non-conscious representations and their role in the construction of conscious experience
TRANSCRIPT
Brain Sci. 2012, 2, 1-21; doi:10.3390/brainsci2010001
brain sciences ISSN 2076-3425
www.mdpi.com/journal/brainsci/
Review
Why the Brain Knows More than We Do: Non-Conscious Representations and Their Role in the Construction of Conscious Experience
Birgitta Dresp-Langley
Centre National de la Recherche Scientifique, UMR 5508, Université Montpellier, Montpellier 34095,
France; E-Mail: [email protected]; Tel.: +33-(0)4-67-14-45-33;
Fax: +33-(0)4-67-14-45-55
Received: 16 November 2011; in revised form: 12 December 2011 / Accepted: 20 December 2011 /
Published: 27 December 2011
Abstract: Scientific studies have shown that non-conscious stimuli and representations
influence information processing during conscious experience. In the light of such evidence,
questions about potential functional links between non-conscious brain representations and
conscious experience arise. This article discusses neural model capable of explaining how
statistical learning mechanisms in dedicated resonant circuits could generate specific
temporal activity traces of non-conscious representations in the brain. How reentrant
signaling, top-down matching, and statistical coincidence of such activity traces may lead
to the progressive consolidation of temporal patterns that constitute the neural signatures of
conscious experience in networks extending across large distances beyond functionally
specialized brain regions is then explained.
Keywords: non-conscious representation; temporal brain activity patterns; top-down
matching; reentrant signaling; resonance; conscious experience
1. Introduction
During early childhood, our brain learns to perceive and represent the physical world. Such
knowledge is generated progressively over the first years of our lives and a long time before we
become phenomenally conscious of the Self and its immediate or distant environment [1]. Statistical
learning, or the implicit learning of statistical regularities in sensory input, is probably the first way
through which humans and animals acquire knowledge of physical reality and the structure of
continuous sensory environments. This form of non-conscious learning operates across domains,
OPEN ACCESS
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across time and space, and across species, and it is present at birth when newborns are exposed to and
tested with speech stream inputs [2]. Conscious experience kicks in much later in life, involving
complex knowledge representations that support conscious thinking and abstract reasoning [3–5]. How
is information represented and processed in the brain to enable such experience? To be able to answer
this question, we need to understand how structured knowledge can be represented in neural circuits.
Brain representations have been conceptually divided [6–8] into functionally segregated conscious
and non-conscious worlds generating different forms of cognition and awareness. How the different
cognitive worlds interact to produce successful adaptive behavior at the least possible cost is not known,
but a large number of studies have shown that non-conscious brain processes influence perceptions and
representations embedded in ongoing conscious experience. Non-conscious brain processes have the
capacity of encoding vast amounts of information relative to complex events of the physical world
through multiple interdependent sensory channels at any given moment of time. Conscious processing,
on the other hand, is extremely limited in capacity, which explains why most of our knowledge of the
world is generated outside consciousness [9]. Whenever we consciously remember, decide, or act, our
brain seems to “know” far more about what we are doing and why we are doing it than our conscious
experience is able to consider. It appears that, as a result of evolutionary pressure and selection, the
human brain has achieved to govern complexity at the least possible cost by selectively allocating
resources, at the level of our sensations, emotions, decisions, and actions.
Theoretical models have tried to explain how such a selective process may work by suggesting that
non-conscious sensorial and representational processes interact, through working and long-term memory,
to generate brain learning and, ultimately, enable conscious experience [10–13]. Some of these have
defended the idea that non-conscious signals and memory representations are selectively made available
to conscious experience on the basis of temporal coincidence of representations at a given moment in
time. This would involve neural mechanisms that match distributed signals from non-conscious and
conscious levels of brain processing into time dependent representations of knowledge and events. On
the grounds of functional hypotheses of these and earlier theories [14–16], it is possible to clarify some
major functional implications of non-conscious brain representation for the generation of conscious
experience: (1) Only non-conscious brain processes have enough capacity to process the complex
cross-talk between signals originating from various simultaneously activated and functionally specific
sensory areas; (2) The temporal signatures of conscious experience are formed and consolidated in
reverberating interconnected neural circuits that extend across long distances and well beyond
functionally specific brain regions; (3) This is achieved though the matching of coincident neural
activity traces of non-conscious memory representations; (4) The temporal signatures of conscious
experience are independent from spatial brain maps and remain available after destruction of the
specific functional circuits through which they have been originally formed.
The following section presents evidence which supports the general idea defended here that
non-conscious brain representation enables a selective process for either making representations
accessible to, or suppressing them from, immediate consciousness. Then, Section 3 introduces some of
the major functional assumptions of a brain model capable of explaining how such a selective process
could work, and Section 4 clarifies how temporal neural signatures of conscious experience could be
generated on the basis of non-conscious brain processing. In Section 5, a conclusion and further
perspectives are given.
