γ)⎤⎥⎥⎦ . (8)

Proof: Substituting (7) in the definition of the CDF,FγI (γ) =

∫ γ0 fγI (x)dx, making changes of variables of the form

x1/2 = y and y =√γz and using [22, eq. (6.561/7)], i.e.,∫ 1

0 xv+1Iv(ax)dx = a−1Iv+1(a), (8) is obtained. �In Fig. 2(a), several PDFs, obtained by using (7), are plotted

for various values of the number of interferers L. These dis-tributions have been evaluated by also assuming exponentialdecaying average INR, i.e., γIi = 10dB/10 exp[−d(i − 1)],ki =k−0.3i (with i = 1,2, . . . ,L), and dB = 15, d = 0.1. Addition-ally, simulated results are also included in this figure, verifyingin all cases the agreement between the analytical and thesimulated PDFs.

3Detailed analysis is available in the technical report [24], which has beenalso prepared.

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BITHAS AND RONTOGIANNIS: MOBILE SYSTEMS IN FADING/SHADOWING, NOISE AND INTERFERENCE 727

Fig. 2. (a) The PDF of γI given in (7). (b) The PDF of γout given in (17).

B. Independent and Identically Distributed RVs

Theorem 2: For the same RV defined in (6), consideringidentical (interference) statistics, i.e., γIi = γI and ki = k, thePDF of γI can be expressed as

fγI (γ) = LL

∑i=0

(Li

)Γ(1− k)L−i(−1)i

×

⎡⎣ ∞

∑h=0

ch

(k

γIL

) 1+G42

γG4−1

2 IG4−1

(2

√kLγI

γ12

)⎤⎦ (9)

where c0 = ai0, ch =

1ha0

[∑h

t=1(ti−h+ t)atch−t]

for h ≥ 1a0 =

11−k , at =

(−1)t

t!(1−k+t) ,with G4 = Lk+h+(1− k)i.Proof: See Appendix B. �

Lemma 2: For i.i.d. statistics, the CDF of γI can beobtained as

FγI (γ) =L

∑i=0

(Li

)Γ(1− k)L−i(−1)i

×

⎡⎣ ∞

∑h=0

ch

(k

γIL

)G42

γG42 IG4

(2

√kLγI

γ12

)⎤⎦ . (10)

Proof: Substituting (9) in the definition of the CDF,FγI (γ) =

∫ γ0 fγI (x)dx, making changes of variables of the form

x1/2 = y and y =√γz and using again [22, eq. (6.561/7)], (10)

is obtained. �

C. Fully Correlated Shadowing

When the L different interfering paths exhibit identicalshadowing effects, the mean values of the correspondingK -distributed RVs are fully correlated. This is the so-calledfully (or totally) correlated shadowing communication sce-nario, which has gained considerable interest lately, e.g.,[27]–[30], and will be investigated in this section. This typeof shadowing arises in situations where the interferers haveapproximately the same distance from the receiver, and thusthe same obstacles shadow in a quite similar way the variousinterfering signals. As a result, the local mean powers of theinterfering signals become correlated [14], [31], a situation thatquite often arises in indoor communication systems [32].

As it will be shown below, the fully correlated shadowingcommunication scenario is mathematically tractable comparedto the more general models described above, in the sense thateasy-to-compute closed-form expressions can be easily derived,which provide useful insights to the system performance. Insuch a communication scenario, where the multipath Rayleighcomponents of the interferers are independent but all of themexperience a common local average power, γI , it has beenshown that the moments generating function (MGF) of γI canbe expressed as [11, eq. (9)]

MγI (s) =

(k

γIs

)k

U

(k,k−L+1,

kγIs

)(11)

where U(·) denotes the confluent hypergeometric function de-

fined as U(

k,k−L+1, kγI s

)= Γ(L−k)

Γ(L) 1F1

(k;k−L+1; k

γI s

)+

Γ(k−L)Γ(k)

(k

γI s

)L−k1F1

(L;1− k+L; k

γI s

)[22, eq. (9.210/2)], with

1F1(α,γ,z) = ∑∞k=0

(α)kzk

(γ)kk! representing the confluent hyperge-

ometric function [22, eq. (9.210/1)] and (·)v denoting thepochhammer symbol [22, pp. xliii]. Based on this expressionand the definition of 1F1(·), (11) yields

MγI (s) =Γ(L− k)

Γ(L)

(k

γIs

)k ∞

∑i=0

(k)i [k/(γIs)]i

i!(k−L+1)i

+Γ(k−L)

Γ(k)

(k

γIs

)L ∞

∑i=0

(L)i [k/(γIs)]i

i!(1− k+L)i. (12)

Page 5: Mobile Communication Systems in the Presence of …members.noa.gr/tronto/IEEE_TR_COMM_MAR2015.pdf · 2015. 3. 30. · 724 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH

728 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

Applying the inverse Laplace transform in (12), yields thefollowing expression for the PDF of γI

fγI (γ) =Γ(L− k)Γ(k)Γ(L)

(kγγI

)k 1γ

∑i=0

(kγ/γI)i

i!(k−L+1)i

+Γ(k−L)Γ(k)Γ(L)

(kγγI

)L 1γ

∑i=0

(kγ/γI)i

i!(1− k+L)i. (13)

Furthermore, based on the definition of the general-

ized hypergeometric function, i.e., 0F1(b;z) =∞∑

i=0zi/(i!(b)i)

[33, eq. (07.17.02.0001.01)], and by employing [33, eq.(03.04.27.0005.01)], a simpler closed-form expression for thePDF of γI , when fully correlated shadowing effects are present,can be extracted as

fγI (γ) = 2(k/γI)

L+k2 γ

L+k2−1

Γ(L)Γ(k)KL−k

(2

√k

γIγ

). (14)

Note that in a different research topic, i.e., free space opticalcommunications, a similar PDF expression, as the one givenin (14), has been independently derived in [34]. Substitutingnow (14) in the definition of the CDF [35, eq. (4.17)], usingthe Meijer-G function representation for the KL−k(·) [33, eq.

