nordberg, john a - judicial watch the basis of the information contained in this report and any...

12
c-: 2 Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Goverment Act of1978 Rev. 112008 FOR CALENDAR YEAR 2008 (5 USC app. §§ 101-111) !. Person Reporting (last name, first, middle initial) Nordberg, John A. 2. Court or Organization Norther D1stnct of Illinois 3. Date of Report 7/17/2009 4. Title (Article Ill judges md1cate active or senior status; magistrate judges indicate fll- or part-time) U.S. District Judge Senior Sa. Report Type (check appropriate type) D Nommation, Date D Initial [ Annual D Final 6. Reporting Period 01/01/2008 to 12/31/2008 Sb. D Amended Repor 7. Chambers or Office Address Chambers l 886 219 South Dearbor Street Chicago, lllin01s 60604-1706 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanyilg thi form must be followed. Complete al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. P OSITI 0NS, (Reporti11g individual only; see pp. 9-13 of fling instructions.) D NONE (o reportable positions. POSITION NAME OF ORGANIZATION/ENTITY I. Trustee - non-paid Trust# I 3. 4. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjili11g instructions.) [ NONE (o reportable agreements. I. 2. 3 PARTIES AND TERMS c¯- ; = (/ % .. (_-; <- fl I c: ( o _- . (/1 (. rrn c.˘·" -, .. .. < /. ,.- ml. r o:· ) r - r- C - C C s r 0 Nordberg, John A

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Page 1: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

c-:::>

2

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2008 (5 U.S.C app. §§ 101-111)

!. Person Reporting (last name, first, middle initial)

Nordberg, John A.

2. Court or Organization

Northern D1stnct of Illinois

3. Date of Report

7/17/2009

4. Title (Article Ill judges md1cate active or senior status; magistrate judges indicate full- or part-time)

U.S. District Judge Senior

Sa. Report Type (check appropriate type)

D Nommation, Date

D Initial [Z] Annual D Final

6. Reporting Period

01/01/2008 to

12/31/2008 Sb. D Amended Report

7. Chambers or Office Address

Chambers l 886 219 South Dearborn Street Chicago, lllin01s 60604-1706

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanyilfg this form must be followed. Complete al/parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

J. P OS ITI 0 NS, (Reporti11g individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Trustee - non-paid Trust# I

3.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjili11g instructions.)

[ZJ NONE (No reportable agreements.)

I.

2.

3

PARTIES AND TERMS

c -: ;J=

(/ ...&>

(_-; <- ftl I c:: (')o - .-(/1

('..) rrn c. ·" -, ........ ..

</.._/ ,..-

ml.. r

o::-· )> rn -n r-

CJ-n CR CJ s= rn 0

Nordberg, John A

Page 2: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

SOURCE

3.

FINANCIAL DISCLOSURE REPORT

Page 2of12

Name of Person Reporting

Nordberg, John A.

Date of Report

7/17/2009

III• N 0 N-INVESTMENT INC 0 ME, (Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

IZ) NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3

4.

B. Spouse's Non-Investment Income - ![you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honorar1a)

IZ) NONE (No reportable non-investment income.)

AND TYPE

I.

2.

4.

IV. REIMBURSEMENTS -- transportation, /odging,[ood, entertai111nenL

(Includes those to spouse and dependent cl11/dren, see pp. 25-2 7 ofjilmg mstructwns)

IZ) NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3.

5.

Page 3: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

DESCRIPTION CODE

2

4.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 3 of 12 Nordberg, John A. 7/17/2009

V• GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)

12.J NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

l.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and depende111 children; see pp. 32-33 of filing instructions.)

12.J NONE (No reportable liabilities.)

CREDITOR

l.

VAL UE

3.

5.

Page 4: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

c D

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4 of 12 7/17/2009Nordberg, John A.

