mutual fund account application - nuveen

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Mutual Fund Account ApplicationThis application must be preceded or accompanied by a current fund prospectus.

For Additional Copies or AssistanceIf you need additional copies of this application, or would like assistance completing it, please call Nuveen at 800.257.8787 or go to www.nuveen.com.

Mail this application to:Nuveen Funds | P.O. Box 219140 | Kansas City, MO 64121-9140

Overnight this application to:Nuveen Funds | 430 W 7TH St. | Suite 219140 | Kansas City, MO 64105-1407

Investor Privacy Policy – Our Commitment to YouNuveen (and its affiliated investment advisers and funds) considers your privacy our utmost concern. In order to provide you with individualized service, we collect certain nonpublic personal information about you from information you provide on applications or other forms (such as your address, birth date, social security number, and other forms of government-issued identification), as well as information about your account transactions with us (such as purchases, sales and account balances). We may also collect such information through your account inquiries by mail, email, telephone or on our Website.

We do not disclose any nonpublic personal information about you to anyone, except as required or permitted by law. Specifically, so that we may continue to offer you Nuveen products and services that best meet your investing needs, and to effect transactions that you request or authorize, we may disclose the information we collect, as described above, to companies that perform administrative or marketing services on our behalf, such as transfer agents, or printers and mailers that assist us in the distribution of investor materials. These companies will use this information only for the services for which we hired them, and are not permitted to use or share this infor-mation for any other purpose.

If you decide at some point either to close your account(s) or to become an inactive customer, we will continue to adhere to the privacy policies and practices described in this notice.

With regard to our internal security procedures, we restrict access to your personal and account information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.

The USA PATRIOT Act and Money LaunderingTo help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person or company that opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. This information will be verified to ensure the identity of all individuals opening a mutual fund account.

As part of our required USA PATRIOT Act program, we may ask you to provide various information, documents or other information when you open or make certain significant changes to your account, which we may then verify with government agencies or other third parties. Until you provide the information or documents requested, we may not be able to open an account or effect any additional trans-actions for you.

Non-U.S. ResidentsAt this time, the Nuveen Mutual Funds do not allow share purchases by persons designated as non-U.S. resident aliens.

For questions about these policies, or for additional copies of our investor privacy policy, please go to www.nuveen.com, or contact Nuveen at 333 West Wacker Drive, Chicago, IL 60606, or 800.257.8787.

Investor(s) acknowledges that neither Nuveen Funds nor any Nuveen affiliate or service provider to Nuveen Funds has provided the investor(s) with advice, recommendations or suggestions as to any specific investment decisions. Investors in Nuveen Funds are urged to consult their own financial professionals before making investment-related decisions, including but not limited to, those related to transfer or rollover from retirement plans, purchase or sale of investments, selection or retention of investment managers, or selection of account beneficiaries.

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(Continued from page 1)

(Section 1 continued on page 3)

Please print clearly in all CAPITAL LETTERS using black ink.

1. ACCOUNT REGISTRATION

Please select an account type and complete all applicable information. Joint registration will be as joint tenants with rights of survivorship unless you specify tenants in common. ()

Individual Joint Tenant

First Name, Middle Initial, Last Name:

Date of Birth (Month/Day/ Year):

Social Security Number: U.S. Citizen U.S. Resident Alien

Spouse/Joint Tenant First Name, Middle Initial, Last Name:

Date of Birth (Month/Day/Year):


Uniform Gift/Transfer to Minor

Name of Custodian:

Custodian’s Date of Birth (Month/Day/Year):


Minor’s Name (only one minor may be named):

Minor’s State of Residence: Minor’s Date of Birth (Month/Day/Year):


Please complete all relevant information and attach any required documentation.

If Social Security or Employer Identification Number have been applied for but not yet received, please provide a copy of the Application.

Note: Any and all corporate documents and information produced as part of this application will be used solely for the purpose of establishing the identity of the corporation, partnership or trust.

If you are opening any of the accounts in the section below, you must complete the Nuveen Funds Legal Entity Beneficial Ownership Certification Form in order for the account to be established.

