multiple memory systems: the power of interactions
TRANSCRIPT
Neurobiology of Learning and Memory 82 (2004) 333–346
www.elsevier.com/locate/ynlme
Multiple memory systems: The power of interactions
Robert J. McDonald,a,* Bryan D. Devan,b and Nancy S. Honga
a Department of Psychology and Neuroscience, Canadian Centre for Behavioural Neuroscience, University of Lethbridge, Lethbridge,
AB, Canada T1K 3M4b Behavioral Neuroscience Section, Laboratory of Experimental Gerontology, Gerontology Research Center, National Institute on Aging,
NIH, Baltimore, MD, USA
Received 9 March 2004; revised 18 May 2004; accepted 20 May 2004
Available online 15 July 2004
Abstract
Two relatively simple theories of brain function will be used to demonstrate the explanatory power of multiple memory systems
in your brain interacting cooperatively or competitively to directly or indirectly influence cognition and behaviour. The view put
forth in this mini-review is that interactions between memory systems produce normal and abnormal manifestations of behaviour,
and by logical extension, an understanding of these complex interactions holds the key to understanding debilitating brain and
psychiatric disorders.
� 2004 Elsevier Inc. All rights reserved.
Keywords: Interactions; Memory; Hippocampus; Dorsal striatum; Amygdala; Prefrontal cortex; Nucleus accumbens; Anxiety; Depression; Fear;
Obsessive–compulsive disorder; Schizophrenia; Drug addiction; Drug abuse
1. Introduction
Material things are there by means of their images: knowledge is
there of itself; emotions are there in the form of ideas or impres-
sions of some kind, for the memory retains them even while the
mind does not experience them, althoughwhatever is in themem-
ory must also be in the mind. My mind has the freedom of them
all. I can glide from one to the other. I can probe deep into them
and never find the end of them. This is the power ofmemory! This
is the great force of life in living man, mortal though he is!
St. Augustine
This quote, taken from St. Augustine�s book called
‘‘Confessions,’’ is from an entire chapter dedicated to
the topic of memory. The book appears to be St. Au-
gustine�s attempt to understand the complexities of his
own personality. What is interesting about this para-
graph, from our perspective, is that St. Augustine cap-
tures many critical aspects of our memory at a time in
which little or nothing was known about this complexbrain process. This quote suggests that our memory is:
multifaceted and not unitary; the repository for your
* Corresponding author. Fax: +1-403-329-2775.
E-mail address: [email protected] (R.J. McDonald).
1074-7427/$ - see front matter � 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.nlm.2004.05.009
own past and identity; the most important biological
force in the human experience. St. Augustine goes evenfurther and suggests that our memory allows us to
change our behaviour because memory contains a re-
cord of our past history and can be replayed and anal-
ysed, it is the only force through which we can grow and
change as individuals. The latter point is critical for the
current treatise because it is our assertion that the or-
ganization of memory in the mammalian brain and the
neural systems that mediate multiple kinds of memorymust play a pivotal role in our thoughts, emotions,
choices, actions, and even our personalities. Further-
more, these complex neural circuits in our brain not only
contain remnants of our past that are the basis of per-
sonal identity but also exert an enormous influence on
individual behaviour. Quite simply put, this view makes
the bold claim that these brain systems, to a large extent,
determine who we are and how we behave in particularsituations.
The first section of this paper will introduce a simple
but powerful theory about the organization of learning
and memory processes called interactive memory sys-
tems theory (IMST). This theory is similar to the mul-
tiple parallel memory systems (MPMS) theory (White &
334 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
McDonald, 2002) except the current theory emphasizesinteractions between memory systems. The second sec-
tion will briefly discuss a theory suggesting that normal
and abnormal manifestations of behaviour are deter-
mined, to a large extent, by some complex set of inter-
actions between an individual�s: genetic make-up;
developmental events during pre and post-natal devel-
opment; and accumulated experience through life. The
relationship between the two theories will also be in-troduced and then in the third section we will introduce
an example of how a prenatal developmental event can
alter the balance between two memory systems. In the
last section, we will show evidence that the etiology of
many of the major psychiatric disorders may be linked
to alterations in the integrity of various memory
systems.
1.1. Interactive memory systems theory (IMST): A
precis
The foundation of modern views of the organization
of memory in the mammal was built on the influential
work of Pavlov, Hull, Tolman, and others (Guthrie,
1935; Hull, 1943; Pavlov, 1927; Thorndike, 1932; Tol-
man, 1948). Briefly, each of these scientists formulated ageneral theory of learning and memory in which these
functions were mediated by a basic, underlying mecha-
nism. The proposed mechanisms included classical
conditioning for Pavlov, reinforced stimulus–response
learning in Hull�s theory, and the flexible cognitive
mapping view for Tolman. Despite significant acrimony
between supporters of these different positions, it now
appears that all of these theorists were correct in that themammalian brain uses all of them, as well as other types
of learning mechanisms that appear to be mediated by
different brain circuits.
The first direct evidence for the idea that there were
multiple memory systems in the mammalian brain came
from Scoville and Milner�s (1957) discovery that patientswith damage to the medial temporal lobe showed im-
pairments in some types of learning and memory func-tion but were normal in other aspects. Milner concluded
from this data set that structures in the medial temporal
lobe, most likely the hippocampus, were involved in
complex memory processes, and that brain structures
anatomically and functionally independent of the medial
temporal lobe mediated other learning and memory
function.
Most of the influential multiple memory theories ofmammalian brain function were formulated during the
1970s and were inspired by Milner�s findings. Many of
these theories are dual memory formulations in which
the hippocampus is the central module, while some
other brain area(s), independent of the hippocampus,
mediates non-cognitive S–R habit learning and memory
function (Gaffan, 1974; Hirsh, 1974; O�Keefe & Nadel,
1978; Olton, Becker, & Handelmann, 1979; Tulving,1972).