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2. Non-Conscious Perception Influencing Conscious Cognition and Action
Non-conscious processes in emotional, perceptual and cognitive function cover a wide range of
observations, such as subliminal psychodynamic activation and non-conscious perception in hypnosis,
subliminal semantic priming, effects of stimuli that are not consciously perceived on recognition
processes, implicit learning, the perceptual integration of subliminal luminance or color targets , and
phenomena of blind-sight in patients with striate cortical lesions, non-human primates, and normal
observers Subliminal psychodynamic activation or SPA [17] describes behavioral effects where the
exposure to subliminally presented, drive-related stimuli results in a positive change in the emotional
and mental state of human observers [17,18]. So-called “symbiotic” imagination or fantasies, where
comforting internal representations are triggered by comforting subliminal stimulation, for example,
are key issues here. Results from clinical studies have shown that subliminal verbal messages designed
to induce such symbiotic fantasies and administered under double-blind quasi-experimental conditions
significantly reduce anxiety levels and raise the motivation of psychiatric patients such as drug
abusers [19]. Follow-up examinations furthermore revealed that the experimental patient groups who
received treatment with the subliminal stimuli reported more dreams containing positive symbiotic
events than the controls. It is emphasized that the non-conscious character of the stimuli in subliminal
psychodynamic activation (SPA) is critical: effects produced under conditions where observers are
unaware of the nature and content of the stimuli were found to be significantly stronger than those
produced by the same stimuli presented at supraliminal levels [20]. Explanatory models of SPA effects
suggest that supraliminal stimuli lose some of their power to produce the desired effects on internal
representations because subjects perceive them as part of an externally administered procedure [21]. In
other words, stimulus awareness would in this case diminish the organisms’ capacity for responding
efficiently to drive- and affect-related stimuli. Some restricting effect of awareness on psychodynamic
responsiveness is widely believed to diminish the efficiency of relaxation techniques that combine
soothing music with verbal suggestions, which has lead to the sustained use of subliminal suggestions
combined with soft music in relaxation therapy. Experimental studies have shown that the most
efficient combinations appear to be indeed those where soft music is presented together with verbal
stimuli of intensities below the level of conscious perception [22].
Theory and findings regarding SPA effects have received critical feed-back raising issues relating to
the appropriateness of control and threshold stimuli in the various experiments [23,24], the possible
need for physiological indicators of anxiety reduction such as the subject’s heart rate in addition to
the psychological measures [25], and questions about the need for neutral, i.e., neither drive- nor
affect-related, stimuli to establish individual subjective thresholds for SPA [26]. However, quantitative
and qualitative reviews and meta-analyses of research conducted over the years lead to the conclusion
that the major findings remain statistically significant [27]. Partial-cue hypotheses, which suggest that
some structural cues in subliminal stimuli might be directly available to consciousness and therefore
explain SPA effects, have been put into question [20].The implications of the initial observations
for cognitive science remain the same: conscious processing interferes with responding optimally to
drive- and affect-related stimuli.
Hypnosis and hypnotic suggestibility are phenomena that are not yet fully understood scientifically,
but merit nonetheless attention. Hypnotic induction is not as such a subliminal process since the
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psychodynamic effects in this case are mediated via essentially supraliminal verbal suggestions.
Hypnotic phenomena may reflect states of altered consciousness [28], and the degree to which a
human individual may respond to hypnotic suggestions is referred to as hypnotic susceptibility, which
can be accurately predicted on the basis of psychometric tests such as the Waterloo-Stanford Group
Scale of Hypnotic Susceptibility [29,30]. Hypnotic susceptibility is an estimate of the ability of a man
or a woman to enter some trance-like state where overall awareness is shifted away from the general
context and environment, and focused on the symbiotic fantasies induced by the hypnotic (verbal)
suggestions of an expert clinician. Hypnotic suggestibility in young men and women has been shown
to be significantly enhanced following application of weak (one micro Tesla) burst-firing magnetic
fields for 20 min over the temporal-parietal lobes of the right hemisphere [31]. This suggests that the
signatures of the low-frequency magnetic fields contain bio-relevant information which directly affects
the neural processes underlying hypnotizability. Positron emission tomography (PET) measures of
regional cerebral blood flow and electroencephalographic (EEG) measures of brain electrical activity
have shown that specific patterns of cerebral activation are associated with the hypnotic state and
the processing of hypnotic suggestions [32]. Another PET study comparing highly susceptible males
with an additional ability to hallucinate under hypnosis, so-called “hallucinators”, to other highly
hypnotizable “non-hallucinators” revealed that a specific region in Brodman area 32 was activated in
the group of “hallucinators” when they heard an auditory stimulus, or when they merely hallucinated
hearing it under hypnosis [33]. Such activation was absent when the “hallucinators” merely imagined
hearing the tone, and in all “non-hallucinators” regardless of experimental condition.
Measurable consequences of hypnosis intervention on cognitive function were also reported. With
highly susceptible observers, hypnosis may produce an inhibition of correct responses in perceptual
tasks with conflicting stimuli [34], correlated with significant changes in cortical evoked potentials.
Effects of hypnotic susceptibility on auditory event-related potentials (AERPs) were found in
observers who were instructed to ignore tones while accomplishing some other task, such as reading a
novel. The highly hypnotizable subjects revealed different AERP amplitudes and latencies when
ignoring the tones, and were significantly slower in responding to the not-to-be-attended stimuli
compared with less susceptible subjects. This suggests that highly hypnotizable humans may have a
greater ability to shift awareness towards relevant stimuli and away from irrelevant ones [35].
Furthermore, specific hypnosis techniques such as suggested selective deafness or selective
visualization appear to influence learning processes in the desired direction, which means that subjects
under hypnosis are able to eliminate from consciousness exactly what they are told to [36].
