name of the company: anup malleables limited scrip code, …. 30.06.13... · 2013-08-26 ·...

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" Introductory sub-table (I)(a) Name of the Company: ANUP MALLEABLES LIMITED Scrip Code, Name of the scrip, class of security: 506087, ANUPMAL, EQUITY Quarter ended: 30th JUNE, 2013 As a ufo at total no. at partly Partly paid-up shares:- No. of partly paid - up shares paid-up shares Held by promoter/promoter group - - Held by public - - Total- 0 - - As a % of total no. of outstanding convertible Outstanding convertible securities:· No. of outstanding securities securities Held bl promoter/promoter group Held by public Total- E Warrants:- No. of warrants Held by promoter/promoter group Held by public Total- F 10lal palo-up capnal OJ me company, assuming full conversion of warrants and convertible securities - - - As a % of total of warrants - - - 2,625,000 - - - no. - - - As a Ufo at total the company no. at shares ot - - - AS a 10 OJ 10lal no. OJ snares OJ the company, assuming full conversion of the convertible securities - - - AS a Vlo OJ 10lal no. OJ snares OJ the company, assuming full conversion of warrants - - - > (

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" Introductory sub-table (I)(a)

Name of the Company: ANUP MALLEABLES LIMITED

Scrip Code, Name of the scrip, class of security: 506087, ANUPMAL, EQUITY

Quarter ended: 30th JUNE, 2013

As a ufo at total no. at partly

Partly paid-up shares:­ No. of partly paid-up shares paid-up shares

Held by promoter/promoter group - -Held by public - -

Total- 0 - -

As a % of total no. of outstanding convertible

Outstanding convertible securities:· No. of outstanding securities securities

Held blpromoter/promoter group Held by public

Total- E

Warrants:- No. of warrants

Held by promoter/promoter group Held by public

Total- F

10lal palo-up capnal OJ me company, assuming full conversion of warrants and convertible securities

--

-

As a % of total of warrants

--

-

2,625,000

--

-

no.

--

-

As a Ufo at total the company

no. at shares ot

--

-AS a 10 OJ 10lal no. OJ snares OJ

the company, assuming full conversion of the convertible securities

--

-AS a Vlo OJ 10lal no. OJ snares OJ

the company, assuming full conversion of warrants

--

-

>

~I(

Statement Showing Shareholding Pattern Table (I)(a)

Categ

ory

code

Category of

Shareholder

Number of

Shareholde

rs

Total

number

of shares

Number of

shares held in

dematerialized

form

Total shareholding as a

percentage of total

number of shares

Shares Pledged or otherwise

encumbered

I

Asa

percentage

of(A+Ji}l

Asa

percentage

of (A+B+C)

Number of

shares

As a percentage

(I) (II) (III) (IV) (V) (VI) (VII) (VIII) IX)= (VIII)/(IV)* 100

(A) Shareholding of Promoter and Promoter

1 Indian

(a) Individuals/ Hindu Undivided Family

6 1,211,175 1,211,175 46.14 46.14 Nil Nil (b) Central Government! State Government(s)

Nil Nil Nil Nil Nil Nil Nil (c) Bodies Corporate 3 682,675 682,675 26.01 26.01 Nil Nil

(d) Financial Institutions/ Banks Nil Nil Nil Nil Nil Nil Nil (e) Any Others(Specify) Nil Nil Nil Nil Nil Nil Nil

(e-i) (e-ii)

Sub Total(A)(I) 9 1,893,850 1,893,850 72.15 72.15 Nil Nil

2 Foreign a Individuals (Non-Residents Individuals/

Foreign Individuals) Nil Nil Nil Nil Nil Nil Nil b Bodies Corporate Nil Nil Nil Nil Nil Nil Nil c Institutions Nil Nil Nil Nil Nil Nil - (\ Nil

• A ~j~~t --~..Ll--s~

,. Statement Showing Shareholding Pattern

. Table (I)(a) Categ Category of Number of Total Number of Total sharebolding as a Shares Pledged or otherwise

ory Shareholder Shareholde number shares held in percentage of total encumbered

code rs of shares dematerialized number of shares

form

Asa Asa Number of As a percentage

percentage percentage shares

of(A+B)1 of (A+B+C) (1) (II) (III) (IV) (V) (VI) (VII) (VIII) IX)= (VIII)/(IV)*100 d Any Others(Specify) Nil Nil Nil Nil Nil Nil Nil

dTi d-ii

Sub Total(A)(2) - - - - - - -

Total Shareholdiog of Promoter and Promoter Group (A)= (A)(I)+(A)(2)

