negative regulators of t-cell activation: potential ......activation gene 3 (lag-3)⁄cd223 suggest...
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� 2009 John Wiley & Sons A/S • Immunological Reviews 229/2009 67
Tsvetelina Pentcheva-Hoang
Emily Corse
James P. Allison
Negative regulators of T-cellactivation: potential targets fortherapeutic intervention in cancer,autoimmune disease, and persistentinfections
Authors’ address
Tsvetelina Pentcheva-Hoang1, Emily Corse1, James P. Allison1
1Department of Immunology, Memorial Sloan-Kettering
Cancer Center, New York, NY, USA.
Correspondence to:
James P. Allison
Department of Immunology
Howard Hughes Medical Institute, Ludwig Center for
Cancer Immunotherapy
Memorial Sloan-Kettering Cancer Center
1275 York Avenue
New York, NY 10021, USA
Tel.: +1 646 888 2332
Fax: +1 646 422 0618
e-mail: [email protected]
Immunological Reviews 2009
Vol. 229: 67–87
Printed in Singapore. All rights reserved
� 2009 John Wiley & Sons A/SImmunological Reviews
0105-2896
Summary: The generation of productive adaptive immune responsesdepends on the antigen-specific activation of T and B cells. The outcomeof T-cell receptor engagement is influenced by signals from both positiveand negative regulatory molecules that can either activate or inhibit T-cellfunction. CD28 and cytotoxic T-lymphocyte antigen-4 are the prototypi-cal members of an immunoglobulin domain-containing protein familythat play important roles in the control of T-cell responses against infec-tion, cancer, and in autoimmune disease. Although the precise moleculardetails of their functions are still under active investigation, tumors andchronic pathogens seem to have exploited these pathways to achieveimmune evasion. Furthermore, malfunction of the inhibitory arm of theimmune response appears responsible for the development of multipleautoimmune pathologies. As a result, the negative regulators of T-cellactivation have become attractive targets for therapeutic intervention incancer, chronic infection, and autoimmune disease. The application offindings from basic research has provided insight into the manipulationof these pathways in the clinic and offers promising strategies for thetreatment of disease.
Keywords: CTLA-4, PD-1, BTLA, LAG-3, immunotherapy
Introduction
The activation of ab T cells requires the engagement of unique
T-cell receptors (TCRs) by antigenic peptides bound to major
histocompatibility complex (MHC) molecules on the surface of
antigen-presenting cells (APCs). This interaction provides the
so-called ‘signal 1’, which by itself is not only insufficient for
T-cell activation but can lead to apoptosis or a state of antigen-
specific non-responsiveness (anergy) (1). Optimal T-cell
proliferation and acquisition of effector functions require an
additional costimulatory ‘signal 2’,which is provided by surface
molecules on specialized professional APCs (1).
CD28 is the founding member of a growing family of
costimulatory molecules and has been shown to enhance
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interleukin-2 (IL-2) secretion and to prevent the induction of
anergy in both T-cell clones and primary T cells (2, 3). Upon
binding to its ligands, B7-1 (CD80) and B7-2 (CD86), CD28
enhances T-cell proliferation by increasing the transcription
and the mRNA stability of IL-2 (4) as well as by upregulating
the anti-apoptotic protein Bcl-XL (5). Although the precise
mechanism of CD28-mediated costimulation is unknown,
some of the possibilities include driving the formation of a
mature immunological synapse (6), assembly of an indepen-
dent signaling complex (7), and augmentation of the TCR
signals, potentially via the recruitment of lipid rafts to the
synapse (8).
A closely related molecule, cytotoxic T-lymphocyte antigen-
4 (CTLA-4) (CD152) (9), binds to the same ligands as CD28
with much higher affinity (10, 11). In contrast to CD28,
CTLA-4 restricts T-cell activation, as indicated by the fact that
CTLA-4 ligation inhibits IL-2 production, IL-2 receptor
expression, and cell cycle progression (12, 13) and that
CTLA-4-deficient mice die of a lymphoproliferative disorder
within 3–4 weeks of age (14–16).
The more recent discovery of new homologues of
CD28 ⁄ CTLA-4 and their ligands has gradually expanded thisprotein family to include additional costimulatory [inducible
T-cell costimulator (ICOS) ⁄CD278 and its ligand B7h ⁄B7-RP ⁄ ICOS-L ⁄CD275 (17–19)], as well as inhibitory[programmed death-1 (PD-1) ⁄CD279 and its ligands PD-L1 ⁄B7-H1 ⁄ CD274 and PD-L2 ⁄B7-DC ⁄CD273 (20–23)] members.Furthermore, the identification of B7-H3 ⁄CD276 (24, 25)
and B7x ⁄B7-H4 (26–28) as novel homologues of B7-1 andB7-2 that can inhibit T cells by binding to currently unknown
receptors extends this family even further. An additional
receptor of the immunoglobulin superfamily (IgSF) that
negatively regulates T-cell activation is the B and T-lympho-
cyte attenuator (BTLA) ⁄CD272 (29), which binds the herpes-virus entry mediator (HVEM) (30). HVEM has also recently
been shown to interact with another negative regulator of T
cells, CD160 (31). Finally, recent studies of the lymphocyte
activation gene 3 (LAG-3) ⁄CD223 suggest that it plays animportant role in the regulation of T-cell responses (32–34).
This review focuses on recent advances in our understanding
of these negative regulators of T-cell activation (Fig. 1).
CTLA-4, B7-1, and B7-2
Protein structure
Mouse CTLA-4 is a 223-amino acid (a.a.) type I trans-
membrane glycoprotein that contains an unpaired cysteine
residue at position 122 (Cys157 if the signal sequence is
included) that is responsible for the formation of a disulfide-
linked homodimer (9, 35). There are several CTLA-4 splice
variants that include a soluble form (36, 37) as well as a
ligand-independent molecule, found only in the mouse,
which may be associated with resistance to autoimmune dis-
ease (38, 39). The solution and crystal structures of both
mouse and human CTLA-4, either alone or in complexes with
B7-1 and B7-2, have been solved (40–43) and show that the
B7-1B7-1PD-1PD-1
LAG-3LAG-3TCRTCR
CD160CD160
BTLABTLA
PD-L1PD-L1
CTLA-4CTLA-4LAG-3LAG-3
TCRTCRCD28CD28
PD-1PD-1
TCRTCR
TCRTCR
??
BTLABTLACD160CD160B7-1B7-1
PD-1PD-1LAG-3LAG-3
CD28CD28BTLABTLA
CD160CD160BTLABTLAPD-1PD-1
B7-1B7-1
PD-L1PD-L1
HVEMHVEMPD-L1PD-L1
CTLA-4CTLA-4
PD-1PD-1B7-1B7-1
CTLA-4CTLA-4
pMHCpMHCB7-1B7-1
B7-1B7-1
HVEMHVEM
pMHCpMHCpMHCpMHC
PD-L2PD-L2B7-2B7-2
PD-L1PD-L1PD-L1PD-L1
B7xB7x
B7-H3B7-H3
HVEMHVEMEffector T cellEffector T cellproliferationproliferation
and/or functionand/or function
B7-2B7-2
HVEMHVEM
PD-L2PD-L2
pMHCpMHC
PD-L1PD-L1
DendriticDendriticcellcell
PeripheralPeripheraltissuestissues
RegulatoryRegulatoryT cellT cell
TissueTissuemacrophagemacrophage
Fig. 1. T-cell inhibitors of the immunoglobulin superfamily.
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extracellular domain consists of a two-layer b-sandwich that
resembles an Ig variable (IgV) domain (40, 41). The two
ligand-binding sites lie distally to the homodimer interface,
allowing the simultaneous binding of two B7-1 or two B7-2
molecules to a single CTLA-4 (41–43).
The mouse B7-1 protein is a 306 aa type I transmembrane
glycoprotein that has an extracellular region consisting of two
Ig-like domains: a membrane-distal IgV-like domain and a
membrane-proximal Ig constant region (IgC)-like domain
(44). The transmembrane segment contains two cysteine resi-
dues that might be involved in lipid modifications or covalent
interactions with other membrane proteins (44). Because of
alternative splicing, there is a mouse B7-1 variant with a
different cytoplasmic domain, which might contain distinct
signaling modules (45). The crystal structure of human B7-1
shows that it forms non-covalently linked homodimers, both
when free and when bound to CTLA-4 (43, 46). Each mono-
mer consists of two anti-parallel b-sandwich Ig domains, one
characteristic of adhesion molecules and the other typical for
antigen receptors (46).