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60of filing ins1ruc1io11s.J

0 NONE (No reportable income, assets, or transactions.)

A Descnpt10n of Assets

(rncludrng trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. Income during Gross value at end of Transactions during reportmg penod

reporting period reporting period

(I) (2) (l) (2) (l) (2) (3) (4) (5) Amount Type (e g., Value Value Type (e g., Date Value Gam Identity of Code l div, rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (1f private

(Q-W) transaction)

1 Mylan Labs, Inc. C.S.

2. Valspar Corp. C.S.

3. Spnnt Nextel Corp C.S.

4. Waste Management C.S.

5. Dreyfus W.W.D.M M.F

6. F1dehty Select Health M.F.

7. Nicholas MF.

8. Nicholas II MF.

9. Nicholas Ltd. M.F.

IO T.R Price Int'! Disc. MF.

II T.R. Price Int'! Stk. M.F.

12. T.R. Price Sci-Tech. M.F.

_,¢!""-.-:-

13. Columbia Mid-Cap Growth F.

14. American Century Ultra M.F.

I 5. Fidelity Div. Growth M.F. IRA

16. Illino1s Judges' Retir. Pension

17 AIM Health Sc1ens F.

None

D Dividend

None

A Dividend

A Dividend

A D1v1dend

A Distribution

A Distribution

A Distribution

A Distnbution

A Distribution

None

c Distribution

B Dividend

D Distribution

E Distribution

A Distnbutton

K

M

J

J

J

L

J

L

J

K

K

K

M

N

M

N

J

- -

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

w

T

· -

Partial Sell

--- - --

12/3 1

- --

K

- - - ----- -- - ------

Redemption MRD

-- - -

I. Income Gam Codes. A =S 1,000 or less B =$ t ,00 I - $2,500 C =$2,50 I - $5,000 D =$5,001 -$t5,000 E =$15,00 I - $50,000

(See Columns BI and D4) F =$50,001 -$100,000 G=SJOO,OOl -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =SIS,001 - $50,000 L=S50,00I -$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 - SS,000,000 P2 =$5,000,001 - $25,000,000

PJ =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (See Column C2) U =Book Value V=Otller W=Eslimated

Page 5: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

A B

- -

FINANCIAL DISCLOSURE REPORT

Page 5 of 12

Dote of Report Name of Person Reporting

7/17/2009Nordberg, John A.

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and depe11dent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

Description of Assets

(mcludmg trust assets)

Place "{X)" after each asset

exempt from pnor disclosure

18. U.S. Bancorp C.S.

19. Gabelli Global Telecomm F

20. Alltel C.S.

21. Trust #I - See Vlll

22. Comcast Corp. New Class A C.S.

23 . Wells Fargo Co . .

24. Wells Fargo Common Stock Mutual Fund

25. Pfizer Corp. C.S.

26. Charles Schwab M.M.F.

27. Janus Overseas M.F.

28. Paychex C.S.

29. General Dynamics

30. AT&T Corp.

31. Western Umon Co. (spun off from First Dat a)

32. _,Investments

33. AT&T

34. DeVry Inc.CS.

I. Income Gam Codes· A =$1,000 or less

(See Columns Bl and 04) F=$50,00! -$!00,000

2. Value Codes J =$ t 5,000 or less

(See Columns Cl and DJ) N =$250,00 I -$500,000

Income dunng reportmg period

(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

B Dividend

-

A Distnbullon

A D1v1dend

c Royalty

A Dividend

B Dividend

None

B Dividend

A Interest

A Dividend

A Dividend

A Dividend

B Dividend

A Dividend

B D1v1dend

A Dividend

8 =$1,001 -$2,500

C. Gross value at end of

reportmg penod

(I) Value

Code 2

(J-P)

K

K

K

J

J

K

L

J

J

K

K

K

K

J

K

K

-- --

(2) Value

Method Code 3

(Q-W)

T

T

T

w

T

T

T

T

T

T

T

T

T

T

T

T

- -- -

(I) Type (e.g., buy, sell,

redemption)

- -

c =$2,501 -$5,000

G =$100,001 - $1,000,000 HI =Sl,000,001- $5,000,000 K =$15,001 - $50,000 L =$50,00! -St00,000

0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000

P3 =$25,000,00! -S50,000,000 P4 =More lhan $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment

(See Column C2) U =Book Value V=Other W =Estimated

D. Transactions dunng reporting penod

(2) Date

Month-Day

- ---

(3) (4) Value Ga in

Code 2 Code I

(J-P) (A-H)

- ---

D =$5,00 I -$I 5,000

H2 =More than $5,000,000 M =$100,001 - $250,000

P2 =$5,000,001 -$25,000,000

T =Cash Markel

(5) Identity of

buyer/seller

(ifpnvate transaction)

E =$15,001 -$50,000

Page 6: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

51

--

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of12 Nordberg, John A. 7/17/2009

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.J -

D NONE (No reportable income, assets, or transactions.)

