I •

__________ _ -----

POSIDON NAME OF ORGANJZATION/ENTITY

PARTIES AND TERMS

1.

A0-10

Rev.1/2004

Report Required by tlle Ethics FINANCIAL DISCLOSURE REPORT In Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

l. Person Reporting (Last name, First name, Middle initial)

MAHAN, James C

4. Title (Article ill Judges indicate active or senior status; magistrate judges indicate full-or part-time)

U.S. District Judge

7. Chambers or Office Address

333 Las Vegas Boulevard South

Las Vegas, Nevada 89101

2. Court or Organization 3. Date ofReport

U.S. District Court, Nevada 5/1212004

5. ReportTypc (check appropriate type) 6. Reporting Period

Q Nomination, Date 111/2003

0 lnitial @Annual 0 Phial to

12131/2003

8. On the basis of the information contained in this Report"and any modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checlcing the NONE box for each part

where you have no reportable information. Sign on last page.

L POSIDONS.. (Reporting individual only; see pp. 9-13 of filing instructions) ..

NONE (No lepositions )-

1.

(Reporting individual only; see pp. 14-16 of filing instructions) II. AGREEMENTS.

NONE (Norcportablcagreements.) -

SOURCE AND TYPE GROSS INCOME

SOUR.CE AND TYPE

SOURCE DESCRJPTIQN

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

MAHAN, James C

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offilinginstructions)

A. Filer's Non-Investment Income

NONE -- (No reportable non-investmentincome.}

1.

Date of Report

5/1212004

(yours, not spouse's)

B. Spouse's Non-Investment Income - (Ifyou were married during any portion of the reporting year, please complete this section. (dollar amo1D1t not required except fur honoraria)

NONE - (No reportable non-investment income.)

1.

IV. REIMBURSEMENTS - transportation. lodging, food, entertainment

(Includes those to spouse and dependent children. See pp.25-27 of instructions.)

NONE - (No such repor1able reimbursements.)

l.

SOQRCE DESCR!PTION

CREDITOR DESCRIPTION VALPECODE

Name of Person Ri:porting FINANCIAL DISCLOSURE REPORT Date of Report

MAHAN, James C 5112/2004

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

1:

VL UABnnIES. (Includes those of spouse and dependent children. Seepp. 32-34 of instructions.)

NONE (No reportable liabilities.) -

1.

· A

F

Q

u

B

G

K

1f disclosure

----

c

--

c D E

L

.9.

o.

?5.

?7.

Z9.

34.

(2)

515

519

flNANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting >age 2of7 MAHAN, James C 5/1212004

T(J. INVEST1\1ENTS and TRUSTS - income, value, transcations (includes those of the spouse and depemient children. pp. 34-57 of filing iostructiom.)

A. B. c. o. -

Description of Assets (im:luding trust assets)

-

Income during reporting period

Gross value at end of reporting period

Transactions during reporting period

(I) (I) not exempt from(2) {I) (2) (3) (4) (S)

- Place "(X)" after each a,sset exempt Type (e.g. Dare:J\lll)unt Type (e.g. Value Value Value Gain Identity of fiom prior disclosure Code2 Method buy, sell, Month-Code 1 div. rent or Code2 Code! buyer/seller. - (J-P) Code3 merger, Day {J-P) (A-H) (if private (A-H) int.)

redemption)(Q-W) tnnsaction)

-Pharmaceutical Resources Buy 4128 K

-Viacom Inc. Buy 4128 K

!1. - Comcast Corp. Sold 4128 K B

!2. -Tesoro Petroleum Corp. Sold K B

!3. -Fainnont Hotels & Resort Inc. Sold 4122 K A

?4. - Ford Motor Co. Del Sold 4122 K

-- - ·-_,

- Forest I.abs Inc. Buy 4/24 L'

?6. - Microsoft Corp. Sold 5n K A

- Dean Foods Buy K

ZS. - Toro Company Buy 613 K

·-

-Viacom Inc. Sold 5/30 K A

30. - Dean Foods Sold 6/10 K A

-Forest I.abs Inc. Sold 6/10 L A31.