The mouse B7-2 protein is a type I transmembrane glyco-
protein that consists of 309 aa (47). The extracellular regions
of both mouse and human B7-2 contain highly homologous
IgV-like and IgC-like domains, while the transmembrane
regions and the cytoplasmic tails are much less conserved (47,
48). The crystal structures of the IgV-like receptor-binding
region of human B7-2 alone and in complex with CTLA-4
have been solved (42, 49) and show that this domain is a
two-layer b-sandwich that upon binding to CTLA-4 may form
a non-covalently linked homodimer. Unlike B7-1, where the
amino acids at the homodimer interface are mostly hydropho-
bic, the residues mediating the B7-2 homodimerization are
highly hydrophilic (49) and might account for the tendency
of B7-2 to be a monomer in solution (50). This conclusion is
supported by data from over-expression studies in Chinese
hamster ovary (CHO) cells using fluorescence energy
resonance transfer (FRET) measurements (51).
Expression of CTLA-4, B7-1, and B7-2
The mRNA for CTLA-4 is not detectable in resting T cells but
is upregulated within 1 h of TCR stimulation and peaks
between 24 and 48 h after activation (52, 53). The protein is
detectable on the surface of T cells within 24 h of stimulation
(53); however, the majority of the cellular CTLA-4 is present
in intracellular compartments (54, 55). CTLA-4 has been
observed in endosomes (56), lysosomes (57), and the trans
Golgi network (TGN) (58). This intracellular localization
seems to be predominantly due to the presence of a tyrosine-
based internalization motif in the cytoplasmic tail of CTLA-4
that binds the l2 subunit of the clathrin adapter protein-2
(AP-2) (59–61). Phosphorylation or mutations of Tyr201 inhi-
bit the binding of l2 and lead to increased levels of CTLA-4
on the surface (59, 61). As the phosphorylated Tyr201 is also
part of a Src homology 2 (SH2)-binding motif that mediates
association with a number of signaling molecules (see below),
there appears to be an inverse relationship between CTLA-4
internalization and its ability to generate inhibitory signals
into T cells.
TCR ligation and increased intracellular calcium levels cause
an upregulation of surface CTLA-4 expression, possibly via the
secretion of CTLA-4-containing secretory lysosomes (56, 57).
The same Tyr201 is also part of another intracellular trafficking
motif that binds to the clathrin adapter protein AP-1 and
mediates transport from the Golgi complex to lysosomes or
possibly to the plasma membrane (62). More recently, the
TCR-interacting molecule (TRIM) has been described as a
chaperone that facilitates CTLA-4 transport from the TGN to
the surface (58). The observations that the levels of TRIM
expression correlate with the amount of surface CTLA-4
suggest that TRIM is an important regulator of CTLA-4 export
from the TGN to the plasma membrane (58).
During T-cell migration, the majority of CTLA-4 is present
in vesicles near the microtubule-organizing center (MTOC) at
the back of the cell (63). Upon engagement of the TCR, these
intracellular vesicles re-orient towards the APC with a fraction
of CTLA-4 eventually localizing to the synapse (63). Interest-
ingly, the amount of CTLA-4 that translocates to the synapse is
proportional to the strength of the TCR signal, suggesting that
CTLA-4 might preferentially restrict T-cell responses to strong
TCR signals (63).
The expression of CTLA-4 in effector T cells is under tight
regulation at the level of synthesis and degradation: in the
absence of new protein synthesis, the half-life of CTLA-4 is
about 2 h (63). In contrast, T-regulatory (Treg) cells constitu-
tively express high levels of CTLA-4 on their surface (64, 65).
This expression could be due to the fact that these cells appear
to carry self-reactive TCRs of high affinity (66, 67) that might
trigger the constant synthesis of CTLA-4. However, the
molecule appears to be more than a marker of chronic TCR
stimulation, because the targeted deletion of CTLA-4 specifi-
cally in mouse Treg cells leads to spontaneous systemic lym-
phoproliferation and fatal T-cell-mediated autoimmunity (68).
As already mentioned, CTLA-4 shares its ligands, B7-1 and
B7-2, with CD28. Initial studies of B7-1 and B7-2 seemed to
indicate that the molecules have redundant functions in both
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costimulation and inhibition (69–71). B7-1 and B7-2 are
expressed on the same types of cells, including B cells,
activated T cells, macrophages, and dendritic cells (DCs) (72),
although B7-2 is expressed earlier than B7-1 on B cells after
lipopolysaccharide (LPS) stimulation (73) and appears to be
the major costimulatory ligand on in vitro cultured DCs (74).
Interestingly, the expression of B7-1 on in vitro generated
immature DCs appears to be higher than that of B7-2, and this
pattern correlates with a more tolerogenic phenotype (75).
This association is noteworthy in light of the fact that B7-1 is
the major ligand mediating CTLA-4 accumulation at the
synapse (76), presumably because of the high affinity and
avidity of this interaction (11).
Mechanisms of CTLA-4 inhibition
There have been numerous models proposed for the way in
which CTLA-4 inhibits T-cell activation. These mechanisms
can be generally divided into cell-intrinsic (affecting only the
effector T cell expressing CTLA-4) and cell-extrinsic (affecting
other cells besides the effectors). A summary of the suggested
models is below.
Competition for ligand and inhibitory lattice formation
The basis for ligand competition as a mechanism for CTLA-4-
mediated inhibition of T-cell activation lies with the observa-
tion that the affinities of B7-1 and B7-2 for CTLA-4 are 10- to
100-fold greater than their affinities for CD28 (10, 11). This
finding suggests that when CTLA-4 is expressed at the plasma
membrane after activation and under conditions where ligand
expression is limiting, CTLA-4 might be able to act as a B7
sink and effectively inhibit CD28-mediated costimulation by
ligand sequestration. Support for this model comes from stud-
ies showing that a CTLA-4 mutant lacking the cytoplasmic tail
is capable of preventing the multiorgan lymphocytic infiltra-
tion and early death observed in CTLA-4-deficient mice (77).
However, the tailless CTLA-4 cannot correct the lymphade-
nopathy or the accumulation of large numbers of activated
T cells in older mutant mice, suggesting that CTLA-4 signaling
or proper cellular trafficking are required for complete inhibi-
tion of T-cell activation (77). In contrast, experiments using
Jurkat cells expressing a panel of CTLA-4 mutants have shown
that a tailless molecule, incapable of delivering a negative signal
in these cells, is fully able to inhibit IL-2 secretion, and this
inhibition is directly proportional to the amount of CTLA-4
on the surface, suggesting that ligand sequestration is a major
mechanism for CTLA-4-mediated inhibition (50). More recent
work from our laboratory has led to additional support for the
idea that CTLA-4 restricts T-cell activation through a CD28-B7-
dependent mechanism (78). TCR transgenic T cells that over-
express CTLA-4 show diminished antigen-specific responses
in vitro; however, this decrease depends on the expression of
CD28 by the transgenic T cells. In the absence of CD28, the
CTLA-4-over-expressing T cells respond similarly to littermate
controls, suggesting that in this model, CTLA-4 functions pre-
dominantly by competing with CD28 for binding to B7-1 (78).
A related mechanism for CTLA-4-mediated inhibition was
suggested by the crystal structures of CTLA-4 and B7-1
described above. As already mentioned, CTLA-4 is a covalently
linked homodimer, and the two ligand-binding sites (consti-
tuted by the M99YPPPY104 motif also present in CD28) were
observed to lie distally to the homodimer interface (41–43).
Because B7-1 has been reported to homodimerize in solution
(50) as well as in the X-ray crystals (46), a molecular model
has been proposed where a single CTLA-4 dimer can bind two
B7-1 dimers that can in turn bind two more CTLA-4 dimers,
and so on, allowing the formation of an extended protein
lattice that could in theory assemble at the T-cell ⁄APC inter-face (the ‘immunological synapse’) and may be able to disrupt
its function (43). One study has attempted to assess the
importance of this putative CTLA-4 lattice for the inhibition
of Jurkat T-cell activation by generating a ‘monomeric’ CTLA-
4 by mutating Cys122 that mediates the interchain disulfide
bond and both N-glycosylation sites in human CTLA-4 (79).
This mutant molecule is able to traffic to the plasma
membrane, concentrates at the immunological synapse, binds
anti-CTLA-4 antibodies and B7-2-Ig, and inhibits IL-2 secre-
tion. Although compelling, the importance of the results is
limited by the observation that monomeric B7-2-Ig binding
can induce the dimerization of the mutant CTLA-4 and by the
fact that the cell lines expressing this mutant have significantly
lower amounts of CTLA-4 (79). Consequently, it is possible
that small numbers of mutant dimers (below the resolution of
the biochemical experiments) are able to assemble and traffic
to the immunological synapse, where they can bind ligand,
form an extended protein lattice, and inhibit T-cell activation
identically to the wildtype (WT) protein (79).