Hirsh and Krajden (1982) were the first to provide
considerable detail on the different kinds of interactions
that could theoretically occur between cognitive- and
habit-based memory systems. A summary of this view is
captured in the following quote: ‘‘When two different
systems appearing to address the same substantive
matters are present, it is worthwhile to ponder how theymight interact. We think that on some occasions the two
systems compete; on others they cooperate. Once the
fundamental differences between the two systems are
understood, their differing capacities become clear. Each
has capabilities that the other does not. There are cer-
tain features of knowledge that cannot be attained
without using the capacities of both.’’
Thus, in the majority of situations both systems areprocessing information in parallel and it is the circum-
stances or details of a particular situation (e.g., the
performance requirements of a task) that determine
whether systems interact competitively or cooperatively.
While this work was ongoing, a parallel line of re-
search was accumulating a significant body of evidence
suggesting that the dorsal striatum, cerebellum, and the
amygdala were also learning and memory systems (Di-vac, 1968; Kapp, Frysinger, Gallagher, & Haselton,
1979; Schwartzbaum & Donovick, 1968; Thompson &
Krupa, 1994).
The combination of innovative dual memory theories
and evidence of anatomically distinct learning and
memory systems provided a fertile research context in
which various pairs of double dissociations were dem-
onstrated including: hippocampus and cerebellum(Thompson & Krupa, 1994); amygdala and cerebellum
(Hitchcock & Davis, 1986); amygdala and hippocampus
(Kim, Rison, & Fanselow, 1993; Phillips & Ledoux,
1992; Sutherland & McDonald, 1990); hippocampus
and striatum (Packard, Hirsh, & White, 1989) and hip-
pocampus and perirhinal cortex (Gaffan, 1994).
A more recent triple dissociation of learning and
memory function between the hippocampus, amygdala,and dorsal striatum is considered by some to be a wa-
tershed publication for the multiple memory systems
view for several reasons. First, even though various
combinations of double dissociations had already been
shown, this was the first demonstration of a triple dis-
sociation of memory functions in the mammalian brain.
Second, the paper provides the first explicit description
and analysis of both competitive and cooperative in-teractions by using a task analysis method (pp. 17–18).
Finally, the triple dissociation paper and our subsequent
work on interactions between memory systems have
provided a template for future work in this area. This
template includes novel demonstrations of: (1) compet-
itive and cooperative interactions between various
learning and memory systems (McDonald & White,
Fig. 1. According to this view, normal, and abnormal manifestations
of behaviour are determined, to a large extent, by some complex set of
interactions between and individual�s: genetic make-up, pre- and post-
natal developmental events; and accumulated experience through life.
R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346 335
1993, 1994, 1995a, 1995b; White & McDonald, 1993);(2) memory subsystems within identified learning and
memory systems (Devan, McDonald, & White, 1999;
Featherstone & McDonald, 2004a, 2004b; Ferbinteanu,
Holsinger, & McDonald, 1998; Ferbinteanu & Mc-
Donald, 2000, 2001, 2003); (3) ascending neurotrans-
mitter influences on memory system balance (Kanit et
al., 1998); (4) multiple strategies for solving ‘‘gold
standard’’ learning and memory tasks (Antoniadis &McDonald, 1999, 2000, 2001; Devan & McDonald,
2001; Frankland, Dockstader, & McDonald, 1998;
Frankland, Cestari, Filipkowski, McDonald, & Silva,
1998; McDonald & Hong, 2000); (5) the deleterious ef-
fects of developmental perturbations on the balance
between multiple memory systems (Sutherland, Mc-
Donald, & Savage, 2000); (6) necessary versus incidental
learning and memory processes (McDonald, Foong, &Hong, 2004; McDonald & Hong, 2004; McDonald,
King, & Hong, 2001; McDonald, Ko, & Hong, 2002).
The triple dissociation experiment also inspired a theory
of the organization of learning and memory in the
mammal (White & McDonald, 2002).
This multiple parallel memory systems theory sug-
gests that the mammalian brain has at least three major
learning and memory systems. Each system consists of a‘‘central structure’’ and a set of interconnected neural
structures. The ‘‘central structures’’ of these different
circuits include the hippocampus, amygdala, and dorsal
striatum.
These memory systems acquire information simulta-
neously and in parallel and are always on-line. All of
these systems have access to the same information dur-
ing events but each system is specifically designed torepresent different relationships among the elements of a
learning situation. These elements include stimuli, in-
ternal and external responses, and reinforcers. The
processing style of each system is determined by the
intrinsic organization of the system and the input/output
relations to the rest of the brain. Although they process
information independently the systems can interact co-
operatively or competitively to produce or influenceongoing or future behaviour.
Among the three central memory system structures
the hippocampus is thought to be critical for the for-
mation of episodic memories in which a complex rep-
resentation consisting of the various elements of a
situation or event is constructed (Sutherland & Rudy,
1989; Tulving, 1972). The amygdala has been implicated
in the formation and storage of emotional memories(Bagshaw & Benzies, 1968; Cador, Robbins, & Everitt,
1989; Schwartzbaum, 1964). These emotional memories
uniquely encode the subjective valence of the experience
(positive or negative). The dorsal striatum has been
implicated in stimulus–response habit learning and
memory processes (Packard et al., 1989). This kind of
learning occurs when the subject engages in repetitive
behaviours. For example, the voluntary behaviourselicited while one is driving a car on a repeatedly trav-
elled route by the driver are thought to become under
the control of the habit system.
1.2. Who are you?
The second brain theory that will be explored sug-
gests that normal and abnormal manifestations of be-haviour are determined, to a large extent, by some
complex set of interactions between an individual�s: ge-netic make-up; developmental events during pre and
post-natal time periods; and accumulated experience
throughout the lifespan (see Fig. 1). All of these factors
can have major effects on the organization of the brain.
