nancal disclosre report rot ud y n ot at rv. 12002 for ... · opo. ng . ae f t . nncial disclose...

Jlllll!8IY 31, 2003

pertaining witti applicable

___________ ___ _

ORGANIZATION/ENTITY

2003) 0 iM

cnZ

page. c: E· rn rn_ "' <

longer participant).

{YOurs, spouse's)

'

3 ::0 0 "" . -

1

2

3

. t

Report Required by the Ethics· FINANCIAL DISCLOSURE REPORTA.0-JO in Government Act of 1978, Rev. 112002 (5 u.s.c App., §§101-111) FOR NOMINEE REPORTS

1. Person Reporting (Last name,first, middle initial)

Selna, James V. 2. Court or Organization

District Court, Central District of California

3. Date of Report

May5,2003

4. ntle (Article filjudges indicate active or senior status; magistrate judges indicate full- or part-tiine)

United States District Judge, Active

7. Chambers or Office Adcltess 411W. 4th Street Santa Ana, CA92701

S. ReportType (check appropriate type) 6. Reporting Period

Nomination Date

_Initial _L Annual _Final

1, 2003 to December

8. On the basis of the Information contained in this Report and any modifications thereto, lt is, In opinion, In compliance laws and regulations.

Reviewing Officer Date

L POSIDONS. (Reporting individual only; S«pp. 9-13 oflmtructions.)

POSITION NAME OF

D · NONE (No reportable positions.) 1 omia Superior Court for the County of (resiSW Ap�Judge ofthe Superior Court -·(/)

-2 C:::JTrustee; Tiustee Trust No. 1; Trust 2 b C') Custodian Account1

Custodian See continuation

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.) DATE PARTIES

D NONE (No reportable agreements.) 1978 O'Melveny& Myers U.P Partnership .Agreement, retirement benefit, no control.

1998 CAI.PERS-Judicial R.etUement System; pension upon retirement at age 73 (resigned April 30, 2003-no

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.) DATE SOURCE AND TYPE GROSS INCOME-

D not

NONE (No reportable non-inves1ment income.)

1 2003 State ofCalifomia-judicial salary (resigned April 30, 2003) $ 33,575.04

2 2003 County of Orange State ofCalifomia-:judicial salary (resigned April 30, 2003) $ 8,332.29

3 2003 O'Melveny & Myers LLP-retirement pension $ 87,780.00

4 Selna Descendants Trus t for the Benefit of James V. Selna-life income beneficiary of 2003 $ 10,366.00trust

5 2003 State of California, Judges Retirement System-o netime pension rollover payment $ 47,191.25

(meals room)

room)

VALUE

6

7

2

3

4

Date of Report Name of Person Reporting Selna, James V. May5, 2003

FINANCIAL DISCLOSURE REPORT

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.-(Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

SOURCE DESCRIPTION

D NONE (No such reportable reimbursements.) 1 March 28-30, 2003, Del Mar, CA, meeting of state-wide board members

Association of Business Trial Lawyers and

2 October 16-19, 2003 Albuquerque, NM, annual · meeting (transportation, meals,

·Association of Business Trial Lawyers and

3

4

5

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

EJ SOURCE DESCRIPTION

NONE (No such reportable gifts.)

1 $

$

$

$

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)

CREDITOR DESCRIPTION VALUE CODE*

0 NONE (No reportable liabilities.) 1

2

3

4

5

6

4

5

7

8

9

11

Name of crson Reporting Date ofReport

Selna, James V. MayS,2003FINANCIAL DISCLOSURE REPORT

VIl. Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includ those of -spouse and dependent children. See pp. 34-57 of Instructions.)

