&:nded financll disclose report reort requird by the cal ... · .35:2004 ii. non-l\ esnt ncoe....
TRANSCRIPT
____________ _ Date ____ _
POSmON NAME Of ORGANIZATIQNIENTITY
PARTIES AND TERMS
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&'fE:NDED AO·!O FINANCLJ\L DISCLOSURE REPORT Report Requir d by the Ethics
Rev. l/lilil4 Cale.1dar Year 2003
in GO'-'Crnrncnt :\ct of1978
(5 L .C. app. §§ lfil-lll)
I. -Person Reporting (Last name. First name. MidC.le initiai)
KRUPANSKY, Robert B
2. Cot:.rt \.'lf 0:-ganlzaticn
Sixth c:reuit Court o.f Appeals
J_ D;.!te or Report Amended
812512004
4. Title (Articie Ill Judges indicare active or sc:-:ior status
magistrate judges indicate fui1 o: part ime)
U.S. Circuit Judge, Sr, Status
5. ReportType (check approµriale type)
Date
0 Initial ( Ammal ··. Flnal
l.2003
to 12/3112003
7. Cbfilnbers or Office Address
OtrI B. Stokes U.S. Courthouse
80 l w. Superior Ave., Rm 21-B
Cleveland, Ohi<> 44113-1832
8. On the basis of dte infbnnation contained in this Rep on and any modifications: pertaining thereto. it is. in my opinion_ in cnmµiiance with applicable laws and regulations.
Reviewing Officer
IMPORTANT >*OTES The ir.stroctions accmnpanying this form must be foUowed. Complete all pa."tS, checking t,yte NONE box fur each part
where you have no reportable information. Sign on last page ..
I. POSillONS. (Reporting indivi tral only; see pp. 9-13 of filing instrw;tions)
NONE • (No reportable positions.)
I.
II. AGREEMENTS. (Rt:porting individual only; sec pp. 14-16 offiling instructions)
NONE · (No reportable agrcemen'5.)
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0 -If)0 ---n
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SOURCE t\ND TYPE GROSS !NCOME
SOURCE AND TYP8
SOURCE DE$CRIPTION
(your;;, not spouse's}
FINANCIAL DISCLOSURE REPORT Date of Rc:-:,:Jr:
AmendedKRUPANSKY, Robert B ,.35:2004
!II. NON-L"\ 'VESTI\!!ENT INCOME. (Rcpo ing individual and spouse; soe ;>p. 17·24 of filmg instructions)
A. Flier's Non-Investment Income V' NONE (No re?crtable non-investment income.) ·
I.
B. Spouse's Non .. Investmcnt Income {lfyou were married during any portion of the reporting year please complete this section. !dollar amount not required except fur hononuia)
D NONE (No reportablenon-invesuncnt income.)-
]. Ing Life lnsurance (fonnerly Aetna Life insurance)
··IV. REIMBURSEMENTS transportation. lodging. food. entenainmcnL
(ln.cludcs those to spouse and dependent chil!lrc-11. See pp. 25-27 of instructions.)
NONE (No such rcportabl: reimbu:scmcnts. J-
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SOURCE DESCRIPTION
DESCRIPIION
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VALUECQ[)E
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Name of Person RcponingFINANCIAL ffiSCLCSURE REPORT Dnte of Report Al':1ended
KRUP.'u'ISKY. RobertB 8i25i20G4
V. GIFTS. (Includes tl!ose to S?C"" m1c dependent children. See ;ip. 28-J ! of instruetior . l
NONE (No such reportable gifts.) ·
VI. LIABILITIES. {Includes those of spouse and dependenl children. See pp, .12-34-0f instructtons.}
NONE (No repor'.abie liabilici.:s.) ·
CREDITOR
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2.
3.
4.
6.
9.
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FINANCIAL DISCLOSURE REPORT
Page 1 of4 Name of Perso:-i Rcporti Jg
KRUPANSKY. Robert B
Date of Report Amended ;jf.25·"2(){}4
...VIL INVESTuIE:N!S and TRUSTS -mccme, 11.!ue, mmscauons (ir.:::i.:ues those oflhe spouse .anc dependent clniC:en. See pp. .t-57 of fi!mg instrm::ions.i
,\,
D:scrip!Jon of Assets (including: lrnst assets)
?;ace "(X)" after each asset exe np ftom prior disdasme
CNONE {No ropor!uble inoome. assets, or uansacti1ins)
Starwood Hote:s & Resorts
Hartford Financial Services Group. Inc.
rrr Industries -
Rayonier, Inc.
s. KeyCorp.
