mutual fund account application - prudential financial · using the same format as in section 3....

of 9MF1017 Ed. 9/2011

Prudential Mutual Fund Services LLC (PMFS),a Prudential Financial company

Mutual Fund Account ApplicationNon-IRAs only

For assistance: Financial Professionals: (888) 778-5471

Clients: (800) 225-1852

Please print clearly, preferably in capital letters and black ink. Return completed application to Prudential Mutual Fund Services LLC.See page 8 for complete mailing instructions.

USA Patriot Act requirements – To help the government fight the funding of terrorism and money laundering activities, PrudentialFinancial is required to obtain, verify, and record information on each person who opens an account.

Please be sure to review the Privacy Policy at the end of this application.

Important – The following information is required for each person associated with the account:

• Name • Residence address (may not be a PO Box)• Date of birth • Taxpayer ID number (SSN or EIN)

If this information is not provided, we will be unable to open the account. If we are unable to verify your identity, PrudentialFinancial reserves the right to close your account or take other steps we deem reasonable.

Instructions

Account Ownership (Complete only one account type.)1A. Individual or Joint Account (If more than one owner, “joint tenants with rights of survivorship” is assumed unless otherwise specified.)

Owner

Joint Owner

AdditionalOwners

Transfer on Death

First name MI Last name

Social Security number (required for tax reporting)


If there are more than two account owners, include the information for each account owner on a separate sheetusing the same format as in section 3.

For individual accounts only, you may choose to designate a beneficiary under a Transfer on Death (TOD) Plan. Tosetup as part of your new account, complete the Transfer on Death (TOD) Consent form (PMFS296).

B. Uniform Gifts/Transfers to Minors Act (UGMA/UTMA) Account Minor

Custodian

State


Minor’s Social Security number (required for tax reporting) Date of birth


State under whose laws the gift or transfer is being made.

SEE NEXT PAGE FOR TRUST, INSTITUTIONAL, CORPORATION, OR OTHER ENTITY

of 9MF1017 Ed. 9/2011

Account Ownership (continued)1C. Trust – We require that you include a copy of the pages in your trust agreement that show the name of the trust, the trust date,

and a listing of all trustees and their signatures. Provide trustee name(s) in section 3.Trust name (as it appears on the trust document) Date of trust

Employer identification number OR Social Security number * Is it tax exempt?

¨ Yes ¨ NoFor the benefit of *

*If you provide a Social Security number, you must also provide the name of the beneficial owner.

D. Institutional Investor, Corporation, or Other Entity***

Type of entity ¨ Partnership ¨ Sole proprietorship ¨ Bank ¨ Estate ¨ C Corporation ¨ S Corporation ¨ Limited Liability Company (if you checked this box, please indicate the U.S. federal income tax classification of the LLC below.)

¨ C Corporation ¨ S Corporation ¨ Partnership ¨ Other:

Name of entity

Employer identification number OR Social Security number ** Is it tax exempt?

¨ Yes ¨ No

**A Social Security number would only be used if sole proprietorship is selected.

E. Employer Sponsored Retirement Plan*** – PMFS no longer accepts new plans; however, a new participant is permitted toestablish an account in an employer's plan that already exists at PMFS. PMFS does not provide services for these plans thatare invested in Prudential funds via this application.

Type of plan ¨ Profit sharing ¨ Money purchase ¨ Keogh ¨ Defined benefit ¨ Defined compensation ¨ 401(k)

Name of plan

Employer identification number of plan

First name of participant MI Last name

First name of employer contact MI Last name

Employer contact telephone number

***Important Message About Institutional Investor, Corporation, Employer Sponsored Plan, and Other Entity Accounts. You are required to submit certified copies of organization documents, as applicable, in order to establish your account. Such documentation is required by PMFS in order to verify the identity of the entity.

of 9MF1017 Ed. 9/2011

Account Owner/Associated Person Information (Required for the USA Patriot Act.)3Every associated person with the account must provide all the information requested. Important: If there are more than twoowners/associated persons, provide the information, in the same format, on a separate sheet.

