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New York Court of Appeals New York Court of Appeals “Nonpolitical Merit” Appointment & “Nonpolitical Merit” Appointment & Appointees Appointees Vincent Martin Bonventre, J.D., Ph.D. Vincent Martin Bonventre, J.D., Ph.D. November 2006 November 2006 Presentation to the Rockefeller Institute Public Policy Forum Presentation to the Rockefeller Institute Public Policy Forum

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Page 1: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

New York Court of AppealsNew York Court of Appeals “Nonpolitical Merit” Appointment & “Nonpolitical Merit” Appointment &

AppointeesAppointeesVincent Martin Bonventre, J.D., Ph.D.Vincent Martin Bonventre, J.D., Ph.D.

November 2006November 2006Presentation to the Rockefeller Institute Public Policy ForumPresentation to the Rockefeller Institute Public Policy Forum

Page 2: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

The Current CourtThe Current Court (updated (updated Sept. 2006)Sept. 2006)

Page 3: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Judith S. KayeJudith S. Kaye Appointed 1983, Appointed 1983,

Cuomo Cuomo First woman on First woman on

CourtCourt From NYC (born in From NYC (born in

Monticello)Monticello) Appointed Chief Appointed Chief

Judge 1993, Cuomo Judge 1993, Cuomo Current term expires Current term expires

March 2007March 2007 Mandatory age Mandatory age

retirement 2008retirement 2008 (replaced SW (replaced SW

[Cuomo])[Cuomo])

Page 4: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

George Bundy Smith George Bundy Smith (retired 2006) (retired 2006)

Appointed 1992, Appointed 1992, CuomoCuomo

From NYC (born New From NYC (born New Orleans)Orleans)

Term expired Sept. Term expired Sept. 20062006

Denied reappointment Denied reappointment by Patakiby Pataki

(mandatory age (mandatory age retirement would have retirement would have been 2007)been 2007)

(replaced FA [Cuomo])(replaced FA [Cuomo])

Page 5: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Carmen Beauchamp Carmen Beauchamp Ciparick Ciparick

Appointed 1994, Appointed 1994, CuomoCuomo

First Hispanic on First Hispanic on CourtCourt

From NYCFrom NYC Current term expires Current term expires

Jan. 2008Jan. 2008 Mandatory age Mandatory age

retirement 2012retirement 2012 (replaced SFH (replaced SFH

[Cuomo])[Cuomo])

Page 6: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Richard C. Wesley Richard C. Wesley (resigned 2003)(resigned 2003)

Appointed 1997, PatakiAppointed 1997, Pataki From LivoniaFrom Livonia

[Rochester area][Rochester area]

(born Canandaigua, (born Canandaigua, New York)New York)

Resigned for 2d Circuit Resigned for 2d Circuit Appointment, 2003Appointment, 2003

(replaced RDS (replaced RDS [Cuomo])[Cuomo])

Page 7: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Albert M. Rosenblatt Albert M. Rosenblatt

Appointed 1998, Appointed 1998, PatakiPataki

From Dutchess From Dutchess County (born NYC)County (born NYC)

Mandatory age Mandatory age retirement 2006retirement 2006

(replaced VJT (replaced VJT [Cuomo])[Cuomo])

Page 8: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Victoria A. Graffeo Victoria A. Graffeo

Appointed 2000, Appointed 2000, PatakiPataki

From Guilderland From Guilderland (born Rockville (born Rockville Center)Center)

Term expires Nov. Term expires Nov. 20142014

Mandatory age Mandatory age retirement 2022retirement 2022

(replaced JWB (replaced JWB [Cuomo])[Cuomo])

Page 9: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Susan P. ReadSusan P. Read

Appointed 2003, Appointed 2003, PatakiPataki

From Capital Region From Capital Region (born Gallipolis, (born Gallipolis, Ohio)Ohio)

Mandatory age Mandatory age retirement 2017retirement 2017

Term expires Jan. Term expires Jan. 20172017

(replaced HL (replaced HL [Cuomo])[Cuomo])

Page 10: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Robert S. Smith Robert S. Smith

Appointed 2003, Appointed 2003, PatakiPataki

From NYCFrom NYC Mandatory age Mandatory age

retirement 2014retirement 2014 (replaced RW (replaced RW

[Pataki])[Pataki])

Page 11: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Hon. Eugene F. Pigott, Hon. Eugene F. Pigott, Jr. Jr.