D NONE

1

2

3

(No reportable income,

Real Property:

Parcel 1, Cambria, CA

Parcel 2, Antelope Valley, CA

Parcel 3, San Bernardino, CA

None

None

None

M

K

K

w

w

w

6

Held in Account 1:

AT& T Corp common

AT & T Wireless common

A

None

Div. J

J

T

T

AOL Time Warner common None K T Exch.ISell 10-16 J A

Time Warner Inc None K T Exch./Buy 10-16 J

Boeing Co. common A Div. K T

Comcast Corp. class A common None J T

Coming common None J T

10 Dole Foods common A Div. K T Sell 3-31 K B

FEDEX Corp. common A Div. L T Sell 10-13 L E

ofPcmm Reporting Date of Report

FINANCIAL DISCLOSURE REPORT Selna, James V. MayS,2004

VII Page 2 · INVESTMENTS and TRUSTS - income, val:ue, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)

D NONE (No reportable income,

assets, or transa ns)

General Electric com:mdn B

12 JDS Uniphase common None

13 Este Lauder Co. common A

14 Liberty Media B counnon None

Limited Brands common A

15 McKesson Corp. common A

16 Microsoft common A

Motorola comm.on A

17 Newell Rubbermaid common A

18 Occidental Pet common B

19 Office Depot common None

20 Pepsico Inc. coxmnon A

SBC Comrmmications B

21 Toys R Us common None

Tyson Foods Inc. common A

22 Walmart common A

23 Wa onPharmeceuticalscommon None

Div. M T

Div.

Div.

Div.

Div.

Div

Div.

Div.

Div.

Div.

Div.

Div.

J

1

J

K

K

M

K

K

K

J

1

K

J

K

L

K

T

T

T

T

L

T

T

T

T

T

T

T

T

T

T

T

10-27Add. Buy L

10-10 K DSell

10-27 1 ASell

-Bu

ofPersoo. Reporting Date of Report

Selna, James V. MayS.2004FINANCIAL DISCLOSURE REPORT

VII. Page 3 INVESTMENTS and TRUSTS income, value, transactions (Includes those of -spouse and dependent chlldren. See Jip. 34-57 of Imtructions.)


asSets, or transactions)

24 Washington Mutual common c Div. M T

Additional 10-27 K

25 Xcel Energy Inc. common B Div. L T

26 Charles Schwab Muni Money Fund

Bellsouth Corp. common

B·

None

Div. L

K

T

T Buy 10-9 K

Albertsons Inc. Connnon B Div. K - T Buy 4-7 K

Held in Account 2:

27 Northem Trust Municipal Money c Int 0 T

Held in Account 3:

28 Agee Class A common None J T Sell 11-24 J A

Time Warner Inc. common None J T Buy/Exch. 10-16 J

AOL Time Warner None J T Sell/Exch. 10-16 J A

29 Sun Microsystems common None J T

30 Charles Schwab Money Market A Div. J T

Held in Account 4:

64

53

54

57

58

Nun= of Person Reporting Date orRaport

Selna, James V. May5,2004FINANCIAL DISCLOSURE REPORT

. VIl. P ge 4 INVESTMENTS and 'fRUSTS - income, value, transactions (lnciudes those of spouse and dependent children. See pp. 34-57 of Instnu:dons.)

D NONE (No reportable Income,

assets, or 1ransai:Hons)

31 Citigroup common A

32 Duke.Energy common A

33 Montana Power Capital None

Div. J T

Div. J T

I T

Schwab S & P 500 Investors Funds A Div. I T

Charles Schwab Money Market A Div. J T

Held in Account 5:

56 AT & T Cmp. common A Div. I T

AT & T Wireless common None I T

Agere Class A common None I T 11-24 JSell A

ComcastCorp.common None I T

59 Albertsons common A Div. L T

Add. Buy 10-27 K

60 AOL Time Warner common None I T Sell/Ex.ch. 10-16 I A

Time Warner Inc. None I T Buy/Exch. 10-16 J

61 Baker Hughes Inc. common A Div. K T

62 Bethlehem Steel Corp. common None I T

Boeing Co. common A Div. L T

--

D

'

of Person Reporting Date ofReport


Vll. Page 5 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)

NONE (No reportable Income, asSe1s, or )

65

66

67

68

69

Brown Shoe Co. common

CSX Corp. commo

Cannax Inc. common

Circuit City common

Cisco Sys&:Cms common

Conagra Foods common

A

A

None

A

None

c

Coupon Treas Rcpt 02/15/08

Coupon Treas Rcpt 05/15/02

GNMA PL #422670

None

None

A

B

Dell Computer common None

Delphi Corp. common A

Edison. International common None

Ets. Delhaize ADRs A

Fluor Corp. common A

Div.

