new united we stand: a collaborative approach to legacy print … · 2013. 10. 25. · location...
TRANSCRIPT
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Matthew Revitt, University of Maine
Deb Rollins, University of Maine
NELA Annual Conference October 21, 2013
United We Stand: A Collaborative
Approach to Legacy Print Collections
www.maineinfonet.org/mscs/
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What is Shared Print Anyway?
www.maineinfonet.org/mscs
Holding libraries commit to retain designated materials for a
specified time period so that partner libraries may rely on
their continued availability.
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U.S. Print Retention Projects
www.maineinfonet.org/mscs
West Storage Trust –Western US – Journals
CIC – Large Midwest universities – Journals
ReCAP – Columbia, Princeton, NYPL
HathiTrust
Scholars Trust -AESERL & WRLC – Journals
North East Regional Library Print Management Project –Monographs & Journals
Maine Shared Collection Strategy – Monographs & Journals
Center for Research Libraries – PAN network
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Drivers for Print Retention
www.maineinfonet.org/mscs
Space issues – lack of it!
Budget cuts – where’s all the money gone?
Cost per usage – why did we buy this again?
Availability of electronic resources – paperless library?
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Building on Collaboration and Trust
MaineCat has encouraged resource sharing
State-wide delivery – 1.25 millions items/year
Colby, Bates and Bowdoin are consciously building a shared
collection of new print materials and e-resources
Trust in commitments and continued access
www.maineinfonet.org/mscs
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Project Background
www.maineinfonet.org/mscs
Originated with the Larger Libraries Group
Most libraries were running our of space and unlikely to get
additional storage
Wanted a shared approach to managing legacy print
collections for the long-term
Looking to be leaders in the print collection space
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Project Partners
www.maineinfonet.org/mscs
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Grant Proposal
www.maineinfonet.org/mscs
IMLS grant of $821,065 to create a shared print collections
strategy:
Create a collection analysis system
Examine the presence of large scale digital collections
(HathiTrust and Internet Archive) as a determiner of what to
keep in print
Develop a strategy to make retention decisions at scale
Integrate E-book-On-Demand and Print-On-Demand
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Grant Summary
www.maineinfonet.org/mscs
Monographs and journals (Government documents are
excluded)
The goal is to determine which titles should be retained
long-term and by whom
Libraries may discard materials or not, once retention
decisions are made (downsizing is not the predominant focus)
Provide a framework for other libraries to participate once
the initial grant period is complete
Disclose our retention decisions locally and to the world
Be part of the national conversation
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Project Management
www.maineinfonet.org/mscs
Project Team: Program Manager, Technology Director, Project PIs
& Systems Librarian
Directors’ Council
Collection Development Committee
Technical Services Committee
National Advisory Board
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MSCS Goals
www.maineinfonet.org/mscs
Identify long-term retention commitments from libraries
Implement on-demand services in union catalog
Define sustainable business model for beyond grant &
current partners
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MSCS Guiding Questions
www.maineinfonet.org/mscs
What monographs should be designated for long-term
retention?
What is an equitable and/or common-sense distribution of
retention responsibilities?
What monographs are candidates for incorporating into
POD/EOD services by virtue of HathiTrust or Internet
Archive public domain material?
What monograph copies could optionally
be deselected, once retention decisions have been
finalized?
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Data – Data Starting Points
www.maineinfonet.org/mscs
How many copies of a particular work are owned by partner libraries?
How many of those are circulating copies?
How often has the title circulated? What was the last circulation date?
How many titles/copies are uniquely held in the group? In Maine? In WorldCat?
How do subject strengths compare across the group?
Which titles are represented in HathiTrust, Internet Archive?