A. Name of ¨ Owner ¨ Minor ¨ Trustee ¨ Administrator/Executor ¨ Other First name MI Last name

Social Security number Date of birth

Citizenship

¨ U.S. Citizen ¨ Nonresident alien*¨ Resident alien Country of residence

*Nonresident aliens must attach the applicable Internal Revenue Service (IRS) Form W-8(BEN, ECI, EXP, IMY), which can beobtained at www.irs.gov. Also, nonresident aliens must cross out item 3 in section 13.

Residential/Permanent address (We cannot accept a PO Box or rural route number.)

City State ZIP code 4-digit ext.

Home telephone number Daytime telephone number Extension

E-mail address (optional)

B. Name of ¨ Joint owner ¨ Custodian ¨ Trustee ¨ Administrator/Executor ¨ Other First name MI Last name

Social Security number Date of birth

Citizenship

¨ U.S. Citizen ¨ Nonresident alien*¨ Resident alien Country of residence

*Nonresident aliens must attach the applicable Internal Revenue Service (IRS) Form W-8(BEN, ECI, EXP, IMY), which can beobtained at www.irs.gov. Also, nonresident aliens must cross out item 3 in section 13.

Residential/Permanent address (We cannot accept a PO Box or rural route number.)



Mailing Address2This mailing address will be considered the account's address of record and will be used for all account mailings. It is importantthat each associated person's residential address be provided in section 3.

Street address (You may use a PO Box as a mailing address.)


of 9MF1017 Ed. 9/2011

Mutual Fund Selection & Allocation 4Please provide your investment selections by checking the box next to the fund number and indicate allocations as either a percentage (%) ordollar amount ($). If a fund offers a share class not listed, then write the fund number or share class in the ‘Other’ column next to the fund name.Refer to the fund’s prospectus for fund minimum and eligibility requirements.

Total: (100% or $)

Note: The total must equal 100% or the total dollar amount provided in section 5.

Fund Share Class Initial InvestmentFund Name Class A Class B Class C Other % $Prudential Asset Allocation Fund ¨ 296 ¨ 297 ¨ 356 _____ % $Prudential Conservative Allocation Fund ¨ 1509 ¨ 1510 ¨ 1511 _____ % $Prudential Growth Allocation Fund ¨ 1501 ¨ 1502 ¨ 1503 _____ % $Prudential Moderate Allocation Fund ¨ 1505 ¨ 1506 ¨ 1507 _____ % $Prudential Large-Cap Core Equity Fund ¨ 533 ¨ 534 ¨ 369 _____ % $Prudential Stock Index Fund ¨ 573 ---- ¨ 379 _____ % $Prudential Strategic Value Fund ¨ 586 ¨ 587 ¨ 383 _____ % $Prudential Jennison 20/20 Focus Fund ¨ 515 ¨ 516 ¨ 362 _____ % $Prudential Jennison Blend Fund ¨ 21 ¨ 12 ¨ 306 _____ % $Prudential Jennison Conservative Growth Fund ¨ 560 ¨ 561 ¨ 373 _____ % $Prudential Jennison Growth Fund ¨ 267 ¨ 268 ¨ 349 _____ % $Prudential Jennison Select Growth Fund ¨ 576 ¨ 577 ¨ 381 _____ % $Prudential Jennison Value Fund ¨ 26 ¨ 19 ¨ 307 _____ % $Prudential Mid-Cap Value Fund ¨ 1756 ¨ 1696 ¨ 1634 _____ % $Prudential Small-Cap Value Fund ¨ 566 ¨ 567 ¨ 376 _____ % $Prudential Jennison Mid-Cap Growth Fund ¨ 298 ¨ 299 ¨ 357 _____ % $Prudential Jennison Small Company Fund ¨ 25 ¨ 18 ¨ 316 _____ % $Prudential Global Real Estate Fund ¨ 511 ¨ 512 ¨ 361 _____ % $Prudential International Real Estate Fund ¨ 1040 ¨ 1041 ¨ 1042 _____ % $Prudential Jennison Equity Income Fund ¨ 1760 ¨ 1700 ¨ 1638 _____ % $Prudential Jennison Equity Opportunity Fund ¨ 285 ¨ 286 ¨ 354 _____ % $Prudential Financial Services Fund ¨ 546 ¨ 547 ¨ 370 _____ % $Prudential Jennison Health Sciences Fund ¨ 550 ¨ 551 ¨ 372 _____ % $Prudential Jennison Market Neutral Fund ¨ 1010 ¨ 1011 ¨ 1012 _____ % $Prudential Jennison Natural Resources Fund ¨ 32 ¨ 39 ¨ 312 _____ % $Prudential Jennison Utility Fund ¨ 9 ¨ 2 ¨ 342 _____ % $Prudential Real Assets Fund ¨ 1050 ¨ 1051 ¨ 1052 _____ % $Prudential US Real Estate Fund ¨ 1030 ¨ 1031 ¨ 1032 _____ % $Prudential International Equity Fund ¨ 574 ¨ 575 ¨ 380 _____ % $Prudential International Value Fund ¨ 283 ¨ 284 ¨ 353 _____ % $Prudential Absolute Return Bond ¨ 1044 ---- ¨ 1045 _____ % $Prudential Floating Rate Income Fund ¨ 1034 ---- ¨ 1035 _____ % $Prudential Government Income Fund ¨ 84 ¨ 79 ¨ 314 _____ % $Prudential High Yield Fund ¨ 87 ¨ 95 ¨ 317 _____ % $Prudential Short-Term Corporate Bond Fund ¨ 78 ¨ 174 ¨ 339 _____ % $Prudential Total Return Bond Fund ¨ 264 ¨ 265 ¨ 347 _____ % $Prudential Global Total Return Fund ¨ 272 ¨ 273 ¨ 351 _____ % $Prudential Emerge Mrkt Dbt Local Currency Fund ¨ 1054 ---- ¨ 1055 _____ % $Prudential California Muni Income Fund ¨ 6 ¨ 255 ¨ 305 _____ % $Prudential Muni High Income Fund ¨ 28 ¨ 35 ¨ 322 _____ % $Prudential National Muni Fund ¨ 22 ¨ 15 ¨ 336 _____ % $

