multichromic rylene, azo, xanthene scaffolds, synthesis

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1 Multichromic Rylene, Azo, Xanthene Scaffolds, Synthesis and Studies Islamabad A dissertation submitted to the Department of Chemistry, Quaid-i-Azam University Islamabad, in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Organic Chemistry by Ghulam Shabir Department of Chemistry Quaid-i-Azam University Islamabad 2015

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Page 1: Multichromic Rylene, Azo, Xanthene Scaffolds, Synthesis

1

Multichromic Rylene, Azo, Xanthene Scaffolds,

Synthesis and Studies

Islamabad

A dissertation submitted to the Department of Chemistry,

Quaid-i-Azam University Islamabad, in partial fulfillment of

the requirements for the degree of

Doctor of Philosophy

in

Organic Chemistry

by

Ghulam Shabir

Department of Chemistry

Quaid-i-Azam University

Islamabad

2015

Page 2: Multichromic Rylene, Azo, Xanthene Scaffolds, Synthesis

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Page 3: Multichromic Rylene, Azo, Xanthene Scaffolds, Synthesis

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Dedicated

To

My Father and My Mother

For their Prayers and Encouragement

And

To all my respected teachers especially Prof. Dr. Aamer Saeed

and Dr. Ghulam Hussain

For imparting me knowledge

Page 4: Multichromic Rylene, Azo, Xanthene Scaffolds, Synthesis

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Table of Contents Title Page

Acknowledgments i

List of Figures iii-v

List of Schemes v-vii

List of Tables viii-x

List of Abbreviations xi

Abstract xii-xiii

PART I Chapter -1 INTRODUCTION 02

1.1 Colorants 02

1.2 Rylene Dyes 03

1.3 Perylene Based Dyes and Pigments 03

1.4 Synthesis and Optical Tuning of Perylene Based Dyes 05

1.4.1 Diamidine PBIs 05

1.4.2 Halogenated PBIs 06

1.4.3 Core substituted PBIs 07

1.4.4 Perylenemonoimides 09

1.4.5 Perylene Tetraesters and Diesters 10

1.5 Water-soluble Rylene Dyes 11

1.6 Higher Rylene Dyes 13

1.7 Summary of Applications of Perylene Chromophore 15

Objective and Plan of Research 16 Chapter -2 RESULTS AND

DISCUSSION

2.1 Synthesis and Characterization of Perylene Dianhydride Azo Hybrid Dyes 18 (5a-j)

2.1.1 Fluorescence Studies of Perylene Dianhydride Azo Hybrid Dyes (5a-j) 23 2.2

Synthesis and Characterization of Perylene Diimide Azo Hybrid Dyes 25 (6a-g)

2.2.1 Fluorescence Studies of Perylene Diimide Azo Hybrid Dyes (6a-g) 30

2.2.2 Luminescence Studies 32

2.2.3 Electrochemical Studies 33

2.3 Synthesis and Characterization Perylene Dianhydride Alkoxy Derivatives 35 (7a-h)

2.3.1 Optical Properties 39

2.3.1.1 Maximum Extinction Coefficients (ϵmax) 39 2.3.1.2 Fluorescence Investigations 39

2.3.1.3 Singlet Energies (Es) 41

2.3.1.4 Oscillator Strengths (f) 41

2.3.1.5 Theoretical Radiative Lifetimes (Ƭo) 43 2.3.1.6 Fluorescence Rate Constants (kf) 43

2.3.2 Electrochemical Properties 43 2.3.2.1 Redox Potentials (E1/2) 43

2.3.2.2 Lowest Unoccupied Molecular Orbitals (LUMO) 44

2.3.2.3 Band Gap Energy Value (Eg) 45

2.3.2.4 Highest Occupied Molecular Orbitals (HOMO) 45

2.3.3 Thermal Properties 46

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2.4 Synthesis and Characterization of Perylene Schiff Bas Diimide Dyes 47 (13a-e)

2.4.1 Electrochemical Properties 52

Chapter- 3 EXPERIMENTAL

3.1 Materials 55

3.2 Purification of Solvents 55

3.3 Instrumentation 56

3.4 Chromatographic Techniques 56

3.4.1 Thin Layer Chromatography (TLC) 56

3.5 Experimental Procedures: 57

3.5.1 General Procedure for Synthesis of Phenolic Azo Dyes (3a-j) 57 3.5.2

General Procedure for Synthesis of Perylene Dianhydride Azo Hybrid 57 Dyes (5a-j) 60 6a-g

3.5.3 General Procedure for Synthesis of Perylene Diimide Azo Hybrid Dyes

3.7 General Procedure for Synthesis of Perylene Alkoxy Derivatives (7a-h) 62 3.8

General Procedure for Synthesis of Perylene Schiff base diimide Dyes 64 (13a-e)

PART II Chapter -4 INTRODUCTION 68

4.1 Azo Dyes 68

4.2 Classification of Azo Dyes 68

4.2.1 Direct Dyes 69

4.2.2 Acid Dyes 70

4.2.3 Reactive Dyes: 70

4.2.4 Disperse Dyes 71

4.2.5 Metal Complex Dyes 71

4.2.6 Mordant Dyes 72

4.2.7 Formazan Dyes 72

4.3 Derivatives of Azo Dyes 73

4.3.1 Reactive Dyes 73 4.3.2 Acid Dyes 74

4.3.2.1 Copper Complexes 75 4.3.2.2 Chromium Complexes 76

4.3.2.3 Cobalt Complexes 76

4.4 Applications of Azo Dyes 77

4.4.1 Dosimetric Indicators 77

4.4.2 Dyeing of Protein, Polyester and Cellulosic fibers 77

4.4.3 Food Colorants 78 4.4.4 Cosmetic Colorants 79

4.4.5 Staining of Biological Tissues 79

4.4.6 Solar Cell Sensitizers 80

4.4.7 Medicinal Potential 80

4.5 Summary of Applications and Derivatization of Azo Dyes 81

Objective and Plan of Research 83

Chapter-5 RESULTS AND DISCUSSION 84

5.1 Synthetic Pathway to the Reactive Azo Dyes (9a-j) 84

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5.2 Spectral Properties of Reactive Dyes (9a-j) 87

5.3 Dyeing Properties of Reactive Dyes (9a-j) 90

5.3.1 Exhaustion and Fixation Study of Reactive Dyes (9a-j) 91

5.3.2 Fastness Properties of Reactive Dyes (9a-j) 92

5.4 Synthetic Pathway to the Reactive Azo Dyes (10a-h) 94

5.5 Spectral Properties of Reactive Azo Dyes (10a-h) 96

5.6 Dyeing Properties of Reactive Azo Dyes (10a-h) 98

5.6.1 Exhaustion and Fixation Study of Reactive Azo Dyes (10a-h) 98

5.6.2 Fastness Properties of Reactive Azo Dyes (10a-h) 99

5.7 Synthetic Pathway to the Reactive Azo Dyes (15a-h) 100

5.8 Spectral Properties of Reactive Azo Dyes (15a-h) 103

5.8 Dyeing Properties of Reactive Azo Dyes (15a-h) 106

5.9.1 Exhaustion and Fixation Study of Reactive Azo Dyes (15a-h) 106

5.9.2 Fastness Properties of Reactive Azo Dyes (15a-h) 106

5.10 Synthetic Pathway to the Heterocyclic Dyes 19a-i 107

5.11 Spectral Properties of Dyes 19a-i 108

5.11.1 Dyeing Properties of Dyes 19a-i 111

5.11.2 Exhaustion and Fixation Study of Dyes 19a-i 111

5.11.3 Fastness Properties of Dyes 19a-i 113

5.12 Synthesis of Calix [4] Resorsoniarene Azo Dyes (23a-f) 114

5.13 Characterization of Dyes (23a-f) 115

5.14 Applications of calix [4] Resorsoniarene Azo Dyes (23a-f) 117

Chapter -6 EXPERIMENTAL 119

6.1 Materials 119

6.2 Purification of Solvents 119

6.3 Instrumentation 119

6.4 Chromatographic Techniques 120

6.4.1 Thin Layer Chromatography (TLC) 133 6.5 Experimental Procedures: 120

6.5.1 General Procedure for the Synthesis of bisanilines (1k-t) 120 6.5.2 General Procedure for the

Synthesis of Reactive Azo Dyes (9a-j) 122

6.5.3 Dyeing method 126

6.5.4 General Procedure for the Synthesis of Reactive Azo Dyes (10a-h) 127 6.5.5 General

Procedure for the Synthesis of γ-acid Based Reactive Azo Dyes 130 (15a-h)

6.5.6 General Procedure for the Synthesis of Heterocyclic Acid Dyes 133

6.5.7 Dyeing Method 136

6.5.8 General Procedure for Synthesis of Calix [4] resorsoniarene Azo Dyes 137 (23a-f)

PART III Chapter-7 INTRODUCTION

7.1 Xanthene Dyes 141

7.2 Photophysical Properties 142

7.3 Derivitzation of Xanthene Dyes 142

7.3.1 Fluorescein Derivatives 143

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7.3.1.1 Fluorinated Benzo [c]Xanthene Dyes 144

7.3.1.2 Benzoxanthene Derivatives 145 7.3.1.3 Imidazole Derivative–Fluorescein

146

7.3.1.4 Fluorescein-Based N-glycosylamines 147

7.3.2 Rhodamines Derivatives 148

7.4 Applications of Xanthene Dyes 150

7.4.1 pH Sensors 150

7.4.2 Metal Ion Detectors 151

7.4.3 Fluorescence Imaging 151

7.4.4 Xanthene Dyes as Dye Lasers 152

7.5 Summary of Applications and Derivatives of Xanthene Dyes 153

Objective and Plan of Research 154

Chapter-8 RESULTS AND DISCUSSION

8.1 Synthesis of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride Based 155 Xanthene Dyes

(26a-e)

8.1.1 Spectral Characterization of Biphenyl-3,3’,4,4’-tetracarboxylic 156 dianhydride Based

Xanthene Dyes (26a-e)

8.1.2 Electrochemical Studies of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride 158

Based Xanthene Dyes (26a-e)

8.1.2.1 Redox Potentials (E1/2) 158

8.1.2.2 Lowest Unoccupied Molecular Orbital (LUMO) 159

8.1.2.3 Band Gap Energy (Eg) 160

8.1.2.4 Highest Occupied Molecular Orbital (HOMO) 160

8.1.3 Fluorescence Studies of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride 161 Based Xanthene

Dyes (26a-e)

8.2 Synthesis of Benzophenone-3,3’,4,4’-tetracarboxylic dianhydride Based 162 Xanthene Dyes

(28a-e)

8.2.1 Spectral Characterization of Benzophenone-3,3’,4,4’-

tetracarboxylic 163 dianhydride Based Xanthene Dyes (28a-e)

8.2.2 Electrochemical Studies of Benzophenone-3,3’,4,4’-

tetracarboxylic 166 dianhydride Based Xanthene Dyes (28a-e)

8.2.2.1 Redox Potentials (E1/2) 167

8.2.2.2 Lowest Unoccupied Molecular Orbital (LUMO) 167

8.2.2.3 Band Gap Energy (Eg) 168

8.2.2.4 Highest Occupied Molecular Orbital (HOMO) 168

8.2.3 Fluorescence Studies of Benzophenone-3,3’,4,4’-tetracarboxylic

169 dianhydride Based Xanthene Dyes (28a-e)

8.3 Synthesis of 4, 4'-Oxydiphthalic anhydride Based Xanthene Dyes (30a-e) 170

8.3.1 Spectral Characterization of 4, 4'-Oxydiphthalic anhydride Based 171

Xanthene Dyes (30a-e)

8.3.2 Electrochemical Properties of 4, 4'-Oxydiphthalic anhydride Based 173

Xanthene Dyes (30a-e)

8.3.3 Fluorescence Studies of 4, 4'-Oxydiphthalic anhydride Based Xanthene 175 Dyes (30a-e)

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8.4 Synthesis of 1,4,5,8-Naphthalene tetracar-boxylic dianhydride Based 176

Xanthene Dyes (32a-e)

8.4.1 Spectral Characterization of 1,4,5,8-Naphthalene tetracarboxylic

178 dianhydride Based Xanthene Dyes (32a-e)

8.4.2 Electrochemical Properties of 1, 4, 5, 8-Naphthalenetetracarboxylic 181

dianhydride Based Xanthene Dyes (32a-e)

8.4.3 Fluorescence Studies of 1,4,5,8-Naphthalenetetracarboxylic dianhydride 182 Based

Xanthene Dyes (32a-e)

8.5 Synthesis of Xanthene Schiff Bases (35a-j) 183

8.5.1 Characterization of Xanthene Schiff Bases (35a-j) 184

8.6 Applications of Xanthene Dyes 185

Chapter-9 EXPERIMENTAL 187

9.1 Materials 187

9.2 Purification of Solvents 187

9.3 Instruments Used 187

9.4 Chromatographic Techniques 187 9.4.1 Thin Layer Chromatography (TLC) 187

9.5 Experimental Procedures 188

9.5.1 General Procedure for Synthesis of Biphenyl-3,3’,4,4’-tetracarboxylic 188 dianhydride

Based Xanthene Dyes (26a-e)

9.5.2 General Procedure for Synthesis of Benzophenone-

3,3’,4,4’- 189 tetracarboxylic dianhydride Based Xanthene Dyes (28a-e)

9.5.3 General Procedure for Synthesis of 4, 4'-Oxydiphthalic anhydride Based 191 Xanthene Dyes

(30a-e)

9.5.4 General Procedure for Synthesis of 1,4,5,8-Naphthalenetetracarboxylic 193 dianhydride

Based Xanthene Dyes (32a-e)

9.5.5 General Procedure for Synthesis of Xanthene Schiff Bases (35a-j) 195

References 200

Conclusions 202

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Acknowledgments

All praise and glory to ALLAH SUBHANA’O TAALA the only creator who helped and guided

me in all fields of life. All the respects for HOLY PROPHET HAZRAT MUHAMMAD

(P.B.U.H) whose life is an ideal pattern of success for us.

I feel great pleasure and privileges to express my profound sense of gratitude and earnest

appreciations to my worthy supervisor Prof. Dr. Aamer Saeed, Department of Chemistry, Quaid-

i-Azam University, Islamabad, for enthusiastic encouragement, astonishing suggestions and

financial support.

I am thankful to Prof. Dr. Muhammad Siddiq, Chairman, Department of Chemistry, Quaid-

iAzam University Islamabad for providing me all necessary research facilities.

I cordially thanks to Prof. Dr. Shahid Hameed, Head of Organic Chemistry Section, Department

of Chemistry, Quaid-i-Azam University, Islamabad, and all teachers of Organic Chemistry Section

especially Prof. Dr. Muhammad Farman for his moral and ethical support.

Many thanks to staff members of this department, especially Mr. Mahmood, Mr. Sharif Chohan,

Mr. Shams, Mr. Aamir, Mr. Shabbir, Mr. Iliyas, Mr. Matloob, Mr. Saqib, Mr. Mustafa, Mr. Irfan

Sabir, Mr. Tayyab, Mr. Rashid, Mr. Liaqat, Rana Tahir, Shahid Naeem and Mr. Arif for their all

time devotion.

I also owe my recognition to my lab fellows Dr. Madiha Irfan, Dr. Madiha Kazmi, Dr. Hummera

Rafique, Dr. Aliya Ibrar, Mr. Ali Bahadur, Mr. Pervaiz Ali, Ms. Mobeen Arif, Ms. Asma Khurshid,

Ms. Aliya Shahzadi, Mr. Jamal ul din, Mr. Shamsul Mahmood, Ms. Iram Batool, Mr. M. Qasim,

Mr. M. Arif, Muhammad Imran and Muhammad Attique for their help at crucial time of my

research work and all my seniors and juniors for their encouragement.

Special thanks to my college teacher Prof. Ghulam Hussain and a great scholar for his prayers and

support in providing dye intermediates and also in every difficult time. I am also thankful to Dr.

Muhammad Arshed (PS; Pinstech) and Dr. Khalid Masood (PS; NLP) for their support in my

research.

Finally, I would like to thanks my parents for their support, love and everything they given to me

and last but not least to all my family members and those who prayed for my prosperity.

Ghulam Shabir

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List of Figures

PART I

Figure 1.1 The main component in ancient purple, 6,6´-dibromoindigo. 2

Figure 1.2 Rylene chromophores and their mono and diimide derivatives 3

Figure 1.3 Structures of different colored PBI pigments. 4

Figure 1.4 Representation of H-Type aggregates and their effect on fluorescence 12

Figure 1.5 Different core unsubstituted PBIs bearing ionic and non ion imide

substituents

12

Figure 1.6 Different core unsubstituted PBIs bearing ionic and non ion imide

substituents

13

Figure 1.7 Water soluble derivatives of terrylene (1, 2, 3) and quaterrylene 14

Figure 1.8 Water soluble derivatives of terrylene (1, 2, 3) and quaterrylene 15

Figure 2.1 U.V Visible spectra of (5a-j) 22

Figure 2.2 1H-NMR spectrum of 5a 22

Figure 2.3 13C-NMR spectrum of 5a 23

Figure 2.4 Fluorescence Spectra of Dyes 5a-j 24

Figure 2.5 UV-Visible spectra of 6a-g in water and ethanol 28

Figure 2.6 FTIR spectrum of Perylene diimide azo hybrid dye 6a 29

Figure 2.7 1H-NMR spectrum of Perylene diimide azo hybrid dye 6a 30

Figure 2.8 13C-NMR spectrum of Perylene diimide azo hybrid dye 6a 30

Figure 2.9 Fluorescence Spectra of perylene diimide azo hybrid dyes, 6a-g 31

Figure 2.10 UV-Visible spectra of dyes 7a-h in water 37

Figure 2.11 Fluorescence spectra of dyes 7a-h in water 40

Figure 2.12 Cyclic Voltammogram of 7a-h in water 44

Figure 2.13 UV-Visible Spectra of perylene schiff base diimide dyes 13a-e in DMSO 49

Figure 2.14 Fluorescence spectrum of compounds (13a-e) 51

Figure 2.15 1H-NMR spectrum of 13d 52

Figure 2.16 13C-NMR spectrum of 13d 52

Figure 2.17 Cyclic Voltammogram of perylene schiff base diimide azo dyes 13a-e in

DMSO

PART II

53

Figure 4.1 Structure of a typical azo dye. 68

Figure 4.2 Examples of anionic direct azo dyes (1, 2 and 3) 69

Figure 4.3 Examples of cationic azo dyes (4 and 5) 69

Figure 4.4 Examples of anionic acid dyes (6, 7 and 8) 70

Figure 4.5 Examples of cationic Acid dyes (9 and 10) 70

Figure 4.6 Reactive dyes base on diazine and vinylsulphone para ester 71

Figure 4.7 Typical examples of disperse azo dyes 71

Figure 4.8 Metal complex azo dyes 72

Figure 4.9 Typical examples of mordant azo dyes 72

Figure 4.10 Basic structure of formazan azo dyes 72

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Figure 4.11 1, 5- substituted examples of formazan azo dyes 73

Figure 4.12 Different reactive functionalities in reactive dyes 74

Figure 4.13 1:1 and 2:1 metal complex acid dyes 75

Figure 4.14 o,o-dihydroxyazo copper complex acid dyes 76

Figure 4.15 1: 2 and 1:1 chromium complex dyes 76

Figure 4.16 1:2 cobalt complex dyes 77

Figure 4.17 Examples of indicator Azo dyes 77

Figure 4.18 Examples of Azo dyes used for dyeing of protein, polyester and cellulosic

fibers

78

Figure 4.19 Examples of azo dyes food colorants dyes 78

Figure 4.20 Examples of Azo dyes used in cosmetics 79

Figure 4.21 Examples of Azo dyes used for staining 79

Figure 4.22 Typical Example of Azo dyes used in DSSC 80

Figure 4.23 Azo derivative of 5-aminosalicylic acid immobilized on polyethylene

glycol

81

Figure 4.24 Bisazo compound with anti-HIV activity 81

Figure 5.1 Combined UV-Visible spectrum of MCT Dye 9a-j 88

Figure 5.2 FTIR spectrum of synthesized reactive azo dye 9d. 89

Figure 5.3 Samples of dyes applied on cotton cloth pieces before washing

treatments for wash fastness.

90

Figure 5.4 Samples of dyes applied on cotton cloth pieces after washing treatments for

wash fastness.

90

Figure 5.5 Structures of methylene bisanilines (1k-r) used as linker 94

Figure 5.6 Combined UV-Visible spectrum of MCT Dye 10a-h 97

Figure 5.7 Combined UV-Visible spectrum of MCT dyes (15a-h) 103

Figure 5.8 1H-NMR spectrum of reactive dye 15c 105

Figure 5.9 1H-NMR spectrum of reactive dye 15c 105

Figure 5.10 Combined UV-Visible spectrum of heterocyclic azo dyes (19a-i) 109

Figure 5.11 FTIR spectrum of heterocyclic dye 19f 110

Figure 5.12 1H-NMR spectrum of heterocyclic dye 19f in CDCl3 111

Figure 5.13 13C-NMR spectrum of heterocyclic dye 19f in CDCl3 111

Figure 5.14 Application of Heterocyclic dyes on leather (19a-i) 113

Figure 5.15 Combined UV-Visible spectrum of calix [4] resorsoniarene azo dyes (23a-

f)

116

Figure 5.16 Most probable metal ion interaction mechanism of calix [4]

resorsoniarene azo dyes.

117

Figure 5.16 Study of different metal ion interactions with Calix [4] resorsoniarene azo

dyes (23a-f)

PART III

118

Figure 7.1 Structural relationship among xanthone, xanthene and coumarin

chromophores

141

Figure 7.2 Naturally occurring xanthene in plants 142

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Figure 7.3 General structure of xanthene derivatives with different photophysical

properties.

142

Figure 7.4 Photophysical behavior expressed by Rhodamine 101 and Rhodamine B. 143

Figure 7.5 Two forms of fluorescein in the range of 6.31 to 6.80 phenolic pKa values 144

Figure 7.6 Structure of modified fluorescein 144

Figure 7.7 Structures of selected rhodamines 149

Figure 7.8 Mechanism of the xanthene probe response to pH changes 151

Figure 7.9 Xanthene dyes detectors for Fe+3 and Hg+2 151

Figure 7.10 Rhodamine 6G chloride solution in methanol emitting yellow light under the

influence of a green laser

152

Figure 8.1 Combined UV spectrum of Biphenyl-3,3',4,4'-tetracarboxylic dianhydride base

xanthene dyes (26a-e)

157

Figure 8.2 1H-NMR spectrum of xanthene dye 26e 158

Figure 8.3 LCMS spectrum of xanthene dye 26e 158

Figure 8.4 Cyclic voltammogram of xanthene dyes (26a-e) 159

Figure 8.5 Fluorescence spectrum of xanthene dyes (26a-e) 161

Figure 8.6 Combined UV spectrum of benzophenone-3,3',4,4'-tetracarboxylic dianhydride

base xanthene dyes (28a-e)

165

Figure 8.7 1H-NMR of benzophenone based xanthene dye 28e 165

Figure 8.8 13C-NMR of benzophenone based xanthene dye 28e 166

Figure 8.9 LCMS of benzophenone based xanthene dye 28e 166

Figure 8.10 Combined cyclic voltammogram of1H-NMR of benzophenone based xanthene

dyes (28a-e)

167

Figure 8.11 Fluorescence spectra of xanthene dyes (28a-e) in water 169

Figure 8.12 UV-Visible spectrum of xanthene dyes (30a-e) 172

Figure 8.13 LCMS spectrum of xanthene dye 30d 173

Figure 8.14 Combined cyclic voltammogram of xanthene dyes (30a-e) 174

Figure 8.15 Fluorescence spectrum of Xanthene dyes (30a-e) 176

Figure 8.16 UV-Visible spectrum of xanthene dyes (32a-e) 178

Figure 8.17 FTIR spectrum of dye (32e) 179

Figure 8.18 1H-NMR spectrum of dye (32e) 180

Figure 8.19 LCMS spectrum of xanthene dye (32e) 180

Figure 8.20 Fluorescence spectra of xanthene dyes (32a-e) in water 183

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Figure 8.21

Dye 26e applied on onion cells, concentrated in cell membrane, b) Dye 26e

emitting yellow fluorescence under UV-light.

186

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List of Schemes

PART I

Scheme 1.1 Synthetic route towards 3,4,9,10-Perylenetetracarboxibisimides

(PBIs).

4

Scheme 1.2 Route towards perylene diamidines from perylene-3,4,9,10tetracarboxylic

dianhydride

6

Scheme 1.3 Chlorination and bromination of Perylene-3,4,9,10-tetracarboxylic

dianhydride

7

Scheme 1.4 Red shifted diphenoxylated and tetraphenoxylated PBIs 7

Scheme 1.5 Synthetic routes towards various bay substituted PBIs 8

Scheme 1.6 Synthesis of core enlarged PBIs via Diels-Alder reaction 9

Scheme 1.7 Lateral core enlarged PBIs 9

Scheme 1.8 Synthetic pathways to halogenated PMIs 10

Scheme1.9 Synthetic pathways to halogenated PMIs 11

Scheme 2.1 Synthetic route to phenolic azo dyes 18

Scheme 2.2 Synthetic scheme for tetrachloro perylene based azo dyes (5a-j) 19

Scheme 2.3 Synthetic route to tetrachloroperylene based azo dyes (6a-g) 26

Scheme 2.4 Synthetic route to tetrachloroperylene based fluorescent dyes (7a-h) 36

Scheme 2.5

Synthesis of perylene Schiff base diimide dyes (13a-e)

PART II

48

Scheme 4.1 Synthesis of diazonium Salt 68

Scheme 4.2 Summary of reactions exhibited by diazonium salts 82

Scheme 5.1 Synthesis of 5,5'-methylenebis(3-aminoanilines) linkers 84

Scheme 5.2 Synthetic route to bisazo MCT reactive dyes (9a-j) 86

Scheme 5.3 Synthetic route to monosazo MCT reactive dyes (10a-h) 95

Scheme 5.4 Synthetic route to monoazo MCT reactive dyes (15a-h) 102

Scheme 5.5 Synthetic pathway to heterocyclic direct dyes (19a-i). 108

Scheme 5.6

Synthesis of Calix [4] azo dyes 23a-f

PART III

115

Scheme 7.1 Synthesis of carboxy SNARF-4F dye 145

Scheme 7.2 Benzoxanthene derivatives active heterocycles synthesis 145

Scheme 7.3 Dibenzoxanthenes derivatives synthesis 145

Scheme 7.4 Dioxo-xanthenes derivatives synthesis 146

Scheme 7.5 Synthesis of 12-aryl-8,9,10,12-tetrahydrobenzo[a]xanthene-11-one

derivatives in ionic liquid [NMP]H2PO4.

146

Scheme 7.6 Synthetic scheme of Nutlin-Glycine-FAM conjugate 147

Scheme 7.7 Synthesis of fluorescein-based N-glycosylamines 148

Scheme 7.8 General synthesis of rhodols and rhodamines. 149

Scheme 7.9 Synthesis of rhodamines via direct nucleophilic substitution from

halogenated fluoresceins.

150

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Scheme 7.10 Synthesis of rhodol fluorophores via Buchwald-Hartwig amination

reaction

150

Scheme 7.11 Synthesis of rhodamines via Buchwald-Hartwig amination reaction 150

Scheme 7.12 Synthesis of chemosensor 152

Scheme 8.1 Synthesis of Biphenyl-3,3',4,4'-tetracarboxylic dianhydrides based

xanthene dyes (26a-e)

155

Scheme 8.2 Synthesis of Benzophenon-3,3',4,4'-tetracarboxylic dianhydrides based

Xanthene dyes (28a-e)

163

Scheme 8.3 Synthesis of 4,4'-Oxydiphthalic anhydride based xanthene Dyes (30a-

e)

171

Scheme 8.4 Synthesis of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based

xanthene Dyes (32a-e)

177

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Scheme 8.5

Synthesis of fluorescein Schiff bases (35a-j)

184

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List of Tables

S.No. Title Page No.

PART I

Table 2.1 Wavelength of maximum absorption λmax of perylene azo hybrid dyes in

Different solvents.

20

Table 2.2 Fluorescence values of 5a-j azo hybrid dyes in water 25

Table 2.3 Wavelength of maximum absorption λmax of 6a-g hybrid Azo Dye in

Different solvents.

27

Table 2.4 Fluorescence values of Perylene diimide Azo Hybrid Dyes 6a-g in water 32

Table 2.5 Luminescence and Fluorescence Quantum Yield (FLQ) values of

perylene diimide Azo Hybrid Dyes 6a-g in water

33

Table 2.6 Oxidation Potential (Eox) of compounds perylene diimide Azo Hybrid

Dyes (6a-g)

34

Table 2.7 Energy of Highest Occupied Molecular Orbital’s of perylene diimide azo

hybrid dyes (6a-g)

35

Table 2.8 Wavelength of maximum absorption λmax of perylene dyes in water 37

Table 2.9 Molar extinction coefficients of perylene dyes 39

Table 2.10 Fluorescence values of Alkylated perylene dyes (7a-h) in water 40

Table 2.11 Singlet energies of dyes 41

Table 2.12 Oscillator strengths of alkylated perylene dyes (7a-h) 42

Table 2.13 Theoretical radiative lifetime of perylene dyes 42

Table 2.14 Fluorescence rate constant of perylene dyes 43

Table 2.15 Redox potential (E1/2) of perylene dyes 44

Table 2.16 Half wave potential (E1/2) and LUMO energy levels of alkylated perylene

dyes

45

Table 2.17 Band gap energy and HOMO energy levels alkylated of perylene dyes 46

Table 2.18 TG and DTA data of Alkylated perylene dyes 7a-h 46

Table 2.19 Absorption Maxima of perylene Schiff base diimide dyes 50

Table 2.20 Half wave potential (E1/2) and LUMO energy levels of perylene Schiff

base diimide 13a-e

54

PART II

Table 5.1 Characterization data of dyes 9a-j 88

Table 5.2 Dye-bath containing materials 91

Table 5.3 Exhaustion and fixation data of the dyes 9a-j 91

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Table 5.4 Fastness properties data of the dyes 9a-j 93

Table 5.5 Characterization data of dyes 10a-h 96

Table 5.6 Exhaustion and fixation data of the dyes 10a-h 99

Table 5.7 Fastness properties data of the dyes 10a-h 100

Table 5.8 Characterization data of dyes (15a-h) 102

Table 5.9 Exhaustion and fixation data of the dyes 15a-h 106

Table 5.10 Fastness properties data of the dyes 15a-h 107

Table 5.11 Exhaustion and fixation data of heterocyclic azo dyes 19a-i 112

Table 5.12 Fastness properties data of heterocyclic azo dyes (19a-i) 113

PART III

Table 8.1 Physical Characteristics of Xanthene Dyes 26a-e 155

Table 8.2 Wavelength of maximum absorption λmax of xanthene dyes (26a-e) in 156

water

Table 8.3 LUMO energy levels of xanthene dyes (26a-e) 159

Table 8.4 HOMO energy levels and band gap energy of xanthene dyes (26a-e) 160

Table 8.5 λmax and Emission of Xanthene Dyes 26a-e in water 162

Table 8.6 Physical Characteristics of Xanthene Dyes (28a-e) 162

Table 8.7 Wavelength of maximum absorption λmax of xanthene dyes (28a-e) in water 163

Table 8.8 LUMO energy levels of xanthene dyes (28a-e) 167

Table 8.9 HOMO energy levels and band gap energy of xanthene dyes (28a-e) 168

Table 8.10 Fluorescence data of Xanthene Dyes (28a-e) in water 169

Table 8.11 Physical Characteristics of Xanthene Dyes 30a-e 170

Table 8.12 Wavelength of maximum absorption (λmax/nm)of xanthene dyes (30a-e) in

water

171

Table 8.13 LUMO/ eV energy levels of xanthene dyes (30a-e) 174

Table 8.14 HOMO/eV energy levels and band gap energy of xanthene dyes (7a-e) 175

Table 8.15 Fluorescence data of Xanthene Dyes (30a-e)in water 176

Table 8.16 Physical Characteristics of 1,4,5,8-Naphthalenetetracarboxylic

dianhydride based Xanthene Dyes (32a-e)

177

Table 8.17 Wavelength of maximum absorption (λmax/nm)of xanthene dyes (32a-e) in

water

178

Table 8.18 LUMO/ eV energy levels of 1,4,5,8-Naphthalenetetracarboxylic dianhydride

based xanthene dyes (32a-e)

181

Table 8.19 HOMO/eV energy levels and band gap energy of xanthene dyes (32a-e) 182

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Table 8.20 Fluorescence data of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based

Xanthene Dyes (32a-e) in water

183

List of Abbreviations

CV Cyclic voltammetry

DCM Dichloromethane

DMF Dimethylforamide

DSC Differential scanning calorimetry

DMSO Dimethyl sulfoxide

Eg Energy gap

Eox Oxidation potential

E1/2 Half wave potential

FLQ Fluorescence quantum yield

HOMO Highest occupied molecular orbital

LCMS Liquid chromatography mass spectrometry

LUMO Lowest unoccupied molecular orbital

MCT Monochlorotriazine

PBA Perylenetetracarboxi-3,4,9,10-bisanhydride

PBI Perylenetetracarboxi-3,4,9,10-bisdiimide

PDI Perylene diimide

PMI Perylenemonoimides

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PPNs poly-perinaphthalenes

PTE Perylene tetraesters

QBI Quaterrylene bis-diimide

QY Quantum yield

TBAB Tetrabutylammonium bromide

TBAPF6 Tetrabutylammonium hexafluorophosphate

TGA Thermal gravimetric analysis

THF Tetrahydrofuran

TICT Intramolecular charge-transfer

TLC Thin-layer chromatography

TEM Positron emission tomography

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Abstract

This dissertation describes the investigation of the synthesis, characterization, photophysical and

electrochemical studies of new rylene, azo and xanthene scaffolds. In the first part of this thesis,

perylene dianhydride and perylene dimide azo hybrid chromophoric materials were designed,

synthesized and characterized. It was found that the bay substitution of azo dyes on PDI affected

π-π stacking with the neighboring PDIs, and enhanced their solubility in aqueous as well as in

other polar solvents. Conjugation extension of perylene dianhydride along the molecular axis did

not affect the π-π stacking and solubility issue which is a major obstacle in application of these

compounds remained unsolved.

The second part of this research work is concerned with the synthesis, characterization and

applications of azo reactive, azo heterocyclic and azo claix [4] resorcinrene chromophores. In case

of azo reactive dyes, various new bis anilines have been used as bridging groups which have

enhanced the exhaustion and fixation of dyes with textile fibers without affecting the color

intensity and shades. In addition to exhaustion and fixation, fastness parameters (light fastness,

wash fastness and rubbing fastness) also improved which are the key parameters in applications of

reactive dyes. In azo heterocyclic dyes synthetic methodology has been changed. Here at first

chromophoric intermediates were synthesized and after color development heterocycles of

pyrazolone type were introduced which resulted in high purity of products. Azo claix [4]

resorcinrene have been synthesized by taking the advantage of nucleophilicity of carbons

sandwiched between hydroxyl groups of claix [4] resorcinrene and coupling with those diazo

components which have hydroxyl groups ortho to azo functionality. Combination of such type of

azo components and calixarene coupler resulted in dyes which were found to be useful in cations

removal from aqueous medium and complexometric titrations.

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Third part of thesis is concerned with xanthene synthesis and characterization along with

electrochemical, fluorescence and cells staining study of dyes. Novelty of this work lies in the

synthesis of xanthene derivatives using first time the commonly available catalyst NH4Cl to

synthesize the xanthene dyes from double dianhydrides.

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PART I

Chapter 1 INTRODUCTION

1.1 Colorants: God is gorgeous, He likes the beauties. How nice He colors the cosmos by

spreading the Sun's rays on His creatures to exhibit his own Beauty. Mere color, unspoiled by

meaning and unallied with definite form, can speak to the soul in a thousand ways. Colors are a

form of nonverbal communication that can speak volumes in a fraction of seconds. They can

instantly set a mood, convey an emotion, invoke a physiological reaction or inspire people to take

action.

Colorants are characterized by their ability to absorb or emit light in the visible range (400-700

nm). Colorants may either be inorganic or organic compounds according to chemical structure,

and both can be subdivided into natural and synthetic. Another classification for colorants is their

division into dyes (applied to many substrates like textiles, leather, paper and hair, from a liquid

in which they are completely or partly soluble), and pigments (small insoluble particles in the

medium in which they are applied, and they need additional compounds like polymers to be

attached to the substrates). Development and applications of dyes and pigments have always been

the hub of research if we take the picture of the past history of mankind. Even in prehistoric times,

man has dyed textiles, furs, fibers and other items for artistic reasons to get similarity with objects

of nature. Evidence in favour of dyes and pigment applications comes from the cave paintings in

the Cauvet-caves in France which have been estimated to originate 33000 years B.C. [1]. Initially

dyes were obtained from natural sources. For example, ancient purple was obtained from purple

snail and a very small quantity of dye was achieved from a large number of snails [2] (Figure 1.1).

Less availability of this dye made it highly valuable.

Figure 1.1 The Main component in ancient purple, 6,6´-Dibromoindigo.

This state of affairs has augmented interest in the expansion of economical synthetic routes to dye

materials. From the eighteen century on, various synthetic goals in dye chemistry were achieved,

with the synthesis of Berliner blau by Diesbach in 1706, [3] Mauveine by Perkin in 1856 [4] and

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24

indigo by Baeyer in 1878 [5]. Consumption of natural dyes in textile field was reduced to 10%

until the early 1900 [6]. The main focus on dye research was the development of high intensity

colors with conceivable application methods.

The current level of interest in dye development has changed from their simplistic utilization to

more nominal, superior and particular topics in the fields of electronics, laser technology and

medicine [7]. The present status of dyes applications deals with their color properties as well as

away from their colors. 1.2 Rylene Dyes

The term rylene dyes describes a family of dyes which consist of naphthalene units connected via

peri- positions to each other (Figure 1.2). Therefore, if one looks at them in a polymeric way they

belong to the class of the poly-peri-naphthalenes (PPNs) [8]. A common substitution pattern of

these dyes is at the outer peri positions with imide functions leading to the respective monoimides

or bisimides. Due to their electron withdrawing nature this increases the photostability of the

chromophore drastically [9]. Other important substitution positions are the so-called bay position,

providing a cis-butadiene like structure and the ortho position next to the imide function [10].

Figure 1.2 Rylene chromophores and their mono and diimide derivatives

1.3 Perylene Based Dyes and Pigments

Rylene dyes and pigments are based upon perylene chromophore and are among the widely used

pigments in various scientific applications ranging from organic electronics [11] over solar cell

[12] to supramolecular chemistry research [13]. Rylene dyes are functional dyes which are not

used because of their visual appearance, but due to their substantial or chemical properties. As the

color of these materials is of secondary importance, the wavelength span of functional dyes lies in

the range 200- 1500 nm.

Perylenetetracarboxi-3,4,9,10-bisanhydride (PBA) 5 has been the starting point of many

synthesized rylene chromophores which was developed by Kardos in 1912-13 [14] (Scheme 1.1)

using acenaphtene 1 as starting material. Synthetic methodology involved oxidation with

vanadium pentoxide as catalyst to provide 1,8-Naphthalene-dicarboxanhydride 2 followed by

imidization with ammonia to give 1,8-Naphtalene-dicarboximide 3. Dimerization of 1,

8naphtalene-dicarboximide to Perylene-3,4,9,10-tetracarboxibisimide (PBI) 4 was made by

oxidative coupling in an alkaline melt which on hydrolysis with sulfuric acid at high temperatures

(220 °C) to provide perylene-3,4,9,10- tetracarboxidibisanhydride (PBA) 5.

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Scheme 1.1 Synthetic route towards 3,4,9,10-Perylenetetracarboxibisimides (PBIs).

Derivatization of 5 into different PBIs (6) can be achieved easily via simple coupling with aromatic

or aliphatic amines and phenols at high temperatures [15]. Due to poor solubility of these

derivatives in aqueous and non aqueous solvents they were mainly used as organic car pigments,

lacquers and in optical switches [16]. Based on the same chromophore different colored pigments

from bright red to black [17] were accessed due to the strong cystallochromic effect (Figure 1.3).

Figure 1.3 Structures of different colored PBI pigments

Differences in the packing in the solid state has led to a different degree of orbital overlap and

therefore to a different color and bathochromic shift in absorption are observed due to better

overlap between adjacent PBI molecules. Improvement in solubility of perylenebisdianhydride

PBIs was achieved by introducing sterically demanding bulky groups at the imide positions which

hindered the strong aggregation among PBIs molecules. Excellent aggregation blockers are

mostly, ortho substituted anilines [18] or secondary branched amines [19] which are so-called

swallow tail substituents which produced PBIs with solubility in organic solvents > 100 g/l. In

solution all core unsubstituted PBIs possess the same colour, absorption and emission properties

resulting from S0-S1 absorption with small Stoke shift following the mirror image rule [20a,b]. A

little effect of substituents at the imide position on absorption as well as the emission properties

has been seen because there are nodes at the imide nitrogen atoms in the HOMO and LUMO [21].

Enhancement in solubility of PBIs extended their applications beyond their use as pigments into

many other areas like dye lasers [22] or fluorescence collectors [23] to increase the efficiency of

solar cells. 1.4 Synthesis and Optical Tuning of Perylene Based Dyes

Optical and photophysical properties of rylene dyes have made them to be used in many different

fields which can be prescribed by changing the substitution patterns on PBI chromophores. The

most important examples, including their synthesis are shown in the following sections.

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1.4.1 Diamidine PBIs

Diamidine PBIs were prepared by treatment of perylene-3,4,9,10-Tetracarboxylic dianhydride

with o-disubstituted aromatic diamines (8 and 10) which led to the synthesis of a mixture of syn-

and anti-isomeric dyes 8a, 8b, 10a and 10b (Scheme 1.2) [24]. By the extension of the aromatic

π-system with o-Phenylenediamine (7), bathochromic shift of ~70nm was observed in these dyes

in comparison to PBIs. The substitution of PBIs with more extended aromatic diamines like

1,8Diaminophenantrene (9) resulted in red shift in absorbance of bisnaphtalene and the

bisphenanthrene substituted diamidines 10a and 10b having absorption about 660 nm. However,

this bathochromic shift in absorbance was not exclusively connected to extended π-system but also

to substitution of conjugated systems at the bay region of perylene core which increased its

solubility which was the main obstacle in the synthesis of perylene derivatives. These spectral

properties have made these dyes attractive class in xerographic applications [25].

Scheme 1.2 Synthetic route towards perylene diamidines from Perylene-3,4,9,10-tetracarboxylic

dianhydride

1.4.2 Halogenated PBIs

Tetrachlorinated and brominated PBAs are key intermediates in the synthesis of bay substituted

PBIs which are produced via direct chlorination of perylene-3,4,9,10-tetracarboxylic dianhydride

in sulfuric acid with elemental chlorine [26] or in the case of bromination by adding oleum and

elemental bromine to the reaction mixture (Scheme 1.3) [27]. In all halogenated PBAs purification

always remained a big problem due to poor solubility of intermediates and to some extent they

were purified by column chromatography. In case of brominations it was assumed the formation

of dibrominated 1,7 regioisomer. This issue did not catch any further attention as the resulting

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27

brominated bisimides were only distinguishable upon using high field (>400 MHz NMR) 1H-NMR

and were in principle not separable by common purification techniques like column

chromatography. Wurthner et al. in 2004 first time obtained the regioisomerically pure 1,7

dibrominated PBIs via repetitive crystallization, which still is the only way to produce large

amounts of regioisomerically pure 1,7-substituted PBIs [28]. Now routes are available for the

selective mono, di and tetra brominated PBIs by controlling the conditions of reaction mixture.

Scheme 1.3 Chlorination and bromination of perylene-3,4,9,10-tetracarboxylic dianhydride

1.4.3 Core Substituted PBIs

One of the most common ways to increase the solubility of perylene dyes is the substitution at bay

region of halogenated PBIs by phenol or derivatives of phenol. Substitution at bay position reduces

the tendency of π-π self aggregation and also alters the optical properties of PBIs. [29]. For

example, the di- and tetraphenoxylated PBIs [30, 31] substituted with simple phenol groups

possess red-shifted absorptions in comparison to core unsubstituted PBI with absorption maximas

at 540 nm and 573 nm, respectively (Scheme 1.4).

Scheme 1.4 Red shifted diphenoxylated and tetraphenoxylated PBIs

Similar red shift in fluorescence of these dyes has been observed, for di and tetraphenoxylated

PBIs to 571 nm and 608 nm while retaining the quantum yield of its core unsubstituted precursor

with φfl=100 % and φfl= 96 %, respectively.

From literature it has been inferred that the red shift is mostly ascribed to the electron donating

ability of the ether oxygens instead of extended π-system [32]. Orientation of the phenoxy groups

relative to the perylene core leads to a different degree of conjugation from the oxygen molecular

orbitals to the perylene core which changes the optical properties [33].

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Various electron donating or withdrawing substituents can also be introduced to the PBI-core at

the bay positions besides phenoxylation (Scheme 1.5). Electron donating amino groups like

pyrrolidine caused a red shift in absorbance as well as fluorescence to extremely high wavelength

of 709 nm and 748 nm respectively [34]. In contrast to the core unsubstituted PBIs the optical

transition of these bay amine substituted dyes gets a strong quadrupolar charge transfer, character

resulting in a moderate solvatochromic effect [34,35]. Electron withdrawing groups like fluoro and

cyano can also be substituted, but their effect on absorption and emission is very small. Carbon-

carbon coupling can also be done on halogenated PBIs yielding alkynelated and arylated PBIs

[36,37] which provides a way for the core extended PBIs [38]. Although the aromatic core of these

new dyes is enlarged, but in most cases hypsochromic effect on absorption and emission is seen

which resulted due to larger HOMO-LUMO band gap energies.

Scheme 1.5 Synthetic routes towards various bay substituted PBIs.

Diels-Alder reaction provides another way to enlarge PBIs core from a core unsubstituted PBI with

maleic anhydride under drastic conditions (Scheme 1.6) yielding PBI diels alder adduct [39]

having an anhydride motif at the bay region. This was further transformed with primary amines or

peri diaminonaphtalenes yielding PBI trisimides displaying blue shift in absorption to 465 and 464

nms respectively.

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Scheme 1.6 Synthesis of core enlarged PBIs via diels-alder reaction.

Lateral core extension of PBIs by two bridged donor substituents led to a strong bathochromic shift

of the optical transitions due to the alpha-donor effect of this arrangement [39,40] (Scheme 1.7).

Therefore the one side bay-substituted PBI has its absorbance shifted by approx. 130 nm to 650

nm and for the doubly substituted PBIs resulting in shift of about approx. 260 nm to 778 nm. Both

dyes possess fluorescent properties with the maxima of fluorescence at 775 nm and 837 nm, but

with no quantum yields reported. It is interesting that although these properties make these dyes

interesting fluorophores in various application fields, but no other reports about alpha donor

substituted PBIs can be found.

Scheme 1.7 Lateral core enlarged PBIs

1.4.4 Perylenemonoimides

Halogenated 3,4-perylenemonoimides (PMI) also act as key intermediate in rylene dyes like core

halogenated PBIs because of their readily accessibility (Scheme 1.8). The absorbance of core

unsubstituted PMIs is slightly shifted towards shorter wavelength; to 510 nm due to the loss of one

electron withdrawing imide functionality. Similar to PBIs they have high fluorescence exhibiting

φfl = 90% [41]. Diversity of PMIs can be obtained from phenoxylation [42] substitution with

various amines, [43] and metal catalyzed carbon-carbon couplings [44] similar to that of PBIs.

Trisbrominated PMIs offer the easy possibility to functionalize the same core with different

substituents, as the bromine at the peri position possesses different reactivity than the bay

bromines. Diversity in this class of has enabled them in a variety of applications like PBIs.

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Scheme 1.8 Synthetic pathways to halogenated PMIs.

1.4.5 Perylene Tetraesters and Diesters

Besides the imide functionalization another common substitution pattern of 3,4,9,10-perylene

bisanhydrides are the corresponding perylene tetraesters (PTEs). Although the first preparation of

these dye materials was reported in the 1980s [45] (Scheme 1.9), but during the last decades they

did not attract as much attention in research as their related PBIs. This might be due to the fact that

they do not offer the easy possibility of introducing different functional groups onto the dye

scaffold.

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Scheme 1.9 Synthetic pathway to perylene tetra esters and diesters

1.5 Water Soluble Rylene Dyes

Fluorescent dyes are gaining importance in the modern science because of their diverse

applications in the area of medicine, pharmaceutical and biochemical research. Staining of certain

biomolecules, regions, and aerials within a biological system to allow a deeper insight into the

working principles is the main function of fluorescent dyes [46]. For example ways and functions

within biological processes on a cellular level can be traced by labeling the proteins with

fluorescent markers [47]. There are certain properties which are favorable for most applications of

the fluorescent dyes which include high brightness, high thermal, photochemical and chemical

stability, low toxicity and water solubility.