Alterations in the organization of the brain could affect
overall relationships between each learning and memorysystem (balance in the interactive control of behaviour),
as well as the relationships of these systems with the rest
of the brain. These other neural systems will be ad-
dressed in turn as each is implicated in a specific disor-
der. For the purpose of the present discussion the
combination of factors will be referred to as the GDE
(genes, development, and experience).
Within the normal range of variability, alterations inthe balance between these memory/behavioural systems
can lead to individual personality, affective style, choi-
ces, actions and certain strengths, and weaknesses as-
sociated with different tasks or situations (e.g.,
mathematics, athletics, music, social interactions, etc.).
Fig. 2 shows a hypothetical outcome of complex inter-
actions between GDE factors. One important effect of
these factors is on the organization of various memory/behavioural systems with each other and other neural
Fig. 2. A hypothetical outcome of complex interactions between genes,
development, and experience (GDE) factors. A primary effect of these
interactions is on the organization of various memory/behavioural
systems with each other and with other neural systems. This example
represents a normal individual in which there is a balance between
these systems that when activated result in relatively normal patterns
of behaviour in a wide range of situations.
336 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
systems. This example represents a normal individual in
which there is a balance between these systems that
when activated result in relatively normal patterns of
behaviour in a wide range of situations.
A logical extension of this view is that there can also
be changes in the balance of these systems that lead toabnormal manifestations of behaviour including major
psychiatric disorders such as schizophrenia, drug abuse,
and mood disorders. Also, the way memory systems
interact can produce ‘‘abnormal’’ talents, as in the case
of savants and others who display unusual abilities (see
Luria, 1968; Sacks, 1970) that may lead to great ac-
complishments.
In the following section, we will provide an exampleof the influence of a single prenatal developmental event
on the organization of interactive memory systems in
the adult brain. This example was selected because it is
the first factor shown to have an effect on the organi-
zation of interactive memory systems. In contrast, ge-
netic work in this area, to our knowledge, has addressed
learning and memory function in a general manner or
has focused on only one of the identified systems(Kandel, 2002; Yan et al., 2002). Consequently, there
have been no investigations looking at the effects of
genetic manipulations on the interactions and balance
between learning and memory systems. In many cases,
these effects would be subtle, but could have a strong
effect on thoughts and behavioural choices in adulthood.
Similarly, there is a paucity of research directed at un-
derstanding the effects of different types of experience onthe organization of learning and memory systems.
Among the few studies done to date, the effects of ex-
perience has been considered with respect to learning
and memory function in general or on one specific
learning and memory system like the hippocampus(Greenough & Chang, 1989).
1.3. Developmental perturbations: Prenatal exposure to
moderate levels of ethanol on adult cognition
One of the proposals of the present theory is that
developmental events are one of the main factors that
influence the organization of memory systems in themammalian brain. These events can include maternal
stress, diet, and drug use, among others. If these events
occur during critical brain development epochs, the or-
ganization of various brain systems could be perma-
nently altered, affecting adult behaviour. The present
discussion will focus on an animal model of prenatal
exposure to moderate levels of ethanol on adult
cognition.Alcohol-related developmental disorders can be
caused by low to moderate levels of consumption during
pregnancy (Streissguth, Barr, & Sampson, 1990). These
disorders are associated with deficits in high level cog-
nitive abilities without the concomitant morphological
and neurological defects associated with fetal alcohol
syndrome induced by heavy consumption (Jones &
Smith, 1973).Consequently, we developed an animal model to try
and ascertain how moderate prenatal alcohol exposure
may disrupt neurobiological mechanisms of learning
and memory function. The fetal alcohol exposure par-
adigm used in these studies consisted of rat dams re-
ceiving either a 5% ethanol diet, an isocalorically
matched diet, or rat chow. In contrast to other fetal
ethanol paradigms that used high levels of ethanol ex-posure to mimic full blown fetal alcohol syndrome, this
moderate exposure regimen does not affect birth weight,
litter size, neonatal mortality, offspring growth curves or
whole brain weight compared to control groups (Suth-
erland, McDonald, & Savage, 1997).
Despite this apparent normality, neurochemical ob-
servations in the rats exposed to moderate doses of
ethanol during prenatal development noted changes invarious amino acid receptor subtypes and several en-
zymes in the hippocampus (Farr, Montano, Paxton, &
Savage, 1988; Queen, Sanchez, Lopez, Paxton, & Sa-
vage, 1993; Savage, Montano, Otero, & Paxton, 1991).
Interestingly, many of these changes affect mechanisms
essential for normal NMDA-dependent long-term po-
tentiation (LTP). NMDA-dependent LTP is a form of
plasticity found in the hippocampus that has been linkedto learning and memory functions (Davis, Butcher, &
Morris, 1992; Morris, Andersen, Lynch, & Baudry,
1986), it is however, important to note that this is a
controversial and complicated issue that will not be
discussed here. We also found that in adulthood these
rats displayed significant deficits in the induction and
maintenance of LTP at input pathways from the
Fig. 3. The training procedures for the cue-place version of the water
task.
R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346 337
entorhinal cortex to the dentate gyrus of the hippo-campus (Sutherland et al., 1997). These results suggest
that exposure to moderate levels of ethanol during
prenatal development permanently impairs NMDA-de-
pendent plasticity mechanisms. Accordingly, we hy-
pothesized that these neurobiological changes should
also lead to learning and memory deficits on a task
shown to require hippocampal function like the spatial
version of the Morris water task (Morris, Garrud,Rawlins, & O�Keefe, 1982; Sutherland, Kolb, &
Whishaw, 1982; Sutherland, Whishaw, & Kolb, 1983).