A particular example showing how supraliminal perceptions or representations may become
subliminal through guided shifts in awareness induced by hypnotic suggestions is the hypnotic control of
physical pain, or hypnotic analgesia [37,38]. Research on hypnotic analgesia has grown substantially
in recent years and helped to develop strategies for acute and chronic pain management in the private
and public domains. Although it is often difficult to distinguish facts from artifacts such as placebo,
current knowledge points towards the general agreement that pain and distress perception is
significantly lowered through hypnosis, in acute as well as chronic pain patients with high hypnotic
susceptibility [39]. Recent scientific studies have investigated the effect of hypnotically induced
obstructive fantasies, targeted at eliminating painful stimuli from consciousness. The results showed
significantly higher pain and distress tolerance, significant changes in EEG amplitude, and a significantly
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reduced heart rate [40] in highly susceptible individuals subjected to painful electrical stimulation under
hypnosis. Target specific amplitude peaks in response to somatosensory stimuli were found significantly
reduced in subjects with high hypnotizability in a pain target detection task [41]. Apart from the possible
implications for clinical research, these effects of hypnosis suggest that perceptions and representations
embedded in ongoing awareness can be selectively eliminated from consciousness [38].
Effects where a person’s conscious feelings, judgment, or choices are changed by non-conscious
processing of images or messages have also been reported. Such is supposed to happen every time
when we watch television or look at colorful adverts in a magazine or in the street [42]. In a BBC
broadcast study by Underwood [43], faces were flashed subliminally within the program for about
20 ms in a restricted part of the network region. Immediately after the broadcast, TV viewers were
invited to make a judgment by telephone about a neutral, supraliminal face image that expressed no
emotion. Judgments were made by telephoning one of two numbers (1 or 2) indicating “sadness” or
“happiness”. Statistical analyses of the phone call responses revealed that viewers who received a
subliminal smiling face in the broadcast were less likely to judge the neutral face as being happy than
were those viewers who were not exposed to the subliminal image in the program. Underwood
suggested that this effect could be explained in terms of a contrast effect, where the neutral expression of
the supraliminal image is interpreted as “sadder” than the smiling subliminal image. However, the
broadcast study provided no information as to whether the so-called subliminal frames may have been
perceived in some cases. Attempts to replicate the results of the broadcast study under laboratory
conditions did not yield findings unambiguous enough to allow for a clear conclusion. Emotional
priming is often difficult to control and depends on a variety of factors, ranging from the graphic quality
of the material presented to the general mood of a given individual subject at a given moment. It can
therefore be expected that, when priming people with emotions, both contrast and assimilation effects
may occur. Also, some stimuli may have a particular status in subliminal emotional priming [44] given
that differences in the detection thresholds of different subliminal images or stimuli were reported,
with the lowest thresholds for the subjects’ own name and images of happy faces. Results from other
studies [45] suggest that subliminally presented pictures of angry faces may yield stronger emotional
responses compared with images of non-consciously perceived happy faces, especially in men. Some
of the apparent inconsistencies in results from experiments designed to influence emotional responses
through non-conscious stimuli have fed the feathers of those eager to dismiss such evidence altogether.
However, we must bear in mind that emotional cognition depends on a variety of epigenetic variables,
such as personal experience and culture, and that results can be expected to vary considerably as a
function of the latter.
Research on the influence of non-conscious perception on cognitive processes such as recognition,
memory, and learning harks back to the experimental studies by Marcel, who investigated effects of
visual masking on word recognition. These early findings [46] showed that conscious processing of
visual objects is not necessary for their subsequent recognition, motivating further studies on subliminal
semantic priming, where clearly visible targets are preceded by non-perceptible stimuli, so-called primes.
Non-conscious primes have been found to directly influence the conscious processing of supraliminal
targets. For example, near-threshold visual primes in a memory task significantly increases the recall
of items that are not recalled when presented without the primes, despite the fact that the reported
“feeling of knowing” of observers did not change between the two experimental conditions [47].
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Non-conscious processing therefore effectively supports conscious representation without individuals
being aware of the immediate behavioral outcome. In experiments where subjects had to classify visually
presented words (targets) into semantic categories, significant effects of semantically congruent
non-conscious primes, producing significantly lower error rates, were reported [48]. The prime words
were rendered undetectable through masking and brief exposure durations between 17 and 50 ms, and
observers were instructed to respond within a narrowly restricted time window. The magnitude of
priming effects as a function of prime visibility [49] has been investigated using linear regression
analysis, showing that conscious semantic representation is particularly facilitated by non-conscious
primes, suggested by the results of a multitude of studies on memory without awareness [50,51].
Neurophysiological studies have provided insight into the brain correlates of semantic priming, using
a combination of behavioral task and brain-imaging technique [51]. It was shown that non-conscious
prime stimuli have a measurable influence on the electrical and hemo-dynamic characteristics of brain
activity. Other functional neuro-imaging studies have investigated brain correlates of the so-called “mere
exposure effect” [52–54]. The latter describes observations where mere pre-exposure to visual objects
that are not identifiable beyond the chance level is sufficient to significantly influence subsequent
preference and memory recall of consciously perceived objects. The “mere exposure effect” may thus
be seen as a variation of subliminal semantic priming since it suggests, like priming effects in word
recognition, that non-conscious processing impacts on conscious memory judgments. In groups of
subjects making memory and preference judgments about consciously perceived objects after previous
exposure to subliminal stimuli, specific neural activities in the right lateral prefrontal cortex associated
with the implicit memory retrieval process were identified [55]. The data appear consistent with
earlier evidence for right lateral prefrontal activation during implicit behavioral guidance without
awareness [56], and have been interpreted in terms of a particular memory system operating outside
consciousness. Subjects were not aware that they had been exposed to their preferred or correctly
recalled objects before, whereas their brains had processed the subliminal information effectively.