Major problem associated with rylene dyes is aggregate formation which changes their optical

properties [48]. There are two possible aggregates which are known by the names of their

discoverers as H-aggregates and J-aggregates. These aggregates are also called as

Scheibeaggregates due to G. Scheibe, who independently discovered the same phenomenon in

PBIs [49]. H-aggregates are characterized by the hypsochromic shift in absorption while J-

aggregates are characterized by their bathochromic shifts in comparison with their monomeric

units. Haggregates in most cases are non- fluorescent while J-aggregates are fluorescent having

competitive FQY with monomeric ones [50]. During aggregate formation special arrangement of

molecules occurs which involve specific interactions of dipole moments leading to two different

energy states (Davydov-splitting): One is higher energy state and other is lower energy state [51].

Most of the rylene dyes aggregates in an H-type manner, decrease the FQY which is exemplified

from the given PBI 11 in which there is a decrease of FQY from 96 to 6% upon increasing its

concentration ethanol from 10-5 to 10-3 M [52]. The tendency of aggregate formation increases in

polar solvents and this was the obstacle in the way to progress toward the application of dyes in

aqueous environment [53].

Figure 1.4 Representation of H-type aggregates and their effect on fluorescence Different

research groups in early 1990s have made efforts to prepare water soluble PBIs by imidization of

perylene with differently substituted ionic groups (12-14) [54-56] as well as bay substitution with

nonionic groups (15-17, Figure 1.5).

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Figure 1.5 Different core unsubstituted PBIs bearing ionic and non ion imide substituents

The well known work done in synthesis of water soluble rylene dyes is of Prof. Mullen, who did

the tetraphenoxylation of a PBI core with polypeptides which provided the first water soluble core

substituted PBIs 18 and 19 with a reported fluorescence in water in 2001 [57]. Although no

aggregation behavior was observed for these compounds, the reported FQY of the resulting

material was rather low with φfl = 3% for PBI 19 [58-59]. There is no explanation available to

describe the reduction in fluorescence, but looking at the structure it seems probable that it mainly

arises from amplification in flexibility and non radiative deactivation pathways (Figure

1.6) [60-64].

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Figure 1.6 Different core unsubstituted PBIs bearing ionic and non ion imide substituents

1.6 Higher Rylene Dyes

In higher rylene dyes the rylene chromophore is extended along the molecular axis by naphthalene

units on both sides of molecule. Higher rylenes have longer λmax than to their original precursor

and are more suitable for biological applications to visualize the intercellular spaces, especially in

vivo studies [65, 66]. First report on the synthesis of water soluble higher rylenes was based on the

core substituted polypeptides higher rylenes, terrylene (1, 2, 3) and quaterrylene (Figure 1.7) [67].

In contrast to the corresponding water-soluble PBIs, however, no fluorescent properties were

reported for higher rylenes. Due to lack of studies on these compounds it remained unclear that

what was the main driving for fluorescence quenching. Tetraphenoxylation of terrylene and

subsequent transformation into ionic groups resulted into terrylene derivatives 2 and 3 [68, 69]. It

was observed that terrylene bearing ionic groups expressed no aggregation, which is seen for

terrylene having non ionic chains. Although fluorescence signal was noted for 3 but very low FLQ

was achieved as compared with organic solvent soluble terrylene derivatives. Water solubility of

terrylene scaffolds was obtained via substitution at bay positions, but same disadvantages as

associated with water soluble PBIs were observed over here also.

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Figure 1.7 Water soluble derivatives of terrylene (1-3) and quaterrylene

The first report about a water-soluble terrylene bearing swallow tailed PEG chains at the imide

positions was only quite recently published (Figure 1.8) [70]. However, it shows a strong

Haggregation behavior and is therefore non fluorescent in the aqueous phase.

Figure 1.8 Water soluble terrylene bearing PEGs at imide position

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1.7 Summary of Applications of Perylene Chromophore

Perylene based dyes are well suited as functional dyes due to their wavelength span which ranges

from 200-1500 nm. More recently, perylene molecules and their derivatives have attracted more

and more attention in the past decade due to not only their outstanding thermal and photochemical

stabilities but also their large application potential in organic optoelectronic or electronic devices

[3-6], such as field effect transistors, solar cells, light-harvesting arrays and light-emitting diodes.

Perylene dyes are well known as the key chromophores among the metalfree dyes which have the

advantage of low cost production because they donot involve the precious rare earth metals. Their

solubility, absorption, and emission behavior can be efficiently controlled using a variety of

synthetic procedures, which include functionalization of peri or bay-positions of perylene core.

Systematic tuning of HOMO and LUMO levels of perylene dyes improve both light harvesting

properties and electron injection capabilities to TiO2 conduction band for obtaining the high PCE.

Objective and Plan of Research

Keeping in view the above mentioned facts, rylene dyes stand for an excellent versatile class of

dyes because of their good fluorescent properties; the high thermal, chemical and photochemical

stability and uncomplicated processability in order to modify the optical properties have led to the

development of a multitude of functional rylene dyes. Efficient solubilization and effective site

isolation of these dyes in the high polarity medium water, is still a challenging task. Therefore the

following points were the central objectives in this work:

1) Synthesis and optical characterization of tetra choloroperylene bis dianhydride azo hybrid

dyes, and electrochemical study of these structural motifs.

2) Extension and evaluation of the tetrachloroperylene dianhydride to bis diimides and their

hybridization with azo dyes.

3) Extension of perylene dianhydride to perylene azo and Schiff base diimides along the

molecular axis, and their optical and electrochemical studies.

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Chapter 2 RESULTS AND DISCUSSION

2.1 Synthesis and Characterization of Perylene Dianhydride Azo Hybrid Dyes (5a-j) For the

synthesis of perylene-azo hybrid dyes, the phenolic azo coupling partners were synthesized

according to scheme 2.1. Thus potassium phenolate was treated with diazonium salts 2a-j of the

suitably substituted anilines in aqueous medium to produce phenolic azo dyes (3a-j) in excellent

yields. Diazotization of nitro, methyl, methoxy and chloro substituted anilines was carried out at

low temperature 0-5oC to avoid the decomposition of thermally labile diazonium salt. The

completion of diazotization was checked by absence of yellow coloration which is developed in

reaction with N, N-dimethylamino benzaldehyde with unreacted aniline. The diazonium salts were

treated with phenol at low temperature, maintaining the pH above 8 using K2CO3. High pH

increased the nucleophilicity of phenol, made the aromatic ring more nucleophilic and more of the

p-substituted product was obtained due to stability and high electron density at the para position

(scheme 2.1).

Synthesis of perylene dianhydride azo hybrid fluorescent dyes had been accomplished in dry

distilled DMF solvent at a temperature 110oC [72, 73]. Temperature was not allowed to go beyond

this limit to avoid the decomposition of DMF, which may impart its role for substitution of nitrogen

in the ring in place of oxygen. Mole ratio was kept 1:4 between tetrachloro perylene dianhydride

and 4-hydroxy azobenzene derivatives (scheme 2.2), for the replacement of all the four chloro

groups from the perylene ring. This replacement occurred through addition- elimination

mechanism. Potassium carbonate was added in excess to increase the nucleophilic character of 4-

hydroxy azo benzene derivatives to complete the reaction within short period of time and to

neutralize the acid HCl generated during the reaction which might hydrolyze the dianhydride

functionalities in perylene ring system. Reaction mixture was filtered to isolate the product and

then dissolved in minimum amount of water and acidified the medium to reprecipitate the product

to remove the potassium carbonate from product.

Scheme 2.1 Synthetic route to phenolic azo dyes

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38

Scheme 2.2 Synthetic scheme for tetrachloro perylene based azo dyes (5a-j)

The structures of newly synthesized dyes were elucidated by UV, FTIR and NMR studies. The

strong solvatochromic behavior was observed for dye molecules with large dipole moment changes

occurring during transitions between two electronic states. The solvatochromic behavior of a dye

is the shift of absorption wavelength in solvents of different polarity due to interaction between the

solute and solvent molecules. The UV- Visible absorption spectra of dyes (5a-j) were obtained at

room temperature in various organic solvents having different polarities at a very dilute solution

(1 x 10-7M, Figure 2.1). The selected spectral data is also summarized in Tables 2.1.

Table 2.1 Wavelength of maximum absorption λmax of perylene azo hybrid dyes in different

solvents.

Dyes λmax (nm) in Water λmax (nm) in Ethanol λmax (nm) in Methanol

5a 442.6 346 349

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39

5b 444 351 356

5c 446 344 350

5d 448 387 390

5e 443 350 353

5f 439 358,426 432

5g 423 340, 423 328, 432

5h 430 349, 416 351, 428

5i 428 347, 422 348, 425

5j 280, 442 266, 426 270, 428

UV-visible spectra of dyes were taken in water, ethanol and methanol. The electronic transitions

in molecules provided two absorption maxima (λmax) in aqueous solution at 260-280 and 420-440

nms and three bands were observed when ethanol or methanol was used as solvent for dyes. The

λmax for all the compounds is a result of π-π* transition of the compounds indicating the presence

of the C=C characteristic of benzene and other aromatic nuclei in the dyes. This is in agreement

with earlier, report by Mielgo et al., as per benzenoid uv-visible absorption [74]. The λmax in range

420-440 nm is due to π-π* transitions of azo linkages N=N. Difference in λmax of the synthesized

dyes is not too much high for different substituents. All hybrid azo dyes (5a-j) have λmax value

maximum in water and minimum in ethanol which is in accordance with the polarity of solvents.

Greater is the solvent polarity greater will be shift in λmax. Water is more polar than methanol and

ethanol so it shifts π-π* transitions to higher wavelength. The compound 5a showed the lowest

λmax in all solvents because of the fact that it had NO2 group at the o-position of azobenzene which

decreased the possibility of π-π* transitions and produces hypsochromic shift. The dyes 5c and 5d

showed highest λmax because they had OCH3 groups at o and p-positions of azobenzene ring and

these were electron donating groups, which caused bathochromic shift. Dye 5j had a chloro group

at p- position of phenolic azodyes which is an electron donating group by resonance caused red

shift as it is obvious from figure 2.1 and its λmax was 442 nm. Dyes 5a-c exhibited the absorption

maximum in the range

335-350 nm in ethanol and methanol, is due to n-π* of N=N transitions, which confirmed the

presence of azo linkage in the structure of dyes. These results showed that the solvent effect on

UV/visible absorption spectra of investigated perylene azo dyes hybrid was multifaceted and

strongly dependent on the nature of the substituent on the aromatic rings. This phenomenon was

due to the difference in the conjugational or migrating ability of the electron lone pairs on nitrogen

atoms and the azo-hydrazo tautomerism of azo dyes in accordance with their structure (Table 2.1).

This also indicates that the electronic behavior of the nitrogen atoms of azo group was to some

extent different in different derivatives and in solvents of different polarities. The infrared spectra

of the synthesized azo hybrid dyes (5a-j) showed absorption bands due to Ar-H, C=O of

dianhydride, C=C and N=N, stretching and bending vibrations at 3160- 3448 cm-1, 1820 cm-1, 1760

cm-1, 1589 - 1637 cm-1,1230-1250 cm-1 and 723 - 750 cm-1 respectively. Specifically speaking,

using FTIR spectrum of these rylene dyes, peak observed at 1150-1100 cm-1 was as a result of C-

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40

O-C functionality. The absorption bands at 1618 cm-1 and 750 cm-1 depicted the present of C=C

stretching and bending vibrations respectively. Azo linkage was confirmed by the peak at 1540-

1510 cm-1.

The 1H-NMR spectrum of 5a showed four doublet signals down field in the aromatic region of the

TMS scale at δ 6.61-7.53 and 7.59-7.79 ppm due to four sets of mutually coupled chemically and

magnetically non equivalent protons in the substituted azobenzene ring and a singlet signal at δ

7.73 ppm due to four protons of perylene ring. These four symmetrical protons were common in

all azo hybrid dyes. The signal positions in perylene ring of these dyes were not affected by

different azo dyes replacing the chlorine groups of tetrachloro perylene dianhydride. The

compound 5b showed 1H broad singlet at 11.0 ppm due to COOH group in the molecule and two

2H doublets at 8.33 and 8.14 ppm due to azobenzene ring attached to carboxyl group and two 2H

doublets at 7.76 and 6.93 ppm because of benzene ring having oxygen atom attached. Dye 5c,

showed four different signals in the range 8.14-8.33 ppm having COOH group at o-position of

aromatic ring and doublet peaks at 7.76 and 6.93 ppm are due to benzene ring having oxygen atom

attached. Difference from p-COOH was that, here four signals are observed; in that case two

symmetrical signals were observed. Dye 5d exhibited peaks at 8.39 and 8.19 ppm due to two

different types of proton of the benzene ring attached with NO2 group and two, 2H, doublets at

7.76 and 6.93 ppm were due to benzene ring having oxygen atom attached. The dye 5e showed

four different signals due to non symmetrical protons attached to benzene ring having nitro group

at m-position. The 13C-NMR spectrum of 5a dye showed carbonyl of dianhydride motif at 171.73

and ten aromatic carbon signals ranging from 95.7 ppm to 153.1 ppm. The other compounds had

also been confirmed from their respective 1H-NMR and 13CNMR spectra (Figure 2.2 and 2.3).

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41

Figure 2.3 13C-NMR spectrum of 5a

2.1.1 Fluorescence Studies of Perylene Dianhydride Azo Hybrid Dyes (5a-j)

When a fluorophore absorbs a photon of light, an energetically excited state is formed. The fate of

this species is varied, depending upon the exact nature of the fluorophore and its surroundings, but

the end result is deactivation (loss of energy) and return to the ground state. The main deactivation

processes which occur are fluorescence (loss of energy by emission of a photon), internal

conversion and vibrational relaxation (non-radiative loss of energy as heat to the surroundings),

and intersystem crossing to the triplet manifold and subsequent non-radiative deactivation [75, 76].

Fluorescence data of all the synthesized azo hybrid dyes (5a-j) are shown in Table 2. Fluorescence

spectra of the dyes were recorded by selecting different excitation wavelengths of the source

because excitation spectrum is the dependence of emission intensity at single wavelength, upon

different excitation wavelengths (Figure 2.4). In other words it provided the intensity contribution

to the observed emission at a given wavelength by different excitation wavelengths to which

sample was exposed. The fluorescence spectra showed only one emission peak clearly at 500-513

nm when excited by different wavelengths in concentration of 1x10-7 M. Among these dyes 5c

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42

having OCH3 at o-position of phenol azo dye showed highest fluorescence. It might be attributed

to non aggregation of dyes molecules due to presence of OCH3 at oposition which hindered the

parallel alignment of dye molecules making it highly fluorescent. Emission peak of high intensity

at 500-513 nm were observed for different hybrid dyes corresponding to absorption peaks at 442.8,

446, 445, 448 and 443.6 nms for 5a-e respectively. This observed phenomenon of absorption and

emission verified the mirror image rule [77]. Fluorescence of azo hybrid dyes (5a-j) was high in

water and low in other solvents. In water high fluorescence was due to non aggregation of dye

molecules because of high polarity and small size of water molecules. While other solvents have a

larger size, they could not penetrate and solvate completely the individual molecules of dyes

having bulky structure. Self association of dye molecules occured in solvent like ethanol, methanol

and so fluorescence decreased [78a]. Stoke shift of dyes 5a and 5c was high as it depended on the

rapid decay of excited electrons to the lowest vibrational energy level of the excited state and on

the molecular structure which was depicted in the sharpness of the emission peak in fluorescent

spectra. In both cases o-positions of azo dyes had substituents, which reduced the chances of self

association and increased the Stoke shift value.

Figure 2.4 Fluorescence spectra of dyes, (5a-j)

Stoke shift value depends upon the conjugated size of molecules, larger the delocalized structure

of fluorescent molecule, higher is the stoke shift. The dye 5a had the large stoke shift value which

was attributed to tetrahedral structure of sulfonic acid substituents at azo coupling partner of rylene

azo hybrid dyes. Due to expanded structure and polarity of dye 5a substituents there were more

chances of association of dye, which decreased fluorescence but high stoke shift value was

observed for it.

-1000

0

1000

2000

3000

4000

5000

6000

0 200 400 600 800 1000

5 a

b 5

c 5

5 d

5 e

5 f

5 g

5 h

i 5

j 5

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43

Table 2.2 Fluorescence values of azo hybrid dyes (5a-j) in water

Dye Absorption wavelength (nm) Emission wavelength (nm) Stoke Shift

5a 425 511 76

5b 438 505 52

5c 445 503 45

5d 447 507 43

5e 443 509 47

5f 435 502 57

5g 441 510 59

5h 430 503 63

5i 444 508 53

5j 454 513 49

2.2 Synthesis and Characterization of Perylene Diimide Azo Hybrid Dyes (6a-g)

1,6,7,12-Tetrachloro perylene 3,4,9,10 (p-nitrophenyl) diimide (3) was synthesized by treating

1,6,7,12-tetrachloro perylene 3,4,9,10-tetracarboxo dianhydride (1) with 4-nitroaniline (2) keeping

mole ratio 1: 2 between tetrachloroperylene dianhydide and 4-nitroaniline in order to replace both

dianhydride oxygen atoms with nitrogen. Synthesis of tetrachloroperylene diimides (3) was

accomplished in 18h of continuous stirring and reflux in the presence of propanoic acid. Propanoic

acid acted as acidic medium and solvent to protonate both the oxygen atoms of dianhydrides and

opened the both anhydride rings to tetra carboxylic acid motif. Acidic medium protonated the

oxygen atoms of carboxylic acid functional groups and facilitated the attack of the amino group of

p-nitroaniline on carbonyl group of carboxyl group and elimination of four water molecules. On

completion of reaction, the reaction mixture was added to ice cold water and precipitated the

product. The product (3) was filtered, dried, recrystallized from absolute ethanol and determined

it melting point which was found to be more than 300oC.

Synthesis of azo hybrid fluorescent dyes (6a-g) has been accomplished in dry distilled DMF

solvent at temperature 110oC. Temperature was not allowed to go beyond this temperature to avoid

the decomposition of DMF, which might impart its role for substitution of nitrogen in the ring in

place of oxygen. Mole ratio was kept 1:4 between tetrachloroperylenediimides (3) and 4hydroxy

azobenzene derivative 4a-g for the replacement of all the four chloro groups from the perylene

ring. This replacement occurred through addition, elimination mechanism. Potassium carbonate

(K2CO3) was added in excess to increase the nucleophilic character of 4-hydroxy azo benzene

derivatives to complete the reaction within short period of time and to counteract the acid HCl

produced during the reaction which could hydrolyze the dianhydride functionalities in 1,6,7,12-

Tetrachloro perylene 3,4,9,10-tetracarboxo dianhydride molecule. Reaction mixture was filtered

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44

to separate the product and then dissolved in minimum amount of water and acidified the medium

for re-precipitation and purification of the product.

Scheme 2.3 Synthetic route to tetrachloroperylene based azo dyes (6a-g)

UV-Visible, FTIR and 1H-NMR studies were done to elucidate the structures of newly synthesized

azo hybrid dyes 6a-g. Solvatochromic behavior was well-built for dye molecules which undergo

large changes in dipole moment during electronic transitions between two states. Due to the

interaction between the solute and solvent molecules of different polarity, shift in the absorption

wavelength of hybrid azo dyes was observed. The U.V. visible absorption spectra of the 6a-g

hybrid azo dyes (1×10-7 M) were obtained at room temperature in various organic solvents with

different polarities (Figure 2.5) and the selected spectral data is summarized in Table 2.3.

Table 2.3 Wavelength of maximum absorption λmax of 6a-g hybrid Azo Dye in Different solvents.

S. No. λmax in Water λmax in Ethanol λmax in Methanol

6a 280, 458 278,355, 434 277, 355, 409

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6b 291, 456 280, 344, 426 278,355, 424

6c 293, 451 271, 315, 435 276, 327, 430

6d 293, 452 284, 351, 438 261, 350, 401

6e 294, 459 268,352, 429 258, 355, 419

6f 294, 4 250, 370, 438 274,366, 438

6g 293,454 258,355, 435 278,363,426

UV-visible spectra of dyes (6a-g) were taken in water, ethanol and methanol. Two absorption

maxima (λmax) bands in UV-visible spectra of perylene diimide azo hybrid dyes were observed

during electronic transition of dye molecules in water, first at 260-280 nm and other at 450-459

nm, and three bands were seen when ethanol or methanol were used as solvents. The λmax for all

the dyes was the result of π-π* transitions of the molecules indicative of the existence of C=C

characteristic of benzene and other aromatic nuclei in the dyes. The absorption λmax in range 440-

460 nm was due to π-π* and n- π* transitions of azo linkages N=N conjugated with C=C bonds of

perylene ring. For dyes (6a-g) effect of substituents was not high as depicted from their λmax and

was not too much different from one dye to another. All perylene diimide azo hybrid dyes exhibited

highest λmax in water and lowest in ethanol, which was according to polarity of solvents. Solvents

with higher dipole moments caused a larger shift in λmax of dyes.

Water was more polar than methanol and ethanol so it shifted π-π* transitions to higher wavelength.

All the dyes (6a-g) in ethanol and methanol showed the absorption bands in the range 335-350 nm,

due to n-π* of N=N transitions, which confirmed the presence of azo linkage in the structure of

dyes. While these bands in aqueous were shifted to higher wavelength and more broad bands were

produced, rather than sharp peaks in ethanol and methanol. Azo linkage bands were absorbed in

perylene ring band in water. These results showed that the solvent effect on UV/visible absorption

spectra of synthesized rylene dyes was versatile and strongly depend on the nature of the

substituent on the aromatic rings.

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Figure 2.5 UV-Visible spectra of 6a-g in water and ethanol

The FTIR spectra of hybrid azo dyes showed absorption bands due to different functionalities

present in dyes. IR peaks were produced due to Ar-H, C=O of diimides, C=C and N=N, stretching

vibrations at 3000-3160, 1680-1705, 1605-1634, 1581-1590, 1505-1520 cm-1 respectively. Peaks

observed at 1150-1100 cm-1 were the result of stretching vibrations of C-O functionality in dyes.

The absorption bands at 743-750 cm-1 depicted the presence of C=C bending vibrations of aromatic

substituted nuclei. Azo linkage was confirmed by strong absorptions at 1505-1520 cm-1 due to

asymmetric stretchings. Specifically speaking dye 6a showed peaks at 3085, 1701, 1634, 1595,

1539, 1449, 1369, 1277, 1202, 1147, 1120, 1078, 959, 834, 798, 753 cm-1 with respect to different

functional groups (Figure 2.6). In this way other dyes 6b-g were also identified from their

respective FTIR spectra.

Figure 2.6 FTIR spectrum of perylene diimide azo hybrid dye 6a

The 1H-NMR spectrum of dye 6a showed two pairs of doublets in the aromatic region at 6.94 and

7.54 ppm, and at 6.07 and 7.41 ppm due to diazo component of phenolic azo dyes. Perylene diimide

ring system exhibited singlet at 7.95 ppm (s) due to four symmetrical protons. Methoxy proton in

6a showed singlet peak at 3.78 ppm. The position of perylene ring system of these dyes was not

affected much in different azo dyes. Dye 6b showed 3H singlet at 2.38 ppm because of CH3 group

and doublet signal at 6.97 ppm was due to 16H ortho to azo linkage of phenolic azo dyes and 8H

doublet at 7.76 ppm was caused by o-protons of methoxy group and 6.93 ppm doublet due to o-

protons of oxygen attached to perylene ring. Dye 6c provided multiplet peaks in aromatic region

8.14-8.33, 7.65-7.80 ppm due to diazo component of substituted azo dyes. A broad singlet signal

was seen at 11.0 ppm due to the carboxyl group in diazo component. The compound 6d provided

symmetrical four doublets at 7.47, 7.86, 7.76 and 6.93 ppm (Figure 2.7). Similarly, four symmetric

peaks were present in spectrum of 6f but were downfield than 6d, because here nitro group was

present at p-position of the diazo component of azo dye. Three multiplets and one singlet peak was

exhibited by 6e at 8.39, 7.72, 8.32 and 8.86 ppm respectively by the azo dyes substituted in the bay

region of perylene diimides ring. Singlet peaks at 3.80 ppm due to OCH3 attached at o-positions

of diazo component and other multiplet signals in the range 6.90-7.85 and 7.65-7.80 ppm were

present in the 1H-NMR spectrum dye 6g. The 13C-NMR spectrum of dye 6a showed distinguishing

signals for methoxy at 55.72 ppm and carbonyl carbon atoms in the range 162.78 ppm (Figure 2.8).

In this way all dyes synthesized dyes were confirmed for their structures from NMR studies.

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47

Figure 2.7 1H-NMR spectrum of perylene diimide azo hybrid dye 6a

Figure 2.8 13C-NMR spectrum of perylene diimide azo hybrid dye 6a

2.2.1 Fluorescence studies of Study of perylene diimide azo hybrid dyes (6a-g)

When a fluorophore absorbs a photon of light, an energetically excited state is formed. The fate of

this species is diverse, depending upon the exact nature of the fluorophore and its surroundings,

but the final result is deactivation (loss of energy) and returning back to the ground state. The main

deactivation processes which occur are fluorescence (loss of energy by emission of a photon),

internal conversion and vibrational relaxation (non-radiative loss of energy as heat to the

surroundings), and intersystem crossing to the triplet manifold and subsequent nonradiative

deactivation [78b].

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48

Fluorescence data of all the synthesized hybrid azo dyes (6a-g) is shown in Table 2.4. All hybrid

dyes (6a-g) showed high fluorescence in water and low in other solvents. Due to high polarity and

small size of water molecule aggregation of dye molecules could not occur so the fluorescence of

dyes was not affected. In solvents having larger sized molecules, van der waal’s interactions of

solvents with dye molecules were more common so self-association of dye molecules occured in

solvent like ethanol, methanol and fluorescence was reduced.

Fluorescence quantum yield of dyes (6a-g) were determined by preparing the equimolar solution

(1x 10-7 M) of synthesized dyes and fluorescein, and comparing the emission intensity of dyes and

reference compound. Dyes 6c and 6f exhibited lowest FLQ value 0.73 and 0.71 respectively

(Figure 2.9). In these dyes electron withdrawing carboxyl and nitro groups are attached at p-

position of diazo component of dyes. The dyes 6a and 6g have highest FLQ value as these dyes

had methoxy groups at the m and p- position of diazo components and other dyes are found to have

values in between these extremes. From the FLQ study, it might be generalized that electron

withdrawing groups decrease and electron donating groups increase the FLQ values.

460 480 500 520 540 560 580 600 620 640 660

Wavelength (nm)

Figure 2.9 Fluorescence Spectra of perylene diimide azo hybrid dyes, 6a-g

Table 2.4 Fluorescence values of Perylene diimide Azo Hybrid Dyes 6a-g in water

Dye Excitation

Wavelength (nm)

Emission Wavelength

(nm)

Emission Height Stoke Shift

6a 468 492.5 632.02 24.5

6b 466 493 407.60 27

6c 460 491 533.77 31

6d 461 492 383.55 31

6e 469 495 404.6 26

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49

6f 468 493 835.4 28

6g 464 496 827.94 32

2.2.2 Luminescence Studies

Luminescence study was conducted by preparing the films of (6a-g) in ethanol. Luminescence was

found to be of value 0.208 to 0.239 cd/m2 and was maximum for dye 6a and 6f. For rest of dyes

luminescence was no much varied from each other. It was observed that π-conjugation effects

appear to play a relevant role in the luminescent behavior which is strong only when substituents

of the azo components are capable of pi-conjugation. Moreover, an increase of the πelectron

withdrawing character of substituents significantly increased the luminescence quantum efficiency

and led to a shift of the emission to lower energy. The emission was also dependent on pH, being

quenched in acidic media probably due to protonation of attached substituents on the azo

components of azo hybrid dyes. Hence, this study presented a good account of perylene azo hybrid

dyes whose luminescence properties can be easily tuned by changing the electronic properties of

the substituent of azo components and the pH of the solution and thus, provides an opportunity to

investigate and establish structure based luminescence relationships. The luminescence values of

hybrid dyes are given in table 2.5.

Table 2.5 Luminescence and fluorescence quantum yield (FLQ) values of perylene diimide azo

hybrid dyes (6a-g) in water

Dye Luminescence Value (cd/m2) FLQ

6a 0.239 0.83

6b 0.208 0.77

6c 0.208 0.73

6d 0.228 0.75

6e 0.221 0.73

6f 0.231 0.71

6g 0.210 0.82

2.2.3 Electrochemical studies

The electrochemical characterization of all compounds was made in detail using cyclic

voltammetry in aqueous solution containing 0.1 M TBAPF6 as a supporting electrolyte. All dyes

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50

exhibited irreversible oxidation peaks in their voltammograms and oxidation onset potential were

determined from their CV curves. Oxidation potential (Eox) of hybrid dyes were different from

each other and were in the range 0.5712 to 0.7221V as shown below in the Table 2.6. Eox potential

was highest for dye 6a and lowest for 6f. Dye 6a has a methoxy group at p-position of the coupling

component of azo dyes, so this dye had more potential for electron donation to acceptor system.

Dye 6f had nitro group in the coupling component which provided deficiency of electrons it makes

the whole chromophoric system less oxidative. Dyes 6a-e and 6g have values in between the

oxidation potential of 6a and 6f. From oxidation potential values of dyes it was inferred that the

dyes containing electron donating groups are less prone to reduction as compared to those

containing electron withdrawing groups. The Eox values were used to determine the energy levels

of highest occupied molecular orbital (HOMO) by following the empirical Bredas equations.

Table 2.6 Oxidation potential (eox) of compounds perylene diimide azo hybrid dyes (6a-g)

Compounds Eox

6a 0.7221

6b 0.7093

6c 0.6717

6d 0.6299

6e 0.6131

6f 0.5712

6g 0.6088

HOMO energy levels have energy -4.9712 to -5.1221 eV, highest energy for 6f dye bearing nitro

(NO2) group in the azo dyes used for replacement of chloro groups from perylene bis diimides and

lowest for 6a having methoxy group in the azo component of theses hybrid dyes. It is observed

from the HOMO energy level data that dyes, having electron withdrawing have HOMO level at

higher energy while for those containing electron donating groups HOMO are at a lower energy.

Similarly LUMO values were calculated which were in accordance with HOMO values. Dyes with

highest HOMO values have highest LUMO energy levels and vice versa. LUMO energies of the

investigated dyes 6a-g are presented in Table 2.7. From HOMO and LUMO levels date it is

observed that energy levels can be modified by changing the substituents in the perylene

chromophores keeping in mind the electron donating and electro withdrawing effect of

substituents. HOMO represents the energy required to remove an electron from a molecule, which

is an oxidation process, and LUMO is the energy necessary to add an electron to a molecule, thus

implying a reduction process. Electron donating group will decrease the energies of HOMO and

LUMO levels and electron withdrawing groups will increase the energy of these levels. The term

band gap refers to the energy difference between the top of the valence band and the bottom of the

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51

conduction band. Electrons are able to jump from one band to another. However, in order for an

electron to jump from a valence band to a conduction band, it requires a specific minimum amount

of energy for the transition. The required energy differs with different materials. Electrons can gain

enough energy to jump to the conduction band by absorbing either a phonon or a photon [79].

Every solid has its own characteristic energy-band structure. This variation in band structure is

responsible for the wide range of electrical characteristics observed in various materials. In

semiconductors and insulators, electrons are confined to a number of energy bands, and forbidden

from other regions. The optical band gap values were calculated using the following equation.

Eg = 1242 eV/λ nm

Band gap energies of perylene diimide azo hybrid dyes are given in Table 2.7. Band gap energy

ranges from 2.8291 to 2.9154 eV and was highest for 6b and lowest for 6d. Dye 6d has chloro

groups in the azo components which have comparable values of electron donation and electron

attraction, so the energy gap was lowest. For dye 6b highest energy gap was due to azo dye

component containing alkyl group which has electron donating effect due to hyper conjugation

effect and this effect was not strong like resonance, so energy gap was highest.

Table 2.7 Energy of Highest Occupied Molecular Orbital’s of perylene diimide azo hybrid dyes

6a-g

E (HOMO) = (Eox + 4.4) eV (Bredas equation)

E (LUMO) = E(HOMO) +Eg

Compounds LUMO /eV Eg /eV HOMO/eV λ (nm)

6a -2.2604 2.8617 -5.1221 434

6b -2.1939 2.9154 -5.1093 426

6c -2.2166 2.8551 -5.0717 435

6d -2.2008 2.8291 -5.0299 439

6e -2.1113 2.9018 -5.0131 428

6f -2.1161 2.8551 -4.9712 435

6g -2.1732 2.8356 -5.0088 438

2. 3 Synthesis and Characterization Perylene Dianhydride Alkoxy Derivatives (7a-h)

Synthesis of alkoxy perylene derivatives (7a-h) was accomplished by condensation of

tetrachloroperylene dianhydride with different alcohols (3a-h) in the presence of potassium

carbonate and dry distilled DMF at 110oC. Synthesis completed in three hours of continuous

stirring and heating. Temperature was not allowed to exceed 110oC to avoid the decomposition of

DMF, which might result in substitution of ring oxygen by nitrogen. A molar ratio of 1:4 for

tetrachloroperylene dianhydride and different aliphatic and alicyclic alcohols was applied for the

substitution of all four chloro groups by an addition-elimination mechanism. The addition of excess

potassium carbonate was meant to enhance the nucleophilic character of different alcohols to

complete the reaction quickly and to reduce the effect of the acid generated within the reaction

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52

mixture to put off the hydrolysis of dianhydride. The solids were filtered, dissolved in a minimum

amount of water and acidified to afford the products free of base (Scheme 2.4). The structures of

newly-synthesized perylene derivatives were elucidated by UV-Visible, FTIR and NMR

spectroscopy. The solvatochromic behavior was observed for these dye molecules due to change

in their dipole moment, which occured during transitions between two electronic states (π-π*) with

differential solvent polarities. The UV-visible absorption spectra of the perylene dyes (1×10−7 M)

were taken at room temperature in aqueous medium (Figure 2.10) and the selected spectral data

are shown in Table 2.8.

Scheme 2.4 Synthetic route to tetrachloroperylene based fluorescent dyes (7a-h)

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53

Figure 2.10 UV Visible spectra of dyes 7a-h in water

Table 2.8 Wavelength of maximum absorption λmax of perylene dyes in water

Dye λmax (nm)

7a 282, 446.6

7b 282, 445.4

7c 282, 447.5

7d 282, 448

7e 282, 448

7f 282, 448.5

7g 282, 446

7h 282, 445.5

The electronic transition of UV-visible spectra of dyes in water provided two absorption maxima

(λmax), first at 282 nm and the other at 445-448 nm, respectively. The λmax for all the compounds

at 445-448 nm was the result of π-π* transition of the compounds due to the delocalization of

conjugated electrons of perylene motif. Difference in λmax of the synthesized dyes followed a

narrow range for different alkyl substituents. All dyes (7a-h) had highest λmax in water when

compared with that in non-polar solvents. From UV results, it was revealed that all perylene

derivatives showed approximately identical λmax. This evidence indicated that chain length of alkyl

groups at bay positions of perylene ring did not affect much the λmax of dyes. Moreover, the solvent

effect on UV-visible absorption spectra of dyes (7a-h) strongly dependent on the nature of the

substituent on the perylene nucleus, whether the substituents’ interact with solvent molecules or

not. Solvent effect was more pronounced for substituents undergoing intermolecular interaction

with solvent molecules. This solvent effect had also been observed for many perylene derivatives.

The FTIR spectra of (7a-h) dyes provided absorption bands due to C-H, C=O (for dianhydride),

C=C and C-O, stretching and bending vibrations in the range of 2900-2980, 1805-1828, 17571777,

1150-1100 and 723-750 cm-1, respectively. In particular, the peak observed in the range of 1150-

1100 cm-1 was as a result of ether functionality. The absorption bands at 1618 cm-1 and 750 cm-1

depict the presence of C=C stretching and bending vibrations, respectively. All these stretching

and bending bands identify perylene derivatives (7a-h).

The 1H NMR spectrum of 7a exhibited a high field triplet signal due to CH3 group at 0.88 ppm, a

multiplet due to methylene envelope in the zone of 1.26-1.76 ppm and a triplet at 4.06 ppm due to

CH2 group adjacent to oxygen atom in the decyl chain by the de-shielding caused by oxygen. Due

to perylene ring there is singlet peak in the range of 7.27-7.81 ppm, common in all compounds.

For compound 7b there were one triplet and one doublet signals at 0.88 and 0.96 ppm, respectively,

due to two CH3 groups present in 2-octyl chain, attached in bay region of perylene. These were

highly shielded protons due to high electron density around them. Hexet at 3.70 ppm was ascribed

to the proton adjacent to oxygen atom and a multiplet produced due to methylene envelope in the

range of 1.26-1.63 ppm. In molecule 7c, 3H triplet, 2H hexet, 2H pentet and 2H triplet were found

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at 0.90, 1.27, 1.62 and 4.09 ppm, respectively, were attributed to butyl chain symmetrically

attached to perylene ring. One triplet at 1.72 ppm and a quartet at 4.72 ppm appear due to the

presence of ethyl chain in case of 7d. Dye 7e exhibited a triplet due to CH3 (adjacent to CH2 group)

at 0.86 ppm and a broad multiplet at 1.27-1.33 ppm owing to methylene envelope in the n-pentyl

chain. A triplet at 4.95 ppm points at CH2 adjacent to oxygen atom. Compound 7f showed triplet,

hexet and triplet at 1.3, 1.90 and 4.09 ppm, respectively. These include CH3, CH2, and CH2 protons

in the propyl segment of dye 7f. Dyes 7g and 7h (cyclopentyl and cyclohexyl attached to perylene

ring) manifested 1H pentet (each) at 3.71 and 3.74 ppm, respectively, while other protons in these

compounds exhibited multiplets in aliphatic region in the range of 1.46 to 2.02 ppm. All chemical

shifts proved the substituents’ identity and existence of the perylene ring chromophore in these

derivatives (7a-h).

2.3.1 Optical properties

2.3.1.1 Maximum Extinction Coefficients (ϵmax)

The maximum extinction coefficient is a measurement of how strongly a chemical species absorbs

light at a given wavelength depending upon the presence or absence of certain functionalities in

the molecule. It is an intrinsic property which depends upon the actual absorbance, A, path length

(l) and the concentration (c) of the species (Beer-Lambert law) i.e., A = ϵmax cl. Molar extinction

coefficient of perylene dyes is presented in Table 2.9.

Table 2.9 Molar extinction coefficients of perylene dyes

Dyes λmax(nm) A ϵmax (L mol-1 cm-1)

7a 446.6 1.5060 30120.38

7b 445.4 1.5432 30865.1

7c 447.5 0.7859 15719.28

7d 448 1.016 20331.98

7e 448 0.9863 19727.46

7f 448.5 1.178 23564

7g 446 1.09674 21934.8

7h 445.5 0.9887 19774.94

Absorption in UV- visible region by alkylated perylene dyes is higher for those dyes which had

long alkyl chains substituted on perylene dianhydride chromophore and higher value of molar

extinction coefficients are linked to/associated with high absorption intensity. It can be generalized

that branched chain and long-chained alkyl groups have high molar extinction coefficients as these

appeared larger for 7a and 7b.

2.3.1.2 Fluorescence Investigations

Fluorescence data of these dyes are reproduced in Table 2.10. Fluorescence spectra were recorded

by selecting different excitation wavelengths of the source as excitation spectrum is dependent on

emission intensity at a single wavelength upon various excitation wavelengths (Figure 2.11) [80].

The fluorescence spectra of these dyes displayed only one fluorescence peak at 500-513 nm when

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55

excited by different wavelengths in the concentration range of 1x10-7M. All dyes exhibited nearly

identical emissions with the least effect of chain length on emission. The emission peaks of high

intensity at 500-513 nm for different dyes corresponding to the absorption peak in the range of

445-448 nm were produced in the emission spectra of compound.

This observed phenomenon of absorption and emission verifies the mirror image rule.

460 480 500 520 540 560 580 600 620 640 660

Wavelength (nm)

Figure 2.11 Fluorescence spectra of dyes 7a-h in water

Fluorescence of these dyes was higher in water and lower in other solvents. Self association of dye

molecules occured in solvents like ethanol, methanol and consequently, fluorescence decreased.

Table 2.10 Fluorescence values of alkylated perylene dyes (7a-h) in water

Dye Excitation Wavelength

(nm)

Emission Wavelength

(nm)

Emission Height Stoke Shift (nm)

7a 455 502 720 78

7b 455 510 698 59

7c 460 503 4859 81

7d 490 515 12.58 25

7e 460 513 1894 49

7f 455 470 1070 30

7g 455 480 1070 40

7h 455 490 1070 50

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2.3.1.3 Singlet Energies (Es)

Singlet energy is the minimum amount of energy needed for a chromophore to get excited from

the ground state to excited state and it can be calculated using the equation Es= 2.86 x 105/ λmax.

Singlet energies were calculated by using the equation. The data are presented in Table 2.11

Table 2.11 Singlet energies of dyes (7a-h)

Dye λmax (Å) Es (kcal/mol)

7a 4466 64.3

7b 4454 64.2

7c 4475 63.91

7d 4480 62.5

7e 4480 62.5

7f 4485 63.7

7g 4460 64.1

7h 4455 64.34

From this study, it was concluded that there is small change in the singlet energies of perylene

dyes. Singlet energy depends upon the wavelength of maximum absorption, which does not vary

large. In order to notice bigger changes in wavelength of maximum absorption there must be

delocalization of electrons through alternating single and double bonds. Since energy difference

decreases between HOMO and LUMO energy levels, singlet energies reduce consequently.

2.3.1.4 Oscillator Strengths (f)

Oscillator strengths were calculated by the reported procedure using the equation, f= 4.32 x 10-9

ΔV1/2 ϵmax and results were presented in Table 2.12. It was observed that oscillator strength varied

from 0.311 to 0.512 and was highest for 7b, which had tetra-substituted 2-octyl chains on the

perylene dianhydride. In case of compound 7b, the molar extinction coefficient was higher than

other derivatives, so its oscillator strength is high. This might also be attributed to larger

absorptions by branched chain alkyl group on perylene ring. Same pattern was also observed for

7a, which had second highest fluorescence rate constants in the present series.

Table 2.12 Oscillator strengths of alkylated perylene dyes (7a-h)

Dye ΔV1/2 (cm-1) ϵmax (L mol-1 cm-1) Oscillator strengths f

7a 3449 30120.38 0.448

7b 3847 30865.10 0.512

7c 4603 15719.28 0.312

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7d 3755 20331.98 0.329

7e 3660 19727.46 0.311

7f 3424 23564.00 0.348

7g 3481 21934.80 0.329

7h 4294 19774.94 0.366

2.3.1.5 Theoretical Radiative Lifetimes (Ƭo)

Theoretical radiative lifetimes (Ƭo) depend upon molar extinction coefficient (ϵmax), mean

frequency (V2max) and half-width of the selected absorption (ΔV1/2). Molar extinction coefficient

(ϵmax) of these dyes was high for longer alkyl chains substituted on perylene dianhydride

chromophore and varied from 4.43 to 7.30 ns (Table 2.13). The compounds 7a and 7b had larger

ϵmax value and smaller values of radiative lifetime (Ƭo). From data, it can be gathered that those

perylene derivatives which have larger absorptions in UV-visible region, possess lower values of

radiative lifetime (Ƭo) [81].

Table 2.13 Theoretical radiative lifetime of perylene dyes (7a-h)

Dyes ΔV1/2(cm-1) ϵmax (L mol-1 cm-1) Vmax (cm-1) Ƭo (ns)

7a 3449 30120.38 25918 4.98

7b 3847 30865.10 25773 4.43

7c 4603 15719.28 26012 5.49

7d 3755 20331.98 26093 6.73

7e 3660 19727.46 25768 7.30

7f 3424 23564.00 25725 6.55

7g 3481 21934.80 25737 7.04

7h 4294 19774.94 25242 6.46

2.3.1.6 Fluorescence Rate Constants (kf)

The results of fluorescence rate constants of dyes are reproduced in Table 2.14. The values for

these dyes vary from 1.36 to 2.25x108/s, with dye 7b displaying the highest value, which has tetra-

substituted 2-octyl chains on the perylene dianhydride. In compound 7b, the radiative life time was

very low, so it had high fluorescence rate constant. This might be attributed to space interaction of

branched chain alkyl group with perylene electrons that decreases the radiative life time and

increases the fluorescence rate constant. Same pattern was also seen for 7a which had second

highest fluorescence rate constant in this series [82].

Table 2.14 Fluorescence rate constant of perylene dyes

Dye Ƭo (ns) kf (108/s )

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7a 4.98 2.00

7b 4.43 2.25

7c 5.49 1.82

7d 6.73 1.48

7e 7.30 1.36

7f 6.55 1.52

7g 7.04 1.42

7h 6.46 1.54

2.3.2 Electrochemical Properties

The electrochemical characterization of these dyes was studied by cyclic voltammetry using water

having 0.1 M TBAPF6 as a supporting electrolyte. All redox potentials, HOMO (highest occupied

molecular orbital), LUMO (lowest unoccupied molecular orbital) and band gap energies (Eg) were

calculated from this technique.

2.3.2.1 Redox Potentials (E1/2)

For reversible processes, reduction potentials can be calculated from cyclic voltammograms

according to reported procedure (Figure 2.12) [83]. Redox potentials of dyes are shown in Table

2.15.

Table 2.15 Redox potential (E1/2) of perylene dyes (7a-h)

Dyes Epa (V) Epc (V) ΔEp (mV) E1/2 (V)

7a -0.0390 -1.4390 1.400 -0.739

7b -0.3445 -1.0335 0.689 -0.689

7c -0.3495 -1.0485 0.699 -0.699

7d -0.3745 -1.1235 0.749 -0.749

7e -0.2490 -1.4390 1.190 -0.696

7f 0.0790 -1.4390 1.360 -0.759

7g -0.1290 -1.4390 1.310 -0.784

7h -0.3595 -1.0785 0.719 -0.719

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Figure 2.12 Cyclic Voltammogram of dyes (7a-h) in water

2.3.2.2 Lowest Unoccupied Molecular Orbitals (LUMO)

In order to calculate the absolute energies of LUMO level with respect to the vacuum level, the

redox data are standardized to the ferrocene/ferricenium couple which has a calculated absolute

energy of – 4.8 eV. The data related to LUMO level energies of dyes are presented in Table 2.16.

Table 2.16 Half wave potential (E1/2) and LUMO energy levels of alkylated perylene dyes

Dyes E1/2 (V) LUMO (eV)

7a -0.739 -4.010

7b -0.689 -4.110

7c -0.699 -4.100

7d -0.749 -4.050

7e -0.696 -4.104

7f -0.759 -4.041

7g -0.784 -4.016

7h -0.719 -4.081

It was inferred from energy range of -4.010 to -4.110 eV that there is no appreciable difference

between different aliphatic and alicylic chains used for substitution on perylene ring. It was

concluded that the effect of chain length of alkyl groups was same for all dyes. The energy of

LUMO levels can be varied only by increasing the delocalization of electrons through alternating

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single and double bonds and it is noticed that energy difference decreases with increasing

conjugation and vice versa.

2.3.2.3 Band Gap Energy Values (Eg)

The optical band gap values are calculated using the standard procedure. The band gap energy is

the span of energies that lies between the valence and conduction bands for insulators and

semiconductors. Every solid has its own characteristic energy-band structure. This variation in

band structure is responsible for the wide range of electrical characteristics observed in various

materials [84]. Band gap energy of dyes is given in Table 2.17. No significance difference was

evident for different aliphatic and alicylic chains substituted on perylene ring and it was clear that

chain length of alkyl group didnot affect the band gap energy. Band gap energy can be varied only

by increasing the delocalization of electrons through alternating single and double bonds and

energy difference decreases with increasing conjugation and vice versa.

2.3.2.4 Highest occupied molecular orbitals (HOMO)

Table 2.17 depicts the highest occupied molecular orbital energy levels which are in range from

6.582 to -6.672 eV for these dyes and no large difference for various aliphatic and alicylic chains

substituted on perylene ring was observed. It was concluded that there was minor effect of chain

length of alkyl groups on HOMO energy levels. The HOMO energy levels can be changed only by

increasing the delocalization of electron through alternating single and double bonds. Energy

difference decreases with increasing conjugation and vice versa.