National City Bank (checking account) (Cieveland, OH)
1. National City Bank (chet:king UCCQunt} {Clcve!;;:nd, OH)
8. National City Bank (sla IRA acccunt) (Cleveland, OH)
Key Bank (ch«kfug accoti-ot) (Cleveland. OH}
Ohio Savings Financial Corp. (Cleveland, OH)
JI. Ohio Savings Financial Corp. (Cleveland, OH) s/a
12. Alliance Bernstein Municip;;.J fund
13. Partnership interest commi bldg. Cleveland. OH
14. Int. ltd, ptnrsbp comm1l real estate dev. Shaker Hts OH
15. Spcctrums ·Cleveland, OH
16. Boeing Aixr.tft Corp.
17. AegonN.Y.
18. Charter One Bank (Cleveland, OH)
n. !nccme during
reporting period
,'\moon! Type (e.g. Code! div, rent. or (A·Hl inL)
A Dividend
A Dividend
A Dividend
B Dividend
B Dividend
None
A rnterest
A Interest
A ln t
c Dividend
B interest
D Dividend
E interest
Norn:
None
A Dividend
I A Dividend
c lnlmst
c. 0. Gross vaiae at end of Transactions during reportiu:g period rr;pa.11ing period
(l) J · 1101 Cl';en;m from d1sccs:1re
Vn!ue V.eibe Type (e.g. Date: Vah:e Gnin !demi!)• of Code 2 M::!liod buy,s.el\, Mon!b C.xic 2 Code l bi.weriscl!es (J-Pi CodeJ meriru:r. Day (,l P; IA·l-1) ;ifpriv.ue
(Q-Wl redemption) 1r.ms.action}
J T
K T
I T
J T
L T
J T
j T
J T
_J I
K w
M T
N T i'inme See Section ehan2e V1H.
K w
Sold/Loss 12. J See Section VIIL
J T
K T
J T
N r-
C "'-S2.501 l5.000 D S5JJOi-S"·.".'.:'-JO ?. =-StcoJiOl-$5{\000
HI ""s1.orm,001-SS,OOO,OOJ ill "'More lhan $5,UGO,ODlJ
L .,. ss°'.001Mnoo,OOJ t.1 - s1-0:0,0Cll-S2!0 . .::oc
Pl "':i!,OU0,00l-S5.00D.0Jfl 11::. $5,(WO,.COl·SZ:i,OOn.ooo
P.! ... SMore !him $5\l,\l0:/,000
I;
I
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1. lnorune/Gam Codes: A Sl ,OC:O or less i3 "'$1.00 i S::,5GO =
(SceCcl<mlfil 81 andD4) F SSO,OOl-Sl00,000 G ""SlOO.OOl-SI,ODa,aoo
:!, Vilue Code:: J ""$:J 5,000 or ks:!;
(See Cc.umns C1 .:u-ct. ;::;3·1 N = $250,000 $50D.00(i
P? =S'.25,000.00! },50.0DC,Octi
0 .'\pprnisfil""
.,.., &xlk Vaht:!
(I) (2)
1..11
(l) (2) (2) IJ l 14) (5)
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I FINANCIA:L DISCLOSURE REPORT NJrne of Person Reponmg
Page 2 of 4 KRCP .. \NSKY. Robcrt B
vrr. INVESTIYIBNTS and TRUSTS -- income, value. trnnscanons (includes those oftl1e spo11seand deper.dem d1ildren S.::::pr -1·'-"'.' ,,1· 1':1;1>! i11s1nicm,ns ! .
A. B. rncome during
Description of Assets reponing period (including trust assets )
Place "(X)" aHer each asset exempt Amount Type (e.g. from prior disclosure Code I div. rent. or
(A·H) int.)
19. Key Corp (Cleveland, OH) A Interest
.
20. RPM, Inc. A Dividend
21. Lamson Sessions Co. None
22. Nuveen Insured Quality Municipal Fund B Dividend
23. · Nuveen Performance Plus MUnicipal Fund A Dividend
24. Columbus, Ohio Water Works Bond B Dividend
25. lake County Detention Facility Bond 8 Dividend
26. Pepsico Inc. 8 Dividend
27. Sara Lee Corp. A Dividend
28. Nuveen Ohio Quality Income Municipal Fund c Dividend
29. GJaxo, Smith, Kline P.L.C. A Dividend
30. Johnson & Johnson Inc. A Dividend
31. Int Bus. Machines Colll. A Dividend
32. Merck & Co. Inc. A Dividend
33. Stryker Corp. A Dividend
34. National City Bank investment Corp. (IRA) D Distribution
35. Cedar Fair LP B Dividend
36. Dow Chemical Corp. A Dividend
c. Gross valtie al end of reporting period
Value Vallie Code2 Method (J·P) CodeJ.
(Q-W)
K T
K T
J T
K T
K T
L T
J T
K T
K T
K T
L T
J T
K T
M T
K u
J T
D. Transaction dtLrlrl!_l r pnrtllll! po:?rind
(l) Ii :l\\r ex.::mp1 frrnn J1sclo. ure
Type (e.g. Da1c: Y:ilu!! buy,sell. Mm1th - Code 2 merger. Da) 1J-Pl redemption)
Sold 1115 K
Sold/Loss 5115 .I
Purchase 1124 K
Gni1i C1'f.le I
(A-H)
D
Jde111i1 · of huycrls ller (ifprrvate transaction)
Bank-directed account.