(03.04.26.0006.01)], i.e., Kv(√

z2) = 12 G0,2

2,0

(z2

4

∣∣ v2 ,−

v2

), and

then [36, eq. (26)], the CDF of γI can be expressed in a simpleclosed form as

FγI (γ) =(k/γI)

L+k2

Γ(L)Γ(k)γ

L+k2 G2,1

1,3

(kγγI

∣∣∣∣ 1− L+k2

L−k2 , k−L

2 ,−L+k2

)(15)

where Gm,np,q [·|·] is the Meijer’s G-function [22, eq. (9.301)].

Obviously, the derived expressions for the fully correlated caseof shadowing, can be directly employed for further analyticalpurposes. Moreover, as it will be shown in Section VII, thesystem performance results, which are obtained for the fullycorrelated case, are quite close to those obtained for the i.i.d.case. Finally, it should be noted that the previously derivedexpressions for the sum of K -distributed RVs can also be ap-plied to analyze the performance of various receiver structures,including a maximal ratio combiner output SNR study.

IV. SINR STATISTICS FOR SISO SYSTEMS

In this section, based on the previously derived expressionsfor the sum of K -distributed RVs, a statistical analysis ofthe instantaneous output SINR γout is presented for the threecommunication scenarios under consideration, namely i.n.d.,i.i.d. and fully correlated interference conditions. In all casessimplified expressions for the SIR are also obtained.

A. Non Identical Interference Statistics

Substituting the PDF for the SNR given by (2) and the PDFfor the INR given by (7) in (5), it can be shown that integrals of

the following form appear

I1 =∫ ∞

(q1,

L

∑i=1

ki

γIi

)dx (16)

where Φ(a,b) = xa−1

2 (1 + x)exp[− (1+x)γ

γD

]Ia−1(2

√bx) with

q1 = ∑Li=1 ki or q1 = G2h . This type of integrals can be solved

in closed form using [22, eq. (6.643/2)]. After some straightfor-ward mathematical manipulations the PDF of γout under i.n.d.interference conditions can be expressed as

fγout(γ)=exp(−γ/γD)

γDG1 exp

⎛⎝ S L

ki,γIi

2γ/γD

⎞⎠⎧⎪⎨⎪⎩⎛⎝ γD

γS Lki,γIi

⎞⎠SL

ki ,2

×

⎡⎣S L

ki,1γD

γM

−SLki,2

−1,SL

ki,1−1

2

⎛⎝S L

ki,γIi

γ/γD

⎞⎠

+M−SL

ki,2,

SLki,1

−1

2

⎛⎝S L

ki,γIi

γγD

⎞⎠⎤⎦+ L

∑i,i

λ1,...,λi

∑h=0

G3

×

⎛⎝S L

ki,γIiγ

γD

⎞⎠−

G2i2⎡⎣G2iγD

γM

−G2i

2 −1,G2i

−1

2

⎛⎝S L

ki,γIi

γ/γD

⎞⎠

+M−

G2i2 ,

G2i−1

2

⎛⎝S L

ki,γIi

γ/γD

⎞⎠⎤⎦⎫⎪⎬⎪⎭ (17)

where Mλ,µ(·) is the Whittaker function [22, eq. (9.220/2)],which is a built-in function in many mathematical softwarepackages. Here, it should be mentioned that (17) represents avalid PDF, since it is a nonnegative function, and using [33,eqs. (07.44.26.0007.01) and (01.03.26.0004.01)] and [36, eq.(21)], it can be verified that

∫ ∞0 fγout(γ)dγ = 1 [37]. In Fig. 2(b),

several PDFs, obtained by using (17), are plotted for the sameparameters as the ones used in Fig. 2(a) and various values forthe number of interferers L. The simulated results also includedin this figure depict in all cases the tight agreement betweenanalytical and simulated PDFs. Furthermore, for the infiniteseries appearing in (17), a similar rate of convergence has beenobserved with that of the series appearing in (7). By definition,the CDF of the instantaneous output SINR is expressed as

Fγout(γ) =∫ ∞

0FγD [(1+ x)γ] fγI (x)dx. (18)

Substituting the exponential CDF, i.e.,

FγD(x) = 1− exp

(− x

γD

)(19)

and (7) in (18), following a similar procedure as the one usedfor deriving (17), yields the following closed-form expression

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TABLE IISISO SIR STATISTICS

for the CDF of γout4

Fγout(γ) = 1−exp

(− γ

γD

)G1 exp

⎛⎝ S L

ki,γIi

2γ/γD

⎞⎠

×

⎧⎪⎨⎪⎩⎛⎝γS L

ki,γIi

γD

⎞⎠−SL

ki,2

M−SL

ki,2,

SLki,1

−1

2

⎛⎝S L

ki,γIi

γγD

⎞⎠

+L

∑i,i

λ1,...,λi

∑h=0

G3

⎛⎝S L

ki,γIiγ

γD

⎞⎠−

G2i2

M−

G2i2 ,

G2i−1

2

⎛⎝S L

ki,γIi

γ/γD

⎞⎠⎫⎪⎪⎬⎪⎪⎭ . (20)