Briefly, the Morris water task is a spatial learning and
memory task that requires the subject to locate a fixed
hidden escape platform from various start positions
using environmental information external to the pool
(Morris, 1981). A significant amount of research has
accumulated to show that normal acquisition of thistask is dependent on the integrity of the hippocampus in
the rodent (Ferbinteanu et al., 1998; Morris et al., 1982;
Sutherland et al., 1982, 1983), and human versions of
this task are also sensitive to hippocampal dysfunction
in the human (Astur, Taylor, Mamelak, Philpott, &
Sutherland, 2002).
To test our hypothesis, rat dams consumed one of
three diets throughout gestation: a liquid diet containing5% ethanol, an isocalorically equivalent liquid diet, and
laboratory rat chow. Adult offspring from each of these
maternal conditions were trained on the standard, spa-
tial version of the water task developed by Morris
(1981). Surprisingly, the learning curves for the three
groups were virtually identical from the beginning of
training to asymptotic performance.
This pattern of behaviour on a learning and memorytask that is sensitive to hippocampal dysfunction was
paradoxical. One possible explanation for this lack of
effect was that the neurobiological changes in the hip-
pocampus found in the adult offspring of dams that
consumed ethanol (Sutherland et al., 1997), were not
sufficient to alter behaviour. Another intriguing possi-
bility was that tasks sensitive to hippocampal dysfunc-
tion might fall along a continuum of sensitivity to thissystem. This is supported by evidence showing that
relatively simple versions of spatial, context condition-
ing, and configural/relational tasks are not particularly
sensitive to hippocampal dysfunction, while versions of
the these tasks that place a higher demand upon these
cognitive systems are extremely sensitive (Frankland
et al., 1998; McDonald & White, 1995a, 1995b; Mc-
Donald et al., 1997). This work suggests that the logicaldescription of a task as spatial, contextual, or configu-
ral/relational is not sufficient to predict the necessity for
hippocampal function. For the current discussion, it
suggests that subtle alterations of the neurobiological
integrity of the hippocampus might go undetected using
tasks that place a low demand on hippocampal
processing.
To test this hypothesis, we used a version of theMorris water task that was developed to demonstrate
that the dorsal striatum and hippocampal learning and
memory systems could acquire information in parallel
and to demonstrate a competitive interaction between
these memory systems. Fig. 3 shows the training pro-
cedures for this version of the water task.
During acquisition, the visible platform is located at a
fixed location in the water maze on days 1–3, and on thefourth day the visible platform is replaced with a sub-
merged hidden platform. Consequently, animals acquire
both a cue response to the visible platform and also
learn to use extramaze distal cues to find the hidden
platform. The sequence of three visible platform days
followed by a hidden platform session is repeated thrice
for a total of 12 acquisition days (Sutherland & Rudy,
1988). On day 13, the visible platform is relocated in thequadrant diagonally opposite to the training goal loca-
tion (McDonald & White, 1994). Fig. 4 shows the two
possible response strategies animals can adopt on the
competition test. Starting from the point at the edge of
the pool that is equidistant to the �old� spatial locationand the visible platform currently repositioned in the
opposite quadrant, subjects may choose to swim directly
to the visible platform (a cue response; top panel) orvisit the former spatial location of the goal, which was
hidden on every 4th day of acquisition (a place response;
bottom panel).
Table 1 summarizes the results of a lesion study using
the combined cue-place task. Control subjects demon-
strated normal performance on visible and hidden
platform trials, however the group was split 50/50 on the
competition test with half of the animals swimmingmore-or-less directly to the visible platform (a cue re-
sponse) and half visiting the �old� spatial location (a
place response) before escaping to the visible platform
on the competition test. Subjects with hippocampal
Fig. 4. Depiction of the two types of responses made by individual
subjects during the competition test on the final day of cue-place
training. The top panel shows a cue response in which the subject
swims directly to the previously reinforced cued platform that is now
located in a new spatial location. The bottom panel shows a place
response in which the subject swims directly to the previously rein-
forced spatial location. Normal groups of rats split in the type of re-
sponse they make on this competition task with approximately half
using a cue response and the rest using a place response.
Table 1
Summary of the results reported by McDonald and White (1994)
Group Acquisition phase Competition test
Visible
trials
Hidden
trials
Cue
response
Place
response
Controls Normal Normal n ¼ 4 n ¼ 4
HPC lesion Normal Impaired n ¼ 8 n ¼ 2
DLS lesion Normal Normal n ¼ 2 n ¼ 7
Table 2
Summary of the results reported by Sutherland et al. (2000)
Group Acquisition phase Competition test
Visible
trials
Hidden
trials
Cue
response
Place
response
Controls Normal Normal n ¼ 7 n ¼ 5
Alcohol
pre-exposed
Normal Normal n ¼ 11 n ¼ 2
Pair-fed Normal Normal n ¼ 6 n ¼ 4
338 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
(HPC) damage demonstrated normal performance on
the visible platform days, impaired performance on
hidden platform days, and chose the visible platform (a
cue response) on the competition test. Subjects with
dorso-lateral striatum (DLS) lesions demonstrated nor-
mal performance during visible and hidden platform
trials but chose the previously reinforced spatial position
on the competition test. These results suggested that,among other things, perturbations of one learning and
memory system can enhance the ability of another
learning and memory system to control behaviour when
alternative response strategies are possible (McDonald
& White, 1994).
These results have important implications for the ef-
fects of moderate prenatal alcohol exposure on cognitive
function because it is possible that the functional effects ofthis developmental perturbation on the hippocampus
would be revealed in a test situation that places a higher
demand on hippocampal processing than the standard
version of the Morris water task. The competition test
places a high demand on hippocampal processing because
an intact dorsal striatal-based memory system competes
for behavioural control during the ultimate test. If the
hippocampus is compromised, the habit system will gain
control over behaviour. As can be seen in Table 2, the
results clearly showed that adult rats that were exposed to
moderate levels of alcohol during prenatal development
showed a strong preference (11/13) for swimming directly
to the visible platform during the competition test. Incontrast, approximately half of the normal rats and half
of the pair-fed rats preferred the visible platform.