Table 2.17 Band gap energy and HOMO energy levels alkylated of perylene dyes

Dye Cut-off λ (nm) Eg (eV) HOMO (eV)

7a 482 2.572 -6.582

7b 484 2.561 -6.672

7c 490 2.530 -6.630

7d 479 2.588 -6.638

7e 488 2.540 -6.644

7f 480 2.583 -6.624

7g 475 2.610 -6.623

7h 485 2.555 -6.630

2.3.3 Thermal properties

Thermogravimetric measurement of dyes was carried out to check the thermal stability [85] using

inert atmosphere. The results are reproduced in Table 2.18. On the basis of TG thermograms,

perylene dyes demonstrated high thermally stability. The stability was attributed to the presence

of ringed structure when To (temperature at which first mass-loss is detected) is taken into account

from TG results. These will not be affected by higher temperatures if the applications demand

thermal stability.

Table 2.18 TGA of alkylated perylene dyes (7a-h)

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Dyes TG, oC (To)

7a 218

7b 195

7c 193

7d 214

7e 198

7f 189

7g 190

7h 194

2.4 Synthesis and Characterization of Perylene Schiff Base Azo Diimide Dyes (13a-e)

Synthesis of perylene Schiff base diimide involved the two step procedure which consisted of

synthesis of Schiff bases and their condensation with perylene dianhydride. Schiff bases synthesis

was conducted by reacting p-amino acetanilide and substituted aldehydes and ketones. p-amino

acetanilide (0.01 mol) was reacted with substituted aldehydes (0.01mol) in ethanol as solvent and

catalyzed by acetic acid. Reaction mixture was stirred for 10-12 h at reflux temperature until its

completition was observed by taking the TLC of reaction mixture. Schiff bases were separated by

rotary evaporation of reaction mixture and then recrystallized from ethanol and ethyl acetate. In

this way series of Schiff bases 3a-e were synthesized and purified. Deacetylation of above

synthesized Schiff bases was done by hydrolysis of Schiff bases (3a-e) in aqueous solution 20 ml

catalyzed by conc. HCl (4ml). On completion of reaction deacetylated Schiff bases were separated,

purified and dried.

Deacetylated Schiff bases (0.01mol) were condensed with perylene dianhydride (0.01mol) in

quinoline at temperature 165oC catalyzed by zinc acetate Zn(CH3COO)2 (0.5g). Reaction mixture

was stirred for 24h at this temperature, until completition of reaction was observed by TLC (pure

dichloromethane). On cooling the reaction mixture, products were separated which were then

filtered and dried in oven at 80oC. In this way a series of perylene Schiff base diimides 13a-e were

synthesized [86].

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Scheme 2.5 Synthesis of perylene Schiff base diimide dyes 13a-e Syntheses of

PDA dyes (13a-e) have been achieved by two step procedure involving the

synthesis of Schiff bases and their condensation with perylene dianhydride. Schiff

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bases (11a-e) were synthesized by reacting p-amino acetanilide with different

aldehydes (10a-e) in ethanol at reflux temperature for 10-20h continuous heating

and stirring. Synthesized intermediates aqueous solution were heated at 100oC for

2h in acidic conditions and removed the acetyl protecting group and obtained the

11a-e Schiff bases. These Schiff bases were reacted with perylene dianhydride in

quinoline at 165oC for 24h continuous heating and stirring. This reaction was

conducted in quinoline which is high boiling solvent and more heat can be applied

to accomplish the reaction. Zinc acetate was used to catalyze the reaction which

speeds up the rate of reaction by making a loose complex with oxygen atom of

dianhydride due to deficiency of electrons at zinc.

UV, FTIR, 1H-NMR and 13C-NMR studies were done to elucidate the structures of newly

synthesized PDA dyes. The U.V/visible absorption spectra of the PDA dyes (1×10−7 M) were taken

at room temperature in dimethyl sulfoxide (DMSO) (Figure 2.13) and the selected spectral data

are summarized in Table 2.19.

Figure 2.13 UV-Visible spectra of perylene Schiff base diimide dyes 13a-e in DMSO

Table 2.19 Absorption maxima of perylene Schiff base diimide dyes

Compounds λmax (Absorption) λem (Emission)

13a 469 537

13b 520 550

13c 492 525

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13d 526 Nil

13e 523 533

Three absorption maxima (λmax), bands in UV-visible spectra of PDA dyes were observed during

electronic transition of dye molecules in DMSO, at 430-450, 470-490 and 510-530 nm. The λmax

for all the dyes was the result of π-π* transitions of the molecules indicative of the existence of

alkenic and imine linkages present in dyes. The λmax in range 510-530 nm is due to π-π* transitions

of imine linkages C=N as well as conjugated C=C bonds of perylene ring. For dyes

(13a-e) effect of substituents is not high, depicted from their λmax which is not too much different

from one dye to another. This phenomenon was observed due to the difference in the conjugational

or migrating ability of the electron lone pairs on nitrogen atoms and, the azohydrazo tautomerism

of azo dyes as evidenced from their structures (Scheme 2.5). This also indicated that the electronic

behavior of the nitrogen atoms of azo group was to some extent different in different derivatives

and in solvents of different polarities.

Fluorescence study of compounds (13a-e) was conducted by preparing their dilute solution in

DMSO (1x 10-7M). All the compounds exhibited strong fluorescence above 500 nm except 13d

which might be attributed to aggregation of flat molecules of this dye and electron withdrawing

groups attached to this molecule. Highest fluorescence was observed for dye 13a and 13b at

wavelength 537 and 550 nm respectively due to the highly conjugated systems like pyrene and

fluoeronone present in these compounds (Figure 2.14).

Figure 2.14 Fluorescence spectrum of compounds (13a-e)

The FTIR spectra of rylene dyes (13a-e) exhibited absorption bands due to O-H, Ar-H, C=O of

diimides, C=C and C=N, stretching and bending vibrations at 3410-3455, 3080-3120, 16801690,

1585-1630, 1430-1445, and 1230-1250 cm-1 respectively. In particular the peak observed at 1100-

1150 cm-1 was as a result of carbon oxygen single bond stretching vibrations. The absorption bands

at 1585-1630 cm-1 and 770-810 cm-1 depicted the presence of C=C stretching and bending

vibrations respectively. Schiff base linkage was confirmed by absorptions at 14301445 cm-1.

Stretching vibrations absorptions in between 3080-3120 cm-1 were because of C=C-H bonds of

aromatic rings present in dye molecules (13a-e).

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1H-NMR and 13C-NMR studies proved the synthesis of rylene dyes (13a-e). Dye 13c showed

characteristic peak for imine functionality at 8.90 ppm and a pair of doublet at 7.36 and 7.39 ppm

due to phenylene ring sandwiched between nitrogen atoms. A pair doublet peak patteren at δ 8.14

and 8.18 ppm was due to two chemically and magnetically non equivalent protons of naphthalene

unit of perylene ring and doublet peak and pair of triplets at 7.81, 7.71 and 7.53 ppm due to phenyl

ring attached with NO2 group. 13C-NMR spectrum of 13c showed peak for carbonyl group of imide

functionality at 162.4 ppm and imine carbon showed signal at 158.7 ppm which were the

distinguishing signals for these dyes. Fifteen signals in the range 121-151 ppm were due to

aromatic carbon nuclei in the molecules (Figure 2.15 and 2.16).

Figure 2.15 1H-NMR spectrum of compound 13c

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Figure 2.16 13C-NMR spectrum of compound 13c

2.4.1 Electrochemical Properties

The electrochemical characterization of all compounds was made in detail using cyclic

voltammetry in aqueous solution containing 0.1 M TBAPF6 as a supporting electrolyte (Figure

2.17). All dyes exhibited irreversible oxidation peaks in their voltammograms and oxidation onset

potential were determined from their CV curves. Redox potential (Eox) of dyes (13a-e) were

different from each other and were in the range 0.229 to -0.590 V as shown below in the Table

2.20. Redox potential was highest for dye 13e and lowest for 13a. Eox were used to determine the

energy levels of highest occupied molecular orbital (HOMO) by following the empirical Bredas

equations (Table 2.20).

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Figure 2.17 Cyclic Voltammogram of perylene Schiff base diimide azo dyes (13a-e) in DMSO

LUMO energy levels were in -4.21 to -5.20 eV, and highest energy LUMO levels seen for 13a dye

bearing pyrene moiety and lowest were in 13e bearing dimethyl amino group at phenylene ring at

imide position of perylene ring. These results were in accordance with the general phenomenon

observed electrochemical studies of compounds that the electron donating groups decrease the

energy gap between HOMO and LUMO levels and electron withdrawing groups increase this gap

of energy. HOMO energy levels in the dyes have energy range -6.85 to 7.57 eV and lowest HOMO

levels are present in 13e which and highest for 13a because in 13a there is more availability of

electrons due highly rich pyrene ring which increases the energy of HOMO levels and thereby

decreases the energy gap. Optical band gap energies were calculated by standard procedure and

were in the range 2.37 to 2.64 eV. For 13e lowest highest energy gap is observed which is due

dimethyl amino group at Schiff base condensed along molecular axis, but comparison cannot be

made as these compounds have diverse Schiff bases (Table 2.20) [88].

Table 2.20 Half wave potential (E1/2) and LUMO energy levels of perylene Schiff base diimide

azo dyes (13a-e)

Compounds E1/2 (V) Eg (V) HOMO (eV) LUMO (eV)

13a -0.590 2.64 -6.85 -4.21

13b -0.135 2.38 -7.04 -4.66

13c +0.360 2.52 -7.68 -5.16

13d +0.229 2.37 -7.37 -5.02

13e +0.400 2.35 -7.57 -5.20

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Chapter 3 EXPERIMENTAL

3.1 Materials

Tetrachloro perylene dianhydride was obtained from Honest Joy Holdings limited China. Sodium

nitrite was obtained from BDH. Hydrochloric acid and phenol were purchased from Merck.

Potassium carbonate was purchased from Daejing Korea. Solvents such as ethanol, ethyl acetate,

DMF, and methanol were common laboratory grade chemicals and were purified. Perylene

tetracarboxylic dianhydride was purchased from Sigma-Aldrich. Hydrochloric acid, decanol, 2-

octanol, hexanol, n-butanol, propanol, ethanol, cyclopentanol, cyclohexanol, ethyl acetate, DMF

quinoline and methanol were obtained from E. Merck. Potassium carbonate was purchased from

Daejing. 3.2 Purification of solvents:

Standard methods and procedures were followed for the purification and drying of solvents. The

dried solvents were stored over type 4A° molecular sieves. A brief account of the purification

procedure is given below. a) Acetone

Calcium chloride anhydrous was added to flask having acetone and refluxed for 3-5 hours. Pure

acetone was distilled at 56 °C. b) Chloroform

Chloroform was pre-dried over anhydrous calcium chloride for 4 hours and distilled at 65-66 °C.

c) Dichloromethane

It was dried by same procedure used for chloroform and distilled at 39-40 °C. d)

Ethyl Acetate

It was dried upon stirring on anhydrous calcium hydride and distilled at 77 °C. e)

Ethanol

Ethanol was refluxed over activated calcium oxide for 4-6 hours followed by distillation at 7778°C. f) Methanol

Calcium oxide was introduced into a round bottom flask containing methanol. It was refluxed for

4 hours and distilled at 64 C.

f) Tetrahydrofuran and Diethyl ether

Both solvents were dried upon reflux on sodium wire using benzophenone as an indicator, followed

by distillation at 66 °C and 34-36 °C respectively, when colour changes to violet blue.

THF was distilled freshly each time before use. g)

Acetonitrile

The solvent was dried upon molecular sieves (4Å) by standing overnight and fractionally distilled

at 80-81°C. 3.3 Instrumentation

Melting points were determined using digital Gallenkamp (Sanyo) model MPD BM 3.5 with digital

thermometer and are uncorrected. Infrared spectra were recorded using a Shimadzu IR 460 as KBr

pellets and FTX 3000 MX spectrophotometer using the ATR method. 1H NMR and 13C NMR

spectra were obtained using a Bruker Avence (300 MHz) and (400 MHz) spectrophotometers

respectively in CDCl3, DMSO-d6, CD3OD-d4 solution using TMS as an internal reference.

Chemical shift are given in δ-scale (ppm). Abbreviations s, d, dd, t, at, m have been used for singlet,

doublet, double doublet, triplet, apparent triplet, multiplet respectively. Elemental analyses were

performed on CHNS 932 LECO instrument. UV-Vis spectra were taken using a CECIL-7400

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UV/Visible Spectrophotometer and fluorescence spectra were recorded using the Hitachi FL

solutions 7000 fluorescence spectrophotometer. Cyclic voltammetry was performed on CH-800

C potentiostate using 0.1M TBAPF6 as internal reference in DMSO and DCM (purged with argon

for 10 minutes) on glassy carbon and platinum (0.2 mm diameter) as working electrodes versus

Ag/AgCl reference electrode and platinum wire as counter electrode at room temperature. 3.4 Chromatographic Techniques

3.4.1 Thin Layer Chromatography (TLC)

The progress of reactions was monitored through thin layer chromatography by using precoated

silica gel aluminum sheets 2.0 x 5.0 cm (layer thickness 0.2 mm, HF254, Reidal-de-Haen from

Merck). Chromatograms were detected by using ultraviolet light (254-360 nm). For development

of chromatograms different solvent systems were used:

n-Hexane: Ethyl acetate (4:1) n-

Hexane: DCM (6:1) n-Hexane:

Ethyl acetate (9:1) DCM:

Methanol (10:1)

3.5 Experimental Procedures

3.5.1 General procedure for synthesis of phenolic azo dyes (3a-j).

Suitably substituted anilines (1a-j) (0.01mol) were dissolved in 20 ml water and 3.5 ml

concentrated HCl, with stirring maintaining the temperature at 0-5 oC. A solution of NaNO2 (0.01

mol) in 10 ml water was added promptly to solution of aniline with continuous and vigorous

stirring. Stirring was further continued for 1h maintaining the temperature in the same range. After

1h the reaction mixture was checked for the completeness of reaction on a paper chromatogram

using water as mobile base. The dried chromatogram was sprayed with solution of p-N,N-dimethyl

aminobenzaldehyde in ethanol as spraying agent. On completion of reaction the diazonium salts

(2a-j) were kept in a freezer.

Phenol (0.01mol) was dissolved in water (15ml) and K2CO3 (2g), kept in the ice bath at temperature

0-5 oC with stirring. The diazo solution was added drop wise to the stirred solution of phenol during

30 minutes, maintaining the pH above 8. The progress of reaction was monitored by paper

chromatography using H-acid solution in alkaline media. On completion the solids were filtered,

dried in oven at 70oC, for 3hs to afford the 4-hydroxyazobenzene derivatives (3a-j) in 87-90%

yields. In case where regioisomeric products were obtained; column chromatography was used for

separation.

3.5.2 General procedure for synthesis of perylene dianhydride azo hybrid Dyes (5a-j)

Tetrachloroperylene dianhydride 0.001mol (0.53g) was taken in 250ml round bottomed flask

containing 20ml DMF placed on hot plate having oil bath. Started stirring and heating, and added

4-hydroxy azobenzene derivatives 0.004 mol (3a-j), then added 2.0g of K2CO3. Kept the

temperature at 110oC for 3hours.After this TLC of reaction mixture was taken in 4:1 ethyl acetate:

pet ether. From TLC it was observed that the reaction had been completed in 3hours. Filtered the

reaction mixture and obtained residue which was dissolved in 30ml of water. Acidified the media

with conc. HCl, (1ml), precipitation occurred immediately, filtered and dried the product. Yield

was 90-95% in different dyes. In this way a series of dyes 5a-j were synthesized.

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1,6,7,12-tetra-(4’-sulfophenylazophenoxy) perylene dianhydride (5a)

Yellow crystals, m.p> 350oC. 1H-NMR (300MHz, D2O) δ (ppm): 7.79 (d, 2H, J= 8.4Hz), 7.59 (d,

2H, J= 7.8Hz), 7.54 (d, 2H, J= 8.4Hz), 6.62 (d, 2H, J= 7.8Hz), 7.73 (s, 4H). 13C-NMR (75MHz,

D2O) δ (ppm): 171.70, 153.16, 147.77, 144.17, 127.53, 127.47, 126.41, 126.36, 122.25, 118.11

and 95.73. FTIR (Neat, cm-1) νmax: 3050, 1820, 1760, 1620 1580, 1547, 1521, 1457, 1417, 1357,

1267, 1171, 1088, 1011, 963, 907,878, 830, 817, 791, 668, 552 cm-1.

1,6,7,12-tetra-(4’-carboxyphenylazophenoxy) perylene dianhydride (5b)

Yellowish orange crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 8.09 (d, 2H, J=

8.4Hz), 7.81(d, 2H, J= 7.5Hz), 7.76 (d, 2H, J= 8.4Hz), 6.65 (d, 2H,, J= 7.5Hz), 7.74 (s, 4H), 11.0

(br singlet 1H) ppm. 13C-NMR (75MHz, D2O) δ (ppm): 172.21, 168.95, 158.59, 155.40, 155.09,

150.13, 149.73, 131.71 128.89, 122.99, 122.83, 120.04, 119.85, 117.66 and 98.14. FTIR (Neat,

cm-1) νmax: 3050, 1820, 1760, 1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169,

1014, 962, 905, 877, 828, 795, 750 cm-1.

1,6,7,12-tetra-(2’-carboxyphenylazophenoxy) perylene dianhydride (5c)

Yellowish orange crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 8.05 (m, 1H), 7.95(m,

1H=R1), 7.65-7.80 (m, 2H) 7.76 (d, 2H, J= 8.4Hz), 6.67 (d, 2H=R4 J= 7.4Hz), 7.73 (s,

4H), 11.0 (br singlet 1H) ppm. 13C-NMR (75MHz, D2O) δ (ppm): 170.53, 167.27, 158.59, 155.40,

150.73, 150.13, 149.73, 134.11, 131.71, 129.28, 128.82, 122.99, 122.83, 120.05, 120.04, 119.85,

119.18, 117.68, and 111.14. FTIR (Neat, cm-1) νmax: 3050, 1820, 1760, 1580, 1584, 1549, 1446,

1410, 1386, 1355, 1271, 1212, 1169, 1014, 962, 905, 877, 828, 795, 750 cm-1.

1,6,7,12-tetra-(4’-nitrophenylazophenoxy) perylene dianhydride (5d)

Yellowish brown crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 8.20 (d, 2H, J= 8.1Hz)

7.98 (d, 2H, J= 7.9Hz), 7.76 (d, 2H, J= 8.1Hz), 6.65 (d, 2H=R4, J= 7.9Hz), 7.74 (s, 4H), ppm. 13C-

NMR (75MHz, D2O) δ (ppm): 158.59, 156.85, 155.40, 150.13, 149.73, 148.81, 125.32, 122.99,

122.83, 120.24, 120.04, 119.85, 119.18, and 111.14. FTIR (Neat, cm-1) νmax: 3050, 1820, 1760,

1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169, 1014, 962, 905, 877, 828, 795,

750 cm-1.

1,6,7,12-tetra-(3’-nitrophenylazophenoxy) perylene dianhydride (5e)

Yellowish orange crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 8.24 (m, 1H=R1), 8.48

(s, 1H), 7.72 (m, 1H), 8.21 (m, 1H), 7.76 (d, 2H, J= 7.9Hz,), 6.65 (d, 2H,, J= 7.9Hz), 7.75 (s,

4H) ppm. 13C-NMR (75MHz, D2O) δ (ppm): 171.52, 158.59, 155.40, 150.13, 149.73, 147.61,

131.71, 129.83, 128.78, 123.79, 120.04, 119.85, 114.43, and 96.14. FTIR (Neat, cm-1) νmax:

3050, 1820, 1760, 1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169, 1014, 962,

905, 877, 828, 795, 750 cm-1. 1,6,7,12-tetra-(2’-nitrophenylazophenoxy) perylene dianhydride (5f)

Yellow crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 7.72- 8.39 (m, 4H), 7.76 (d, 2H),

6.67 (d, 2H, J= 7.8Hz), 7.72 (s, 4H). 13C-NMR (75MHz, D2O) δ (ppm): 170.23, 158.59, 155.40,

150.13, 149.73, 145.85, 138.67, 134.00, 131.71, 126.77, 125.31, 122.99, 122.83, 120.04, 119.85

and 95.53. FTIR (Neat) 3050, 1820, 1760, 1620 1580, 1547, 1521, 1457, 1417, 1357, 1267, 1171,

1088, 1011, 963, 907,878, 830, 817, 791, 668, 552 cm-1.

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1,6,7,12-tetra-(4’-metylyphenylazophenoxy) perylene dianhydride (5g)

Yellowish orange crystals, m.p > 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 2.35 (s, 3H), 7.26 (d,

2H, J= 7.9Hz), 7.81(d, 2H, J= 7.9Hz), 7.78 (d, 2H, J= 7.8Hz), 6.65 (d, 2H, J= 7.8Hz), 7.73 (s,

4H) ppm. 13C-NMR (75MHz, D2O) δ (ppm): 171.56, 158.59, 155.40, 150.13, 149.36, 131.71,

129.72, 122.99, 122.83, 122.58, 120.04, 118.62, 111.14 and 21.13. FTIR (Neat, cm-1) νmax: 3050,

1820, 1760, 1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169, 1014, 962, 905,

877, 828, 795, 750 cm-1.

1,6,7,12-tetra-(3’-methoxyphenylazophenoxy) perylene dianhydride (5h)

Yellowish orange crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 3.9 (s, 1H),

6.977.82(m, 4H), 7.65-7.80 (m, 2H), 7.76 (d, 2H J= 7.75Hz), 6.67 (d, 2H J= 7.75Hz), 7.73 (s, 4H)

ppm. 13C-NMR (75MHz, D2O) δ (ppm): 170.1, 160.38, 158.74, 152.48, 150.16, 149.73, 131.54,

129.81, 121.68, 122.96, 120.04, 119.73, 116.74, 114.02, 106.29, 105.56 and 56.04. FTIR (Neat,

cm-1) νmax: 3050, 1820, 1760, 1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169,

1014, 962, 905, 877, 828, 795, 750 cm-1.

1,6,7,12-tetra-(4’-methoxyphenylazophenoxy) perylene dianhydride (5i)

Yellowish brown crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 3.9 (s, 3H), 6.97 (d,

2H, J= 8.1Hz), 7.82 (d, 2H, J= 8.1Hz), 7.76 (d, 2H, J= 7.7Hz), 6.93 (d, 2H, J= 7.7Hz), 7.73 (s,

4H) ppm. 13C-NMR (75MHz, D2O) δ (ppm): 171.24, 162.23, 158.98, 155.40, 151.73, 149.73,

147.16, 131.31, 124.40, 123.95, 120.04, 119.76, 104.82, 56.04. FTIR (Neat, cm-1) νmax: 3050, 1820,

1760, 1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169, 1014, 962, 905, 877,

828, 795, 750 cm-1.

1,6,7,12-tetra-(4’-chlorophenylazophenoxy) perylene dianhydride (5j)

Yellowish orange crystals, m.p> 350 oC. 1H-NMR (300MHz, D2O) δ (ppm): 7.47 (d, 2H, J=

7.9Hz), 7.86 (d, 2H, J= 7.9Hz), 7.78 (d, 2H, J= 7.73Hz), 6.93 (d, 2H, J= 7.73Hz), 7.74(s, 4H). 13C-

NMR (75MHz, D2O) δ (ppm): 171.45, 159.72, 156.37, 151.46, 150.51, 149.37, 135.26, 134.11,

129.18, 122.89, , 120.04, 120.55, 119.18 and 98.14. FTIR (Neat, cm-1) νmax: 3050, 1820, 1760,

1620 1580, 1584, 1549, 1446, 1410, 1386, 1355, 1271, 1212, 1169, 1014, 962, 905, 877, 828, 795,

750 cm-1.

3.6 General procedure for synthesis of perylene diimide azo hybrid dyes (6a-g)

Tetrachloroperylene dianhydride (1) 1 mmol (0.53g) was taken in 100ml round bottomed flask

containing 20ml propanoic acid positioned on hot plate having oil bath. Started stirring and heating

accompanied by addition of 4-nitro aniline (2) 2 mmol (0.276g), and the reaction mixture was

refluxed for 18h.The reaction progress was observed by taking the TLC of reaction mixture in 4:1

pet ether: ethyl acetate. On completion the reaction mixture was poured in to 8 folds ice cooled

water, the intermediate (3) was precipitated, filtered and dried in vacuum desiccators. Melting point

of synthesized tetrachloroperylenediimides (3) was more than 300°C.

To the well stirred solvent DMF 25 ml in 250 ml round bottomed flask, was added

tetrachloroperylenediimides (3) 1 mmol (0.770g) and started heating. By maintaining the

temperature 110oC, the reaction mixture was added 4-hydroxyazobenzene derivatives (3a-g), 4

mmol and potassium carbonate 2.0g. Continued the stirring and heating for 3h. The reaction

progress was monitored by taking the TLC of reaction mixture in 4:1 pet ether: ethyl acetate. On

accomplishment of reaction, the reaction mixture was filtered and the residue was dissolved in

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72

30ml of water. On acidification with conc. HCl, (1ml), the precipitation occurred immediately,

filtered and dried to afford the products (6a-g) in 90-95%. 1,6,7,12-tetra-(4’-methoxyphenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide

(6a)

Yellowish orange crystals (79 %),, m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 3.78 (s,

3H), 6.07 (d, 2H, J= 8.7Hz ), 6.949 (d, 4H, J= 8.7Hz), 7.413 (d, 2H, J= 8.7Hz), 7.54 (d, 2H,

J= 8.7Hz), 7.95 (s, 4H), 8.55 (d, 2H) ppm. 13C -NMR (75MHz, DMSO-d6) δ (ppm): 55.7, 114.4,

116.6 120.6, 122.2, 127.7, 134.9, 142.05, 144.3, 146.7, 148.2, 150.4, 151.06, 153.6, 155.7, 157.08,

158.6, 161.04, 162.7. FTIR (Neat, cm-1) νmax: 3085, 1701, 1634, 1595, 1539, 1449, 1369, 1277,

1202, 1147, 1120, 1078, 959, 834, 798, 753 cm-1. Anal. Calcd. For C84H56N12O16: C, 68.1; H, 3.70;

N, 11.35; Found: C, 67.9; H, 3.74; N, 11.20.

1,6,7,12-tetra-(4’-methylphenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6b)

Yellowish orange crystals (87 %), m.p> 350. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 2.38 (s,

3H), 6.725 (d, 2H, J= 8.7Hz), 6.97(d, 2H, J= 8.6Hz), 7.314 (d, 2H J= 8.7Hz), 7.56 (d, 4H, J=

8.7Hz), 7.89 (d, 2H, J= 8.6Hz), 8.53(s, 4H). 13C -NMR (75MHz, DMSO-d6) δ (ppm): 21.13, 112.9,

116.77, 122.58, 123.40, 123.68, 125.77, 127.01, 130.06, 140.74, 146.88, 150.28, 156.43, 161.54,

162.70, 163.78, 165.93. FTIR (Neat, cm-1) νmax: 3065, 1690, 1638 1588, 1541, 1448, 1380, 1277,

1210, 1160, 1118, 1068, 967, 843, 797, 760 cm-1. Anal. Calcd. For C84H56N12O12 :

C, 73.2; H, 4.0; N, 12.2; Found: C, 73.1; H, 3.93; N, 12.5.

1,6,7,12-tetra-(2’-carboxyphenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6c)

Yellowish orange crystals (80 %), m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 8.20

(m, 1H), 8.14(m, 1H), 7.65-7.80 (m, 2H) 7.76 (d, 2H, J= 8.7Hz), 6.93 (d, 2H, J= 8.7Hz), 8.09 (d,

4H, J= 8.6Hz), 8.5 (s, 4H), 11.0 (br singlet 1H) ppm. 13C -NMR (75MHz, DMSO-d6) δ (ppm):

111.1, 117.68, 120.04, 122.58, 123.50, 125.49, 127.01, 129.72, 130.06, 140.74, 148.49, 149.67,

150.28, 155.64, 156.43, 162.70, 167.27. FTIR (Neat, cm-1) νmax: 3052, 1683, 1631, 1580, 1546,

1441, 1385, 1265, 1210, 1163, 1025, 963, 862, 790, 762 cm-1. Anal. Calcd. For C84H48N12O20: C,

65.11; H, 3.10; N, 10.88; Found: C, 64.8; H, 3.2; N, 10.70.

1,6,7,12-tetra-(4’-chlorophenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6d)

Yellowish orange crystals (85 %), m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 7.47 (d,

2H, J= 8.6Hz), 7.86 (d, 2H, J= 8.6Hz), 7.76 (d, 2H, J= 8.6Hz), 6.93 (d, 2H, J= 8.6Hz), 8.15 (d,

2H, J= 8.6Hz), 6.90 (d, 2H, J= 8.6Hz), 8.51 (s, 4H) ppm. 13C NMR (75 MHz, DMSO-d6) δ (ppm):

112.9, 115.7, 117.1, 121.02, 122.01, 122.89, 123.68, 125.49, 127.48, 129.72, 130.06, 135.93,

140.74, 158.5, 161.5, 163.78, 165.93. FTIR (Neat, cm-1) νmax: 3048, 1696, 1625, 1583, 1537,

1450, 1373, 1212, 1167, 1028, 970, 870, 785, 753 cm-1. Anal. Calcd. For C80H44N12O12: C,

72.94; H, 3.34; N, 12.76; Found: C, 72.45; H, 3.30; N, 12.5.

1,6,7,12-tetra-(3’-nitrophenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6e)

Yellowish orange crystals (82%), m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 8.39 (m,

1H), 8.86 (s, 1H), 7.72 (m, 1H) , 8.32 (m, 1H), 7.76 (d, 2H, J= 8.6Hz), 8.10 (d, 2H, J= 8.6Hz),

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6.82 (d, 2H, J= 8.6Hz), 8.54 (s, 4H) ppm. 13C -NMR (75MHz, DMSO-d6) δ (ppm): 109.53, 114.4,

117.6, 121.3, 123.8, 125.2, 128.78, 129.83, 130.17, 140.58, 147.14, 149.73, 153.70, 154.1, 159.5,

163.6. FTIR (Neat, cm-1) νmax: 3057, 1699, 1630, 1580, 1525, 1449, 1358, 1232, 1163, 1048, 995,

878, 780, 747 cm-1. Anal. Calcd. For C80H44N16O20: C, 62.01; H, 2.84; N,

14.47; Found: C, 61.55; H, 2.88; N, 14.25.

1,6,7,12-tetra-(4’-nitrophenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6f)

Yellowish orange crystals (83 %), m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 8.39 (d,

2H, J= 8.7Hz), 8.19 (d, 2H, J= 8.7Hz ), 7.76 (d, 2H, J= 8.7Hz), 6.95 (d, 2H, J= 8.6Hz), 8.15

(d, 2H, J= 8.7Hz), 6.85 (d, 2H, J= 8.7Hz), 8.56(s, 4H) ppm. 13C -NMR (75MHz, DMSO-d6) δ

(ppm): 109.5, 118.9, 120.0, 122.8, 123.9, 125.1, 125.4, 130.1, 140.5, 147.1, 148.8, 149.7, 153.7,

156.8, 158.5, 162.62. FTIR (Neat, cm-1) νmax: 3069, 1694, 1631, 1584, 1522, 1447, 1368, 1252,

1173, 1068, 992, 876, 792, 743 cm-1. Anal. Calcd. For C80H44N16O20: C, 62.01; H, 2.84; N, 14.47;

Found: C, 61.59; H, 2.85; N, 14.23.

1,6,7,12-tetra-(2’-methoxyphenylazophenoxy) perylene-3,4,9,10-(p-nitrophenyl) diimide (6g)

Yellowish orange crystals (85 %), m.p> 350 oC. 1H-NMR (300MHz, DMSO-d6), δ (ppm): 3.80 (s,

1H), 6.90-7.85(m, 4H), 7.65-7.80 (m, 2H), 7.76 (d, 2H, J= 8.6Hz), 6.98 (d, 2H, J= 8.6Hz),

8.10 (d, 2H, J= 8.6Hz), 8.54 (s, 4H) ppm. 13C-NMR (75MHz, DMSO-d6) δ (ppm): 56.79, 109.4,

112.6, 118.90, 120.4, 122.5, 128.8, 133.6, 144.1, 145.3, 147.7, 149.2, 150.4, 151.09, 153.8, 155.6,

157.07, 158.9, 161.02, 163.5. FTIR (Neat, cm-1) νmax: 3064, 1700, 1634, 1581, 1523, 1441, 1362,

1242, 1179, 1065, 995, 866, 782, 755cm-1. Anal. Calcd. For C84H56N12O16: C, 68.1; H, 3.70; N,

11.35; Found: C, 67.93; H, 3.72; N, 11.22.

3.7 General procedure for synthesis of perylene alkoxy derivatives (7a-h)

Tetrachloroperylene dianhydride (4) 0.001 mol (0.53g) was charged in to 250 mL round bottom

flask containing 20 ml dry distilled DMF. The flask was placed on oil bath being heated with hot

plate. The reaction mixture was stirred continuously during heating. Alcohols (3a-h, 0.004 mol),

followed by 2.0 g of K2CO3 were added in the flask. The mixture was kept at 110oC for 3 hours.

The progress of reaction was monitored by performing TLC intermittently in 4:1 ethyl acetate: pet

ether solvent. On completion of reaction, the mixture was filtered. The residue was dissolved in 30

mL of water and acidified with concentrated HCl, (1mL). Precipitation occurred immediately.

The contents were filtered and dried to obtain final products (7a-h) in 90-95% yield.

1,6,7,12-tetradecyl perylene dianhydride (7a)

Yellow crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 0.88 (3H, t), 1.26-1.76

(14H, m), 4.06 (2H, t), 7.81 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 155.60, 155.40,

133.13, 123.46, 120.85, 117.94, 109.52, 70.13, 31.65, 29.06, 28.96, 28.71, 26.49, 22.94, 14.02.

FTIR (Neat, cm-1) νmax : 2975, 1828, 1772, 1620, 1580, 1584, 1549, 1438, 1367, 1110, 940, 905,

855, 810, 785, 722. Anal. Calcd. For C64H88O10 C, 75.41; H, 8.90; Found: C, 74.90; H, 8.55.

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1,6,7,12-tetra-1’-methylheptyl perylene dianhydride (7b)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 0.88 (3H, t),

0.96 (3H, d, J= 8.6Hz), 1.26-1.63 (15H, m), 3.70 (1H, sextet), 7.61 (4H, s). 13C-NMR (75MHz,

DMSO-d6) δ (ppm): 155.40, 153.31, 133.65, 124.71, 119.93, 119.62, 110.23, 76.80, 36.03, 31.65,

29.32, 25.24, 22.94, 19.26, 14.02. FTIR (Neat, cm-1) νmax : 2968, 1825, 1777, 1620, 1580, 1584,

1549, 1429, 1367, 1105, 943, 909, 865, 803, 775, 732. Anal. Calcd. For C56H72O10 C,

74.14; H, 8.22; Found: C, 73.75; H, 8.06.

1,6,7,12-tetrabutyl perylene dianhydride (7c)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 0.9 (3H, t),

1.27 (2H, h), 1.62 (2H, p) 4.09 (2H, t), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm):

155.60, 155.40, 133.13, 123.46, 120.85, 117.94, 70.46, 30.51, 19.94, 14.02. FTIR (Neat, cm-1) νmax

: 2980, 1823, 1770, 1620 1580, 1584, 1549, 1433, 1387, 1155, 968, 915, 850, 810, 780, 725.

Anal. Calcd. For C40H40O10 C, 70.37; H, 6.20; O, 23.43; Found: C, 70.13; H, 6.04.

1,6,7,12-tetraethyl perylene dianhydride (7d)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 1.72 (3H, t),

4.72 (2H, q), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 156.29, 155.40, 132.88,

123.09, 120.61, 118.38, 109.51, 64.09, 13.83. FTIR (Neat, cm-1) νmax : 2925, 2855, 1813, 1775,

1620, 1580, 1584, 1549, 1435, 1382, 1135, 989, 945, 855, 820, 792, 755. Anal. Calcd. For

C32H24O10 C, 67.37; H, 4.59; Found: C, 66.97; H, 4.09.

1,6,7,12-tetrapentyl perylene dianhydride (7e)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 0.90 (3H, t),

1.27-1.33 (24H, m), 4.06 (2H, t), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 155.60,

155.40, 133.13, 123.46, 120.85, 117.94, 109.52, 70.13, 31.65, 28.71, 26.82, 22.94, 14.02. FTIR

(Neat, cm-1) νmax : 2905, 1810, 1772, 1620, 1580, 1584, 1549, 1420, 1387, 1115, 982, 915, 875,

850, 795, 740. Anal. Calcd. For C44H48O10 C, 71.72; H, 6.57; Found: C, 71.24; H, 6.25.

1,6,7,12-tetrapropyl perylene dianhydride (7f)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 1.3 (3H, t), 1.90

(2H, h) 4.09 (2H, t), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 155.60, 155.40, 133.13,

123.46, 120.85, 117.94, 109.52, 71.83, 21.36, 10.62. FTIR (Neat, cm-1) νmax: 2925, 1818, 1762,

1620, 1580, 1584, 1549, 1425, 1395, 1145, 972, 915, 870, 825, 765, 753. Anal. Calcd. For

C36H32O10 C, 69.22; H, 5.16; Found: C, 68.93; H, 4.89.

1,6,7,12-tetracyclopentyl perylene dianhydride (7g)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 3.71 (1H, p),

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2.02 (4H, q), 1.71 (4H, t), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 155.40, 152.39,

133.68, 125.11, 119.80, 119.62, 110.22, 82.53, 33.39, 24.10. FTIR (Neat, cm-1) νmax : 2935, 1815,

1765, 1620, 1580, 1584, 1549 1427, 1385, 1145, 950, 933, 867, 838, 785, 758. Anal.

Calcd. For C44H40O10 C, 72.51; H, 5.53; O, 21.95; Found: C, 72.11; H, 5.35.

1,6,7,12-tetracyclohexyl perylene dianhydride (7h)

Yellowish orange crystals, m.p> 350 oC, 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 3.64 (1H, p),

1.95 (4H, q), 1.53 (4H, p), 1.46 (4H, p), 7.27 (4H, s). 13C-NMR (75MHz, DMSO-d6) δ (ppm):

155.40, 152.39, 133.68, 125.11, 119.80, 119.62, 110.22, 77.90, 30.36, 25.92, 24.59. FTIR (Neat,

cm-1) νmax : 2950, 1805, 1757, 1620, 1580, 1584, 1549, 1440, 1380, 1160, 962, 905, 877, 828, 795,

750. Anal. Calcd. For C48H48O10 C, 73.45; H, 6.16; Found: C, 73.08; H, 5.90.

3.8 General procedure for synthesis of Perylene Schiff base diimide Dyes (13a-e)

To the well stirred solution of 4-aminoacetanilide (1.52 g, 0.001mol) in 25 ml ethanol in 250 ml

round bottomed flask was added aromatic aldehyde (2a, 0.001 mol). The reaction mixture was

heated at reflux temperature for 12 hour in the presence of glacial acetic acid catalyst (0.5ml).

Completeness of reaction was observed by TLC (4:1, pet ether: ethyl acetate). At the completion

of reaction, the reaction mixture was rotary evaporated and collected the solid residue which was

further purified by recrystallization (50:50 ethyl acetate: ethanol). The intermediate Schiff base

was suspended in water 30 ml in 250 ml round bottomed flask and was added conc. HCl (1.5 ml).

Started stirring and heating at 90 oC, for 2 h, until reaction was completed as determined from TLC

of reaction mixture (4:1, pet ether: ethyl acetate). The reaction mixture was cooled and deprotected

Schiff base was separated from water on standing for 1h, which was filtered and dried in oven at

60 oC. In this way other Schiff base were synthesized by treating aldehydes 10be with p-

aminoacetanilide (9).

Schiff base (11a, 0.002mol) was dissolved in quinoline (20 ml) I 250 ml round bottomed flask and

stated stirring. Then perylene dianhydride (4) was added (0.001mol) was added to the above

solution and stated heating at 165 oC. Heating was continued for 20 h for the completion of

reaction, until t was determined from its TLC (4:1, pet ether: ethyl acetate). On cooling the reaction

mixture dye was precipitated from quinoline which filtered, dried and recrystallized from DCM.

In this way other dyes was synthesized.

2,9-bis(4-((pyren-1-ylmethylene)amino)phenyl)anthra[2,1,9-def:6,5,10-d'e'f']diisoquino line-

1,3,8,10(2H,9H)-tetraone (13a)

Brownish yellow crystals (67 %), m.p> 300 oC. 1H-NMR 1H-NMR (300 MHz, DMSO-d6) δ (ppm):

8.71 (s, 2H), 8.39 (2H, m), 8.35 (2H, d, J= 8.1Hz), 8.29 (d, 4H, J= 8.6Hz ), 8.26 (d, 4H, J= 8.6Hz),

8.20-8.04 (10H, m), 7.92 (2H, d, J= 8.1Hz), 7.70 (d, 2H,), 7.59(d, 4H, J= 8.5Hz), 7.56 (d, 4H, J=

8.5Hz). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 167.05, 158.3, 133.6, 131.2, 130.9, 129.6, 128.4,

128.3, 126.6, 126.3, 126.1, 125.6, 125.2, 125.1, 124.0, 124.5, 124.1, 122.5, 133.3, 135.4. FTIR

(Neat, cm-1) νmax: 3057, 1706, 1625, 1583, 1530, 1447, 1262, 1078, 947, 857, 842 cm-1. Anal.

Calcd. For C70H36N4O4 C, 84.32; H, 3.64; N, 5.62; Found: C, 84.13; H, 3.70; N, 5.43.

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2,9-bis(4-((9H-fluoren-9-ylidene)amino)phenyl)anthra[2,1,9-def:6,5,10-d'e'f']diisoquino line

1,3,8,10(2H,9H)-tetraone (13b)

Brownish yellow crystals (71 %), m.p> 300 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 9.24

(s, 1H), 8.58 (d, 4H, J= 8.7Hz), 8.16 (d, 4H, J= 8.7Hz), 8.02 (d, 4H, J= 8.6Hz), 7.94 (d, 4H, J=

8.6Hz), 7.68 (d, 4H, J= 8.6Hz), 7.57 (d, 4H, J= 8.6Hz). 13C-NMR (75MHz, DMSO-d6) δ (ppm):

170.31, 162.96, 146.58, 140.00, 138.74, 136.48, 135.62, 134.34, 131.18, 130.58, 129.57, 129.40,

128.39, 128.06, 125.60, 124.53, 124.29, 124.01, 122.27. FTIR (Neat, cm-1) νmax: 3081, 1682, 1631,

1584, 1545, 1501, 1457, 1260, 1087, 952, 868 cm-1. Anal. Calcd. For C62H32N4O4 C, 83.02; H, 3.60; N, 6.25; Found: C, 82.97; H, 3.66; N, 6.17. 2,9-bis(4-((4-

nitrobenzylidene)amino)phenyl)anthra[2,1,9-def:6,5,10-d'e'f']diisoquinoline 1,3,8,10(2H,9H)-tetraone (13c)

Yellowish red crystals (75 %), m.p> 300 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 9.82 (dd,

2H), 8.29(d, 4H, J= 8.6Hz), 8.11 (d, 4H, J= 8.6Hz), 8.26 (d, 4H, J= 8.5Hz), 8.00 (d, 4H, J= 8.5Hz),

7.60 (d, 4H, J= 8.4Hz), 7.54 (d, 4H, J= 8.4Hz). 13C-NMR (75MHz, DMSO-d6) δ (ppm): 177.02,

162.96, 151.75, 149.88, 140.00, 139.97, 133.99, 131.49, 130.58, 128.67, 128.06, 125.64, 125.60,

124.60, 124.53 and 124.29. FTIR (Neat, cm-1) νmax: 3061, 1701, 1617, 1590, 1531, 1440, 1267,

1171, 1088, 925, 863, 830, 817 cm-1. Anal. Calcd. For C50H26N6O8 C, 71.60; H, 3.12; N,

10.02; Found: C, 71.45; H, 3.18; N, 10.00.

2,9-bis(4-((2-hydroxy-6-nitrobenzylidene)amino)phenyl)anthra[2,1,9-def:6,5,10-d'e'f']

diisoquinoline-1,3,8,10 (2H, 9H)-tetraone (13d)

Yellowish red crystals (72 %), m.p> 300 oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 9.05 (dd,

2H), 8.17 (d, 4H, J= 8.7Hz), 8.15 (d, 4H, J= 8.7Hz), 7.94 (d, 2H, J= 8.5Hz), 8.20 (t, 2H), 8.26 (t,

2H), 7.58 (d, 4H, J= 8.6Hz), 7.50 (d, 4H, J= 8.6Hz). 13C-NMR (75MHz, DMSO-d6) δ (ppm):

168.52, 162.96, 151.75, 149.88, 140.00, 139.97, 133.99, 131.49, 130.58, 128.67, 125.60, 124.60,

124.53, 124.29. FTIR (Neat, cm-1) νmax: 3455, 3045, 1698, 1618 1585, 1537, 1521, 1457, 1417,

1267, 1171, 1080, 907, 870, 828, 810, 780 cm-1. Anal. Calcd. For C50H26N6O10 C, 68.97; H,

3.01; N, 9.65; Found: C, 68.88; H, 3.07; N, 9.56.

2,9-bis(4-((4-(dimethylamino)benzylidene)amino)phenyl)anthra[2,1,9-def:6,5,10-d'e'f']

diisoquinoline-1,3,8,10(2H,9H)-tetraone (13e)

Yellowish red crystals (70 %), m.p> 300oC. 1H-NMR (300MHz, DMSO-d6) δ (ppm): 9.21 (dd,

1H), 8.27 (d, 4H, J= 8.6Hz), 8.11 (d, 4H, J= 8.7Hz), 7.65 (d, 4H, J= 8.6Hz), 7.53 (d, 4H J= 8.6Hz),

7.56 (d, 4H, J= 8.4Hz), 6.68 (d, 4H, J= 8.4Hz), 2.91 (s, 12H). 13C-NMR (75MHz,

DMSO-d6) δ (ppm): 171.02, 162.96, 155.51, 148.84, 140.28, 133.63, 131.23, 130.58, 128.67,

128.06, 125.64, 125.60, 124.53, 124.29, 122.95, 111.56, and 41.91. FTIR (Neat, cm-1) νmax:

3041, 2923, 1690, 1628 1582, 1541, 1511, 1457, 1262, 1088, 1011, 878, 830, 817, 791 cm-1.

Anal. Calcd. For C54H38N6O4 C, 77.68; H, 4.59; N, 10.07; Found: C, 77.53; H, 4.64; N, 10.03.

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PART II

Chapter 4 INTRODUCTION

4.1 Azo Dyes

Azo dyes are amongst the most versatile classes of dyes [89, 90] which are characterized by the

presence of one or more azo linkages (N=N). Monoazo dyes have only one N=N double bond,

while diazo and triazo dyes possess two and three azo groups correspondingly. The azo groups are

mostly associated with benzene and naphthalene rings, but can also be connected to aromatic

heterocycles or enolizable aliphatic groups. These side groups are compulsory for conveying the

color of the dye, with many changed shades and passions being possible. A common example of

an azo dye is shown in Figure 1.1.

Figure 4.1 Structure of a typical azo dye.

The structure of azo dyes have been intensely studied and many spectral data analyses have already

been reported [90, 91]. The dyes have been most extensively used in areas such as dying textile

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fibers, biomedical studies, advanced uses in organic synthesis and high technology areas like

lasers, liquid crystalline demonstrations, electro-optical maneuvers and ink-jet printer [9195].

Organic dyes have also been reported as effective corrosion inhibitors of mild steel in different

media [96-106]. The basic reaction behind azo dyes was discovered in 1858 by P. Griess after the

discovery of aniline in 1856 and coupling reaction was discovered in 1864. Diazotization of

primary aromatic amine was achieved by addition of aqueous solution of NaNO2 to a solution of

amine hydrochloride in presence of excess of HCl at temperature below 5oC (scheme 1.1).

Scheme 4.1 Synthesis of diazonium Salt

4.2 Classification of Azo Dyes

Azo dyes are basically characterized by the presence of different kinds of aromatic moieties either

they are carbocyclic aromatic systems or heterocyclic aromatic systems. So the two basic classes

of Azo dyes are carbocyclic azo dyes and heterocyclic azo dyes, but the more useful classification

of azo dyes is due to their application properties. According to the application characteristics

classes of azo dyes are direct dyes, acid dyes, reactive dyes, disperse dyes, metal complex dyes,

mordant dyes and formazan dyes.