Associative learning without conscious report has been tagged by specific temporal patterns of
event-related potentials (ERP). ERP activities triggered by aversive responses (shock-versus-no-shock
aversive conditioning) to non-consciously perceived faces were compared to activities triggered by
aversive responses to consciously processed faces [57]. Specific temporal activity patterns indexing the
acquisition of a conditional response to the non-consciously processed faces were found, supporting
the idea that brain traces of classical conditioning are formed in circuits that control non-conscious as
well as conscious behavioral processes or experience. Visual perceptual learning experiments have
shown that subliminal presentation of one of two contingent signals in a choice reaction time task
yields the same learning performance as presentation of two consciously perceived contingent signals
while subjects were unable to recall the nature of the non-consciously induced contingencies after
learning [58]. Similarly, non-consciously induced auditory affirmations embedded in soft background
music have been found to influence the learning and conscious recall of semantically ordered lists [59].
Subjects who were exposed to subliminal voice input did significantly better in recalling items from
the lists than controls.
Evaluative conditioning is a particular case of emotional priming. Changes in emotional responses
to stimuli that are supposed to be affectively neutral at the beginning can be primed in either a positive
or negative direction, as in the controversial experiments by Underwood mentioned earlier here, by
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introducing a subliminal associative stimulus. After repeated association with stimuli carrying strongly
negative or positive emotional connotations, the initially neutral stimuli then elicit emotionally biased
responses. Some studies using evaluative conditioning have shown that the conscious evaluation of
objects judged “neutral” at the beginning changed towards “negative” or “positive” judgments after a
series of trials where the presumed neutral objects have been associated repeatedly with either a
positive or negative, non-consciously perceived stimulus [60]. Such observations have been interpreted
in terms of subliminal contingency learning through interactions between non-conscious emotional
responses and conscious decisions about “good” and “bad”, or values and norms in general. Whether
or not non-consciously perceived emotional stimuli suffice to produce reliable, firmly consolidated
contingency learning has been put into question by results from more recent experiments. For example,
item-based analyses of responses to individual stimuli from several experiments have led to the
conclusion that consistent evaluative conditioning only emerges when, in the course of the learning or
valence acquisition process, subjects are made aware of the nature of the contingency between a
neutral stimulus and an emotionally biased, positive or negative, associated stimulus [61]. Weaker
effects from previous studies with merely subliminal contingencies [60] may partly be explained by
factors such as inter-individual differences in attention or readiness to respond. However, valence
acquisition through repeated contingency priming is a rather particular learning process, where initially
undetermined or ambiguous emotional representations can shift towards strongly biased ones in either
of two strictly opposite directions. To achieve stable output from such learning may require conscious
control at critical moments, and the more recently reported necessity of momentary contingency
awareness [61] may reflect a mechanism that fulfills an important functional role in the consolidation
process, as will be explained in the following chapter in the light of the model proposed here.
Accounting for the effects of non-conscious sensory stimuli on conscious behavior requires making
a clear distinction between the sensory threshold, that is the psychophysical or statistical threshold for
the detection of a stimulus as defined by Signal Detection Theory [62], and other thresholds for the
semantic processing of stimuli, such as recognition or identification thresholds. A subliminal sensory
signal or stimulus is defined as a signal with intensity levels below the psychophysical detection
threshold. During exposure to a psychophysically subliminal stimulus in a visual task, a human observer
may sometimes be aware of the fact that he/she may have seen something, but will not be able to say
what it was, or be unaware of other specific characteristics. The influence of subliminal signals on the
spatial and temporal integration of contrast stimuli has been investigated psychophysically for a long
time [63,64], showing that non-conscious signals influence conscious vision. Electrophysiological
studies have shown significant event-related brain responses to subliminal visual stimuli [65], where a
specific signal component could be assigned to the processing of a non-conscious visual target.
Evidence for a shift from non-conscious to conscious sensory processing as a function of visual
context has been found in psychophysical experiments with supraliminal contrast lines and subliminal
contrast targets collinear with the lines. In these experiments, small vertical contrast lines (targets) had
to be detected at fixed locations. In some conditions, the targets were presented together with a clearly
visible, spatially separated collinear line (context); in others, the targets were presented alone (no
context). While the contrast intensities of these targets were mostly subliminal, or non-detected
without the context, they became detectable when presented with the context [66–68]. Subliminal color
targets were also found to become detectable when presented together with consciously perceived
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colored lines or edges, but needed longer exposure durations for the effect to occur compared with
achromatic versions of the same stimuli [69,70]. Brain correlates of this phenomenon have been
identified in the visual cortex of a wakeful behaving monkey accomplishing a similar psychophysical
detection task [71], where neural activities triggered by targets were found to be increased by the
presence of a clearly visible, spatially separated, collinear line, and diminished by the presence of a
perpendicular line. These studies have led to identifying the underlying neural mechanisms in terms of
long-range interactions, suggesting that the latter may be involved in generating interactions between
conscious and non-conscious visual signals.
