myinvesting(& tradingexperiencel evel( · 2019. 10. 31. · 4 privateand(confidential...

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PRIVATE AND CONFIDENTIAL

INCOME & WEALTH EDUCATION PLANNER

e WWW.TRADINGACADEMY.COM

Student Name: ___________________ Date___________________

My Education Counselor: ___________________________

Online Trading Academy would like to know about your trading experience, objectives, goals and current financial status (“Information”) in order to assist you in building your Education Plan.

Online Trading Academy, its Education Counselors and Instructors are not Registered Broker/Dealers, Certified Financial Planners or Registered Investment Advisers and will not provide you with any advice as to investment or trading choices or the management of your finances.

Your Information will be used solely to assist you in making your Education choices. Online Trading Academy will keep your Information private and confidential and will restrict access to those who have a need to know in order to assist with the development of your Education Plan.

My Investing & Trading Experience Level

I have been investing and/or trading for _______ Years.

I have invested in or traded: ⧠ Stocks ⧠ Bonds ⧠ Futures ⧠ Mutual Funds ⧠ Forex ⧠ Real Estate ⧠ Options

The average duration of my trades and/or investments: Open and closed within:

⧠ 24 Hours ⧠ Greater Than 2 Months ⧠ 2-‐14 Days ⧠ 15 Days-‐2 Months

I have shorted the market: ⧠ True ⧠ False

What is my decision making process when evaluating and placing a trade or investment?

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My biggest struggles and/or obstacles that have kept me from reaching my financial goals:

These challenges have probably cost me:

$_____________ in losses and $______________ in opportunity.

Actions I have taken to overcome these challenges:

My commitment level to conquering the above obstacles on a scale of 1-‐10: 1 2 3 4 5 6 7 8 9 10

My Daily Routine

I am retired: ⧠ True ⧠ False

Career: (Previous or Current)_________________________________________________________

My typical daily schedule:

Time slot available for my trading/investing business: ___ : ___ am/pm to ___ : ___ am/pm

I can and will dedicate ________ hours per week to my trading and studying.

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My Why

Successfully reaching my trading/investing goals will allow me to…

My Strengths & Weaknesses My biggest strengths: My biggest weaknesses: How will these strengths help my trading/investing business? How could my weaknesses potentially hold me back?

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How I prefer my coach to hold me accountable to these weaknesses:

My Financial Needs

⧠ Income solution ⧠ Wealth solution ⧠ Total solution

My Income Solution Needs I’d like to generate $______________________ per month in my income account.

I’d like to achieve this goal by: _____________________________________________________

I plan to initially dedicate $_________________to my income account.

Within my first year of trading, I will add an additional $_____________________ to my

income account to aid in achieving my goals.

Where will that capital come from? _________________________________________________

I have an existing trading account. ⧠ True ⧠ False

My Wealth Solution Needs My Wealth Objectives:

⧠ Build ⧠ Protect ⧠ Both

I’d like to generate ________________% per year in my wealth account.

My current contributions to my wealth account: $__________________________annually.

Who is managing my retirement accounts? ⧠ Self ⧠Advisor/Broker

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If advisor, my total fees over the last 12 months?: $____________________________ (Includes commissions, management, & fund fees/fees typically range between 1.5% -‐ 3.5% of assets under management)

With a 50% crash in the markets, my accounts could potentially lose $__________________

My plan to avoid these losses:

My Solution Vehicles

In order to achieve my income and wealth goals, I need to learn and be able to apply strategies in the following markets:

⧠ Stocks

⧠ Futures (Check: ⧠ Commodities ⧠ Index ⧠Currency ⧠Bonds)

⧠ Forex

⧠ Options

⧠ Other: __________________________________________

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My Portfolio

Type of Account/Investment

$10K or Less $11K -‐ $50K $51K -‐ 100K $101K -‐$250K $251K -‐ $500K $500K -‐ $1M $1M or More

Trading Account ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠Trading Account ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠IRA (Roth or Traditional) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠IRA (Roth or Traditional) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠IRA (Roth or Traditional) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠401K ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠401K ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠SEP (Simplified Employer Pension) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ 403B ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠457 ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠TSP (Thrift Savings Plan) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠RSP (Retirement Savings Plan -‐ Canada) ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Precious Metals ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠Real Estate: Primary Residence ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Real Estate: Investment Properties ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Savings ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠CD’s ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Annuities ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Other: ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ Other: ⧠ ⧠ ⧠ ⧠ ⧠ ⧠ ⧠

I have a pension: ⧠True ⧠False

My investments and trades currently utilize the following vehicles:

⧠ Mutual Funds ⧠ Bonds

⧠ Money Markets ⧠ International Markets

⧠ Cash ⧠ Options

⧠ Individual Stocks ⧠ Other: ____________________

⧠ Foreign Currency ⧠ Other: ____________________

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On a Scale of 1-‐10 (1: Very Poor, 10: Very Satisfied), my level of satisfaction with my overall financial picture over the last 10 years is: _____________ Why? Please Explain:

myinvesting(& tradingexperiencel evel( · 2019. 10. 31. · 4 privateand(confidential...

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