For the special case of L = 1K -distributed interferer, (20)simplifies to

Fγout(γ) = 1− exp

(− γ

γD

)(kγD

γIγ

) k2

×exp

(kγD

2γIγ

)W− k

2 ,1−k

2

(kγD

γIγ

). (21)

In a similar communication scenario consisting of a Nakagami-mdesired signal and a Nakagami-lognormal interfering signal, anintegral expression for the outage performance was derived in[16, eq. (3.59)]. Setting in that expression m = 1, i.e., con-sidering Rayleigh/Rayleigh-lognormal fading/shadowing con-ditions, and comparing the resulting formula with (21), themathematical simplification offered by the latter is obvious.

4A simpler expression for this CDF, can be obtained using the MGF-basedapproach that is proposed in [3].

Simplified Expressions for the SIR: In many cases, the mo-bile communication systems tend to be interference limitedrather than noise limited, since the thermal and man-made noiseeffects are often insignificant compared to the signal levels ofcochannel users [38]. This case will be also studied here, whereconsidering an interference limited environment, i.e., ignoringthe AWGN at the user terminal, the received SIR is given by

γout =γD

γI(22)

whilst its PDF and CDF expressions are

fγout(γ) =∫ ∞

0x fγD(xγ) fγI (x)dx

Fγout(γ) =∫ ∞

0FγD(xγ) fγI (x)dx (23)

respectively. Substituting (2) and (7) (or (19) and (7)) in (23),and following a similar procedure as the one for deriving (17),yields the PDF and CDF expressions, respectively, for the i.n.d.case given in Table II.

B. Identical Interference Statistics

Substituting (2) and (9) in (5) and after some mathematicalprocedure yields

fγout(γ) =LγD

L

∑i=0

(Li

)Γ(1− k)L−i(−1)i

∑n=0

cn

×(

kγIL

)G42[∫ ∞

0Φ(

G4,kLγI

)dx

]. (24)

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730 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

The integral in (24) can be solved in closed form using [22,eq. (6.643/2)] and thus the PDF of γout under i.i.d. interferenceconditions can be expressed as

fγout(γ)=exp(−γ/γD)

γD

L

∑i=0

(Li

)Γ(1− k)L−i(−1)i

×∞

∑n=0

cn

(kγD

γLγI

)G42

exp

(kLγD

2γγI

)[M−G4

2 ,G4−1

2

(kLγD

γγI

)

+G4γD

γM−G4+2

2 ,G4−1

2

(kLγD

γγI

)]. (25)

The corresponding expression for the CDF is given by

Fγout(γ) = 1− exp

(− γ

γD

) L

∑i=0

(Li

)Γ(1− k)L−i(−1)i

×∞

∑n=0

cn

(kγD

γLγI

)G42

exp

(kLγD

2γγI

)M−G4

2 ,G4−1

2

(kLγD

γγI

). (26)

For the SIR case simplified expression for the PDF and CDFare given in Table II.

C. Fully Correlated Interference Statistics

Substituting (2) and (14) in (5) yields the following expres-sion for the SINR of fγout (γ)

fγout(γ) =2γD

(k/γI)L+k

2

Γ(L)Γ(k)

∫ ∞

0x

L+k2 −1(1+ x)︸ ︷︷ ︸

I2

×exp

[− (1+ x)γ

γD

]KL−k

(2

√kγI

x1/2

)dx

︸ ︷︷ ︸I2

. (27)

After performing some straightforward mathematical manipu-lations and using [22, eq. (6.643/3)] a closed-form expressionfor the PDF of γout can be derived as

fγout(γ) =1γD

(kγD

γγI

) L+k−12

exp

(− γ

γD

)exp

(kγD

2γγI

)

×[W1−L−k

2 , L−k2

(kγD

γγI

)+

LkγD

γW− L+k+1

2 , L−k2

(kγD

γγI

)](28)

where Wλ,µ(·) is the Whittaker function [22, eq. (9.220/4)]. Sub-stituting the exponential CDF and (14) in (18) and using [22, eq.

(6.561/16)], i.e.,∫ ∞

0 xµKv(αx)dx = 2µ−1

αµ+1 Γ(

1+µ+v2

)Γ(

1+µ−v2

)and [22, eq. (6.631/3)], yields the following closed-form ex-pression for the CDF of γout

Fγout(γ) = 1− exp

(− γ

γD

)(kγD

γIγ

) L+k−12

×exp

(kγD

2γIγ

)W1−L−k

2 , L−k2

(kγD

γIγ

). (29)

Simplified Expressions for the SIR: The closed-form expres-sion for the PDF and the CDF of γout are given in Table II.

V. SINR STATISTICS FOR SIMO: THE FULLY

CORRELATED CASE

In this section, focusing on the fully correlated shadowingcase for the interfering signals, we consider a SD receiver andinvestigate two distinct selection techniques, namely the SNR-based and the SINR-based. We also assume that the receiveantennas are sufficiently spaced, so that the L interfering signalsreceived in any of them are totally independent from the onesreceived by any other antenna. In this context, new closed-formexpressions are derived for important statistical metrics of theinstantaneous output SINR of the two techniques under consid-eration. It is noted that the analytical framework presented herecan also be applied to the i.n.d. as well as to i.i.d. interferencescenarios. However, due to space limitations these results arenot presented here. In [1], some preliminary results limited tothe SNR-based SD scenario were presented.