!. Income/Gain Codes: A = Sl ,000 o:- less B =£1,DDl-$2,500 c =$2,501-S5,000 D = $5.00 l-SlS.000 E = $! 5,00J-$"50,000
(See Columns Bl andD4) F 'O': $50,001-SlOO,OllO G = Sl00.00l-S1,000.0CKI =- $1.000,0fll-S5.000,000 H2 =More tlrnn S5,000,000
::.. Value Codes: = Sl 5,000 or less " = SiS.001-).50.000 L =" S50,001- HJO.(l(IO M - Sl0!1,UOl-S25(1.tlrJO
(Se Coiamns Cl and D3) N .,... S2.'i0,0QO.S:500.0(J0 0 = $50fl.001-Sl,OG0,000 f'I - s :.1100,ou 1.s5_orrn_ooo I':'. - S.'i ,OlJlUJOl -5-25 .l'Oi"i.1ll)i.l
P3 - $25,000.00J.j.:50,000,{llJO P4 .,... SMure 1trnti S:.'iG,OflC!.000
J. V;;:uc !v1e:nod CodC'. f_) - Appr.:iisaJ R - Cos1 (Rea.! E mll.· On.Jy) s "'hss smi::m I.·:1 hiMarkd
(S · ·. '.::olurr.r. Cl. L: - Book \i11lm; \' - 01her- \l. ' - .E.stun::.11.•d
(2) •:) Ill i::!; (3; "J (5)
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Fli'IANCIAL DISCLOSURE REPORT N::.inc of Person Rcpcr:mg
Page 3 of 4 KRUrANSKY. Robert B
A. n. c. D. lnemne cin:-'.ng Gross Y;ik;e al el1d of Trn11saC1mtis during : pom11tt pi!rirn1
Description of t\:J.$Cls ruport'.1: pe:riod n:purtmg ;,oriDd (inclnrling trnst GSSets)
{I) ''l ;;"11m i.:'(· 1:ip1 iiom d1sclos1.1re
Pla "{X)" t.fler each asset e:tcmpt Amount Type (e.g. Vnl e Value Type \e_g_ C<ile: Va!u.: Gum fdeti'.;ty of from prim disclosure CoC::: l div. rent or Cccl..:2 Meth1.1<l bny, sclL Moi:.1 1- Code2 Code I bu y:r/sdler
(A·Hl hn.} :-?; Code J merger. Day (J.p) (A-11) (if private IQ-WJ redemption) lmns.actian}
37. General Motors Corp. A Djvidend J T
3&. General otors H None 1 T
39. Scottish Power A Dlvirle:-..d J T
40. Philips Koninkljke - A Dividend j T '
41. Cleveland OH Regional Se\ve; District Bonds Series A Dividend l T 1978
42. Sky Bank sla B fnterest M T
43. Yum Brands None j T
44. Autoliv Inc. A Dividend J T
45. Bank of America( checking acct) None j T
46. Cuyahoga County Hospital Sond (Metro Hcntth) B lnteres .
K T
47. Republic Bank A Interest L T
48. Franklin Templeton Ohio [nsure:i Tax Free Mun. c Interest L T Fund
49. Nuveen Ohio Dividend Advantage Fund B Dividend K T Partial Sate 11124 ! A
General Electric A Dividend K T
51. Nuveen Performance Pius Municipal Fund B Dividend K T
52, Nuveen Premium Income Municipal Fund B Dividend K T
53. Nuveen Ohio Dividend Advantage Municipal Fond c Dividend T
54. Nuveen Dividend Advant:i.ge Municipal Fi.ind B Dividend K T
'
1. lncantdG11::UCarles; A =$1.CDOor!ess B ""'"SLQO l·S1,50G """$l50! S5,00Cl "'S5,00l-S15,000 = Sl5,001M$5{),000
(See Co!Ul.Utl.S Bi anti 04) ' s:so,001.s100,uon G = SiOO"COl Stj)OD,000 Ht = S-1.000,('{ll SS.OOO.OOt H2 "'t-1ore m n 5.00-8.DC::
:.;, Value Coriet;: - S?S,000 (Jr less K ..,., S.Ii.00 -$50.000 L "'ss;;;_oo;.s1oc.oou M SJOO,llO! Si!l.000
(Sw;: Cdumns c; anti DJ) N ,.... S250,(!0D.S5C(t.000 0 ,,,. ssoo,ooi-:;:,ooo,cou Pl ""'Sl,OOfl;OOl-$5.DOO.IJ V 1'2 S5,{) 0.00l ..s23,000J!DO
I'} 00 S25Ji0ft.OO!-$S0.00V,!YJC ?4 ,.... $}.furt :tum $$0,Cfl(LOOC:
:,_ Vuiu Y.e;hod CoJ Q Apprn.i:;:aJ R "'CPS\ ! !C.::\: E tat..: OrJy) s = A i:essn c:. T "' :.-:i'l.ltiMarl:.:i
fS::t CDismn C2; " 80.;;k \1:i:;e ,.., OtL r \\ ""' 8itunaJ;,-tl
9f Reno;< Amenaed
i) (2)
56, A
A 9 c
(I) (2) "
J r
J T
D
'4)
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Ill
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F.!NANC1AL DISCLOSURE REPORT DareName af Perscn Reporting
Page4 of4 KRUPAl'iSKY, Rollert B 8125.1'20C4
VII. INVEST1v1ENTS and TRUSTS - iflCOO!e, vnlue, !rnnsca11c:1s \)ncludes rhose of the $fl0t!st il.Jlci depende1: d:i:drer. s epp. 34-57 l.}ffiifm; im:tn.CtlOttS.)