4.2.1 Direct Dyes

This is an important class of dyes for the dyeing of paper. Direct dyes are also called substantive

dyes [107, 108] because they tend to have a high affinity for cellulose fibers due to their linear

molecular structure and a system of conjugated double bonds and usually also exhibit good wet

fastness properties with the addition of a fixative. They are applied from neutral or slightly alkaline

baths containing additional electrolyte on cotton, rayon, paper and nylon. These may be anionic

direct dyes or cationic direct dyes depending upon the functional groups present in these dyes

(Figure 1.2 and 1.3).

Figure 4.2 Examples of anionic direct azo dyes (1, 2 and 3)

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Figure 4.3 Examples of cationic direct azo dyes (4 and 5)

4.2.2 Acid Dyes

Acid dyes differ from the direct dyes in that they have smaller molecules and are less substantive

due to the lack of a conjugated double-bond system. They are used to dye polyamide or wool,

where they produce good dyeing properties owing to their small molecule sizes and good

solubility. The acid dyes have no affinity to vegetable fibers. Although they penetrate well into the

capillaries of the fibers, no fixed bond is formed and there is virtually no formation of a charge-

transfer complex. Like direct dyes these may be cationic or anionic depending upon different

functionalities present within the molecules (Figure 1.4 and 1.5) [109, 110].

Figure 4.4 Examples of anionic acid dyes (6, 7 and 8)

Figure 4.5 Examples of cationic acid dyes (9 and 10)

4.2.3 Reactive Dyes

Reactive dyes are the newest class of dyes for cellulose fibers. ICI introduced the first group of

reactive dyes for cellulose fibers (with 2,4-dichloro-1,3,5-triazine anchor) in 1956. In reactive

dyes, a chromophore is combined with one or more functional groups, the so-called anchors that

can react with cellulose (Figure 1.6) [111].

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Figure 4.6 Reactive dyes based on diazine and vinylsulphone para ester

4.2.4 Disperse Dyes

Disperse dyes are colorants with low water solubility that, in their spread colloidal form, are

appropriate for dyeing and printing hydrophobic threads (fibers) and fabrics. Disperse dyes consist

of very small molecules and therefore are ideal for dyeing the dense fibers like polyesters.

Industrially applied disperse dyes are based on numerous chromophore systems which include

approximately 60% azo dyes (Figure 1.7) and 25% anthraquinone dyes with the remainder

distributed among quinophthalone, methine, naphthalimide, naphthoquinone, and nitro dyes [112,

113].

Figure 4.7 Typical examples of disperse azo dyes

4.2.5 Metal Complex Dyes

Metal complex dyes are very versatile in terms of applications. Virtually all substrates, apart from

a few synthetic fibers, can be dyed and printed with this class of dyes. Countless shades from

greenish yellow to deep black can be generated, depending upon the metal, the dye ligand, and the

combination of dye ligands in mixed complex dyes (Figure 1.8) [114].

Figure 4.8 Metal complex Azo Dyes.

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4.2.6 Mordant Dyes

In these dyes mordanted fiber is used which is capable of producing of producing insoluble colored

complexes (lakes) with certain azo and anthraquinone derivatives. Alizarin the bestknown example

of mordant dyes is isolated from the root of the Madder plant, but has now been replaced by the

synthetic product. Mordant azo dyes must contain hydroxyl or carboxyl groups in the position

ortho to the azo group on one or both of the aromatic nuclei. The shade of the dyeing depends on

the type of metallic mordant used (Figure 1.9) [115].

Figure 4.9 Typical examples of Mordant Azo Dyes

4.2.7 Formazan Dyes

Formazan dyes are closely related to azo dyes and are derived from the following basic structure

as shown in Figure 1.10.

Figure 4.10 Basic structure of formazan azo dyes

Formazans unsubstituted in the 1 and 5-positions and 1, 5-dialkyl-substituted formazans are

unknown. Aryl or heteroaryl groups are the most common 1, 5-substituents (Figure 1.11). The 3-

or meso position can be occupied by a variety of substituents (e.g., aryl, heteroaryl, H, OH, SR,

halogen, NO2, CN, and alkyl) [116].

Figure 4.11 1, 5- substituted examples of formazan azo dyes

4.3 Derivatives of Azo Dyes

A lot of derivatives of azo dyes have been synthesized and are currently being synthesized

depending upon the choice of applications keeping in view the availability of reagents, ease of

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handling, facile in synthesis, ease in applications and environmental issues. A large share of

derivatives in azo dyes comes from reactive dyes and acid dyes.

4.3.1 Reactive Dyes

Reactive dyes are colored compounds which contain one or two groups capable of forming

covalent bonds between a carbon or phosphorus atom of the dye ion or molecule and an oxygen,

nitrogen, sulphur atoms of a hydroxyl, an amino or a mercapto group correspondingly, of the

substrate. Such covalent bonds are made with the amino, hydroxyl groups of cellulosic threads

(fibers), with the amino, hydroxyl and mercapto groups of protein fibers and with the amino groups

of polyamide. Reactive dyes are the only textile colorants which establish a covalent relationship

with different substrates having nucleophilic functionalities in their structures. They are used for

the dyeing and printing of cellulose, wool, silk and to a lesser extent polyamide fibers.

Brilliant shades, excellent wet fastness of dyeing and simple dyeing operations have contributed a

lot to a rapid increase in demand of reactive dyes. However, additional properties have been

demanded by dye works and apparel manufactures [117-120], with the growth in the usage of

reactive dyes, particularly high fixation in exhaustion dyeing and high fastness to chlorine

perspiration, light and wash fastness in the presence of peroxides [121-123]. Major commercial

importance in reactive dyeing is of hot brand reactive dyes particularly in printing [124, 125].

Several new reactive systems as well as intermediates have been developed from time to time and

can be viewed in the form of derivatives of substituted ethylamine, ethylamides, pyridazine,

phthalazine and quinoxaline (Figure 1.12).

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Figure 4.12 Different reactive functionalities in reactive dyes

4.3.2 Acid Dyes

Acid dyes are characterized by the presence of acidic functional groups within the dye molecules

which may be carboxylic, sulfonic or phosphoric group. Acid dyes exist mostly in metal complex

forms. Three metals of prime importance in azo dyes are copper, chromium and cobalt. The most

important copper dyes are the 1:1 planar copper (II) azo dye complexes (Figure 1.13). In contrast,

chromium (III) and cobalt (III) form 2:1 dye: metal complexes that have nonplanar structures. So

there are two types of metal complex acid dyes.

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Figure 4.13 1:1 and 2:1 metal complex acid dyes

a) 1:1 Metal-Complex Dyes

In these complexes the mole ratio between dye ligands and metal atoms is 1:1. Among these dyes

primarily the 1:1 chromium complexes containing sulfonic acid groups have achieved commercial

importance. They are applied from a strongly acid bath, which imposes certain limits on their range

of applications. The 1:1 metal complexes are not suitable for polyamide, which is partially

decomposed under the dyeing conditions for these products. Their main area of application is in

the dyeing of wool, but they are also suitable for leather dyeing [126]. b) 1:2 Metal-Complex

Dyes

1:2 metal-complex acid dyes exhibit anionic character. Those which have gained commercial

importance are primarily the ones that are free of sulfonic acid groups and for which adequate

water solubility is provided by nonionic, hydrophilic substituents, such as methyl sulfone or

sulfonamide groups [127]. The introduction of 1:2 metal-complex dyes which are applied from a

neutral to weakly acid bath, represented a significant technical advance over the strong-aciddyeing

1:1 chrome complex dyes. It has led to better protection of the fiber material, simplification of the

dyeing process, and improvement of the fastness properties.

4.3.2.1 Copper Complexes

Synthesis of copper complexes of tridentate metallizable azo and azo methine dyes is easily carried

out in aqueous medium with copper salts at pH 4.7 in the presence of buffering agents such as

sodium acetate or amines. Sparingly water soluble precursors can be metallized in alkaline medium

at up to pH 10 by using an alkali-soluble copper tetrammine solution as coppering reagent, which

is available by treating copper sulfate or chloride with an excess of ammonia or alkanol amines

[128, 129]. Three other approaches to copper complexes are also applicable, all of which do not

start from o,o-Dihydroxyazo compounds. These are valuable and convenient methods in those

cases where o,o-Dihydroxyazo compounds are difficult to prepare from diazotized o-

Aminophenols (Figure 1.14) [130-132].

Figure 4.14 o,o-dihydroxyazo copper complex acid dyes

4.3.2.2 Chromium Complexes

Chromium complexes of tridentate azo dyes are the most important class of metal-complex dyes.

This is due to the reluctance of hexa coordinated chromium (III) complexes to exchange ligands,

which, however, complicates the preparation of chromium complex dyes from hexa aqua

chromium (III) salts, and makes it possible to prepare triaqua 1:1 chromium complex dyes.

Generally, 1:1 chromium complexes can be made in acid medium below pH 4, whereas 1:2

chromium complexes are prepared at higher pH in weakly acid to alkaline medium. The stability

of the chrome dyes parallels the pH conditions for production. The 1:1 chromium complex dyes

are only stable in the presence of mineral acids, and 1:2 chromium complex dyes are unstable at

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high acidity and disproportionate into the corresponding 1:1 chromium complex and the metalfree

dye (Figure 1.15) [133-135].

Figure 4.15 1:2 and 1:1 chromium complex dyes

4.3.2.3 Cobalt Complexes

Preparation of 1:2 cobalt complexes does not require such high reaction temperatures as the

corresponding 1:2 chromium complexes, since the aqua cobalt complexes are less inert than those

of chromium. The usual method is the reaction of Co (II) salts in alkaline medium at about 60°C,

which leads rapidly to the diamagnetic 1:2 Co (III) complexes. Atmospheric oxygen serves as

oxidant. Co (III) exhibits a greater tendency to form complexes with nitrogen-donor ligands than

with oxygen-donor ligands (Figure 1.16) [136-138].

Figure 4.16 1:2 cobalt complex dyes

4.4 Applications of Azo Dyes

4.4.1 Dosimetric Indicators

Indicators are the organic substances, the presence of very small amount of which indicates the

termination of a chemical reaction by a change of colour. Indicators are of various types, e.g., acid-

base indicators, redox indicators, adsorption indicator, etc. Acid-base indicators are the organic

substances, which have one colour in acid solution while different colour in alkaline solution. Azo

dyes are widely used as indicators in acid base and complexometric titrations (Figure 1.17) [139-

142].

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Figure 4.17 Examples of Azo dyes used as indicators

4.4.2 Dyeing of Protein, Polyester and Cellulosic fibers

Dyes used for fabric such as cotton, wool, and silk are complex organic molecules that contain a

chromophore group, which is a part of conjugated system within the molecule. These molecules

can absorb certain wavelengths of visible light and reflect the remaining light and, thus, give a

fabric its color. Not only do the dyes have polar or ionic groups, but fabrics such as cotton and

wool also contain polar groups such as –OH (hydroxyl) and –NH (amide) which help in dye

attachment to the fabric [143-145].

Sometimes chemical bonds are formed between the dye and the fabric molecules which hold the

two together. Another process involves the use of a mordant, which serves as sort of an

intermediary that bonds the dye and the fabric. If the dye molecules attach firmly to the fabric, the

color will be "fast", that is, it does not run when wet or washed, after the initial rinsing of excess

dye (Figure 1.18) [146, 147]. Azo dyes have been extensively and excessively used for dyeing

cotton.

Figure 4.18 Examples of Azo dyes used for dyeing of protein, polyester and cellulosic fibers

4.4.3 Food Colorants

Azo dyes are much more stable than most of the natural food dyes. Azo dyes are stable in the whole

pH range of foods, are heat stable and do not fade when exposed to light or oxygen. This makes

azo dyes applicable in nearly all foods. The only disadvantage is that azo dyes are not soluble in

oil or fat. Only when azo dyes are coupled to a fat soluble molecule, or when they are dispersed as

very fine particles, oils can be colored (Figure 1.19) [148-151].

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Figure 4.19 Examples of azo dyes food colorants

4.4.4 Cosmetic Colorants

Coloration of cosmetic products, especially decorative cosmetics, has been performed over a long

periods of time. Azo dyes are being used especially due to attractive shades and colors (Figure

1.20) [151-153] in cosmetics.

Figure 4.20 Examples of azo dyes used in cosmetics

4.4.5 Staining of Biological Tissues

Histological staining involves the use of dyes to highlight specific intra- or extracellular elements

within tissue. A vast array of dyes and associated staining protocols exist in use. Each dye is

targeted toward different cellular structures. The response to a given protocol can vary among

samples. Many protocols are up to 100 years old and were developed using partially characterized

textile dyes. As a result, the detailed mechanism underlying many popular staining techniques is

unclear (Figure 1.21) [154-156]. Azo dyes are being used for staining purpose.

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Figure 4.21 Examples of Azo dyes used for staining

4.4.6 Solar Cell Sensitizers

Azo dyes and pigments have attracted considerable attention as photosensitizes in dye-sensitized

solar cells DSSCs in recent times, since they represent not only the largest chemical class in the

colour index, but also the largest class of the dyes used in the industry and the analytical chemistry

[157-160]. Azo dyes economically superior to organometallic dyes because they are cheap and

color variants. Oxidation potential measurements for used azo dyes ensured an energetically

permissible and thermodynamically favorable charge transfer throughout the continuous cycle of

photo-electric conversion. The performance of dye-sensitized solar cells based on azo dyes has

been studied. The results illustrate that the dye containing acetic acid and sulfonic acid as the

acceptor group gave the maximum conversion efficiency, 3.52 and 3.17 in the presence and

absence of anti-aggregation agent, respectively (Figure 1.22) [161,162].

Figure 4.22 Typical Example of Azo dyes used in DSSC

4.4.7 Medicinal Potential

Azo dyes exhibit a variety of interesting biological activities such as antibiotic, antifungal and anti-

HIV. One of the positive pharmaceutical application of azo dyes and their specific azo reduction

in vivo is polymeric azo compound for site specific drug delivery in the colon diseases such as

colitis and irritable bowel syndrome [163]. Azo Schiff bases exhibited antibacterial activity against

Bacillus subtilis (bacterium responsible for causing ropiness in spoiled bread dough) and antifungal

against several fungi, including Candida albicans, Cryptococus neoformans, Tricophyton

mentagrophytes [164]. Using of azo dyes as pro-drug can be exemplified by low-molecular or

polymeric (immobilized on polyethylene glycol matrix (Figure 1.23) 5-aminosalicylic acid

derivatives that exhibit anti-inflammatory and cytoprotective potency [165-170]. Some of azo dyes

are being used as anti HIV (Figure 1.24).

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Figure 4.23 Azo derivative of 5-aminosalicylic acid immobilized on polyethylene glycol

Figure 4.24 Bisazo compound with anti-HIV activity

4.5 Summary of Applications and Derivatization of Azo Dyes

Azo dyes constitute 60-70% of all the synthetic dyes being used as commercial colorants. Azo

compounds are continuously gaining attention in scientific research because of variety of

derivatives obtained by the slight modifications of dye intermediate structures. Excellent thermal

and optical properties of azo dyes have made them a field of diverse applications such as optical

recording medium, toner, ink-jet printing, and oil-soluble light fast dyes. Biocidal treatment of

textile materials is being done by azo dyes of suitable structures carrying some bioactive templates

which exhibit physical interactions and chemical bonding with molecules of fibrous materials.

Medicinal importance of azo compounds is also well documented because of their use as

antineoplastics, antidiabetics, antiseptics, antibacterial and antitumor. In a number of biological

reactions such as inhibition of DNA, RNA and protein synthesis, carcinogenesis and nitrogen

fixation, the involvement of azo dyes is known.

Diazonium salts undergo a variety of reactions with different substrates under different conditions

to produce different molecules [171-174]. A summary of these reactions is shown in Scheme 1.2.

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Scheme 4.2 Summary of reactions exhibited by diazonium salts

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Objective and Plan of Research

It was revealed from the detailed literature survey that azo dyes are being used in diverse fields

owing to their properties associated with their brilliant colors or away from their colors. They are

being employed in heavy duty applications as functional dyes. A lot of development has been in

this regard, but there is lack of advancement in certain properties to meet the requirement for

application of azo dyes. In case of textile and leather field, a large quantity of dye is wasted during

application on fibers which not only causes loss to industrialist but also creates environmental

problems. In case of solar cell applications of azo dyes, thermal and photo chemical stability of

dyes is less which affects on the efficiency of solar cells. Detection probes based on azo dyes are

less in number which can be used satisfactorily for detection of ions in different media. So keeping

in view the deficiencies and availability of raw materials planning was made to develop certain

dyes devoid of major demerits to meet the application standards of different categories. In this

regard following efforts were made:

• To synthesize the different bis anilines and use them as bridges in reactive dyes for a

multiplicity of reactive groups so that they may impart their role in exhaustion and fixation

of dyes on fibers.

• To devise the new process for the synthesis of heterocyclic azo dyes.

• To synthesize the Calix azo dyes, having ligand capacity to bind with different metal ions

at the four sides of calix.

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Chapter 5 RESULTS AND DISCUSSION

5.1 Synthetic Pathway to Reactive Azo Dyes (9a-j)

The synthesis of bisazomonochlorotriazine (MCT) reactive dyes was accomplished following a

two-step procedure. It is crucial to note that only a single type of bisazomonochlorotriazine (MCT)

reactive dyes were synthesized having a common coupler, bisazo component and reactive system

but different bridging bis anilines.

Numerous literature reports are available in recent years to supplement this paradigm shift in azo

dyes utilization. In order to create novelty and to increase the fixation of reactive dyes on fibers

bis anilines were used as bridging groups. Thus substituted anilines were treated with a dilute

solution of formaldehyde, at low temperature in order to avoid polymerization. Conc. HCl was

used to protonate the NH2 group in differently substituted anilines, to peter out the nucleophilicity

of NH2 group. Short duration of time (2h) was required for the completion of the reaction.

Neutralization of reaction mixture was achieved with 10% NaOH solution which resulted in the

separation of product, by snatching the proton and making the product insoluble in aqueous

medium. The synthetic route to novel bis anilines (1k-t) has been sketched in Scheme

5.1.

Scheme 5.1: Synthesis of 5, 5'-methylenebis (3-aminoanilines) linkers

Synthesis of dyes bisazomonochlorotriazine (MCT) reactive dyes (9a-j) has been conducted in

accordance with the Scheme 2.2. The rational for the selection of these dyes for synthesis, is to

acquire various scaffolds of this nature by derivatization which will help in the future structure

activity relationship (SAR) study of these compounds. Here reactive dyes (9a-j) have been

synthesized from 1-amino-8-naphthol-3,6-disulphonic acid (H-acid) coupler and 4,4’-diamino

diphenylamine-2- sulfonic acid (FC-acid) as bisazo component.

Accordingly, FC-acid (2) was tetra azotized at low temperature 0-5oC in order to stabilize the azo

compound. Coupling of tetrazo F.C acid with H-acid (3) was achieved to afford (4) in alkaline

medium to accomplish the coupling at position ortho to the hydroxyl group of H-acid at 0-5oC and

the coupling was completed in 3h. Coupling at ortho position of hydroxyl group occurs at alkaline

pH and in acidic medium coupling ortho to amino group takes place. Cyanuration of dye (4) was

achieved by addition of dye to cyanuric chloride solution in an ice bath at pH 7 in 1:2 molar ratio

followed by filtration, and drying of the dye at 70oC. Low temperature and neutral pH was

maintained throughout condensation with cyanuric chloride for the replacement of only one chloro

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group with the amino group of H-acid coupling component of dye 4 to afford intermediate 5. When

pH and temperature conditions are varied then chances of substitution at second and third chloro

groups are also enhanced. Bis anilines (1k-t) were added to solution of dye at pH 7 at room

temperature in molar ratio 1:1 to furnish dyes (9a-j). Different bis anilines were used as bridging

component for dyes, which did not affect the λmax too much but increased the substantivity of dye

with fiber (Scheme 5.2).

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Scheme 5.2 Synthetic route to bisazo MCT reactive dyes (9a-j)

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5.2 Spectral Properties of Reactive Dyes (9a-j)

The absorption maxima (λmax) of the dyes (9a-j) were recorded in water and are shown in

Figure 5.1. These dyes showed two absorption maxima, one in the UV range due to π-π* transition

of the C=C present in the aromatic moiety common in all dyes and other in the visible region, and

is due to π-π* transition of azo linkage N=N of dyes. All dyes have same chromophoric

functionalities but difference is of bridging groups. These bridging groups affect the λmax of dyes,

but effect is not too high as these are not directly attached to chromophoric groups of dyes. The

values of log ε (molar extinction coefficient) are summarized in Table 5.3 and are in the range

3.54-3.97, due to the high absorption intensity of the dyes. Intermediate dye (4) has λmax 626 nm

which is without bridging anilines.

Dyes 9a-c have λmax at 599, 608 and 604 nm respectively as these contain bridged anilines having

a carboxylic function at o, m and p-positions to NH groups. There was a shift of 18-27 nm in λmax

because of different electron donating and withdrawing groups through resonance and inductive

effects. Dye 9b has higher λmax than 9a and 9c because of carboxylic group at m- position where

only inductive effect operates. Dyes 9d and 9e have λmax 640 and 634 nm while 9f and 9g have

λmax values 609 and 615 nms respectively. Here the introduction of auxochromes like hydroxyl

group in bridging anilines produced bathochromic effect in 9d and 9e and caused shift of 8-14 nm

λmax from 5. Dyes 9f and 9g carried bridging anilines containing both electron donating as well

electron withdrawing groups which cancel the effect of each other and their values were close to

the original dye 5. Dyes 9h and 9j have λmax lower than original dye 5 due to electron withdrawing

groups NO2 and Cl at m-position to NH and their values were 601 and 620 nm respectively. The

λmax of dye 9i was larger than dye 5 and was 638 nm due to methoxy group at ortho to NH. From

the U.V analysis of dyes, it was observed that the dyes containing electron withdrawing groups in

bridging anilines had are lower λmax while those containing electron donating groups had higher

wavelength of maximum absorption than original dye without bridging groups.

Figure 5.1 Combined UV-Visible spectrum of MCT dyes (9a-j)

Table 5.1 Characterization data of dyes (9a-j)

Dye Molecular Formula Mol.

Wt Yield% C%

Cal/Found H% Cal

/Found N%

Cal/Found S%

Cal/Found Rf*

Value 9a C53Cl2H34N15O21S5 1447 75.32 43.95/43.35 2.34/2.30 14.51/14.35 11.05/10.98 0.55

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9b C53Cl2H34N15O21S5 1447 76.11 43.95/43.10 2.34/2.26 14.51/14.32 11.05/10.95 0.54

9c C53Cl2H34N15O21S5 1447 75.65 43.95/43.68 2.34/2.28 14.51/14.38 11.05/10.80 0.55

9d C51Cl2H34N15O19S5 1391 81.15 43.99/43.55 2.44/2.40 15.09/15.00 11.50/10.85 0.47

9e C51Cl2H34N15O19S5 1391 80.72 43.99/42.95 2.44/2.43 15.09/14.93 11.50/10.97 0.49

9f C51Cl2H32N17O23S5 1481 83.22 41.32/40.53 2.16/2.05 16.07/15.90 10.80/11.00 0.45

9g C51Cl4H32N15O19S5 1460 85.71 41.91/40.70 2.19/2.15 14.38/14.05 10.95/10.91 0.41

9h C51Cl2H32N17O21S5 1449 78.77 42.23/42.06 2.20/2.12 16.42/16.22 11.04/10.97 0.43

9i C51Cl2H36N15O19S5 1393 84.57 43.93/42.33 2.58/2.56 15.07/14.99 11.48/11.30 0.43

9j C51Cl4H32N15O17S5 1428 80.43 42.85/41.35 2.24/2.18 14.71/14.50 11.20/11.15 0.39

*Toluene: Ethyl acetate (7.5: 2.5 v/v), Silica gel-G F254 TLC plate.

From the FTIR spectra of bis anilines (1k-t), appearance of CH2 stretching and bending vibrations

is evidenced which are absent in the respective substituted anilines. The infrared spectra of the

synthesized bisazo MCT reactive dyes showed absorption peaks due to O-H,N-H, Ar-H, C-H,

C=O, C=C, C=N, NO2 , SO3H, N=N and C-Cl stretching vibrations at 3400-3500, 3160- 3000,

2929, 1700-1760, 1660,1590, 1502-1520, 1070, 723, and 672 cm-1 as depicted from their FTIR

spectra. Specifically speaking, using FTIR spectrum of 9a-c reactive dyes, a broad band was

observed in the range 3000-3500 cm-1 which was due to H-bonding of OH and COOH groups

present in the bridging groups. This broad band was masking the peaks of N-H functionality. A

peak was observed in the range 1710-1750 cm-1 which was due to the C=O functionality of dyes.

The absorption bands at 1660, 1590, 1502 and 750 cm-1 depicted the presence of C=C stretching

and bending vibrations of aromatic moieties, respectively, C-Cl peak was observed in all dyes at

672-700 cm-1 which confirmed the triazine ring system in dyes. Azo linkage is inveterated by the

peaks in the range 1502-1520 cm-1.

Dyes 9d and 9e have bridging anilines containing OH groups at o- and p-position to N-H group of

diamines, they show a broad peak at 3448 cm-1which is due to OH and N-H stretching vibrations.

Similarly 9i showed a peak at 3410 cm-1due to N-H stretching vibrations. This also shows a

prominent peak at 1120 cm-1 due to C-O-C stretching vibrations, as it contains methoxy group at

o-position to N-H. Reactive dyes 9d, 9e and 9i showed the remaining peaks similar to dyes 9a-c

due to common moieties in all dyes. Dyes 9f and 9g had bridging groups containing NO2 and Cl,

p-position to NH group, so a peak was observed for NO2 group at 1550 cm-1 and a peak for C-Cl

was observed at 710 cm-1 in addition to C-Cl absorption of the triazine ring system. The dye 9h

had NO2 at m-position to NH, this also showed peak for NO2 at 1530 cm-1. The compound 9i had

Cl at p-position to NH, so here another peak at 700 cm-1 was observed due to Cl attached to benzene

ring. Peak for C-Cl in the triazine ring system was at lower wave number than Cl attached to

benzene ring due to the fact that in the latter case bond was stronger than previous one, so peak

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appeared at higher wave number. An absorption band at 2900-2950 cm-1 was common in all dyes

(Figure 5.2).

Figure 5.2 FTIR spectrum of synthesized reactive azo dye 9d.

The 1H-NMR spectrum of dyes 9a-c showed signals down field at 11.15-11.62 ppm due to COOH

groups present in the bridging diamines and in the aromatic region of the TMS scale in between

δ7.60-8.3 ppm due to 19 aromatic protons. A broad singlet is observed at 5.0-5.10 ppm because of

2-OH groups attached to naphthalene ring. At range 1.90-2.10 ppm sharp singlet was observed due

to bridging CH2 group present in bis-anilines. All these dyes 9a-j are compounds of a series where

the difference arises in case of bridging groups and chromophores, coupling component and

reactive systems were same. Here peak positions and intensity was varied for OH and bridging

methylene protons. In case of dyes 9f-h and 9j which contained NO2 and Cl at m- and p-position

to N-H group of bis anilines, methylene as well as N-H peaks shifted to downfield. The dyes 9d,

9e and 9i have OH and OCH3 groups at o and p- positions to NH groups, their signals shifted

upfield and extra peaks were observed at 5.3-5.40 and 3.9 ppm for 1H and 3H attached to oxygen

atoms and benzene rings.

5.3 Dyeing Properties of Reactive Dyes (9a-j)

All the dyes (9a-j) were applied at 2.0 % depth (Figures 5.3 and 5.4) on cotton fibers according to

the usual procedure [175] in the dye bath containing materials (listed in Table 5.2)

Figure 5.3 Samples of dyes applied on cotton cloth pieces before washing treatments for wash

fastness.

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Figure 5.4 Samples of dyes applied on cotton cloth pieces after washing treatments for wash

fastness.

Table 5.2 Dye-bath containing materials

Materials Cotton

Fabric 0.5g

Amount of Dye 25mg

Sodium Sulfate 1ml (25% W/V)

Sodium Carbonate 1ml (10% W/V)

Sodium Chloride 1ml (10% W/V)

EDTA 1ml (10% W/V)

pH 8.5-9.0

Dyeing Time 1h

Dyeing Temperature 80 oC

Total Volume 20 ml

5.3.1 Exhaustion and Fixation Study of Reactive Dyes (9a-j)

Exhaustion and fixation values are determined by the application of dyes at 2% dyeing on cotton

fibers. Exhaustion and fixation values are shown in Table 5.3 [176].

Table 5.3 Exhaustion and fixation data of reactive dyes (9a-j)

Dyes Shade on

Fiber

λmax (nm)

in H2O

Log ε

% Exhaustion % Fixation

9a Sky Blue 599 3.63 65.77 91.54

9b Sky Blue 608 3.54 63.53 92.35

9c Sky Blue 604 3.67 64.36 91.98

9d Sky Blue 643 3.65 72.35 81.23

9e Sky Blue 635 3.72 74.26 80.18

9f Sky Blue 609 3.49 71.28 82.23

9g Sky Blue 615 3.85 75.25 79.63

9h Sky Blue 601 3.97 73.18 81.25

9i Sky Blue 638 3.95 73.22 81.15

9j Sky Blue 620 3.82 75.55 79.49

Exhaustion refers to the degree of dye transfer from dye bath to fiber, usually expressed as

percentage of the amount of dye originally placed in the dye bath to the dye adsorbed in capillaries

of fibers. For economic and environmental reasons a high degree of exhaustion and fixation is

required. Fixation of dye deals with the amount of dye fixed to the fiber of textile materials. The

driving force for exhaustion is a concentration of dye in two phases and for fixation is the physical

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as well as chemical interaction. In order to get a high degree of exhaustion auxiliary chemicals like

NaCl, Na2SO4 and EDTA were added in the dye bath to improve exhaustion. Salts NaCl and

Na2SO4 open the grains of cotton fibers and enhance the dye absorption and exhaustion of dyes.

EDTA does so by trapping the calcium, magnesium and zinc ions, and prevents the dye

precipitation. Triazine has been used as a reactive component to interact with cellulose fibers.

Hydroxyl of cotton fibers (cellulose) in alkaline pH interacts with electron deficient carbon

attached to chloro group and high temperature required to replace the third group and to establish

covalent bonding.

The percentage exhaustion [177] and percentage fixation of 2% dyeing on cotton ranges from 65-

75% and 75-92 % respectively as it is represented in the Table 5.3. All the dyes havd good

exhaustion and fixation values which was expected due to the rapid diffusion of the dye molecule

within the fabric under dyeing condition and physical as well as chemical interactions of polar

groups present in disazo, coupler and bridging components. Reactive component establishes

covalent linkages with fiber. Dyes 9a-b and 9j have high exhaustion and fixation values owing to

the presence of carboxylic groups in the bridging anilines. Good exhaustion and fixation values of

dyes are in accordance with the structure of dyes bearing polar groups which establish physical

and chemical interactions with fibers.

5.3.2 Fastness Properties of Reactive Dyes (9a-j)

Fastness properties of dyes were assessed after application of 2% dye with respect to cotton fibers

as represented in Table 5.4. These were light fastness, wash fastness and rubbing fastness which

provided the clear picture regarding quality of dye.

Table 5.4 Fastness properties data of the reactive dyes (9a-j)

Dyes Light Fastness Wash Fastness Rubbing Fastness

Dry Wet

9a 6-7 4-5 4 3

9b 6-7 4-5 4 3

9c 6-7 4 5 4

9d 5-6 4-5 4-5 3-4

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9e 5-6 4-5 4-5 3-4

9f 5-6 3-4 4-5 3-4

9g 5-6 4 4 3-4

9h 5-6 4 4-5 3-4

9i 5-6 5 4-5 3-4

9j 5-6 4-5 4-5 3-4

Light fastness is the degree to which a dye resists fading due to light exposure. Different dyes have

different degrees of resistance to fading by light. Light fastness of all dyes was high in the range

4-5. These dyes have little susceptibility to light damage, simply because their strong colors are

indications that they absorb the wavelengths that they don’t reflect back. Light is absorbed by

pigmented compounds may serve to degrade them.

Wash fastness is the resistance offered by dyed fibers to retain color when washed by soaps and

detergents. In the test, change in color of the textile and also staining of color on the adjacent fabric

are assessed [178]. Wash fastness of dyes was in the range 5-6.

Color Fastness to rubbing is a main test which is always required for every colored fabric either it

is printed or dyed. Rubbing fastness was designed to determine the degree of color which may

transfer from the surface of a colored fabric to a specified test cloth for rubbing. Rubbing fastness

of all dyes was very high 4-5. Rubbing fastness is an indicator for other improved properties like

wash fastness, substantively and durability in use. It was obvious from rubbing fastness value that

all these dyes have high washing fastness and fixation on the cotton fibers.

5.4 Synthetic Pathway to Reactive Azo Dyes (10a-h)

The reaction sequences employed for the synthesis of the target compounds (10a-h) are illustrated

in Scheme 5.3. Accordingly, 4-nitro-2-aminophenol (4-NAP) (2) was diazotized by treating with

sodium nitrite in the presence of HCl at low temperature 0-5oC. The control of temperature and pH

was essential; high temperature converts the azo group into N2 gas and OH group is introduced

which not only decreases the yield but also affect the as quality of dye. Coupling of diazo of 4-

NAP (7) with H-acid (3) in alkaline medium resulted the coupling at a position ortho to the

hydroxyl group of H-acid. The dyes were salted out by the addition of 10% sodium chloride

solution to the reaction mixture.

Cyanuration of dye (8) was achieved by addition of dye to cyanuric chloride solution in ice bath

under neutral conditions at molar ratio 1:1. Filtered, separated and dried the dye in oven at 50oC.

Separately synthesized bis anilines (1k-r, Figure 5.5) were added to solution of dye at pH 4-5 at

room temperature in molar ratio 1:2 to furnish compounds 10a-h. The diverse bis anilines used as

bridging components for dyes did not affect the λmax but increased the substantivity of dye with

fiber. Characterization data of dyes 10a-h are given in Table 5.5.

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Figure 5.5 Structures of methylene bisanilines (1k-r) used as linker

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Scheme 5.3 Synthetic route to monosazo MCT reactive Dyes (10a-h) Table 5.5: Characterization

data of reactive dyes (10a-h)

Dye Molecular

Formula

Mol.

Wt

Yield

(%)

C%

Cal/Found

H%

Cal/Found

N%

Cal/Found

S%

Cal/Found

Rf*

Value

10a C51Cl6H30N16O20S4 1523 76 40.09/40.05 1.98/1.95 14.67/14.60 8.97/9.02 0.52

10b C51H32Cl2N18O26S4 1476 77 40.51/40.43 2.13/2.10 16.67/16.53 8.48/8.52 0.56

10c C53H34Cl2N16O24S4 1510 76 43.07/43.02 2.32/2.25 15.16/15.09 8.68/8.73 0.48

10d C51H32Cl2N18O24S4 1478 81 41.39/41.33 2.18/2.10 17.03/17.00 8.66/8.69 0.46

10e C53H38Cl2N16O22S4 1420 79 43.90/43.81 2.64/2.51 15.45/15.40 8.84/8.86 0.50

10f C53H34Cl2N16O24S4 1476 84 43.07/43.01 2.32/2.29 15.16/15.10 8.68/8.70 0.43

10g C51H32Cl4N16O20S4 1478 84 41.99/41.80 2.21/2.11 15.36/15.32 8.79/8.83. 0.45

10h C51H34Cl2N16O22S4 1487 81 43.08/43.03 2.41/2.35 15.76/15.56 9.02/9.10 0.44

Toluene: Ethyl acetate (7.5: 2.5 v/v), Silica gel-G F254 TLC plate.

5.5 Spectral Properties of Reactive Azo Dyes (10a-h)

The absorption maxima (λmax) of the reactive azo dyes (10a-h) were taken in water and are

presented in Table 5.6. The λmax values are directly related to the nature, electronic power and

position of the substituents on the naphthyl ring of the coupler moiety as well as in the bridging

anilines [179]. Dyes 10a and 10h exhibited two absorption maxima, one in the UV range due to π-

π* transitions of aromatic moieties present in all dyes and other in the visible range at 557-570 nm.

The absorption band which was present in the visible region was due to π-π* transition of azo

linkage N=N of dyes conjugated with aromatic nuclei and was responsible for the reddish violet

color of 10a-h dyes (Figure 5.6). All dyes had same chromophoric functionalities, but the

difference was of bis-anilines used as bridging groups. These bridging groups affect the λmax of

dyes very but the effect is not too high as these are not directly attached to chromophoric groups

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of dyes and these effects cannot be explained in regular way due to a diverse variety of groups in

the bis anilines [180].

Figure 5.6 Combined UV-Visible Spectrum of MCT reactive dyes (10a-h)

The values of log ε (molar extinction coefficient) are summarized in Table 5.6 and for dyes (10a-

h) were in the range of 5.4 to 6.7. From the U.V analysis of dyes, it was gathered that the dyes

containing electron withdrawing groups cause blue shift in absorption λmax while electron donating

group produced red shift in absorption maximum.

The infrared spectra of the synthesized Monoazo MCT reactive dyes based on H- acid showed

absorption bands due to O-H, N-H, Ar-H, C-H, C=O, C=C, C=N, NO2 , SO3H, N=N and C-Cl is

stretching vibrations at 3422-3526, 3048-3078, 2843-2965, 1735-1745, 1622-1663, 1565-1590,

1539-1505, 1427-1481, 1120-1070, 672-690 cm-1 respectively as depicted from their FTIR spectra

[181, 182]. Specifically speaking, using FTIR spectrum of 10c and 10f a broad band was observed

in the range 3200-3526 cm-1 which was due to H-bonding of OH and COOH groups present in the

bridging anilines. This broadband masked the peaks of N-H functionality due to its broadness and

provided conclusive evidence regarding carboxylic group in dye molecules. A peak was observed

in the range 1735-1745 cm-1 which was due to the C=O functionality of dyes. The absorption bands

at 1622-1663, 1565-1590, and 1539-1505 cm-1 depicted the presence of C=C stretching vibrations

and bending vibrations at 770-723 cm-1 due to aromatic rings. The peak for C-Cl bond was

observed in all dyes at 672-690 cm-1 which confirmed the triazine ring system in dyes. Azo linkage

is inveterated by the peaks in the range 1539-1505 cm-1.

Dyes 10b and 10h had bridging anilines containing OH groups at o- and p-position to NH group

of diamines, they show a broad peak at 3422-3526 cm-1which is due to OH and N-H stretching

vibrations. Similarly reactive dye 10e showed a peak at 3465 cm-1due to N-H stretching vibrations.

This also showed a prominent peak at 1055 cm-1 due to ether stretching vibrations, as it contained

methoxy group at o-position to N-H. The dyes 10b and 10d had NO2 peaks at mposition to NH

group so a peak at 1550-1560 cm-1 was present in their IR spectra. The compounds 10a and 10g

had bridging groups containing chloro groups at o, p and m-position to NH group, so C-Cl was

observed at 710-720 cm-1 in addition to C-Cl absorption of the triazine system. An absorption band

at 2843-2965 cm-1 was common in all dyes and was due to a methylene group symmetric and

asymmetric stretching vibrations [183].

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The 1H-NMR spectrum of dye 10c showed down field signal at 12.74 ppm due to COOH groups

present in the bridging diamines and in the aromatic region of the TMS scale in between δ7.158.10

ppm due to eighteen aromatic protons. Broad singlets were observed at 9.40-9.46, 8.61-8.75 and

8.30-8.38 ppm because of O-H and NH groups attached to naphthalene ring and benzene ring, and

these peaks are common in all dyes. At range 1.785-2.05 ppm sharp singlet was observed due to

bridging CH2 group present in bis-anilines. All these dyes 10a-h are compounds of a series where

the difference occurred in case of bridging groups while chromophores, coupling component and

reactive systems were same. Here peak positions and intensity was varied for O-H and bridging

methylene protons. In case of compounds 10a, 10b, 10c and 10d which contained NO2 and Cl at

o, m- and p-position to NH group of bis-anilines, methylene as well as N-H peaks shifted downfield

but for dyes 10e and 10h which had OCH3 and OH groups at o position to N-H moiety, their signal

shifted upfield and extra peak for 3H in 10e was seen at 4.07 ppm. 13C-NMR spectra of dyes (10a-

h) showed signals for different aliphatic carbons at 4050 and for aromatic carbons in the range

109-160 ppm which confirmed the synthesis of these compounds.

5.6 Dyeing properties of Reactive Azo Dyes (10a-h)

All the dyes (10a-h) were applied at 2.0 % depth on cotton fibers according to the usual procedure

in the dye bath containing materials to achieve dominant and attractive shades of targeted dyes.

5.6.1 Exhaustion and fixation study of Reactive Azo Dyes (10a-h)

Exhaustion and fixation study was made by the application of dyes at 2% dyeing on cotton fibers.

Exhaustion and fixation values are shown in Table 5.6.

Table 5.6 Exhaustion and fixation data of reactive dyes (10a-h)

Dyes Shade on Fiber λmax (nm)

in H2O

Log ε

% Exhaustion % Fixation

10a Reddish violet 564 6.704 62.17 70.23

10b Reddish violet 567 6.443 72.33 87.53

10c Reddish violet 560 6.373 76.67 92.88

10d Reddish violet 557 6.043 63.45 81.23

10e Reddish violet 570 5.410 63.15 76.43

10f Reddish violet 568 5.758 77.53 93.15

10g Reddish violet 560 6.219 65.52 78.37

10h Reddish violet 568 6.042 74.38 83.47

The percentage exhaustion and percentage fixation of 2% dyeing on cotton ranged from 62-77%

and 70-93 % for 10a-h, as it is represented in the Table 5.6. Good exhaustion and fixation values

had been observed for all the dyes which were expected, owing to the fast diffusion of the dye

molecule within the fabric under dyeing condition and physical as well as chemical interactions of

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polar groups present in disazo, coupler and bridging components. A reactive component

established covalent linkages with fiber. Dyes 10d and 10f had high exhaustion and fixation values

in effect of the presence of carboxylic groups in the bridging anilines.

5.6.2 Fastness properties of Reactive Azo Dyes (10a-h)

Fastness study of dyes was made after application of 2% dye with respect to cotton fibers as

represented in Table 5.7. Light fastness, wash fastness and rubbing fastness were examined which

provided the real image regarding the quality of dye.

Table 5.7 Fastness properties data of reactive dyes (10a-h)

Dyes Light Fastness Wash Fastness Rubbing Fastness

Dry Wet

10a 5-6 4-5 4 3

10b 6-7 4-5 4 3

10c 6-7 4 5 4

10d 5-6 4-5 4-5 3-4

10e 5-6 4-5 4-5 3-4

10f 6-7 3-4 4-5 3-4

10g 5-6 4 4 3-4

10h 5-6 4 4-5 3-4

Light fastness is related to the resistance offered by the dye to fading on exposure to light. Different

dyes exhibited different degrees of confrontation to fading by light. Light fastness of all dyes was

high in the range 6-7. These dyes have little susceptibility to light damage, simply because their

strong colors are indications that they absorb the wavelengths that they don’t reflect back. Wash

fastness is the resistance offered by dyed fibers to retain color when washed by soaps and

detergents. In the test, change in color of the textile and also staining of color on the adjacent fabric

are assessed. Wash fastness of dyes was in the range 4-5.

Color fastness to rubbing is a main test which is always required for every colored fabric either it

is printed or dyed. Rubbing fastness was designed to determine the degree of color which may

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transfer from the surface of a colored fabric to a specified test cloth for rubbing. Rubbing fastness

of all dyes was very high 4-5. Rubbing fastness is an indication of other improved properties like

wash fastness, substantively and durability in use. It is obvious from rubbing fastness value that

all these dyes have high washing fastness and fixation on the cotton fibers. High light fastness,

wash fastness and rubbing fastness indicate that dyes have established permanent covalent bond

with cotton fibers instead of physical adsorption and this provides the evidence in favour of reactive

functioning of dyes. 5.7 Synthetic Pathway to Reactive Azo Dyes (15a-h)

The synthesis of bisazo monochloro triazine (MCT) reactive dyes (15a-h) was conducted in

accordance with the Scheme 5.4. Here 15a-h reactive dyes were synthesized using 7-amino-

1naphthol-3-sulphonic acid (γ-acid) coupler and 4-aminobenesulfonic (sulfanilic acid) as monoazo

component.

Accordingly, Sulfanilic acid (11) was diazotized by treating it with Sodium nitrite and HCl at low

temperature 0-5oC. Conditions were kept same as discussed above during diazotization. Coupling

of tetrazo of sulfanilic acid with γ-acid (12) was achieved to afford (13) in alkaline medium to

accomplish the coupling at position ortho to the hydroxyl group of γ-acid at 0-5oC. Addition of

diazo was carried out to well stirred solution of γ-acid at pH 8.5-9.0 which was adjusted with a

mild base like Na2CO3. The coupling was completed in 3-4 h as determined from TLC and paper

chromatography. The dye was salted out by the addition of 7-8% Sodium chloride to dye solution

at room temperature.

Cyanuration of dye (13) was done by addition of dye to cyanuric chloride solution in an ice bath

at pH 7.0-7.5 in 1:1 molar ratio [184, 185]. Cyanurated dye was separated and dried in oven at

50oC. Bis aniline (1k-r) were added to solution of dye at pH 4-5 at room temperature in molar ratio

1:2 to furnish (15a-h) dyes. Different bis anilines were used as bridging component for dyes to

enhance the adherence of dye with fiber (Scheme 5.4) without affecting too much on dye shades

and hues. The synthesized dyes 15a-h were investigated for elemental analysis and percentages of

C, H, N and S in these derivatives provided evidence for prepared compounds (Table 5.8).

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Scheme 5.4 Synthetic route to monoazo MCT reactive dyes (15a-h)

Table 5.8 Characterization data of dyes (15a-h)

Dye Molecular Formula Mol.

Wt

Yield% C%

Cal/Found

H%

Cal/Found

N%

Cal/Found

S%

Cal/Found

Rf*

Value

15a C53H36Cl2N14O18S4 1401 73 46.94/46.23 2.68/2.54 14.46/14.40 9.46/9.50 0.41

15b C51H34Cl2N16O18S4 1401 76 45.11/44.95 2.52/2.30 16.50/16.35 9.44/9.51 0.53

15c C51H34Cl4N14O16S4 1388 77 44.75/44.20 2.50/2.32 14.32/14.15 9.37/9.40 0.52

15d C53H40Cl2N14O16S4 1358 80 47.93/47.11 3.04/2.99 14.77/14.50 9.66/9.71 0.45

15e C51H34Cl4N14O14S4 1378 79 45.82/45.35 2.56/2.16 14.67/14.45 9.59/9.64 0.48

15f C51H32Cl6N14O14S4 1326 84 43.57/43.10 2.29/2.23 13.95/13.34 9.12/9.20 0.44

15g C51H32Cl6N14O14S4 1354 85 43.57/43.17 2.29/2.20 13.95/13.35 9.12/9.25 0.45

15h C51H36Cl2N14O16S4 1365 80 47.12/47.05 2.79/2.74 15.08/14.95 9.86/9.95 0.56

*Toluene: Ethyl acetate (7.5: 2.5 v/v), Silica gel-G F254 TLC plate.

5.8 Spectral properties of Reactive Azo Dyes (15a-h)

The absorption maxima (λmax) of the dyes (15a-h) were taken in water and are presented in Table

5.9. The λmax values were honestly interrelated to the nature, electronic power and location of the

substituents on the naphthyl ring of the coupler moiety as well as in the bridging anilines. Dyes

(15a-h) exhibited two absorption maxima, one in the UV range due to π-π* transition of C=C

present in the aromatic moiety common in all dyes and other in the visible rang at 557 to 570 nm.

The absorption band which lies in the visible region is due to π-π* transition of azo linkage N=N

of dyes was responsible for the reddish violet color of this series dyes (Figure 5.7). These bridging

groups affected the λmax of dyes but the effect was not too high as these were not directly attached

to chromophoric groups of dyes and these group effects could not be explained in regular way due

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108

to a diverse variety of groups in the bis anilines. Similarly, dyes (15a-h) showed three absorption

maxima in the mid UV, far UV and in the visible region of electromagnetic radiation spectrum

(Figure 5.7).

Figure 5.7 Combined UV-Visible spectrum of MCT reactive dyes (15a-h)

The values of log ε (molar extinction coefficient) are summarized in Table 5.9 for dyes 15a-h and

are in the range of 6.0 to 6.4, which showed the high absorption intensity of dyes. From the U.V.

visible analysis of dyes, it was investigated that the electron withdrawing groups as well as electron

donating groups affect the molar extinction coefficient and λmax of compounds.