Inhibitory signaling
The idea that CTLA-4 delivers a negative signal in T cells
can be traced to early experiments showing that anti-CTLA-4
antibodies are capable of inhibiting the proliferation and IL-2
secretion of polyclonal T cells stimulated with a combination
of anti-CD3 and anti-CD28 antibodies in the absence of
B7-1 or B7-2 (13, 80). In addition, B7-1 can inhibit CD28-
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deficient mouse T cells, and anti-CTLA-4 antibodies can
reverse this inhibition (81), similarly to their effect in the
accelerated rejection of cardiac allografts in CD28-deficient
mice due to CTLA-4 blockade (82). The fact that CTLA-4 can
restrict T-cell activation in the absence of CD28 suggests that
ligand competition cannot be its only mechanism of function.
Furthermore, the cytoplasmic tails of mouse and human CTLA-4
are 100% conserved at the amino acid level (83), suggesting
that they might bind proteins critical for their function.
The molecular basis for the CTLA-4-mediated inhibitory
signaling appears to lie in the association of the CTLA-4
cytoplasmic tail with the tyrosine phosphatase SH2-domain-
containing phosphatase 2 (SHP-2) ⁄ SH2-domain-containingtyrosine phosphatase SYP that can dephosphorylate TCR proxi-
mal signaling molecules like the tyrosine kinases fyn, lck, and
f chain-associated protein kinase of 70 kDa (ZAP-70) (84).
Subsequent studies have shown that CTLA-4 can associate with
the CD3f chain of the TCR in T cells, and the over-expression
of lck, CD3z and CTLA-4 in transfected human embryonic
kidney 293 cells improves the association between the last two
(85). SHP-2 also associates with the CD3f ⁄CTLA-4 complex inprimary T cells, and its over-expression in 293 cells eliminates
the binding of CTLA-4 and CD3f, as well as the tyrosine phos-
phorylation of CD3f (85). These data suggest a model where
TCR engagement leads to the recruitment of lck and the phos-
phorylation of CD3f, ZAP-70, and linker for activation of
T cells (LAT), followed by the binding of CTLA-4 and the asso-
ciated SHP-2, the subsequent dephosphorylation of signaling
molecules and termination of signaling (85). One caveat of
these experiments is that SHP-1, SHP-2, and the p85 subunit
of phosphatidylinositol 3-kinase (PI3K) can associate not only
with the phosphorylated Tyr201 in the cytoplasmic tail of
CTLA-4 but also with the tyrosine-phosphorylated tail of
CD28, making it difficult to envision a way in which the same
proteins can lead to completely opposite outcomes when
bound to CD28 versus CTLA-4 (60).
Another signaling molecule that associates with both CD28
and CTLA-4 is the serine ⁄ threonine protein phosphatase 2A(PP2A) (86, 87). This protein binds a conserved three-lysine
motif in the membrane-proximal region of the cytoplasmic
tail of CTLA-4 and represses its inhibitory function by a
currently unknown mechanism (87). As PP2A also binds to
CD28 and inhibits its function (86), it is possible to speculate
that perhaps one way in which CTLA-4 inhibits T-cell activa-
tion is by bringing the phosphatase in proximity to CD28,
where it can repress CD28-mediated costimulatory signaling.
More recent reports that CTLA-4 and CD28 have opposite
effects on the surface expression of lipid rafts (88) have added
yet another facet to the inhibitory signals potentially triggered
by CTLA-4 engagement. Because the rafts are enriched in
signaling molecules and are critical for early TCR signal
transduction (89), small changes in their expression can have
profound effects on T-cell activation. Furthermore, CTLA-4 is
found in lipid rafts at the plasma membrane, and this associa-
tion is required for its inhibitory function (90), presumably
because it negatively regulates the amount of phosphorylated
TCR present in these domains (91). The raft localization of
CTLA-4 depends on its cytoplasmic tail (90), suggesting that
the tailless mutants described earlier might have additional
defects, besides their inability to associate with signaling
components.
The importance of ligand sequestration in CTLA-4 function
has been recently questioned by the discovery of a mouse CTLA-
4 isoform that lacks the extracellular domain and thus functions
in a ligand-independent manner (38, 39). The reduced expres-
sion of this isoform correlates with increased susceptibility to a
mouse model of type I diabetes (38), and the protein itself
appears capable of generating negative signals in T cells by bind-
ing and dephosphorylating CD3f (39). Similarly, a CTLA-4
mutant that lacks B7-1 and B7-2 binding has been shown to
inhibit proliferation, cytokine production, and TCR-mediated
activation of the extracellular signal regulated kinase (ERK) in
T cells lacking endogenousCTLA-4 (92). Thismutant also delays
the rampant lymphoproliferation and early death of CTLA-
4-deficient mice, suggesting that some negative signals can
occur in the absence of ligand binding; however, the fact that
100% of the mice die at 14 weeks of age suggests that ligand
binding is critical for CTLA-4 function (92).
Reversal of the TCR-mediated STOP signal
A more recent model for CTLA-4 function has emerged from
in vitro migration and in vivo imaging experiments showing that
the antibody-mediated ligation of CTLA-4 increases the
motility of polyclonal CD4+ T cells and CTLA-4-positive TCR
transgenic T cells fail to stop in response to antigen, unlike
their CTLA-4-negative counterparts (93). These results suggest
that CTLA-4 might be able to reverse the STOP signal gener-
ated by TCR engagement and thus prevent T-cell activation.
One caveat of the in vivo experiments is that the CTLA-4-
positive population probably contains Treg cells that might
have higher mobility than effector T cells, especially because
they have been shown to inhibit stable contacts between
effector T cells and DCs (94, 95).
In an attempt to demonstrate that CTLA-4 expression by
itself is sufficient for the reversal of the TCR STOP signal, the
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same group investigated the motile behavior of a mouse
hybridoma that was transfected with human CTLA-4 (96).
In these experiments, the CTLA-4-positive cells had shorter
contact times with APCs, formed smaller contact areas in the
immunological synapse, and had reduced Ca2+ influx and IL-2
secretion. The data also showed that CTLA-4 disrupted
ZAP-70 microcluster formation, suggesting that CTLA-4
might reduce the interactions between T cells and APCs as a
way of inhibiting T-cell activation (96).
Treg function
The idea that CTLA-4 is important for the function of Treg
cells has been a subject of controversy due to conflicting
results in different model systems. Early studies showed that
recombination-activating gene (RAG)-deficient mice reconsti-
tuted with a mixture of CTLA-4-deficient and normal bone
marrow cells were healthy, even though similar chimeras
containing only CTLA-4) ⁄ ) cells died 10 weeks after reconsti-
tution (97). These results were originally interpreted to mean
that a factor secreted by normal T cells could compensate for
the defect of CTLA-4-deficient cells; however, the discovery
that Treg cells can suppress effectors lacking CTLA-4 and anti-
CTLA-4 antibodies abrogate this suppression (64) provides an
alternative explanation for the results. The findings suggest
that CTLA-4-sufficient Treg cells can inhibit the proliferation
of CTLA-4-deficient effectors and that CTLA-4 is crucial for
this process (64). The importance of CTLA-4 for Treg func-
tion is reinforced by a study of a mouse model of colitis,
where Treg cells can prevent the intestinal inflammation
mediated by the transfer of CD4+CD45RBhigh T cells, and this
inhibition is abrogated by CTLA-4 blockade (65).
In contrast, the significance of CTLA-4 for the function of
Treg cells is brought into question by the observation that
CTLA-4-deficient mice have normal Treg development and
homeostasis and are capable of suppressing effector T cells
in vitro (98). The fact that the CTLA-4) ⁄ ) Treg cells produce
increased amounts of inhibitory cytokines like IL-10 and
transforming growth factor b (TGFb) suggests that in the
absence of CTLA-4, these cells can develop compensatory
suppressive mechanisms (98). Similarly, in a mouse model
of colitis, CTLA-4-deficient Treg cells are able to suppress
inflammation, predominantly via the secretion of IL-10 (99).
However, CTLA-4-sufficient Treg cells are able to suppress the
colitis induced by CTLA-4-deficient CD4+CD45RBhigh cells
from mice lacking B7-1 and B7-2, and anti-CTLA-4 antibodies
abrogate this inhibition, suggesting that CTLA-4 is critical for
the function of WT Treg cells (99).