Overlap between general and special collections
Others to be determined from combined data set
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The Data - Where is it?
www.maineinfonet.org/mscs
Local
5 ILS catalogs with 3 catalogs merging soon 8 libraries
Innovative Interfaces, Inc. (III)
State
MaineCat INN-Reach catalog of more than 100 Maine libraries
National
OCLC
HathiTrust
Internet Archive
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Data – The Details
www.maineinfonet.org/mscs
OCLC reclamation
Cleaned up holdings and OCLC numbers
Facilitated match across partners
Local outputs (to Sustainable Collection Services)
Monographs
Exclusions
Local outputs (to Systems Librarian)
Serials
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The Data – Extracted Fields
www.maineinfonet.org/mscs
Item record number
Created date
Barcode
Itype (value in the item that defines how it circulates)
Volume and copy
Call number
Location
Total checkout and total renewal
Year to date circulation
Last year circulation
Last checkin
Out date
Last out date
Reserve notes
Internal use count
Icode2 (Contributed to union catalog)
Circulation Status
Complete bib data
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Data – SCS Actions
www.maineinfonet.org/mscs
Additional data cleaning—normalizing, de-duping, and filling
in missing data
Matched titles to external data sources—OCLC WorldCat
(U.S. and State Holdings), HathiTrust Public Domain and In-
Copyright items, and Internet Archive
Consulting support
Data reports
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High Level View of the [Monograph] Data
www.maineinfonet.org/mscs
Bib records – Filtered
2,920,014
(circulating titles
2,719,754)
Item records – Filtered
3,374,574
Unique Titles – Filtered
1,754,598
Bib records – Unfiltered
2,958,905
Item records – Unfiltered
3,420,061
Libraries
9
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By “titles" we can mean two different
things
www.maineinfonet.org/mscs
1. Title Set
Bates Bowdoin Colby Maine SL Portland PL UM-Orono USM
2. Title Holding
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Circulation Counts –
Circulating Titles Only MCSC Title-Holding Counts All Libraries %
1All Filtered Title Holdings - CIRCULATING
TITLES2,719,754 100%
Circulation Counts
2 Total Charges = 0 845,939 31%
3 Total Charges = 1 466,371 17%
4 Total Charges = 2 303,588 11%
5 Total Charges = 3 206,610 8%
6 Total Charges = 4 to 9 511,040 19%
7 Total Charges = 10+ 386,206 14%
8 Last charge after 2010 357,660 13%
9 Last charge after 2007 671,815 25%
10 Last charge after 2005 841,009 31%
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WorldCat Counts - US14 0-9 Holdings in USA 145,296 5%
15 0-9 Holdings in USA - FRBR 95,571 3%
16 10-19 Holdings in USA 94,162 3%
17 10-19 Holdings in USA - FRBR 59,386 2%
18 20-49 Holdings in USA 213,827 7%
19 20-49 Holdings in USA - FRBR 146,868 5%
20 50-99 Holdings in USA 290,443 10%
21 50-99 Holdings in USA - FRBR 222,700 8%
22 100-199 Holdings In USA 507,552 17%
23 100-199 Holdings In USA - FRBR 422,454 14%
24 200+ Holdings in USA 1,668,732 57%
25 200+ Holdings in USA - FRBR 1,973,033 68%
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WorldCat Counts - Maine
26 Unique holding in Maine 969,915 33%
27 Unique holding in Maine - FRBR 764,154 26%
28 2 Holdings in Maine 612,546 21%
29 2 Holdings in Maine - FRBR 564,616 19%
30 3 Holdings in Maine 440,802 15%
31 3 Holdings in Maine - FRBR 444,611 15%
32 4 Holdings in Maine 315,535 11%
33 4 Holdings in Maine - FRBR 347,388 12%
34 5 Holdings in Maine 204,703 7%
35 5 Holdings in Maine - FRBR 243,151 8%
36 6-9 Holdings in Maine 299,442 10%
37 6-9 Holdings in Maine - FRBR 405,270 14%
38 10+ Holdings in Maine 77,071 3%
39 10+ Holdings in Maine - FRBR 150,824 5%
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Overlap within MSCS Group
40 Unique Holding in group 1,118,151 38%
41 Title-holdings in 2 libraries 684,395 23%
42 Title-holdings in 3 libraries 462,446 16%
43 Title-holdings in 4 libraries 325,959 11%
44 Title-holdings in 5 libraries 190,215 7%
45 Title-holdings in 6 libraries 82,224 3%
46 Title-holdings in 7 libraries 40,179 1%
47 Title-holdings in 8 libraries 15,550 1%
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99 titles are held by all 9 MSCS Institutions
24
Title/AuthorPub Year
MSCSTotal Circs
Nickel and dimed : on (not) getting by in America / Barbara Ehrenreich. 2001 1,906
Gilead / Marilynne Robinson. 2004 1,582
The diary of a young girl : the definitive edition / Anne Frank ; edited by Otto H. Frank and Mirjam Pressler ; translated by Susan Massotty.