However, neural pathways other than those projecting to striate cortex seem to be involved in
generating the non-conscious processing of visual signals. In patients with cortical blindness caused by
lesions to their primary visual cortex (striate cortex V1), residual responses to visual objects are found
while observers are unable to report what they actually see [72]. Such patients accurately detect
monochromatic visual stimulus patterns, can discriminate direction of movement as well as orientation
of stimuli in their “blind” fields, and are able to discriminate the wavelength of chromatic stimuli in
the absence of any consciously acknowledged perception of color [73]. Whether the loss of all
conscious vision is an inevitable consequence of striate cortical destruction has remained unclear.
Patients with homonymous right hemianopias tested in tasks designed to assess their perception of
visual objects presented within the blind field were capable of making appropriate preparatory manual
adjustments (reaching and grasping) and seemed able to consciously process structural and semantic
characteristics of such objects [74]. Monkeys with unilateral removal of V1 preserve residual visual
capacity in the sense that the animals can still detect and localize visual signals in their affected
hemifields, but do not seem to be able to identify the nature of these signals [75]. Non-conscious visual
processing thus influences conscious action in humans [76] as well as animals.
3. The Functional Role of Non-Conscious Representation
Non-conscious brain processes are presumed to have the capacity of processing a majority of
incoming signals and to hold them available for further processing, after selection, at the conscious
level, which is limited in capacity [10,12,13]. Visual search studies have shown that observers search
faster and are more efficient when they are not conscious of what they need to be looking for [77]. It
also has been shown that non-conscious information processing is not only faster, but also capable of
generating multidimensional knowledge of interactive relations between variables that are too
sophisticated to be processed consciously [78]. A great deal of human decision making in everyday life
occurs indeed without individuals being fully conscious of what is going on, or what they are actually
doing and why. Also, human decisions and actions based on so-called intuition are quite often timely
and pertinent and reflect the astonishing ability of the brain to exploit non-conscious representations
for conscious action, effortlessly and effectively. Non-conscious representation is aimed at reducing
complexity at the level of conscious processing. It enables the brain to select, from all that it has learnt
about outer and inner events, only what is needed for producing a meaningful conscious experience.
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3.1. Adaptive Resonance and Brain Learning
Adaptive resonance theory [14] conceives the brain as a knowledge generating machine with
multiple, parallel distributed unit structures. It has given valuable conceptual support for thinking
about how different processing levels may produce coherently organized knowledge structures, how
context-sensitive adaptive learning may generate non-conscious representations, and how these
latter can be made available to conscious experience at a given moment in time, generating
meta-representations of knowledge that become embedded in a single conscious experience. In neural
networks, cells can become subliminally active when they receive priming signals that sensitize or
modulate their actual response or responsiveness by preparing them to react more quickly and
vigorously to subsequent bottom-up inputs that match the priming signals [79]. Perceptual knowledge
of a visual environment, for example, would require that subliminal mechanisms be present in every
cortical area wherein learning can occur, since without such mechanisms, any learned knowledge
would be rapidly degraded and subject to what Grossberg [14] refers to as “catastrophic forgetting”.
Neural network models specifically developed to account for subliminal priming effects [80] suggest
modifications of neural reaction times to subsequent inputs, according to whether or not there are
traces of subliminal processing of earlier input. Such models use parallel processing modules, or cell
assemblies, with different lateral connectivity and output functions. Their functional properties are
consistent with the hypothesis that the human brain uses parallel codes for the representation of
contents or knowledge, and that these codes generate a conscious state when the discharges of
functionally related neurons match in the domain of knowledge and in the domain of time.
Non-conscious brain mechanisms would serve the purpose of boosting relevant bottom-up signals and
suppressing irrelevant signals at the appropriate time, and thus lead to a constant updating of current
representational knowledge outside consciousness. Temporal summation at dendrites of hippocampal
neurons in the rat [81], obtained with a technique where the strengths, sites, and timing of dendritic
inputs can be controlled with precision, reveal that the temporal integration of synaptic inputs can
readily switch between subthreshold and suprathreshold summation. This seems to suggest that active
conductance in concert with passive cable properties in biological neural networks may serve to boost
coincident synaptic inputs and to attenuate or suppress non-coincident inputs. Such properties of
synaptic transmission could be exploited by brain mechanisms to generate interactions between
specific, temporally related subliminal and supraliminal signals.
Earlier cognitive theories had suggested that perceptions and sensations may feed into functionally
separate processing streams, operating within or outside consciousness [7,82]. Kihlstrom [6], in
particular, suggested that conscious processing is functionally dissociated from perceptive-cognitive
functions such as discriminative responses to sensory input, perceptual skills, memory, and higher
mental processes involved in decision making, judgment and problem solving. On this basis, he
proposed taxonomies for what he referred to as “the cognitive unconscious”. Kihlstrom emphasized
that humans seem to be able to perform cognitive analyses on information which is not itself accessible
to awareness by means of automatic and unconscious procedural knowledge. He suggested a tripartite
division of the “cognitive unconscious” into “truly unconscious”, “preconscious”, and “subconscious”
parallel processes. These three would run in parallel with a “truly conscious” processing stream that
generates declarative knowledge structures. Kihlstrom’s theory suggests four parallel processes to
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account for the ways in which the brain generates knowledge. Mechanisms that would explain how the
brain passes from one level to another are not suggested.