A

Descnption of Assets

(mcludmg trust assets)

Place "(X)" afler each asset

exempt from pnor disclosure

B. c. D. Income during Gross value at end of Transactions dunng reporting period

reporting penod reporting period

(I) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or mt) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. Embarq Corp. A

- - - - -

36 Diamond H ill Fml Trends f/k/a John Hancoc

k Fm. Trends Fund

37. Johnson & Johnson C.S c

38. Kilroy Realty C.S. A

39. Eli Lilly & Co C.S A

40. M.G.l.C CS. A

41. Mylan Labs

42. Northern Trust C.S. A

43. Paychex Inc C.S. A

44. Spnnt Nextel Corp

45. Wmdstream C.S. A

46 Columbia Acorn Int'!F. A

47. Evergreen M.M. Trust A

48. Nicholas F. B

49. Berkshire Hathaway Cl. B

50. M&I Bank Baird M.M.F A

Charles Schwab M M.F A

Dividend

None

Dividend

Dividend

Dividend

Dividend

None

Dividend

Dividend

None

Dividend

Dividend

Dividend

Dividend

None

Interest

Interest

- - .

]

- ·

J

L

K

K

J

]

J

]

J

J

K

]

M

J

J

J

_ ._ _

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

- --- - ...

buy

buy

- --- - - -

10/20

12/31

.. - - --

J

J

-- - - --- - - -- - -

I. Income Gam Codes A =$ 1,000 or less B =$1,001 - $2,500 c =$2,501. $5,000 0=$5,001 -$15,000 E=SI 5,001 - $50,000

{See Columns BI and 04) F =$50,001 • $100,000 G=$100,00l -$1,000,000 HI =$1,000,00 I • $5,000,000 H2 =More than $5,000,000

2 Value Codes J =S 15,000 or less K =$15,001. $50,000 L =$50,00 I - $I 00,000 M =$100,001 - $250,000

(See Columns CI and 03) N =$250,00 I - $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

{See Column C2) U =Book Value V=Other W =Estimated

Page 7: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7 of 12 7/17/2009Nordberg, John A.

VII. INVESTMENTS and TRUSTS - income, varue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or t ransactions.)

A.

Description of Assets

(mcludmg trust assets)

B. Income during

reporting penod

c. Gross value at end of

reportmg period

D.

Transact10ns dunng reporting period

Place "(X)" after each asset

exempt from prior disclosure

(1) Amount Code I

(A-H)

(2) Type (e.g.,

div 1 rent,

or int.)

(!) Value

Code 2

(J-P)

(2) Value

Method

Code 3

(Q-W)

(!) Type (e.g,

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gam

Code I

(A-H)

(5) Identity of

buyer/seller

(ifpnvate

transaction)

52 Chase Bank Checkmg

- -- --

A

--- -- --- ---

Interest

-- -

J

------ - --

T

- --- ----- -- -- - --- ------ - ----------- ---- --- - - -- ------ - ------ --- -- - ---

53. Fidelity Div. Growth IRA c Distribution L T Part. Redemp 12/31 J Min. MRD requirement

54. Gabelh Global Telecom MF. A Distnbution 1 T

55. Wells Fargo Co. c Distribution L T

56 Wells Fargo Common Stock Mutual Fund None K T

57. ACapital Fed. Finl. C. Dividend J T Sold (part)

411 I J SA

58. Capital Fed. Fm! CS

59. Charter Fin. Corp. West C.S.

60. Investors Bancorp

A

A

Dividend

Dividend

None

1

J

T

T

Sold (part)

Sold (part)