From the infrared spectra of the synthesized reactive dyes based on γ- acid, sulfanilic acid and

cyanuric chloride showed absorption peaks owing to O-H, N-H, Ar-H, CH2, C=O, C=C, C=N,

NO2, SO3H, N=N and C-Cl stretching vibrations at 3435-3467, 3032-3072, 2838-2963, 1755,

1625-1653, 1568-1589, 1512-1526, 1433-1465, 1125-1070, 680-689 cm-1. Dyes (15a-h) had OH

and N-H groups; they showed a broad band at 3435-3467 cm-1 due to OH and N-H stretching

vibrations. All dyes had sulfonic groups which were confirmed by the appearance of absorption

bands at 1070-1123 cm-1. Dye 15d exhibited prominent peak at 1055 cm-1 due to C-O-C stretching

vibrations, as it carried methoxy group at o-position to N-H. The compound 15b had NO2 peaks at

the m- position to the NH group so a peak at 1565 cm-1 was present in their IR spectrum. An

absorption band at 2843-2965 cm-1 was common in all dyes and was due to methylene asymmetric

stretching vibrations.

In case of 1H-NMR spectra of (15a-h), 15a exhibited signal at 13.11 ppm due to COOH groups

present in the bridging diamines and the aromatic protons signals in between 6.77-8.08 ppm due

to twenty six aromatic protons. Broad singlets were observed at 9.41, 8.40 and 8.33 ppm because

of O-H and N-H groups attached to naphthalene ring and benzene ring, and these peaks were

common in all dyes (15a-h). At range 1.85-2.10 ppm sharp singlet was observed due to the bridging

CH2 group present in the bis-anilines. All these dyes 15a-h are compounds of a series based on

sulfanilic acid, γ-acid and cyanuric chloride which were different only in bridging groups. In case

of dyes 15b, 15f and 15g, which bore NO2 and Cl at o, m- and p-position to NH of bis-anilines, the

signals for methylene as well as N-H groups shifted downfield (Figure 5.8) and in case of

compounds 15c and 15e which had OCH3 and OH groups at o positions to N-H groups, their peaks

shifted upfield. In dye 15c three protons attached to oxygen were verified from signal at 4.05 ppm

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109

and the presence of methoxy group was confirmed from spectrum. In 13C-NMR spectra of reactive

dyes (15a-h), signals for dye 15c were present in the aliphatic as well as aromatic regions of

spectrum at positions 46.6, 99.5, 101.4, 103.75, 116.2, 119.2, 123.8, 126.6, 130.4, 132.0, 133.9,

142.2, 143.3, 152.3, 154.9, 158.8, 170.4 ppm which confirmed the synthesis of dye as depicted

from Figure 5.9. In this way other dyes were confirmed for their predicted structures from 13C-

NMR spectra.

Figure 5.8 1H-NMR spectrum of reactive dye 15c

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Figure 5.9 13C-NMR spectrum of reactive dye 15c

2.9 Dyeing properties of Reactive Azo Dyes (15a-h)

All the dyes 15a-h were applied at 2.0 % depth on cotton fibers according to the usual procedure

in the dye bath containing materials to achieve dominant and attractive shades of targeted dyes.

2.9.1 Exhaustion and Fixation Study of Reactive Azo Dyes (15a-h)

Exhaustion and fixation study was made by the application of dyes at 2% dyeing on cotton fibers.

Exhaustion and fixation values are shown in Table 5.9 [186].

Table 5.9 Exhaustion and fixation data of the dyes 15a-h

Dye Shade on Fiber λmax (nm)

in H2O Log ε

% Exhaustion % Fixation

15a Reddish yellow 502 6.36 75.38 91.93

15b Reddish yellow 496 6.394 66.31 78.24

15c Reddish yellow 496 6.229 69.61 83.68

15d Reddish yellow 492 6.344 68.86 80.19

15e Reddish yellow 498 6.439 63.12 74.18

15f Reddish yellow 492 6.093 62.44 77.75

15g Reddish yellow 495 6.375 62.78 76.69

15h Reddish yellow 499 6.397 74.16 84.29

The percentage exhaustion and percentage fixation of 2% dyeing on cotton ranged from 62-75 and

74-91% for 15a-h as it is represented in the Table 5.9. Moderate exhaustion and fixation values

had been observed for all the dyes which were due to the fast diffusion of the dye molecule within

the fabric under dyeing condition and the involvement of van der waal’s, as well as electrostatic

interactions due to polar and non polar groups present in disazo, coupler and bridging components.

The reactive component generated covalent bonding with fiber. Dye 15c had high exhaustion and

fixation values due to the presence of carboxylic groups in the bridging anilines [187].

5.9.2 Fastness properties of Reactive Azo Dyes (15a-h)

Fastness study of dyes was made after application of 2% dye with respect to cotton fibers as

represented in Table 5.10. Light fastness, wash fastness and rubbing fastness were examined which

provided the real image regarding the quality of dye [188].

Table 5.10 Fastness properties data of the dyes 15a-h

Dye Light Fastness Wash Fastness Rubbing Fastness

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Dry Wet

15a 6-7 4-5 4-5 3

15b 5-6 4-5 3-4 3

15c 5-6 4 3-4 3

15d 5-6 4-5 4 3-4

15e 5-6 4-5 4 3-4

15f 5 3-4 3-4 3-4

15g 5 3-4 3-4 3-4

15h 5-6 3-4 4 3-4

Light fastness is related to resistance offered by dye to fading on exposure to light. Different dyes

exhibited different degrees of confrontation to fading by light. Light fastness of all dyes was high

in the range 6-7. These dyes have little susceptibility to light damage, simply because their strong

colors are indications that they absorb the wavelengths that they don’t reflect back. Wash fastness

is the resistance offered by dyed fibers to retain color when washed by soaps and detergents. In the

test, change in color of the textile and also staining of color on the adjacent fabric are assessed.

Wash fastness of dyes was in the range 4-5.

Color fastness to rubbing is a main test which is always required for every colored fabric either it

is printed or dyed [189]. Rubbing fastness of all dyes was very high 4-5. Rubbing fastness provided

evidence for the other improved properties of dyes like wash fastness, substantively and durability

in use. It was obvious from rubbing fastness value that all these dyes had high washing fastness

and fixation on the cotton fibers. High light fastness, wash fastness and rubbing fastness indicated

that dyes had established permanent covalent bond with cotton fibers instead of physical adsorption

and these properties provided proof in favour of reactive functioning of dyes.

5.10 Synthetic Pathway to Heterocyclic Dyes (19a-i)

The synthetic strategy adopted for the synthesis of the intermediate and targeted compounds (19a-

i) is depicted in Scheme 5.5. Accordingly, 4-aminoacetanilide (16) was diazotized by treating with

sodium nitrite in the presence of acid at a low temperature 0-5oC. The control of temperature and

pH was found to be crucial essential as high temperature not only decreases the yield but also

affects the quality of dye. The coupling of diazo of 4- aminoacetanilide with different active

methylene compounds in alkaline medium resulted in the attachment of diazo to methylene carbon

through a nucleophilic attack of active center to furnish the intermediates (17a-d).

In the next step, the condensation of intermediate, dyes (17a-d) with separately synthesized various

substituted hydrazines (18a-d) was achieved by refluxing the reaction mixture in ethanol at 80oC

for five hours to afford the target compounds (19a-i) in high yields.

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Scheme 5.5 Synthetic pathway to heterocyclic direct dyes (19a-i).

5.11 Spectral Properties of Heterocyclic Dyes (19a-i)

The absorption maxima (λmax) of the dyes (19a-i) were taken in ethanol and results are presented

in the Table 5.11. The absorption maxima (λmax) of dyes depend upon the nature, position and

electronic power of the substituents present in the coupler as well as a diazo component of dyes.

All dyes exhibited only one absorption maximum in the visible region in the range 387-401 nm

due to π-π* transition of azo linkage present in all dyes which imparted them yellow color (Figure

5.10).

All dyes have same chromophoric functionalities, but the difference lies in the different hydrazines

used for condensation. Different substitution patterns present in hydrazines affect the λmax of dyes,

but the effect was small as affecting groups were away from chromophoric groups of dyes. Dye

19i showed orange yellow color which had λmax 401 nm while other dyes 19a-h absorption maxima

(λmax) were very close to each other and they were of yellow color.

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Figure 5.10 Combined U.V Visible Spectrum of Heterocyclic azo Dyes (19a-i)

The values of log ε (molar extinction coefficient) are summarized in Table 2.11 ranging from 4.10

to 4.60 indicating the high absorption intensity of the dyes. The infrared spectra of the synthesized

heterocyclic azo dyes showed general characteristic bands at 3400-3500 and 32553340 cm-1 which

indicate the O-H and N-H stretching vibrations due to the presence of these groups in the dyes.

The band at 3035-3132 cm-1 and 2858-2950 cm-1depicted the presence of CH stretching vibrations

of aromatic as well as aliphatic C-H bonds. Presence of carbonyl groups was evidenced by the

band in the range 1675-1725 cm-1. Amide carbonyl showed absorption below 1700 cm-1while

carboxylic carbonyl exhibited peaks near 1725 cm-1. The Broad peaks at 3450-3500 cm-1in case of

19b, 19c and 19d were due to intramolecular H-bonding interactions of NH and COOH groups

present in dye in close proximity to each other. The absorption bands at 1610-1659, 1570-1590,

1511-1530, 1420-1440 and 1145-1200 cm-1 depicted the presence of aromatic rings, N=N and C-

O respectively [190,191]. The presence of the sulfonic groups in dyes 19a and 19h was observed

by the appearance of the peaks at 1250-1255 cm-1 in their FTIR spectra. Similarly the peaks for

different functional groups in the FTIR spectra of remaining dyes provided evidence in favor of

their structure. In case of dye 19f the IR peaks were present at 3303, 3153, 2881, 1696, 1607, 1548,

1515, 1427, 1320, 1176 cm-13303, 3153 due to presence of C=C-H str, C-H str, C=O str, C=C str,

N=N str, C-H bend, C-O str vibrations in the molecule (Figure 5.11).

Figure 5.11 FTIR spectrum of heterocyclic dye 19f

The 1H-NMR spectrum of all dyes (19a-i) showed a peak at 14.75-14.85 ppm due to amide NH

being present in all dyes. Except for dyes 19c and 19g which exhibited one amide peak all others

showed two amide peaks the second appearing in the range 11.40-11.47 ppm. Presence of hydroxyl

of the carboxyl group in dyes 19b-d and 19i was evidenced by the peaks in region 12.55-13.11

ppm. Sulfonic group in dyes 19a and 19h was confirmed by the broad singlet peak at 8.52-8.55

ppm. A characteristic feature in all dyes was the presence of two symmetric doublets in region

7.53-7.70 ppm due to benzene ring of azo motif. Similarly, other aromatic rings in dyes were

confirmed from multiplets at 7.30-7.50 ppm. Two methyl groups were evidenced by singlet at

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114

2.20-2.26 ppm and 2.50-2.62 ppm, while dyes 19c and 19g showed three singlets the third methyl

resonating at 2.50-2.52 ppm (Figure 5.12). The 13C-NMR spectra of all dyes (19a-i) exhibited

signals for imine and carbonyl carbons at 155-157 and 166-167 ppm while the extra peak for

carbonyl of carboxyl group was present in 19b-d and 19h at 168.5-170 ppm. The signals at 22-24

and 25-26 ppm were common for methyl groups in all dyes (Figure 5.13).

Figure 5.12 1H-NMR spectrum of heterocyclic dye 19f in CDCl3

Figure 5.13 13C-NMR spectrum of heterocyclic dye 19f in CDCl3

5.11.1 Dyeing Properties of Heterocyclic Dyes (19a-i)

All the heterocyclic dyes (19a-i) were applied at 2.0% depth on the leather fabric according to the

usual procedure to determine the level of fastness displayed by the heterocyclic azo dyes.

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5.11.2 Exhaustion and Fixation Study of Heterocyclic Dyes (19a-i)

Exhaustion and fixation study of dyes was made from the absorbance measurements of the original

dye bath and the exhausted dye bath. Exhaustion and fixation values are shown in Table

5.11.

Table 5.11 Exhaustion and fixation data of heterocyclic azo dyes 19a-i

Dye Shade on

Leather

λmax( nm)

in H2O

Log ε

Exhaustion % (C) Fixation % (C)

19a Yellow 388 4.54 80.15 93.33

19b Yellow 389.5 4.36 82.55 87.77

19c Yellow 390 4.60 78.19 86.73

19d Yellow 389 4.45 79.45 89.47

19e Yellow 387 4.38 20.15 10.43

19f Yellow 387.5 4.27 21.23 12.38

19g Yellow 391.5 4.32 25.57 13.52

19h Yellow 395.5 4.31 85.59 93.89

19i Orange 401 4.10 86.73 90.25

The percentage exhaustion and percentage fixation of 2% dyeing on leather ranged from 20-86%

and 10-93% respectively for dyes 19a-i. Good exhaustion and fixation values have been observed

for dyes which have carboxylic and sulfonic acid groups. Dyes 19e-f showed very small values of

exhaustion and fixation as compared with other dyes. These dyes have no functional groups which

are suitable to develop electrostatic interactions with leather. Dyes 4a and 4h showed high values

these parameters due to the fast molecule of the dye molecule within the fabric under dyeing

condition and development of physical as well as chemical interactions of polar functional groups

present in dye molecules as these contain sulfonic groups. Dyes 19b-d and 19i showed

comparatively moderate to good values of exhaustion and fixation, but less than 19a and 19h. It

appeared that dyes containing sulfonic groups were more suitable for dyeing leather as compared

with carboxylic groups. In figure 5.14 it was shown the application of heterocyclic dyes 19a-i on

leather.

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116

Figure 5.14 Application of Heterocyclic dyes (19a-i) on leather

5.11.3 Fastness Properties of Heterocyclic Dyes (19a-i)

Fastness study of dyes was made after application of 2% dye with respect to leather, fabric as

represented in Table 5.12. Light fastness, wash fastness and rubbing fastness was examined which

provided the real image regarding the quality of dye.

Table 5.12 Fastness properties data of heterocyclic azo dyes (19a-i)

Dye Light Fastness Wash Fastness Rubbing Fastness

Dry Wet

19a 5-6 4-5 5 4

19b 5-6 4-5 4 3

19c 5-6 4-5 5 4

19d 5-6 4-5 4-5 4

19e 4-5 4 4 3

19f 4-5 4 4 3

19g 4 4-5 4 3

19h 5-6 4-5 4-5 3-4

19i 5-6 4-5 4-5 3-4

Light fastness determines the resistance accessible by the dye to fading on exposure to light.

Different dyes exhibited different degrees of confrontation to fading by light. Light fastness of

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117

approximately all dyes was high in the range 5-6 except for that of 19e-f. These dyes had little

propensity to light damage, plainly because of their strong yellow colors which were indications

of their absorption of light at wavelengths where they were not reflecting back. In the wash fastness

test, change in color of the textile and also staining of color on the adjacent fabric were assessed.

Wash fastness of dyes was in the range 4-5.

Color fastness to rubbing is a focal test which is always required for every colored fabric either it

is printed or dyed [192, 193]. Rubbing fastness was designed to determine the degree of color

migration from the surface of a dyed fabric to a specified test cloth for rubbing. Rubbing fastness

of all dyes was excellent in the range 3-4. Rubbing fastness was dependent upon the physical

interaction of dyes with fabric. It was obvious from rubbing fastness value that all these dyes had

high washing fastness and fixation on the cotton fibers.

5.12 Synthesis of Calix [4] resorsoniarene Azo Dyes (23a-f)

Synthesis of these azo dyes was achieved in three steps following the Scheme 2.6, which involved

the preparation of calixarene, diazotization and coupling to obtain the desired products (23a-f).

Calixarene synthesis was done by reacting the formaldehyde with resorcinol in the presence

catalytic amount of HCl. This reaction occurred through Friedel Crafts acylation mechanism.

Hydrochloric acid protonated the formaldehyde and increased the electrophilicity of carbonyl

carbon, and thereby facilitated the attack of nucleophilic carbon ortho to hydroxyl of resorcinol.

There were two nucleophilic carbons in resorcinol and both reacted with formaldehyde to produce

calix involving four units of each reactant. Diazonium salts of different derivatives of o-amino

phenols (22a-f) were prepared separately according to the standard diazotization procedure. Dyes

(23a-f) were obtained by coupling of the synthesized diazonium salts with calix [4] resorsoniarene

(21) with 22a-f, in basic medium at room temperature. The coupling was achieved in alkaline

aqueous solution to increase the nucleophilicity of calix. In this way a series of compounds were

prepared [194-198].

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Scheme 5.6 Synthesis of Calix [4] azo dyes (23a-f)

5.13 Characterization of Calix [4] resorsoniarene Azo Dyes (23a-f)

Characterization of these calix [4] resorsoniarene azo dyes was made with the help of UV-Vis,

FTIR and NMR studies of dyes. Dyes exhibited absorptions in the range 400-500 nm (Figure

5.15) in the visible region of electromagnetic spectrum. These absorption were due to π-π* of

electrons which are the part of the conjugated framework of dye molecules. Two absorption

maxima were present in dye 23f which may be attributed to two distinct chromophores showing

absorptions at different positions.

FTIR spectra of these compounds 23a-f provided evidence for the presence different functional

groups within dye molecules. Hydroxyl, azo and aromatic motifs are common in all dyes which

are being proved from their IR absorptions at specific positions. Hydroxyl group produced broad

range absorptions at 3200-3500 cm-1 due to extended hydrogen bonding in dyes. Azo groups in

dye molecules were confirmed from their peaks at 1500-1530 cm-1 which were common in all dyes

(23a-f). Presence of peaks at 3050-3070, 1535, 1580 and 1610 cm-1 were due to C=C-H, and C=C

stretching vibration of aromatic nuclei. Dyes 23c and 23e-f exhibited strong absorptions at 1240-

1260 cm-1 due to SO3H group present in these dyes. 1H-NMR and 13C-NMR study of dyes 23a-f confirmed the synthesis of targeted compounds. In

case of compound 23a, there were broad peaks in 1H-NMR at 10.14 and 6.35 ppm due to presence

OH groups in the azo component and calix coupler respectively. Two mutually coupled protons in

the diazo component showed doublet peak at 7.20 and 8.22 ppm. The downfield singlet peak at

8.77 ppm was due to proton ortho to nitro group in the diazo component. One proton peak at 6.97

ppm was because of calix resorsoniarene proton while two protons signals at 3.81 ppm were due

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to methylene protons sandwiched between resorcinol moieties of calix [4] resorsoniarene. 13C-

NMR of 23a showed signals at 118.32, 130.90, 138.24 and 155.12 ppm due to calix aromatic

nucleus carbons while the signals of carbons at 116.65, 119.55, 126.62, 139.72,

143.74 and 163.30 ppm confirmed the presence of an aromatic nucleus of diazo component. Singlet

signal at 31.3 ppm was due to methylene carbons of calix. Similarly, other dyes 23b-f have been

confirmed from their 1H-NMR and 13C-NMR spectra.

Figure 5.15 Combined UV Visible spectrum of calix [4] resorsoniarene azo dyes (23a-f)

5.14 Applications of Calix [4] resorsoniarene Azo dyes (23a-f )

These dyes had hydroxyl groups at ortho to azo linkage at four sides of the molecule which were

capable to act as ligands. So these dyes were tested for detection of different metal ions like Cu

(+2), Fe (+2), Co (+2), Ni (+2) and Cr (+3) in their aqueous solutions. All dyes showed valuable

interactions with these metals which were studied with the help of UV visible spectrophotometer.

All metal ions on interaction with dyes exhibited bathochromic shifts, but the largest change was

seen for Cu (+2) ions in the absorption of visible light and color of the complex from the original

dye (Figure 5.16 and 5.17). The color change was clearly observed by naked eye. This metal ion

study of calix [4] resorsoniarene azo dyes enable them to be used as sequestrants for metal ions in

their aqueous and alcoholic solutions [199, 200].

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Figure 5.16 Most probable metal ion interaction mechanism of calix [4] resorsoniarene azo dyes

(23a-f)

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Figure 5.17 Study of different metal ion interactions with Calix [4] resorsoniarene azo dyes (23a-

f)

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Chapter 6 EXPERIMENTAL

6.1 Materials

1-Amino-8-hydroxy-naphthalene-3,6-disufonic acid (H-acid), 4'4-diamino diphenylamine-

2sulfonic acid (F.C-acid), 7-Amino-1-hydroxy naphthalene-3-sulfonic acid (γ- acid),

4Aminobenzene sulfonic acid, 4-Nitro-2-aminophenol, 4-Chloro-2-aminophenol, 2-

Aminobenzoic acid, 3-Aminobenzoic acid, 4-Aminobenzoic acid, 3-Chloroaniline, 2-

Aminophenol, 4Aminophenol, 3-Nitroaniline, 2-Methoxyaniline, 4-N,N-

Dimethylaminobenzaldehyde, resorcinol, 1-amino-2-naphthol-6-nitro-4-sulfonic acid, 1-Amino-

2-naphthol-4-sulfonic acid, 3amino-4-benzene sulfonic acid, sodium nitrite, sodium hydroxide,

sodium carbonate, formaldehyde were obtained from Daejing Korea. 4-Aminoacetanilide,

acetoacetic acid, ethyl acetoacetate, acetyl acetone, acetoacetanilide, phenyl hydrazine, 4-

hydrazinylbenzenesulfonic acid, 4-hydrazinylbenzoic acid, 2-hydrazinylbenzoic acid were

purchased from Sigma Aldrich. Hydrochloric acid was purchased from Merck. Solvents such as

ethanol, ethyl acetate, dichloromethane, DMSO, DMF, acetone, chloroform, and methanol were

common laboratory grade chemicals and were purified before use.

6.2 Purification of Solvents

Standard methods and procedures were followed for the purification and drying of solvents. The

dried solvents were stored over type 4A° molecular sieves. Same solvents were used as mentioned

at page 55-56.

6.3 Instrumentation

Melting points were determined using digital Gallenkamp (Sanyo) model MPD BM 3.5 with digital

thermometer and are uncorrected. Infrared spectra were recorded using a Shimadzu IR 460 as KBr

pellets and FTX 3000 MX spectrophotometer using ATR method. 1H NMR and 13C NMR spectra

were obtained using a Bruker Avence (300 MHz,) and (400 MHz,) spectrophotometers in CDCl3,

DMSO-d6, CD3OD-d4 solution using TMS as an internal reference. Chemical shift are given in δ-

scale (ppm). Abbreviations s, d, dd, t, at, m have been used for singlet, doublet, double doublet,

triplet, apparent triplet, multiplet respectively. Elemental analyses were performed on CHNS 932

LECO instrument. UV-Vis spectra were taken by CECIL-7400 UV/Visible Spectrophotometer.

6.4 Chromatographic Techniques

6.4.1 Thin Layer Chromatography (TLC)

Same procedure and mobile phases were used to monitor the progress of reactions as discussed at

pages 55-56.

6.5 Experimental Procedures

6.5.1 (a) General Procedure for the Synthesis of Bisanilines (1k-t)

Suitably substituted aniline (0.01mol) was dissolved in water (12.5 ml) and 36.5% hydrochloric

acid (2.5 ml) at 50°C. The reaction mixture was then reacted with 3% aqueous formaldehyde (3.5

ml) solution at 60°C with stirring for 1 hour and neutralized with 10% sodium hydroxide solution.

Precipitates obtained, were filtered, washed with hot water, dried and recrystallized from acetic

acid. By adopting the above procedure bis anilines (1k-t) were synthesized.

5, 5'-Methylenebis (2-aminobenzoic acid) (1k)

Yellowish orange solid (80%) m.p. 143-145°C.Rf = 0.75 (EtOAc: Pet Ether, 4: 1 v/v). FTIR

(KBr) cm-1: 3500 (br COOH) 3420, (N-H), 3077(C=C-H Aromatic) 2858 (C-H aliphatic),

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1701(C=O) 1666, 1614, 1586 (C=C benzene ring) 1480 (N-H bend.), 781 (o-disubstituted

Aromatic ring). 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 12.07 (2H, br, s), 7.97 (2H, s), 7.36 (2H,

d, J=7.8Hz), 6.96 (2H, d, J=7.8Hz), 6.74 (4H, br, s), 3.54 (2H, s). 13C-NMR (75 MHz,

DMSO-d6) δ (ppm): 170.40, 147.30, 134.51, 132.34, 130.49, 114.94, 112.43, 42.38.

5, 5'-Methylenebis (3-aminobenzoic acid) (1l)

Yellow solid (82%) m.p. 172-173°C, Rf = 0.73 FTIR (KBr) cm-1: 3600-3500 (br COOH) 3417, (N-

H), 3023 (C=C-H Aromatic) 2830 (C-H aliphatic), 1700(C=O) 1670, 1631, 1587 (C=C benzene

ring) 1488 (N-H bend.), 896, 835, 746 (C=C bending, Aromatic ring). 1H-NMR (300

MHz, DMSO-d6) δ (ppm): 11.95 (1H, br, s), 7.50 (2H, s), 7.23 (2H, s), 7.00 (2H, s), 5.12 (4H, br,

s ), 3.77 (2H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 167.50, 146.97, 142.88, 131.44, 119.62,

119.50, 116.00, 42.74.

5, 5'-Methylenebis (4-aminobenzoic acid) (1m)

Dark yellow solid (81.5%) m.p. 245-247°C, Rf = 0.70 FTIR (KBr) cm-1: 3600-3500 (br COOH)

3417, (N-H), 3023 (C=C-H Aromatic) 2840 (C-H aliphatic), 1710 (C=O) 1665, 1620, 1590

(C=C benzene ring) 1488 (N-H bend.), 890, 828, 740 (C=C bending, Aromatic ring. 1H-NMR (300

MHz, DMSO-d6) δ (ppm): 12.12 (1H, br, s), 7.69 (2H, s), 7.26 (2H, d, J=7.86Hz), 6.90 (2H, d,

J=7.86Hz), 5.60 (4H, s), 3.41 (1H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 167.79, 154.26,

133.34, 128.68, 124.84, 120.98, 115.51, 34.71.

2, 2'-Methylenebis (4-aminophenol) (1n)

Dark brown Solid (78%) m.p. 220-221°C, Rf0.67 FTIR (KBr) cm-1: 3600-3500 (br COOH) 3474,

(N-H), 3023 (C=C-H Aromatic) 2825 (C-H aliphatic), 1665, 1603, 1514 (C=C benzene ring) 1471

(N-H bend.), 845, 833,(C=C bending, Aromatic ring). 1H-NMR (300 MHz, DMSOd6) δ: 9.53-9.50

(1H, br, s), 6.65 (2H, s), 6.46 (2H, d, J=7.75Hz), 6.42 (2H, d, J=7.75Hz), 4.84

(4H, s), 3.76 (1H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 145.67, 141.53, 129.05, 118.97,

117.25, 115.77, 32.07.

4, 4'-Methylenebis (2-aminophenol) (1o)

Orange solid m.p.348-349, Rf=0.65, FTIR (KBr) cm-1: 3600-3500 (br COOH) 3385, (N-H), 3190

(C=C-H Aromatic) 2745 (C-H aliphatic), 1661, 1601, 1531 (C=C benzene ring) 1444 (N-H bend.),

836, 814, (o-disubstituted Aromatic ring). 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 9.05 (2H, br,

s), 7.67 (2H, s), 7.31 (2H, d, J=7.9Hz), 6.93 (2H, d, J=7.9Hz), 5.96 (4H, br, s), 3.54 (2H, s), 3.61

(2H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 144.10, 135.16, 132.86, 132.86, 120.27, 116.75,

114.49, 42.38.

5, 5'-Methylenebis (2-methoxyaniline) (1p)

Light yellow solid (85%) m.p.348-349 oC, Rf=0.67, FTIR (KBr) cm-1: 3418, (N-H), 3050 (C=CH

Aromatic) 2836 (C-H aliphatic), 1665, 1606, 1523 (C=C benzene ring) 1461 (N-H bend.), 833,

810, (o-disubstituted Aromatic ring). 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 1H-NMR (300

MHz, DMSO-d6) δ: 7.57 (2H, s), 7.38 (2H, d, J=7.87Hz), 7.10 (2H, d, J=7.87Hz), 6.06 (4H, br,

s), 3.79 (6H, s), 3.68 (2H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 145.52, 145.52, 136.72,

136.72, 134.11, 134.11, 120.04, 120.04, 116.73, 116.73, 111.94, 111.94, 56.79, 56.79, 42.38.

6, 6'-Methylenebis (3-chloroaniline) (1q)

Light yellow solid (77%) m.p.172oC, Rf=0.76, FTIR (KBr) cm-1: 3418, (N-H), 3030 (C=C-H

Aromatic) 2830 (C-H aliphatic), 1663, 1606, 1503 (C=C benzene ring) 1384 (N-H bend.), 830,

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810,(C=C bending, Aromatic ring), 683 (C-Cl). 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 7.06

(1H, s), 6.58 (2H, d, J=7.45Hz), 6.45 (2H, d, J=7.45Hz), 5.95 (4H, br, s), 3.98 (1H, s). 13C-NMR

(75 MHz, DMSO-d6) δ (ppm): 145.21, 139.22, 127.31, 122.84, 122.23, 121.35, 41.57.

6, 6'-Methylenebis (2-amino-4-chlorophenol) (1r)

Brown solid (74%) m.p.136-141oC, Rf=0.75 IFTR (KBr) cm-1: 3420, (N-H), 3070 (C=C-H

Aromatic) 2858 (C-H aliphatic), 1662, 1614, 1586 (C=C benzene ring) 1455 (N-H bend.), 880,

808,(C=C bending, Aromatic ring), 761 (C-Cl) 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 9.37 (2H,

br, s), 6.59 (2H, s), 6.43 (2H, s), 4.98 (4H, br, s), 3.79 (1H, s). 13C-NMR (75 MHz, DMSOd6) δ

(ppm): 147.04, 133.37, 130.80, 127.08, 118.47, 117.35, 31.30.

6, 6'-Methylenebis (2-amino-4-nitrophenol) (1s)

Orange solid (71%) m.p.189oC, Rf=0.80 FTIR (KBr) cm-1: 3417, (N-H), 3023 (C=C-H Aromatic)

2825 (C-H aliphatic), 1670, 1631, 1587 (C=C benzene ring) 1345 (N-H bend.), 1304

(NO2) 896, 838 (C=C bending, Aromatic ring), 1H-NMR (300 MHz, DMSO-d6) δ (ppm): 8.26 (2H,

br, s), 7.32 (2H, s), 7.18 (2H, s), 5.07 (4H, br, s), 3.80 (1H, s). 13C-NMR (75 MHz, DMSOd6) δ

(ppm): 149.32, 140.96, 130.75, 129.54, 113.75, 110.21, 31.30.

5, 5'-Methylenebis (3-nitroaniline) (1t)

Yellow solid (83 %,) m.p.204-205, Rf=0.68 FTIR (KBr) cm-1: 3418(N-H), 2936 (C-H), 1666,

1523 (C=C) 1595 (N-H bend.), 1428 (N-H) 1128 (C-O), 860 (o-disubstituted Aromatic ring). 1H-

NMR (300 MHz, DMSO-d6) δ (ppm): 7.56 (2H, s), 7.40 (2H, s), 6.98 (2H, s), 5.19 (4H, br, s),

3.84 (1H, s). 13C-NMR (75 MHz, DMSO-d6) δ (ppm): 148.85, 144.13, 142.52, 122.09, 114.99,

108.49, 42.74.

6.5.2 General Procedure for the Synthesis of Reactive Azo Dyes (9a-j) Synthesis

of reactive azo dyes involved three steps:

i) Tetrazotization of 4,4’-Diamino diphenylmethane-2-sulfonic acid (F.C Acid) and Coupling

with H-acid

FC-acid (2) (3.36 g, 0.01 mole) was suspended in H2O (80 mL). Hydrochloric acid (15 mL) was

added drop wise to this well stirred suspension. The mixture was gradually heated up to 70 °C till

clear solution obtained. The solution was cooled to 0-5 °C in an ice bath. A solution of NaNO2 (1g,

0.014mol) in H2O (10 mL) previously cooled to 0 °C, was then added over a period of 5 minutes

with stirring. The stirring was continued for an hour maintaining the same temperature, with

positive test for nitrous acid with required amount of a solution of a sulphamic acid. The clear

tetrazo solution at 0-5 °C was used for subsequent coupling reaction.

To a well-stirred solution of H-acid (3) (6.48 g, 0.02 mole), a freshly prepared solution of

tetrazo F.C acid (3.36g, 0.01 mole) was added drop wise over a period of 10-15 minutes. The pH

was maintained at 7.5 to 8.5 by simultaneous addition of sodium carbonate solution (10% w/v).

During coupling the blue solution was formed. Stirring was continued for 3-4 hours, maintaining

the temperature below 5 °C. The reaction mixture was heated up to 60oC and sodium chloride (15

g) added until the coloring material was precipitated. It was stirred for an hour, filtered and washed

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with a small amount of sodium chloride solution (5% w/v). The solid was dried at 8090oC and

extracted with DMF. The dye was precipitated by diluting the DMF-extract with excess of

chloroform. The blue colored dye (4) was then filtered, washed with chloroform and dried at 60oC.

ii) Cynuration of Dye

Cynuric chloride (3.7 g, 0.02 mol) was stirred in acetone (50 mL) at a temperature below

5°C for a period of an hour. A neutral solution of (4) (6.17 g, 0.01 mole) was then added in small

lots in about an hour. Neutral pH was maintained below 5°C through this reaction. The reaction

mass was then stirred at 0-5°C for further four hours when a clear solution was obtained. The

cyanurated dye solution thus formed was salted out from 10% NaCl solution, filtered, washed and

dried at 70oC (5) in 90% yield. Cyanurated dye was used for subsequent condensation with

different bis-anilines.

iii) Condensation of Cyanurated Dye with Bis-Anilines

To the vigorously stirred aqueous solution of cyanurated dye (5) (1.5g, 0.0016 mol) at room

temperature, was added a solution of 5,5'-methylenebis(3-nitroaniline), (0.228g 0.0008mol) in 15

ml water in acidic medium of HCl. The pH of reaction mixture was kept 4.0 and continued the

stirring for 4h for completion of reaction which was checked by taking paper chromatography of

reaction mixture. Dye was salted out from 15% solution of NaCl, filtered and dried in oven at 70oC

keeping overnight. In this way prepared all 9a-j dyes by changing the bisanilines and keeping all

other conditions identical.

[C53Cl2H34N15O21S5] (9a)

Bluish crystal, (75.32%) λmax in nm (log ε): 599 (3.63), 396 (3.58), 355 (3.47). FTIR (KBr, cm-1)

νmax: 3526-2500 (O-H, COOH, N-H), 1750(C=O) 1619, 1591, 1529, (C=C aromatic), 1483

(CH2), 724 (Ar-H) 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.90 (s, 2H, CH2), 5.04(s, 2H,

2OH), 9.6(s, 2H, 2COOH), 9.8 (s, 2H, 2NH), 10.6 (s, 2H, 2NH), 7.6-8.3 (m, 19H, Ar-H) ppm. 13C-

NMR (75 MHz, D2O) δ (ppm): 169.24, 151.43, 146.27, 145.21, 143.94, 142.89, 142.28, 137.05,

135.22, 134.47, 133.10, 132.84, 131.51, 130.55, 128.24, 125.54, 124.78, 123.97, 120.80, 120.27,

119.34, 117.64, 113.39, 42.38.

[C53Cl2H34N15O21S5] (9b)

Bluish crystal,(76.11%) λmax in nm (log ε): 614 (3.54), 396 (3.82), 355 (3.54). FTIR (KBr, cm-1)

νmax: 3471 br (OH, NH), 3072 (C=C-H) 1711 (C=O), 1660, 1590, 1502 (C=C aromatic), 723 (Ar-

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H), 1483(CH2), 1070 S=O 772 (Ar-H) 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.89 (s,

2H, CH2), 5.01 (s, 2H, 2OH), 9.62(s, 2H, 2COOH), 9.79 (s, 2H, 2NH), 10.62(s, 2H, 2NH),

7.6-8.3(m, 19H, Ar-H) ppm. 13C-NMR (75 MHz, D2O) δ (ppm): 165.24, 150.31, 146.27, 145.21,

143.13, 142.89, 142.28, 141.04, 137.05, 132.84, 130.55, 129.67, 128.24, 127.60, 125.54, 123.97,

121.72, 119.34, 117.72, 116.29, 113.91, 42.34.

[C53Cl2H34N15O21S5] (9c)

Bluish crystal, (75.65%) λmax in nm (log ε): 608 (3.67), 396 (3.49), 355 (3.48). FTIR (KBr, cm-1)

νmax: 3443 br (OH, NH), 3071 (C=C-H) 2971 (CH2), 1747 (C=O), 1660, 1590, 1502 (C=C

aromatic), 1483(CH2), 1070, S=O 772 (Ar-H) 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ: 1.95 (s,

2H, CH2), 5.02(s, 2H, 2OH), 9.59 (s, 2H, 2COOH), 9.78 (s, 2H, 2NH), 10.55(s, 2H, 2NH), 7.6-

8.3 (m, 19H, Ar-H) ppm. 1C-NMR (75 MHz, D2O) δ (ppm): 165.67, 152.43, 146.02, 145.27,

145.21, 142.28, 137.05, 134.28, 131.51, 130.55, 128.60, 128.24, 126.38, 126.31, 125.54, 124.78,

123.97, 120.80, 120.27, 119.34, 118.20, 117.64, 36.26.

[C51Cl2H34N15O19S5] (9d)

Bluish crystal (81.15%) λmax in nm (log ε): 643 (3.65), 396 (3.60), 355 (3.44). FTIR (KBr, cm-1)

νmax: 3441 (OH, NH), 3078 (C=C-H), 2835 (CH2), 1660, 1590, 1502 (C=C aromatic), 1070,

S=O, 723 (Ar-H), 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ: 1.95 (s, 2H, CH2), 5.03 (s, 2H, 2OH),

5.3 (s, 2H, 2OH), 9.5 (s, 2H, 2NH), 10.56 (s, 2H, 2NH), 7.55-8.3(m, 19H, Ar-H) ppm. 13C-NMR (75 MHz, D2O) δ (ppm): 165.32, 156.17, 151.43, 146.27, 146.21, 145.21, 142.89,

142.28, 137.05, 135.04, 133.90, 132.84, 131.51, 130.55, 128.24, 126.67, 124.78, 123.97, 120.80,

119.34, 117.64, 116.23, 114.42, 36.26.

[C51Cl2H34N15O19S5] (9e)

Bluish crystal (80.72%). λmax in nm (log ε): 635 (3.72), 455 (3.61), 396 (3.60), 355 (3.52). FTIR

(KBr, cm-1) νmax: 3448 (OH, NH), 1660, 1590, 1502 (C=C aromatic), 1070, S=O, 723 (Ar-H),

672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.94 (s, 2H, CH2), 5.02 (s, 2H, 2OH), 5.33 (s, 2H,

2OH), 9.76 (s, 2H, 2NH), 10.57 (s, 2H, 2NH), 7.55-8.3 (m, 19H, Ar-H) ppm. 13C-NMR (75

MHz, D2O) δ (ppm): 164.91, 151.43, 147.03, 146.27, 145.21, 142.28, 137.05, 135.63, 133.04,

132.84, 131.51, 129.55, 128.24, 126.02, 125.54, 124.78, 123.97, 120.80, 120.50, 119.34, 115.57,

110.53, 42.38.

1 C-NMR (75 MHz, D2O) δ (ppm): 165.07, 164.12, 163.81, 153.70, 151.55, 150.52, 146.27,

143.64, 142.89, 142.28, 141.17, 137.18, 132.84, 131.65, 130.55, 129.30, 128.61, 125.54, 124.78,

123.97, 121.92, 120.80, 120.27, 119.34, 116.17, 114.44, 31.30.

[C51Cl4H32N15O19S5] (9g)

Bluish crystal (85.71%). λmax in nm (log ε): 615 (3.85), 420 (3.83), 396 (3.82), 355 (3.68). FTIR

(KBr, cm-1) νmax: 3440 (OH, NH), 2945 (CH2), 1660, 1585, 1507 (C=C aromatic), 1075, S=O, 720

(Ar-H), 672 (C-Cl).1H-NMR (300 MHz, D2O) δ (ppm): 1.87(s, 2H, CH2), 5.07(s, 2H, 2OH),

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[C51Cl2H32N17O23S5] (9f)

Bluish crystal (83.22%). λmax in nm (log ε): 609 (3.49), 455 (3.72), 396 (3.67), 355 (3.47). FTIR

(KBr, cm-1) νmax: 3422 (OH, NH), 2929 (CH2), 1660, 1590, 1502 (C=C aromatic), 1070, S=O,

723 (Ar-H), 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 3.41 (s, 2H, CH2), 5.05 (s, 2H, 2OH),

5.35 (s, 2H, 2OH), 9.71 (s, 2H, 2NH), 10.58(s, 2H, 2NH), 7.7-8.3(m, 17H, Ar-H) ppm.

5.31 (s, 2H, 2OH), 9.72 (s, 2H, 2NH), 10.53 (s, 2H, 2NH), 7.82-8.01(m, 17H, Ar-H). 13C-NMR

(75 MHz, D2O) δ (ppm): 164.91, 164.12, 151.43, 147.68, 146.27, 145.21, 142.89, 137.05,

133.95, 131.51, 130.55, 128.24, 127.88, 125.54, 125.30, 124.78, 123.97, 120.80, 119.34, 118.39,

117.64, 113.91, 31.30.

[C51Cl2H32N17O21S5] (9h)

Bluish crystal (78.77%). λmax in nm (log ε): 601 (3.97), 420 (3.99), 396 (3.97), 355(3.81). FTIR

(KBr, cm-1) νmax: 3465 (OH, NH), 2890 (CH2), 1648, 1570, 1510 (C=C aromatic), 1072, S=O,

735 (Ar-H), 670 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.88 (s, 2H, CH2), 5.1 (s, 2H, 2OH),

9.8 (s, 2H, 2NH), 10.75(s, 2H, 2NH), 7.85-8.30 (m, 19H, Ar-H) ppm. 13C-NMR (75 MHz, D2O) δ

(ppm): 165.52, 163.25, 151.64, 149.08, 145.95, 142.81, 135.72, 131.62, 130.93, 128.45, 127.19,

125.54, 123.97, 121.41, 120.92, 119.54, 117.64, 113.63, 56.79, 42.38.

[C51Cl2H36N15O19S5] (9i)

Bluish crystal (84.57%). λmax in nm (log ε): 638 (3.95), 355 (3.94), 326 (3.95). FTIR (KBr, cm-1)

νmax: 3454 (OH, NH), 2929 (CH2), 1642, 1584, 1522 (C=C aromatic), 1125, S=O, 732 (Ar-H),

672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.90 (s, 2H, CH2), 3.9 (s, CH3, OCH3) 5.0 (s, 2H,

2OH), 9.74 (s, 2H, 2NH), 10.53 (s, 2H, 2NH), 7.4-8.2 (m, 19H, Ar-H). 13C-NMR (75 MHz, D2O)

δ(ppm): 165.24, 163.97, 151.43, 146.27, 145.73, 144.41, 142.28, 140.25, 132.84, 131.51, 130.55,

128.91, 128.24, 125.54, 124.78, 123.97, 122.57, 122.31, 120.80, 120.47, 120.27, 119.69, 117.73,

113.54, 41.12.

[C51Cl4H32N15O17S5] (9j)

Bluish crystal, (80.43%). λmax in nm (log ε): 620 (3.82), 396 (3.86), 355 (3.66). FTIR (KBr, cm-1)

νmax: 3442 (OH, NH), 2890 (CH2), 1639, 1560, 1508 (C=C aromatic), 1127, S=O, 730 (Ar-H),

672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.93 (s, 2H, CH2), 5.01 (s, 2H, 2OH), 9.73 (s, 2H,

2NH), 10.65 (s, 2H, 2NH), 7.6-8.2 (m, 19H, Ar-H) ppm. 13C-NMR (75 MHz, D2O) δ (ppm):

165.63, 163.97, 152.04, 149.72, 146.21, 145.21, 142.89, 140.22, 139.38, 131.51, 130.55, 128.24,

126.45, 125.54, 124.78, 123.97, 120.80, 119.34, 117.56, 114.11, 113.73, 42.74.

6.5.3 Dyeing method

A laboratory model glycerin-bath high-temperature beaker dyeing machine was used. A paste of

finely powdered dye (25 mg) was prepared with the dispersing agent EDTA (1ml, 10% W/V), in

a ball mill for 10 min. To this paste, water (15 ml) was added under stirring and the pH was adjusted

to 8.5-9.0, using Na2CO3 (1ml, 10% W/V). This dye suspension (100 ml) was added to a beaker

provided with a lid and a screw cap. Before closing the lid and tightening the metal cap over the

beaker, a wetted piece of cotton fiber was rolled into the beaker. The beaker was then placed

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vertically on the rotatory carrier inside the tank. The rotatory carrier was then allowed to rotate in

the glycerin-bath, the temperature of which was raised to 80 ºC (for cotton fiber) at the rate of 2

ºC/min. The dyeing was continued for 1h under pressure. After cooling for 1h, the beaker was

removed from the bath and washed with water. The pattern was thoroughly washed with hot water

at 50 ºC, and then with cold water, and finally dried at room temperature.

6.5.4 General Procedure for the Synthesis of Reactive Azo Dyes (10a-h)

Same procedure was adopted for synthesis of reactive azo dyes 10a-h as mentioned at page

122-123 for synthesis of reactive dyes 9a-j.

[C51Cl6H30N16O20S4] 10a

Reddish violet crystal, (66%) λmax (nm) (log ε): 564, 305. FTIR (KBr, cm-1) νmax: 3465 br (OH,

NH), 3043 (C=C-H), 2955 (CH2), 1665, 1585, 1510 (C=C aromatic), 1465 (CH2), 1070 (S=O),

760 (Ar-H), 720 (C-Cl), 690 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.99 (2H, s), 7.17 (2H,

s), 7.30 (2H, d, J=7.55Hz), 7.59 (2H, s), 7.56 (2H, s), 7.67(2H, s), 7.75 (2H, d, J=7.55 Hz), 7.78

(2H, s), 7.89 (2H, d, J=7.4 Hz), 8.10 (2H, d J=7.4 Hz), 8.36 (N-H, s), 8.42 (N-H, s), 8.79 (O-H, s),

9.49 (O-H, s ). 13C-NMR (75 MHz, D2O) δ (ppm): 170.0, 167.3, 158.2, 142.4, 140.4, 138.2, 137.5,

135.5, 134.5, 129.1, 128.3, 126.1, 124.4, 120.9, 120.5, 120.2, 118.6, 117.6, 115.6, 108.3,

41.1Anal. Calcd. For C51Cl6H30N16O20S4, C: 40.09, H: 1.98, N: 14.67, S: 8.97; Found: C: 40.05,

H: 1.95, N: 14.60, S: 9.02.

[C51H32Cl2N18O26S4] 10b

Reddish violet crystal, (67%) λmax (nm): 567, 310. FTIR (KBr, cm-1) νmax: 3447 br (OH, NH), 3065

(C=C-H), 2950 (CH2), 1662, 1586, 1507 (C=C aromatic), 1560 (NO2), 1427 (CH2), 1095

(S=O), 772 (Ar-H), 680 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.89 (2H, s), 7.15 (1H, s),

7.27 (2H, d, J=7.5Hz), 7.58 (2H, s), 7.56 (2H, s), 7.67 (2H, s), 7.75 (2H, d, J=7.5 Hz ), 7.78 (2H,

d, J=7.45 Hz), 7.89 (2H, d, J=7.45 Hz), 8.30 (N-H, s), 8.38 (N-H, s), 8.75 (O-H, s), 9.43 (O-H, s

). 13C-NMR (75 MHz, D2O) δ (ppm): 174.9, 158.8, 145.5, 141.8, 140.4, 138.3, 137.6, 136.5, 135.3,

131.2, 129.7, 128.7, 126.9, 120.9, 120.5, 120.2, 117.6, 117.1, 115.5, 108.6, 108.1, 44.9.

Anal. Calcd. For C51H32Cl2N18O26S4, C, 40.51; H, 2.13; N, 16.67; S, 8.48; Found: C, 40.43; H,

2.10; N, 16.53; S, 8.52.

[C53H34Cl2N16O24S4] 10c

Reddish violet crystal, (66%) λmax (nm): 560, 310. FTIR (KBr, cm-1) νmax: 3526-3200 (O-H,

COOH, N-H), 3078 (C=C-H), 2953 (CH2), 1735(C=O) 1627, 1587, 1523 (C=C aromatic), 1481

(CH2), 1078 (S=O), 732 (Ar-H), 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.95 (2H, s),

7.15 (2H, s), 7.27 (2H, d, J=7.55 Hz), 7.38 (2H, d, J=7.55 Hz), 7.54 (2H, s), 7.71 (2H, d, J=7.60

Hz), 7.78 (2H, s), 7.88 (2H, d, J=7.60 Hz), 7.97(1H, s), 8.33 (N-H, s), 8.41 (N-H, s), 8.70 (O-H,

s), 9.46 (O-H, s ), 12.74 (O-H, COOH, br, s). 13C-NMR (75 MHz, D2O) δ (ppm): 169.0, 168.5,

158.6, 140.3, 138.6, 138.1, 137.7, 135.3, 130.6, 129.9, 128.7, 127.1, 126.5, 121.1, 120.9, 120.2,

117.6, 116.8, 115.7, 108.5, 45.9. Anal. Calcd. For C53H34Cl2N16O24S4, C, 43.07; H, 2.32; N,

15.16; S, 8.68; Found: C, 43.02; H, 2.25; N, 15.09; S, 8.73.