32. - Chicago Bridge and Iron Buy 5/17 K

33. - Pharmaceutical Resources Inc. Sold 6/18 K A

- Ing Groep NV Buy 6123 K

35. - Electronic Data System Corp. Buy 6123 K

36. - Chicago Bridge and Iron Sold 6123 K B

-

1. Income/Gain Codes: -si,ooo or less - s1 ,001,s2.soo - S2,501-SS,OOO =SS,QOl-Sl 5,000 ;.. $15,001-SSO,OOO·

(See Colmnns B 1 and 04) . • SSO;OO°l"S.100,000- = $100,001-$1, 000,000 Hl =s1,ooo,001 ss.ooo,ooo H2 =More than $5,000,000

'.i,. Value Codes: J = $1'5';000 or less. = s15,001 sso,ooo. -SS0,001"$100,0oo . M = $100,001-$250,000.

(See Columns Cl and 03). N = S250,000-SSOO,OOO 0 = $500;001-.$1,000,000 Pl = Sl,000,001..SS,OOO,OOO P2 = $5,000,001-$2:5,000,000

P3 = $25 000.001.SSO.OOQ,000 P4 = $More than-SS0,000,000

3. Valw: Method Codes =Appraisal R =Cost (Real Estate Only) s =Assessment T = Cash/Market

(Sec Columo C2) = Book Value v =Other w =Estimated

--

- - --

---

fromdisclosme

-

- -

(S)

37.

40.

41.

42.

45.

47.

48.

54.

A.

(2) (2) (I)

(A-H)

!'4- -= SMcre thlui. s50;000,ooo •

-

IITNANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting

Page 3 of7 MAHAN, James C 5/12/2004

VII:. INVESTMENTS and TRUSTS - income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 of filing insttuctions.)

B. c. D.

Description of Assets (including trust assets)

-

Income during Gross value at end of Transactions during reporting period reporting period reporting period

!foot exempt (I) (I) (2) (3) (4)

Place "(X)" after each asset exempt Amollllt Type (e.g. Value Value Type (e.g.-from prior disclosun: div. rent.

Date: Value Gain Identity of buyer/seller Codc2 Code 1

-

Method buy, sell, Maath-Code I Code2or - . Day(A-H) inL) (J-P) Codc3 merger,

redemption)(Q-W) (J-P) (if private

ttansaction)

- Forest Labs Inc. Buy 6124 K

38. - Shire Pbannaccuticals Group Buy 6124 K

39. -Canon Inc; Buy 6127 K

-Forest Labs-Inc. Buy 6127

- Bayer AG Sponsor4ed ADR Buy 7/10

- Toro Company Sold 7/8

K

K

K A

43. - Suez -ADR Buy 7/10 K

44. - Shire Pharmaceuticals Group Sold 7130 K A

- Ing Groep NV Sold 7130 K A

46. - General Maritime Corp. Buy 8/6 K

-Canon Inc. Buy 816 K

-Canon Inc. Sold 9/8 K B

49. - General Maritime Cotp. Sold

so. - Petroleo Brasileiro Buy

·-

51. - Natl Semiconductor Corp. -- Buy

52. -Natl Semiconductor Corp. Sold

53. - Ing Groep NV Buy

919

9/10

9/10

9123

10/2

K B

K

K

K B

K

K B10/8- Ing Groep NV Sold

- -1. Income/Gain Codes: A -Sl,000 0rleSs- B - $1,001-$2;500 C S2;_501-S5,000 D SS,001-SJ S,000 E - $15,001-$50,000·

(SeecColimmsBlandD4) ,p ,.,sso.001-s100,ooo· G = s100,001-n;ooo,ooo­ m =s1,ooo,001 s5,ooo;ooo H2 =More thanss,000,000 .

2:Value'c0des: '' _ T - = $15,000 or1cs - K _ ;..$15;001 so;-ooo - · M = S100,00M250,000­-(See Columns c1 and m> N_ .._s2so;ooo:-ssoo.ooo - o· ;.. $500;001-Sl;OOO,OOO Pl = Sl;Ooo;ool-S5 000,000 P2_ =SS,OOO,OOl S25,000,000_

I?--= $25,000,001-$50.000;000 -!. -Value Method Codes· Q -Appraisal R - =Cost (Real Estme-On!Yi s Assessment T =Cash/Market

(See.Column C2) U - Book Value V = Other w Estimated

-- --

B

G

-K

0

R

v

..