Div

Div.

Div.

Interest

Principal

Div.

Div.

Div.

I

K

I

I

K

L

L

L

I

K

L

J

J

K

T .

T

T

T

T

T

T

T

T

T

T

T

T

T

Add.Buy 3-28 K

Sell 8-28 K D

Sell 10-14 J c

Sell 9-15 J D

Add.Buy 4-8 K

Add.Buy 7-9 K

of Person Reporting Dale of Report

Se1na, James V. MayS,2004FINANCIAL DISCLOSURE REPORT

Vll. Page 6 INVESTMENTS and TRUSTS income, value, transactions (Includes those of -spouse and dependent children. See pp. 34-57 of Instructions)



Ford Motor Co. common

Hewlett-Packard common

Jones Apparel common

K2 Inc. commo

Liberty Media Cl. A common

Lucent Technology common

Mattel Inc. common

Manitowoc common

Micron Technology common

Microsoft common

Motorola common

Occidental Petroleum common

Office Depot conn:non

Oracle common

PG&ECotp

Phe]ps Dodge common

R ockwell Automation

Rockwell Collins common

SBC Communication common

A

A

None

None

None

None

A

A

None

A

A

A

None

None

None

None

A

A

B

·Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

K

J

J

J

J

J

I.

K

J

L

K

K

K

L

J

J

J

K

K

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Sell s:.2s K D

4-8 L ESell

10-27 J BSell

10-27 J ASell

Fund

of Penon Rqiorting Date of Report


VII. Page 7 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse anddependent chlldren. See pp. 34-57 of Instructions.)


asSets, or tran5aC'.tiDS)

Sempra Energy cormnon

Seagate Technology

Sun Microsystems common

'J'hermo Electron common

Tyson Foods Inc. Common

United States Steel common

Veritas Software common

Viacom ClassB common

Waste Management common

Xcel Energy, Inc. Common

Charles Schwab Money Market

Washington Mutual common

Held in Account 6:

Gar InvDes Moderate

Vanguard US Growth Admiral

A

None

None

None

A

A

None

A

A

A

A

A

A

A

Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

Div.

K

J

1

1

J

L

J

K

K

J

M

K

J

J

T

T

T

T

T

T

T

T

T

T

T

T

T

T

Add.Buy 8-25 J

Buy 10-27 K

SeW 6-1 J A

Rollover SeW

6-1 K ARollover1

Fund

ofPerson Reporting Date ofRcport


VII. Page 8 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.)


assets, or )

Held m Account 7:

Charles Schwab Money Market A Div. J . T

IBM common A Div. J T

In.vision common None J T

Sun Microsystems connnon None J T

Held as Custodian:

ToysRUs Inc None J T

Xcel Energy Inc. common B Div. K T

Charles Schwab Money Market Fund

A Div.. J T

TrustNo.1:

BankAmerica bond 10/15/11 A Int J

Soutbcm California Edison bond 7/15/25 Southern California Edison bond 3/1126

Northern CA Trnote5. 1. 20

A

A

A

Int

Int

Int

J

J

J

AmerisourceBergen Corp. common A Div. 1

Beverly Enterprises common None J

T

T

T

T

T

T

Redeemed

Sell

5-1

10-27

1

J

A

A

interest

Date of Report


-VII. Page 9 INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of lnstrvctions.)



BRE Properties Inc. Cl. A

Entmgy Cotp. common

Insmed Inc. cOllUDOn

National Grid Transco common

Nicor Inc. common

Occidental Petroleum common

Sempra Energy common

Velocityhsi Inc. common

Xcel Energy Inc. common

Urstadt Biddle Propertie8

Urstadt Biddle Class A

WEC Capital Trust I 13/31/39

Charles Schwab Money Market Fund

· Antelope Valley, CA Parcels {half


A

A

None

A

B

A

A

None

· A

A

A

A

A.