This is the first demonstration, to our knowledge, of
an alteration in the balance between learning and mem-
ory systems caused by a prenatal developmental event.
The implications of this series of experiments should not
be underestimated because they show that complex
behavioural patterns in adulthood can be permanentlyaltered by a single prenatal event. Hence, these types of
events can fundamentally affect the overall organization
of memory in the mammalian nervous system and can
lead to abnormal behavioural patterns in adulthood.
1.4. Psychiatric disorders: The central role of interacting
memory systems
In the scientific literature there is an emerging focus
on the idea that the etiology of almost all major psy-
chiatric disorders are linked to abnormalities in brain
areas implicated in learning and memory processes. The
evidence suggests that dramatic changes in the rela-
tionship of these systems to one another, and with other
brain systems, lead to abnormal manifestations of be-
haviour. These cognitive and behavioural abnormalitiesinclude schizophrenia (Hanlon & Sutherland, 2000;
Lipska & Weinberger, 2002); anxiety (Hariri et al.,
2002); depression (McEwen, Magarinos, & Reagan,
2002; Santarelli et al., 2003; Sheline, Gado, & Kraemer,
2003); and drug abuse (Dickinson, Wood, & Smith,
2002; Everitt, Dickinson, & Robbins, 2001; White, 1996,
2002) among others.
Historically, theories about the etiology of these ma-jor psychiatric disorders have been dominated by single
factor theories. The idea was that these complex brain
disorders were caused by alterations in a neurotrans-
mitter system, gene or some other single factor. There are
many single factor theories of brain disorders that con-
Fig. 5. A hypothetical scenario in which GDE factors alter the orga-
nization of the brain in which prenatal alterations in the hippocampus
and amygdala alter their functions as well as affecting portions of the
prefrontal cortex. These changes in the organization of different
memory/behavioural systems and other brain regions results in the
manifestation of various symptoms associated with schizophrenia.
R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346 339
tinue to dominate important areas of research. Examplesof such theories include the idea that schizophrenia is
caused by an over-activation of the neurotransmitter
dopamine (Seeman, Guan, & Van Tol, 1993), or that
Alzheimer�s disease, in which alterations in a small
number of genes leads to over-expression of beta-amy-
loid peptide or neurofibrillary tangles, is associated with
neuronal damage and cognitive deficits (Pericak-Vance
& Haines, 1995). Although single factor theories havegenerated a significant amount of important research,
they do not accurately account for the complex etiologies
of these disorders (see Hanlon & Sutherland, 2000;
Lipska & Weinberger, 2002; McDonald, 2002).
In the final portion of this review we will discuss the
etiology of three classes of psychiatric disorders from the
interacting memory systems perspective (IMST). First,
the relationship between prenatal damage to the amyg-dala and hippocampus, prefrontal cortex activity, and
schizophrenia will be discussed. As well, the functional
implications of this neural damage and disconnection
syndrome are discussed. Second, the etiology of drug
abuse and the role of different learning and memory
systems are discussed. Finally, the role of various
learning and memory systems in mood disorders is
presented.
1.5. Schizophrenia
Recent work suggests that alterations in the prenatal
development of the hippocampus and/or amygdala may
be a critical event in the overall etiology of schizophre-
nia. The idea is that some possible combination of GDE
factors would alter the development of the hippocampusand/or amygdala and their functional relationships to
the rest of the brain. These changes would not be fully
revealed until early adulthood, and possibly be triggered
by experiences in adulthood (e.g., stress).
Several developmental rat models of schizophrenia
have been developed with significant predictive value
(Hanlon & Sutherland, 2000; Lipska & Weinberger,
2002). This work is based on the idea that the hippo-campus and/or the amygdala are damaged early during
brain development and that this event fundamentally
alters the organization of the brain in adulthood leading
to the myriad of symptoms associated with schizophre-
nia. For example, a neonatal lesion of the ventral hip-
pocampus in rodents produces many of the neural and
behavioural changes associated with schizophrenia in
humans. These changes include alterations in areas likethe nucleus accumbens and prefrontal cortex as well as
changes in the relationship of the hippocampus and
amygdala to these brain areas. Changes in the organi-
zation of these memory/behavioural systems and their
relationships with the nucleus accumbens and the pre-
frontal cortex are thought to underlie the emergence of
abnormalities in various dopamine-related behaviours
in adulthood. These abnormalities include enlargedventricles, increased action of postsynaptic dopamine
receptors, morphological changes in prefrontal cortex
and related deficits on tasks sensitive to prefrontal
function (Hanlon & Sutherland, 2000; Lipska & Wein-
berger, 2002).
Fig. 5 shows a hypothetical scenario in which GDE
factors resulted in altered relationships among various
memory/behavioural systems, and their relations withother neural systems. These alterations include hippo-
campal and amygdala dysfunction that will result in
relationship changes between these medial temporal
lobes structures and prefrontal cortex. These changes
would result in an increased dominance of the S–R habit
system by the dorso-lateral striatum as well as other
systems.
Taken together, these rodent models of schizophreniashow a strong relationship between early alterations in
medial temporal lobe affecting areas with direct ana-
tomical connections like the nucleus accumbens and the
prefrontal cortex. According to this work, the altera-
tions in dopamine related behaviour and prefrontal
function are a secondary consequence of prenatal al-
terations in learning and memory systems like the hip-
pocampus and amygdala.From the IMST view, early neonatal lesions of the
hippocampus and/or amygdala change the structure and
integrity of brain regions like the nucleus accumbens
and prefrontal cortex. The effect of this fundamental
change in the organization of the brain on behaviour
can best be understood by looking at the change in re-
lationships between various memory/behavioural sys-
tems, some of which have been altered and others thathave not. The idea is that certain patterns of interactions
would dominate thought and behavioural control in
normal subjects, and a different pattern of interactions
would occur in subjects with schizophrenia.