When an entity such as a corporation, partnership, or trust opens an account, we will ask for the name, principal place of business, tax identification number and documentation to substantiate the existence of the entity (which may include the articles of incorporation or the corporate resolution). In addition, please include an authorized signers document.

(C) Corporation (S) Corporation Partnership Trust Investment Company Other (specify)_____________________

Name of Corporation/Partnership/Trust/Investment Company:

Taxpayer/Employer Identification Number:

First Name, Middle Initial, Last Name of Principal Account Contact:

Title:



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(Section 1 continued)

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Organizations exempt from USA PATRIOT Act verifications please check the appropriate box:

Financial institution regulated by a federal regulator Bank regulated by a state regulator Government agency or instrumentality Publicly-traded corporation (please provide ticker and exchange) _______________________________

Non-Exempt Corporations:Must attach a copy of the Certified Articles of Incorporation, a government-issued business license, and the names, birth dates and Social Security numbers of all persons authorized to effect transactions in this account.

Non-Exempt Partnerships:Must attach a copy of the Partnership Agreement, and the names, birth dates and Social Security numbers of all partners.

Non-Exempt Trusts:Must attach a copy of the first and last pages of the Trust Agreement, and the names, birth dates and Social Security numbers of all trustees.

2. PRIMARY AND MAILING ADDRESSES

Please provide your primary legal address (primary place of business if a corporation, partnership or trust), in addition to any mailing address (if different).

If mailing address is a post office box (except APO and FPO addresses), a street address is also required by the USA PATRIOT Act.

Street Address:

City: State: Zip Code:

Email Address:

Daytime Telephone Number: Evening Telephone Number:

Please send mail to address below

Street Address:


Joint Tenant Address (if different from above)

Street Address:


Email Address:

Daytime Telephone Number: Evening Telephone Number:

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3. TRUSTED CONTACTS (OPTIONAL)

Trusted contacts are people you know and trust, who are at least 18 years of age and whom Nuveen Funds may contact if we have ques-tions about your account, your well-being, or if we suspect you are the victim of fraudulent activity. If this is a joint account, please add respective contacts for each individual. A co-owner of the account should not be a trusted contact. See Section 16 for more information.

For Owner

First Name of Contact Person: Last Name:

Relationship:


Telephone Number:

Email Address:

Mailing Address:


If Joint Owner

First Name of Contact Person: Last Name:

Relationship:


Telephone Number:

Email Address:

Mailing Address:


4. FINANCIAL PROFESSIONAL INFORMATION

You must complete this section in order to purchase shares in a Fund. A financial professional is required.

Your financial professional will receive a duplicate copy of your statement.

Financial Professional’s Name:

Rep. Number:

Firm Name:

Branch Address:

Branch Number:


Telephone Number:

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5. DUPLICATE STATEMENTS

Please complete this section if you wish someone else to receive copies of your statements. ()

Please send a duplicate copy of my statement to the address below:

First Name, Middle Initial, Last Name:

Street Address:


Daytime Telephone Number:

6. COST BASIS METHOD

For shares acquired on or after January 1, 2012, the Cost Basis Method you elect applies to all existing and future accounts you may establish. The Cost Basis Method you select will determine the order in which shares are redeemed and how your cost basis information is calculated and subsequently reported to you and to the Internal Revenue Service (IRS). Please consult your tax professional to determine which Cost Basis Method best suits your specific situation. If you do not elect a Cost Basis Method, your account will default to Average Cost.

Primary Method (Select only one)

Average Cost – averages the purchase price of acquired shares First In, First Out – oldest shares are redeemed first Last In, First Out – newest shares are redeemed first Low Cost – least expensive shares are redeemed first High Cost – most expensive shares are redeemed first Loss/Gain Utilization – depletes shares with losses prior to shares with gains and short-term shares prior to long-term shares Specific Lot Identification – you must specify the share lots to be sold at the time of a redemption (This method requires you elect a Secondary Method below, which will be used for systematic redemptions and in the event the lots you designate for a redemption are unavailable.)