A. SNR-Based Criterion

For the SNR-based SD criterion in the presence of AWGNand multiple interfering signals, the diversity receiver monitorsthe available diversity branches continuously and selects thebranch with the largest instantaneous SNR for data detection.This SD technique requires the separation of the desired signalfrom the interfering signals, which can be practically achievedby using different pilot signals for each of them [4]. Mathemat-ically speaking, the instantaneous system output SINR of thisSIMO system can be expressed as

γSDout =γSD

1+ γI(30)

where γSD = max{γD1 ,γD2 , . . . ,γDN} represents the instanta-neous output SNR of the SD receiver, with γDn denoting theSNR of the nth branch, following the PDF given by (2). TheCDF of γSD for i.n.d. fading conditions,5 is given by

FγSD(x) =N

∏n=1

FγDn(x). (31)

For i.i.d. fading conditions, (31) simplifies to FγSD(x) =[FγD(x)]

N , with FγD(x) given in (19). Based on (A.4) and aftersome straightforward mathematical manipulations, FγSD(x) canbe expressed as

FγSD(x) = 1+N

∑n,n

λ1,...,λn

exp

(−S n

1,γDλmx

)(32)

which for the case of i.i.d. fading conditions simplifies to

FγSD(x) =N

∑n=0

(Nn

)(−1)n exp

(− n

γDx

). (33)

5For SNR-based SIMO, the i.n.d. and i.i.d. conditions refer to the fadingstatistics of the instantaneous SNRs of the desired signal at the branches of thereceiver. For the interferers, fully correlated shadowing has been assumed.

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TABLE IIISIMO SIR STATISTICS

Starting from (30) and substituting (32) and (14) in (18), in-tegrals of the form I2 appearing in (27), are obtained. Thereforefollowing the procedure proposed in Section IV-C, the CDF ofγSDout , can be obtained in closed form as

FγSDout(γ)=1+

N

∑n,n

λ1,...,λn

⎛⎝ k/γI

S n1,γDλm

γ

⎞⎠

L+k−12

exp

(−S n

1,γDλmγ)

×exp

⎛⎝ k/γI

2S n1,γDλm

γ

⎞⎠W1−L−k

2 , L−k2

⎛⎝ k/γI

S n1,γDλm

γ

⎞⎠ . (34)

Its corresponding PDF is given by

fγSDout(γ) =

N

∑n,n

λ1,...,λn

(−S n

1,γDλm

)exp

(−S n

1,γDλmγ)

×

⎛⎝ k/γI

S n1,γDλm

γ

⎞⎠

L+k−12

exp

⎛⎝ k/γI

2S n1,γDλm

γ

⎞⎠

×

⎡⎣W1−L−k

2 , L−k2

⎛⎝ k/γI

S n1,γDλm

γ

⎞⎠

+Lk

S n1,γDλm

γW− L+k+1

2 , L−k2

⎛⎝ k/γI

S n1,γDλm

γ

⎞⎠⎤⎦ . (35)

Considering i.i.d. fading conditions (34) simplifies to

FγSDout(γ) = 1−

N

∑n=1

(Nn

)(−1)n+1 exp

(− n

γDγ)

×(

kγD

γInγ

)L+k−12

exp

(kγD

2γInγ

)W1−L−k

2 , L−k2

(kγD

γInγ

)(36)

whilst (35) simplifies to

fγSDout(γ) =

N

∑n=1

(Nn

)(−1)n

(− n

γD

)exp

(− n

γDγ)

×(

kγD

γInγ

) L+k−12

exp

(kγD

2γInγ

){W1−L−k

2 , L−k2

(kγD

γInγ

)

+Lk

(nγD

γ)−1

W−1−L−k2 , L−k

2

(kγD

γInγ

)}. (37)

Simplified Expressions for the SIR: For the SIR case, theinstantaneous system output SIR can be expressed as

γSDout =γSD

γI. (38)

The simplified PDF and CDF expressions for both i.n.d. andi.i.d. cases are given in Table III.

B. SINR-Based Criterion

Under a SINR-based criterion, the diversity receiver selectsthe branch with the highest instantaneous SINR for coherentdetection. This technique is more complex to be implemented,than the SNR-based one, since computationally demandingprocessing operations are required at the receiving end [4].These include signal separation, SINR calculation per branch,statistical ordering of the resulting SINRs and SINR-basedselection via a maximum selection criterion. For the SINR-based scenario the instantaneous SINR of the system outputcan be expressed as γSDout = max(γout1 ,γout2 , . . . ,γoutN ), whereγoutn represents the instantaneous SINR of the nth branch, withPDF and CDF given by (28) and (29), respectively. Therefore,

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732 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

considering i.n.d. fading conditions6 the CDF of the outputSINR can be expressed as

FγSDout(γ) =

[N

∏n=1

Fγoutn(γ)

]. (39)

For the i.i.d. fading case, (39) simplifies to

FγSDout(γ) =

[Fγout(γ)

]N. (40)

The corresponding expressions for the PDFs, considering i.n.d.fading conditions, are

fγSDout(γ) =

N

∑n=1

fγoutn(γ)

N

∏m=1m �=n

Fγoutm(γ). (41)

For i.i.d. fading conditions (41) simplifies to

fγSDout(γ) = N fγout(γ)

[Fγout(γ)

]N−1. (42)

Simplified Expressions for the SIR: The CDF and PDF forthe i.n.d. fading case can be obtained by substituting the PDFand the CDF expressions of the fully correlated case presentedin Table III in (39) and (41), respectively. For i.i.d. fading, thesame expressions should be substituted in (40) and in (42).