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[C51H32Cl2N18O24S4] 10d

Reddish violet crystal, (71%) λmax (nm) : 557, 306. FTIR (KBr, cm-1) νmax: 3480 (OH, NH), 3075

(C=C-H), 2830 (CH2), 1645, 1587, 1505 (C=C aromatic), 1550 (NO2), 1443 (CH2), 1107

(S=O), 733 (Ar-H), 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 2.01 (2H, s), 7.15 (2H, s),

7.27 (2H, d, J=7.53 Hz), 7.50 (2H, s), 7.66 (2H, s), 7.74 (2H, d, J=7.53 Hz), 7.78 (2H, s), 7.84 (2H,

d, J=7.6 Hz), 8.07 (2H, d, J=7.6 Hz ), 8.33 (N-H, s), 8.41 (O-H, s), 8.65 (N-H, s), 9.38 (O-

H, s ). 13C-NMR (75 MHz, D2O) δ (ppm): 168.8, 158.7, 144.4, 140.3, 138.7, 137.6, 136.6, 135.3,

133.8, 129.4, 128.6, 126.2, 120.9, 120.5, 120.2, 119.1, 117.6, 116.3, 115.5, 112.1, 108.8, 55.1,

45.2 Anal. Calcd. For C51H32Cl2N18O24S4, C, 41.39; H, 2.18; N, 17.03; S, 8.66; Found: C, 41.33;

H, 2.10; N, 17.00; S, 8.69.

[C53H38Cl2N16O22S4] 10e

Reddish violet crystal, (69%). λmax (nm): 570, 310. FTIR (KBr, cm-1) νmax: 3465 (NH), 3063 (C=C-

H), 2943 (CH2), 1663, 1595, 1512 (C=C aromatic), 1447 (CH2), 1075 (S=O), 1055 (C-O), 770 (Ar-

H), 673 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 4.07 (3H, s), 1.96 (2H, s), 6.75 (2H, d, J=7.15

Hz), 7.0 (2H, d, J=7.15 Hz), 7.15 (1H, s), 7.32 (1H, s), 7.50 (2H, s), 7.93(1H, s), 7.73

(2H, d, J=7.58 Hz), 7.86 (2H, d, J=7.58 Hz), 8.30 (N-H, s), 8.36 (O-H, s), 8.61 (N-H, s), 9.35

(O-H, s). 13C-NMR (75 MHz, D2O) δ (ppm): 45.2, 55.1, 108.8, 112.1, 115.5, 116.3, 117.6, 119.1,

120.2, 120.5, 120.9, 126.2, 128.6, 129.4, 133.8, 135.3, 136.6, 137.6, 138.7, 140.3, 144.4, 158.7,

168.8. Anal. Calcd. For C53H38Cl2N16O22S, C, 43.90; H, 2.64; N, 15.45; S, 8.84; Found: C,

43.81; H, 2.51; N, 15.40; S, 8.86.

[C53H34Cl2N16O24S4] 10f

Reddish violet crystal, (74%). λmax (nm): 568, 309. FTIR (KBr, cm-1) νmax: FTIR (KBr, cm-1) νmax:

3555-3265 (O-H, COOH, N-H), 3060 (C=C-H), 2962 (CH2), 1743 (C=O), 1629, 1587, 1540 (C=C

aromatic), 1480 (CH2), 744 (Ar-H), 678 (C-Cl). 3422 (OH, NH), 2929 (CH2), 1660, 1590, 1502

(C=C aromatic), 1070, S=O, 723 (Ar-H), 672 (C-Cl). 1H-NMR (300 MHz, D2O) δ

(ppm): 1.79 (2H, s), 6.82 (2H, d, J=7.32 Hz), 7.29 (2H, d, J=7.32 Hz), 7.34 (2H, d), 7.45 (1H, s),

7.54 (2H, d, J=7.5 Hz), 7.69 (2H, d, J=7.5 Hz), 7.81 (2H, d, J=7.6 Hz), 8.08 (2H, d, J=7.6 Hz),

8.33 (N-H, s), 8.37(O-H, s), 8.38 (O-H, s), 9.38 (O-H, s ). 13C-NMR (75 MHz, D2O) δ (ppm):

180.32, 150.9, 149.2, 146.8, 139.4, 138.2, 136.4, 134.0, 131.7, 130.3, 129.2, 127.7, 126.3, 125.2,

123.4, 121.8, 119.0, 117.8, 116.1, 114.1, 118.1, 109.6, 38.15. Anal. Calcd. For

1 H-NMR (300 MHz, D2O) δ (ppm): 2.10 (2H, s), 6.58 (2H, d, J=7.24Hz), 6.76 (2H, d, J=7.24

Hz), 7.10 (2H, s), 7.32 (2H, s), 7.50 (2H, s), 7.69 (2H, d, J=7.6Hz), 7.81 (2H, d, J=7.60 Hz), 8.33

(N-H, s), 8.45 (N-H, s), 8.78 (O-H, s), 9.42 (O-H, s ). 13C-NMR (75 MHz, D2O) δ (ppm): 168.7,

158.4, 141.9, 140.3, 138.6, 137.6, 135.3, 134.9, 134.3, 129.4, 128.3, 126.5, 121.9,120.8, 120.2,

119.6, 117.5, 116.6, 115.4, 114.3, 108.4, 47.3. Anal. Calcd. For C51H34Cl2N16O22S4 , C, 43.08; H,

2.41; N, 15.76; S, 9.02; Found: C, 43.03; H, 2.35; N, 15.56; S, 9.10.

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C53H34Cl2N16O24S4, C, 43.07; H, 2.32; N, 15.16; S, 8.68; Found: C, 43.01; H, 2.29; N, 15.10; S,

8.70.

[C51H32Cl4N16O20S4] 10g

Reddish violet crystal, (74%). λmax (nm): 560, 310. FTIR (KBr, cm-1) νmax: 3462 (OH, NH), 3055

(C=C-H), 2965 (CH2), 1633, 1586, 1522 (C=C aromatic), 1115 (S=O), 735 (Ar-H), 710 (C-Cl),

672 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.93 (2H, s), 7.02 (1H, s), 7.11 (2H, s), 7.30 (2H,

s), 7.27 (2H, d, J=7.35 Hz), 7.50 (2H, s), 7.66 (2H, s), 7.69 (2H, d, J=7.35 Hz), 7.81 (2H, d,

J=7.60 Hz), 8.08 (2H, d, J=7.6 Hz), 8.25 (N-H, s), 8.32 (O-H, s), 8.67(N-H, s), 9.36 (O-H, s ).

13C-NMR (75 MHz, D2O) δ (ppm): 169.9, 158.6, 144.3, 143.7, 140.1, 138.7, 137.4, 135.9, 135.3,

129.5, 128.2., 126.3, 120.9, 120.5, 120.2, 118.0, 117.6, 115.3, 114.0, 113.5, 109.6, 45.3. Anal.

Calcd. For C51H32Cl4N16O20S4 ,C, 41.99; H, 2.21; N, 15.36; S, 8.79; Found: C, 41.80; H, 2.11; N,

15.32; S, 8.83.

[C51H34Cl2N16O22S4] 10h

Reddish violet crystal, (71%). λmax (nm): 568, 309. FTIR (KBr, cm-1) νmax: 3466 (OH, NH), 3058

(C=C-H), 2875 (CH2), 1637, 1563, 1510 (C=C aromatic), 1120 (S=O), 737 (Ar-H), 672 (C-Cl).

6.5.5 General Procedure for the Synthesis of γ-acid Based Reactive Azo Dyes (15a-h) Same

procedure was adopted for synthesis of reactive azo dyes 15a-h as mentioned at page 122123 for

synthesis of reactive dyes 9a-j and 10a-h.

[C53H36Cl2N14O18S4] 15a

Reddish yellow crystal, (65%) λmax (nm): 502, 386, 293. FTIR (KBr, cm-1) νmax: 3560-3350 (OH,

COOH, N-H), 3032 (C=C-H), 2915 (CH2), 1755 (C=O), 1625, 1587, 1525, (C=C aromatic), 1540

(N=N), 1465 (CH2), 1125 (S=O), 787 (Ar-H), 680 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 2.03

(2H, s), 6.83 (2H, s), 6.84 (4H, d, J=8.1Hz), 7.30 (2H, d, J=8.1Hz), 7.38 (2H, d, J=8.1Hz), 7.44

(1H, s), 7.56 (1H, s), 7.90 (4H, d, J=8.1Hz), 8.39 (N-H, s), 8.89 (N-H, s), 9.07(O-

H, s), 9.48 (O-H, s). 13C-NMR (75 MHz, D2O) δ (ppm): 168.5, 167.9, 166.0, 156.8, 156.5, 147.7,

144.3, 142.7, 135.3, 134.9, 131.3, 131.3, 128.8, 128.5, 126.7, 124.3, 123.8, 120.0, 118.4, 107.4,

45.5. Anal. Calcd. For C53H36Cl2N14O18S4, C, 46.94; H, 2.68; N, 14.46; S, 9.46; Found: C, 46.23;

H, 2.54; N, 14.40; S, 9.50.

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[C51H34Cl2N16O18S4] 15b

Reddish yellow crystal, (68%) λmax (nm): 496, 389. FTIR (KBr, cm-1) νmax: 3467 br (OH, NH),

3062 (C=C-H), 2920 (CH2), 1647, 1572, 1520 (C=C aromatic), 1565 cm-1 1462 (CH2), 1123

(S=O), 772 (Ar-H), 682 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.95 (2H, s), 6.84 (4H, d,

J=8.1Hz), 7.15 (2H, s), 7.66 (2H, s), 7.78 (2H, s), 7.44 (2H, s), 7.68 (4H, d, J=8.1Hz), 7.90 (2H,

d), 7.97 (2H, d), 8.11 (N-H, s), 8.20 (N-H, s), 8.34 (O-H, s), 9.47 (O-H, s). 13C-NMR (75 MHz,

D2O) δ (ppm): 169.0, 167.9, 156.5, 149.2, 147.7, 144.3, 143.8, 143.2, 142.7, 126.7, 131.9, 131.3,

128.8, 128.5, 124.3, 123.2, 121.6, 120.0, 117.4, 114.3, 107.4, 106.7, 42.3. Anal. Calcd. For

C51H34Cl2N16O18S4, C, 45.11; H, 2.52; N, 16.50; S, 9.44; Found: C, 44.95; H, 2.30; N, 16.35; S,

9.51.

[C51H34Cl4N14O16S4] 15c

Reddish yellow crystal, (67%). λmax (nm) : 496, 394, 292. FTIR (KBr, cm-1) νmax: 3435 br (OH,

NH), 3043 (C=C-H), 2908 (CH2), 1627, 1577, 1523 (C=C aromatic), 1440 (CH2), 1070 (S=O),

767 (Ar-H), 680 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.78 (2H, s), 6.79 (2H, s), 6.84 (4H,

d, J=8.1Hz), 7.34 (2H, s), 7.58 (2H, s), 7.68 (4H, d, J=8.1Hz), 7.729 (1H, s), 8.02 (N-H, s), 8.11

(N-H, s), 8.32 (O-H, s), 9.41 (O-H, s). 13C-NMR (75 MHz, D2O) δ (ppm): 170.4, 158.8, 154.9,

152.3, 143.3, 142.2, 133.9, 132.0, 130.4, 126.6, 123.8, 119.2, 116.2, 103.75, 101.4, 95.5, 39.01.

Anal. Calcd. For C51H34Cl4N14O16S4, C, 44.75; H, 2.50; N, 14.32; S, 9.37; Found: C,

44.20; H, 2.32; N, 14.15; S, 9.40.

[C53H40Cl2N14O16S4] 15d

Reddish yellow crystal, (70 %) λmax (nm): 492, 390, 283. FTIR (KBr, cm-1) νmax: 3437 (OH, NH),

3072 (C=C-H), 2838 (CH2), 1653, 1574, 1525 (C=C aromatic), 1437 (CH2), 1070 (S=O),

755 (Ar-H), 683 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 4.05 (3H, s), 2.01 (2H, s), 6.75 (4H,

d, J=8.1Hz), 7.00 (2H, d, J=8.15Hz), 7.15 (1H, s), 7.44 (1H, s), 7.77 (2H, d, J=8.15Hz), 7.90 (4H,

d, J=8.1Hz), 7.27 (2H, s), 8.40 (N-H, s), 8.89 (N-H, s), 8.95 (O-H, s), 9.43 (O-H, s). 13C-NMR (75 MHz, D2O) δ (ppm): 170.5, 167.8, 156.5, 147.7, 144.9, 144.3, 142.7, 134.6, 134.6,

133.6, 131.8, 131.3, 128.8, 128.5, 126.7, 124.3, 123.2, 121.7, 119.2, 118.4, 116.2, 112.6, 107.4,

55.8, 41.7. Anal. Calcd. For C53H40Cl2N14O16S4, C, 47.93; H, 3.04; N, 14.77; S, 9.66; Found: C,

47.11; H, 2.99; N, 14.50; S, 9.71.

[C51H34Cl4N14O14S4] 15e

Reddish yellow crystal, (69%). λmax (nm): 498, 388, 292. FTIR (KBr, cm-1) νmax: 3455 (OH,

NH), 3045 (C=C-H), 2890 (CH2), 1645, 1572, 1522 (C=C aromatic), 1433 (CH2), 1095 (S=O),

753 (Ar-H), 679 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 3.87 (3H, s), 2.05 (2H, s), 6.75 (4H,

d, J=8.1Hz), 7.09 (2H, d, J=8.2Hz), 7.18 (1H, s), 7.27 (2H, s), 7.44 (1H, s), 7.77 (2H, d, J=8.20

Hz), 7.89 (4H, d), 7.98 (2H, d, J=8.1Hz), 8.32 (N-H, s), 8.92 (N-H, s), 9.10 (O-H, s), 9.33(O-H,

s). 13C-NMR (75 MHz, D2O) δ (ppm): 173.5, 168.6, 156.5, 147.7, 144.3, 143.7, 142.7, 135.6,

131.6, 131.2, 128.8, 128.5, 126.7, 124.3, 123.2, 120.5, 118.4, 114.2, 113.3, 107.4, 43.5. Anal.

Calcd. For C51H34Cl4N14O14S4, C, 45.82; H, 2.56; N, 14.67; S, 9.59; Found: C, 45.35; H, 2.16; N,

14.45; S, 9.09.

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[C51H32Cl6N14O14S4] 15f

Reddish yellow crystal, (74%). λmax (nm) (log ε): 492, 389, 289. FTIR (KBr, cm-1) νmax: 3453

(OH, NH), 3053 (C=C-H), 2929 (CH2), 1637, 1586, 1512 (C=C aromatic), 1447 (CH2), 1122

(S=O), 750 (Ar-H), 680 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.94 (2H, s), 6.85 (4H, d,

J=8.1Hz) 7.02 (2H, s), 7.15 (2H, s), 7.44 (1H, s), 7.77(2H, d, J=7.8Hz), 7.90 (4H, d, J=8.1Hz),

7.30 (2H, s), 8.02 (2H, d, J=7.8Hz), 8.34 (N-H, s), 8.83 (N-H, s), 8.97(O-H, s), 9.41 (O-H, s).

13C-NMR (75 MHz, D2O) δ (ppm): 168.5, 167.9, 147.7, 156.5, 144.3, 142.7, 142.2, 139.3, 134.3,

131.9, 131.5, 130.1, 128.8, 128.5, 127.2, 126.7, 124.3, 123.2, 121.1, 120.0, 118.4, 107.4, 44.3.

Anal. Calcd. For C51H32Cl6N14O14S4, C, 43.57; H, 2.29; N, 13.95; S, 9.12; Found: C, 43.10; H,

2.23; N, 13.34; S, 9.20.

[C51H32Cl6N14O14S4] 15g

Reddish yellow crystal, (75%). λmax (nm) (log ε): 495, 392, 289. FTIR (KBr, cm-1) νmax: 3435

(OH, NH), 3043 (C=C-H), 2923 (CH2), 1633, 1589, 1517 (C=C aromatic), 1453 (CH2), 1097

(S=O), 772 (Ar-H), 685 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 1.99 (2H, s), 6.86 (4H, d,

J=8.1Hz), 7.17 (2H, s), 7.2 (2H, s), 7.44 (2H, s), 7.56 (2H, s), 7.77(2H, d, J=7.9Hz), 7.93 (4H, d,

J=8.1Hz), 8.02 (2H, d, J=7.9Hz), 8.31 (N-H, s), 8.83 (N-H, s), 9.05 (O-H, s), 9.37 (O-H, s). 13C-

NMR (75 MHz, D2O) δ (ppm): 170.5, 167.9, 156.5, 147.7, 144.3, 142.7, 142.3, 137.1, 134.9, 131.6,

130.5, 128.8, 128.5, 126.7, 125.1, 124.3, 124.1, 123.2, 119.5, 118.4, 107.7, 42.1. Anal.

Calcd. For C51H32Cl6N14O14S4, C, 43.57; H, 2.29; N, 13.95; S, 9.12; Found: C, 43.17; H, 2.20; N,

13.35; S, 9.25.

[C51H36Cl2N14O16S4] 15h

Reddish yellow crystal, (70%). λmax (nm) (log ε): 499, 389, 289. FTIR (KBr, cm-1) νmax: 3450

(OH, NH), 3064 (C=C-H), 2963 (CH2), 1639, 1568, 1526 (C=C aromatic), 1448 (CH2), 1152

(S=O), 755 (Ar-H), 682 (C-Cl). 1H-NMR (300 MHz, D2O) δ (ppm): 2.04 (2H, s), 7.15 (1H, s),

7.10 (1H, s), 6.58 (2H, d, J=8.1Hz), 6.78 (4H, d, J=8.15Hz), 7.44 (2H, s), 7.77 (2H, d, J=8.15 Hz),

7.87 (4H, d, J=8.1Hz), 8.41 (N-H, s), 8.83 (N-H, s), 9.06 (O-H, s), 9.45 (O-H, s). 13C-NMR

(75 MHz, D2O) δ (ppm): 171.2, 167.9, 156.5, 147.7, 144.3, 142.7, 141.9, 134.9, 131.3, 131.2,

128.8, 128.5, 126.7, 124.3, 123.2, 121.3, 119.6, 118.4, 116.6, 144.3, 107.8, 44.2. Anal. Calcd. For

C51H36Cl2N14O16S4, C, 47.12; H, 2.79; N, 15.08; S, 9.86; Found: C, 47.05; H, 2.74; N, 14.95; S,

9.95.

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6.5.6 General Procedure for the Synthesis of Heterocyclic Acid Dyes

4-Aminoacetanilide (0.01mol) was dissolved in water (15 mL) and 37% HCl (2 mL) was added at

20 oC with continuous stirring. The solution was cooled to 0-5oC in ice bath and an aqueous

solution of sodium nitrite (0.01mol) in (5 mL) water was then added drop wise in 15 min. The

stirring was continued for 1.5 h while maintaining the same temperature. The remaining nitrous

acid was tested with the help of starch iodide paper while was killed by sulphamic acid solution

until it showed negative test for nitrous acid.

The solution of coupling component was prepared by dissolving it in sodium carbonate. To the

well stirred coupler solution, above freshly prepared diazonium solution was gradually added drop

wise keeping the same temperature over the period of half an hour. The reaction mixture was

further stirred for 1.5 h at the same temperature, maintaining the pH at 8-8.5, by simultaneous

addition of 10% sodium carbonate solution. Precipitates obtained, were filtered repeatedly washed

with cold water and dried. The above prepared yellow color dyes (0.01 mol) component was

dissolved in ethanol (20 mL) in a round bottom flask. The solution of hydrazine (0.02 mol) in 15

mL ethanol was added and was reflux for 3h. The resultant solution was cooled; filtered and yellow

precipitate was obtained. Precipitate obtained was repeatedly washed, dried and collected to afford

dyes (19a-i).

(E)-4-(4-((4-Acetamidophenyl) diazenyl)-5-methyl-3-(phenylamino)-1H-pyrazol-1 yl)

benzenesulfonic acid (19a)

Yellow solid (60%). m.p>250 oC. UV-Vis (ethanol) λmax/nm 388, FTIR (KBr) /cm-1 3330 (NH),

3077 (C=C-H Aromatic), 2858 (C-H aliphatic), 1693(C=O), 1666, 1590, 1523 (C=C benzene ring),

1440 (N=N str), 1250 (S=O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.22 (s, 3H), 2.55 (s, 3H), 7.56

(d, 2H, J =9.0 Hz), 7.70 (d, 2H, J= 9.0 Hz), 7.02 (t, 1H), 7.33 (t, 2H), 7.75 (d, 2H), 7.80 (d, 2H,

J=8.4), 7.96 (d, 2H, J=8.4), 8.55 (s, 1H, OH), 11.47 (s, 1H, NH ), 14.96 (s, 1H,

NH). 13C-NMR (75 MHz, CDCl3) δ (ppm):10.3, 24.2, 93.2, 117.0, 119.3, 122.4, 124.0, 126.9,

128.7, 129.6, 130.2, 138.5, 140.9, 143.0, 143.7, 158.3, 168.7. Anal.Calcd. For C24H22N6O4S1, C,

58.76; H, 4.52; N, 13.05; S, 6.54; Found: C, 58.40; H, 4.87; N, 12.93; S, 6.58. (E)-2-(4-((4-

Acetamidophenyl) diazenyl)-5-methyl-3-oxo-2,3-dihydro-1H-pyrazol-1-yl) benzoic acid (19b)

Yellow solid (56%). m.p>250oC UV-Vis (ethanol) λmax/nm 389.5, FTIR (KBr) /cm-1 34503500

(COOH), 3298 (N-H), 3120 (C=C-H Aromatic), 2920 (C-H aliphatic), 1730 (C=O, str), 1695

(C=O) 1627, 1586, 1511 (C=C benzene ring), 1440 (N=N str), 1343 (C-H, bend), 1150 (C-

O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.22 (s, 3H), 2.52 (s, 3H), 7.52 (d, 2H, J= 9.0 Hz),

7.74 (d, 2H, J= 9.0 Hz), 6.95 (t, 1H), 7.11 (t, 1H), 7.59 (t, 1H), 7.91 (t, 2H), 11.45 (s, 1H, NH),

13.11 (s, 1H, OH ), 14.75 (s, 1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm): 13.1, 23.9,

97.5,107.1,113.1, 119.0, 130.2,130.8,134.4, 138.5, 143.5, 155.3, 165.2, 168.8, 169.4. Anal.

Calcd. For C19H17N5O4, C, 60.15; H, 4.52; N, 18.46; Found: C, 59.93; H, 4.67; N, 18.33.

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(E)-2-(4-((4-Acetamidophenyl) diazenyl)-3, 5-dimethyl-1H-pyrazol-1-yl) benzoic acid (19c)

Yellow solid (55%). m.p>250oC; UV-Vis (ethanol) λmax/nm 390, FTIR (KBr) /cm-1 3515

(COOH), 3390 (N-H), 3035(C=C-H Aromatic), 2928 (C-H aliphatic), 1735 (C=O, str), 1693

(C=O), 1640, 1581, 1517 (C=C benzene ring), 1437 (N=N str), 1173 (C-O). 1H-NMR (300 MHz,

CDCl3) δ (ppm): 2. 23 (s, 3H), 2.34 (s, 3H), 2.62 (s, 3H), 7.56 (d, 2H, J=8.7Hz), 7.62 (d, 2H, J

=8.7Hz), 7.72-7.96 (m, 4H), 14.81 (s,1H, NH), 12.75 (s, 1H, OH). 13C-NMR (75 MHz, CDCl3) δ

(ppm): 10.6, 12.10, 24.0, 107.2, 119.0, 119.8, 122.9, 126.1, 126.8, 130.2, 133.1, 134.5, 137.4,

138.5, 150.6, 166.4, 168.9. Anal.Calcd. For C20 H19N5O3, C, 63.65; H, 5.07; N, 18.56; Found: C,

62.87; H, 5.18; N, 18.29.

(E)-2-(4-((4-Acetamidophenyl) diazenyl)-5-methyl-3-(phenylamino)-1H-pyrazol-1-yl) benzoic

acid (19d)

Yellow solid (62%), m.p>250oC; UV-Vis (ethanol) λmax/nm 389, FTIR (KBr) /cm-1 3510

(COOH), 3312 (N-H), 3123 (C=C-H Aromatic), 2950 (C-H aliphatic), 1738 (C=O, str),

1688(C=O), 1650, 1588, 1525 (C=C benzene ring), 1430 (N=N str), 1180 (C-O). 1H-NMR (300

MHz, CDCl3) δ (ppm): 2.24 (s, 3H), 2.62 (s, 3H), 7.45 (d, 2H, J =8.7Hz), 7.65 (d, 2H, J =8.7Hz),

7.02 (t, 1H), 7.33 (d, 2H, J= 9.0 Hz), 7.75 (d, 2H, J= 9.0 Hz), 7.78-7.90 (m, 4H), 11.41 (s,1H,

NH), 12.55 (s, 1H, OH), 14.80 (s, 1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm): 15.3, 24.0, 93.7,

117.8, 119.0, 119.8, 122.4,122.9, 126.1, 126.9, 129.5, 130.2, 133.5, 134.9, 138.5, 140.9, 141.3,

158.3, 166.9, 168.4. Anal Calcd. For C25H22N6O3, C, 66.07; H, 4.88; N, 18.49; Found: C,

65.85; H, 4.97; N, 18.23. (E)-N-(4-((5-Methyl-1-phenyl-3-(phenylamino)-1H-pyrazol-4-

yl)diazenyl)phenyl)acetamide (19e)

Yellow solid (59%), m.p>250 oC. UV-Vis (ethanol) λmax/nm 387, FTIR (KBr) /cm-1 3255 (NH),

3132 (C=C-H Aromatic), 2943 (C-H aliphatic), 1688(C=O), 1653, 1596, 1511 (C=C benzene ring),

1420 (N=N str), 1362 (C-H bend), 1198 (C-O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.21

(s, 3H), 2.59 (s, 3H), 7.57 (d, 2H, J=8.7Hz), 7.63 (d, 2H, J =8.7 Hz), 7.14-7.19 (m, 5H), 7.34-

7.40 (m, 5H), 11.48 (1H, NH), 14.81 (s, 1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm): 24.59,

26.12, 116.45, 120.96, 121.11, 124.82, 125.87, 129.05, 135.39, 137.14, 138.10, 140.7, 163.16,

168.27. Anal. Calcd. For C24H22N6O, C, 70.23; H, 5.40; N, 20.47; Found: C, 70.05; H, 5.45; N,

20.20.

(E)-N-(4-((5-Methyl-3-oxo-1-phenyl-2,3-dihydro-1H-pyrazol-4yl)diazenyl)phenyl) acetamide

(19f)

Yellow solid (61%) m.p> 250oC; UV-Vis (ethanol) λmax/nm 387.5, FTIR (KBr) /cm-1 3303 (NH),

3153 (C=C-H Aromatic), 2881 (C-H aliphatic), 1696 (C=O, str), 1607, 1548, 1515 (C=C benzene

ring), 1427 (N=N str), 1320 (C-H bend), 1176 (C-O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.20

(s, 3H), 2.58 (s, 3H), 7.57 (d, 2H, J =9.0 Hz), 7.62 (d, 2H, J =9.0Hz), 7.16 (t, 1H),

7.34-7.45 (m, 4H), 11.47 (s, 1H, NH), 14.80 (s, 1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm):

24.56, 26.12, 116.42, 120.95, 121.15, 124.81, 125.86, 129.05, 135.42, 137.13, 138.08, 163.15,

168.36. Anal. Calcd. For C18H17N5O2, C, 64.47; H, 5.11; N, 20.88; Found: C, 64.07; H, 5.30; N,

20.50.

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(E)-N-(4-((3,5-Dimethyl-1-phenyl-1H-pyrazol-4-yl)diazenyl)phenyl)acetamide (19g)

Yellow solid (54%). m.p>250 oC. UV-Vis (ethanol) λmax/nm 391.5, FTIR (KBr) /cm-1 3256 (NH),

3132 (C=C-H Aromatic), 2914 (C-H aliphatic), 1690(C=O), 1654, 1596, 1511 (C=C benzene ring),

1442 (N=N str), 1363 (C-H, bend), 1200(C-O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.21 (s, 3H),

2.50 (s, 3H), 2.62 (s, 3H), 7.39 (d, 2H, J=9.0Hz), 7.58 (d, 2H, J=9.0Hz), 7.21-7.34 (m,

5H), 14.85 (s, 1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm): 10.9, 12.5, 24.7, 107.5, 119.0, 124.9,

126.2, 126.9, 129.3, 130.3, 137.4, 138.3, 139.5, 143.5, 150.2, 165.2, 170.0. Anal.Calcd.

For C19H19N5O, C, 68.45; H, 5.74; N, 21.01; Found: C, 68.10; H, 5.95; N, 20.80. (E)-4-(4-((4-

Acetamidophenyl)diazenyl)-5-methyl-3-oxo-2,3-dihydro-1H-pyrazol-1-yl) benzenesulfonic acid

(19h)

Yellow solid (57%), m.p>250 oC. UV-Vis (ethanol) λmax/nm 395, FTIR (KBr) /cm-1 3415 (NH),

3065 (C=C-H Aromatic), 2950 (C-H aliphatic), 1698 (C=O) 1659, 1624, 1575 (C=C benzene ring)

1441 (N=N str), 1250 (S=O). 1H-NMR (300 MHz, CDCl3) δ (ppm): 2.02 (s, 3H), 2.26 (s, 3H), 7.54

(d, 2H, J=8.8Hz), 7.68 (d, 2H, J=8.8Hz), 7.25 (d, 2H, J= 8.35Hz ), 7.36 (d, 2H,

J=8.4Hz), 7.75 (d, 2H, J =8.4Hz), 8.52 (s, 1H, OH), 11.43 (s, 1H, NH), 14.83 (1H, NH). 13C-

NMR (75 MHz, CDCl3) δ (ppm): 11.8, 24.7, 98.4, 119.0, 122.7, 127.0, 130.4, 138.5, 139.6, 140.0,

143.5, 155.1, 165.2, 168.5. Anal.Calcd. For C18H17N5O5S1, C, 52.04; H, 4.12; N, 16.86; S,

7.72; Found: C, 51.92; H, 4.35; N, 16.55; S, 7.90.

(E)-4-(4-((4-Acetamidophenyl)diazenyl)-5-methyl-3-oxo-2,3-dihydro-1H-pyrazol-1-yl) benzoic

acid (19i)

Orange Yellow solid (53%). m.p>250 oC. UV-Vis (ethanol) λmax/nm 401, FTIR (KBr) /cm-1 3490

(COOH), 3380 (N-H), 3055 (C=C-H Aromatic), 2945 (C-H aliphatic), 1725 (C=O, str),

1687(C=O), 1653, 1622, 1590 (C=C benzene ring), 1455 (N=N str), 1145 (C-O).1H-NMR (300

MHz, CDCl3) δ (ppm): 2.24 (s, 3H), 2.61 (s, 3H), 7.50 ( d, 2H, J =9.0Hz), 7.65 (d, 2H, J =9.0 Hz

), 7.11 (d, 2H, J =8.5Hz), 7.86 (d, 2H, J =8.5Hz), 11.42 (s, 1H, NH), 12.71 (s, 1H, OH), 14.78

(1H, NH). 13C-NMR (75 MHz, CDCl3) δ (ppm): 12.7, 24.2, 98.8, 113.1, 119.0, 120.4, 130.2, 130.8,

138.5, 141.4, 143.5, 155.5, 163.2, 167.7. Anal.Calcd. For C19H17N5O4, C, 60.15; H, 4.52; N, 18.46;

Found: C, 60.05; H, 4.70; N, 18.20.

6.5.7 Dyeing method:

Dye solution (10 mL, 0.4 % w/v) was taken in a dye-bath. Glauber's salt solution (7mL,

20% w/v) was added to it. The pH of the dye-bath was adjusted to 6.5 by adding acetic acid solution

(1.0 mL, 10% w/v) solution. The total volume of the dye-bath was adjusted to 100 mL by adding

the required amount of water. The leather fabric was introduced into the dye-bath with stirring.

The content of the dye-bath was stirred for 1h at 45-50oC. The temperature was then gradually

raised to 80oC over a period of half hour and maintained for three hours. The dye-bath was kept

rotating during the process of dyeing and was added formic acid 2.0 ml and pH adjusted to 2.0.

After this, the dye liquor was taken in 250 mL volumetric flask. The fabric was washed with cold

water and the combined solution of dye liquor and washings was then further diluted to 250 mL

with water. From this diluted solution, 1mL was further diluted to 50 mL with water and the

absorbance of this solution was measured to find out the exhaustion of the dye on fabric. The dyed

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136

fabric was dried and mounted on shade card. A weighed amount of leather fabric was stirred in

boiling acidified pyridine which dissolves the unfixed dye from fabric and from the absorbance of

this solution percentage fixation was checked.

6.5.8 General Procedure for Synthesis of Calix [4] resorsoniarene Azo Dyes (23a-f)

Into a three necked round bottom flash was taken 0.01mol o-hydroxy substituted aniline in

20mL water. It was added 5ml of 30% HCl into the reaction flask and cooled the flask to 05oC by

keeping the flask in ice bath. Reaction mixture was added 5ml of aqueous solution of sodium nitrite

0.01mol with continuous stirring and maintaining temperature at 0-5oC. Reaction mixture was

stirred for 1.5h until complete diazotization was evidence by TLC. In another flask calix [4]

resorsoniarene (0.0025mol) was dissolved in alkaline water 20mL and started stirring while

keeping the temperature 0-5oC. Started the addition of previously prepared diazonium salt to calix

[4] solution at pH>8.5 and completed the addition in half hour. Continued the stirring of reaction

mixture for 10h further unless coupling was completed evidenced by TLC of reaction mixture in

50:50 ethanol ethyl acetate. Dye solution was acidified to pH=2 with conc.HCl and precipitates

were formed. Precipitates of dye were separated by filtration and recrystallized from methanol and

chloroform mixture. In this way series of dyes 23a-f were synthesized.

Calix [4] resorcinoarenre Azo dye (23a)

Yellowish brown solid (63%), m.p>300oC. UV-Vis (DMSO) λmax/nm 425. FTIR (KBr) /cm-1

3475 (OH), 3043 (C=C-H Aromatic), 2977 (C-H aliphatic), 1641, 1622, 1590 (C=C benzene ring),

1448 (N=N str), 1160 (C-O). 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 10.16 (1H, br, s),

8.79 (1H, br, s), 8.27 (4H, s ), 7.27 (4H, s), 6.99 (4H, d, J= 8.1Hz ), 6.37 (4H, d, J= 8.35Hz),

3.83 (8H, s). 13C-NMR (DMSO-d6, 75 MHz) δ (ppm):163.05, 155.12, 143.16, 139.72, 138.24,

130.26, 126.44, 119.18, 118.90, 116.65, 31.30. Anal.Calcd. For C52H36N12O20, C, 54.36; H,

3.16; N, 14.63; Found: C, 54.30; H, 3.20; N, 14.52.

Calix [4] resorcinoarenre Azo dye (23b)

Brown solid (68%), m.p>300oC. UV-Vis (DMSO) λmax/nm 445, FTIR (KBr) /cm-1 3450 (O-H),

3080 (C=C-H Aromatic), 2940 (C-H aliphatic), 1628, 1596, 1511 (C=C benzene ring), 1426

(N=N str), 1355 (C-H bend), 1188 (C-O).1H-NMR (600 MHz, DMSO) δ 8.40 (OH, s), 7.83 (4H,

s), 7.33 (4H, s), 6.98 (4H, d, J= 8.15Hz), 6.78 (4H, d, J= 8.15Hz), 3.83 (2H, s). 13C-NMR

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(DMSO-d6, 75 MHz) δ (ppm): 157.35, 155.12, 138.24, 136.70, 130.81, 130.26, 124.62, 120.99,

118.90, 117.85, 31.30. Anal.Calcd. For C52H36Cl4N8O12, C, 56.44; H, 3.28; N, 10.13; Found: C,

56.36; H, 3.32; N, 10.08.

Calix [4] resorcinoarenre Azo dye (23c)

Brown solid (71%), m.p>300 oC. UV-Vis (DMSO) λmax/nm 456, FTIR (KBr) /cm-1 3415 (O-H),

3054 (C=C-H Aromatic), 2962 (C-H aliphatic), 1634, 1623, 1570 (C=C benzene ring) 1446

(N=N str), 1250 (S=O). 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 10.25 (m, 1H), 9.49 (OH, s),

8.49-8.44 (OH, s), 7.89 (4H, s), 7.32 (4H, s), 7.03 (4H, d, J= 8.2Hz), 6.12 (4H, d, J= 8.2Hz),

3.79 (8H, s). 13C-NMR (DMSO-d6, 75 MHz) δ (ppm): 156.51, 155.12, 138.24, 137.07, 132.34,

130.37, 130.26, 123.81, 118.90, 117.40, 31.30. Anal.Calcd. For C52H40N8O24S4, C, 48.45; H,

3.13; N, 8.69; S, 9.95; Found: C, 48.36; H, 3.19; N, 8.58; S, 10.05.

Calix [4] resorcinoarenre Azo dye (23d)

Yellowish brown solid (65%), m.p>300oC. UV-Vis (DMSO) λmax/nm 505, FTIR (KBr) /cm-1

3457(O-H), 3092 (C=C-H Aromatic), 2921(C-H aliphatic), 1637, 1591, 1545 (C=C benzene ring),

1438 (N=N str), 1347 (C-H, bend), 1200(C-O). 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 10.88

(OH, s), 7.83 (OH, s), 7.30 (4H, s) 7.04 (8H, d, J= 8.18Hz), 6.99 (8H, d, J= 8.18Hz), 3.85

(8H, s). 13C-NMR (DMSO-d6, 75 MHz) δ (ppm): 158.26, 155.12, 138.27, 138.24, 132.35, 130.26,

122.37, 121.15, 118.90, 117.11, 31.30. Anal.Calcd. For C52H40N8O12, C, 64.46; H, 4.16; N, 11.56;

Found: C, 64.34; H, 4.04; N, 11.47.

Calix [4] resorcinoarenre Azo dye (23e)

Yellow solid (60%), m.p>250 oC. UV-Vis (ethanol) λmax/nm 460, FTIR (KBr) /cm-1 3330 (OH),

3070 (C=C-H Aromatic), 2898 (C-H aliphatic), 1638, 1583, 1529 (C=C benzene ring), 1443 (N=N

str), 1250 (S=O). 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 8.56 (OH, s), 8.27 (OH, s),

8.11-7.73 (16H, m), 8.07(4H, s), 7.63 (4H, s), 3.87 (8H, s). 13C-NMR (DMSO-d6, 75 MHz) δ

(ppm): 155.72, 149.82, 139.07, 138.24, 136.84, 130.26, 129.63, 129.01, 128.30, 128.11, 127.97,

124.21, 118.90, 107.55, 31.30. Anal.Calcd. For C68H48N8O24S4, C, 54.84; H, 3.25; N, 7.52; S,

8.61, Found: C, 54.76; H, 3.33; N, 7.41; S, 8.69.

Calix [4] resorcinoarenre Azo dye (23f)

Yellow solid (60%), m.p>250 oC. UV-Vis (ethanol) λmax/nm 490, FTIR (KBr) /cm-1 3430 (OH),

3065 (C=C-H Aromatic), 2898 (C-H aliphatic), 1642, 1590, 1536 (C=C benzene ring), 1444

(N=N str), 1254 (S=O). 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 12.90 (OH, s), 9.12 (OH, s), 8.43

(2H, d. J= 8.20Hz), 7.96 (2H, d, J= 8.20Hz), 7.89 (1H, s), 7.68 (1H, s), 7.27 (4H, s), 3.76

(2H, s). 13C-NMR (DMSO-d6, 75 MHz) δ (ppm): 154.65, 151.39, 149.20, 138.24, 137.45, 136.05,

133.82, 130.26, 129.78, 128.81, 125.35, 118.90, 117.63, 110.22, 31.30. Anal.Calcd. For

C68H44N12O32S4, C, 48.92; H, 2.66; N, 10.07; S, 7.68, Found: C, 48.83; H, 2.74; N, 9.98; S, 7.75.

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PART III

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Chapter 7 INTRODUCTION

7.1 Xanthene Dyes

Fluorescent dyes containing at least a three-membered heterocyclic motif in their molecules are

known as xanthene dyes. They are commonly found in large variety of natural products having

diverse pharmacological activities. Presence and position of substituents have a large impact on

the biological applications of synthetic and naturally occurring xanthones. The famous examples

of xanthene dyes are fluorescein and rhodamine. Coumarin chromophores are also related to

xanthene which can be seen as a structural part of rhodol fluorophore, the hybrid structure of

fluorescein and rhodamine. The structural relationship between the xanthene dyes, coumarins and

xanthones is illustrated in figure 7.1.

Figure 7.1 Structural relationships among xanthone, xanthene and coumarin chromophores

Xanthenes are rare in natural plants and have been isolated from only two plant families,

Compositae and Fabaceae [201-203]. Compounds I, II and III are examples of natural xanthenes

(Figure 1.2). Blumeaxanthene I and blumeaxanthene II have been isolated from Blumea riparia

(Compositae), a Chinese medicinal herb traditionally used to treat gynecological disorders [204]

and the 3-Isopropyl-9a-methyl-1,2,4a,9-tetrahydroxanthene (III) has been isolated from Indigofera

longeracemosa (Fabaceae) for use in traditional Indian medicine as an antidote for all snake

venoms.

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Figure 7.2 Naturally occuring xanthenes in plants

7.2 Photophysical Properties

Fluorescent dyes are widely employed in both qualitative and quantitative chemical and biological

analyses and in other areas as well [206]. A great diversity of such dyes was used because the

physicochemical properties of the dyes vary widely and different combinations of properties (e.g.

absorption and emission maximum of chromophoric system, polarity and micro environmental

dependence of the fluorescence) are suitable for different applications [207-209]. One property

that is nearly always beneficial is high stability, both chemically and physically including

photostability [210].

Here is a general structure of rhodamine derivatives where difference in photophysical properties

arises in the presence of substituents R1, R2, R3, R4, G and X- (Figure 7.3).

Figure 7.3 General structure of xanthene derivatives with different photophysical properties. The

activated processes in rhodamine derivatives seem to be associated with a non fluorescent twisted

intramolecular charge-transfer (TICT) state characterized by an electron transfer from the amino

groups to the xanthene ring followed by a rotation between them [211, 212]. The energy of the

TICT state is higher than the energy of the first excited singlet state for the dyes without activated

processes and lower for those with activated internal conversion. Then, the activated energy

dissipation is explained by the population of the TICT state that is non-emissive and deactivates

quickly to the ground state. The non-activated process involves energy dissipation by C–H and N–

H stretching modes coupled with high frequency vibration modes of the solvent. The N–H

vibration modes are found to be very effective in the dissipation of the electronic energy to polar

solvents. Rhodamine 101 (Rho 101) and Rhodamine B (Rho B) are among the most used

rhodamine and present an interesting behavior with pH and solvent polarity (Figure 7.4). In acidic

solutions, the carboxyl group is protonated and the rhodamine dye is found in its cationic form.

However, in basic solution, dissociation occurs and the rhodamine dye is converted into a

zwitterion [213-214].

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Figure 7.4 Photophysical behavior expressed by Rhodamine 101 and Rhodamine B.

7.3 Derivitzation of Xanthene Dyes:

A large variety of xanthene dyes and their derivatives have accomplished through harsh as well as

green routes. A large share in xanthene derivatives belong to fluorescein and rhodamine derivatives

because of their high photostability and application in diverse fields.

7.3.1 Fluorescein derivatives:

Fluorescein is fluorescent molecule with conjugated framework in xanthene motif which was

discovered in 19th century. There exist equilibrium between open quinoid form and closed lactone

which leads to different absorption and emission over the pH range 5-9. At pH 2-4 closed lactone

form dominates and at pH 7-9 open quinoid form prevails. Under mild acidic pH 5-7 a considerable

population of fluorescein molecule exists in monoanionic and non fluorescent form. Under

physiological pH 7.4 conditions dianionic and hydrophilic form of fluorescein dominates (Figure

7.5).

Figure 7.5 Two forms of fluorescein in the range of 6.31 to 6.80 phenolic pKa values

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To surmount the pH sensitivity and photo bleaching problems, the structure of fluorescein has been

modified by substitution at phthalic anhydride and xanthene chromophore. For example 2',7'-

dichlorofluorescein is less basic (pKa = 4.6) than fluorescein (pKa = 6.4), maintains fluorescein-

like wavelengths and most important exhibits increased photostability relative to fluorescein

(Figure 7.6) [215-216].

Figure 7.6 Structure of modified fluorescein

7.3.1.1 Fluorinated Benzo [c]xanthene Dyes

Fluorinated benzo[c]xanthene dyes were synthesized from commercially available 6-hydroxy-

1naphthoic acid as exemplified by Scheme 7.1. Reaction of 6-Hydroxy-1-naphthoic acid with

MeI/K2CO3 in THF followed by fluorination with Select Fluor [1-chloromethyl-4-fluoro-

1,4diazabicyclo [2.2.2]-octane bis(tetrafluoroborate)] provided product with some unreacted

starting material. These compounds have been found to suitable for determination of intracellular

pH, confocal laser scanning microscopy and flow cytometry.

Scheme 7.1. Synthesis of carboxy SNARF-4F dye.

7.3.1.2 Benzoxanthene Derivatives

Benzoxanthene derivatives are important biologically active heterocycles, synthesized by mixing

β-naphthol, an aromatic or aliphatic aldehyde, and a 1, 3-dicarbonyl substrate (Scheme 7.2) with

various lewis acids. Similarly aryldibenzo dioxo-octahydroxanthene (Scheme 7.3),

dioxohexahydroxanthene and dioxo-tetrahydrobenzoxanthene (Scheme 7.4) have been

synthesized using lewis acids like H2SO4, Sulfamic acid or p-TSA, dodecylbenzenesulfonic acid

[217], diammonium hydrogen phosphate [218], silica gel supported ferric chloride [219], Dowex-

50W [220], polyethylene glycol [221], indium (III) chloride or phosphorus pentoxide as catalyst

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[222]; (b) tetrabutyl ammonium fluoride in water [223]; (c) para-toluene sulfonic acid [224]; (d)

solvent-free with iodine; (e) sodium hydrogen sulfate on silica gel in dichloromethane [225].

Scheme 7.2 Benzoxanthene derivatives active heterocycles synthesis.

Scheme 7.3 Dibenzoxanthenes derivatives synthesis

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Scheme 7.4 Dioxo-xanthenes derivatives synthesis

Scheme 7.5 Synthesis of 12-aryl-8,9,10,12-tetrahydrobenzo[a]xanthene-11-one derivatives in

ionic liquid [NMP]H2PO4.

7.3.1.3 Imidazole Derivatives of fluorescein

Several imidazole derivatives of fluorescein have been developed as diagnostic agents for positron

emission tomography (PET) or optical imaging [226-230]. Recent development in synthesis of

Nutlin-Glycine, has received eminence due to its usefulness regarding the imaging of tumor cells

[231-233] (Scheme 7.6). Nutlin analogs have been developed that target to intracellular MDM2

and renders biological activities in tumor cells with wild type p53 but not cells with a mutant p53.

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Scheme 7.6 Synthetic scheme of Nutlin-Glycine-FAM conjugate.

7.3.1.4 Fluorescein-Based N-glycosylamines

In recent years, fluorescein derivatives have played an important role in the field of drug discovery

and gene delivery systems, cancer, [234] neurodegenerative diseases, [235] biosensors, [236-242]

bioimaging, [243-245] and absorption studies of protein-based indicators [246-247]. These

derivatives have been used as fluorescent tags for many biological molecules, such as proteins and

DNA, as well as serving as a platform for many kinds of fluorescence probes [248]. Currently

fluorescein-based N-glycosylamines are being explored for cell imaging studies (Scheme 7.7).

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Scheme 7.7 Synthesis of fluorescein-based N-glycosylamines.