9 1,893,850 1,893,850 72.15 72.15 Nil Nil

(B) Public shareholding 1 Institutions

(a) Mutual Funds/ UTI Nil Nil Nil Nil Nil Nil Nil (b) Financial Institutions / Banks Nil Nil Nil Nil Nil Nil Nil (c) Central Government! State Government(s)

Nil Nil Nil Nil Nil Nil Nil (d) Venture Capital Funds Nil Nil Nil Nil Nil Nil Nil (e) Insurance Companies Nil Nil Nil Nil Nil Nil Nil (f) Foreign Institutional Investors Nil Nil Nil Nil Nil Nil Nil (g) Foreign Venture Capital Investors Nil I Nil Nil Nil Nil Nil Nil . (h) Any Other (specify) Nil Nil Nil Nil Nil Nil Nil

(h-i) (h-ii) - 1\

"' . \1-1 A.~

( )I~

Statement Showing Shareholding Pattern Table (I)(a)

Categ Category of Number of Total Number of Total shareholding as a Shares Pledged or otherwise ory Shareholder Shareholde number shares held in percentage of total encumbered code rs of shares dematerialized number of shares

form

Asa Asa Number of As a percentage percentage percentage shares of(A+B)1 of (A+B+C)

(1) (II) (III) . (IV) (V) (VI) (VII) (VIII) (1X)~ (VIII)/(IV) *100

Sub-Total (B)(I) - - - - - - -

B2 N on-institu tions (a) Bodies Corporate Nil Nil Nil Nil Nil Nil Nil (b) Individuals Nil Nil Nil Nil Nil Nil Nil

I Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh 4 13,650 Nil 0.52 0.52 - -

II ii. Individual shareholders holding nominal share capital in excess of Rs . 1 lakh.

7 717,500 Nil 27.33 27.33 - -(c) Any Other (specify) Nil Nil Nil Nil Nil Nil Nil

(c-i)

( c-ii)

Sub-Total (B)(2) 11 731,150 - 27.85 27.85 - -

(B) Total Public Sharebolding (B)= (B)(1)+(8)(2) 11 731,150 - 27.85 27.85 - -

TOTAL (A)+(B) 20 2,625,000 1,893850 100 100 - n­

*~

Statement Showing Shareholding Pattern Table (I) (a)

Categ ory code

Category of Shareholder

Number of Shareholde

rs

Total number

of shares

Number of I

shares held in dematerialized

form

Total shareholding as a percentage of total number of shares

Shares Pledged or otherwise encumbered

Asa percentage of(A+B)1

Asa percentage of (A+B+C)

Number of shares

As a percentage

(I) (II) (III) (IV) (V) (VI) (VII) (VIn) IX)= (VIll)/(IV)* 1 00

(C) Shares held by Custodians and against which Depository Receipts have been issued

1 Promoter and Promoter Group - - - - - - -2 Public - - - - -

Sub-Total (C ) - - - - - -

GRAND TOTAL (A)+(B)+(C) 20 2,625,000 1,893,850 100 100 Nil Nil -

CD CO -...J (j) (J1 .;.. W N ...... CJ) :­z 0

I

I I

I

z 0-nI (II

(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group"

Sr.

No.

Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of convertible securities

Total shares (including

underlying shares

assuming full conversion

of warrants and

convertible securities) as a

% of diluted share capital

Number of shares held

As a % of grand total

(A) +(B) +( C )

No. As a percentage As a % of grand total

(A)+(B)+(C) of sub-

clause (I)(a )

Number of

warrant s

held

Asa % total

number of

warrant s

of the same class

Number of

converti ble

securitie s

held

Asa% total

number of

converti ble

securitie s

of the same class

(I) (/I) (/II) (IV) (V) (VI)=(V)/(iI/) *1 00 (VII) (V/II) (IX) (X) (XI) (XI/)

1 Devendra Kumar Agarwalla 599,637 22.84 - - - - - - - 22.84 2 D.K. Agarwalla & Sons (HUF) 17,500 0.67 - - - - - - - 0.67 3 Adarsh Agarwalla 84,263 3.21 - - - - - - - 3.21