Most recently, experiments using mice that have a condi-
tional deletion of CTLA-4 specifically in Treg cells have shown
that the molecule is required for Treg function (68). The
mutant mice spontaneously develop systemic lymphoprolifer-
ation, hyperproduction of IgE, and die of T-cell-mediated
autoimmunity 10 weeks after birth, while also exhibiting
some tumor immunity (68). The CTLA-4) ⁄ ) Treg cells
develop and survive normally but are highly proliferative and
comprise up to half of the CD4+ T cells in these mice, suggest-
ing that CTLA-4 has an important cell-autonomous inhibitory
function in Treg cells, similarly to its function in effector
T cells (68). The CTLA-4-deficient Treg cells are impaired in
their ability to suppress the proliferation of effector T cells
in vitro, potentially because they are unable to downregulate the
expression of B7-1 and B7-2 on APCs (68). The latter finding
provides a possible alternative mechanism for the way in
which Treg cells can inhibit effector T-cell proliferation
besides the induction of indoleamine 2,3-dioxygenase (IDO),
discussed below. While compelling, the study does not address
the possibility that CTLA-4 signaling in Treg cells might be also
important for the suppressive function of these cells.
Recent work from our laboratory has attempted to assess
the relative significance of CTLA-4 on effector versus Treg
cells through the use of antibodies that block the function of
the molecule selectively in the two types of cells (Peggs KS,
Quezada SA, Chambers CA, Korman AJ, JP Allison, unpub-
lished data). Compartment-specific blockade is achieved by
the generation of mice that express human CTLA-4 under the
control of the mouse promoter and the use of antibodies
specific to the mouse protein. The data show that in a mouse
model of melanoma, the blockade of CTLA-4 on the Treg
compartment alone is insufficient for tumor protection, while
the blockade of CTLA-4 on effector T cells is able to protect
about 40% of the mice; however, the simultaneous blockade
of CTLA-4 function on both effector and Treg cells is most
effective and cures 70% of the mice. These results suggest that
CTLA-4 has important inhibitory roles in both effector and
Treg cells, and successful immunotherapies should target both
its cell-autonomous inhibition of effector T-cell activation, as
well as its cell-extrinsic function via Treg cells.
CTLA-4-mediated ‘reverse’ signaling, IDO, and tryptophan
metabolism
The idea that IDO is important for peripheral tolerance comes
from experiments showing that treatment of pregnant mice
with the IDO inhibitor 1-methyltryptophan (1-MT) triggers
the rejection of allogeneic concept (100). It has been
suggested that a similar mechanism might be responsible for
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the survival of pancreatic islet allografts after CTLA-4-Ig treat-
ment of diabetic mice. This hypothesis has been supported by
experiments showing that the tolerogenic effects of CTLA-4-
Ig administration are reversed by 1-MT treatment and that
B7-1 and B7-2 expression on DCs is required for the success
of the CTLA-4-Ig therapy (101). In this model, CTLA-4-Ig
appears to bind B7-1 or B7-2 on DCs and triggers a signaling
cascade involving signal transducer and activator of transcrip-
tion 1 (STAT1), p38 mitogen-activated protein kinase
(MAPK), and nuclear factor jB (NF-jB) that leads to inter-
feron-c (IFN-c) secretion by the DCs. IFN-c then elicits the
production of IDO, which degrades tryptophan and results in
the inhibition of T-cell proliferation and the induction of
apoptosis (101). The additional observation that IL-10 pre-
vents the IFN-c-induced downregulation of IDO in human
DCs (102) and the fact that Treg cells secrete IL-10 (103) sug-
gest the existence of a regulatory mechanism where the
engagement of B7-1 on DCs by CTLA-4 on Treg cells may
trigger IDO production by tolerogenic DC and the possibility
that this secretion may be further enhanced by Treg-generated
IL-10. This hypothesis has been supported by a study showing
that mouse Treg cells elicit IDO activity in DCs, and this pro-
cess is abrogated by anti-CTLA-4 antibodies, the absence of
B7-1 and B7-2 on the DCs, or the inability of the DCs to make
IFN-c (104).
The idea that CTLA-4 might be able to ‘reverse’ signal
into APCs via B7-1 is reinforced by experiments showing
that CTLA-4-Ig administration extends the long-term cardiac
allograft survival in mice, and the success of the treatment
depends on the expression of B7-1 by the allograft donor
but not by the recipient (105, 106). Although the initial
interpretation of these results consisted of a speculation that
CTLA-4-Ig is an incomplete blocking agent leaving some
unbound B7-1 in the WT donors that can engage CTLA-4
and inhibit the effector T cells mediating the graft rejection,
an alternative hypothesis is that CTLA-4-Ig binds B7-1 on
the DCs in the allograft, triggers IDO secretion, and induces
tolerance.
Another example of reverse signaling by CTLA-4 has been
reported by a study showing that B7-1 and B7-2 expression
on effector T cells is required for their suppression by Treg
cells in vitro and in vivo (107). The lentiviral expression of full
length B7-1 or B7-2 but not mutant molecules lacking the
transmembrane and cytoplasmic domains in B7-1) ⁄ )B7-2) ⁄ )
effector cells restores their susceptibility to Treg-mediated
inhibition, suggesting that signals originating from B7-1 or
B7-2 engagement on the effectors, presumably by CTLA-4 on
Treg cells, are responsible for this suppression (107).
CTLA-4 involvement in tolerance, autoimmunity, and
cancer progression
The early demonstration that CTLA-4-Ig potently inhibits
in vitro T-cell activation (108) suggested that it might be
useful as a therapeutic agent in autoimmune disease and
in transplantation. Subsequent studies have shown that
CTLA-4-Ig can block autoantibody production in a mouse
model of systemic lupus erythematosus and can extend
the life span of the affected animals even when treatment
is delayed until the most advanced stages of disease
(109). Furthermore, CTLA-4-Ig induces long-term survival
of xenogeneic pancreatic islet grafts in mice (110) and
suppresses T-cell-dependent antibody responses to multiple
antigens in vivo (111). Strikingly, CTLA-4-Ig treatment of
CTLA-4-deficient mice from birth prevents the fatal lym-
phoproliferation observed in these animals, even though
disease develops shortly after cessation of therapy (112).
These results are consistent with a study showing that the
genetic ablation of B7-1 and B7-2 abrogates the lympho-
proliferative disorder in CTLA-4-deficient mice and admin-
istration of anti-CD28 antibodies to these animals initiates
disease, despite having no effect on CTLA-4-sufficient
mice (113). These studies suggest that the main mecha-
nism by which CTLA-4-Ig inhibits T-cell immune
responses is by blocking CD28-mediated costimulatory
signals triggered by B7-1 and B7-2 engagement, although
it is also possible that it stimulates IDO production by
DCs in grafts, as discussed above. Most relevantly to
patients, CTLA-4-Ig has been approved for treatment of
moderate-to-severe rheumatoid arthritis (RA) by the United
States Food and Drug Administration (FDA). Randomized
clinical trials have shown that CTLA-4-Ig (abatacept) is
well-tolerated, reduces the signs and symptoms of RA,
slows the progression of joint damage, and improves the
physical function of adults that have had inadequate
responses to at least one other anti-rheumatic drug
(reviewed in 114).
The potent inhibitory effects that CTLA-4 exerts on T-cell
activation render it an attractive target for disease settings
where immune responses are limited or missing. One such
example is the case of tumors that do not provide suffi-
cient T-cell costimulatory signals and remain invisible to
the immune system. Early studies from our laboratory have
shown that treatment with anti-CTLA-4 antibodies leads to
the rejection of established colon carcinoma and fibrosar-
coma in mice, and this rejection creates immunity to
subsequent challenges with tumor cells, suggesting the
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existence of long-term immunological memory (115).
Following these initial experiments, multiple studies have
shown that the anti-CTLA-4 antibody therapy is effective
for treatment of other cancers including prostatic carci-
noma (116), ovarian carcinoma (117), and B and T lym-
phomas (118, 119). However, CTLA-4 blockade is
unsuccessful as a single-agent therapy in cases involving
poorly immunogenic tumors like B16 melanoma (120)
and SM1 mammary carcinoma (121). For effective treat-
ment of established tumors in both cases, CTLA-4 blockade
has to be combined with an irradiated cellular vaccine
engineered to produce granulocyte-macrophage colony-
stimulating factor (GM-CSF), which is thought to enhance
antigen presentation (120, 121). A similar combination of
a cellular vaccine and anti-CTLA-4 antibody therapy is also
successful at preventing spontaneous prostate cancer devel-
opment in TRAMP (transgenic adenocarcinoma of mouse
prostate) mice (122).
A recent analysis of the effects of the combination therapy
of GM-CSF and anti-CTLA-4 antibodies on the effector and
regulatory T-cell compartments in the B16 mouse model of
melanoma has shown that the treatment acts via a cell-autono-
mous mechanism on both kinds of T cells, allowing them to
expand without depleting or permanently impairing the func-
tion of Treg cells (123). The major change in the lymphocytic
infiltration of the tumors induced by the combination therapy
consists of an increase in the ratio of T effector-to-Treg cells,
and this increase directly correlates with tumor rejection,
suggesting that Treg cells restrict the anti-tumor function of
both CD8+ and CD4+ effectors (123). The recent demonstra-
tion that this combination therapy synergizes with prophylac-
tic but not therapeutic Treg depletion and the finding that the
success of the treatment is limited by the inability of the effec-
tor cells to infiltrate the tumor, despite the generation of
strong systemic anti-tumor immune responses, has important
implications for the current clinical strategies used for treat-
ment of established tumors in patients (124).