1995 1,064
Seed of Sarah : memoirs of a survivor / Judith Magyar Isaacson. 1990 859
The lobster gangs of Maine / James M. Acheson. 1988 713
In the hands of Providence : Joshua L. Chamberlain and the American Civil War / by Alice Rains Trulock.
1992 657
Bowling alone : the collapse and revival of American community / Robert D. Putnam.
2000 655
A distant mirror : the calamitous 14th century / Barbara W. Tuchman. 1978 570
Liberty men and great proprietors : the revolutionary settlement on the Maine frontier, 1760-1820 / Alan Taylor.
1990 552
Collected works / Flannery O'Connor. 1988 515
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MSCS Circulating Title-Holdings by
Holding Level – Circulation Levels
295,425 208,430
393,391
341,231
232,054
403,284
374,062
204,219
267,658
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1 2 3+Number of MSCS Libraries Holding Title
Zero Circulations
1-3 Circulations
4 plus Circulations
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Data – Split into Two Steps
www.maineinfonet.org/mscs
Step 1 “Not widely held” title-sets
Title held in 1 or 2 MSCS libraries
Publication year < 2003
Step 2 “Widely held”
Titles held in 3 or more MSCS libraries
Publication year < 2003
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1,655,421
1,064,333
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
1,800,000
1-2 3+
Number of MSCS Libraries Holding Title
MSCS Title-Holding by Holdings Level
Not Widely Held Titles
Step 1
Widely Held Titles
Step 2
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Step 1 – Further Divisions
www.maineinfonet.org/mscs
Limited to publication date <2003
Commit To Retain – CTR – if :
Any circulation, internal, or reserve use OR
“local interest” title-sets OR
Special Collections items OR
Specific edition held in 9 or fewer libraries in the U.S.
Needs Further Examination – NFE – if:
Zero circulations
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“Local Interest” Rules Applied
www.maineinfonet.org/mscs
Rule 1: General: ‘Maine’ will be searched in title, author, series, and all subject fields
Rule 2: Published in Maine: Search bib records for indication of Maine as place of publication
Rule 3: Maine Author or Artists: Location code meaut in a Maine State Library record, Authors, American—Maine in a subject field, Artists, American—Maine in a subject field
Rule 4: Maine Local History: Title is classed in: F 16-30 (Maine History), 917.41 & 974.1 & meanx
Rule 5: Major Colleges & Universities: Keywords/phrases searched e.g. Bowdoin College
Rule 6: Industries: Keywords/phrases searched (combined with Maine) e.g. Paper Industry
Rule 7: Marine & coastal studies: Keywords/phrases & classifications e.g. QH 92-92.2 Marine Biology (Atlantic Coast)
Rule 8: Native Americans: Keywords/phrases e.g. Abenaki
Rule 9: Places/Populations: Keywords/phrases e.g. Acadia
Rule 10: Religious groups: Keywords/phrases e.g. Free Will Baptists
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1,655,421
1,064,333
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
1,800,000
1-2 3+
Number of MSCS Libraries Holding Title
Scenario One – Needs Further Examination / Commit to Retain
Not Widely Held Titles
Widely Held Titles
Step 1
Commit to Retain
1,076,188
Step 1
Needs Further Examination
392,382
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Total Commitments & Needs Further
Examination for Step 1
www.maineinfonet.org/mscs
LIBRARY COMMITMENT TO RETAIN NEEDS FURTHER EXAMINATION
Titles Items Titles Items
Bangor Public Library 147,490 177,195 40,582 43,182
Bangor Theological Seminary 9,688 18,095 9,536 11,921
Bates 129,168 142,603 53,403 57,043
Bowdoin 161,498 202,550 95,497 108,888
Colby 124,178 142,617 49,005 53,516
Maine State Library 43,532 53,726 6,458 7,782
Portland Public Library 78,065 97,133 3,678 4,316
University of Maine Orono 276,784 307,202 119,793 130,218
University of Southern Maine 105,785 117,074 14,430 15,392
ALL ELIGIBLE TITLES 1,076,188 1,258,195 392,382 432,258
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Drowning in the Data
www.maineinfonet.org/mscs
Too many CTRs?
Piles of books
Too many lists!