4 Vani Goenka 119,875 4.57 - - - - - - - 4.57

5 Madhu Agarwalla 372,400 14.19 - - - - - - - 14.19

6 Shrutika Agarwalla 17,500 0.67 - - - - - - - 0.67 7 Mechanical & Electrical Engg. Co (P) Ltd 236,425 9.01 - - - - - - - 9.01 8 BLA International (P) Ltd 276,500 10.53 - - - - - - - 10.53

9 Foundry Fuel Products Ltd 169,750 6.47 - - - - - - - 6.47

TOTAL 1893,850 72.15 - - - - - - - 72.15

(*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011

~- ~~~ * . W ebJ

~

(I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1 % of the total number of shares

Sr. No. Name of the shareholder Number of shares held

Shares as a percentage of total number of shares {i.e., Grand Total

(A)+(B)+(C) indicated in

Statement at para (I) (a) above}

Details of warrants Details of convertible securities

Total shares (including

underlying shares assuming full conversion of warrants and

convertible securities) as a % of diluted

share capital

Number of warrant s held

Asa % total number of warrants of the same class

Number of convertibl e securities held

%w.r.t total number of convertible securities of the same class

1 Rishi Bajoria 122,500 4.67 - - - - 4.67 2 Neha Bajoria 122,500 4.67 - - - - 4.67 3 Rukmani Goenka 122,500 4.67 - - - - 4.67 4 Balbinode Bajoria 122,500 4.67 - - - - 4.67 5 Akshita Bajoria 105,000 4.00 - - - - 4.00 6 Harshit bajoria 105,000 4.00 - - - - 4.00 7 8 9 10

TOTAL 700,000 26.67 - - - - 26.67

~\)P~\~.

\ . Cli)* " ~-1~ ~ll S"': ~

(n(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No.

I

Name(s) of the shareholder(s) and

the Persons Acting in Concert (P AC) with

them

Number of shares

Shares as a percentage of

total number of shares

{i.e., Grand Total (A)+(B)+(C) indicated

in Statement at para

(I)(a) above}

Details of warrants Details of convertible securities

Total shares (including underlying

shares assuming full conversion of warrants and

convertible securities) as a

% of diluted share capital

Number of

warrants

As a % total number of

warrants of the

same class

Number of convertible securities

held

% w.r.t total

number of convertible securities

of the same class

1 NIL - - - - - - -2 NIL - - - - - - -3 NIL - - - - - - -4 NIL - - - - - - -5 NIL - - - - - - -6 NIL - - - - - - -7 NIL - - - - - - -8 NIL - - - - - - -9 NIL - - - - - - -10 NIL - - - - - - -

TOTAL - - - - - - ;....

~~ ( Af(" VZU~ jI. 9#. V \ . ,Q),

>-1.1 ~;~ ~

(I)(d) Statement showing details of locked-in shares As on 30/0612013

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of total Inumber of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

1 FOUNDRY FUEL PRODUCTS LTD 169,750 6.47 2 MECHANICAL & ELECRICAL ENGG.CO PVT LTD 236,425 9.01 3 BLA INTERNATIONAL PVT LTD 276,500 10.53 4 ADARSH KUMAR AGARWALLA 84,263 3.21 5 D. K. AGARWALLA & SONS 17,500 0.67 6 DEVENDRA KUMAR AGARWALLA 599,637 22.84 7 MADHU AGARW ALLA 372,400 14.19 8 SHRUTIKA AGARWALLA 17,500 0.67 9 VANI GOENKA 119,875 4.57

TOTAL 1,893,850 72.15

;7

(11)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.)

Number of outstanding DRs

I

Number of shares underlying outstanding DRs

Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

1 N.A - - -2 N.A - - -" .) N.A - - -4 N.A - - -5 N.A - - -6 N.A - - -7 N.A - - -8 N.A - - I -9 N.A - - -

TOTAL - - -

(JI)(b) Statement showing holding of DeDository Receipts (DRs), where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR Number of shares (ADRs, GDRs, SDRs, underlying outstanding etc.) DRs

1 NIL. NA -2 NIL. NA -3 NIL. NA -4 NIL. NA -5 NIL. NA -6 NIL. NA -

-7 NIL. NA -8 NIL. NA -9 . NIL. NA -

TOTAL -

Shares underlying outstanding DRs as a percentage of total num ber of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

------.,

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