A. n, C, D. income dcri;;g Gross value at end af 7ron$nctirn• dunm: r::por1ml.! ;-i o::r•0;·
Description of As:> IS n:porti1:g p:riod reporting pe:iod (inclmlln,g trust ll53Cts}
P!ace ''(X)" ufter cr.c.I; asset exeinpt .. 1.utt· T:yµe (e.g.from prior discia:rnrc Code I div, rem. ;:";r
(A-Hl inLl
55, Fifth Third Bank B rnterest
Microsoft Dividend
51. Zimmer Botdings None
58. ING Principa! PTotc:ttd Fund HI A Dividend ,
59, Bank of America A Dividend
60. Black& Deeker Co.,,, A Dividend
61. Cadbury Schweppes PLC A Dividend
62. Ploneer !\.tun. Htgh Trust, lnc. A Dividend
63. Fairfield Ohio School District 3ond B ln!erest
64, Ohio State Public Facility Commission Bond None
65. GTQter Cleveland Reg. Transit Authority Bor.d A Interest
66. Hamilton Cty Ohio Bond A interest
OI. Ohio Sttlte Series ll A A Interest
68. Ohio Slate Rev. BIE A Interest
69. Ing Midcap Value Fund Class B None
70. Medco Health (Splnoffftom Merck, Inc.) None
7L Medco Henlth None
(I) !1 nul cx· m;:it i:·,yn crnclmmre
!:!) Value Value Type (ti.f!. D<itc: \In\;:;; Code2 Method bny,selL l'vlc':ll!' Ced::: 2 (J-PI CodeJ lll>J gcr. D'1y 0 1»1
10-WI redcmpt1onf
L T
K T Partial .Sal:: ll :!-l "
K T Purchase<± t li2J. K
J T Purchased : l/24 J
J Purchased 5128 J
K T Purchased 712 K
L T Purchased 11117 L
. J T Pur.:hased !1117 J
I T Purchased i I /17 J
J T Purchased llll 7 J
K T Purch;ised 11117 K
L T Purchased 11117 L
J T l'urchnscd 11117 : .
J T Spino ff J 1!03 J
J T P:.;rchase<l 11124 J
I
Gmn (\'cle I r,\ ln
ldemity of M.1ycrh lh::r (ifpnva!e <r. 11:-;nc1wn1
- i
I. lnoome/Gain Oltlet: ""Sl,OOC or less = S l .00 i -$2,500 S2,501-S.5,0CO '$5,Ml-S15, 00 = s 15,00\ S.50,000
(See Columns BI ru.K! J4 / F .. sso.:;c1 s100,ooo G ""$10::!,0U!-Sl ,tJOfLOO'.) l-11 "'$1,0 :JJ,'.':l- S.OC0,000 Hl -=More thanSS,000,-0!JlJ
::..Vlliue $l$.000o: kss K ""Si5.00l-S5D.OCG L .,., $S(;J/Dl-$!00,0GC: M ""Sl00,-001 Z250.00C
(S Cu1cf!'.f!S Cl and D3) ; SZSO,(l(l{l-$501/,0i.lG 0 "'SSOO,QCJ-Sl,DW,000 Pl s1,ooo,rm 1.s:s . .::00.con P2 S.5,00\l,OOl-$25,:: lC.Jf)(J
i.'3 "'-$25,00C\OI) 1 $50.tJOGJJOO P4 ""Sh.hire H1a:i :OJ,OOOJ1i'\)
!. Ve.in:: Metitc:.l C:nl:s () .,..,Ap?«Ji.><J R ,.., ,:u:': i.Ke;ll Es tut;; OrUy} s '" Assessr:1ent T .,.. \':ufr._),fai-;::
f s c CD t mr. Cli J - Bu;)k v ,i1:.:: - O:Jie \t,t E$i;rmtcd
· i Name,,; Pc,,on Rcpwng FINA;\\ C AL DISCLOSURE REPORT
KRUPANSKY, Rubert B
VllI. ADDITIONAL INFORMATION OR EXPLANATIONS
I )al<.: \ i'. !; q>'il
A.iiended « 115- 20(14
SEC'l10N VII •
Re::ord #12.-Name change f::::merty Alliruu:c Munl;;ipa! Income Fund Class U.
Record #14 -'P:-operty sold ta Richard L. Bowen & Associ tes, Inc
·.