Secondary Method – applies only if Specific Lot Identification was elected as the Primary Method (Select only one)

First In, First Out Last In, First Out Low Cost High Cost Loss/Gain Utilization

Note: If a Secondary Method is not elected, First In, First Out will be used.


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7. FUND SELECTION

Your investment selection will not be processed without a financial professional indicated in Section 4.

Please check the box that corresponds to the name(s) and share class of the fund(s) and write in the amount(s) you wish to invest.

$3,000 minimum purchase per fund and share class. Please note: Third party checks are not accepted.

If you use this application to purchase more than one fund, any optional features you select, except for the Systematic Investment or Systematic Withdrawal Plans, will apply to all funds. If you prefer to wire funds to open an account, please call Nuveen at 800.257.8787.

If you do not indicate a purchase option you will be issued Class A Shares. Not all share classes are available for all funds. See fund Prospectus and Statement of Additional Information for eligibility requirements.

State funds may not be available in all states.

FUND NAME AMOUNT SHARES () NO. SYMBOL SHARES () NO. SYMBOLAll-American Municipal Bond $ A 1167 FLAAX C 6953 FACCXArizona Municipal Bond $ A 1172 FAZTX C 6960 FZCCXCalifornia High Yield Municipal Bond* $ A 1780 NCHAX C 6962 NAWSXCalifornia Intermediate Municipal Bond $ A 7015 NUCAX C 7016 NUCCXCalifornia Municipal Bond $ A 1173 NCAAX C 6961 NAKFXColorado Municipal Bond $ A 1175 FCOTX C 6963 FAFKXConnecticut Municipal Bond $ A 1176 FCTTX C 6964 FDCDXCredit Income $ A 6942 FJSIX C 1318 FCSIXDividend Growth $ A 1796 NSBAX C 1798 NSBCXDividend Value $ A 6759 FFEIX C 1323 FFECXEmerging Markets Equity $ A 7277 NEKAX C 7278 NEKCXEquity Long/Short $ A 2350 NELAX C 2351 NELCXFlexible Income $ A 2434 NWQAX C 2435 NWQCXFloating Rate Income $ A 2557 NFRAX C 2558 NFFCXGeorgia Municipal Bond $ A 1178 FGATX C 6965 FGCCXGlobal Dividend Growth $ A 3037 NUGAX C 3038 NUGCXGlobal Equity Income $ A 1759 NQGAX C 1760 NQGCXGlobal Infrastructure $ A 6725 FGIAX C 6727 FGNCXGlobal Real Estate Securities $ A 7270 NGJAX C 7271 NGJCXHigh Yield Income $ A 2438 NCOAX C 2439 NCFCXHigh Yield Municipal Bond* $ A 1168 NHMAX C 6954 NHCCXIntermediate Duration Municipal Bond $ A 1170 NMBAX C 6956 NNCCXInternational Dividend Growth $ A 3041 NUIAX C 3042 NUICXInternational Growth $ A 2354 NBQAX C 2355 NBQCXInternational Small Cap $ A 7175 NWAIX C 7176 NWSCXInternational Value $ A 1159 NAIGX C 1559 NCIGXKansas Municipal Bond $ A 1179 FKSTX C 6966 FAFOXKentucky Municipal Bond $ A 1180 FKYTX C 6967 FKCCXLarge Cap Select $ A 2605 FLRAX C 2607 FLYCXLarge Cap Value $ A 1950 NQCAX C 1952 NQCCXLimited Term Municipal Bond $ A 1171 FLTDX C 6957 FAFJXLouisiana Municipal Bond $ A 1181 FTLAX C 6968 FAFLXMaryland Municipal Bond $ A 1182 NMDAX C 6969 NACCXMassachusetts Municipal Bond $ A 1183 NMAAX C 6970 NAAGXMichigan Municipal Bond $ A 1185 FMITX C 6971 FAFNXMid Cap Growth Opportunities $ A 6449 FRSLX C 2451 FMECXMid Cap Value $ A 6786 FASEX C 1326 FACSXMinnesota Intermediate Municipal Bond $ A 6804 FAMAX C 6973 NIBCXMinnesota Municipal Bond $ A 6484 FJMNX C 6972 NTCCXMissouri Municipal Bond $ A 1186 FMOTX C 6974 FAFPXMulti Cap Value $ A 1157 NQVAX C 1557 NQVCXNebraska Municipal Bond $ A 1349 FNTAX C 6975 NAAFXNew Jersey Municipal Bond $ A 1187 NNJAX C 6976 NJCCX