The idea of a strict functional segregation between the cognitive unconscious and conscious
experience may have to be reconsidered. The brain appears to process information through circuits
which interact at multiple levels of integration and across large distances in the brain, well beyond
intrinsic functional specialization [83–87]. It seems plausible to suggest that subliminal perceptual
input is processed and represented in all areas of the brain capable of generating resonant interactions,
where subliminal representations are made temporally available to conscious experience on the basis
of mechanisms detecting coincident representations. Representations embedded in conscious
experience can then also be temporally suppressed on the basis of these same mechanisms. One of the
problems with such a conceptual framework consists of explaining how subliminal input traces can be
processed and stored in neural structures without interfering with ongoing processing or, more
importantly, without destroying or changing representations that are already stored.
3.2. Non-Conscious Representation Matching
Attempting to solve this problem, Grossberg [14] defined specific functional principles for the
generation of non-conscious representations in resonant circuits of the brain. These functional
principles exploit two mechanisms of neural information processing, referred to as bottom-up
automatic activation and top-down matching.
(1) Bottom-Up Automatic Activation is a mechanism for the processing and the temporary
storage of perceptual input outside conscious experience. Through Bottom-Up Automatic
Activation, a group of cells within a given neural structure becomes supraliminally active
whenever it receives the necessary bottom-up signals. These bottom-up signals may or may
not be consciously experienced. They are then multiplied by adaptive weights that represent
long-term memory traces and influence the activation of cells at a higher processing level.
Grossberg [14] originally proposed Bottom-Up Automatic Activation to account for the way
in which pre-attentive processes generate learning in the absence of top-down attention or
expectation. It appears that this mechanism is equally well suited to explain how subliminal
signals may trigger supraliminal neural activities in the absence of phenomenal awareness.
Bottom-Up Automatic Activation generating supraliminal brain signals, or representations
with adaptive weights near or at zero, would be a candidate mechanism to explain how the
brain manages to process perceptual input that is either not relevant at a given moment in
time, or cannot be made available to conscious processing because of a lesion in the circuitry,
as in vision without consciousness for example.
(2) Top-down Representation Matching is a mechanism for selectively matching bottom-up
representations of incoming signals to learnt memory representations. Subliminal
representations may become supraliminal when bottom-up signals or representations are
sufficiently relevant at a given moment in time to activate statistically significant matching
signals. These would then temporally match the bottom-up representations (coincidence). A
positive match confirms and amplifies ongoing bottom-up representation, whereas a negative
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match tends to invalidate ongoing bottom-up representation [14]. Top-down matching thus
may be conceived as a selective process where non-conscious representations become either
embedded in, or remain temporarily inaccessible to, conscious experience.
The matching rules address the so-called attention-pre-attention interface problem [14] by allowing
pre-attentive (bottom-up) processes to use some of the same circuitry that is used by attentive (top-down)
processes. This would help stabilize cortical development and learning. Top-down matching in its most
general sense generates feed-back resonances between bottom-up and top-down signals to rapidly
integrate brain representations and hold them available for a consciousness experience at a given moment
in time. Non-conscious semantic priming can be explained on these grounds. Statistically significant
positive top-down matching signals produced on the basis of strong signal coincidences would explain
why subliminal visual representations become consciously perceived when presented simultaneously
with a specific context, especially after a certain amount of visual learning or practice [88]. Conversely,
significant negative matches produced on the basis of repeated discrepancies generating strong negative
coincidence signals could explain why a current conscious representation is suppressed and replaced
by a new one when a neutral conscious representation is progressively and consistently weakened by
association with a strongly biased representation, as in evaluative conditioning and contingency
learning [60,61]. The above mentioned functional properties require long-range connectivity of cortical
circuits capable of generating what Edelman [4] called “reentrant signaling”. Bottom-up representations
activating specific structures of such circuits, but not producing sufficiently strong matches to
long-term memory signals, will remain non-conscious. Strong positive top-down matching of selected
representations will compete with weaker or negative matches and, ultimately, produce their
suppression from an ongoing conscious experience, as for example in psychodynamic suppression,
where sudden conscious integration of new input interferes with the ongoing conscious processing of
other stimuli. Also, specific instructions telling subjects what to expect or what to attend to can thereby
generate top-down expectation signals strong enough to inhibit matching of other relevant signals
at the same moment in time, as for example in the hypnotic control of physical pain. Strong negative
top-down matching reflects a competing process, generating output of the opposite sign, i.e., a negative
instead of positive coincidence index. Results from certain observations in motor behavior, which
operates mostly outside awareness [89], highlight potential implications of negative top-down
matching for conscious control in learning processes with conflicting intermediate output. For
example, it has been shown that individuals may become aware of unconsciously pursued goals of a
motor performance or action when the latter does not progress well, or fails [90]. This could reflect the
consequence of repeated negative top-down matching of the non-conscious bottom-up goal
representation and top-down expectation signals in terms of either memory traces of previous success,
or representations of desired outcome. Repeated and sufficiently strong negative matching signals
might thereby trigger instant awareness of important discrepancies between expectancy and reality. In
contingency learning where an expectedly neutral stimulus is repeatedly associated with a biased one,
conscious control might be necessary to reinforce and consolidate new representations of the neutral
stimuli. Subliminal exposure to a biased associative stimulus without contingency awareness might fail
to produce such consolidation because the negative matching signals may in this case not be strong
enough to outweigh the old representation. It is, indeed, likely that conscious control in any learning
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under conditions of high uncertainty fulfills an important adaptive function that has evolved in
response to pressure from a steadily changing environment.