340 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
1.6. Drug abuse
Various theories of the neural mechanisms of drug
abuse have been put forward. One popular view is that
addicts administer drugs for their reward or pleasure-
inducing effects. This is sometimes referred to as the
hedonic theory of drug addiction. Essentially the idea is
that drug consumption results in the activation of do-
pamine cells in the ventral tegmental area which leads todopamine release in the nucleus accumbens and pre-
frontal cortex (Wise, 1996). It has been suggested that
increases in corticolimbic dopamine levels produce a
pleasurable experience (Volkow, Fowler, & Wang, 2002)
as well as affecting various cortical regions involved in
attentional processes and decision-making that could
affect various behaviours underlying addiction. A related
theory suggests that withdrawal from addictive drugsproduces reductions in dopamine release and action
leading to an anhedonic state that mediates relapse to
drugs. A third theory of addiction called the incentive
sensitization theory (Kelley & Berridge, 2002; Robinson
& Berridge, 1993) suggests that drug abuse is mediated
via mechanisms linking reward to drug associated stim-
uli, which in turn results in compulsive behaviours linked
to drug addiction. According to this view, corticolimbicdopamine release is critical for behaviours necessary for
obtaining rewards (Berridge & Robinson, 1998).
Another theory focuses on various learning and
memory systems in which the normal functions of these
complex neural circuits become subverted leading to
compulsive drug seeking behaviours (Everitt et al.,
2001). In this model, drugs of abuse initiate plasticity
mechanisms in different learning and memory systemsthat come to control behaviour of the individual over
other pre-existing memories. An earlier and slightly
different formulation of this view (White, 1996) suggests
that experience with addictive drugs are encoded and
stored like other experiences except that drugs of abuse
only mimic a subset of the action of natural reinforcers
in the brain. It is this differential reinforcement effect of
drugs combined with these actions on distinct learningand memory systems that produce addictive behaviours.
In this model, the amygdala acquires information that
promotes approach and interaction with drug associated
stimuli. The dorsal striatum promotes the acquisition of
stimulus–response (S–R) habits and the hippocampus
acquires information about the context in which drug
stimuli are obtained (White, 1996).
1.7. Drug abuse and interacting memory systems theory
The interacting memory systems theory (IMST) view
of the organization of memory/behavioural systems in
the mammalian brain might be a powerful way of un-
derstanding the neural basis of drug addiction. The
various theories mentioned above indicate the critical
role different learning and memory systems play in drugaddiction in which powerful plasticity processes and
associated memories are formed during drug experiences
that come to dominate behavioural control. White�s(1996) theory of drug addiction, in particular, is an in-
teresting fusion of multiple learning and memory sys-
tems theory and a novel reinforcement theory.
However, future work will need to emphasize the
dynamic and interactive nature of these systems andwhat role these interactions might play in addictive be-
haviours particularly when trying to develop treatment
regimes. The logic behind this claim is that it appears
that certain drugs of addiction modulate plasticity pro-
cesses in specific learning and memory systems but not
others (White, 1996), while another drug of abuse might
have a different pattern of influences. This suggests that
certain addictions might be heavily based on certainmemory/behavioural circuits while addictions to an-
other drug could be based on a different set of circuits,
or even a different subset of circuits. For example, drug
A might strongly enhance plasticity processes in dorsal
striatum that is thought to mediate stimulus–response
(S–R) habits (Packard et al., 1989) while drug B might
elicit addictive behaviours via enhancement of plasticity
processes in the hippocampus and amygdala thought tomediate contextual and stimulus–reward associations
(White & McDonald, 2002). If true, the treatments
necessary to deal with these subtypes of learning-based
addictions would require different approaches. One
approach would be to try and eliminate memories
mediating the abherrant behaviour. Alternatively, en-
hancement of other learning and memory systems not
mediating the addictive behaviours could be utilized todislodge the suspected system from behavioural control.
Another window on the mechanisms of drug addic-
tion that the IMST might open is an explanation for
individual differences in susceptibility to drug addiction
(Glantz & Pickens, 1992). We have previously argued
that although these learning and memory systems affect
behaviour, there are GDE factors that alter the rela-
tionships between these systems and the relationship ofthese systems to other brain areas. It is believed that
normal and abnormal manifestations of behaviour like
drug addiction are determined, to a large extent, by
some complex set of interactions between these factors
that can have a major effect on the organization of the
brain. Thus, interactions between GDE factors can af-
fect neurobiological integrity and impart an organiza-
tional change in the relationship of these memory/behavioural systems to one another, and with other
brain systems that could make an individual more sus-
ceptible to drug addiction.
One possible neural change that could mediate ad-
dictive behaviours is via enhanced behavioural control
exhibited by one memory/behavioural system. Fig. 6
shows a hypothetical scenario in which various GDE
Fig. 6. A hypothetical scenario in which GDE factors alter the orga-
nization of the brain in a way that makes this individual more sus-
ceptible to drug addiction to a particular substance. The
administration of this drug of abuse triggers a series of events that lead
to the dominance of the S–R habit system in controlling behaviour.
(The increase in size of the striatum object in this figure is designed to
indicate an increased influence over behaviour and not a literal in-
crease in size).
R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346 341
factors interact to enhance the dominance of the S–R
habit system that would lead to an increased tendency
towards habitual control over behaviour. This could be
influenced by the ease of access to common output sites(Ferbinteanu & McDonald, 2001; McDonald & White,
1995a, 1995b; White & McDonald, 1993) or via en-
hanced plasticity processes associated with cognitive
processes linked to addiction.
A second possibility is that, in particular individuals,
alterations in brain organization caused by GDE factors
can lead to a bigger reward signal occurring when drugs
of abuse are administered. This could result in an ac-celeration of specific types of learning and memory
processes associated with compulsive drug seeking.