- -

11

(4)

- --

(S)

E

T

i9.

)2.

55.

(1) (2) (2)

=Cash/Market ·

riNANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting >age 4of7 MAHAN, James C 5/12/2004

'JI. INVEST1\1ENTS and TRUSTS - income, value, transcations (includes those of thespouse and dependent chitdmJ. See pp. 34-57 of filing instructions.)

A. B. c. D. -

Description ofAssets (including trust assets)

Income during reporting period

Gross value at end of reporting period

Transactions during reporting period

(1) not exempt from disclosure (1)

. .

i5.

. Place "(X)" after each asset exeqit from prior disclosure

• Willbros Group Inc.

AJOOunt Code! (A-H)

Type (e.g.div. nmt. or int.)

Value Code2 (J·P)

Value Met.bod Code3 (Q-W)

Type (e.g. buy, sell, mager,redemption)

Buy

(2) Date: Month-Day

10/10

(3)

Value Code2 (J-P)

K

. .

Gain Code I (A-H)

Identity of buyer/seller (if private transaction)

i6. • Petroleo Brasileiro Sold 10/16 K A

i7. - Intel Corp. Buy 10120 K

i8. • Aluminum Corp of China Buy 10/21 K

)0.

- Intel Corp. Sold 11/6 K B

• Cbindcx International Inc. Buy 10129 K

51. • Sovereign Bancorp Inc. Buy 11/6 K

- Bayer AG Sponsored AGR Sold 11113 L c

)3. - America Movil Ser L. Spans ADR Buy 11/13 K

54. - Suez-ADR Sold 12/3 K A ·-

-Chindex International Inc. Sold 1213 K B

56. - Wilbros Group Inc. Sold 10120 K B

57. - Metal Management Inc. Buy 1215 K

68. -Getdau Buy 1215 K

69. - American Movil Ser I Spons ADR --

..

Sold 1218 L B

K c70. - Cleveland Cliffs Inc. Sold 12/23

71. - Cleveland Cliffe Inc. Buy 12110 K

72. - Petroleo Bl'llS11eiro Sold 12/23 K A .

L Income/Gain Codes: A = Sl,000 or less - $1,001-$2,500 c - S2,50l-$5,000 D •$5 ,001-$15,000 - $15;001-$50,000

(SeeColUDIDSBI andD4) F =SSO,OOl SIOO,OOO - $100,0ol-Sl,000,000 Hl = Sl,000,001-SS,000,000 H2 = More than $5,000,000

2; Value Codes: .J - SIS,000 cir less = $15,-001.$50,000 ' .. L .. sso.001.s100;000 · M. = $100,001-$250,000

(See Columns Cl and D3).. N. - $250;000-$500;000 -$500,001-$1,000,000 Pl -:s1,000,001-$5,000 ;000 P2 - $5,000,001-$25,000,000 ..

P3 = S2S,000,001-$50;000,000 P4 =·SMorc:than.SS0,000,000

3. Value Method Codes Q . Appraisal: = Cost (RealEstate Only) s = Assessnimrt .

(See Column C2) . U = Book Value =Other W Estimated· =

A

1·

N

u

B.

o·

K

R

v

If

-

- -

--

c

L

s

lNANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

'age 5 of7 MAHAN, James C 5/1212004

IL INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A.-

Description of Assets (includil!g trust assets)

Place "(X)" after each asset exempt from prior disclosure

3. - Petroleo Brasileiro

4. - Infineon Technologies

5. - Marathon Oil Corp.

6. - Metal Management Inc.

7. - Cleveland Cliffs

8. - Pctroleo Brasileiro

- --

9. - Sinopcc Beijing Yanhua Petrochemical

0. -Gerdau

1. - Sinopec Beijing Yanhua Petrochemical

2. - Aracruz Celulose SA ADR

--

3. - Aracruz Celulose SA ADR

B. Income during

reporting period

(1) (2)

Alrount Type (e.g. Code! div. rent or (A-H) int.)