In addition to the successful combination of anti-CTLA-4
antibodies and GM-CSF for treatment of poorly immunogenic
tumors, CTLA-4 blockade has been shown to synergize with
a number of therapies that enhance antigen presentation or
activate the innate immune system like peptide and DNA
vaccination, chemotherapy, radiation, Toll-like receptor (TLR)
engagement, and high-dose IL-2 (reviewed in 125). A
detailed summary of the available data from pre-clinical
studies and clinical trials of CTLA-4 as a monotherapy or
in combination with other treatments has been recently
presented and is beyond the scope of this review (125).
PD-1, PD-L1 (B7-H1), and PD-L2 (B7-DC)
PD-1 is a relatively new member of the extended
CD28 ⁄ CTLA-4-family of T-cell regulatory molecules that wasoriginally identified as a gene that was highly expressed by cell
lines undergoing programmed cell death (20). It has two
ligands, PD-L1 (B7-H1) and PD-L2 (B7-DC), which are
distantly related to B7-1 and B7-2 (21–23).
Protein structure
PD-1 is a 288 a.a. type I transmembrane glycoprotein that
contains a single IgV-like domain in its extracellular region
(20, 126). The cytoplasmic tail contains an immunoreceptor
tyrosine-based inhibitory motif (ITIM) (20) and an immuno-
receptor tyrosine-based switch motif (ITSM) (127). The
protein lacks the membrane-proximal cysteine that mediates
the inter-chain disulfide bond in the CD28 and CTLA-4
homodimers (126), and as a result, PD-1 is monomeric both
in solution and on the surface of transfected cells, as deter-
mined by FRET (128). Multiple splice isoforms have been
reported for human PD-1, some of which encode soluble
PD-1 molecules that are elevated in the peripheral blood and
synovial fluid of RA patients (129), and others may code for
ligand-independent variants (130). X-ray crystallography has
shown that the monomer is a two-layer b-sandwich that
forms a structure closely resembling the IgV-like fold of
CTLA-4, despite the fact that the sequence identity between
the two extracellular domains is only 20% (128).
PD-L1 is a 290 aa type I transmembrane glycoprotein that
contains a membrane-distal IgV-like and a membrane-
proximal IgC-like domain in its extracellular region (21, 22).
The cytoplasmic tail is 30 aa long and has no known signaling
motifs but is highly conserved between humans and mice
(22). The crystal structures of human PD-L1 alone and in
complex with mouse PD-1 have been solved (131). PD-L1
binds to PD-1 via its IgV-like domain in a 1:1 receptor ⁄ ligandstoichiometry (131). The binding interface is different from
that of the CTLA-4 ⁄B7-1 complexes and predominantlyinvolves the faces of the IgV-like domains, similarly to the
antigen-binding regions of antibodies and TCRs (131).
Mouse PD-L2 is a 248 aa type I transmembrane glycopro-
tein that contains a membrane-distal IgV-like and a mem-
brane-proximal IgC-like extracellular domain and a
cytoplasmic tail of only 4 aa (23). The human PD-L2 protein
is 26 aa longer, because it lacks the premature STOP codon
present in the mouse (23). The crystal structures of mouse
PD-L2 alone and in complex with mouse PD-1 have shown
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that PD-L2 binds to PD-1 via its IgV-like domain in a 1:1
receptor ⁄ ligand stoichiometry (132). The ‘face-to-face’ bind-ing interface is similar to the one between PD-1 and PD-L1,
and the acute angle between PD-1 and its ligands may explain
the need for the relatively long ‘stalk’ regions separating the Ig
domains and the transmembrane segments relative to the
homologous structures in CTLA-4 and B7-1 (132).
Expression of PD-1, PD-L1, and PD-L2
PD-1 is not detectable on naive T cells but its expression goes
up in T cells, B cells, and myeloid cells after activation (22,
133). PD-1 expression is also upregulated by the treatment of
purified human T cells with the common c chain cytokines
IL-2, IL-7, IL-15, and IL-21 in the absence of TCR ligation
(134). PD-1 has been also found on the surface of TCR-stimu-
lated Treg cells, as well as in an intracellular compartment in
these cells prior to activation (135). In activated primary
T cells, PD-1 is present at the plasma membrane and in
Golgi-proximal intracellular vesicles that do not appear to be
recycling endosomes or lysosomes (136). The expression of
PD-1 is particularly high on the surface of functionally
exhausted CD8+ effector T cells in multiple persistent viral
infections in both mice and humans (137–140).
The two PD-1 ligands differ significantly in their expression
patterns. PD-L1 is broadly expressed on both hematopoietic
and non-hematopoietic cells. It has been detected on resting
mouse T cells, B cells, DCs, macrophages, natural killer (NK)
cells, and bone marrow-derived mast cells, and its levels
increase after activation (141, 142). PD-L1 is also expressed
by cells in the heart endothelium and the small intestine, by
syncyciotrophoblasts in the placenta, as well as by islet cells in
the pancreas of naive mice (143). In mouse macrophages,
PD-L1 expression is upregulated by LPS and IFN-c, as well as
the addition of T-helper type 1 (Th1) cells in a process that
requires TLR4 and STAT1 (144).
Unlike PD-L1, the expression of PD-L2 is restricted to
hematopoietic cells. Various cytokines can induce PD-L2
on DCs, macrophages, bone marrow-derived mast cells, and
B1 B cells (142, 143, 145, 146). In mouse macrophages,
PD-L2 expression is upregulated by IL-4 and the addition of
Th2 cells in a process that requires the IL-4 receptor a and
STAT6 (144).
Molecular mechanisms of PD-1 inhibitory signaling
The initial indications that PD-1 may engage an inhibitory
pathway upon binding to its ligands came from studies show-
ing that PD-L1-Ig and PD-L2-Ig can restrict the proliferation
and cytokine secretion of WT but not PD-1-deficient T cells
(22, 23). The fact that the inhibition is greatest at lower
amounts of antigen suggests that PD-1 might be more effec-
tive at attenuating weak TCR signals rather than strong ones
(22, 23). The formal demonstration that PD-1 might in fact
deliver inhibitory signals in the cells that express it came from
studies of B-cell lines transfected with chimeric molecules that
fused the extracellular region of the IgG Fc receptor type IIB
to the PD-1 cytoplasmic tail (147). The simultaneous ligation
of the B-cell receptor (BCR) and the fusion protein results in
growth inhibition, impairs Ca2+ mobilization, and reduces
tyrosine phosphorylation of several effector molecules (147).
Mutagenesis studies have shown that these inhibitory effects
do not require the N-terminal tyrosine in the cytoplasmic tail
but depend on the C-terminal tyrosine because upon
phosphorylation, that amino acid recruits the tyrosine phos-
phatase SHP-2 to the BCR and leads to the dephosphorylation
of proximal signaling molecules (147).
The second cytoplasmic tyrosine has subsequently been
identified as part of an ITSM, while the first one appears part
of an ITIM (127), and similarly to the results from B cells,
only mutations of the C-terminal tyrosine reverse the PD-1-
mediated inhibition of proliferation and cytokine secretion of
primary human T cells (148, 149). Both SHP-1 and SHP-2
co-immunoprecipitate with the cytoplasmic tail of PD-1 upon
stimulation of these cells with pervanadate, but only SHP-2
appears to associate with PD-1 in the absence of activation
(148). Despite this constitutive interaction, the inhibition of
T-cell functions requires the simultaneous engagement of the
TCR and PD-1 (148). The engagement of PD-1 by PD-L1-Ig
in conjunction with TCR ligation has been shown to decrease
ERK and protein kinase C h (PKCh) phosphorylation and IL-2
secretion from human T-cell blasts, as well as to inhibit the
phosphorylation of ZAP-70 and CD3f in Jurkat cells (150).
Sequencing of the proteins that are bound to the two
phosphotyrosines in the cytoplasmic tail of PD-1 from Jurkat
cell lysates has shown that lck can bind to the first but not the
second tyrosine, SHP-1 and the c-src tyrosine kinase (Csk) can
bind to the second but not the first, and SHP-2 can bind to
both (150). Biochemical studies using primary human T cells
have shown that PD-1 and CTLA-4 inhibit T-cell activation by
distinct mechanisms. While ligation of both PD-1 and CTLA-4
reduces the phosphorylation of the serine ⁄ threonine kinaseAkt in response to TCR ⁄CD28 stimulation, the inhibition viaCTLA-4 but not via PD-1 depends on the function of PP2A,
because it is sensitive to okadaic acid, while PD-1 inhibits Akt
phosphorylation by preventing the CD28-mediated activation
of PI3K (149). In general, the data from these studies suggest
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that PD-1 can associate with SHP-2 and perhaps more weakly
with SHP-1, and upon ligand engagement, it can recruit these
phosphatases to the immunological synapse (136), where
they can interfere with T-cell activation by inhibiting PI3K
and the subsequent phosphorylation and activation of Akt.