Sold (part)

l l /3

12/23

11/3

J

J

J

B

61. Stamps.com None J T Buy (add'!)

314 J

62. Adobe None J T Buy 1219 J

63. Brown-Forman Corp Cl. B None J T Buy 1113 J

64. Canadian Superior Energy Inc. None J T Buy 5119 J

65. Eaton Vance Corp. None J T Buy I l /3 J

66 Fastenal Company

67 Fiserv Inc

68 Johnson Controls Inc

None

None

None

J

J

J

T

T

T

Buy

Buy

Buy

12/09

11/3

l l /3

J

J

J

I Income Gam Codes A =$ i ,OOO or less 8 =$1,001 -$2,500 c =$2,501 -$5,000 D =S5,00I -Sl5,000 E =$15,001 • $50,000

(See Columns 81 and 04) F =$50,001 -$100,000 G =$100,001 - SI ,000,000 HI =$1,000,001 • $5,000,000 H2 =More ihan $5,000,000

2 Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000

(See Columns CI and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - S5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3 Value Method Codes Q =Appraisal R =Cosi (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Olher W =Estimated

Page 8: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

. . -

84.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 8of12 Nordberg, John A. 7/17/2009

VII. INVESTMENTS and TRUSTS - income, value, 1ra11sactw11s r1nc111des tlrose of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. Descnpuon of Assets

(mcluding trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. c. D. Income dunng Gross value at en d of Transaction s dunng reporting penod

reporting penod reporting period

(I) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g, Value Value Type(eg, Date Value Gain Identity of Code 1 div., rent. Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H ) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

69. Markel Corp

---- - - - - -

None J - --

T -- - -- --

Buy -- -- - - - - ---

8/12

------- - -- -

J - - -- - - - --- -- -- -- - --- -- -------

70. Paychex Inc C.S. None J T Buy (add'!)

11/3 J

71. Sigma Aldrich Corp. None J T Buy 12/09 J

72. Wmn Dixie Stores Inc. None J T Buy 4/11 J

73 Market Vectors ETF TR Gold Miners Fund None J T Buy 2/14 J

74. Proshares Trust Short S&P 500 A Dividend Buy 217 J

75. Proshares Trust Short S&P 500 A Dividend Buy (add'!)

3118 J

76. Proshares Trust Short S&P 500 A Dividend Sold 11/3 J B

77. Proshares Trust Short S&P 500 A Dividend K T Buy 11/24 K

78. Proshares Trust Short Russell 2000 A Dividend Buy 217 J

79. Proshares Trust Short Russell 2000 A D1v1dend Buy 2113 J (add'!)

80 Proshares Trust Short Russell 2000 A Dividend Sold 5116 K

81. Proshares Trust Short Russell 2000 A Dividend J T Buy 11/24 K

82 Rydex Inverse Russell 2000 A Dividend K T Buy (add'!)

8/I2 J

83. Rydex Inverse Russell 2000 A Dividend Buy 915 J (add'!)

Rydex Inverse S&P 500 A Dividend K T Buy 915 J (add'l)

85. Expeditors International None Sold 1/24 J

I Income Gam Codes. A =$1,000 or less B =$1,001 • $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -S l ,000,000 HI =$1,000,001 -S5,000,000 H2 =More than $5,0001000

2 Value Codes J =$ 15,000 or less K =$15,001 -$50,000 L=S50,001 ·$100,000 M =$100,001 -$250,000

(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 - $25,000,000

PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 9: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

B

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

7/17/2009Nordberg, John A. Page 9of12

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructio11s.J

D NONE (No reportable income, assets, or transactions.)

A.

Descnpt10n of Assets

(mcludmg trust assets)

Place "(X)" after each asset

exempt from pnor disclosure

D.