KN
. FINAi'\fCL DISCLOSURE REPORT 1'an1ccfl'crscn Reporting
KRJPANSKY. Robert B
IJ;U\! u1' Rcron
Amended 812512004
IX CERTIFICATION.
I certify that all infon:mition given above (including information pertaining to my spo:ise and minor or dependent children, if any) is accurate, true, and complete to the best ofmy knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gif'cS which have been reported are in compliance with the provisions of5 U.S.C. § 5°.1 et. seq., 5 U.S.C. 7353. and Judicial Conference regulations.
Si Date August 25, 2004
NOTE: A:l:iY INDIVIDUAL WHO Y FALSJFIES OR FAILS TO FILE TIITS REPORT MAY BE SUBJECT TO CIVIL AND CRIM S (5 U.S.C. app. § 104)
FILING r-.ISTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N .E.
Washington, D.C. 20544
POSITTQN NAME OF
PARTIES AND
0 en
"Tl 0 m
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Report Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT in Government Aet of 11178
Rev. 112004 Calendar Year 2003 (5 ll.S.C. app. §§ IOl-111)
f. Person Reporting (Last name, First name, Mlddle initial)
KRUPANSKY, Robert B
2. Court or Orgimi..uion
Sixth Cirouit COwi ofAppeals
3. Date of Report
511512004
4. Title (Article IIT Judges indicate active or senior status;
magistrate judges inClcate full- or part time)
U.S. Circuit Judge, Sr. Status
5. ReportType (check appropriate type)
0 Nomination, Date
0 lnilial @ Annoal Q Flnal
6. Reporting Period
1/1/2003
to
12/3112003
7. Chambers or Office Address
Carl B. Stokes U.S. Coorthouse
801 W. Superior Ave., Rm21-B
Cleveland, Ohio 441 !J.-1832
&. On the basis of the infunnmion contafr�ed Jn this Report and any modifications pertaining thereto, it is, in my opinion. in compliance
with applicahle lews and regulations.
IMPORTANTNOTES: The instructions accompanying cllls form must be followed. Complete alt parts, checking the NONE box for each part where you have no reportable inforrnation. Sign on last page,
I. POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)
NONE - (No reportable positions.)
ORGANIZATION/ENTITY
I.
0 ;:o .r-.,,, mo-(.') ::z: (")c:> s:::n ::i:: !'Tl
Il. AGREEMENTS. (Reporting individual onlj.; see pp. 14-16 of filing instructions) · •10 w ....o>" <"t'lr """' NONE (No reportnl>le agreements.)· = -
c:::iTERMS -i::..
I.
SOURCE GROSS
SOURCE AND TYPE
SOURCE DESCRIPTION
511512004
I.
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofRep::irt
KRUPANSKY, Robert B
ill. NON-INVESTJv1ENT INCOME. (Reporting individual and spouse; see pp. 11-24 mliling instruc:ionsJ
A. Filer's Non-Investment Income
NONE (Noreportablenon·investmeutincon1e,)
L
AND TYPE INCOME !yours, net spouse's)
B. Spouse's Non-Investment Income · {lfyou were nwried during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)
NOl\1E (No re portable Mn-investment income.) ·
2003 Ing Life Insurance (formerly Aema Life Insurance)
IV. REIMBURSEMENTS tnmsponation, lodging, food, entertainment -
(Includes those to spouse and dependent children, See pp. 25,.27 of ins.tructions.)
Ii!! NONE (Ko such reportable reimburncm<nts.) ·
! ------���������������-'-����������������������'--��--'--·���I
SOURCE DESCRIPTION
CREDlTOR !)ESCRIPTION VALUE CODE
L
Name of Person Rcporthlg. FINANCIAL DISCLOSURE REPORT Dare ofReport
KRUPANSKY, Robert B 5!1512004
V. GIFTS. (Includes !hose to spouse and dependent e!\ildren. See pp. 28-3 l of instructions.)
l\2l NONE - (No such reportable gifts.)
).
VI. LIABILITIES. (Includes those of spouse and dependJ:ntchildren. See pp. 32-34 of instructions.)
NONE - (No reporU1ble liabilities.)
B.
(1) (2) (1'. 1rmn (2) (Jl
Type
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(4) {5;-
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FINANCIAL DISCLOSURE REPORT Name of Person. RepD;-th g
Page 1 of4 KRUPANSKY, Ro!:ie<tB 51:5/2004
. VIl. INVESTMENTS and TRUSTS
A. c. ll. Im:nme durit:g Gross value nr end of TnuiSactiors during report'11g. peria.£1 Dcsc;:ip(ion of Assets repnrtlng period repo;tl111< period
(iru:ludin trust assets) (1) (2) [f not exempt disclosure
"
Pl1:1¢e cxr after each asset exemp1 A.moout (e.g. Vabe Value Type (e,g. r:>atc: Value from prier ilisdos.:ire Code l div. rent<d" Code2 Me:hoC buy, sell, Month· Code2
(A .ll) int} (J·P) C\>dc3 ffi"ll", Day (J-P)(Q-W) rede::nption}
DNONE (No rcpcrtnb:e inC-Orl'l!:, assets, ortrans.actions.)