Publishers (29,331 items had commitments reversed)
Reference materials
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1,655,421
1,064,333
-
200,000
400,000
600,000
800,000
1,000,000
1,200,000
1,400,000
1,600,000
1,800,000
1-2 3+
Number of MSCS Libraries Holding Title
Step 2
Not Widely Held Titles
Widely Held Titles
Commit to Retain
1,076,188
Needs Further Examination
392,382
In-Scope for Step 2
-Titles published < 2003
- Circulating Titles
- No Special Collections
- No Hathi PD Titles
- No Titles with zero aggregate use
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Step 2 Questions
www.maineinfonet.org/mscs
Do we need to retain a minimum or maximum number of
title-holdings?
How to allocate holdings responsibility?
Circulation policies
Library type
Subject strengths
CTRs made in Step 1
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Data – Serials are Different
www.maineinfonet.org/mscs
All records coded format “s”
Analysis by MSCS Systems Librarian
Includes many book series as well as journals/magazines
Inconsistent across MSCS institutions
Total number of serials records 37,887
Total number of deduped serials records 27,912
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MSCS Goals for Serials
www.maineinfonet.org/mscs
Don’t duplicate effort
Relative safety of publisher digital collections
Digital Services e.g. Portico
Act as ‘good steward’ locally and nationally
CTR “local interest” titles
CTR “not widely held” titles
CTR Special Collections titles
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Serials Decisions
www.maineinfonet.org/mscs
27,912 title-sets (book series and journals)
Not CTR ~ 64%
4,198 digital collections overlap
14,771 >50 in OCLC, local interest/special collections
CTR <36%
6,134 local interest and Special Collections
4,439 <50 OCLC holdings
MSCS overlap only 3% within this set (~130)
Individual library review
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Serials <50 OCLC review example
www.maineinfonet.org/mscs
Opportunity to review lists
UMaine 1,977 titles
Reduced to CTR 1,610 titles
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Disclosing Retention Decisions:
The Why
The principle of the common good
Participating as a partner in the national print retention
world
Allows discards where appropriate
www.maineinfonet.org/mscs
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Disclosing Retention Decisions:
The How
Disclosure has not been a straightforward process!
National and International – OCLC WorldCat
OCLC Shared Print symbol
State – Central union catalog: MaineCat
Commitment note pulled from OCLC
Local –Five catalogs
MARC 583 Action Note
MARC 856 commitment note in OPAC
www.maineinfonet.org/mscs
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Display in WorldCat
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Display in Union Catalog
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OPAC Commitment Note
www.maineinfonet.org/mscs
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Ebook-On-Demand/Print-On-Demand
Service Model
MSCS libraries are using large-scale digital collections like
the HathiTrust and Internet Archive in the management of
their print collections:
Developing criteria for relying on digital copies as surrogates
Integrating 1.6 million HathiTrust Public Domain title records
and Google Books links into our union catalog
Print-On-Demand request service
www.maineinfonet.org/mscs
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MSCS Group Collection Summary:
HathiTrust and Internet Archive Overlap
www.maineinfonet.org/mscs
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Service Delivery Model
www.maineinfonet.org/mscs
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Governance and Business Model
www.maineinfonet.org/mscs
A Memorandum Of Understanding has been developed to
guide the ongoing work
15 year retention commitment
MOU and commitments reviewed every 5 years
Executive Committee will provide governance
Collections and Operations Committee will determine
retention, holding disclosure, and access/delivery
Different levels of membership
Collection Holders
Collection Builders
Supporting Members
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How Do You Replace the King?
www.maineinfonet.org/mscs
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Storage
www.maineinfonet.org/mscs
MSCS chose a distributed model rather than a centralized
storage facility
Ownership and storage will remain with the owning library
There are no different circulation or Interlibrary Loan rules or
workflows for titles with retention commitments
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Lessons Learned
www.maineinfonet.org/mscs
Things won’t go as planned
Perfection is not possible
Need for a dedicated project manager position
Public libraries are different!
Libraries can cooperate
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Legacy of MSCS
www.maineinfonet.org/mscs
Cooperative collection development amongst partners
Extend membership to other Maine libraries
Part of wider shared print community
Extend model to other projects
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Thank you!
www.maineinfonet.org/mscs/
@MESharedColls
www.maineinfonet.org/mscs