The relatively recent discovery that PD-L1 can bind not only
PD-1 but also B7-1 in both mouse and human cells (151,
152) introduces an additional level of complexity in the
interaction between the costimulatory molecules and the
inhibitory pathways that they control. The affinity of the asso-
ciation of PD-L1 and B7-1 is higher than that between B7-1
and CD28 and lower than that between B7-1 and CTLA-4 and
between PD-L1 and PD-1 (151, 152). The fact that upon
engagement by the other molecule, both PD-L1 and B7-1
appear able to deliver inhibitory signals in the T cells that
express them (151) blurs the current definitions of receptors
and ligands and demands the characterization of the signaling
pathways mediated by these two proteins.
PD-1 involvement in tolerance, autoimmunity, cancerprogression, and viral immunity
The importance of PD-1 for the prevention of autoimmunity
was initially indicated by the phenotype of PD-1-deficient
mice. C57 ⁄ Bl6 mice lacking PD-1 develop lupus-like arthritisand glomerulonephritis with predominant deposition of IgG3
antibodies (153), while PD-1-deficient BALB ⁄ c mice developautoimmune-dilated cardiomyopathy that leads to congestive
heart failure and premature death (154). The heart disease is
caused by the accumulation of antibodies specific for cardiac
troponin I that causes the chronic stimulation of Ca2+ influx
in cardiomyocytes (155). PD-1-deficient animals on the
non-obese diabetic (NOD) background develop autoimmune
disease with accelerated onset and increased frequency
because of strong Th1 polarization of the T cells infiltrating
the affected islets (156). Similarly, PD-L1-deficient animals
display enhanced T-cell responses and are more susceptible to
experimental autoimmune encephalomyelitis (EAE) and
experimental autoimmune hepatitis (157, 158). In contrast,
one study of PD-L2-deficient mice has shown that these mice
have diminished Th1 and CTL responses (159), while another
line of PD-L2) ⁄ ) mice displays increased T-cell activation after
in vivo immunization and is unable to generate tolerance in
response to an oral antigen (160). These results suggest that
PD-1 and both its ligands are important for the establishment
and ⁄or maintenance of peripheral tolerance.The role of PD-1 and its ligands in regulating autoimmune
disease has been investigated in multiple mouse models. In
EAE induced by immunization with myelin oligodendrocyte
glycoprotein (MOG), anti-PD-1, and anti-PD-L2 but not anti-
PD-L1 antibodies cause more severe disease as a result of
increased frequencies of IFN-c-producing T cells, higher lev-
els of serum anti-MOG antibodies, and elevated delayed-type
hypersensitivity responses (161). The effects of anti-PD-1,
anti-PD-L1, and anti-PD-L2 antibody blockade on EAE suscep-
tibility and disease progression differ among mouse strains,
suggesting that all three molecules can limit autoimmune
responses, and their relative significance for disease manifesta-
tion may be influenced by differences in the cytokine milieu
under the various experimental conditions (162, 163).
The importance of PD-1 and PD-L1 but not PD-L2 for the
regulation of autoimmune diabetes in NOD mice has been
emphasized by multiple reports. Studies using blocking anti-
bodies to the molecules have shown that PD-1 and PD-L1 are
required for prevention of diabetes, presumably because
PD-L1 but not PD-L2 is expressed on inflamed islets of NOD
mice (164). Furthermore, the expression of PD-L1 by paren-
chymal cells rather than hematopoietic cells in the pancreas is
required for protection against immunopathology after trans-
plantation of syngeneic islets in diabetic recipients (165). The
PD-L1-mediated inhibition of autoreactive T cells appears to
involve PD-1, because PD-1-deficient ovalbumin-specific OT-I
CD8+ T cells cause diabetes in mice expressing ovalbumin in
the pancreas, while WT OT-I T cells do not (166). Finally, the
importance of the PD-1 ⁄ PD-L1 inhibitory pathway is empha-sized by a report showing that insulin-coupled APCs can be
successfully used as a therapy after diabetes onset, and anti-
body-mediated blockade of PD-1 and PD-L1 reverses these
therapeutic effects in a process that seems to involve the
re-activation of pathogenic effector cells without affecting
Treg activity (167). In contrast, the constitutive ectopic
expression of PD-L1 on pancreatic islets leads to spontaneous
diabetes that can be reversed by low doses of anti-CD3
antibodies, suggesting that the disease is T-cell mediated
(168). Further experiments are needed to determine the
reasons for this discrepancy.
PD-1 and its ligands have also been shown to be involved in
fetomaternal tolerance (169), the regulation of alloimmune
responses (170–172), graft-versus-host disease (173), asthma
(174, 175), and experimental allergic conjunctivitis (176). In
addition, the early observation that multiple tumor lines
express PD-L1 (177, 178) has prompted the investigation of
the potential role that PD-1 and its ligands might have in the
regulation of tumor immunity. In humans, high PD-L1
expression by tumor cells correlates with poor prognosis in
ovarian cancer (179), renal cancer (180–182), urothelial
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carcinoma (183, 184), pancreatic cancer (185), non-small-
cell lung cancer (186), and gastric carcinoma (187). The
mechanism by which tumor-associated PD-L1 might protect
tumors from T-cell-mediated immune destruction has been
alternatively suggested to involve the induction of T-cell death
(177) or by making the tumor cells resistant to T-cell-medi-
ated apoptosis (188). In contrast, PD-L2 has been suggested
to promote tumor immunity via a PD-1-independent mecha-
nism (189), which may potentially involve the PD-L2 engage-
ment of a currently unknown costimulatory receptor on
T cells that might also bind PD-L1 (21, 159, 190, 191).
PD-1 or PD-L1 blockade has been shown to mediate some
tumor protection in mice (178, 192–194), and a humanized
anti-PD-1 antibody, CT-011, is currently in phase I clinical
trials for treatment of patients with advanced hematologic
malignancies (195). The antibody appears to be well tolerated
and has had clinical benefit in 33% of patients with one
complete remission (195). These results suggest that targeting
of the PD-1 ⁄ PD-L1 pathway is a promising new strategy fortumor therapy that might be able to synergize with existing
anti-cancer treatments, including CTLA-4 blockade, especially
in light of the distinct inhibitory mechanisms employed by
these molecules in T cells.
The relatively recent discovery that PD-1 is upregulated on
functionally exhausted CD8+ effector T cells during persistent
viral infections renders it an attractive target for therapeutic
vaccination in chronic infections. Treatment of mice that
harbor chronic lymphocytic choriomeningitis virus (LCMV)
infection with anti-PD-L1 antibodies restores the ability of the
exhausted CD8+ T cells to proliferate, secrete cytokines, kill
infected targets, and decrease viral load in the animals (137).
Similarly, PD-1 is expressed at high levels on non-functional T
cells during human immunodeficiency virus (HIV) infections,
and anti-PD-1 or anti-PD-L1 antibodies appear able to restore
their proliferation and effector functions, at least in vitro (138–
140). Comparable findings have been observed during chronic
infections with hepatitis B and C viruses (196–200), herpes
simplex virus (201), Helicobacter pylori (202), and Mycobacterium
tuberculosis (203). These reports suggest that PD-1 and its ligands
are potentially attractive therapeutic targets for the treatment of
persistent viral and bacterial infections in human patients.
B7-H3 and B7x
B7-H3 and B7x (B7-H4) are distantly related to B7-1 and
B7-2 and appear to bind to a receptor on activated but not
naive T cells (24, 26–28). B7-H3 has been shown to
alternatively activate (24) or inhibit (25) T-cell function,
presumably via distinct receptors, while B7x is a negative reg-
ulator of T-cell activation (26–28). The costimulatory recep-
tor for B7-H3 has been recently identified as the triggering
receptor expressed on myeloid cells (TREM)-like transcript 2
(TLT-2 ⁄TREML2), which is present constitutively on CD8+
T cells and on activated CD4+ T cells (204). The inhibitory
receptors that B7-H3 and B7x bind are currently not known.