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FUND NAME AMOUNT SHARES () NO. SYMBOL SHARES () NO. SYMBOLNew Mexico Municipal Bond $ A 1188 FNMTX C 6977 FNCCXNew York Municipal Bond $ A 1189 NNYAX C 6978 NAJPXNorth Carolina Municipal Bond $ A 1191 FLNCX C 6979 FDCCXOhio Municipal Bond $ A 1192 FOHTX C 6980 FAFMXOregon Intermediate Municipal Bond $ A 6779 FOTAX C 6981 NAFOXPennsylvania Municipal Bond $ A 1193 FPNTX C 6982 FPCCXPreferred Securities and Income $ A 1966 NPSAX C 1968 NPSCXReal Asset Income $ A 6732 NRIAX C 6733 NRICXReal Estate Securities $ A 817 FREAX C 1334 FRLCXShort Duration High Yield Municipal Bond $ A 1360 NVHAX C 6958 NVCCXShort Term Municipal Bond $ A 1352 FSHAX C 6959 NAAEXSmall Cap Growth Opportunities $ A 2454 FRMPX C 2456 FMPCXSmall Cap Select $ A 2459 EMGRX C 2461 FHMCXSmall Cap Value $ A 6740 FSCAX C 1328 FSCVXSmall Cap Value Opportunities $ A 1610 NSCAX C 1612 NSCCXSmall/Mid Cap Value $ A 1954 NSMAX C 1956 NSMCXStrategic Income $ A 1345 FCDDX C 1347 FCBCXStrategic Municipal Opportunities $ A 6992 NSAOX C 6993 NSCOXTennessee Municipal Bond $ A 1194 FTNTX C 6983 FTNDXVirginia Municipal Bond $ A 1195 FVATX C 6984 FVCCXWinslow Large-Cap Growth ESG $ A 2386 NWCAX C 2387 NWCCX Wisconsin Municipal Bond** A 1196 FWIAX C 6985 FWCCXTotal Investment $

*Effective 9/30/21 the Fund is closed to new investments. Please see the Fund’s prospectus for more information.

**Effective 9/27/19 the Fund is closed to new investments. Please see the Fund’s prospectus for more information.

8. DISTRIBUTION OPTIONS

Please indicate how you would like to receive your distributions. If no box is checked, all distributions will be reinvested into additional shares of the paying fund.


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Dividends ()

Reinvest dividends into additional shares of the paying fund. Reinvest dividends into an identically registered Nuveen mutual fund account.

Fund Name:

Account Number (if known):

Send dividends by check. (Complete Section 9.) Deposit dividends into my bank account via Fund Direct™. (Complete Section 15.)

Capital Gains ()

Reinvest capital gains into additional shares of the paying fund. Reinvest capital gains into an existing identically registered Nuveen mutual fund account.

Fund Name:

Account Number (if known):

Send capital gains by check. (Complete Section 9.) Deposit capital gains into my bank account via Fund Direct™. (Complete Section 15.)

If you choose the cash or into your bank option for distributions, those options must be consistent for both dividends and capital gains.

9. CHECK INSTRUCTIONS

Please complete this section only if you requested to receive fund distributions by check.

Make checks payable to the registered holder. Make checks payable to the registered holder at the address listed below. Make checks payable to the following third party, at the address listed below.

Third Party Name (if applicable):



Attention:

Street Address:



10. LETTER OF INTENT

Please complete if you intend to purchase shares at a reduced sales charge under a Letter of Intent.

I intend, but am under no obligation, to purchase additional Class A Shares in order to qualify for a reduced sales charge, subject to the terms and conditions described in the Prospectus/Statement of Additional Information. I understand that I or my financial professional must notify Nuveen when I make a purchase of fund shares that I wish to be covered under the Letter of Intent.