Prudential MoneyMart Assets ---- ---- ---- ¨ 75 % $

Target Conservative Allocation Fund ¨ 525 ¨ 526 ¨ 366 _____ % $Target Growth Allocation Fund ¨ 529 ¨ 530 ¨ 368 _____ % $Target Moderate Allocation Fund ¨ 527 ¨ 528 ¨ 367 _____ % $

OTHERFUNDS

EQUITYFUNDS

FIXEDINCOMEFUNDS

AssetAllocation

Large-CapStock

Small / Mid-CapStock

Specialty

InternationalStock

TaxableBond

MunicipalBond

MoneyMarket

AssetAllocation

Global Bond

of 9MF1017 Ed. 9/2011

Letter of Intent & Rights of Accumulation6¨ Letter of Intent (LOI): Check here if establishing, complete the Letter of Intent form (MF230 PMFS), and include with this

application. Financial professionals can request a copy by calling (888) 778-5471.

¨ Rights of Accumulation: Check here and list account numbers below if you qualify for sales discounts on Class A shares. Pleaserefer to the fund's prospectus and Statement of Additional Information to learn more about accounts that may be eligible. Indicateeligible accounts below. Note: All eligible funds may be aggregated for purposes of sales discounts on Class A shares. If suchfunds are not held directly at PMFS, you should inform your sales professional in order to take advantage of these discounts.

Account Number Account Owner Name (first name, MI, last name) Relationship to You

Distribution Options7Distributions (of dividends or capital gains) of less than $10.00 will not be paid out in cash, but will be automatically reinvested intoyour account to purchase additional shares at Net Asset Value (NAV), without any sales charge. All dividends and capital gainswill be reinvested if you do not make an election.

Dividends ¨ Reinvest in shares ¨ Pay in cash ¨ Send by ACH to the bank specified in section 10.

Capital Gains ¨ Reinvest in shares ¨ Pay in cash ¨ Send by ACH to the bank specified in section 10.

Purchase Information5¨ Check, made payable to Prudential Mutual Fund Services. Check amount $

¨ Transfer account from another institution.Complete the Mutual Fund Account Transfer form (MF1019). Estimated amount $

, .