!. Stll!Wood Hotels & Resorts A Dividend J T
2. Hartford Financial Services Group. Inc. A Dividend K T
J, ITT Industries A Dividend J T
4. Rayonier, Inc. B Dividend J T
5. KeyCorp. B DMdend L T
6. National City Bank (checking acoount) (Cleveland. None J T OH)
7, National City Bank {checking acoount) {Cleveland, A Interest J T OH)
8. Na:tiomli City Bank (s/a lRA accoont) {Cleveland, A Interest J T OH)
9. Key Bank (checking account) (Cleveland, OH) A Interest -J T
10. Ohio Savings Financial Corp. (Cleveland) OH) c DMdend K' w
11. Ohio Savings Financial Corp. (CJeveiand, OH) sla B Interest M T
i2. Alliance Bernstein Municipal Fund D Dividend N T Name change
.
13. Pannemhip interest comm1 bldg. • Clevellind, OH ll Interest K w
14. int ltd. ptnrshp com1111 real estate dev. Shakor Hts None J w Sold 12/l OH
15. Speotrums ·Cleveland, OH None J T
16. Boeing Aitctaft Corp. A Dlvidend K T
17. AegonN.V. A Dividend J T
18. Charter One Bank (Cleveland, OH) c interest N T
G.Ua Identity of COOt ! buycr!sl.!!!er (A·h"'; (ifprivnre
ltaritactmn}
See Section vm .
Sef Section vm.
I
1. !ncwudGain O:ides. A $, ,000 o. iess ll s..001 S2,300 C $2.501 $S-,OO'.. D ; $..,O J-$15..000 E -$L,v:Jl $5{).(lOu (See Culunms Bl nndD4) F tS5C,0Cl-$i00,00Q G- ""'tlOO,COt-Sl,_000,000 Hl =S1,000,001-S:S.OOO,OOO · Hi "'MntethanSS,OO:i,.000
:!. VrJ!P--Codut: J "'"Sl5,0<X1 orless K =SIS.OQJ-SSO:ooo ·L =t50.0C·i-Sl00,000 ?-.1 =1aoo orn t2SO,OOD
( ti Colrur.ms and D:'; N ""S2.5T ,00 -$5U:_ovo 0 "'$500,00l Sl,000,000 ?1 = s:1.ooa,ooi $S,OOO,O-'.XI P2 ""- l?�tJ'OO,COl.$25,0G:J,O:JD l'-5 "'S1$.D::l::-,OU1-S.5{L0D:J,OOJ ?4 ""$More tbar: SS0,000,000
Valu Meili.00 C::tle;. (' "'",, ?:aisal I', ""C0 (tzcai Estate Ocly) S ""t'\.SS<;Ssmeni 'f ""C'.1sh/hi:a.rkc; · - BooL \'alttt
24.
28.
K
{I) (2) (1) from
(2) (4) Gain
-
<
L
J
c -
L Purehase -
,
B u
FINANCIAL DISCLOSURE REPORT Date of Report Name of Perron Reporting
Page2 of4 KRL1'ANSKY, RL>!JertE 511512004
. VIL INVESTMENTS and TRUSTS •• irn:orr.e, va:ue, banscati.ons {iacludes those of the :;po.use and depentl::nt childri:it. See pp, 34-57 of filing insfruciiOTChJ
A.
Description ofAssets (inclnding trust assets)
f>l2ce "(Xf after eoch asset e mptfrom prior disclo5ure
B. Income during
repcr:ing period
Amount r,,,. (e,g, Code l div. rent. or (A·H) inL}
c. Gross v.:h1e at c:id cf re}Xlrting period
(t) (2)
Value Valu!!: Code2 },{eJt1od(J·P) Corle 3
(Q·W)
!}, Transactions during reporting period
. ·aot exempt rlisdosure
(3) (5)Type (e.g. Date: Value fdentity {if buy, sell, ?vionth Codcl Code I bt.'Yer/seller
'· Day (J.Pl (A-II) {ifprivate redemption) transaction)
19. Key Corp (Cleveland, OH) A lnterest K T
20.
21.
RPM, Inc.
Lamson Sessions Co.
A Dividend
None
!115
Loss 5115
K
J
D
B
-
22.
23.
25.
26.
27.
29.
30.
31.
32.
33.
34.
35.
36.
Nuveen Insured Qufility Municipal Fund ·,
Nuvcen Perfarmance Plus Municipal Fund
Columbus, Ohio Water Wo:ics Bond
Lake County Detention Facility Bond
Pepsico Inc.
Sara Lee Corp.
Nuveen Ohio Quality lncmne Municipal Fund
Glaxu, Smith, Kline P.LC.
Jolmson & Johnson lnc.
Int Bus. Machines Corp.
Men:k & Co. lnc.
Sttyker Corp.
National City Bank lnv..mient Corp. (IRA)
Cedar Fail" 11'
Dow Clu:mical Corp.