VI. PERFORMANCE ANALYSIS: THE FULLY

CORRELATED CASE

In this section, focusing also on the fully correlated case andusing the previously derived expressions for the instantaneousoutput SINR of the SD receivers under consideration, importantperformance quality indicators are studied. In particular, theperformance of both SNR-based and SINR-based SD receiversis evaluated using the OP and the ABEP criteria. In addition, inall cases an asymptotic analysis is included for the high SNRregime.

A. Outage Probability (OP)

The OP is defined as the probability that the SINR falls belowa predetermined threshold γth and is given by Pout = Fγout(γth).

1) SNR-Based Criterion: Considering the SNR-based crite-rion, the OP can be obtained by using (34) (for i.n.d. fading) or(36) (for i.i.d. fading). The corresponding CDF expression forthe SIR case can be found in Table III.

High SNR Approximation: The exact results presented in theprevious sections do not provide a clear physical insight of thesystem’s performance. Therefore, here, we focus on the highSNR regime to obtain important system-design parameters suchas the diversity gain (Gd) and the coding gain (Gc). Addition-ally, these analytic expressions help to quantify the amountof performance variations, which are due to the interfering

6For the SINR-based criterion the i.n.d. and i.i.d. conditions refer to thefading statistics of the instantaneous SINRs γoutn .

effects as well as to the receiver’s architecture. At high SNR theexponential CDF can be closely approximated by FγD(x) ≈ x

γD[39]. Based on this approximated expression, and assumingi.i.d. fading conditions (the i.n.d. case can be similarly ana-lyzed) the CDF of γSD can be expressed as FγSD(x) = [FγD(x)]

N .Therefore following the procedure proposed in Section IV-C,and employing [22, eq. (6.561/16)], the OP of γSDout , for highSNR, can be expressed as

FγSDout(γth)≈

[N

∑n=0

(Nn

)Γ(L+n)Γ(k+n)(k/γI)

n Γ(L)Γ(k)

]γN

th︸ ︷︷ ︸D1

γ−ND . (43)

It is obvious that (43) is of the form (GcγD)−Gd , where Gd

represents the diversity gain, which as expected equals N, and

Gc =D−1/N1 is the coding gain [40], [41]. Therefore, the coding

gain of the system is affected by the number of branches N,the average INR γI , the outage threshold γth, the severity ofthe shadowing effects on the interfering channels, describedby k, and the number of interferers L, with the first threeparameters having the highest impact. In particular, the codinggain increases as γI and/or L and/or N and/or γth increase ork decreases. As far as N and γth are concerned, it is obviousthat their increase will result to a higher coding gain. Regardingthe shadowing conditions on the interfering signals, it can beshown from (43) that as they get worst, i.e., k decreases or γIincreases, the coding gain increases. This is a reasonable resultsince worst channel conditions on the interfering signals lead toan increased SINR and thus to an improved coding gain.

2) SINR-Based Criterion: Considering the SINR-based cri-terion, the OP can be obtained by substituting (29) in (39) (fori.n.d. fading) or (40) (for i.i.d. fading). For the SIR case, thecorresponding CDF expression, which should be substituted(39) (for i.n.d. fading) or (40) (for i.i.d. fading), can be found inTable II.

High SNR Approximation: For high values of the averageSNR, by following a similar procedure as the one used for theSNR-based case, the OP can be closely approximated as

FγSDout(γth)≈ (1+LγIγth)

N︸ ︷︷ ︸D2

γ−ND (44)

where Gd = N, Gc = D−1/N2 , while similar conclusions with

the SNR-based case can be drawn for the diversity and codinggains. On the other hand, as it is also noted in [42], Gc isindependent of the interfering signals parameter k. This doesnot apply to the SNR-based case due to its different mode ofoperation.

B. Average Bit Error Probability (ABEP)

The ABEP will be evaluated by using the MGF and CDFbased approaches as described next.

1) SNR-Based Criterion: Considering i.n.d. fading condi-tions, substituting (35) in the definition of the MGF, using

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BITHAS AND RONTOGIANNIS: MOBILE SYSTEMS IN FADING/SHADOWING, NOISE AND INTERFERENCE 733

[33, eq. (07.45.26.0005.01)], and employing [22, eq. (7.813/1)],yields the following expression for the MGF of γSDout

MγSDout(s)=

N

∑n,n

λ1,...,λn

(−S n

1,γDλm

)Γ(k)Γ(L)

⎡⎢⎢⎣

k

(S n

1,γDλm

+s

)γIS n

1,γDλm

⎤⎥⎥⎦

L+k−12

×

⎧⎪⎨⎪⎩(

S n1,γDλm

+ s

)−1

G1,33,1 ×

⎛⎜⎝

Sn1,γDλm

γI

k

S n1,γDλm

+s

∣∣∣∣ L+k−12 , 1−L+k

2 , 1+L−k2

L+k−12

⎞⎟⎠

+

(S n

1,γDλm

)−1

×G1,33,1

⎛⎜⎝

Sn1,γDλm

γI

k

S n1,γDλm

+ s

∣∣∣∣ L+k+12 , 1−L+k

2 , 1+L−k2

L+k+12

⎞⎟⎠⎫⎪⎬⎪⎭ .