, .

Telephone/Online Exchange and Redemption Option8Your account will automatically be coded with the Telephone/Online Redemption and the Telephone/Online Exchange Privileges,unless you check the “No” box below.

¨ I do not want telephone exchange and redemption privileges.

Unless otherwise indicated above, you authorize the Fund’s distributor, Prudential Investment Management Services LLC (PIMS), toaccept telephone exchange and redemption instructions from any person identifying himself/herself as the owner of the account oras the owner’s dealer representative conveying instructions of the owner. PIMS and/or the Fund’s transfer agent, Prudential MutualFund Services LLC (PMFS), will employ reasonable procedures to confirm that such telephone instructions are genuine. Neither theFunds, PIMS nor PMFS shall be liable for any losses due to unauthorized or fraudulent instructions provided that such procedures arefollowed. Telephone exchanges and redemptions are subject to the procedures and conditions set forth in each Fund’s prospectus.

of 9MF1017 Ed. 9/2011

Bank of Record*10Bank/Credit union name

Bank telephone number Bank routing number Bank account number

*To ensure accuracy, verify with your bank or credit union.Name of depositor on bank records (first, middle initial, last name) Bank type: ¨ Checking ¨ Savings

Name of joint depositor on bank records (first, middle initial, last name)

Ý

Attach voidedcheck here.

Name on bank account Check no. 1234

Street address

City, State ZIP

DATE

PAY TO THE ORDER OF $

DOLLARS

FOR _________________________________

555555 55555 1234123456789

Routing number (9 digits)

Ü

Ü

Ý

VOIDBank account number

Purchase Options (Check all that apply.)9A. ¨ ACH Purchase Option: Check if you want the capability to make wire purchases, online or by telephone, upon demand, by

having the purchase amount debited from your bank account.

B. ¨ Automatic Investment Plan (AIP): Set up recurring purchases into a fund and have the purchase amount debited from yourbank account. Note: All contributions will be processed as current year contributions and the total contributions may notexceed the maximum allowed per tax year.

Frequency (The minimum investment amount is $50 per fund.): ¨ Weekly on __________(enter day of week e.g. Monday)¨ Monthly on the __________(enter a day of the month e.g. 15th)

Start date*

*If a specific day of the month is not listed above, debits will be made on or about the 15th of the month.

Share class Other$ into the Fund ¨ A ¨ B ¨ C ¨

$ into the Fund ¨ A ¨ B ¨ C ¨





$ Total amount (to be debited from bank/credit union account as specified in section 10)

of 9MF1017 Ed. 9/2011

e-Delivery and Mailing Preferences*11Why wait for the mail if you can get your account statements, confirmations, prospectuses, and fund reports faster by signing up fore-Delivery? By registering for this convenient and environmentally-friendly service, you will receive your Prudential mutual funddocuments online instead of in the mail. As new documents become available, you will receive an e-mail informing you of the newdocuments and instructions on how to view them online. You may change your e-mail address or cancel participation at any time byupdating your mailing preferences. Note: Certain entity and institutional accounts are not eligible for e-Delivery.

Account Statements: ¨ e-Delivery ¨ U.S. mail ¨ e-Delivery and mail year-end statementConfirmations: ¨ e-Delivery ¨ U.S. mailProspectus, Fund Reports, and Proxy Mailings: ¨ e-Delivery ¨ U.S. mail

*All documents will be sent to you by U.S. Mail if you do not make a selection.

By enrolling for e-Delivery, you consent to receive online versions rather than paper copies of materials for your mutual fundaccounts at Prudential Mutual Fund Services LLC (PMFS). Once your account is established, PMFS will contact you by e-mail withinstructions to complete the online enrollment process and to log in to our website. We will only use your e-mail address to provideyou with the material you requested or to send important news about your account.