Protein structure and expression of B7-H3 and B7x
B7-H3 is a 316 a.a. type I transmembrane glycoprotein that
contains an IgV-like and an IgC-like domain in its extracellular
region and a cytoplasmic tail of 45 a.a. (24, 205, 206). In
humans, there is also an alternatively spliced 4Ig-B7-H3
variant of 534 a.a. containing two IgV-like and two IgC-like
domains that appear to have arisen via gene duplication
(205–207). This isoform may protect tumor cells from NK
cell-mediated lysis (208). B7x is 282 a.a. glycoprotein that
contains a single IgV-like and a single IgC-like domain in its
extracellular region and has a very short cytoplasmic tail
(26–28) or may be attached to the membrane via a glyco-
phosphatidylinositol (GPI) linkage (27).
Unlike B7-1 and B7-2, B7-H3 and B7x are ubiquitously
expressed in most organs, although the exact cell types express-
ing the molecule in these tissues are currently unclear. B7-H3
mRNA has been found in the prostate, testes, uterus, small and
large intestine, placenta, heart, lung, liver, kidney, pancreas, as
well as in the spleen, thymus, and lymph nodes (24, 205). The
B7-H3 protein is found on monocytes and DCs and is induced
on T cells, B cells, and NK cells (24, 207). B7x mRNA has been
found in the lung, liver, prostate, testes, pancreas, placenta,
uterus, brain, kidney, as well as in the thymus, and spleen
(26–28, 209). The B7x protein has been detected on in vitro
activated T cells, B cells, peritoneal macrophages, monocytes,
and DCs (26–28). B7x has been also suggested to be a marker
for a novel suppressive macrophage population in human ovar-
ian carcinoma (210), and its expression may be induced by
Treg-mediated IL-10 secretion (211), although this proposed
mechanism is somewhat controversial (212).
Analysis of B7-H3-deficient mice has shown that the protein
has a role in limiting Th1-mediated immune responses,
because the animals show enhanced Th1-mediated airway
hypersensitivity, they accumulate higher concentrations of
anti-DNA antibodies and are more susceptible to EAE (205).
In contrast, B7x-deficient mice appear to have mildly elevated
Th1 responses against Leishmania major leading to decreased
parasite burden but otherwise have unaltered hypersensitivity
reactions in the airway and the skin and mount normal T-cell
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responses against LCMV (213). These results suggest that
while B7x has a negative regulatory function in vivo, the
existence of multiple inhibitory mechanisms for the control of
T-cell activation may limit the absolute significance of each
individual inhibitory pathway.
B7-H3 and B7x in cancer progression
Consistent with the inhibitory effects of B7x on T-cell activa-
tion (26–28) and despite the conflicting descriptions of
B7-H3 as a costimulatory or an inhibitory ligand for T-cell
function (24, 25, 214), multiple studies have found that B7x
and B7-H3 expression in tumors correlates with poor progno-
sis. In non-small-cell lung cancer, high B7x and B7-H3 levels
correlate with decreased number of tumor-infiltrating lym-
phocytes (TILs) and increased lymph node metastasis (215).
In prostatic carcinoma, high levels of B7x and B7-H3 are
associated with increased risk of cancer recurrence, tumor
progression after surgery, and cancer-related death (216,
217). In clear cell renal cell carcinoma (RCC), B7x and B7-H3
are expressed by the tumor or the tumor vasculature, and this
expression is significantly correlated with increased risk of
death from cancer (218, 219). Similarly, serum-soluble B7x is
elevated in RCC patients and correlates with advanced stage of
disease (220). B7x is also highly expressed in ductal and lobu-
lar breast cancer (221), and soluble B7x is a potential biomar-
ker for ovarian carcinoma (222). These findings suggest that
while the molecular details of the inhibitory pathways that
B7x and B7-H3 engage in T cells are currently not known, the
proteins can be useful prognostic tools in human cancer
and potential targets for antibody-mediated tumor immuno-
therapy.
BTLA, HVEM, and CD160
Protein structure
BTLA is type I membrane glycoprotein of the IgSF that was
first identified as an expressed sequence tag (EST) in
Th1-polarized TCR transgenic T cells (29) and independently
as an EST expressed after activation of double-positive thymo-
cytes (223). Crystal structures of human and mouse BTLA
reveal a single b-sandwich Ig domain containing two b-sheets
(224, 225). BTLA is related to IgV receptors such as CD28 and
CTLA-4, but the structural data highlight notable differences.
On one of the b-sheets BTLA lacks a strand present in CTLA-4,
and thus belongs in the Ig intermediate (IgI) rather than the
IgV subset of the IgSF (224). BTLA binds to the transmem-
brane receptor HVEM (30, 226) via a region on the IgI
domain that is distinct from the MYPPPY motif-containing
surface through which CD28 and CTLA-4 bind to their B7-1
and B7-2 ligands (42, 43, 224).
Expression of BTLA, HVEM, and related ligands
HVEM is a member of the tumor necrosis factor receptor super-
family (TNFRSF), and the BTLA–HVEM interaction is the first
demonstration of crosstalk between IgSF and TNF receptors
(227). As its name would suggest, HVEM binding to herpes
simplex virus glycoprotein D (HSV gD) is required for viral
entry into host cells (228), and the HVEM binding site on
gD is a structural mimic of that on BTLA (224). Prior to the
discovery of its interaction with BTLA, HVEM was also known
as a costimulatory receptor which binds to the TNF ligands
homologous to lymphotoxins, exhibits inducible expression,
and competes with HSV glycoprotein D for HVEM, a receptor
expressed by T lymphocytes (LIGHT) and lymphotoxin a
(LTa) (229), although the phenotype of HVEM-deficient mice
is consistent with a role for HVEM in the negative regulation of
T-cell activation (230). A complex of purified recombinant
HVEM, BTLA, and LIGHT has been isolated chromatographi-
cally (224), suggesting that the binding of LIGHT and BTLA to
HVEM is not mutually exclusive (30, 231), but the functional
relevance of such a ternary interaction is unknown.
BTLA is constitutively expressed on most hematopoietic
cells, including T cells, B cells, and DCs, with the highest
levels present on B cells (29, 223, 232). The relatively low
levels of BTLA on naive CD4+ T cells increase substantially
after activation (232). Similarly to BTLA, HVEM is expressed
widely throughout lymphoid compartments, with constitutive
levels on naive T cells that decrease after activation (30, 233).
The broad expression patterns of BTLA and HVEM have made
it hard to define the particular cell–cell interactions for which
BTLA–HVEM binding is relevant. The production of inducible
cell type-specific BTLA- and HVEM-deficient mice will likely
be necessary to gain insight into this problem.
Initial evidence that BTLA negatively regulates T-cell activa-
tion came from in vitro assays using BTLA-deficient mouse
T cells and antibody engagement of BTLA during anti-CD3
T-cell stimulation (29, 223). The addition of anti-BTLA
antibodies to naive primary T cells has been shown to inhibit
both division and IL-2 production (234). BTLA ligation on
human T cells has similar consequences (226). CD4+ T cells
were shown to be more sensitive than CD8+ T cells to inhibi-
tion by anti-BTLA antibody engagement, which may be due
to their faster induction of higher levels of surface BTLA after
activation (234). Finally, CHO cells expressing HVEM and
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MHC class II were shown to inhibit the antigen-specific divi-
sion of WT but not BTLA-deficient T cells (30).
BTLA inhibitory signaling
The approximately 100 a.a. cytoplasmic tail of mouse BTLA
contains three conserved tyrosine-based signaling motifs
(235). The most membrane proximal motif (YDND) can
interact with the adapter protein Grb-2 when phosphorylated
and also binds to the p85 subunit of PI3K. The other two
motifs, surrounding tyrosine residues 257 and 282 in human
BTLA, are ITIM sequences that mediate BTLA binding to the
protein tyrosine phosphatases SHP-1 and SHP-2 when phos-
phorylated (236). Thus, TCR crosslinking, which induces
phosphorylation of BTLA cytoplasmic tyrosines and phospha-
tase recruitment (29, 223), could result in the dephosphoryla-
tion of signaling intermediates and attenuation of T-cell
activation. The functional relevance of this mechanism, which
has also been proposed for CTLA-4 and PD-1 (84, 85, 147), is
in question (237), and, as mentioned above, it is unclear how
specific phosphatase binding only to phosphotyrosines on
inhibitory receptors is regulated (60).
A growing body of work using mouse models of disease
supports the conclusion that BTLA and HVEM have a negative
influence on T-cell mediated inflammatory responses. Early
data showed that BTLA-deficient mice are somewhat more
sensitive to MOG-peptide-induced EAE (29), and, like
PD-1-deficient mice, take longer to resolve acute eosinophilic
airway inflammation induced by protein sensitization and
subsequent intranasal challenge (238). In contrast to PD-1,
BTLA expression was induced on partially MHC-mismatched
cardiac allografts, and BTLA-deficient recipients, but not
PD-1-deficient recipients, rejected normally tolerated MHC
class II mismatched grafts (239). Graft rejection was also seen
in recipients lacking the BTLA ligand HVEM and in those that
received anti-BTLA antibodies. Interestingly, in a more recent
study, HVEM has been found on stimulated Tregs, and HVEM
expression on Tregs and BTLA expression on effector T cells
seems to be important for optimal in vitro Treg suppression as
well as cardiac allograft acceptance (240). Finally, administra-
tion of anti-BTLA antibodies was reported to synergize with
CTLA-4-Ig to prolong survival of islet allografts in mice
(241, 242).