B
A
B
B
B
A
A
A
A
A
A
D
A
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Distribution
Dividend
Dividend
K
J
K
K
K
K
K
J
K
M
K
J
T
T
T
T
T
T
T
T
T
T 1124
T
T
T
T
•shaceslBM
Bank-{lirec1ed account
l. lnc-Ome/Gab Codes: A ""Sl,000 or Jess B ""$1,001-$2,500 D ""-SS.00l·S15,000 0: "'-SlS,OOl-$50,0GG
(See- ::.'al umru B 1 nnd D{· F "S50,00!.St00,000 G "s;oo.ooi.s1 ,000.000 - Ht::· ·-$, ao,c J1.s:5,00it,OOO H2 =More than SS,000,000
:.:. V !ue Code : J ""Sl.S,-ODO or leiss. ""-S:!s.001 tso.ooo :L. :,,,_.$50,00i·!ilOO,OOO M .,,, !n00,001-S.::!:50,{lOO. (See Cciultllli Cl and D?) N ,,,. 1:25(},000.$500,000 0 ""S5frJ.(lfi1·S 1,000,000 Pl =-£1.000,001.ss.ooo,oon P1 ""l5.ooo,c0: s2s,o:Jc,00D
P3 .,, $25.000.UOJ-5514000,000 ?4 '!""$Mo: than $5-0,000.00Q \· /\pprAfsaI
- fl;g;i, Vahlti'
B.
(l) (2)
'" A
c
'
G
"
0
L; \'
c.
(2) C) lf>1C1t
f2) (Ji
J T
L
L
HJ
- -
-shares
I
· I
P'I'.'!ANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page3 of 4 KRUPANSKY, Robert B 511512004
VII. INVESTh1ENTS and TRUSTS ""income, val:.ie, transcaticns (inch:des !hose of the spouse and deper.Ce:1t cbikl n. See pp, 34.57 cf5.!illg fristrucdoos.f
A. f during
Description of Assets reporting period (includfr..g tr..ist assets)
Place "(X}" .after each nsset exempt Arummt Type (e,g.from prior disdosu:re Code I div. rent o:
(A-H) int_)
:n, General Motors Corp. Dividend
38. General Motors--H None
39. Scottish Power A Dividend
. 40. Philips Koninkljke A Dividend
41. Cleveland OH Regional Sewer District Bonds Series A Dividend 1978
42. Sl'Y Bani< sla B Interest
43. Yum Brands None
44. Autoliv, Inc. A Dividond
45, Bank of America(checking acct) None
46. Cuyahoga County Hospital Bond (Metro Health) B Interest
47. Republic Bank: A Interest
48. Franklin Templeton Ohio lnsurcd Tax Free Mun. Interest Fund
49. Nuveen Ohio Dividend Advantage Fund B Dividend
50, General Electric A Dividend
51. Nuveen Perl'omumce Plus. Municipal Fund B Dividend
52. Nuveen Premium Income Municipal Fund B Dividend
53. Nuveen Ohio Dlvidend Adva."tmge Municipal Fund c Dividend
54, Nuveen Dividend Advantage Munitfrpa1 F1..'tld B Dividlmd
D. Gross wi,lue n en:i of ':'mnsactions duri:1g reporting period. reporting p!!riod
(1) C'<Clllp! lf01\1 1:1--:clf!''llfl'
Value Value Type (e.g. Dale: Value Code2 r-.-fethcd buy, sell. Month" Code2 (J·P) Codd merger, Day IJ-Pl
(Q-W) re<lempt[Qn)
J T
J T
J T
J T
M T
J T
J T
J T
' K T
T
T
K T Partial Sale 11124 J
K T
K T
K T
L T
K T
Gnin Code i (A·H'i
A
1$; Identity of buyc /seile-r (ifpnvate transaction)
Ooss)
" Iacor..eluab CodCll: A ""-Si.ODO cc tes& B =Sl,001 $2,500 c '°' S2,50l SS,000 D = $5,00i ·S15.000 E ""' $ l ,:50! $50,CC")
(See Columns Bl oml :;4; f' =-SSU.OOl ·SlOJ,000 ""Stoo,001-s1,o:m.ooo Ht =-s; .ooo,no1 ss,000.000 H2 '°'·More than $5,00C.OOD
:!. Vniue Cod!.!S: J .,., $1!:,00D c: less ,,,_ .1:15.CDJ S:SO,Q(lQ L ,... $50.C>OJ,$1\l0,000 M "'SlOG,001..$2.50,000
(See Co1uram Cl m:G 03) N ,,.,, .1:!.5:J,000-550U.{ICJ S50 ,0J'i-.$l ,i':H'l0,00\J I "'$1,000,00J-$5.{lOOJXlU P2 ,,,_ts ,000,001 ru.coo,O(i{;
P3 "'SZS.O!JO.CO>SSC.G'.J0,00G P< ..-1More than s:so.u00,000
\'a!.1:: Me1lmd Cud C· "'Ap;:irni a: K "' Coe; ll{ Est<nc Onh l 3 T = Cm:h/Man;e:
·s - Cril:rrm ·:::: l 5;;ic,; Va;\::' \' Othe: ,,,. E!>i:r:>at:!d
B. c.
(!) (I) (I) o:sdosure
..