Fig. 7. GDE factors interact to alter the organization of the brain in a
way that enhances reward signals when drugs of abuse are adminis-
tered. The reward signal is represented by an increase in dopamine
release in the ventral tegmental area/nucleus accumbens projection.
This signal preferentially enhances amygdale-based pavlovian learning
and memory processes that can influence addictive behaviours by an
individual�s tendency to approach and maintain contact with cues,
individuals, and situations associated with drug administration.
Fig. 7 shows a hypothetical scenario in which the GDEfactors alter the organization of the brain which results
in a more powerful reward signal to a particular drug
dose, possibly represented in the brain by an increase in
dopamine release in the VTA/nucleus accumbens
(Koob, 1992). This enhanced sensitivity of the meso-
limbic dopamine system to drugs of abuse could result in
an acceleration of learning and memory processes de-
pendent on these signals (Hiroi & White, 1991) and ul-timately behavioural control by these systems.
A final example is based on the idea that various
GDE factors could lead to an organizational change in
the brain resulting in a reduction of inhibitory control
via prefrontal cortical mechanisms (Kolb, 1990). Fig. 8
shows this reduction of prefrontal inhibitory control
which could result in increased behavioural control by
memory/behavioural systems that require the contribu-tion of executive systems for appropriate choice behav-
iours (Fuster, 1989; Moscovitch, 1994).
1.8. Mood disorders
The mood disorders include many of the most com-
mon psychiatric disorders found in the general popula-
tion including depression, anxiety disorder, andobsessive–compulsive disorder (OCD). Hypotheses
about the etiology of these disorders consistently suggest
that disruption of major neurotransmitter systems are at
the root of these brain dysfunctions. Once again, our
view is that these alterations in neurotransmitter systems
might be the secondary consequences of alterations to
key memory/behavioural systems including the hippo-
campus, amygdala, dorsal striatum, and the prefrontalcortex. These mood disorders are now being linked to
permanent structural and biochemical changes in these
brain structures.
Fig. 8. GDE factors interact to alter the organization of the brain in a
way that reduces prefrontal cortex inhibitory control of memory/
behavioural systems like the amygdala and striatum that results in
increased behavioural control by memory systems that require the
contribution of executive systems for appropriate choice behaviour in
highly rewarding but personally detrimental behavioural patterns.
342 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
Depression is characterized by recurrent episodes ofdecreased energy, appetite, attention, and negative
mood states (Cassens, Wolfe, & Zola, 1990). Alterations
in the neurotransmitter serotonin are thought to be the
main cause of depressive episodes and the administra-
tion of drugs that enhance serotonergic levels have had
considerable success in treating depression.
A different view of the etiology and mechanisms of
depression has emerged recently that links damage to thehippocampus to this disorder (Sapolsky, 2000). Further-
more, a down-regulation of neurogenesis in the adult
hippocampus has also been linked to depression and se-
rotonergic medications commonly used to treat depres-
sion up-regulate neurogenesis in hippocampus (Malberg,
Eisch, Nestler, & Duman, 2000; McEwen et al., 2002).
Alterations in the functions of the amygdala have also
been consistently reported in depressive patients (Shelineet al., 2003) in whom the amygdala becomes overactive
when responding to negative experiences.
From the IMST view these seemingly unrelated
changes to the hippocampus and amygdala might not be
unrelated after all. It is possible that the GDE factors
might lead to elevated glucocorticoid levels. If these
levels are chronically elevated they can lead to hippo-
campal cell death (Sapolsky, Krey, & McEwen, 1985)and neurogenesis down-regulation (Lemaire, Koehl, Le
Moal, & Abrous, 2000). Any event that leads to a
dampening of hippocampal function could result in in-
creased dominance of other memory/behavioural sys-
tems (White and McDonald, 2002). Thus a secondary
consequence of dampening hippocampal function would
be to increase dominance of amygdala influence on
thoughts and related behaviour (McDonald & White,1995a, 1995b; Sheline et al., 2003; White & McDonald,
1993). This increased amygdala influence might lead to
increases in the negative affect attached to a wider range
of situations or events. Fig. 9 shows a hypothetical
Fig. 9. GDE factors interact to alter the organization of the brain in a
way that results in symptoms and behavioural patterns associated with
clinical depression. Atrophy of hippocampus, anatomically and func-
tionally, and enhancement of right amygdala dominance over thought
and behaviour results in negative mood states and associated changes
in behaviour.
scenario in which, because of some complex interactionsbetween various GDE factors, an individual suffers from
depression. The depiction shows a shrinkage of the
hippocampus, anatomically and functionally, and an
enhancement of the right amygdala dominance of
thought and behaviour. The right amygdala in humans
is thought to be specialized for influencing negative
emotions.
Anxiety disorders are associated with inappropriatelevels of fear and related physiological and behavioural
concomitants warranted by the situation or event. It is
thought that disruptions of the GABAergic neuro-
transmitter system are central to the etiology of anxiety
disorders and the widespread treatment success of the
benzodiazepine drugs supports this view (Rickels &
Schweizer, 1987).
Various memory/behavioural systems, particularlythe hippocampus and amygdala, are thought to allow
individuals the ability to confine and constrain their
fearful responses to the original event. Anxiety disor-
ders might result from a weakening of these systems
resulting in a generalization of fear to unrelated cues
and situations. Thus, a subject with an anxiety disorder
is thought to be unable to differentiate between cues,
environments, or episodes that are associated with fearand those that are not. Many researchers have con-
cluded that anxiety disorders must be linked with
changes in the hippocampus and/or amygdala (Amaral,
2003; Hariri et al., 2002; Ledoux & Muller, 1997;
Quirk & Gehlert, 2003; Walker, Toufexis, & Davis,
2003), and it is possible that these changes occur be-
cause of some interaction between the GDE factors.