E-mail address for e-Delivery

Cost Basis Election12Please provide your cost basis calculation method, if applicable, for shares acquired on or after January 1, 2012. You will only needto complete this section if you would like to select a different cost basis method than PMFS’ default method, which is AverageCost. If you accept PMFS’ default method for your taxable transactions on shares acquired on or after January 1, 2012, then you canskip this section. Under current IRS regulations, you have up to the date of the first redemption of shares acquired on or afterJanuary 1, 2012 to change your election. Note: Money market funds are excluded from cost basis reporting requirements.Check only one method from the list below.o Average Cost - Under this method, we use the average basis of all shares owned at the time of redemption, regardless of how

long you owned them. To determine the holding period, the shares sold are considered to be those acquired first. o First In First Out (FIFO) - This method keeps track of every tax lot of shares purchased. When calculating gain or loss, this method

depletes tax lots in the chronological order in which available lots were acquired.o Last In First Out (LIFO) - The most recent shares acquired will be redeemed first.o Highest Cost In, First Out (HIFO) - The highest cost shares will be redeemed first. o Highest Cost Long-Term In, First Out (HILT) - The long-term highest cost shares will be redeemed first.o Highest Cost Short-Term In, First Out (HIST) - The short-term highest cost shares will be redeemed first.o Lowest Cost In, First Out (LOFO) - The lowest cost shares will be redeemed first.o Lowest Cost Long-Term In, First Out (LILT) - The long-term lowest cost shares will be redeemed first.o Lowest Cost Short-Term In, First Out (LIST) - The short-term lowest cost shares will be redeemed first.Note: The Specific Lot Depletion Method (SLDM) may also be used as a cost basis method. This method allows shareholders tochoose which tax lots they are selling, thereby giving the shareholder more control over whether they will generate a gain or loss onthe transaction. Shareholders must specify the particular lots to be sold no later than the settlement date of the redemption. Thegain or loss will vary, depending on which shares they choose. This method cannot be pre-selected as a default method on youraccount. Also, this method cannot be selected for systematic transactions such as Systematic Withdrawal Plans (SWPs),systematic exchanges, and exchange rebalancing among multiple funds.

If you would like to select a different cost basis method for each fund in your account, please provide that information on a separatesheet with the date and your signature.

of 9MF1017 Ed. 9/2011

Financial Professional(s) Identification and Signature(s) (if applicable)13Broker/dealer name (Please print.)

Broker/dealer number Branch number Representative number*

*If more than one rep, use your joint rep number.

1. Financial professional (first name, MI, last name) (Please print.)

Financial professional’s signature X

Branch telephone number Alternate telephone number

Ext. Ext.

2. Financial professional* (first name, MI, last name) (Please print.)



Ext. Ext.

*Be certain the joint rep number is stated above.

of 9MF1017 Ed. 9/2011

Signature(s) and Tax Certification14The undersigned warrants that I have full authority and, if a natural person, I am of legal age to own and purchase shares pursuantto this application. Further, I acknowledge receipt of the prospectus(es) for the mutual fund(s) referenced herein, and I agree toits/their terms.

I consent to the “householded” delivery of any mutual fund prospectuses, shareholder reports, or proxy statements. This meansPrudential Mutual Fund Services LLC (PMFS) will deliver a single copy of these documents to shareholders who share an address, evenif the accounts are registered in different names. My participation in this program will continue indefinitely unless I contact PMFS.

According to Federal law and/or state regulations, your account(s) may be subject to escheatment to your state of residency.Escheatment may be based on account inactivity and/or mail being returned by the post office (RPO). Check with your stateController’s office for additional guidance.

To help the government fight the funding of terrorism and money laundering activities, Prudential Financial is required to obtain,verify, and record information on each person who opens an account. This verification process will take place as we open youraccount. Once verification is completed, Prudential Financial will be able to fully service and maintain the account.

¨ Account Restriction: Check here if you would like PMFS to establish a restricted account from which funds shall be disbursedonly upon receipt of a valid court order or other document(s), as appropriate. A copy of the restriction (court order or otherwise),signed and dated on has been provided with this mutual fund application. The restriction shallcontinue until PMFS receives a valid court order or other written instruction as directed by PMFS, expressly authorizing theremoval of the restriction.

Sign here: All those listed in section 3 (except minors) must sign below. Attach an additional sheet if necessary.

The IRS does not require your consent to any provision of this documentother than the certification required to avoid backup withholding.