(45)

For the i.i.d. fading case, based on (37), (45) simplifies to

MγSDout(s) =

N

∑n=1

(Nn

)(−1)n+1

[(n/γD + s)kγD

nγI

] L+k−12

×

(1+ sγD

n

)−1

Γ(k)Γ(L)

{G1,3

3,1

(nγI/k

n+sγD

∣∣∣∣L+k−12 , k−L+1

2 , 1+L−k2

L+k−12

)+

(1+

sγD

n

)G1,3

3,1

(nγI/k

n+ sγD

∣∣∣∣ L+k+12 , k−L+1

2 , 1+L−k2

L+k+12

)}(46)

which for the SISO system becomes

Mγout(s) =(kγD/γI)

L+k2

Γ(L)Γ(k)γD

{(1γD

+ s

) L+k2 −1

×G1,33,1

(γI/(kγD)

1/γD + s

∣∣∣∣L+k2 ,1− L−k

2 ,1+ L−k2

L+k2

)+

(1γD

+s

) L+k2

×γDG1,33,1

(γI/(kγD)

1/γD + s

∣∣∣∣ L+k2 +1,1− L−k

2 ,1+ L−k2

L+k2 +1

)}. (47)

For the SIR and for both i.n.d. and i.i.d. fading conditions, MGFexpressions for γSDout are included in Table III (or Table IIfor the SISO system). Using the previously derived MGFexpressions and following the MGF-based approach, the ABEPcan be readily evaluated for a variety of modulation schemes[8]. More specifically, the ABEP can be calculated: i) di-rectly for non-coherent differential binary phase shift keying(DBPSK), that is PDBPSK

b = 0.5MγSDout(1); and ii) via numer-

ical integration for Gray encoded M-PSK, that is PM−PSKb =

1π log2 M

π−π/M∫0

MγSDout

[log2 M sin2(π/M)

sin2 φ

]dφ.

High SNR Approximation: To evaluate the ABEP perfor-mance at the high SNR regime, the CDF-based approach willbe employed. Specifically, the ABEP can be evaluated as [43]

Pb =∫ ∞

0−P′

e(γ)FγSDout(γ)dγ. (48)

where −P′e(γ) denotes the negative derivative of the condi-

tional error probability. For example assuming DBPSK mod-ulation −P′

e(γ) = αβexp(−βγ), where α = 1/2,β = 1 [43].Substituting (43) in (48) and using [22, eq. (3.351/3)], i.e.,

∫ ∞0 xn exp(−µx)dx = n!

µn+1 , yields the following approximationfor the ABEP

Pb ≈[

N

∑n=0

(Nn

)αΓ(L+n)Γ(k+n)Γ(N +1)

(k/γI)n Γ(L)Γ(k)βN

]︸ ︷︷ ︸

D3

γ−ND (49)

and Gd = N,Gc = D−1/N3 . It should be noted that similar

observations as the ones obtained for (43) can be also madefor (49).

2) SINR-Based Criterion: To evaluate the ABEP perfor-mance for the SINR-based criterion the CDF-based approachis used. For the i.n.d. fading case, (39) is substituted in (48),whilst for i.i.d. fading (40) is employed. For both cases nu-merical integration techniques must be applied, using any ofthe well-known mathematical software packages, since a directderivation in terms of closed forms is not possible. Similar tothe SINR analysis, the ABEP for the SIR can be evaluated usingthe CDF expressions for the fully correlated case provided inTable III. Based on these expressions and substituting (39) (forthe i.n.d. fading) as well as (40) (for the i.i.d. fading case) in(48) and employing numerical integration the ABEP can bereadily evaluated.

High SNR Approximation: Substituting (44) in (48), thefollowing closed-form approximated expression can be derivedfor the ABEP in the high-SNR regime

Pb ≈ α(

1+LγI

β

)N

Γ(N +1)︸ ︷︷ ︸D4

γ−ND . (50)

From the last expression we get Gd = N,Gc = D−1/N4 .

VII. NUMERICAL RESULTS AND DISCUSSION

In this section various numerical performance evaluationresults, which have been obtained using the previous analysis,will be presented. In particular, results related to SISO as wellas SIMO systems, SNR- or SINR-based techniques and differ-ent K -distributed i.i.d. fading and fully correlated shadowingconditions will be presented and discussed.

For obtaining Figs. 3 and 4, we have assumed L = 5,k =1.6,γI = 5 dB, while we have used (36) and (40), respectively.In both these figures, the number of branches required forachieving a predefined target OP is plotted, for different valuesof the normalized outage threshold, γth/γD. In Fig. 3, consid-ering SNR-based SD, it is shown that the number of branchesincreases as γth/γD increases and/or the target OP decreases.Moreover, it is easily verified that for relatively low valuesof γth/γD and/or high target OP, it is not necessary to employSD, since even with SISO the target OP is achieved. Thismeans that the overall power consumption of the receiver side

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734 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

Fig. 3. The number of branches as a function of the OP and the normalizedoutage threshold for SNR-based SD reception.

Fig. 4. The number of branches as a function of the OP and the normalizedoutage threshold for SINR-based SD reception.

can be reduced by avoiding unnecessary circuity and channelestimations. The same observations hold also for the SINR-based SD scenario, which is depicted in Fig. 4. By comparingFigs. 3 and 4, we observe that the SINR-based receiver requiresconsiderably less reception branches than the SNR-based onefor obtaining the same target OP. This gain, however, comesat the cost of much higher signal processing requirements forthe SINR-based approach. Moreover, from these two figures itcan be also verified that in most cases the predefined OP targetis achieved by employing at most 2 or 3 branches. Therefore,both SNR-and SINR-based SD schemes represent excellentcompromises as far as the performance and complexity (orenergy efficiency) tradeoff is concerned.