7.3.2 Rhodamines Derivatives

Rhodols and rhodamines have a widespread application as laser dyes, tracer agents, and biological

probes. Different N-alkyl substitution patterns on the rhodamine correspond to different spectral

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characteristics. Attachment of alkyl moieties to the nitrogen core of rhodamine can tune absorption

and fluorescent emission, which is here dependent on the number and type of alkyl groups. The

simplest member of this class of fluorescein dyes, rhodamine 110 (Rh110),

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exhibits fluorescein-like spectral properties with λmax = 496 nm, λem = 517 nm, ε = 7.4 × 104 M-1

cm-1, and Φ = 0.92 in aqueous solution [249]. Substitution to tetramethylrhodamine (TMR) gives

longer excitation and emission wavelengths (λmax/λem; 540/565 nm), but a lower quantum

yield

(Φ = 0.68). In general, quantum yields of rhodols and rhodamines decrease with increasing carbon

number and the bulk of the substituents [250-251].

On the other hand, there is an exception where the julolidine ring incorporated into the rhodamine

structure. Sulforhodamine (Rh101) shows improvement in quantum yields and exhibit longer

excitation and emission wavelengths. The above mentioned rhodamines are illustrated in figure

1.7.

Figure 7.7 Structures of selected rhodamines

Rhodols, rhodamines and their derivatives are usually prepared through acid-catalyzed

condensation of an aminophenol with a phthalic anhydride (Scheme 1.8) [252].

Scheme 7.8 General synthesis of rhodols and rhodamines

The use of phthalic anhydrides bearing a substituent (R1) for bioconjugation yields products as

intractable mixtures of 5- and 6-substituted regioisomers. Therefore functionalized commercially

available rhodamines are often sold as regioisomeric mixtures. Synthesis of rhodamines by ZnCl2-

catalyzed direct substitution of 3',6'-dichlorofluoresceins with amines was reported (Scheme 7.9)

[253-255].

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Scheme 7.9 Synthesis of rhodamines via direct nucleophilic substitution from halogenated

fluoresceins.

Recently, a similar strategy for synthesis of rhodols was reported by Peng et al. in 2010.

This new route consists of the mono-protection of the 3'-position of fluorescein by MOM,

followed by the triflation of the 6'-position. This triflated intermediate was coupled with different

amines under the catalysis of a palladium-phosphine complex, widely known as the Buchwald-

Hartwig amination reaction (Scheme 7.10) [256].

Scheme 7.10 Synthesis of rhodol fluorophores via Buchwald-Hartwig amination reaction. In

2011 Grimm et al. used the above mentioned route for the preparation of rhodamines and

N,Ndiacetylated rhodamines (Scheme 7.11) [257].

Scheme 7.11 Synthesis of rhodamines via Buchwald-Hartwig amination reaction.

7.4 Applications of Xanthene Dyes

7.4.1 pH Sensors

To know about pH changes inside living cells is important for studying cellular internalization

processes, such as phagocytosis [258] and endocytosis [259]. Similarly abnormal pH values inside

the cell are noticed in some familiar disease types, such as cancer [260] and Alzheimers [261].

Some organelles, for example, endosomes [262] and plant vacuoles [263] show

intracompartmental pH and the acidic environments in lysosomes (pH 4.5–5.5) [264] are known

as a reason for the degradation of proteins in cellular metabolism. These studies have been made

possible with help of fluorescent xanthene based probes. Figure 1.8 illustrates the mechanism of

changes in detection response xanthene dye to pH changes.

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Figure 7.8 Mechanism of the xanthene probe response to pH changes

7.4.2 Metal Ion Detectors

The design and development of highly sensitive and selective fluorescent probes for the

detection of various metal ions in trace amounts in environmental and biological systems is of great

interest to current researchers because of their powerful ability to improve the analytical sensitivity

and capability for the sensing and visualization of analytes in living cells by utilizing molecular

imaging techniques [265]. Xanthene derivatives for detection of toxic (Cd2+, Hg2+, Pb2+ ) as well

as non for toxic metals (Cu2+, Fe3+, Zn2+) have developed which exhibit different colors with

different metal ions (Figure 7.9).

Figure 7.9 Xanthene dyes detectors for Fe+3 and Hg+2

7.4.3 Fluorescence Imaging

Fluorescence imaging is one of the most powerful techniques for visualizing temporal and spatial

changes of biological phenomena in living cells, and many fluorescent probes have been

developed. In particular, xanthene dyes such as fluorescein and rhodamines have favorable

characteristics, such as high water solubility, high fluorescence quantum yield and high molar

extinction coefficient, and they have been utilized as fluorescent cores for fluorescent probes

working in the green to red wavelength region [266, 267]. Living cell imaging with chemosensor

based on rhodamine derivatives has been achieved successfully (Scheme 1.12).

7.4.4 Xanthene Dyes as Dye Lasers

Both cationic and anionic xanthene dyes are known to be efficient fluorescent dyes. Functional

groups on the xanthene moiety control their fluorescent colors. Xanthene dyes are being applied

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as laser dye. A dye laser requires fluorescein and rhodamine dyes as an organic medium. They all

oscillate in the visible area. Among these xanthene dyes, the rhodamine 6G is mainly used for a

laser dye. (Scheme 7.13) [268]

Figure 7.10 Rhodamine 6G chloride solution in methanol emitting yellow light under the

influence of a green laser

7.5 Summary of Applications and Derivatives of Xanthene Dyes

Xanthene dyes are extremely important class of dyes because of their wide range of biological and

pharmaceutical properties, such as agricultural bactericide activity, anti-inflammatory and anti

viral, antioxidant, anti-cancer, cytotoxic and antiproliferative properties. These are being utilized

as antagonists for paralyzing action of zoxazolamine and in photodynamic therapy. Beside this

they are being used in dye lasers and in various photosensitized reactions. Due to the applicability

of the xanthenes and benzoxanthenes, several synthetic protocols have been reported, including

the reaction of alkylphenoxymagnesium halides with triethylorthoformate, the palladium-catalysed

cyclization of polycyclic aryltriflate esters, the cyclocondensation reaction between 2-tetralone and

2-hydroxyarylaldehydes under acidic conditions, and the reaction of the condensation of cyclic

1,3-diketones with aryl aldehydes catalysed by molybdate sulphonic acid. Furthermore, 14-aryl-

14Hdibenzo [a, j] xanthene derivatives can be prepared by the condensation reaction of 2-naphthol

with aryl aldehydes in the presence of different lewis acids and Bronsted acids [269-273]

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Objective and Plan of Research:

The objective of this thesis was the development of a new synthetic strategy for the preparation of

new xanthene derivatives. From the literature survey of xanthene dyes derivatives it was revealed

that synthesis and studies of xanthene dyes based on double dianhydride was not done and in the

well known methods the reactions were catalyzed by ZnCl2, HCl or H2SO4. So a strategy was

adopted to synthesize xanthene dyes from double dianhydrides like biphenyl dianhydride,

benzophenone dianhydride, oxidibenzyl dianhydride and naphthalene dianhydride in the presence

of ammonium chloride which may act like latent catalyst.

Selection of double dianhydride for xanthene dyes made keeping in view the following points

To see the effect of double dianhydrides on the thermal and photochemical stability of xanthene

dyes.

To observe the changes in the absorption and emission properties of xanthene dyes utilizing

double dianhydrides either they undergo bathochromic shift or hypsochromic shift. To study the

relationship between structure and electrochemical properties by comparison with well known

xanthene dyes like fluorescein and rhodamine.

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Chapter 8 RESULTS AND DISCUSSION

8.1 Synthesis of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride Based Xanthene Dyes (26ae)

Xanthene dyes (26a-e) have been synthesized well in excellent yields via the short route following

the schemes 1. The rational for the selection of these dyes for synthesis was to acquire various

scaffolds of this nature by derivatization which will help in the future development of fluorescent

materials for bioimaging. These xanthene derivatives have been synthesized from Biphenyl-

3,3’,4,4’-tetracarboxylic dianhydride condensation with 3,5-Dihydroxybenzoic acid, orcinol, o-

Cresol, 3-N,N’-Dimethylamino phenol and Resorcinol. Reaction was catalyzed by ammonium

chloride NH4Cl. Intimate mixture of reactants was heated strongly at 180oC to achieve cyclization

and removal of water. Ratio between dianhydrides and substituted phenol 25a-e was adjusted 1:4

for reaction on both sides of reactant 24 [274]. Indication of completeness of the reaction was the

formation of solid mass at high temperature, which was soluble in alkali solution. Physical data of

these dyes are shown in Table 8.1.

Table 8.1 Physical characteristics of xanthene dyes (26a-e)

Dye Colour in acidic medium Colour in Basic medium Melting point oC

26a Yellowish brown Yellowish brown >300

26b Yellowish Red Red 230-233

26c Colorless Violet 235-238

26d Pink Pink 240-245

26e Greenish Yellow Greenish Yellow >300

Scheme 8.1 Synthesis of Biphenyl-3,3',4,4'-tetracarboxylic dianhydrides based xanthene dyes

(26a-e)

8.1.1 Spectral Characterization of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride Based

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Xanthene Dyes (26a-e)

The structures of newly synthesized xanthene dyes (26a-e) were inveterated by UV, IR, NMR and

LCMS studies. The UV-visible absorption spectra of the dyes 26a-e (1×10−7 M) were

obtained at room temperature in water (Figure 2.1) and the selected spectral data are

summarized in Table 8.2.

Table 8.2 Wavelength of maximum absorption λmax of xanthene dyes (26a-e) in water

Dye λmax (nm)

26a 447

26b 434

26c 541

26d 552

26e 493

UV-visible spectra of dyes were taken in alkaline water. The electronic transition in

molecules provided two absorption maxima (λmax) in their UV.visible spectra (Figure 8.1) first at

262-288 nm and other at different wavelengths in visible region for different dyes. The bands at

260-300 nm for 26a-e were due to π-π* transition of the benzene rings common in all derivatives.

This is in agreement with earlier report by Mielgo et al. as per benzenoid uv-visible absorption.

The λmax for dye 26a was at 469 nm due to transitions of benzenoid structure formed in basic

medium with increasing conjugation of rings along with opening of five membered lactone ring.

Similarly the absorption band in 26d existed at 552 nm and imparted it pink color. This was due

to more and more availability of electrons decreasing the energy difference between HOMO and

LUMO energy levels and thereby increased λmax.

The FTIR spectra of xanthene dyes (26a-e) showed absorption bands due to Ar-H, C=O of

dianhydride, C=C and C-O, stretching and bending vibrations at 3160- 3448, 1820, 1760, 1589-

1637, 1230-1250 and 723-750 cm-1 respectively. Lactone ring formation was verified due to

presence of peak at 1750-1780 cm-1 because of ester group. In particular the peak observed at 1150-

1100 cm-1 was as a result of C-O functionality. The absorption bands at 1618 cm-1 and 750 cm-1

depicted the present of C=C stretching and bending vibrations respectively.

The 1H-NMR spectrum of compound 26e (Figure 8.2) showed downfield doublet patteren signal

in the aromatic region at 7.53 and 8.249 ppm and singlet signal at 7.682 ppm due to biphenyl

dianhydride nuclei. Similarly, two doublet and one singlet signals were observed at 7.93, 8.124

and 7.60 ppm respectively due to condensed substituted phenol 25e. In xanthene dye 26d biphenyl

dianhydride peak splitting pattern was same like compound 26e but dye 26d showed singlet signal

at 2.90 ppm due to presence of methyl groups on nitrogen atom of 25d nucleus used for synthesis

of dye 26d. Difference among xanthene dyes series 26a-e was due to condensed substituted

phenols with biphenyl dianhydride. In compound 26c at 2.24 ppm singlet signal was due to CH3

protons and multiplets at 9.3-8.20 (6H m), were seen due to 25c moiety condensed with

dianhydride. Similarly for molecule 26b singlet peaks for CH3 and Ar-H were present at 2.4 and

7.83 ppm. 13C-NMR spectra of xanthene also provided the distinguishing signals for the

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synthesized compounds. In this way all xanthene dyes 26a-e synthesis was verified from 1H-NMR

and13C-NMR spectra

Synthesis of targeted xanthene dyes was also confirmed from LCMS analysis of dyes

which showed strong M+1 adduct peaks for the molecular weights of compounds

and other peaks at half molecular weight of compounds proving the symmetric nature of

compounds (Figure 8.3).

Figure 8.1 Combined UV-Visible spectrum of Biphenyl-3,3',4,4'-tetracarboxylic dianhydride

based xanthene dyes (26a-e)

Figure 8.2 1H-NMR spectrum of xanthene dye 26e

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Figure 8.3 LCMS spectrum of xanthene dye 26e

8.1.2 Electrochemical Studies of Biphenyl-3,3’,4,4’-tetracarboxylic Dianhydride Based

Xanthene Dyes (26a-e)

The electrochemical characterization of these dyes was made by cyclic voltammetry (Figure 8.4)

using water having 0.1 M TBAPF6 as a supporting electrolyte. All redox potentials, HOMO

(highest occupied molecular orbital), LUMO (lowest unoccupied molecular orbital) and band gap

energies (Eg) were calculated from this technique.

8.1.2.1 Redox Potentials (E1/2)

Synthesized xanthene dyes (26a-e) exhibited oxidation and reduction potentials on doing the cyclic

voltammetric analysis. From the cyclic voltammograms oxidation and reduction potentials were

displayed [275-276], which were used to determine redox potentials (E1/2) as shown in table

2.3. Lowest redox potential was observed for 26a which have 3, 5-dihydroxy benzoic acid

condensed with biphenyl-3,3’, 4,4’-tetracarboxylic and highest redox potential was seen in 26d

and 26e containing 3-N, N’-dimethylamino phenol and resorcinol. It could be visualized from the

data in Table 2.3 that xanthene dyes containing electron withdrawing groups had low redox

potentials while those containing electron donating groups had high redox potential values.

8.1.2.2 Lowest Unoccupied Molecular Orbital (LUMO)

In order to calculate the absolute energies of LUMO level with respect to the vacuum level, the

redox data were standardized to the ferrocene/ferricenium couple which had a calculated absolute

energy of –4.8 eV [277]. The data related to LUMO level energies of dyes are presented in Table

8.3.

Table 8.3 LUMO energy levels of xanthene dyes (26a-e)

Dyes E1/2 (V) LUMO (eV)

26a -0.58 -4.22

26b -0.15 -4.65

26c -0.045 -4.755

26d +0.05 -4.85

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26e -0.07 -4.73

Figure 8.4 Cyclic voltammogram of xanthene dyes (26a-e)

It was inferred from LUMO energy levels, which vary from -4.20 to -4.85 eV that the electron

donating groups on the xanthene motif decreased the energy of LUMO levels while electron

withdrawing groups increased the energy of LUMO energy levels. The energy of LUMO levels

can be varied only by increasing the delocalization of electrons through alternating single and

double bonds and it is noticed that energy difference decreases with increasing conjugation and

vice versa.

8.1.2.3 Band Gap Energy (Eg)

The optical band gap energies were calculated using the standard procedure. The band gap energy

is the span of energies that lies between the valence and conduction bands for insulators and

semiconductors. Every solid has its own characteristic energy-band structure. This variation in

band structure is responsible for the wide range of electrical characteristics observed in various

materials [278-279]. Band gap energy of dyes 26-e are given in Table 2.4. The band gap energy

varied from 2.24 to 2.78 eV which was highest for dyes 26a and minimum for dyes 26d which was

reliant upon substituent attached to xanthene chromophore. In case of dyes 26a carboxylic group

was attached to xanthene motif while 26d had N, N’-dimethylamino group which increased the

electron density of chromophore and energy levels got closed to each other and band gap energy

was decreased.

8.1.2.4 Highest Occupied Molecular Orbital (HOMO)

Table 8.4 depicts the highest occupied molecular orbital energy levels, which were calculated using

the standard reported procedure. Considering the energy range from -6.86 to -7.32 eV for xanthene

dyes 26a-e, it was observed that for dye 26b HOMO energy levels were at very low energy while

26a had high HOMO energy levels due to mesomorphic and inductive effect of carboxylic groups

present in the xanthene chromophore. It was observed that there was a little difference in the effect

of electron donating groups on the HOMO energy levels while electron withdrawing groups

definitely decreased the energy of HOMO levels.

Table 8.4 HOMO energy levels and band gap energy of xanthene dyes (26a-e)

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S. No. Eg(V) HOMO (eV)

26a 2.64 -6.86

26b 2.85 -7.50

26c 2.29 -7.04

26d 2.24 -7.09

26e 2.51 -7.24

8.1.3 Fluorescence Studies of Biphenyl-3,3’,4,4’-tetracarboxylic Dianhydride Based

Xanthene Dyes (26a-e)

Fluorescence studies of all the dyes were made by preparing the aqueous solution of dyes (26a-e)

but the four dyes 26d, and 26e were found to be highly fluorescent (Table 8.5) exhibiting yellowish

green and reddish yellow fluorescence observable to naked eye. These dyes satisfied the

requirement of fluorescence that the molecules should be highly conjugated devoid of rotational

or vibrational motions as a whole molecule. Although other dyes had also conjugated system of

bonds but molecules were flexible and undergoing rotational or vibrational motions which were

contrary to fluorescence. The fluorescence spectrum showed only one emission for all dyes except

26a. Emission peak of largest λmax was seen for 26d in this series at 585 nm on excitation of

aqueous solution at concentration of 1x10-7 M.

Effect of using dianhydrides for the synthesis of xanthene dyes was manifested in their emission

spectra which had undergone red shift as compared with rhodamine and fluorescein which had

been synthesized from single anhydride (phthalic anhydride). On comparison with the emission

spectrum of fluorescein and rhodamine it had been observed that they showed emission wavelength

at 513 and 571 nm respectively, while these dyes exhibited emissions at 545-555 and 585-588 nm

(Figure 8.5). So these dyes could be applied where usual xanthene fluorescent dyes are used with

preference requiring lower energy source for excitation.

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Figure 8.5 Fluorescence spectrum of xanthene dyes 26a-e

Table 8.5 Absorption maximum λmax and emission maximum of xanthene dyes (26a-e) in water

Dye Absorption wavelength λmax (nm)

Emission wavelength λem (nm)

26a 445 473

26b 434 486

26c 541 554

26d 552 588

26e 493 555

8.2 Synthesis of Benzophenone-3,3’,4,4’-tetracarboxylic Dianhydride Based Xanthene Dyes

(28a-e)

Xanthene dyes based upon benzophenone dianhydride have been synthesized following the

Scheme 8.2. Reaction occurred through Friedel Crafts acylation mechanism which provided

xanthene dyes 28a-e from reaction between benzophenone-3,3’,4,4’-tetracarboxylic dianhydride

and substituted phenols (25a-e). Reaction mixture was fused at 180oC to achieve cyclic esters with

elimination of water. Stoichiometric ratio between benzophenone dianhydride and substituted

phenol 25a-e was adjusted at 1:4 to conduct reaction on both sides of reactants 27. Reaction was

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completed in 1.5h as determined by TLC of reaction mixture and solid mass was formed. Physical

data of these dyes are shown in Table 8.6.

Table 8.6 Physical characteristics of xanthene dyes (28a-e)

Dye Colour in acidic medium Colour in Basic medium Melting point oC

28a Yellowish brown Yellowish brown >300

28b Yellowish Red Red 263-265

28c Colorless Violet 258-262

28d Pink Pink 265-267

28e Greenish yellow Greenish yellow >300

Scheme 8.2 Synthesis of Benzophenon-3,3',4,4'-tetracarboxylic dianhydrides based Xanthene dyes

(28a-e)

8.2.1 Spectral Characterization of Benzophenone-3,3’,4,4’-tetracarboxylic dianhydride

Based Xanthene Dyes (28a-e)

The structures of newly synthesized xanthene dyes (28a-e) were elucidated by UV, FTIR, LCMS, 1H-NMR and 13C-NMR studies. The UV-visible absorption spectra of the dyes 28a-e (1×10−7M)

were obtained at room temperature in water (Figure 8.6) and the selected spectral data is

summarized in Table 8.7.

Table 8.7 Wavelength of maximum absorption λmax of xanthene dyes (28a-e) in water

Dye λmax (nm)

28a 465

28b 445

28c 531

28d 548

28e 490

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The derivatives of Benzophenon-3,3’,4,4’-tetracarboxylic dianhydride 28c and 28e provided only

one absorption band, two and three for 28a and 28b respectively. The bands at 260-300 nm

for 28a-e were due to π-π* transition of the benzene rings common in all derivatives. Similarly the

absorption band in 28d was present at 548 nm. This was due to more and more delocalization of

electrons causing the reduction in energy between HOMO and LUMO energy levels. There by it

had lager λmax. In case of 28a λmax was 445 nm while for 28b, 28c and 28e λmax was at 478, 531

and 490 nm respectively. All this was ascribed to π-π* and n-π* transitions of lone pairs and

πbonded electrons [280].

The FTIR spectra of xanthene dyes (28a-e) exhibited IR absorption peaks due to IR active

functionalities within molecules which are Ar-H, C=O of dianhydride, C=C and C-O. These peaks

are generated due to stretching and bending vibrations of functional groups. Lactone moiety was

confirmed by the appearance of peaks in the range 1750-11770 cm-1 due to carbonyl group. In

particular the peak observed at 1150-1100 cm-1 was as a result of carbon oxygen bond stretching

vibrations. The absorption bands at 1618 and 750 cm-1 depicted the present of C=C stretching and

bending vibrations respectively for aromatic nuclei.

In case of 28a-e dyes benzophenone dianhydride was condensed with different substituted phenols

25a-e. The difference in this series was because of different phenols. In dye 28e two doublets and

one singlet were present at 7.53, 8.249 and 7.60 ppm, respectively due to benzophenone

dianhydride (27) nucleus. The splitting pattern of the central core remained same throughout this

series, but position was varied little extent. A similar pattern was seen for 28d except for that of

singlet peak at 2.92 ppm due to condensed 3-N,N’-Dimethylamino phenol. The dye 28b showed

signals at 2.35 (s), 6.695 (s), and 6.45(s) ppm because of CH3 and Ar-H of phenolic component

25b and 28c represented the signal splitting pattern different from 28b owing to different phenolic

isomer at 2.35 (6H s), 6.95 (2H d) 6.79 (2H d), 6.96 (2H t) 7.52 (2H s) ppm (Figure 8.7). In case

of dye 28a aromatic signal splitting pattern was similar to that of 28b except to that of carboxylic

peak present at 11.35 ppm. The 13C-NMR spectrum of compounds showed fifteen aromatic carbon

atoms in the range 102.45-190.78 ppm (Figure 8.8). The synthesized dyes were also confirmed by

their LCMS study which showed strong M+1 adduct peaks for the molecular weights of

compounds (Figure 8.9).

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Figure 8.6 Combined UV spectrum of benzophenone-3,3',4,4'-tetracarboxylic dianhydride based

xanthene dyes (28a-e)

Figure 8.7 1H-NMR of Benzophenone-3,3',4,4'-tetracarboxylic dianhydride based xanthene dye

28e

Figure 8.8 13C-NMR of Benzophenone-3,3',4,4'-tetracarboxylic dianhydride based xanthene dye

28e

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Figure 8.9 LCMS of Benzophenone-3,3',4,4'-tetracarboxylic dianhydride based xanthene dye

28e

8.2.2 Electrochemical Studies of Benzophenone-3,3’,4,4’-tetracarboxylic dianhydride Based

Xanthene Dyes (28a-e)

The electrochemical characterization of these dyes was made by cyclic voltammetry (Figure 8.10)

using water having 0.1 M TBAPF6 as a supporting electrolyte. All redox potentials, HOMO

(highest occupied molecular orbital), LUMO (lowest unoccupied molecular orbital) and band gap

energies (Eg) were calculated from this technique.

Volt

Figure 8.10 Combined cyclic voltammogram of Benzophenone-3,3',4,4'-tetracarboxylic

dianhydride based xanthene dye (28a-e)

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8.2.2.1 Redox Potentials (E1/2)

Synthesized xanthene dyes (28a-e) exhibited redox potentials using the cyclic voltammetric

analysis. From the cyclic voltammograms oxidation and reduction potentials were

calculated to determine redox potentials (E1/2) as shown in Table 8.8. Lowest redox potential was

observed for 28a dye which has 3, 5-Dihydroxy benzoic acid condensed with benzophenone-

3,3’,4,4’tetracarboxylic dianhydride and highest redox potential was seen in 28d and 28e

containing 3-N, N’-dimethylamino phenol and resorcinol. It could be visualized from the data in

table 2.8 that xanthene dyes containing electron withdrawing groups have low redox potentials

while those containing electron donating groups have high redox potential values.

8.2.2.2 Lowest Unoccupied Molecular Orbital (LUMO)

In order to calculate the absolute energies of LUMO level with respect to the vacuum level, the

redox data were standardized to the ferrocene/ferricenium couple having energy –4.8 eV. The data

related to LUMO level energies of dyes are presented in Table 8.8.

Table 8.8 LUMO energy levels of xanthene dyes (28a-e)

S. No. E1/2 (V) LUMO (eV)

28a -0.065 -4.735

28b -0.6 -4.20

28c -0.01 -4.79

28d +0.05 -4.85

28e -0.02 -4.78

It was apparant from LUMO energy levels, whose values are in range -4.20 to -4.85 eV, that the

electron donating groups on the xanthene motif decreases the energy of LUMO levels while

electron withdrawing groups increase the energy of LUMO energy levels. The energy of LUMO

levels can be varied only by increasing the delocalization of electrons through alternating single

and double bonds and it was noticed that energy difference decreases with increasing conjugation

and vice versa.

8.2.2.3 Band Gap Energy (Eg)

The optical band gap energies are calculated using the standard procedure. Every solid has its own

characteristic energy-band structure. This variation in band structure is responsible for the wide

range of electrical characteristics observed in various materials [281]. Band gap energy of dyes is

given in Table 8.9. The band gap energy varied from 2.24 to 2.78 eV was highest for dye 28a and

minimum for dye 28d which was due to substituents attached to xanthene chromophore. In case of

dye 28a carboxylic group was attached to xanthene motif while 28d had N, N’dimethylamino

group which increased the electron density of chromophore and energy levels got closed to each

other and band gap energy decreased.

2.2.2.4 Highest Occupied Molecular Orbital (HOMO)

Table 8.9 depicts the highest occupied molecular orbital energy levels, which were calculated using

the Bredas equation. Considering the energy range from -6.86 to -7.32 eV for xanthene dyes 28a-

e, it was observed that for dye 28b HOMO energy levels were at high energy while 28a had low

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165

energy HOMO levels due to mesomorphic and inductive effect of carboxylic groups present in the

xanthene chromophore. It is observed that there is little difference in the effect of electron donating

groups on the HOMO energy levels while electron withdrawing groups definitely

increase the energy of HOMO levels.

Table 8.9 HOMO energy levels and band gap energy of xanthene dyes (28a-e)

Dyes Eg(eV) HOMO (eV)

28a 2.59 -7.32

28b 2.78 -6.98

28c 2.33 -7.12

28d 2.26 -7.11

28e 2.53 -7.31

8.2.3 Fluorescence Studies of Benzophenone-3,3’,4,4’-tetracarboxylic dianhydride Based

Xanthene Dyes (28a-e)

Fluorescence studies of all the dyes were made by preparing the aqueous solution of dyes

(28a-e) but the two dyes 28d and 28e were found to be highly fluorescent (Table 8.10) exhibiting

greenish yellow fluorescence under visible and UV.light observable to naked eye. The dyes 28ac

were non fluorescent due to flexibility and exhibited rotational or vibrational motions which were

contrary to fluorescence. Fluorescence spectrum of dyes 28a-e is shown below in figure 8.11 which

was recorded by selecting different excitation wavelengths of the source [282]. The fluorescence

spectrum showed only one emission for all dyes except 28a. Emission peak of lowest frequency

was seen for 28d at 585nm on excitation of aqueous solution at concentration of 1x10-7 M.

Table 8.10 Fluorescence data of xanthene dyes (28a-e) in water

Dye Excitation wavelength (nm) Emission wavelength (nm) Stoke Shift

28a 455 473 18

28b 475 486 11

28c 543 554 11

28d 558 588 30

28e 500 555 55

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Figure 8.11 Fluorescence spectra of xanthene dyes (28a-e) in water

Effect of using dianhydrides for the synthesis of xanthene dyes was manifested in their emission

spectra which have undergone red shift as compared with rhodamine and fluorescein So these dyes

can be applied where usual xanthene fluorescent dyes are used with preference requiring lower

energy source for excitation.

8.3 Synthesis of 4, 4'-Oxydiphthalic Dianhydride Based Xanthene Dyes (30a-e)

Symmetric xanthene dyes have been synthesized well in excellent yields and high purity in the

solvent free conditions following the Schemes 8.3. The rational for selection of these dyes for

synthesis, is to acquire various scaffolds of this nature by derivatization which will help in the

development of dye lasers, solar cells and fluorescent bioimaging. Here xanthene dyes (30a-e)

have been synthesized comprising 4,4'-Oxydiphthalic dianhydride condensed with

3,5Dihydroxybenzoic acid, Orcinol, o- Cresol, 3-N,N’-Dimethyl amino phenol and Resorcinol.

Ammonium chloride was used as catalyst for condensation of substituted phenol with dianhydrides

and reaction occured through friedel craft acylation pathway due to the presence of HCl provided

by the breakage of NH4Cl. Intimate mixture of reactants was heated strongly at 180 oC to achieve

cyclization and removal of water. Ratio between dianhydrides and substituted phenols 25a-e was

adjusted 1:4 for reaction at both sides of reactant 29. Indication of completeness of reaction was

the formation of alkali soluble solid mass at high temperature.

Physical data of these dyes are shown in Table 8.11.

Table 8.11 Physical characteristics of xanthene dyes (30a-e)

Dyes Colour in Acidic medium Colour in Basic medium

30a Yellowish brown Yellowish brown

30b Yellowish Red Red

30c Colorless Violet

30d Pink Pink

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30e Greenish Yellow Greenish Yellow

Scheme 8.3 Synthesis of 4,4'-Oxydiphthalic anhydride based Xanthene Dyes (30a-e)

8.3.1 Spectral Characterization of 4, 4'-Oxydiphthalic Dianhydride Based Xanthene Dyes

(30a-e)

The structures of newly synthesized xanthene dyes (30a-e) were determined by UV, IR, NMR and

LCMS studies. The UV-Visible absorption spectra of the dyes 30a-e (1×10−7 M) were obtained at

room temperature in water (Figure 2.12) and the selected spectral data are summarized in Table

8.12.

Table 8.12 Wavelength of maximum absorption (λmax/nm) of xanthene dyes (30a-e) in water

Dye Solvent λmax (nm)

30a Water 453

30b Water 430

30c Water 558

30d Water 550

30e Water 501

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Figure 8.12 UV/visible spectrum of 4,4'-Oxydiphthalic anhydride based Xanthene Dyes (30a-e)

UV-visible spectra of all dyes (30a-e) were taken in water. It was observed from their UV-

visible spectra of dyes 30a-e, that dye 30a exhibited two absorption maxima one at 300 nm and

other at 453nm, while all other dyes showed one absorption band in the visible region

(Figure 8.12). The bands at 260-300 nm for 30a-e were due to π-π* transition of the benzene rings

common in all derivatives [283]. The λmax for 30a is 453 nm was due to π-π* transitions of

benzenoid structure formed in basic medium with increasing conjugation of rings with opening of

five membered lactone ring. Similarly the absorption band in 30d lies at 550 nm giving them pink

color. This is due more and more availability of electrons decreasing the energy difference between

HOMO and LUMO energy levels. There by it has lager λmax.

The FTIR spectra of xanthene dyes (30a-e) provided absorption bands due to different

functional groups including Ar-H, C=O of lactone, C=O of carboxyl, C=C and C-O, stretching and

bending vibrations at 3118-3140, 1782-1796, 1742-1754, 1620-1652, 1576-1594, 11211149, 836-

860 and 793-818 cm-1 respectively. In case of dye 30d, lactone formation was confirmed by the

appearance of peak at 1789 cm-1 and opening of lactone peak at 1742 cm-1 due to carbonyl group

of carboxyl, and are shifted to high frequency region because of five membered lactone ring

formation and these peaks are common in all dyes. The absorption bands at 1630, 1592 and 859

cm-1 depicted the present of C=C stretching and bending vibrations respectively in aromatic

moieties.

The 1H-NMR spectrum of compound 30d showed 12H singlet peak at 2.83 ppm and 12H singlet

at 2.99 ppm due to two CH3 substituents attached to nitrogen atom. Singlet peak at 6.52 ppm was

due to aromatic proton adjacent to oxygen atom of xanthene chromophore. Doublets at 6.77 and

6.99 ppm were due to two mutually coupled aromatic protons attached to xanthenic part of

molecule. Doublet signal at 7.34 and 7.73 ppm were because of dianhydride part of molecule, and

a singlet signal at 7.05 ppm was because of aromatic isolated proton at phenyl ring of dianhydride.

Difference among 30a-e series was due to condensed substituted phenols with biphenyl

dianhydride. In xanthene 30c singlet signal at 2.24 ppm was due to CH3 protons and multiplet at

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93-8.20 (6H m), was seen due to 25c condensed with dianhydride. Similarly for dye 30b singlet

signals for CH3 and Ar-H were present at 2.4 and 7.83 ppm.

Molecular weight confirmation of the synthesized dyes was also achieved by the LCMS

analysis of dyes which showed strong M+1 adduct peaks for compounds (Figure 8.13).

Figure 8.13 LCMS spectrum of 4,4'-Oxydiphthalic anhydride based Xanthene Dye 30d

8.3.2 Electrochemical Properties of 4, 4'-Oxydiphthalic dianhydride Based Xanthene Dyes

(30a-e)

The electrochemical characterization of these dyes was made by cyclic voltammetry (Figure 8.14)

using water having 0.1 M TBAPF6 as a supporting electrolyte. All redox potentials, HOMO

(highest occupied molecular orbital) and LUMO (lowest unoccupied molecular orbital) were

determined from cyclic voltammograms.

Figure 8.14 Combined cyclic voltammogram of xanthene dyes (30a-e)

Synthesized xanthene dyes (30a-e) showed oxidation and reduction potentials on

conducting cyclic voltammetric analysis. From the cyclic voltammograms oxidation and reduction

potentials were calculated to determine redox potentials (E1/2) as shown in Table 8.13. Lowest

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170

redox potential was observed for 30a dyes which have 3, 5-Dihydroxy benzoic acid condensed

with 4, 4'-Oxydiphthalic anhydride and highest redox potential was seen for 30c and 30d

containing o-Cresol. It can be visualized from the data in table 2.13 that xanthene

dyes containing electron withdrawing groups have low redox potentials while those

containing electron donating groups have high redox potential values. The data related to LUMO

level energies of dyes are presented in Table 8.13.

Table 8.13 LUMO eV energy levels of 4,4'-Oxydiphthalic dianhydride based xanthene dyes (30a-

e)

S.No. E1/2 (V) LUMO (eV)

30a -0.350 -4.45

30b -0.125 -4.67

30c -0.04 -4.76

30d +0.07 -4.87

30e -0.02 -4.78

It was inferred from LUMO energy levels which varies from -4.16 to -4.87eV that there electron

donating groups on the xanthene motif decreased the energy of LUMO levels while electron

withdrawing groups increased the energy of LUMO energy levels. The energy of LUMO levels

can be varied only by increasing the delocalization of electrons through alternating single and

double bonds and it is noticed that energy difference decreases with increasing conjugation and

vice versa. The optical band gap values were calculated using the standard procedure [284-285].

Band gap energy of dyes is given in Table 8.14. The band gap energy varies from 2.19 to 2.87 eV

which is highest for dyes 30a, 30b and minimum for dyes 30c and 30d which depends upon

substituents attached to xanthene chromophore as well as on the precursor (dianhydride) utilized

for synthesis of dyes. In case of dye 30a carboxylic group was attached to xanthene motif while

30d has N, N’-Dimethylamino and hydroxyl groups which increases the electron density of

chromophore and energy levels become close to each other and band gap energy was decreased.

Table 8.14 depicts the highest occupied molecular orbital energy levels, which are calculated using

the standard reported procedure [286]. Considering the energy range from -6.64 to -7.54 eV for

xanthene dyes (30a-e) it was observed that for dye 30a, HOMO energy levels are at very low

energy carboxylic groups present in the xanthene chromophore. It was observed that there is little

difference in the effect of electron donating groups on the HOMO energy levels while electron

withdrawing groups definitely increase energy of HOMO levels by increasing the energy gap

between HOMO and LUMO.

Table 8.14 HOMO eV energy levels and band gap energy of 4,4'-Oxydiphthalic dianhydride

based xanthene dyes (30a-e)

Dyes. Eg(eV) HOMO (eV)

30a 2.87 -7.54

30b 2.82 -7.27

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30c 2.19 -6.95

30d 2.25 -7.12

30e 2.53 -7.33

8.3.3 Fluorescence Studies of 4, 4'-Oxydiphthalic dianhydride Based Xanthene Dyes (30a-e)

Fluorescence studies of all the dyes were made by preparing the aqueous solution of dyes (30a-e)

and dyes 30d and 30e were found to be highly fluorescent (Table 8.15). These dyes has conjugated

framework of single and double bonds and were devoid of rotational or vibrational motions as a

whole molecule. Fluorescence spectrum of all dyes 30a-e is shown below in Figure

8.15 which was recorded by selecting different excitation wavelengths of the source. Fluorescence

spectrum provided the intensity contribution to the observed emission at a given wavelength by

different excitation wavelengths for the sample is exposed. The fluorescence spectrum showed

only one emission for all dyes except 30a. Emission peak of largest wavelength was seen for 30d

at 598 nm on excitation of aqueous solution at concentration of 1x10-7 M.

Table 8.15 Fluorescence data of xanthene dyes (30a-e) in water

Dye Excitation wavelength (nm) Emission wavelength (nm) Stoke Shift

30a 465 492 27

30b 488 505 17

30c 541 557 16

30d 560 598 38

30e 510 557 45

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Figure 8.15 Fluorescence spectrum of 4,4'-Oxydiphthalic anhydride based xanthene Dyes (30a-

e)

8.4 Synthesis of 1, 4, 5, 8-Naphthalenetetracarboxylic dianhydride based xanthene Dyes (32a-e)

Synthesis of naphthalene dianhydride based symmetric xanthene dyes has been achieved well in

valuable yields under solvent free conditions following the route illustrated in scheme 8.4. The

motive for selection of these dyes for synthesis is to achieve several molecules of this nature by

derivatization which may help in the development of dye lasers, reprographic processes solar cells

and fluorescent biolabelling. Symmetric xanthene dyes 32a-e were accomplished from

condensation of 1, 4, 5, 8-Naphthalenetetracarboxylic dianhydride with different substituted

phenols (25a-e) catalyzed by ammonium chloride. Ammonium chloride acted as latent catalyst

which provided HCl after its breakage under fused reaction conditions to catalyze the reaction.

Intimate mixture of reactants was fused at 180oC to obtain cyclization with removal of water. Mole

ratio between dianhydride and substituted phenols 25a-e was kept at 1:4 to conduct the reaction at

both sides of dianhydride. Reaction was completed in 1h as determined by TLC and resulted into

a solid mass at 180oC. Products were purified by dissolving in alkaline solution and then acidified

to regenerate the pure precipitate of dyes 32a-e. Physical data of these dyes are shown in Table

8.16.

Table 8.16 Physical Characteristics of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based

Xanthene Dyes 32a-e

Dyes Colour in Acidic Medium Colour in Basic Medium

32a Yellowish brown Yellowish brown

32b Yellowish Red Red

32c Colorless Violet

32d Pink Pink

32e Greenish yellow Greenish yellow

Scheme 8.4 Synthesis of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based xanthene Dyes

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(32a-e)

8.4.1 Spectral Characterization of 1, 4, 5, 8-naphthalenetetracarboxylic dianhydride based

xanthene Dyes (32a-e)

The structures of newly synthesized compounds were confirmed by UV, FTIR, LCMS and NMR

studies. The UV visible absorption spectra of the dyes 32a-e (1×10−7 M) were obtained at room

temperature in water (Figure 8.16) and the selected spectral data are summarized in Table 8.17.

Table 8.17 Wavelength of maximum absorption (λmax/nm) of xanthene dyes (32a-e) in water

Dye Solvent λmax (nm)

32a Water 465

32b Water 481

32c Water 521

32d Water 545

32e Water 503

Figure 8.16 UV-Visible spectrum of xanthene dyes (32a-e)

UV-visible spectra of all dyes (32a-e) were taken in water and one absorption band was provided

by 32b and 32c and two bands were seen for 32d and 32e, and three for 32a. The bands at 260-

300 nm for 32a-e was ascribed to π-π* transition of the benzene rings common in all derivatives.

Similarly the absorption band in 32e was present at 545 nm and this absorption imparted it

yellowish color. This is due to more and more delocalization of electrons decreasing the energy

difference between HOMO and LUMO energy levels and bathochromic shift in λmax was observed.

In case of xanthene 32a λmax was at 465 nm while that for 32b, 32c and 32e absorption maxima

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174

were at 481, 521 and 503 nm respectively. All this was due to R-band and K-band transitions in

these molecules.

The FTIR spectra of xanthene dyes (32a-e) proved the presence of different functional

groups in xanthene dyes. These were due to Ar-H, C=O of lactone, C=C and C- O,

stretching and bending vibrations at 3118-3140, 1782-1796, 1742-1754, 1620-1652, 1576-1594,

1121-1149, 836-860 and 793-818 cm-1 respectively. FTIR spectrum of dye 32e, showed hydroxyl

group peak at 3315 and 3118 cm-1 which were owing to hydroxyl group and C=C-H stretching

vibrations (Figure 8.17). Five membered lactone ring formation and its opening was confirmed

from the two peaks at 1790 and 1750 cm-1 in the spectrum. The other peaks in the spectrum were

also in favour of the different functionalities in the molecule. In this way all other dyes functional

groups have been confirmed from their respective FTIR spectra.

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Figure 8.17 FTIR spectrum of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based dye 32e In

these symmetric xanthene dyes based on naphthalene dianhydride condensed with different

substituted phenols 25a-e difference lies in substituents at phenols. In 1H-NMR of dye 32e two

doublets at 6.03 and 6.55 ppm and one singlet at 5.96 ppm respectively was due to xanthene

chromophore of the molecule. Doublets at 7.22 and 7.44 ppm were due to two mutually coupled

protons at naphthalene ring (Figure 8.18). Splitting pattern of the central core remained same

throughout this series, but position was varied. Similar pattern was observed for 32d except to that

of two singlet peak at 2.35 and 2.99 ppm due to condensed 3-N,N’-Dimethylamino phenol. The

dye 32b showed signals at 2.35 (s), 6.695 (s), and 6.45(s) ppm because of CH3 and Ar-H of phenolic

component 25b and 32c represented the signals splitting pattern different from 32b owing to

different phenolic isomer at 2.35 (6H s), 6.95 (2H d) 6.79 (2H d), 6.96 (2H t) 7.52 (2H

s) ppm. In dye 32a aromatic signals splitting pattern was similar to that of 32b except to that of

carboxylic peak present at 11.35 ppm. The 13C-NMR spectrum of 32e showed ten aromatic carbons

atoms in the range 102.42-169.40 ppm.

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175

Figure 8.18 1H-NMR spectrum of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based dye 32e

Confirmation of the synthesized dyes were also confirmed by the LCMS analysis of dyes which

showed strong M+1 adduct peaks for the molecular weights of compounds (Figure 8.19).

Figure 8.19 LCMS spectrum of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based xanthene

dye 32e

8.4.2 Electrochemical Properties of 1, 4, 5, 8-Naphthalenetetracarboxylic dianhydride

Based Xanthene Dyes (32a-e)

Synthesized xanthene dyes (32a-e) showed oxidation and reduction potentials on conducting cyclic

voltammetric analysis. From the cyclic voltammograms oxidation and reduction potentials were

calculated to determine redox potentials (E1/2) as shown in Table 8.18. Behavior of dyes based on

1,4,5,8-Naphthalenetetracarboxylic dianhydride is different from dyes containing 4,

4'Oxydiphthalic anhydride precursor. Here lowest E1/2 was found for 32d containing

dimethylamino group. Although this group is electron donating, but after donation of electron

lactone ring is opened leaving two carboxylic groups directly linked to single aromatic nucleus

which makes the ring highly deficient leading to lower redox values. Similar behavior was seen

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176

for dye 32e. Fused ring system in dyes 32a-e is responsible for their conversing behavior. The data

related to LUMO level energies of dyes are presented in Table 8.18.

Table 8.18 LUMO eV energy levels of 1,4,5,8-Naphthalenetetracarboxylic dianhydride

based xanthene dyes (32a-e)

S.No. E1/2 (V) LUMO (eV)

32a -0.095 -4.705

32b -0.64 -4.16

32c -0.05 -4.805

32d -0.820 -4.39

32e -0.225 -4.50

It is obvious from the energy of LUMO levels which range from -4.16 to -4.87eV that there electron

donating groups on the xanthene motif decreased the energy of LUMO levels while electron

withdrawing groups decreased the energy of HOMO energy levels. The optical band gap values

are calculated using the standard procedure. The band gap energy is the span of energies that lies

between the valence and conduction bands for insulators and semiconductors. Every solid has its

own characteristic energy-band structure. This variation in band structure is responsible for the

wide range of electrical characteristics observed in various materials. Band gap energy of dyes is

given in Table 8.19. The band gap energy varied from 2.19 to 2.87 eV which is maximum for dye

32a and lowest for dyes 32c and 32e which depends upon substituents attached to xanthene

chromophore as well as on the precursor (dianhydride) utilized for synthesis of dyes. In case of

dye 32a carboxylic group is attached to xanthene motif while 32e have N, N’-Dimethylamino and

hydroxyl groups which increases the electron density of chromophore and energy levels become

close to each other and band gap energy is decreased. Table 8.19 depicts the highest occupied

molecular orbital energy levels, which are calculated using the standard reported procedure

Considering the energy range from -6.64 to -7.54 eV for xanthene dyes 32a-e, it is observed that

for dye 32a HOMO energy levels are at very low energy carboxylic groups present in the xanthene

chromophore while 32b and 32e have high HOMO energy levels due to resonance and inductive

effect of hydroxyl groups present in dye molecule. It was observed that there was little difference

in the effect of electron donating groups on the HOMO energy levels while electron withdrawing

groups definitely increase energy of HOMO levels by increasing the energy gap between HOMO

and LUMO.

Table 8.19 HOMO/eV energy levels and band gap energy of xanthene dyes (32a-e)

S.No. Eg(eV) HOMO (eV)

32a 2.61 -7.31

32b 2.59 -6.64

32c 2.25 -7.05

32d 2.46 -6.96

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32e 2.26 -6.65

8.4.3 Fluorescence Studies of 1, 4, 5, 8-Naphthalenetetracarboxylic

dianhydride based xanthene Dyes (32a-e)

Fluorescence studies of all the dyes were conducted by preparing the aqueous solution of

dyes (32a-e) but there were only two dyes 32d and 32e which were found to be highly fluorescent

(Table 8.20). Fluorescence spectrum of all dyes 32a-e is shown in Figure 8.20, which was recorded

by selecting different excitation wavelengths of the source. Fluorescence spectrum provides the

intensity contribution to the observed emission at a given wavelength by different excitation

wavelengths for the sample is exposed. Emission peak of lowest frequency was present at 598 nm

for 32d on excitation of aqueous solution at concentration of 1x10-7M.

Table 8.20 Fluorescence data of 1,4,5,8-Naphthalenetetracarboxylic dianhydride based xanthene

dyes (32a-e) in water

Dye Excitation wavelength (nm) Emission wavelength (nm) Stoke Shift

32a 465 492 27

32b 488 505 17

32c 541 557 16

32d 560 598 38

32e 510 557 45

Figure 8.20 Fluorescence spectra of xanthene dyes (32a-e) in water

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8.5 Synthesis of Xanthene Schiff Bases (35a-j)

Synthesis of xanthene schiff bases 35a-j were synthesized from fluorescein whose synthesis was

accomplished according to standard procedure utilizing phthalic anhydride and resorcinol

in the presence of lewis acid catalyst ZnCl2 (Scheme 8.5). Fluorescein was treated with

hydrazine in ethanol at reflux temperature to prepare xanthene imide intermediate. The

intermediate 33 was reacted with different substituted aldehydes 34a-j to achieve targeted schiff

bases 35a-j. The schiff bases were synthesized by following the usual procedure of schiff base

formation according to scheme (Scheme 8.5). The reaction mixture was refluxed for 10-12h to

obtain the products. Acidic medium increased the electrophilicity of carbonyl carbon of aldehydes

and facilitated the attack of NH2 group of xanthene intermediate motif 33 and thereby made

possible the synthesis of sterically hindered schiff bases [287].