None

None

Div. K T

Div. K T

J T

Div. J T

Div. K T

Div. J T Sell 10-27 J B

Div. J T

J T

Div. I T

Div J T

Div. J T

Int. J T

Div. K T

K w

K T Buy 11-25 K

Trust No. 2:

Schwab Value Advantage Fund A Div M T

D NONE

K

Name of Person Rqioning Date of Report

FINANCIAL DISCLOSURE REPORT Selna, James V. May5,2004

VII. Page 10 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse muI dependent children. See pp. 34-57 of Instructions.)

(No reportable income, assets, or ns)

BankAmerica bond 10/15/11 A Div. J T.

Ford Motor Credit note 1/25/07 B Int K T

Southern California Edison bond 7/15/25

A Int J T

Southern California Edison bond 3/1/26

A Int J T

Los Angeles, CA bond 3/1/15 B Int K T

Northern California Transmission note 5/1/20

A Int J T

GNMA PL #569964 A Int T

D Principal

Federal Home Loan Bank 1/30/08 A Int K T

AmerisourceBergen Corp. common A ·Div.· 1 T

Beverly Enterprises common None J T

Entergy Corp. common A Div. K T

National Grid Transco common A Div. J T

Nicor Inc. connnon B Div. K T

Occidental Petroleum common A Div. 1 T

Sempra Energy common A Div/ J T

Velocityhsi Inc. common None 1 T

Xcel Energy Inc. common A Div. 1 T

5-1 J ARedeemed

10-27 1 ASell

111-25 ASell

of Pemm Reporting Date ofReport


VII. Page 11 INVESTMENTS and TRUSTS-income, value, transactions (lncludesthoseof spouse and dependent children. See pp. 34-57 of Instructions.)

T

T

T

T

T

w

T Buy 10-27 K

Buy 10-27 L


asSets, or traDsa!:tions)

BRE Properties Inc

Urstadt Biddle Properties

Urstadt Biddle Class A

WEC Capital Trust I 3/31/39

Charles SchWab Money Market Fund

Northern Trust CDs

Antelope Valley Parcels


BellSouth COip. common T

0 & M Investment Partners:

0 & M Investment B Distr. J u

Partners/Lesser/Moore 0 & M Investment

None J u Partners/McCown de Lueew 0 & M Investment Partner/Playa None J u Vista 0 & M Investment PartneIS/Playa

None J u Vistail 0 & M Investment PartneIS/Post

None J u Street 0 & M Investment Partners/PWT

B Distr. J u 1990 Rancho San Die o 0 & M Investment Partners/TCW

A Distr. J u Placements Fund ID

A

A

A

A

A

B

None

A

None

Div. K

Div. J

Div. J.

Int . J

Div. L

Int.

K

Div. K

L

Ca

M

FINANCIAL DISCLOSURE REPORT

ofPcrsonRcportiDg

Selna, James V.

Date ofReport

MayS,2004

VII. Page 12 INVESTMENTS and TRUSTS - income, value, transactions spouse and dependent children. See pp. 34-57 of Instructions.)

(Includes those of


asSets, or transadions)

70

0 & M Investment Partners!Wedbush ital 0 & M Investment Partners/Windon ibi

Bank Accounts:

Washington Mutual

Bank ofAmerica

North.em Trust

None

c

A

A

B

J u

Dis1r. J u

Int I T

Int I T

Int T

Name ofPmonReporting Date of Report

Se1na, James V. MayS,2004FINANCIAL DISCLOSURE REPORT

VII. Page 13 INVESTMENTS and TRUSTS·- income, value, transactions (Includes those of spouse anti dependent children. See pp. 34-57 of Instnu:tionsJ



____ _ £. o.C

INDIVIDU

. Name of Person Reporting Dale ofReport

FINANCIAL DISCLOSURE REPORT James V. Selna May5,2004

VIll. ADDITIONAL INFORMATION OR EXPLANATIONS {Indicate part of Report.)