4. How Does the Brain Link Non-Conscious Representations to Generate Conscious Experience?
Dresp-Langley and Durup [13] suggested that non-conscious representations are linked to conscious
experience through coincidences of neural activity patterns in resonant brain circuits. The term
representation is defined here as by Churchland [91] in terms of patterns of activity across groups of
neurons which carry information. Such patterns of neural activity are described by signals distributed
across time and forming unique sequences. They constitute the potential temporal signatures of
conscious experience.
4.1. The Temporal Signatures of Conscious Experience
Several approaches have suggested functional properties to explain how groups of neurons could
produce specific temporal signatures through timing-dependent mechanisms where bottom-up
processing is represented by the temporal firing activity of a specific coding assembly for a specific
temporal window or duration. The activity traces of long-term memory representations would then
consist of unique combinations of many such temporal sequences [15], generated within reentrant
circuits of neurons with widely extending long-range connections. Dresp-Langley and Durup [13]
proposed that, whenever such memory traces generate significant reentrant matching signals in the
dedicated resonant circuitry, a conscious experience is triggered, and its unique temporal signature is
“printed” in the brain. This signature remains potentially available for a new conscious experience, and
can be retrieved again through top-down matching.
John [12] suggested that a conscious experience may be identified with a brain state where
information is represented by levels of coherence among multiple brain regions, revealed through
coherent temporal firing patterns that deviate significantly from random fluctuations. These
assumptions are consistent with the idea of stable and perennial temporal signatures of conscious
experience. These latter arise from temporal interactions between non-conscious representations and
are preserved when spatial remapping or cortical reorganization takes place. Empirical support for this
theoretical framework comes from evidence for functional links between electroencephalographic
activities and consciousness [92]. A temporal activity index signaling coherent firing patterns
(coherence index) was computed, and found to change significantly with increasing sedation in
anesthesia, independently of the type of anesthetic [93] Decreasing temporal activities were reported
when doses of a given anesthetic were increased. Characteristic temporal activity patterns signaling
coherence occur across brain regions during focused arousal and during REM sleep, when the subject
is dreaming [94] They disappear in dreamless, deep slow-wave sleep, which is consistent with the
findings on deeply anesthetized patients, suggesting that the temporal brain signatures of conscious
experience are activated in dreaming, which is consistent with [95], who suggested earlier that dreams
and conscious imagination represent equivalent conscious experiences.
The temporal activity matching of non-conscious representations for the generation of conscious
experience results from intra-cortical reverberation and may correlate with brain mechanisms which
establish arbitrary but non-random departures from different functional regions or topological maps,
Brain Sci. 2012, 2
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which may be subject to functional re-organization. Thus, conscious experience is constructed on the
basis of selective matching of non-conscious representations. This requires reentrant brain circuitry,
long-range inter-cortical connectivity and, most importantly, functional plasticity. Such brain
properties should make it possible to retrieve any given temporal signature through any set of coding
cells. The neural basis of conscious experience is then identified with specific temporal properties of
resonant activity patterns, arbitrarily determined through brain learning.
4.2. Functional Implications of Long-Distance Reentrant Signaling
Reverberant circuits or loops in the brain have their own intrinsic functional topology [96,97] and
were found in thalamo-cortical [98] as well as in cortico-cortical pathways [99,100]. Reverberant
neural activity, or reentrant signaling, is a purely temporal process that generates feed-back loops in
the brain. It reflects an important functional property of the brain because without it, the conscious
execution of focused action would be difficult, if not impossible [101]. This has led to suggest that
consciousness relies on the extension of local brain activation to higher association cortices that are
interconnected by long-distance connections forming reverberating neuronal circuits extending across
distant perceptual areas. A major functional advantage of such long-distance reverberation would be
that it may enable the neural traces of non-conscious representations formed in functionally specific
circuits to travel well beyond their functional boundaries. Functional imaging studies have associated
conscious brain activity with the parieto-frontal pathways, others suggested occipital correlates [86,87].
What both these brain regions have in common, interestingly, is that they are protected from fluctuations
in sensory signals and therefore allow information sharing across a broad variety of higher cognitive
processes. We argue that such selective information sharing leads to a significant reduction in
bottom-up signal variations, which provides a clear functional advantage for the top-down matching of
non-conscious representations at the least possible cost in terms of information processing. Sorting out
highly complex cross-talk between signals from a multitude of different sensory channels is then no
longer necessary. Moreover, long-distance reverberation of neural activity traces across long-range
connections enables the functional segregation of spatial contents from their temporal traces, which
clarifies how a stable and precise brain code can be generated despite the brain’s highly plastic and
largely diffuse spatial functional organization and thereby resolves the stability versus plasticity
dilemma [14]. A candidate mechanism for explaining how this may work is signal de-correlation, an
important concept in neural network theory and systems theory in general. Signal de-correlation
reduces cross-talk between multichannel signals in complex systems while preserving other critical
signal properties and could therefore be an important aspect of selective brain processing, with an
undeniable adaptive advantage to any species having evolved such capacity [13].