Fig. 5. The ABEP for SISO and SIMO SD receivers with SNR-based andSINR-based techniques, assuming DBPSK modulation.

Using (47), (46) and (48), the ABEP of DBPSK is plottedin Fig. 5, as a function of the average SNR of the desiredsignal, γD, for SISO, SNR-based SD and SINR-based SD,respectively. In this figure the parameters are taken as k = 2,γI = 5 dB and L = 4. As expected, the best performance isprovided by the SINR-based receiver, while the performancegap between SINR and SNR-based SD increases as the numberof diversity branches employed also increases. Additionally, inthe same figure and for the higher SNR values, i.e., > 25 dB,the corresponding curves for the SNR-and-SINR-based casesare plotted, using (49) and (50), respectively. In both casesthe asymptotic expressions for the ABEP are quite close tothe exact ones, especially for higher values of average inputSNR and/or small number of branches. Finally, assuming i.i.d.(and not fully correlated) shadowing conditions for the differentinterfering paths, the corresponding performance of a SISOsystem is also plotted. It is shown that the ABEP of the i.i.d.case is always slightly worst, verifying thus that the fullycorrelated shadowing represents the worst case of shadowing.

In Fig. 6, assuming γI = 5 dB and L = 4, the OP is plotted asa function of the normalized outage threshold under two com-munication scenarios, namely SISO system and SINR-basedSD, for various values of N. We observe that the performanceimproves as the number of branches increases, with a decreasedrate of improvement though. A worth mentioning observationthat comes out of this figure is that as the interfering signalsshadowing parameter k increases, the OP decreases. This isa reasonable result since severe shadowing conditions in theinterfering signals result to a lower INR and thus to a higherSINR. Additionally, to better understand how interference af-fects system’s performance, an interference limited commu-nication scenario has been considered by entirely neglectingnoise effects. Therefore, in the same figure, the correspondingOP performance for the SIR case has been depicted, usingthe CDF expression given in Table III. In all cases, when

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BITHAS AND RONTOGIANNIS: MOBILE SYSTEMS IN FADING/SHADOWING, NOISE AND INTERFERENCE 735

Fig. 6. The OP for SISO as well as SINR-based SD SIMO system.

Fig. 7. The ABEP for SNR-based SD reception versus the number of interfer-ing signals, assuming DBPSK modulation.

noise is not present (SIR case) the performance shows animprovement, as expected. An interesting observation though isthat the performance gap between the SINR and SIR scenarios,mainly depends on the number of diversity branches employed.Specifically, the noise effects seem to play a more importantrole when SD reception is used with an increased number ofantennas.

In Fig. 7, considering SNR-based SD and assuming γI =10 dB, k = 2, the ABEP is plotted as a function of the numberof interfering signals L, for various values of the number ofbranches N and different average SNRs of the desired signal γD.We observe that as γD and/or N increase the ABEP decreases,

whilst in all cases the performance worsens with the increaseof L. It is interesting to note that for higher values of γD, theline gap of the performances obtained using different valuesof N increases. For comparison purposes, computer simulationperformance results are also included in Figs. 5–7, verifying inall cases the validity of the proposed theoretical approach.

VIII. CONCLUSION

In this paper, an analytical framework for evaluating im-portant statistical metrics of the instantaneous output SINRof SISO as well as SIMO diversity receivers operating overcomposite fading channels has been presented. The proposedanalysis is based on convenient expressions that have been ex-tracted for the PDF and CDF of the sum of K -distributed RVs,assuming identical, non-identical as well as fully-correlateddistributed parameters. Focusing on the latter case, variousstatistical characteristics of SISO, SNR-based SD and SINR-based SD receivers are derived in closed form, which are thenused to study system performance in terms of ABEP and OP.An asymptotic high SNR analysis has been also presentedbased on which the diversity and coding gain expressions arestudied. The obtained results indicate that the combination offading/shadowing and interference disrupts seriously the per-formance of the system. Furthermore, it is shown that a powerefficient solution that can considerably improve this situation isthe employment of SD reception with a relatively small numberof diversity branches.

APPENDIX APROOF OF THEOREM 1

The moments generating function (MGF) of γIΔ= ∑L

i=1 γIi canbe expressed as [11]

MγIi(s) =

(ki

γIi s

)ki

exp

(ki

γIi s

(1− ki,

ki

γIi s

)(A.1)

where Γ(α,x) =∫ ∞

x exp(−t)tα−1dt is the upper incompleteGamma function [22, eq. (8.350/2)]. The MGF of γI , for i.n.d.interference conditions, is given by

MγI (s) =L

∏i=1

MγIi(s). (A.2)

Therefore, assuming non integer values for ki, substituting(A.1) in (A.2) and using the infinite series representation forthe incomplete gamma function, i.e., [22, eq. (8.354/2)], yields

MγI (s) = G1

(1s

)SLki,1

exp

[(S L

ki,γIi

) 1s

][ L

∏i=1

(1− th,i)

](A.3)

where th,i =∞∑

h=0th,i. Furthermore, since

L

∏i=1

(1− th,i) = 1+L

∑i,i

λ1,...,λi

i

∏n=1

th,λn (A.4)