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method (J-P) Code3

(Q-W)

D. Transactions during reportingperiod

(1) not exeiq>t from disclos=

(2) (3)Type (e.g. Date: Value buy, sell. Month- Code2 merger, Day (J-P)redemption)

Buy 12/10 K

(4) (S) Gain Identity of Code I buyer/seller (A-H) (ifprivate

transaction)

Buy 12123 K

Buy 12123 K A

Sold 12/15 K B

Buy 12/15 K c

Buy 12/15 K

Buy 12/15 K

--

Sold 12/16 K B

Sold 12/16 K B

Buy 12126 K

Sold 12/30 K A

4. - International Steel Group Buy 12/30 K

- Cronos IBA Fund XII J T5.

6. - Inland Capital J T

.1. - Inland Monthly Income FIDld II J --r

:8. - Mandalay Resorts Common Stock None K T

:9. ames C. MahanJTWORS

IQ. - Scars Roebuck & Co.

I. Income/Gain Codes: - Sl,000 or less

, (See Columns BlandD4) F · = SSO,OOI-SJ00,000

2. Viiluc Codes: =SlS;OOO orless.

(Sec Columns Cl 3nd D3) = $250,000-SSOO,OOO

P3 = $25;000.001-$50.000,000

f Value Method ·codcS Q =Appraisal

(See Colmno C2) =Book Value.

Dividend K T

Sold 2/18 K A

a $1,001-$2;500

= Sl00,001-$1,:000,-000

= Sl5,00I 50,000

Q; "' SS00;-001-$1,000,000

= Cost (Real E Only)

=Other.

- S2,50M5.000 D a SS,001-SIS,OOO

HI =$1 000,001-$5,000,000 ·· H2 ·=More than $5,000,000

M =' Sl00,001•$250;000 = SS0,-001-Sl00,\)00.

Pl - Sl,000,001-$5,000,00-0 P2 = S5,00-0,001-S25,-000,000

P4 =SMore than $50,000,000

= Assessment

·w =Estimated

E • S-15,001-SSO,OOO

. .

N

Type

K

v

If ttcm disclosure

-

c D

,L

s

(4) (S)

--

E

'7.

(l}

f!NANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

age 6of7 MAHAN, James C 5/1212004

1JI. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent child.nm. See pp. 34-57 of filing instructions.)

D.A. B. c. - Income during Gross value at end of Transactions during Tqlorting period

Description of Assets reparling period reporting period (including trust assets)

- not exempt (2) (1) (2} (1) (2} (3)

. -

'l.

- Place "(X)" after each asset exempt from prior disclosure

- Fresh Del Monte Produce Inc.

Amount Code 1

(A-H)

(e.g. div. rent. or int)

Value Codc2 (J-P)

Value Method Codc3 (Q-W)

Type (e.g.

buy, sell, merger, redemption)

Buy

12. - Fresh Del Monte Produce Inc. Sold

'3. - Helen of Troy Limited Buy

'4. - Helen of Troy Limited Sold

'5. - Pacific Sunware Califlnc Buy

'6. - Pacific Sunwarc Calif Inc

- - --

Sold

Date: Value Gain Identity of Month- Code2 Code! buyerfseller Day (J-P) (A-H) (if private

trmsaction)

2120 J

7/10 K B

7/15 K

8/1 K A

8/15 K

912 K A

- Mitsubishi Tokyo Finl Group Inc Buy 914 K

'8. - Mitsubishi Tokyo Finl Group

9. - Ethyl Corp.

00. - Allianz Ag-Dr

01. - Allianz Ag-Dr

02. - Chesapeake Energy Corp.

03. - Chesapeake Energy Corp.

04. - Sinopec Beijing Yanhua Petrochemical

05. ames C. Mahan JTWORS**

06. - Fleming Companies

07. - Fresh Del Monte Produce, Inc.

08. - Fresh Del Monte Produce, Inc.

Sold

Buy

Buy

Sold

Buy

Sold

Buy

Dividend K -

Buy

Buy

Sold

9/19 J A

9/30 K.

10/30 K.