Income dunng

c. Transactions during reporting penod

reportmg

Gross value at end of

reporting period period

(I) Amount Code I (A-H)

(I)(2) ValueType (e.g.,

Code 2div., rent,

ormt.) (J-P)

(!)(2) Value Type (e.g.•

Method buy, sell,

Code 3 redemption)

(Q-W)

(2) Date

Month-

Day

(3) Value

Code 2 (J-P)

(4) Gain

Code I (A-H)

(5) Identity of

buyer/seller (if private

transaction)

86. Alphart11a Inc. Class Al

- -- - -- ----- --

None

---- --- --- - - -- -- ---- - -- -

Sold

-----------

12/30 J ----- ----

c ----- --- -- ---- ---- --- --- -

87 Atlantic Coast Fed. Co cs A Dividend Sold 12/23 J

88. Celgene Corp. None Sold 7/29 J B

89 Cheviot Financial Corp. C.S None Sold 3/18 J

90. Chevron Corp. C.S. None Sold 1/28 J D

91.

92

Clifton Savings Bancorp Inc

Deluxe Corp. C.S.

A

A

Dividend

Dividend

Sold

Buy

11/03 J

511 J

93. Deluxe Corp. C.S. A Dividend Buy (add'!)

8/12 J

94. Deluxe Corp. C.S. A Dividend Sold 11!13 J

95 K Fed Bancorp A Dividend Sold 10/30 J

96. PSB Holdings Inc. C.S. A Dividend Sold 411 I J

97. TFS Financial Corp. A Dividend Sold l 1/3 J A

98 Zimmer Holdmgs Inc. None Sold l 1/24 J

99. Cimarex Energy Co. A Dividend J T

100. Intersections Inc. None J T

I 0 I. Leucadia National Corp. None J T

102 Roche Holdmg Limited Sponsored ADR None J T

I. Income Gam Codes A =$1,000 or less B =$1,001 -$2,500 c=$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001- $50,000

(See Columns Bl and 04) F =$50,001 -$100,000 G=SI00,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2=More than $5,000,000

2 Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and DJ) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appra!Sal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

(See Column C2) U=Book Value V=Olher W=Esllmated

Page 10: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of12 7/17/2009Nordberg, John A.

VII. INVESTMENTS and TRUSTS - income, va111e, 1ra11sac1io11s r1nc1udes those of spouse and depe11den1 children; see PP· 34-60 of filing instructions.;

D NONE (No reportable income, assets, or transactzons.)

A.

Description of Assets

(mcludmg trust assets)

B.

Income dunng

reporting period

c.

Gross value at end of

reporting penod

D.

Transacllons during reporting period

Place "(X)" after each asset

exempt from pnor disclosure

(I) Amount Code I

(A-H)

(2) Type (e.g,

div., rent, or int )

( l ) Value Code 2

(J-P)

(2)

Value Method

Code3

(Q-W)

(l) Type (e.g,

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(1fpnvate

transaction)

103. SPDR Gold Trust Gold Shares None T

104. Vulcan Materials Co. A Dividend T

105 BCG Partners Inc. (formerly eSpeed) None Redeemed 4/4 J

I Income Gam Codes A =$1,000 or less B =$1,001 - $2,500 C =S2,50 t - $5,000 D =$5,001 - St5,000 E=St5,00t -S50,000

(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -SI ,000,000 HI =St,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =S 15,00 I -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Ct and DJ) N =$250,001 - $500,000 0 =S500,00t - $1,000,000 Pl =$1,000,001 -S5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =-Estimated

Page 11: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Nordberg, John A. 7/17/2009Page 11 of 12

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport)

#2 l. Trust# I -- sole assets: cash and partial interest in Oil and gas rights m Texas County, Oklahoma. As of December 31, 2008, I was one of the remaining 4 beneficiaries with approximately 1/4 interest in Trust.

Alltel C.S. (shares owned by the Judge as opposed to - were inadvertently omitted from the 2007 report. Those shares were disposed of 11/16/07 in a cash merger. The proceeds would be m the K category.

With regard to- mvestment, the following stocks were inadvertently omitted from pnor reports: Cimarex Energy Co., Intersect10ns Inc., Leucadia Nat10nal Corp., Roche Holding Limited Sponsored ADR, SPDR Gold Trust Gold Shares, Vulcan Materials Co, and BCG Partners, Inc. (formerly eSpeed).

Page 12: Nordberg, John A - Judicial Watch the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 12of12 Nordberg, John A 0711712009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544