Scheme 8.5 Synthesis of fluorescein Schiff bases 35a-j

8.5.1 Characterization of Xanthene Schiff Bases (35a-f)

Xanthene schiff bases were characterized by spectroscopic techniques like UV.visible, FTIR and

NMR. Strong absorptions of visible radiations in the range 470-485 nm ensured the presence of

highly conjugated aromatic ring system in the schiff bases. All the schiff bases provided one band

in the visible region which is due to π-π* and n-π* transitions.

FTIR studies of schiff bases provided the absorptions peaks due to the presence of different

functional groups stretching and bending vibrations. The common functional groups which are

present in all schiff bases are, O-H, C-H, C=O, C=C, C=N, C-O and C-N whose peaks are present

at respective positions in the FTIR spectra of compounds. Hydroxyl group IR absorption peaks are

in the range 3630-3640/cm while the peaks for N-H group are absent due to schiff base formation.

The carbonyl group of schiff bases showed peak in the range 1680-1690/cm due to imide formation

and aromatic rings C=C peaks are present at 1624-1635, 1554-1560 and 15011510/cm. The peaks

for CH=N group are seen in their FTIR spectra at 1485-1496/cm which are confirmation for

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179

synthesis of compounds and C-O, C-N peaks are present at their respective positions in the range

1050-1090 and 1010-1030/cm. In this way all schiff bases have been confirmed for their functional

groups from their FTIR spectra. 1H-NMR and 13C-NMR provided the conclusive in favour of the synthesis of targeted

compounds. The 1H-NMR of compound 35a showed the singlet signal at 8.12ppm due imine

proton and a pair of doublets at δ 7.81 and 7.57 ppm due to mutually coupled protons of

4bromophenyl ring. Two sets of doublet of doublets at 7.38 and 7.23 ppm and doublet signals at

7.26 and 7.79 ppm are aromatic protons of phthalic anhydride ring of Schiff bases. Mutually

coupled doublets at 6.87 and 6.35 ppm are resulted due to Ar-H of phenolic rings while a singlet

peak at 6.29 ppm is to one isolated proton ortho to OH. C-NMR of compound 14a depicted the

signals for C=O, C=N and methine carbon at 168.0, 155.9 and 60.5ppm respectively. Presence of

imine signal and methine signals are confirmation for synthesized compounds, while the fourteen

aromatic carbon signals at 152.3, 143.2, 139.3, 132.2, 131.7, 131.2, 128.3, 127.2, 126.3, 125.4,

117.3, 109.2, 105.9 ppm showed the aromatic skelton of molecule. In this way other compounds

35b-j have been confirmed for their structure from 1H-NMR and 13C-NMR studies.

8.6 Applications of Xanthene Dyes

Synthesized dyes 26d, 26e, 28d and 28e were tested for cell staining. Dyes exhibited differential

staining on onion cells. Dyes 26d and 28d were concentrated inside the cells nuclei while dyes 26e

and 28e stained more the cell membrane. This differential staining was further judged from

excitation of stained cells with UV-light, and yellowish light was emitted from cell membrane and

cell wall. Dyes 26d and 28d have dimethylamino groups on xanthene chromophore which have

more interaction with cells nuclei being proteinaceous in nature and dyes adsorbed and stained

through lone pair interaction. Dyes 26e and 28e have hydroxyl groups on xanthene chromophore

which have more interaction with cell wall and cell membrane which are made up of carbohydrates

and lipids, dyes interact through hydrogen bonding and absorbed more toward cytoplasmic portion

(Figure 8.21).

Figure 8.21 a) Dye 26e applied on onion cells, concentrated in cell membrane, b) Dye 26e emitting

yellow fluorescence under UV-light.

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Chapter 9 EXPERIMENTAL

9.1 Materials Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride, benzophenone-

3,3’,4,4’tetracarboxylic dianhydride, Phthalic anhydride, Hydrazine, 4, 4′-Oxydiphthalic

anhydride and 1,4,5,8-Naphthalenetetracarboxylic dianhydride were obtained from sigma aldrich.

Resorcinol, o-cresol, 3, 5-dihydroxy benzoic acid, orcinol, and 3-N, N’-dimethylamino phenol

was obtained from BDH. Ammonium chloride and zinc chloride was purchased from Merck.

Hydrochloric acid was purchased from Merck. Solvents such as ethanol, ethyl acetate,

dichloromethane, DMSO, DMF, acetone, chloroform, and methanol were common laboratory

grade chemicals and were purified before use. 9.2 Purification of Solvents

Standard methods and procedures were followed for the purification and drying of solvents. The

dried solvents were stored over type 4A° molecular sieves. Same purified solvents were used as

discussed at page 36-37.

9.3 Instruments Used

Melting points were determined using digital Gallenkamp (Sanyo) model MPD BM 3.5 with digital

thermometer and are uncorrected. Infrared spectra were recorded using a Shimadzu IR 460 as KBr

pellets and FTX 3000 MX spectrophotometer using ATR method. 1H-NMR and 13C- NMR spectra

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181

were obtained using a Bruker AM (300 MHz, 75 MHz) and (400 MHz, 100 MHz)

spectrophotometers respectively in CDCl3, DMSO-d6, CD3OD-d4 solution using TMS as an

internal reference. Chemical shift are given in δ-scale (ppm). Abbreviations s, d, dd, t, at,

m have been used for singlet, doublet, double doublet, triplet, apparent triplet, multiplet

respectively. Elemental analyses were performed on CHNS 932 LECO instrument. UV-Vis spectra

were taken by CECIL-7400 UV/Visible Spectrophotometer and fluorescence spectra were

recorded using the Hitachi FL solutions 7000 fluorescence spectrophotometer. Cyclic voltammetry

was performed on CH-800 C potentiostate using 0.1M TBAPF6 as internal reference in DMSO on

glassy carbon and platinum (0.2 mm diameter) as working electrodes versus Ag/AgCl reference

electrode and platinum wire as counter electrode at room temperature.

9.4 Chromatographic Techniques

9.4.1 Thin Layer Chromatography (TLC)

Same procedure and mobile phases were used to monitor the progress of reactions as discussed at

pages 55-56.

9.5 Experimental Procedures

9.5.1 General Procedure for Synthesis of Biphenyl-3,3’,4,4’-tetracarboxylic dianhydride

Based Xanthene dyes (26a-e)

In a 250 ml round bottom flask a well mixed mixture of 0.294 gm (0.001mol) of biphenyl3,3’,4,4’-

tetracarboxylic dianhydride (1) and substituted phenols (0.004mol) (25a-e Scheme 1) were fused

in oil bath at 170oC. The fused melt was added 0.2 g of NH4Cl, and stirred the reaction mixture

mechanically at 180-190oC until the solid mass obtained. The solid mass was dissolved in 10 ml

of 5 % sodium hydroxide solution. The solution was filtered to remove any insoluble impurities

and filtrate was treated with 3 ml of 30% hydrochloric acid and precipitated the dyes (26a-e).

6,6''-Oxybis (3',6'-dihydroxy-3-oxo-3H-spiro[isobenzofuran-1,9'-xanthene]-1',8'-dicarb oxylic

acid) (26a)

Yellowish brown, m.p> 250 oC; Rf: 0.34 (ethyl acetate: ethanol 1: 1); λmax (nm): 453; FTIR

(Neat) ν: 3300-3500 (br, COOH, OH), 3130 (C=C-H, str), 1782 (lactone C=O), 1753 (carboxylic

C=O), 1642 (C=C), 1588 (C=C), 1128 (C-O), 853 (Ar-H, bend), 810 (Ar-H, bend) cm-1. 1H-

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NMR (DMSO-d6, 300 MHz) δ (ppm): 12.24 (s, 4H, COOH), 8.40 (s, 2H, 4OH), 7.90 (d, 2H,

J=8.3Hz), 7.30 (m, 2H), 7.13 (d, 2H, J=8.4Hz), 6.90 (s, 4H), 6.75 (s, 4H). 13C-NMR (DMSO 75

MHz) δ (ppm): 173.45, 167.81, 161.72, 156.64, 153.45, 132.62, 130.85, 123.46, 119.69,

116.12, 113.98, 110.13, 107.96. Anal. Calcd. For C44H22O19: C, 61.84 H, 2.59;

Found: C, 61.96; H,

2.46. 6,6''-Oxybis(3',6'-dihydroxy-1',8'-dimethyl-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one)

(26b)

Brownish red, m.p> 250 oC; Rf: 0.37 (ethyl acetate: ethanol 1: 1); λmax (nm): 430; FTIR (Neat) ν:

3323 (br, OH), 3123 (C=C-H, str), 1783 (lactone C=O), 1744 (carboxylic C=O), 1647 (C=C), 1570

(C=C), 1145 (C-O), 853 (Ar-H, bend), 812 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 8.25 (m, 4H, 4OH), 7.91 (d, 2H, J=8.2Hz), 7.20 (m, 2H), 7.05 (d, 2H, J=8.2Hz),

6.40 (s, 4H), 6.34 (s, 4H), 2.27 (s, 12H). 13C-NMR (DMSO-d6 75 MHz) δ (ppm): 171.41, 161.54,

156.98, 155.78, 151.17, 138.19, 130.85, 123.46, 119.69, 115.06, 113.98, 112.02, 103.15, 19.89.

Anal. Calcd. For C44H30O11: C, 71.93; H, 4.12; Found: C, 72.06; H, 4.05.

6, 6''-Oxybis (4', 5'-dimethyl-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (26c)

Violet, m.p> 250 oC; Rf: 0.43 (ethyl acetate: ethanol 1: 1); λmax (nm): 558; FTIR (Neat) ν: 3110

(C=C-H, str), 1788 (lactone C=O), 1742 (carboxylic C=O), 1638 (C=C), 1584 (C=C), 1133 (C-

O), 850 (Ar-H, bend), 818 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 7.92 (d,

2H, J=8.4Hz), 7.32 (d, 2H, J=8.4Hz), 7.25 (m. 1H), 7.18 (d, 4H, J=8.2Hz), 7.03 (d, 4H,

J=8.2Hz), 6.99 (m, 4H), 2.43 (s, 12H). 13C-NMR (DMSO-d6 75 MHz) δ (ppm): 172.98, 161.51,

151.89, 148.49, 131.61, 131.46, 130.51, 126.77, 126.20, 125.48, 121.57, 118.82, 112.64, 15.55.

Anal. Calcd. For C44H30O7: C, 78.79; H, 4.51; Found: C, 78.91; H, 4.41.

6,6''-Oxybis(3',6'-bis(dimethylamino)-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (26d)

Pink, m.p> 250 oC; Rf: 0.36 (ethyl acetate: ethanol 1: 1); λmax (nm): 550; FTIR (Neat) ν: 3119

(C=C-H, str), 1789 (lactone C=O), 1742 (carboxylic C=O), 1630 (C=C), 1592 (C=C), 1149 (C-

O), 859 (Ar-H, bend), 793 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 7.82 (d,

2H, J=8.4Hz), 7.20 (m, 2H), 7.18 (d, 2H, J=8.4Hz), 6.98 (d, 2H, J=8.2Hz), 6.40 (d, 2H,

J=8.2Hz), 6.33 (s, 2H), 2.91 (s, 24H). 13C-NMR (DMSO-d6 75 MHz) δ (ppm): 170.88, 165.62,

153.89, 153.87, 148.92, 131.61, 125.44, 125.06, 118.82, 112.64, 109.36, 107.01, 41.91. Anal.

Calcd. For C48H42N4O7: C, 73.27; H, 5.38; N, 7.12; Found: C, 74.70; H, 5.56; N, 7.32.

6,6''-Oxybis(3',6'-dihydroxy-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (26e)

Yellow, m.p> 250 oC; Rf: 0.40 (ethyl acetate: ethanol 1: 1); λmax (nm): 501; FTIR (Neat) ν: 3354

(br, OH), 3130 (C=C-H, str), 1788 (lactone C=O), 1754 (carboxylic C=O), 1633 (C=C), 1581

(C=C), 1130 (C-O), 847 (Ar-H, bend), 801 (Ar-H6, bend) cm-1. 1H-NMR (DMSO-d6 300 MHz) δ

(ppm): 8.29 (s, 2H), 7.95 (s, 2H), 7.20 (m, 2H), 6.90 (d, 2H, J=8.4Hz), 6.74 (d, 2H, J=8.4Hz),

6.68 (d, 2H, J=8.4Hz), 6.20 (d, 2H, J=8.4Hz), 6.17( m, 2H) 4.8 13C-NMR (DMSO-d6 75 MHz) δ

(ppm): 171.78, 161.45, 152.98, 153.33, 148.47, 131.14, 126.77, 125.06, 118.82, 117.10, 112.64,

109.36, 107.01. Anal. Calcd. For C40H22O11: C, 70.80; H, 3.27; Found: C, 70.91; H, 3.20.

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3.5.2 General Procedure for Synthesis of Benzophenone-3,3’,4,4’-tetracarboxylic

dianhydride Based Xanthene Dyes (28a-e)

Same procedure was adopted as discussed earlier at page 188

3,3'',6,6''-Tetrahydroxy-3',8'-dioxo-3',8'-dihydrodispiro[xanthene-9,1'-

isochromeno[6,5,4def]isochromene-6',9''-xanthene]-1,1'',8,8''-tetracarboxylic acid (28a)

Brown, m.p> 250 oC; Rf: 0.37 (ethyl acetate: ethanol 1: 1); λmax (nm): 465; FTIR (Neat) ν:

33503500 (br, COOH, OH), 3133 (C=C-H, str), 1782 (lactone C=O), 1755 (carboxylic C=O), 1641

(C=C), 1594 (C=C), 1128 (C-O), 836 (Ar-H, bend), 817 (Ar-H, bend) cm-1. 1H-NMR (DMSOd6,

300 MHz) δ (ppm): 14.12 (s, 2H, br ), 8.5 (s, 2OH, br). 8.35 (d, 2H, J=8.4Hz), 7.65 (d, 2H,

J=8.4Hz), 6.97 – 6.99 (s, 4H), 6.80 (s, 4H). 13C-NMR (DMSO 75 MHz) δ (ppm): 168.92,

161.81, 156.72, 156.21, 135.45, 133.94, 133.48, 124.92, 124.47, 119.98, 115.90, 112.16, 108.46.

Anal. Calcd. For C42H20O18: C, 62.08; H, 2.48; Found: C, 62.15; H, 2.53.

3,3'',6,6''-Tetrahydroxy-1,1'',8,8''-tetramethyldispiro[xanthene-9,1'-isochromeno[6,5,4-def]

isochromene-6',9''-xanthene]-3',8'-dione (28b)

Yellowish red, m.p> 250 oC; Rf: 0.48 (ethyl acetate: ethanol 1: 1); λmax (nm): 481; FTIR (Neat) ν:

3320 (br, OH), 3140(C=C-H, str), 1794 (lactone C=O), 1751 (carboxylic C=O), 1640 (C=C),

1580(C=C), 1145(C-O), 860(Ar-H, bend), 815 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 9.04 (s, 2OH), 8.24 (d, 2H, J=8.4Hz), 7.59 (d, 2H, J=8.4Hz), 6.44 (s, 4H), 6.29 (s,

4H), 2.24 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 163.41, 156.54, 156.07, 138.05, 135.16,

133.89, 124.92, 124.47, 119.98, 115.38, 114.84, 103.50, 19.89. Anal. Calcd. For C42H28O10: C,

72.83; H, 4.07; Found: C, 72.77; H, 4.03.

4,4'',5,5''-Tetramethyldispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochromene-6',9''-xan thene]-

3',8'-dione (28c)

Bluish violet, m.p> 250 oC; Rf: 0.39 (ethyl acetate: ethanol 1: 1); λmax (nm): 521; FTIR (Neat) ν:

3118(C=C-H, str), 1788 (lactone C=O), 1742 (carboxylic C=O), 1620 (C=C), 1592 (C=C), 1121

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(C-O), 858 (Ar-H, bend), 807 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 8.37

(d, 2H, J=8.2Hz), 7.71 (d, 2H, J=8.2Hz), 7.14 (d, 4H, J=8.1Hz), 7.03 (d, 4H, J=8.1Hz), 6.96 (m,

2H), 2.53 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 164.23, 152.65, 135.01,

134.94, 131.86, 131.41, 127.47, 125.88, 125.09, 124.89, 121.93, 119.34, 15.55. Anal.

Calcd. For C42H28O6: C,

80.24; H, 4.49; O, 15.27; Found: C, 80.24; H, 4.49; O, 15.27.

3,3'',6,6''-Tetrakis(dimethylamino)dispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochro mene-

6',9''-xanthene]-3',8'-dione (28d)

Reddish pink, m.p> 250 oC; Rf: 0.55 (ethyl acetate: ethanol 1: 1); λmax (nm): 545; FTIR (Neat) ν:

3130(C=C-H, str), 1786 (lactone C=O), 1745 (carboxylic C=O), 1652 (C=C), 1585(C=C), 1125

(C-O), 847 (Ar-H, bend), 806 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 8.30

(d, 1H, J=8.2Hz), 7.67 (d, 2H, J=8.4Hz), 6.97 (d, 4H, J=8.2Hz), 6.48 (s, 4H), 6.32 (d, 4H,

J=8.2Hz), 2.90 (s, 24H). 13C-NMR (DMSO 75 MHz) δ (ppm): 160.31, 157.33, 155.33, 132.82,

131.18, 129.93, 1135.45, 106.63, 103.54, 41.91. Anal. Calcd. For C46H40N4O6: C, 74.18; H,

5.41; N, 7.52; Found: C, 74.30; H, 5.33; N, 7.48.

3,3'',6,6''-Tetrahydroxydispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochromene-6',9''xanthene]-

3',8'-dione (28e)

Reddish yellow, m.p> 250 oC; Rf: 0.53 (ethyl acetate: ethanol 1: 1); λmax (nm): 503; FTIR (Neat)

ν: 3315 (br, OH), 3118(C=C-H, str), 1790 (lactone C=O), 1750 (carboxylic C=O), 1650 (C=C),

1576 (C=C), 1140 (C-O), 858 (Ar-H, bend), 822 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 8.28 (s, 2H), 8.22 (d, 2H, J=7.4Hz), 8.02 (d, 2H, J=7.4Hz), 7.92 (d, 2H, J=8.4Hz),

7.58 (s, 2H), 7.49 (d, 2H, J=8.4Hz). 13C-NMR (DMSO 75 MHz) δ (ppm): 160.31, 158.93, 152.33,

132.60, 130.08, 129.55, 113.26, 106.63, 102.83. Anal. Calcd. For C38H20O10: C,

71.70; H, 3.17 Found: C, 71.83; H, 3.10.

3.5.3 General Procedure for Synthesis of 4, 4'-Oxydiphthalic anhydride Based Xanthene

Dyes (30a-e)

Same procedure was adopted as discussed earlier at page 188.

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6,6''-Oxybis(3',6'-dihydroxy-3-oxo-3H-spiro[isobenzofuran-1,9'-xanthene]-1',8'-dicarb oxylic

acid) (30a)

Yellowish brown, m.p> 250oC; Rf: 0.34 (ethyl acetate: ethanol 1: 1); λmax (nm): 453; FTIR

(Neat) ν: 3300-3500 (br, COOH, OH), 3130 (C=C-H, str), 1782 (lactone C=O), 1753 (carboxylic

C=O), 1642 (C=C), 1588 (C=C), 1128 (C-O), 853 (Ar-H, bend), 810 (Ar-H, bend) cm-1. 1H-

NMR. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 12.24 (s, 4H, COOH), 8.95 (s, 4OH, br), 7.90 (d,

2H, J=8.4Hz), 7.30 (m, 2H), 7.13 (d, 2H, J=8.4 Hz), 6.90 (s, 4H), 6.75 (s, 4H), 13C-NMR

(DMSO 75 MHz) δ (ppm): 170.41, 168.92, 159.14, 154.83, 150.08, 133.65, 126.85, 123.46,

117.69, 116.12, 113.98, 110.13, 107.96. Anal. Calcd. For C44H22O19: C, 61.84 H, 2.59; Found:

C, 61.96; H, 2.46.

6,6''-Oxybis(3',6'-dihydroxy-1',8'-dimethyl-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (30b)

Brownish red, m.p> 250 oC; Rf: 0.37 (ethyl acetate: ethanol 1: 1); λmax (nm): 430; FTIR (Neat) ν:

3323 (br, OH), 3123 (C=C-H, str), 1783 (lactone C=O), 1744 (carboxylic C=O), 1647 (C=C), 1570

(C=C), 1145 (C-O), 853 (Ar-H, bend), 812 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 9.35 (m, 4OH, br), 7.91 (d, 2H, J=8.15 Hz), 7.20 (m, 2H), 7.05 (d, 2H, J=8.15Hz),

6.40 (s, 4H), 6.34 (s, 4H), 2.27 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 172.98, 163.19,

156.05, 155.78, 151.17, 138.19, 130.85, 123.46, 119.53, 112.02, 103.15, 19.89.

Anal. Calcd. For C44H30O11: C, 71.93; H, 4.12; Found: C, 72.06; H, 4.05. 6,6''-Oxybis(4',5'-

dimethyl-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (30c)

Violet, m.p> 250 oC; Rf: 0.43 (ethyl acetate: ethanol 1: 1); λmax (nm): 558; FTIR (Neat) ν: 3110

(C=C-H, str), 1788 (lactone C=O), 1742 (carboxylic C=O), 1638 (C=C), 1584 (C=C), 1133 (C-

O), 850 (Ar-H, bend), 818 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 7.92 (d,

2H, J=8.4Hz), 7.32 (d, 2H, J=8.4Hz), 7.25 (m. 1H), 7.18 (d, 4H, J=8.1Hz), 7.03 (d, 4H,

J=8.1Hz), 6.99 (m, 4H), 2.43 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 169.53, 160.42,

152.63, 147.47, 131.61, 129.51, 123.54, 121.20, 119.48, 117.57, 116.32, 111.14, 15.55. Anal.

Calcd. For C44H30O7: C, 78.79; H, 4.51; Found: C, 78.91; H, 4.41.

6,6''-Oxybis(3',6'-bis(dimethylamino)-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (30d)

Pink, m.p > 250oC; Rf: 0.36 (ethyl acetate: ethanol 1: 1); λmax (nm): 550; FTIR (Neat) ν: 3119

(C=C-H, str), 1789 (lactone C=O), 1742 (carboxylic C=O), 1630 (C=C), 1592 (C=C), 1149 (C-

O), 859 (Ar-H, bend), 793 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 7.82 (d,

2H, J=8.4Hz), 7.20 (m, 2H), 7.18 (d, 2H, J=8.3Hz), 6.98 (d, 2H, J=8.4Hz), 6.40 (d, 2H,

J=8.4Hz), 6.33 (s, 2H), 2.91 (s, 24H). 13C-NMR (DMSO 75 MHz) δ (ppm): 169.86, 158.51, 153.87,

147.49, 133.61, 125.77, 125.06, 118.82, 112.64, 109.36, 107.01, 41.91. .Anal. Calcd. For

C48H42N4O7: C, 73.27; H, 5.38; N, 7.12; Found: C, 74.70; H, 5.56; N, 7.32.

6,6''-Oxybis(3',6'-dihydroxy-3H-spiro[isobenzofuran-1,9'-xanthen]-3-one) (30e)

Yellow, m.p> 250 oC; Rf: 0.40 (ethyl acetate: ethanol 1: 1); λmax (nm): 501; FTIR (Neat) ν: 3354

(br, OH), 3130 (C=C-H, str), 1788 (lactone C=O), 1754 (carboxylic C=O), 1633 (C=C), 1581

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(C=C), 1130 (C-O), 847 (Ar-H, bend), 801 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ

(ppm): 7.91 (s, 2H), 7.20 (s, 2H), 7.11 (d, 2H J=8.4Hz), 7.03(d, 2H J=8.3Hz), 6.55 (d, 2H,

J=7.5Hz), 6.48 (s, 2H, J=7.5Hz). 13C-NMR (DMSO 75 MHz) δ (ppm): 172.98, 161.51,

153.89, 153.87, 148.49, 131.61, 126.61, 125.76, 118.82, 117.10, 112.98, 109.83,

107.01. Anal. Calcd. For C40H22O11: C, 70.80; H, 3.27; Found: C, 70.91; H, 3.20.

3.5.4 General Procedure for synthesis of 1,4,5,8-Naphthalenetetracarboxylic dianhydride

Based Xanthene Dyes (32a-e)

Same procedure was adopted as discussed earlier at page 188.

3,3'',6,6''-Tetrahydroxy-3',8'-dioxo-3',8'-dihydrodispiro[xanthene-9,1'-

isochromeno[6,5,4def]isochromene-6',9''-xanthene]-1,1'',8,8''-tetracarboxylic acid (32a)

Brown, m.p> 250 oC; Rf: 0.37 (ethyl acetate: ethanol 1: 1); λmax (nm): 465; FTIR (Neat) ν:

33503500 (br, COOH, OH), 3133 (C=C-H, str), 1782 (lactone C=O), 1755 (carboxylic C=O), 1641

(C=C), 1594 (C=C), 1128 (C-O), 836 (Ar-H, bend), 817 (Ar-H, bend) cm-1. 1H-NMR (DMSOd6,

300 MHz) δ (ppm): 14.12 (s, 2H, br), 8.55 (s, 2OH, br). 8.35 (d, 2H, J=8.4 Hz), 7.65 (d, 2H, J=8.4

Hz), 6.99 (s, 4H), 6.80 (s, 4H), 13C-NMR (DMSO 75 MHz) δ (ppm): 168.92, 161.42, 156.11,

135.40, 133.89, 124.92, 121.47, 118.78, 115.90, 112.16, 108.46. Anal. Calcd. For C42H20O18: C,

62.08; H, 2.48; Found: C, 62.15; H, 2.53.

3,3'',6,6''-Tetrahydroxy-1,1'',8,8''-tetramethyldispiro[xanthene-9,1'-isochromeno[6,5,4-def]

isochromene-6',9''-xanthene]-3',8'-dione (32b)

Yellowish red, m.p> 250 oC; Rf: 0.48 (ethyl acetate: ethanol 1: 1); λmax (nm): 481; FTIR (Neat) ν:

3320 (br, OH), 3140(C=C-H, str), 1794 (lactone C=O), 1751 (carboxylic C=O), 1640 (C=C),

1580(C=C), 1145(C-O), 860(Ar-H, bend), 815 (Ar-H, bend) cm-1.1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 9.45 (s, 2OH, br), 8.37 (d, 2H, J=8.35 Hz), 7.59 (d, 2H, J=8.35Hz), 6.44 (s, 4H),

6.29 (s, 4H), 2.24 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 169.23, 157.54, 156.07, 138.05,

135.16, 133.89, 124.92, 119.98, 115.38, 114.84, 103.50, 19.89. Anal. Calcd. For C42H28O10: C,

72.83; H, 4.07; Found: C, 72.77; H, 4.03.

4,4'',5,5''-Tetramethyldispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochromene-6',9''xanthene]-

3',8'-dione (32c)

Bluish violet, m.p> 250 oC; Rf: 0.39 (ethyl acetate: ethanol 1: 1); λmax (nm): 521; FTIR (Neat) ν:

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3118(C=C-H, str), 1788 (lactone C=O), 1742 (carboxylic C=O), 1620 (C=C), 1592 (C=C), 1121

(C-O), 858 (Ar-H, bend), 807 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 8.37

(d, 2H, J=8.5 Hz), 7.71 (d, 2H, J=8.5 Hz), 7.14 (d, 4H, J=8.2 Hz), 7.03 (d, 4H, J=8.2 Hz),

6.96 (m, 2H), 2.53 (s, 12H). 13C-NMR (DMSO 75 MHz) δ (ppm): 170.42, 158.65, 135.73, 134.03,

131.86, 127.47, 125.88, 124.20, 122.89, 121.93, 119.34, 15.55. Anal. Calcd. For C42H28O6: C,

80.24; H, 4.49; O, 15.27; Found: C, 80.24; H, 4.49; O, 15.27.

3,3'',6,6''-Tetrakis(dimethylamino)dispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochrom ene-

6',9''-xanthene]-3',8'-dione (32d)

Reddish pink, m.p> 250 oC; Rf: 0.55 (ethyl acetate: ethanol 1: 1); λmax (nm): 545; FTIR (Neat) ν:

3130(C=C-H, str), 1786 (lactone C=O), 1745 (carboxylic C=O), 1652 (C=C), 1585(C=C), 1125

(C-O), 847 (Ar-H, bend), 806 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300 MHz) δ (ppm): 8.30

(d, 2H, J=8.4 Hz), 7.67 (d, 2H, J=8.4 Hz), 6.97 (d, 4H, J=8.1 Hz), 6.48 (s, 4H), 6.32 (d, 4H,

J=8.1 Hz), 2.90 (s, 24H). 13C-NMR (DMSO 75 MHz) δ (ppm): 172.23, 160.41, 154.73, 135.01,

134.94, 126.16, 125.09, 124.89, 119.72, 110.30, 106.89, 41.91. Anal. Calcd. For C46H40N4O6: C,

74.18; H, 5.41; N, 7.52; Found: C, 74.30; H, 5.33; N, 7.48.

3,3'',6,6''-Tetrahydroxydispiro[xanthene-9,1'-isochromeno[6,5,4-def]isochromene-6',9''xan

thene]-3',8'-dione (32e)

Reddish yellow, m.p> 250 oC; Rf: 0.53 (ethyl acetate: ethanol 1: 1); λmax (nm): 503; FTIR (Neat)

ν: 3315 (br, OH), 3118(C=C-H, str), 1790 (lactone C=O), 1750 (carboxylic C=O), 1650 (C=C),

1576 (C=C), 1140 (C-O), 858 (Ar-H, bend), 822 (Ar-H, bend) cm-1. 1H-NMR (DMSO-d6, 300

MHz) δ (ppm): 7.75 (d, 2H, J=9.0Hz), 7.64 (d, 2H, J= 9.0Hz), 6.97 (d, 2H, J=9.0Hz), 6.49 (s, 1H),

6.31 (d, 4H, J=9.0Hz). 13C-NMR (DMSO 75 MHz) δ (ppm): 177.23, 160.27, 156.10, 139.02,

134.94, 128.24, 126.02, 124.89, 119.34, 116.02, 113.98, 104.89. Anal. Calcd. For C38H20O10: C,

71.70; H, 3.17 Found: C, 71.83; H, 3.10.

3.5.5 General Procedure for Synthesis of Xanthene Schiff Bases (35a-j)

In a 100 ml two neck round bottom flask, 0.5 g resorcinol (2.1mmol) and 0.25 g phthalic anhydride

(1.0 mmol) were fused at 180oC in the presence of 0.07 g (0.28 mmol) ZnCl2. The flask is fitted

with a reflux condenser. On complete fusion of the components, the resulting fused mass was

dissolved in 10 mL (20%) NaOH solution and was then filtered, the filtrate was treated with 2 mL

(36%) HCl and was filtered again. The resulting solid mass (Fluorescein) was dried and

recrystallized with propanol. In the second step, 0.33 g fluorescein (1.6 mmol) and hydrazine 0.2

mL were refluxed for 12 hrs in the presence of ethanol to synthesize fluorescein imide intermediate.

In third step, substituted aldehyde (0.245g, 1.2 mmol) was dissolved in hot ethanol

(20 ml) and heated to reflux in an oil bath. Then, a solution of fluorescein hydrazine (0.36 g,

1mmol) in ethanol (15ml) was added drop wise to the flask in one hour at reflux. Finally, the

precipitate produced was filtered and dried and purified by recrystallization from ethyl alcohol and

ethyl acetate and in this way a series of xanthene Schiff bases 35a-j was synthesized.

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3-Bromophenylimine Derivative of Fluorescein Hydrazine (35a)

Orange white solid ; yield : 66 % ; m.p : 260 oC ; Rf : 0.36, IR (neat) : ѵ/cm-1 ; 3631 (O-H), , 1691

(C=O), 1502, 1547 (Ar-C=C), 1016 (C-O), 803 (C-Cl); 1H-NMR (CD3)2CO, 300 MHz) δ (ppm):

8.08 (s, 1H, -CH=N-), 7.81 (d, 1H, J= 7.5 Hz, Ar-H),7.60 (d,1H, J= 7.5 Hz, Ar-H), 7.52 (m,1H,

Ar-H),7.38 (dd,1H, Ar-H),7.35 (dd,1H, Ar-H),7.28 (dd,1H, Ar-H),7.25 (dd,1H, Ar-H), 7.20

(dd,1H, Ar-H), 6.82 (d, 2H, J=7.1 Hz, Ar-H), 6.32 (d, 2H, J=7.1 Hz Ar-H), 6.23 (s, 2H, Ar-

H); 5.03 (s, 2H, phenol); 13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.4, 156.6, 143.6, 139.4, 135.2,

134.4, 132.1, 131.4, 131.2, 130.3, 129.7, 129.3, 128.6, 128.6, 128.4, 127.3, 126.3, 117.3, 109.4,

105.4, 60.2.

4-Bromophenylimine Derivative of Fluorescein Hydrazide (35b)

Orange solid ; yield : 52% ; m.p : 198oC ; Rf :0.09, IR (neat) : ѵ/cm-1 ; 3632 (O-H), 1683 (C=O),

1504, 1551 (Ar-C=C), 1009 (C-O), 556 (C-Br) ; 1H-NMR (CD3)2CO, 300 MHz) δ (ppm): 8.12 (s,

1H, -CH=N-), 7.81 (d, 1H, J= 6.9 Hz, Ar-H), 7.57 (d, 2H, J=6.9Hz, Ar-H),7.38 (d,1H, J=7.45 Hz

Ar-H), 7.26 (d, 1H, J=7.45 Hz Ar-H), 7.23 (dd, 1H, Ar-H), 6.87 (d, 2H, J= 7.1 Hz, Ar-H), 6.35 (d,

2H, J=7.1 Hz Ar-H), 6.29 (s, 2H, Ar-H), 5.54 (s, 2H, phenol); 13C-NMR

(CD3)2CO, 75 MHz) δ (ppm): 168.0, 155.9, 152.3, 143.2, 139.3, 132.2, 131.7, 131.2, 128.3, 128.2,

126.3, 125.4, 117.3, 109.2, 105.9, 60.5.

2-Chlorophenylimine Derivative of Fluorescein Hydrazine (35c)

Yellow solid ; yield : 61 % ; m.p: 217oC ; Rf: 0.34, IR (neat) : ѵ/cm-1 ; 3633 (O-H), 1684(C=O),

1504, 1553 (Ar-C=C), 1010 (C-O), 801 (C-Cl); 1H-NMR (CD3)2CO, 300 MHz) δ (ppm): 8.04 (s,

1H, -CH=N-), 7.80 (d, 1H, J= 6.95 Hz, Ar-H), 7.61 (d,1H, J= 6.95 Hz, Ar-H), 7.36 (dd, 1H, ArH),

7.34 (d, 1H, J= 7.3Hz, Ar-H),7.25 (dd, 1H, Ar-H),7.23 (dd, 1H, Ar-H), 6.86 (d, 1H, J= 7.3 Hz, Ar-

H), 6.84 (d, 2H, J=7.1 Hz, Ar-H), 6.37 (d, 2H, J=7.1 Hz, Ar-H), 6.25 (d, 2H, Ar-H),5.04

(s,2H, phenol); 13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.2, 156.3, 152.2, 143.1, 134.1, 133.4,

132.7, 132.5, 130.6, 129.4, 129.0, 128.1, 128.0, 127.0, 126.1, 117.2, 109.2, 105.6, 60.0.

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3-Clorophenylimine Derivative of Fluorescein Hydrazine (35d)

Orange white solid ; yield : 66 % ; m.p : 260 oC ; Rf : 0.36, IR (neat) : ѵ/cm-1 ; 3631 (O-H), , 1691

(C=O), 1502, 1547 (Ar-C=C), 1016 (C-O), 803 (C-Cl); 1H-NMR (CD3)2CO, 300 MHz) δ

(ppm): 8.08 (s, 1H, -CH=N-), 7.81 (d, 1H, J= 6.9 Hz, Ar-H),7.60 (d,1H, J= 6.9, Ar-H), 7.52

(d,1H, Ar-H),7.38 (dd,1H, Ar-H),7.35 (dd,1H, Ar-H),7.28 (dd,1H, Ar-H),7.25 (dd,1H, ArH),7.20

(dd,1H , Ar-H),6.82 (d,2H, J=7.4 Hz, Ar-H), 6.32 (d, 2H, J=7.4 Hz, Ar-H), 6.23 (s, 2H,

Ar-H) ; 5.03 (s, 2H, phenol); 13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.4, 156.6, 143.6, 139.4,

135.2, 134.4, 132.1, 131.4, 131.2, 130.3, 129.7, 129.3, 128.6, 128.6, 128.4, 127.3, 126.3, 117.3,

109.4, 105.4, 60.2.

4-Clorophenylimine Derivative of Fluorescein Hydrazine (35e)

Brown solid; yield 69%, m.p; 168 oC, Rf: 0.31, FTIR (neat) v/cm: 3635 (OH), 1685 (C=O),

1548, 1503 (Ar-C=C), 1018 (C-O), 807 (C-Cl), 1H-NMR (CD3)2CO, 300 MHz) δ (ppm): 8.05 (1H,

s, CH=N), 7.82 (1H, d, J=6.9Hz, Ar-H), 7.60 (1H, d, J=6.9Hz, Ar-H),7.38(1H, dd, Ar-H),

7.26(1H, dd, Ar-H), 7.24(1H, dd, Ar-H),6.90 (1H, d, J=7.1Hz, Ar-H), 6.32 (1H, d, J=7.1Hz, Ar-

H),6.26 (1H, s, Ar-H), 5.06 (1H, s, phenolic OH). 13C-NMR (CD3)2CO, 75 MHz) δ (ppm):

168.1, 156.2, 152.2, 143.2, 139.5, 136.6, 132.6, 131.9, 131.6, 130.6, 129.7, 129.0, 128.6, 128.3,

126.5, 117.5, 109.1, 105.6, 60.1.

2,4-Dichlorophenylimine Derivative of Fluorescein Hydrazine (35f)

Golden yellow solid ; yield : 43% ; m.p: 210 oC ; Rf : 0.24, IR (neat) : ѵ/cm-1 ; 3637 (O-H),

1691 (C=O), 1502, 1553 (Ar-C=C), 1024 (C-O), 812 (C-Cl); 1H-NMR (CD3)2CO, 300 MHz) δ

(ppm):8.14 (s, 1H, -CH=N-), 7.84 (m, 1H, J= 7.15Hz, Ar-H), 7.52 (d,1H, J= 7.15Hz, Ar-H), 7.37

(dd,1H, Ar-H), 7.30 (d,1H, J=7.1Hz, Ar-H), 7.26 (dd,1H, Ar-H), 7.23 (d,1H, J=7.4Hz ArH),7.21

(d, 1H, J=7.1Hz, Ar-H), 6.83 (d,2H, J=7.1Hz, Ar-H), 6.34 (d, 2H , Ar-H), 6.26(s,2H,

Ar-H), 5.01 (s, 2H, phenol); 13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.3, 155.7, 143.0, 139.4,

138.0, 135.4, 132.6, 132.0, 131.5, 131.3, 130.5, 129.4, 129.3, 128.4, 127.1, 126.2, 117.1, 109.5,

105.7, 61.0.

3-Methoxyphenylimine Derivative of Fluorescein Hydrazine (35g)

Yellow solid ; yield : 59% ; m.p: 233 oC ; Rf : 0.19, IR (neat) : ѵ/cm-1 ; 3632 (O-H), 2857 (Csp3H),

1683 (C=O), 1504, 1557 (Ar-C=C),1372 (Csp3-H,-CH3), 1016 (C-O); 1H-NMR (CD3)2CO,

300 MHz) δ (ppm): 8.04 (s, 1H, -CH=N-), 7.82 (d, 1H, J= 6.9 Hz, Ar-H), 7.80 (d, 1H J= 6.9 Hz,

Ar-H), 7.37 (dd,1H, Ar-H), 7.26 (dd, 1H, Ar-H), 7.24 (dd, 1H, Ar-H), 7.21 (dd,1H, Ar-H),7.12 (s,

1H, Ar-H), 6.90 (d, 2H, J=7.2Hz, Ar-H), 6.8 (d,1H , J=7.2Hz, Ar-H), 6.32 (m,2H, Ar-H) ,

6.26 (s,2H, Ar-H), 5.01 (s,2H, phenol), 3.73 (s, 3H, -CH3) ; 13C-NMR (CD3)2CO, 75 MHz) δ

(ppm): 168.0, 160.8, 155.2, 152.5, 143.2, 139.4, 134.8, 132.4, 131.5, 131.0, 129.9, 129.8, 128.2,

126.5, 117.5, 116.3, 113.4, 109.1, 105.3, 61.2, 55.7.

2-Nitrophenylimine Derivative of Fluorescein Hydrazine (35h)

Brown solid ; yield : 53% ; m.p: 227 oC; Rf : 0.21, IR (neat) : ѵ/cm-1 ; 3635 (O-H), 1681 (C=O),

1505, 1548 (Ar-C=C), 1350,1553(-NO2),1017 (C-O) ; 1H-NMR (CD3)2CO, 300 MHz) δ (ppm):

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8.21 (d, 1H, Ar-H ), 8.04 (s, 1H, -CH=N-), 7.90 (d, 1H, J= 6.9 Hz, Ar-H), 7.82 (d, 1H, J= 6.9 Hz,

Ar-H), 7.72 (dd, 1H, Ar-H), 7.63 (dd, 1H, Ar-H), 7.35 (dd, 1H, Ar-H), 7.24 (dd,1H, Ar-H),

6.86 (d, 1H, J=7.1Hz, Ar), 6.83 (d, 2H, J=7.1Hz, Ar-H), 6.28 (s, 2H, Ar), 5.06 (s,2H,

phenol);

13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.4, 155.7, 152.3, 148.9, 143.0, 139.6, 135.0, 132.0,

131.4, 130.1, 129.4, 129.3, 128.0, 126.4, 126.3, 121.2, 116.2, 105.1, 61.3.

3-Nitrophenylimine Derivative of Fluorescein Hydrazine (35i)

Brown solid ; yield : 67% ; m.p: 203 oC; Rf : 0.27, IR (neat) : ѵ/cm-1 ; 3639 (O-H), 1686 (C=O),

1502, 1549 (Ar-C=C), 1346,1557(-NO2),1019 (C-O) ; 1H-NMR (CD3)2CO, 300 MHz) δ (ppm):

8.61 (s, 1H, Ar-H ),8.23 (d,1H, J=6.9Hz Ar-H),8.07 (d,1H, J=6.9Hz Ar-H), 8.02 (s, 1H, -CH=N),

7.85 (d, 1H, J= 7.3 Hz, Ar-H), 7.62 (dd,1H, Ar-H), 7.41 (dd,1H, Ar-H), 7.25 (dd,1H, Ar-H),

6.86 (d,1H, J=7.3Hz, Ar-H),6.83 (d, 2H, J=6.9Hz Ar-H), 6.32 (d,2H, J=6.9Hz Ar-H), 6.26 (s,

2H, Ar-H), 5.15 (s,2H, phenol); 13C-NMR (CD3)2CO, 75 MHz) δ (ppm): 168.1, 155.4, 148.5,

143.0, 138.5, 135.3, 134.7, 133.6, 131.4, 129.8, 129.7, 128.4, 128.2, 126.1, 124.1, 123.4, 117.3,

109.3, 105.7, 61.2.

3-Hydroxyphenylimine derivative of fluorescein hydrazine (35j)

Yellow brown solid ; yield : 69% ; m.p: 231 oC ; Rf : 0.41, IR (neat) : ѵ/cm-1 ; 3631 (O-H), 1684

(C=O), 1501, 1554 (Ar-C=C), 1015 (C-O); 1H-NMR (CD3)2CO, 300 MHz) δ (ppm): 8.03 (s, 1H,

-CH=N- ), 7.82 (d, 1H, J= 7.1 Hz, Ar-H), 7.36 (dd,1H, Ar-H), 7.32 (dd, 1H, Ar-H), 7.21 (d, 1H,

Ar-H),7.10 (dd, 1H, Ar-H), 7.08 (s, 1H, Ar-H), 6.85 (d, 1H, J=7.4Hz, Ar-H), 6.80 (d, 1H ,

J=7.4Hz, Ar-H), 6.72 (d, 1H, J=7.1Hz, Ar-H), 6.65 (d, 1H, J=7.1Hz, Ar-H), 6.32 (d, 2H,

J=6.9Hz, Ar-H), 6.23 (d, 2H, J=6.9Hz, Ar-H), 5.02(s, 3H, phenol). 13C-NMR (CD3)2CO, 75

MHz) δ (ppm): 168.3, 158.6, 155.7, 153.2, 143.2, 138.5, 135.2, 132.7, 131.1, 130.3, 129.4, 128.0,

126.4, 121.8, 118.2, 117.4, 115.0, 109.5, 106.3, 60.2.

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CONCLUSIONS

Four series of a new rylene dyes were successfully synthesized and characterized by FTIR,

NMR and elemental analysis and their optical, thermal and electrochemical properties have been

investigated. Synthesis was achieved by taking the advantage of reactivity of bay position and peri

position of tetrachloro perylene dianhydride and perylene dianhydride. Solubility of rylene dyes

was achieved by introducing azo dyes and aliphatic alcohols at bay positions. These bay substituted

azo dyes exhibited absorption in UV in range 425-450 nm and their emissions were in the range

500-515 nm. Substitution of rylene at the dianhydride position with different Schiff bases shifted

their absorption maximum to 526 nm and emission to 550 nm but created solubility issue in water.

Electrochemical analysis showed that bay azo and alkyl substituted dye showed only the oxidation

potential while the redox potential was observed for dye where extension of delocalization was

made along the molecular axis. The low LUMO level estimated from UV and cyclic voltammetry

account for their possible use as electron transport and emissive material for OLEDs.

Different types of azo dyes which include reactive azo dyes, heterocyclic azo dyes and calix

azo dyes were successfully synthesized. Newly synthesized dyes were characterized by FTIR,

NMR, elemental analysis studies and their exhaustion, fixation and fastness properties have been

investigated. In reactive azo dyes the reactive functionality has been introduced in the form of

cynuric chloride. Bridging bis anilines have used as linkers to produce dimers of reactive dyes

which have high solubility and substantivity with cellulosic fibers. These bismonochlorotriazine

dyes have exhaustion and fixation values upto 92%. They showed high light fastness, rub fastness

and wash fastness, 6-7, 4-5 and 4-5 respectively after application on cotton fibers having different

color shades in different schemes. Heterocyclic (pyrazolone) azo dyes have been synthesized by

changing the reaction pathway. In these dyes first azo dyes are synthesized from different active

methylene compounds and then their heterocycles have been synthesized by treating them with

different hydrazines. Application of heterocyclic dyes on leather showed high light fastness, wash

fastness and rub fastness values 4-5, 4-5 and 3-4 respectively which are moderate to good.

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192

Exhaustion and fixation values of these dyes are also very high on account of their high attraction

and substantivity with cotton fibers except to that of few dyes having no suitable functional groups

for interaction. Furthermore, the dyes containing sulfonic and carboxyl substituents

exhibited an incredible degree of levelness after washing demonstrating the good

diffusion and excellent affinity to the fabric. In calix azo dyes calix [4] resorsoniarene was used as

coupler with different azo components having hydroxyl group at adjacent position to azo linkage.

These dyes were synthesized to behave as multifunctional metal ion sequestrants and so their metal

ion interactions were determined for Cu (II), Fe II), Co (II), Ni (II), Hg (II) and Cr (III) in their

aqueous solutions but these probes proved to very sensitive for Cu+2 exhibiting bathochromic shift

in absorption maxima.

Five series of a new xanthene dyes and their derivatives were successfully synthesized by

an efficient and cost effective method devoid of any metal catalyst. Synthesis of these dyes was

catalysed by NH4Cl which acted as latent catalyst and provided the pure product as compared to

usual Lewis acid catalyst used for xanthene dyes. The dyes were characterized by UV-visible,

FTIR, NMR, LCMS and elemental analysis and their photophysical, thermal and electrochemical

properties have been investigated. The newly synthesized xanthene dyes are thermally and

photochemically stable. The xanthene dyes based upon double dianhydrides condensed with

3N,N’-dimethylaminophenol and resorcinol are highly fluorescent. Their absorption and emission

maxima have undergone a bathochromic shift as compared to their counterpart xanthene dyes,

rhodamine and fluorescein and are potentially applicable where usual xanthene fluorescent dyes

are used with preference requiring lower energy source for excitation. Fluorescence quantum yields

have been reduced to little extent in these compounds due to more flexibility in the molecules

between two aromatic rings of dyes. These dyes exhibited redox potential in their electrochemical

study and they have small band gap energies between HOMO and LUMO levels. Newly

synthesized dyes have applied for staining study of onion cells and differential scanning was

observed for nucleus and cytoplasm by these dyes and they retained their fluorescent properties

after staining the cells.

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