1218 K A

1219 K

12119 K A

12131 K.

516 J

713 K

8126 K B

I. lncome/Gain Codes: A - Sl,000 or less B =SJ ,001-$2,500 • S2,50lcSS.OOO· . • $5,001-SlS,DOO = Sl5,00l-S5D,OOO

· (See Colunms Bl and D4 F = S50,00l"SlOO,OOO G "'. Sl00,001-$1,000;000 Hl = Sl,000,001-$5,000,000 H2 =Moi-e than $5,000,000 . '

2:. Value COdcs: J = SlS,000 odess = s1s;o01.:Sso,ooo · = $50,001-SIOO;OOO M =.S100;001-S250,000 . . · .

(See Columns Cl and 03) = $250, 000:-SS00,000 0 = $500,001-Sl,OOO;OOO Pl ., Sl,000,001-SS,OOO,OOO P2 =·S5,DOO,OOl-S25,000,000

P3. = S25;000.001.sso,ooo,ooo P4- = SMore than SS0,000;000

J: Value Method Codes Q =AppraiSal R = Cost (Real Estate Only} =Assessment T - Cash/Market

(See Column C2) u =Book Value =Other w =Estimated

A.

A

u

B.

(1)

B

G

K

0

R

v

disclosme

(4)

- --

--

D E

M

P2

t?lNAl'f CIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

tiage 7 of 7 MAHAN, James C 5/1212004

1JI. INVESTMENTS and TRUSTS - income, value, tmnscations (includes those ofdle spouse and dependent children See pp. 34-57 of filing instructiODS.}

-

Description of Assets (including trust assets)

-

- Place "(X)" ailm' each asset exempt from prior disclosure

l09. - Fresh Del Monte Produce, Inc.

llO. - Fresh Del Monte Produce, Inc.

l 11. - Fresh Del Monte Produce, Inc.

l 12. - Fresh Del Monte Produce, Inc.

l 13. - Fresh Del Monte Produce, Inc.

114. - Sears Roebuck & Co.

- - -

Income during reporting period

Amount Code I (A·H)

(2)

Type (e.g.div. rent. or int)

c. Gross value at end of reporting period

(1)

Value Code2 (J-P)

(2)

Value Method Codel {Q-W)

D. TnmsactiODS during n:porting period

(1)

Type (e.g. buy, sell, merger, redmq>tion)

Buy

Buy

Sold

Buy

Sold

Buy

(2) Date: Month-Day

9126

9130

10/4

10n

11/l

11/6

If not exempt from

(3) Value Gain

Codc2 Code! (J-P) (A-H)

K

I

K B

K

K A

K

(S) Identity of buyer/seller (ifprivate transaction)

- $1.00l-S2.500 c - $2,501,.$5,000 • $5;001-SJS;OOO = SIS,OOl-SS0,000 1. Income/Gain Codes; = $1, 000 or less ·--'--

.·· (SCe Columns Bl and04) F = SS0,001-$100,000 = s100,00H1.ooo,ooo HI =$1,000,001-:SS,OOO,OOO H2 "'More_ thanSS,000,000.

· 2. Valiie;Codes: l $15,000 orlessc ;. $15,001-$50;000 L -ssil,OOhSl00,000 . ·. ;.; SJ00,001-$250,000

-(SeeColnmns Cl .and 03) N = S250,000-S500,000 = $500,001-Sl,OOO,OOO Pl -s1,ooo,001..ss,00o,ooo = S5,000,001-S25,000,000

P3 = m;ooo.001-sso;ooo,ooo P4 =SM than$50,000;ooo

3. Value Method Codes s Cost (Real Estate Only) s = Assessment T Cash/MarketQ =Appraisal =

(See Column C2) =Book Value =Other w =Estimated

.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

MAHAN, James C 5/12/2004

(Indicate part ofReport.) vm. ADDIDONAL INFORMATION OR EXPLANATIONS

*•• Inadvertently-omitted from 2002 Financial Disclosure Report

u:t:ff

NOTE: . BE SUBJECTTOCIVILAND CRIMINAL SANCTIONS (SU.S.C. app. § 104)

("$,

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

MAHAN, James C

Date of Report

5/1212004

IX. CERTIFICATION.

I certify that all illformation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belie±: and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure .

. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro.visions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference r_egulations.

Date

FALSIFIES ORF AILS TO FILE nns REPORT MA y

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commitu?e on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544