4.3. Cortical Plasticity and Epigenetic Factors
A multitude of sensory, somatosensory, and proprioceptive signals can be perceived simultaneously
in a single conscious moment. The integration of such a variety of signals into a unifying conscious
experience originate relies on the temporal linking of non-conscious representations, which have to be
stable, yet, possess functional plasticity to enable the continuous updating of representations in
response to changes in context. This allows the brain to learn and integrate new facts, events, and event
Brain Sci. 2012, 2
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properties. Clinical observations and case studies of the “phantom limb” syndrome [102] are consistent
with the idea of a highly plastic functional organization of the brain. The phantom limb syndrome was
first mentioned in writings by Paré and Descartes, referred to and described in great detail by [103]. It
has been repeatedly observed in hundreds of case studies since. After arm amputation, patients often
experience sensations of pain in the limb that is no longer there. Experiments with such patients have
shown that about a third of them systematically experiences stimulations of the face as coming from
the phantom limb, with a topographically organized map that matches individual fingers of a hand.
Similar evidence for massive functional re-organization of somatotopic maps after digit amputations
has been reported since. For example, several years after dorsal rhizotomy, a region corresponding to
the hand in the cortical somatotopic map of the adult monkey brain can be activated by stimuli
delivered to the face [104]. It has been suggested that cortical remapping should be possible
everywhere in the higher brain, and massive functional plasticity [105] would explain how brain traces
of non-conscious representations remain available to conscious experience, even when the original
circuits which have built them are destroyed.
It seems that during brain learning, the progressive selection of coincident activity traces of
non-conscious representations builds some kind of access code for conscious experience. This is
achieved on the basis of purely statistical criteria and progressively leads to fewer and fewer
consolidated patterns for the increasingly complex signal coincidences the brain is to learn throughout
its epigenetic development. When we are born, all brain activity is more or less arbitrary, but not
necessarily random. During brain development, temporal activity patterns elicited by events in
biophysical time will be linked to a variety of particular conscious experiences in a decreasingly
arbitrary manner. Frequently activated patterns are progressively consolidated through a process of
developmental selection [4,13]. The idea of developmental selection of temporal signatures of
conscious experience resolves a critical problem in Helekar’s model [15], which fails to explain how
the non-arbitrary linking of non-conscious representations could work. Helekar seemed to be aware of
this problem and proposed a genetically determined linkage which is, however, inconsistent with the
fact that brain learning is experience dependent and, despite universal principles and prewired
functions, strongly influenced by epigenetic factors. Helekar’s elementary, experience-coding temporal
activity patterns are generated by prewired subsets of neural patterns from all patterns the brain could
possibly generate. His hypothesis was that only patterns that are members of this prewired subset
would be involved in the generation of conscious experience.
I prefer to think that non-conscious representations are encoded and decoded in the brain through
mechanisms of neural learning which, although they may well be universal [106], express themselves
not through some genetic program, but on the basis of developmental processes which are themselves
experience-dependent. Such processes can ensure the non-arbitrary linkage of non-conscious contents
and their brain traces. Once such traces are matched to form the temporal signature of a new conscious
experience, this signature remains potentially available as a “brain hypothesis”. This hypothesis is then
is either progressively reinforced and consolidated, or slowly extinguished. Once consolidated, the
linkages between non-conscious representations become less arbitrary, in some cases deterministic.
Grossberg [11] himself often invoked evolutionary pressure to explain why resonant brain mechanisms
make good sense. Let us go one step further and suggest that evolution has produced brains capable of
generating conscious experience on the basis of a higher and more abstract level of functional
Brain Sci. 2012, 2
15
organization than previously imagined, where spatial aspects of information processing are discarded
and only the temporal traces of non-conscious representations preserved to be matched for complex
conscious experiences at any given moment in time (Figure 1), with or without external stimuli.
Figure 1. The statistical selection of matched temporal activity traces of non-conscious
brain representations builds the neural signatures of conscious experience in biophysical
time. Psychological time associated with a conscious experience is subjective.
5. Conclusions
Non-conscious brain representations are the basis upon which all conscious experience is built. The
capacity of the human brain to generate such experience is a result of evolution, expressed through
continuous interaction between the brain and its environment from early childhood on, progressively
enabling conscious experience on the basis of the temporal matching of the neural activity traces of
non-conscious representations. These matching processes take place in physiologically determined
biophysical time, while psychological time associated with a conscious experience is entirely
subjective. The brain learning process which ensures the continuity and the stability of representations
and therefore that of conscious experience relies, as suggested by the model approaches discussed here
above, on the progressive development of dedicated resonant circuits capable of reentrant signaling and
space-time signal de-correlation. The latter ensures that the temporal activity traces of non-conscious
representations are maintained in the brain independently from functional specialization or spatial
cortical maps. The dedicated resonant circuits that are necessary to achieve this are progressively
and arbitrarily formed in the brain. Although their intrinsic functional properties are universal and
pre-wired, their expression strongly depends on epigenetic factors. The latter determines the amount of
Brain states
Conscious experience
Psychological time
Temporal activity traces of
non-conscious representations Neural signature of
conscious experience
Biophysical time
Brain Sci. 2012, 2
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long-range connectivity between neural structures activated by bottom-up signals at a given moment in
time, and distant structures not directly activated by bottom-up input. When a critical amount of such
long-range circuitry is consolidated, reentrant signaling will trigger conscious experience. This
happens whenever non-conscious representational traces statistically match the temporal signatures of
learnt and sufficiently stable long-term memory representations. Further investigation of experience
related temporal activities in the thalamo-cortical and cortico-cortical pathways of the brain might one
day allow tracing such mechanisms.
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