Appointed 2006, Appointed 2006, PatakiPataki

From Grand Island From Grand Island [Buffalo Metro Area][Buffalo Metro Area]

(born Rochester, (born Rochester, NY)NY)

Mandatory age Mandatory age retirement 2016retirement 2016

(replaced GBS (replaced GBS [Cuomo])[Cuomo])

Page 12: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller
Page 13: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Court of Appeals: Criminal Law VotingCurrent Court (3 Years)

0

10

20

30

40

50

60

70

80

90

Judge (Pro-Defendant Voting Percent: divided criminal decisions)

Source: Vincent M. Bonventre, Albany Law School 11/06

Pro

-De

fen

da

nt

Vo

tin

g P

erc

en

t

Fall '03 - Spring '06 [3yrs] 81 53 53 43 38 35 15 15

GB Smith ( - '06)

Ciparick KayeRosenblatt

('99 - )COURT

RS Smith ('04 - )

Wesley ('97 - '03)

Graffeo ('01 - )

Read ('03 - )

Page 14: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Court of Appeals: Criminal Law VotingCurrent Court (5 Years)

0

10

20

30

40

50

60

70

80

90

Judge (Pro-Defendant Voting Percent: divided criminal decisions)

Source: Vincent M. Bonventre, Albany Law School 11/06

Pro

-De

fen

da

nt

Vo

tin

g P

erc

en

t

Fall '01 - Spring '03 [2yrs] 67 48 43 24 19 10 10 0

Fall '03 - Spring '06 [3yrs] 81 53 53 43 38 35 15 15

GB Smith ( - '06)

Ciparick KayeRosenblatt

('99 - )COURT

RS Smith ('04 - )

Wesley ('97 - '03)

Graffeo ('01 - )

Read ('03 - )

Page 15: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

Court of Appeals: Criminal Law VotingCuomo Court vs Pataki Court

0

10

20

30

40

50

60

70

80

90

Judge (Pro-Defendant Voting Percent: divided criminal decisions)

Source: Vincent M. Bonventre, Albany Law School 11/06

Pro

-De

fen

da

nt

Vo

tin

g P

erc

en

t

CUOMO: '90 & '91 91 48 17 4 26

CUOMO: early K (11/92-5/94) 81 52 63 63 24 13 48

PATAKI: F '01 - S '03 [2yrs] 67 48 43 18 19 24 10 10 0

PATAKI: F '03 - S '06 [3yrs] 81 53 53 38 43 35 15 15

Titone ( - '98)

GB Smith ( - '06)

Ciparick KayeLevine

('93 - '02)Wachtler

( -'92)Bellacosa

( - '00)COURT

Rosenb't ('99 - )

RS Smith ('04 - )

Wesley ('97 - '03)

Graffeo ('01 - )

Read ('03 - )

Page 16: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller
Page 17: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

The ProcessThe Process Background: Background: Wachtler, Fuchsberg, Breitel, Wachtler, Fuchsberg, Breitel,

CareyCarey Commission: Commission: composition, purpose [evaluate, composition, purpose [evaluate,

report, recommend]report, recommend] Applications: Applications: notice, solicitation, applicantsnotice, solicitation, applicants Interviews: Interviews: prelim evaluation, in-person prelim evaluation, in-person

meeting meeting Voting: Voting: ranking/no-ranking, 2/3 support, re-ranking/no-ranking, 2/3 support, re-

voting & winnowing voting & winnowing Findings & Recommendations: Findings & Recommendations: 3-7 3-7

candidates, “report” on “character, temperament, candidates, “report” on “character, temperament, professional aptitude, experience, qualifications professional aptitude, experience, qualifications and fitness”—otherwise entirely confidentialand fitness”—otherwise entirely confidential

Page 18: New York Court of Appeals “Nonpolitical Merit” Appointment & Appointees Vincent Martin Bonventre, J.D., Ph.D. November 2006 Presentation to the Rockefeller

The Process The Process cont’dcont’d

Gubernatorial Nomination:Gubernatorial Nomination: limited to list, limited to list, agenda?agenda?

Senatorial Advice & Consent:Senatorial Advice & Consent: committee committee hearing, full senate, “advice” or just consent?hearing, full senate, “advice” or just consent?

Election vs “Nonpolitical Merit” Election vs “Nonpolitical Merit” Appointment: Appointment: Pros / ConsPros / Cons Final Product, ComparisonsFinal Product, Comparisons EssentialsEssentials

Vincent M. Bonventre, 11/06Vincent M. Bonventre, 11/06