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SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 1 Ebner, Helmberger 7.1.2012 Signal Processing Seminar Multicomponent Signal Processing for Rayleigh wave Ellipticity Estimation Ebner Thomas Helmberger Michael

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Page 1: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20051

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Multicomponent Signal Processing for Rayleigh wave Ellipticity Estimation

Ebner Thomas Helmberger Michael

Page 2: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20052

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Overview1. Introduction2. Seismic Waves3. Soil structure estimation

1. Dispersion Curves2. Rayleigh Ellipticity

4. Epllipticity meaurement using a single seismic sensor1. H/V Ratio2. HVTFA3. RAYDEC

5. Epllipticity meaurement using array sensors1. The Method of Poggz and Fäh2. MUSIQUE

6. Comparison of the different methods

Page 3: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20053

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Introduction

- Local soil structure estimation

- Estimation of the seismic hazard at a given site

- Soil structure can be determined:- Drilling boreholes- Using (surface) waves

Page 4: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20054

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Seismic Signals4 types of seismic waves:

Bodywaves:• Pressure (P)• Shear (S)

Surfave waves:• Love• Rayleigh

Page 5: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20055

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

P Wave

Page 6: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20056

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

S Wave

Page 7: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20057

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Love Wave

Page 8: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20058

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Rayleigh Wave

Page 9: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.20059

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Soil Structure Estimation

• S-waves have different velocities in different media

• Surface wave velocities approximates S-wave velocities

Velocity of surface waves is directly linked to local underground structure

1. Dispersion Curves

2. Rayleigh ellipticity curves

Page 10: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200510

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Dispersion Curves

Page 11: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200511

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Dispersion Curves

S-wave velocity

Dispersion Curve

Page 12: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200512

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Dispersion Curves - Properties

• Dispersion Curves have been used successfully in the past

• To get good resolution for deep layers a large number of sensors is needed

• Active sources do not penetrate the soil very deeply

De

pth

Page 13: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200513

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Rayleigh wave ellipticity

- Rayleigh wave ellipticity correlates with underground structure

- complementary information to dispersion curves- Can be measured with a single sensor- Seismic ambient vibrations

De

pth

Page 14: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200514

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Horizontal/Vertical Ratio

• very simple• widespread techinque • Ratio of horizontal and vertical Fourier spectra of

ambient seismic vibration recordings

XX... Eastern component

XY... Northern component

XZ... Vertical component

Page 15: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200515

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

H/V Ratio - Experiment

Page 16: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200516

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

H/V Ratio - Experiment

Page 17: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200517

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

H/V Ratio - Experiment

Page 18: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200518

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

H/V Ratio - Summary

•Exact theory behind the H/V ratio not yet completely understood

•Misestimation of the amplitude of the ellipticity curve

•If only Rayleigh waves present, true ellipticity curve

Page 19: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200519

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

H/V using time-frequency analysis,HVTFA

- Improvement of H/V – Ratio- Limitation to the most energetic Rayleigh wave

arrivals

- Continuous Wavelet Transform CWT

Motherwavelet: modified Morlet wavelet

Page 20: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200520

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

HVTFA - Principle

• Time-frequency representations of both horizontal components are merged:

• Scan vertical CWT (|CWTV|) for maxima to detect Rayleigh wave arrivals

• Save ratio between vertical and horizontal components

• Repeat for all frequencies

Page 21: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200521

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

HVTFA

Page 22: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200522

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

HVTFA

Page 23: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200523

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

• Based on the random decrement technique commonly used to characterize dynamic parameters of buildings

• Uses statistical means to suppress all wave types except Rayleigh waves

• Rayleigh wave ellipticity to be recovered over a wide frequency range by using ambient noise recordings

First Step: filter signals in a narrow range of bandwidth

Page 24: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200524

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

Z

X

Y

Page 25: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200525

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

Page 26: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200526

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

Page 27: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200527

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200528

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC

Repeat algorithm over whole frequency range

Page 29: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200529

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

RAYDEC - Summary

Page 30: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200530

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

References

Page 31: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200531

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Ellipticity measurement using sensor arrays

Overview

● Motivation

● 2 methods to estimate ellipticity

● Comparison of different methods

● Conclusions

Page 32: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200532

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Ellipticity measurement using sensor arrays

Motivation

● In contrast to single-station: estimation of the wave velocity

● Extraction of wave polarization

● Reduction of noise

● Averaging over an area

Page 33: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200533

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Method of Poggi and Fäh

● Advanced Version of High-Resolution Frequency-Wavenumber (HRFK) method

● HRFK is based on Frequency Wavenumber (FK) method

● Provides an estimation of the dispersion curve and the ellipticity over frequency.