Signature X Date

Signature X Date

Sign here

Under penalties of perjury, I certify that:

(1) The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me),(2) I am not subject to backup withholding because: a) I am exempt from backup withholding; b) I have not been notified by the

Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest ordividends, or c) the IRS has notified me that I am no longer subject to backup withholding, and

(3) I am a U.S. person (including a U.S. resident alien).

You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholdingbecause of underreporting interest or dividends on your tax return. You must cross out item 3 if you are a not a U.S. person(including a U.S. resident alien).

Mailing Instructions for Mutual Fund Account Application

Standard Prudential Mutual Fund Services LLC mail to: PO Box 9658

Providence, RI 02940

Overnight Prudential Mutual Fund Services LLC mail to: 4400 Computer Drive

Westborough, MA 01581

of 2MF1019 Ed. 3/2011

Prudential Mutual Fund Services LLC (PMFS),a Prudential Financial company

Mutual Fund Account TransferNon-IRAs only

For assistance: Clients: (800) 225-1852

Pruco representatives: (800) 542-7117Financial professionals: (888) 778-5471

Submit a separate transfer form for each sending institution. Include a copy of your most recent account statement with this form.

Instructions

Account Owner Information (Please attach only one account type.)1Social Security number* or employer identification number PMFS account number (Required for existing accounts only.)

Name of owner, trust, corporation, or organization

Name of co-owner, trustee(s), or associated person(s)


* For UGMA/UTMA accounts, use minor’s Social Security number.

Transfer-in-Kind Instructions4Complete this section only if you have existing Prudential mutual funds and want to change your current Trustee/Custodian.Prudential shares will not be sold.

� Transfer my funds “in kind” immediately.Important: Section 3 must be completed for any general securities to be liquidated. Otherwise, only Prudential positions will betransferred.

Transfer Instructions3All liquidations are done immediately unless special instructions are provided below. Check with your sending institution aboutfinancial penalties, suspensions, signature guarantees, or other restrictions that could affect the transfer of your account to PMFS.

A. Liquidate

� All $ (estimated value) � Partial % or $

B. Special instructions for CDs and certain annuity contracts

� Transfer immediately. I am aware of and acknowledge any penalty I may incur from an early withdrawal.

� Transfer at maturity: (Please submit 4 weeks prior to maturity date.)

Accounts to be Transferred to PMFS2Complete all sections for your request to be processed. Note: Prudential Mutual Fund Services LLC cannot accept stock certificates.

A. Account number(s) to be transferred

B. Sending Institution InformationName of institution from which the accounts in section A will be transferred

Attention

Mailing address


Contact telephone number Extension Name of contact person or department

of 2MF1019 Ed. 3/2011

Mutual Fund Selection and Allocation5

Mailing Instructions for Sending Institution7Checks should be made payable to “PMFS for the benefit of (account owner).” Checks should be sent to:

Standard Prudential Mutual Fund Services LLC mail to: PO Box 9658

Providence, RI 02940

If you have any questions, please call PMFS at (800) 225-1852, Monday through Friday between 8 a.m. to 6 p.m. Eastern time.

Overnight Prudential Mutual Fund Services LLC mail to: 4400 Computer Drive

Westborough, MA 01581

� I am opening a new account and have attached a completed application. Allocation instructions are included in section 4 ofmy new account application.

� For this transfer request, invest the amount received into my existing account(s) (indicated in section 1) in the funds andallocations listed below.Please provide investment fund selections and indicate allocations. Refer to the fund’s prospectus for the fund minimum andeligibility requirements. Note: All allocations by percentage must total 100%.Share class Fund name Fund number Percent AmountA B C Other

� � � % or $

� � � % or $

� � � % or $

� � � % or $

� � � % or $

Total 1 0 0 % or $

Fund Holding Years. Indicate the number of years you intend to hold your mutual fund

Authorization & Signature(s)6I authorize the institution designated in section 2 to redeem/transfer-in-kind my account and transfer the proceeds to PrudentialMutual Fund Services LLC (PMFS). I am aware of and acknowledge that penalties may be incurred from early/late withdrawal.All account owners are authorized parties must sign below. Attach an additional sheet if necessary.