I intend to purchase at least the following amount over the next 13 months: $50,000 $100,000 $250,000 $500,000 $1,000,000 or more

11. RIGHTS OF ACCUMULATION

Please complete this section if you qualify for a reduced Class A sales charge based on your holdings in the listed Nuveen Mutual

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Fund accounts as stated in the Statement of Additional Information.

Name of Nuveen Mutual Fund:

Account Number:


Account Number:


Account Number:

12. TELEPHONE SERVICES

Telephone Exchange and Telephone Redemptions by CheckYou and your financial professional will automatically receive telephone exchange and redemption privileges, unless you request otherwise below.

I do not wish to have telephone privileges. I wish to have telephone privileges for myself, but not my financial professional.

Telephone Redemptions via Fund Direct™ I would like to be able to redeem shares by phone and have the proceeds deposited directly into my bank account, and authorize Nuveen to honor requests for such redemptions. (Complete Section 15.)

Telephone Purchases via Fund Direct™ I would like to be able to purchase additional shares of my current fund by phone using funds from my bank account, and authorize Nuveen to execute such transactions. (Complete Section 15.)

If the names on your bank account do not exactly match your mutual fund account registration, please have all bank account holders sign below.

Signature of Depositor _______________________________________________________________________________ Date _________________________________________

Signature of Joint Depositor ______________________________________________________________________ Date __________________________________

13. SYSTEMATIC INVESTMENT PLAN

Please complete this section if you wish to establish a Systematic Investment Plan. You must meet the initial investment amount of $3,000.

I would like to make regular purchases of fund shares:

From my bank account. (Complete this section and Section 15.)

If the names on your bank account do not exactly match your mutual fund account registration, please have all bank account holders sign below.

Please automatically purchase:

Amount (minimum of $100): $ ________________________________________________________

Name of fund: _______________________________________________________________________

On the ________________________________ day of each month beginning __________________ (month/year).

Signature of Depositor _______________________________________________________________________________ Date _________________________________________


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Signature of Joint Depositor ______________________________________________________________________ Date _________________________________________

Systematic ExchangeYou must meet the initial investment amount of $3,000 in each fund.

I would like to exchange shares from another identically registered Nuveen mutual fund of the same share class.

Exchange amount (minimum of $100): $ ________________________________________________

From (name of fund): _________________________________________________________________

Monthly Quarterly Semi-annually Annually ()


14. SYSTEMATIC WITHDRAWAL PLAN

Please complete this section if you wish to establish a Systematic Withdrawal Plan. You must own fund shares worth at least $10,000 to participate.

I would like to make regular redemptions of fund shares.

Withdraw Amount (minimum of $50): $ _________________________________________________

From Account (name of fund): _________________________________________________________

Monthly Quarterly Semi-annually Annually ()


Please send the proceeds: () By check payable to the registered holder. To my bank account via Fund Direct™. (Complete Section 15.) By check payable to the registered holder at the address listed below. By check payable to the following third party, at the address listed below.

Third Party Name (if applicable):



Attention:

Street Address:



15. BANK INFORMATION



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Please complete this section if you wish to transfer funds electronically to or from your bank account via Fund Direct .™ A Medallion Signature Guarantee (MSG) or Signature Validation Program Stamp (SVP) is required for at least one account and bank owner(s), if the Fund account and bank account do not have a common customer.

Please activate Fund DirectTM for the following services:

Dividend Payments (Complete Section 8) Telephone Purchases (Complete Section 12) Telephone Redemptions (Complete Section 12) Systematic Investment Plan (Complete Section 13) Systematic Withdrawal Plan (Complete Section 14)

Bank Name:

Street Address:


Telephone Number:

Bank Account Registration:

Bank Routing Number:

Bank Account Number:

Account Type ()

Checking account (Please attach a voided check.) Savings account (Please attach a personalized deposit slip.)

If you do not have a check or a personalized deposit slip, please call Nuveen at 800.257.8787.