Page 34: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200534

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Frequency Wavenumber (FK)

● Applied to a single component of seismic array

● Beamforming in frequency domain

[1]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200535

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Frequency Wavenumber (FK)

Blackboard...

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200536

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

[2]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200537

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

High Resolution Frequency Wavenumber

● Weight Power output with 'adaptive filter' vector w(k)

● Minimization problem:

● Grid search stays the same

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200538

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

[2]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200539

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

High Resolution Frequency Wavenumber

● Better Resolution

● Solution contains matrix inversion

● If noise is too small or zero, matrix is singular (or close to singularity)

● Introduce artificial noise

Page 40: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200540

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Method of Poggi and Fäh

● Extension of HRFK to 3 components

● Seperation of Love and Rayleigh waves

● Eastern and Northern components are projected into their radial and transverse parts.

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200541

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

[1]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200542

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Rayleigh ellipticity evaluation

● Finding the parts of the spectrum containing rayleigh waves

● Calculating the ellipticity with the following formula

● Now we have obtained ellipticity and dispersion curves

Page 43: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200543

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

MUSIQUE

● Allows to estimate the sense of rotation of the Rayleigh wave particle motion

● Distinguishes between prograde and retrograde particle motion

● Useful to separate the fundamental and higher Rayleigh modes

Page 44: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200544

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

MUSIQUE algorithm

● First step: using the classical “MUSIC” algorithm(Multiple Emitter Location and Signal Parameter Estimation)

● Model:

Page 45: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200545

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

MUSIQUE algorithm

Separation of signal and noise subspace:

● Calculate covariance matrices from the vertical, northern and eastern component.

● Add covariance matrices to get a single matrix.

● EV of largest eigenvalues -> span signal subspace● EV of smalles eigenvalues -> span noise subpsace

● Decide number of signals D

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200546

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

MUSIQUE algorithm

● Put “noise Eigenvectors” into matrix EN

● “noise Eigenvectors” are most orthogonal to mode vectors ● Product of 2 orthogonal vectors is 0

● Therefore, search for D Peaks in this function.

a (Θ )

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200547

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

MUSIQUE algorithm

● No we identified the direction of arrival and slowness of the arriving signals

● Use Quaternion-MUSIC for estimation of polarization

● We obtain both phase difference and a amplitude of the arriving signals.

● Classify between retrograde and prograde particle motion using phase difference

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200548

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

[5]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200549

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

[1]

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SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200550

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Conclusions

● There is no perfect method

● Therefore, use multiple methods and compare results

● Also combine single sensor and array methods

● Still an active research area

Page 51: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200551

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

References

[1] Manuel Hobiger et. al. Multicomponent Signal Processing for Rayleigh Wave Ellipticity Estimation

[2] V. Poggi and D. Fäh, “Estimating Rayleigh wave particle motion from threecomponent

array analysis of ambient vibrations,” Geophys. J. Int., vol. 180, no. 1, pp.

251–267, 2010

[3] J. Capon, “High -resolution frequency–wavenumber spectrum analysis,” Proc.

IEEE, vol. 57, no. 8, pp. 1408–1418, 1969.

[4] R. O. Schmidt, “Multiple emitter location and signal parameter estimation,” IEEE

Trans. Antennas Propagat., vol. 34, no. 3, pp. 276–280, 1986.

[5] S. Miron, N. Le Bihan, and J. Mars, “Quaternion-MUSIC for vector-sensor array

processing,” IEEE Trans. Signal Processing, vol. 54, no. 4, pp. 1218–1229, 2006.

Page 52: Multicomponent Signal Processing for Rayleigh wave Ellipticity …€¦ · SPSC – Signal Processing & Speech Communication Lab Professor Horst Cerjak, 19.12.2005 45 Ebner, Helmberger

SPSC – Signal Processing & Speech Communication Lab

Professor Horst Cerjak, 19.12.200552

Ebner, Helmberger 7.1.2012 Signal Processing Seminar

Questions?