Fig. 10 shows a hypothetical scenario in which, because
Fig. 10. GDE factors interact to alter the organization of the brain in a
way that results in symptoms and behavioural patterns associated with
general anxiety disorder. Changes in the hippocampus and amygdala
and/or their relationship with one another resulting in general anxiety
by decreasing their influence on brainstem and hypothalamic neural
systems that produce the physiological responses associated with fear
and anxiety. These responses would include increased heart rate, res-
piration, hormone release, ascending neurotransmitter release, and
avoidance behaviours.
R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346 343
of some complex interactions between the GDE fac-tors, an individual suffers from anxiety. In this indi-
vidual, changes in the hippocampus and amygdala and/
or their relationship with one another and other brain
regions like the brainstem and hypothalamus would
result in general anxiety. A loss of amygdala and hip-
pocampal control over brainstem and hypothalamic
regions that mediate the physiological responses asso-
ciated with fear and anxiety would increase general-ization of fear to unrelated situations.
Obsessive–compulsive disorder (OCD) is another
class of mood disorder that is characterized by reoc-
curring obsessions and/or compulsions that disrupt
normal daily functions of the individual (DSM-IV).
Obsessions are defined as incessant, intrusive thoughts
or impulses. Compulsions are repetitive response pat-
terns that are thought to occur in response to variousobsessions. Any attempt by the individual suffering from
OCD to resist these compulsive behaviours results in
high anxiety.
From the IMST view, OCD might be caused by an
alteration in the relationships between the dorso-lateral
striatum, prefrontal cortex, and the amygdala/hippo-
campus axis. These changes in the organization of these
different memory/behavioural systems would be causedby interactions with the GDE factors. Dysfunction of
the amygdala/hippocampus would result in heightened
anxiety levels. A dampening of prefrontal cortex func-
tion would lead to a reduction in inhibitory control over
thoughts and behaviour. A secondary consequence of
dysfunction in these areas would be an increased dom-
inance of the dorso-lateral striatum S–R habit system
that would elicit inappropriate repetitive response pat-terns (compulsions).
Recent evidence supports this complex view of OCD
and implicates changes in the dorsal striatum, pre-
frontal cortex and the amygdala/hippocampus axis
(Harris & Dinn, 2003; Hoehn-Saric & Greenberg, 1997;
Kim et al., 2003; Konig et al., 1998; Kuelz, Hohagen,
& Voderholzer, 2004; Kwon et al., 2003; Szeszko et al.,
2004).
2. Conclusions
This current review and analysis puts forth the idea
that the organization of memory in the mammalian
brain and the neural systems that mediate them must
play a pivotal role in our thoughts, emotions, choices,actions, and even our personalities. According to this
view, complex interactions between neural circuits that
contain remnants of an individual�s past experience not
only provide the basis of your identity but also exert an
enormous influence over ongoing behaviour. Interac-
tions between these systems and related brain areas are
thought to determine who we are and how we behave in
particular situations. An extension of this idea is thatabnormal manifestations of behaviour are caused, to a
large extent, by alterations in the relationships among
different memory/behavioural systems and other brain
areas.
Symptoms associated with various psychiatric
disorders are hypothesized to be caused by complex
interactions between a patient�s genetic background,
their pre- and post-natal development, and their lifeexperiences. All of these factors can have major effects
on the organization of the brain and even subtle alter-
ations could affect the overall relationship between
memory/behavioural systems (balance) as well as the
relationships among memory/behavioural systems and
the rest of the brain. In many instances, it is this rela-
tionship between GDE factors and interactive memory
systems which ultimately determines manifestations ofnormal and abnormal behaviour.
In summary, evidence was provided showing a com-
petitive interaction between two memory/behavioural
systems and how a simple pre-natal developmental event
affected the nature of this interaction (McDonald &
White, 1994; Sutherland et al., 2000). It is important to
note that although the above example shows an effect of
a developmental factor on a competitive interactionbetween the dorsal striatum and hippocampus, it is hy-
pothesized that synergistic interactions can be affected in
this way as well that could lead to changes in thought
processes and behavioural patterns. A review and
analysis of research showing a central role of memory/
behavioural system dysfunction and various psychiatric
disorders was also presented. One idea that emerged
from this analysis is that it is important to understandthe primary and secondary consequences of memory/
behavioural system dysfunction. That is, the symptoms
of a particular psychiatric disorder are most likely
mediated by changes among memory/behavioural sys-
tems during development and secondary changes that
affect neurobiological processes later in life. As a result,
some adult processes are altered while others are left
intact, and may come to dominate thought and behav-iour in the presence of down-regulated or compromised
neurobiological processes.
One interesting point that emerges from the current
analysis is that many of these seemingly disparate dis-
orders affect similar neural circuits (e.g., OCD and
schizophrenia). A corollary that may follow from these
demonstrations is that the temporal aspects of brain
damage could influence different disorders. For exam-ple, schizophrenia appears to be caused by early devel-
opmental alterations whereas OCD damage may occur
later, possibly post-natal. Another possibility is the
overall extent of damage or the pattern of damage
within each system is different. For example the dorsal
striatum can be anatomically and functionally subdi-
vided into at least two systems (McGeorge & Faull,
344 R.J. McDonald et al. / Neurobiology of Learning and Memory 82 (2004) 333–346
1989). In a complex disorder like OCD, a unique patternof damage to portions of each of these areas might be
responsible for the psychological and behavioural effects
of the brain dysfunction. Future work will be required
to assess these ideas.
In closing, emerging evidence from a wide range of
empirical studies suggest that learning and memory
systems are at the core of many neurodegenerative and
psychiatric disorders. Detailed information about thefunctions of these various brain systems and the inter-
actions between them, using both basic and applied re-
search approaches, is critical for future treatment and
prevention of these debilitating disorders.
Acknowledgment
Dr. Robert McDonald is currently a Canada Re-
search Chair.
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