Owner’s signature X Date

Owner’s signature X Date

Signature Guarantee (If applicable, may be required by sending institution.)

Sign here

Sign here

Financial Professional Identification and Signature8Financial professional’s name (first name, MI, last name) (Please print.)


Broker/Dealer’s name (Please print.)

Broker/Dealer number Branch/Agency number Rep./Contract number


Privacy NoticeThis notice is being provided on behalf of the companies listed in this Notice. It describes how information aboutyou is handled and the steps we take to protect your privacy. We call this information “customer data” or just“data.” If you have other Prudential products or relationships, you may receive a separate privacy notice describingthe practices that apply to those products or relationships. If your relationship with us ends, we will continue tohandle data about you the same way we handle customer data.

Protecting Customer DataWe maintain physical, electronic, and procedural safeguards to protect customer data. The only persons who areauthorized to have access to it are those who need access to do their jobs. We require them to keep the datasecure and confidential.

Information We CollectWe collect data you give us and data about the products and relationships you have with us, so that we can serveyou, including offering products and services to you. It includes, for example:

your name and address,income and Social Security number.

We also collect data others give us about you, for example:medical information for insurance applications,consumer reports from consumer reporting agencies, andparticipant information from organizations that purchase products or services from us for the benefitof their members or employees, for example, group life insurance.

Sharing DataWe may share data with affiliated companies and with other companies so that they can perform services for usor on our behalf. We may, for example, disclose data to other companies for customer service or administrativepurposes. We may disclose limited information such as:

your name,address, andthe types of products you own

to service providers so they can provide marketing services to us.

We may also disclose data as permitted or required by law, for example:to law enforcement officials,in response to subpoenas,to regulators, orto prevent fraud.

We do not disclose data to Prudential affiliates or other companies to allow them to market their products orservices to you. We may tell you about a product or service that a Prudential company or other companies offer.If you respond, that company will know that you were in the group selected to receive the information.

Annual NoticesWe will send notices at least once a year, as federal and state laws require. We reserve the right to modify thispolicy at any time.

If you have questions about Prudential’s Privacy Notice please call us. The toll-free number is (800) 236-6848.

Prudential, Prudential Financial and the Rock logo are registered service marks of The Prudential Insurance Company of America, Newark, NJ and itsaffiliates. The Prudential Insurance Company of America, 751 Broad Street, Newark, NJ 07102-3777.Your Financial Security, Your Satisfaction & Your Privacy Privacy 0019 Ed. 1/2011

MUTU-D4413

Many Prudential Financial companies are required to send privacy notices to their customers. This notice is beingprovided to customers of the Prudential Financial companies listed below:

Insurance Companies and Separate AccountsPrudential Insurance Company of America, ThePrudential Annuities Life Assurance CorporationPruco Life Insurance CompanyPruco Life Insurance Company of New JerseyPrudential Retirement Insurance and Annuity Company (PRIAC)PRIAC Variable Contract Account ACG Variable Annuity Account I & II (Connecticut General)Pruco Insurance Company of IowaAll separate accounts that include the following names: Prudential, Pruco, and PRIAC

Insurance AgenciesPrudential Insurance Agency, LLC

Broker-Dealers and Registered Investment AdvisersAST Investment Services, Inc.Prudential Annuities Distributors, Inc.Global Portfolio Strategies, Inc.Prudential Bache Securities, LLCPruco Securities, LLCPrudential Investment Management, Inc.Prudential Investment Management Services LLCPrudential Investments LLC

Bank and Trust CompaniesPrudential Bank & Trust, FSBPrudential Trust Company

Investment Companies and Other Investment VehiclesAsia Pacific Fund, Inc., TheGreater China Fund Inc., ThePrudential Investments Mutual FundsPrudential Capital Partners, L.P.Target Portfolio Trust, ThePB Financial Services, Inc.Advanced Series TrustThe Prudential Series FundAll funds that include the Prudential name

Futures Commission MerchantPrudential Bache Commodities, LLC

MUTU-D4413

mutual fund account application - prudential financial · using the same format as in section 3....

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