(2) (3) (4) (S)
FINANCIAL DISCLOSlJRE REPORT Date of Report Natne of Person Rcpo:ticg Page4of4 KRUPANSKY, Robert B 51! 512004
'11I. IN'VESTMENTS and TRUSTS - income. value, trn.'1Scations ('.n;;ludes. thosecft.1e s;wcs:;. nnd dependent children. See pp. 34#57 of filing lrtstructlons.r
A. o. Income during C'1'0ss v;ilue at e11d of Transactions during reporting per1
Description of Assets repculing period reporting period {lncludlnt,t trust assets)
rt l\Ot exempt 1rom (2) (2)
Place "{X)" uftereaclt as.set exe:t.:pf Amount Type (e.g. Va!ue Value Type (e.g De.t¢: Vn!ue Gain rdet1 ity of from prior disclosun:: Code I Codo2 ;\1etliad buy, sell, }.1.onth div. rent or Cod:::2 Code I buyerise:le:
Code3 merger,(A·H) int) (J-P) "'" (J·P) {A·H) (if p:ivute redemption)(Q-W) transactior.)
55. Fifth Third Bank
56. Microsoft
51. Zimmer Holdings
SS. ING Principal ProteCted Fund III ·.
59. Bank of America
60. Black & Decker Corp,
61. Cadbury Schweppes PLC
62. Pioneer Mun. High Trust, Cnc.
63. Fairfield Ohio School District Bond
64. Ohio State Public Facility Commission Bond
65. Greater Cleveland Reg. Transit Au1hority Bond
66. Hamilton Cty Ohio Bend
1. Ohio Stare Series II A
68. Ohio Stare Rev. BIE
69. Ing Midcap Value Fund Class B
70. Medco Health (Spinoff from Merck. In<-)
7!. Medco Health
B Interest
A Divider.d
None
A Dhddend
A Oi;idend
A Dividend
A Divideii<I
A Divi<lond
B -
None
A lnterest
A lnierest
A lnterest
A Interest
None
Nont-
None
L T
J T
J T
K T Partial Sale l l/24
K T Pun:hased 11124
J T Pwohased ll/Z4
J T Purchased 5/Z8
K T Purchased 712
L T Purehased 11{;7
- J T Purehased 11117
J T Purchased 1 lfl7
J T Purchased 11/17
K T Purchased 11117
L T Purchased 11117
J T Purchased J l/17
J T Spinoff 11103
J T Purchased 11124
J A
- -
- shares (loss)
l J.u;;orne!Oam Codes: A mSl,000 or less. B -11,00hSZ,lOO =S ,SOl..$5,000 D =$5,D0l·S:5,QOO E = S!5,00!-S:SO,OOO (See Cu!utnnS Bl und 04) F =-S:5C,00f Sl00;000 G ""$.lOOJlOI.,-Sl,000,®fr :m ·= S. ,000,00l SSJXiO,(}JO H2 ""'More faanS5,000,000
::. Vl>lue Code ; • -= S:IS,000 orless K =SlS,001-S-50 000 . ·v. -SSO;OOl S:IOD,000 !vi ""s:oo.on ·$250,00(;
(ii«; Coium.ns Cl and D3) N ""'$.250,00D·SSOO.OOCJ 0 = S500Jl01·$l,OOO.OOO Pl ""'Sl,000,001-iSJXKtOOV P2 $S,C·J0,(1JJ.$25,UflD nm1 PS = S2J.,000.00J.£50,000,008 P4 = $More1ban l:5fl,OC{d10;J
Q ""'" /\ppraisa! R =Cost (R ai Esrn::e Only} U booL Vahw v =Otlier
Name of Person Reporting Date of Report
KRUPANSKY, Robert B 5/15/2004
. FINANCIAL DISCLOSURE REPORT
(Indicate pan ofRcport.) VITI. ADDITIONAL INFORMATION OR EXPLANATIONS
SECTION VII •
Record #12 - Name change fonnerly Alliance Municipal Income Fund Class II.
Record #14 - Property sold to Richard L. Bowen & Associates, Inc.
c1. ... n;w..:Y
FINANCIAL DISCLOSURE REPORT NmneofPerwn Roporting Date of Report
KRUPANSKY, Robert B 511 S/2!'J04
IX. CERTIFICATION.
I certify that all information given 'above (including information pertaL'ling to my spouse and minor ot dependent children, .if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure,
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Co11ference regulations.
Signature Date May 15, Z004
NOTE: .. '\NY JNDIVIDUAL WHO FALSIFIES ORF AILS TO FILE TIITS REPORT MAY . BE SUBIBCT TO CIVIL AND 5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mall signed original and S additional copies to:
Con:mJittee on Financial Disclosure Adminislrati e.Offiee of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544