BTLA, HVEM, and autoimmunity
Two recent studies indicate that negative regulation of T-cell
responses by BTLA and HVEM is important in the prevention
of autoimmunity. Careful examination of older (approxi-
mately 12 months) BTLA-deficient mice revealed develop-
ment of a spontaneous autoimmune hepatitis-like disease,
which was characterized by infiltrates similar to those seen in
human autoimmune hepatitis and increased serum levels of
liver transaminases (243). The contribution of HVEM expres-
sion on various cell types to intestinal inflammation was eval-
uated using a model of autoimmune colitis involving the
transfer of CD4+CD45RB+ T cells into RAG-deficient recipi-
ents (244). Bone marrow chimeric mice in which HVEM was
deficient only on radioresistant compartments showed rapid
acceleration of colitis, suggesting that HVEM expression on
tissue-specific APCs may be involved in attenuating intestinal
inflammation caused by BTLA-expressing T cells.
Recent data with BTLA-deficient mice indicate that the
greater proliferation of total T-cell populations seen in the
absence of BTLA is not a cell-intrinsic defect but is rather due
to greater numbers of antigen-experienced (CD44hi) CD8+
T cells in the lymphoid compartments of these mice (245),
which explains the lack of an effect of BTLA deficiency on
proliferation of purified CD4+ T cells (234). Interestingly,
the same study (245) points to a T-cell-intrinsic role for BTLA
in regulating the generation of CD8+CD44hiCD62Lhi central
memory phenotype cells, rather than inhibiting initial prolif-
eration per se. The authors proposed that BTLA may limit cell
survival during the contraction phase of memory generation,
and this idea is supported by recent data from a mouse model
of asthma (246). Prolonged airway inflammation mediated by
adoptively transferred BTLA-deficient T cells in response to
inhaled antigen was correlated with enhanced survival of
the BTLA-deficient T cells in the lung when compared with
WT cells. Although increased apoptosis was not detected in
primary T-cell cultures inhibited by anti-BTLA antibodies
(234), it is likely that this type of assay does not realistically
model the later stages of T-cell activation where BTLA may
function, and regulation of apoptotic pathways during the
contraction phase remains an attractive mechanism of BTLA
regulation of effector T cells.
Human CD160 was recently recognized to be another IgSF
member that functions as an inhibitory HVEM ligand
expressed on T cells (31). Like BTLA, CD160 contains a single
Ig domain and binds to the same region of HVEM (31).
Crosslinking antibodies to CD160 (in conjunction with anti-
CD3 ⁄CD28 stimulation) was shown to inhibit both prolifera-tion and cytokine production of purified CD4+ T cells, as well
as the phosphorylation of CD3f and other proteins. In contrast
to BTLA, CD160 is GPI-anchored and so the direct recruitment
of intermediates that interfere with TCR signaling seems
unlikely. Further study of this newly appreciated inhibitory
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pathway is likely to yield insight into the biology of TNFRSF–
IgSF interactions and the negative regulation of T-cell activa-
tion in general.
LAG-3
LAG-3 (CD223) is a type I membrane glycoprotein of the IgSF
first cloned from an NK cell line and shown to be expressed in
activated human NK and T cells (32) as well as in activated
B cells (247). It has genomic and structural similarity to CD4,
with four extracellular Ig-like domains and conserved struc-
tural motifs in between these domains. Both human and
mouse LAG-3 bind to MHC class II more strongly than CD4
(248–250), and this interaction has been reported to modu-
late cytokine production by APCs (251).
The initial reports of LAG-3 knockout mice demonstrated a
deficiency in NK killing (252), but no T-cell phenotypes were
found. On naive CD4+ and CD8+ T cells, LAG-3 is present at
low levels that are upregulated after antigen-specific activation
(250). Several reports have suggested that mouse LAG-3
negatively regulates T-cell activation (33, 253, 254) and that
signaling mediated by the cytoplasmic domain is involved in
this process (255). Human LAG-3 is also postulated to inhibit
T-cell activation (256). LAG-3 was shown to be upregulated
on adoptively transferred CD4+ T cells undergoing an abortive
response to antigen expressed on pulmonary epithelium
(257), but whether the non-functional LAG-3-positive CD4+
cells correspond to bona fide induced CD4+Foxp3+ Treg cells is
debatable. The relevance of MHC class II binding to the func-
tion of LAG-3 in inhibition of T-cell activation and differentia-
tion is unclear.
Studies of adoptively transferred antigen-specific CD8+ cells
in mice which express hemagglutinin (HA) as a self or tissue-
specific tumor antigen provide the most direct evidence that
LAG-3 inhibits T-cell function in a cell-intrinsic manner (34).
Injection of anti-LAG-3 antibodies or transfer of LAG-3-
deficient T cells results in greater tissue-specific accumulation
and IFN-c production by the antigen-specific CD8+ T cells,
suggesting that anti-LAG-3 antibody administration blocks
LAG-3 function. In addition, the cells display enhanced cyto-
lytic function after vaccination with HA when this is com-
bined with anti-LAG-3 injection. Finally, in mice that develop
autochthonous prostate cancer and express HA specifically in
the prostate (proHA · TRAMP) (258), this type of vaccina-tion results in reduced tumor grade. The effects on tumor pro-
gression, although modest, suggest that LAG-3 may be a
potential immunotherapeutic target, and this possibility is
supported by clinical reports of LAG-3 expression on TILs.
Examination of TILs from RCC has shown LAG-3 expression
on CD8+ but not CD4+ T cells in all eight patients examined
(259). In addition, a study of 94 Hodgkin’s lymphoma
patients demonstrated a correlation between Foxp3) TILs that
expressed high levels of LAG-3 and decreased Epstein-Barr
virus-specific IFN-c production (260). These data, along with
the studies in the proHA · TRAMP mice (34), are consistentwith a role for LAG-3 in the regulation of tumor-reactive
CD8+ T cells. Additional examination of the cell-intrinsic
and ⁄or -extrinsic mechanisms by which LAG-3 inhibits T-cellfunction and the contextual dependence of this on MHC class
II ligand binding is warranted and may yield insight into
potential immunotherapeutic strategies that involve LAG-3
blockade.
Concluding remarks
The importance of CD28-mediated costimulation and CTLA-
4-mediated inhibition for the activation of T cells has been
known for 30 years. Since their discovery in the late 1980s, it
has become apparent that other receptors of the IgSF inhibit
T-cell activation. Mechanistic descriptions of T-cell inhibition
commonly invoke the recruitment of activated tyrosine phos-
phatases to the TCR; however, the molecular details of the
regulation of specific binding to inhibitory receptors are
unclear and require further studies. Despite this, efforts have
long been made to manipulate the signaling pathways down-
stream of T-cell inhibitory receptors for treatment of both
cancer and autoimmune disease. The fact that CTLA-4-Ig is
currently an FDA-approved therapy for RA and that anti-
CTLA-4 antibodies are used for treatment of melanoma, pros-
tate cancer, colon cancer, and RCC either as a monotherapy or
in combination with other treatments emphasize the clinical
importance of these molecules. The more recent discovery of
additional members of the extended CD28 ⁄CTLA-4 familyand their ligands offers potentially novel targets for diagnosis
or therapeutic intervention in cancer, autoimmunity, and
chronic infections. As the ligands for CD28 and CTLA-4 are
predominantly expressed by professional APCs, the main
impact of immune modulators of this pathway is probably
limited to the initial priming phase of autoimmune disease
and immune responses against cancer. In contrast, the expres-
sion of PD-L1, B7-H3, and B7x on cells in the peripheral
tissues suggests that these molecules may act as gatekeepers
for lymphocytic infiltration of these organs. This putative
function as part of a protective mechanism against autoim-
mune destruction has probably made them subversion targets
for tumors and pathogens to achieve immune escape and offer
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additional opportunities for therapeutic intervention. The
expression of BTLA and HVEM throughout hematopoietic
compartments necessitates cell type-specific analysis of their
function, but the available data suggest that this pathway is
important in the regulation of T-cell responses in multiple
tissues. The negative regulation of T-cell activation involves
numerous receptors and ligands expressed in separate cellular
compartments at different times in the immune response. This
observation suggests that there may be synergy between
blockade of the various inhibitory pathways and encourages
the experimental testing of combinatorial strategies for
treatment of disease.
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