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736 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 63, NO. 3, MARCH 2015

wherez∑x,y

λ1,...,λx

=z∑

x=1(−1)y

z−x+1∑

λ1=1

z−x+2∑

λ2=λ1+1· · ·

z∑

λx=λx−1+1, (A.3) can

be rewritten as

MγI (s) =

⎡⎣ L

∏i=1

(ki

γIi

)ki

Γ(1− ki)

⎤⎦(1

s

)SLki,1

×exp

⎛⎝S L

ki,γIi

s

⎞⎠⎛⎜⎝1+

L

∑i,i

λ1,...,λi

i

∏n=1

th,λn

⎞⎟⎠ . (A.5)

Capitalizing on the power series identity ∑∞k=0 αkxk ∑∞

k=0 βkxk =

∑∞k=0 ckxk, where ch = ∑h

k=0 αkβh−k given in [22, eq. (0.316)],(A.3) can be simplified as

MγI (s) =

⎡⎣ L

∏i=1

(ki

γIi

)ki

Γ(1− ki)

⎤⎦(1

s

)SLki,1

×exp

⎛⎝S L

ki,γIi

s

⎞⎠⎛⎜⎝1+

L

∑i,i

λ1,...,λi

∑h=0

G3

⎞⎟⎠ . (A.6)

The MGF expression presented in (A.6) is in a convenient formfor applying the inverse Laplace transform given in [44, eq.(29.3.81)], leading to (7), which completes the proof.

APPENDIX BPROOF OF THEOREM 2

Considering i.i.d. interference conditions the MGF functionof γI can be expressed as

MγI (s) =[MγIi

(s)]L

. (B.1)

Assuming non integer values for k, substituting (A.1) in thisequation, with γIi = γI , using also the infinite series representa-tion for the incomplete gamma function, i.e., [22, eq. (8.354/2)]and employing the binomial identity, (B.1) can be written as

MγI (s) =

(k

γIs

)Lk

exp

(LkγIs

) L

∑i=0

(Li

)(−1)i

×Γ(1− k)L−i

[(k

γIs

)1−k ∞

∑h=0

(−1)h

h!(1− k+h)

(k

γIs

)h]i

. (B.2)

Using the useful power series identity provided in [22, eq.(0.314)], i.e., (∑∞

q=0 αqxq)h = ∑∞q=0 cqxq, with c0 = αh

0, cm =1

mα0∑m

q=1(qh−m+q)αqcm−q for m≥ 1, a simplified expressionfor (B.2) can be derived as

MγI (s) = exp

(LkγIs

) L

∑i=0

(Li

)Γ(1− k)L−i(−1)i

×[

∑h=0

ch

(k

γIs

)G4]. (B.3)

Based on the convenient expression derived in (B.3), the inverseLaplace transform given in [44, eq. (29.3.81)] can be applied,and thus (9) is derived, which completes the proof.

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Petros S. Bithas (S’04–M’09) received the B.Sc. inelectrical engineering and the Ph.D. degree with spe-cialization in wireless communication systems fromthe University of Patras, Greece, in 2003 and 2009,respectively. During 2004–2009, he was a ResearchAssistant at the Institute for Space Applicationsand Remote Sensing of the National Observatory ofAthens (NOA), Greece. Since October 2009 he isaffiliated with the Department of Electronics Engi-neering of the Technological Educational Institute ofPiraeus as a Lab Instructor. Furthermore, during the

November of 2010 and February 2013 he was a Postdoctoral Researcher at theDepartment of Digital Systems, University of Piraeus. Since the April 2013 heis affiliated with the Institute for Astronomy, Astrophysics, Space Applicationsand Remote Sensing of the NOA. His has research interests in the areas ofcooperative communication systems, cognitive relay networks and distributedMIMO techniques. His is author of 18 papers in international journals and morethan 20 in conference proceedings.

Dr. Bithas serves on the Editorial Board of AEÜ International Journal ofElectronics and Communications (Elsevier). Dr. Bithas has been selected as anExemplary Reviewer of IEEE COMMUNICATIONS LETTERS since 2010. Heis also co-recipient of Best Paper Awards at the IEEE International Symposiumon Signal Processing and Information Technology, 2013. He is a member of theIEEE Communications Society and the Technical Chamber of Greece.

Athanasios A. Rontogiannis (M’97) was born inLefkada Island, Greece, in 1968. He received the(5 years) Diploma degree in electrical engineeringfrom the National Technical University of Athens(NTUA), Greece, in 1991, the M.A.Sc. degree inelectrical and computer engineering from the Uni-versity of Victoria, Canada, in 1993, and the Ph.D.degree in communications and signal processingfrom the University of Athens, Greece, in 1997.From 1998 to 2003, he was with the University ofIoannina. In 2003, he joined the Institute for Astro-

nomy, Astrophysics, Space Applications and Remote Sensing (IAASARS)of the National Observatory of Athens (NOA), where he has been a SeniorResearcher since 2011.

His research interests are in the general areas of statistical signal processingand wireless communications with emphasis on adaptive estimation, hyper-spectral image processing, Bayesian compressive sensing, channel estimation/equalization, and cooperative communications. Currently, he serves at theEditorial Boards of the EURASIP Journal on Advances in Signal Processing(since 2008) and the EURASIP Signal Processing Journal (since 2011). He is amember of the IEEE Signal Processing and Communication Societies and theTechnical Chamber of Greece.