16. CERTIFICATION AND SUBSTITUTE FORM W-9

I/we release the fund(s), Nuveen and their agents and representatives from all liability and agree to indemnify them from any and all losses, damages or costs for acting in good faith in accordance with instructions, including telephone instructions, believed to be genuine. I/we agree to notify Nuveen promptly in writing if any information contained in this application changes.

By execution of this application, the investor represents and warrants that (i) he has the full right, power and authority to make the invest-ment applied for and (ii) he is a natural person of legal age in his state of residence and that all information on this application is true and correct. The investor certifies that the Taxpayer Identification Number and tax status set forth in the application is correct. The person or person, if any, signing on behalf of the investor represent and warrant that they are duly authorized to sign this application and purchase or redeem shares of the fund on behalf of the investor. Each person named in the registration must sign below.

I have read the applicable prospectus(es) and this application and agree to all their terms. I also agree that any shares purchased now or later are and will be subject to the terms of the Fund’s prospectus as in effect from time to time.

I/we release the fund(s), Nuveen and their agents and representatives from all liability and agree to indemnify them from any and all losses, damages or costs for acting in good faith in accordance with the requirements of the USA PATRIOT Act program, should I (we) not provide all appropriate customer identification requirements requested by Nuveen within 48 hours of such request. I/we understand that failure to comply with Nuveen’s request for customer identification will result in a return of my investment.

I certify, under penalty of perjury, that: (1) The social security or employer identification number shown on this form is my correct Taxpayer Identification Number. (2) I am not subject to backup withholding because I am exempt from backup withholding OR I have not been noti-fied that I am subject to backup withholding as a result of a failure to report all interest or dividend OR, The Internal Revenue Service has notified me that I am no longer subject to backup withholding. (Strike out this item (2) if you have been notified that you are subject to backup withholding.) (3) I am a U.S. person (including Resident Alien).

I consent to the delivery of a single copy of each prospectus and annual and semi-annual report to me and all other shareholders who share my address. I understand that I may revoke my consent by calling 800.257.8787 or by writing to the address on this application.

This paragraph is only applicable if you added a Trusted Contact in Section 3. I hereby authorize Nuveen Funds and its affiliates (“Nuveen Funds”) to contact the person(s) I have listed above (“Contact”) in the event Nuveen Funds has questions or concerns regarding my ability



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MAP-NMFAPP-0222P

to handle my financial affairs (due to health-related matters or otherwise), potentially harmful financial transactions in my accounts or my whereabouts. In order to address any such questions or concerns, when speaking to my Contact, Nuveen Funds is authorized to: i. Share with the Contact nonpublic information about me and all of my investments/accounts/products/ contracts held at Nuveen Funds and its affiliates now or in the future (or any other financial information I may have provided to Nuveen Funds), regardless of any previous elec-tion I have made under federal, state or other law regarding the sharing of such information; ii. Share with the Contact any concerns and details surrounding my potential financial exploitation; iii. Confirm with the Contact the specifics of my current contact information and/or health status; iv. Discuss with the Contact whether any other person has been designated to act on my behalf (through power of attorney, Executor, Trustee or legal guardian or otherwise); and v. Share information obtained from the Contact with its affiliates. I understand this authorization will remain in effect until I notify Nuveen Funds in writing that I am revoking or amending such authority and Nuveen Funds acknowledges the receipt of such revocation and/or amendment. Except as may be required by FINRA Rule 2165, Nuveen Funds is under no obligation to speak to, write to or otherwise interact with the Contact. Nuveen Funds is not responsible for any action taken by the Contact, and Nuveen Funds will not direct the Contact to take any particular action on my behalf. Nuveen Funds suggests that the named Contact(s) not be someone authorized to transact business on the account, or who is already otherwise able to receive the information described above. By signing, I am affirming that the trusted contact person(s) listed in this form are at least 18 years old, and to the best of my knowledge, do not work for Nuveen Funds or its affiliates.

The Internal Revenue Service does not require your consent to any provision of this document other than certifications required to avoid backup withholding.

Signature __________________________________________________________________________________ Date ______________________________________

Signature of Joint Tenant (if any) ______________________________________________________________ Date _________________________________________


mutual fund account application - nuveen

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