S ee attached.

IX. CERTIFICATION.

I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is a ccurate,true,andcompletetotbe.best ofm:yknow ledgeandb lief,andtbatanyinformationnotreportedwas witbheldbecauseitmetapplicable statutory provisions pcimitting DQll-disclo sure.

I further certify that earned in come from outside employment and honoraria and the a cceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app., § 501 et. s eq., 5 U.S.C. § 7353 and Judicial Conference regulations.

Signature Date ..J.r

NOTE: ANY S OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 u.s.c. App., § 104.)

·-

Listing Januazy31.

. .• The

5

Financial Disclosure Report, May 5, 2004-Continuation Pages · James V. Selna

I. Positions.

4. Trustee Orange County Public Law Library (resigned April 17, 2003)

Director Association of Business Trial Lawyers, Orange County, CA Chapter

6. Director Federal Bar Association, Orange County, CA Chapter.

of Entries Not Carried Forward from 2003 Form A0-10 . .

The following sets forth each entiyin the January31, 2003 Form.A0-10 not carried forward and the reason therefor following notes are applicable:

Note 1. Position not required to be disclosed per advice the Chair of the Committee on Financial Disclosures in her letter of February 21, 2003 (copy attached).

· Note 2. Investment sold in 2002. Details of sale transaction not required to be disclosed in Nomination Report.

Note 3. Investment was below the reporting level for value and/or income as of December 31, 2003.

Section of January 31, 2003 Report

Description of Position/Investment Reason ,for Deletion

Section I.

Addendum Partner, 0 & M Investment Partners-Lesser/Moore Note 1.

Partner, 0 & M Investment Partners-Mccowan/Deleeuw

Note 1.

Partner, 0 & M Investment Partners-Playa Vista Car Care Ltd.

Partner, 0 & M Investment Partners-Playa Vista Car Care Ltd. II

Partner, 0 & M Investment Partners-Post Renaissance Partners

Partner, 0 & M Investment Partners-PWT 1990 Rancho San Diego

Partner, 0 & M Investment Partners-Tew Placement Fund III

Partner, 0 & M Investment Partners-Thousand Oaks Commercial Development

Note 1.

Note 1.

Note 1.

Note 1.

Note 1.

Note 1.

-

....

Financial Disclosure Report, May 5, 2004-Continuation Pages James V. Selna

Partner, 0 & M Investment Partners-Wedbush Capital Note 1. Partners

Partner, 0 & M Investment Partners-Windon Capital Note 1. Management

Section Vll, Real Parcel 4, Lahaina, Ill Note2 . Prop erty ·-

Section VIl, p. 1 AmerisourceBergen common Note2. Account 1 .

Bergen Brunswig common Exchanged for AmerisourceBergen in2002 . See p receding entry.

-

Brown Shoe common Note2.

Intimate Brands common Note2. .

Liberty Satellite common Note 3.

Newhall Land common Donated to charity in 2002. Note2.

Section VIl, p. 3 California State Department of V eterans Affairs bond Note2. Account2

California State Public Works bond Note2.

Irvine, CA Pub. & Facilities Infrastructure bond

Oakland, CA Jt Pwrs Financing bond

Section VIl, p. 4 Accounts

Connexant common

Compaq Computers common

Liberty Satellite common

Section VII, p. 8 Account 7

Liberty Satellite common

l"nnin n C:nmnuter Com.

Note2.

Note2.

Note 2.

Exchanged for Hewlett-Packard. Note 2.

Note 3.

Note 3.

Note 2.

. .

Financial Disclosure Report, May 5, 2004-Continuation Pages Jam.es V. Selna

Section VII, p. 11 Northern Trust CD Trust3

Note2.

nancal disclosre report rot ud y n ot at rv. 12002 for ... · opo. ng . ae f t . nncial disclose...

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