nov 30 2010.pdf

Upload: esther-williams

Post on 09-Oct-2015

18 views

Category:

Documents


0 download

TRANSCRIPT

  • >MRS REETA GULATIMR RISHI GULATI2518 RUGBY RDMISSISSAUGA ON L5B 1T2

    Order Execution OnlyCdn. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8

    Page 1 of 4

    Date of Last Statement: OCT. 29, 2010

    RBC Direct Investing Inc.Local Calls:

    416-977-1255

    Toll Free Calls:

    1-800-769-2560

    Postal Address:

    200 Bay StreetP.O. Box 75Toronto, ONM5J 2Z5

    For Your InformationWe now have an easierway for you to create andreview your portfolio.Simply go to the My Hometab and follow the link tolearn more about how youcan use our tools to analyze,compare and rebalanceyour investments. You canalso click on Analyze &Rebalance under the MyPortfolios tab, to learn moreabout strategies for reviewingyour portfolio to help ensureit meets your goals.

    Asset Summary

    Cash

    Preferred SharesCommon SharesMutual FundsForeign Securities

    MARKET VALUE

    AT NOV. 30 %

    $74,230.30-

    $0.00

    $0.00

    $0.00

    $0.00

    $0.00

    $74,230.30-

    100.00 %

    0.00 %

    0.00 %

    0.00 %

    0.00 %

    0.00 %

    100.00 %

    Other $0.00 0.00 %

    Income Summary

    DividendsInterest

    Total Income

    THIS MONTH YEAR-TO-DATE

    $0.00 $0.00

    $0.00 $0.00

    $0.00 $0.00

    Cash BalanceACCOUNT

    TYPE

    OPENING BALANCE

    AT OCT. 29

    CLOSING BALANCE

    AT NOV. 30

    Margin - Long $132,574.93- $74,230.30-

    Fixed Income

    0019243 -DIC05 - CONTINUED ON NEXT PAGE -

    MEMBER CIPF

    Total on NOV. 30

    Total on OCT. 29 $71,799.93-

  • Order Execution OnlyCdn. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 2 of 4______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    Opening Balance (OCT. 29, 2010) $132,574.93NOV. 02 SOLD HORIZONS BETAPRO NYMEX 18,700- 3.02 56,467.05

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WE ACTED AS PRINCIPAL

    CA

    NOV. 04 WIRE TFR TRANSFER FUNDS TO RBC 450.00

    NOV. 08 WIRE TFR TRANSFER FUNDS TO RBC 2,600.00

    NOV. 08 WIRE TFR TRANSFER FUNDS TO RBC 1,000.00

    NOV. 08 WIRE TFR TRANSFER FUNDS TO RBC 400.00

    NOV. 08 WIRE TFR TRANSFER FUNDS TO RBC 275.00

    NOV. 09 WIRE TFR TRANSFER FUNDS TO RBC 1,900.00

    NOV. 09 BOUGHT HORIZONS BETAPRO NYMEX 10,000 2.93 29,302.17

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    DA

    PART OF 32000 SHR

    NOV. 09 BOUGHT HORIZONS BETAPRO NYMEX 20,000 2.82 56,404.34

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    DA

    PART OF 32000 SHR

    NOV. 09 BOUGHT HORIZONS BETAPRO NYMEX 2,000 2.79 5,580.44

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    WE ACTED AS PRINCIPAL

    DA

    PART OF 32000 SHR

    - CONTINUED ON NEXT PAGE -

  • Order Execution OnlyCdn. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 3 of 4______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    NOV. 09 SOLD HORIZONS BETAPRO NYMEX 22,000- 2.87 63,135.23

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    CA

    PART OF 32000 SHR

    NOV. 09 SOLD HORIZONS BETAPRO NYMEX 10,000- 2.96 29,597.82

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    WE ACTED AS PRINCIPAL

    CA

    PART OF 32000 SHR

    NOV. 10 BOUGHT HORIZONS BETAPRO NYMEX 5,000 2.97 14,851.74

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    WE ACTED AS PRINCIPAL

    DA

    PART OF 20000 SHR

    NOV. 10 BOUGHT HORIZONS BETAPRO NYMEX 15,000 2.98 44,705.21

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    WE ACTED AS PRINCIPAL

    DA

    PART OF 20000 SHR

    NOV. 10 SOLD HORIZONS BETAPRO NYMEX 20,000- 3.00 59,993.05

    NATURAL GAS BULL PLUS ETF

    UNIT CL A NO PAR

    WITH DUE-BILL SPLIT

    CA

    NOV. 22 INTEREST INT FR 10/22 THRU11/21@ 4 1/4% 379.62

    BAL 80,850 AVBAL 105,169

    NOV. 24 WIRE TFR TRANSFER FUNDS FROM RBC 7,000.00

    Closing Balance (NOV. 30, 2010) $74,230.30_________________________________________________________________________________________

    0019244 -DIC05 - CONTINUED ON NEXT PAGE -

  • FOOTNOTES * - Indicates fully paid for securities registered in your name and held by us on your behalf.

    # - Part or all of the Book Value on this security position has been provided by you.

    - Includes accrued interest.

    - Part or all of the Book Value on this security position is unknown. Please contact your RBC Direct Investing Centre

    to update your statement records.

    - The Book Value of this security is temporarily unavailable due to pending corporate events. Please contact

    your RBC Direct Investing Centre for additional information.

    - The Book Value of this security is unavailable. Please contact your RBC Direct Investing Centre for additional information.

    - Converted U.S. dollar contributions or withdrawals are included in your plan summary.

    GST/HST # R122780893

    QST # 1003874458

    If you have a service request or a question about the details of your statement, please contact your RBC Direct Investing Contact

    Centre at 1-800-769-2560 or write to us at:

    200 Bay Street

    P.O. Box 75

    Toronto, ON

    M5J 2Z5 http://www.rbcdirectinvesting.com

    Please check this Account Statement without delay and advise us of any error or omission within 30 days of the statement date.

    ***Please note: Some of these footnotes (#,, ) only apply to non-registered accounts.

    TM

    TM

    - We may make recommendations and facilitate trades in securities of related issuers and connected issuers of the firm in your account. For a list ofsuch related issuers and connected issuers, refer to the following website: www.rbc.com/issuers-disclosures or contact your investment or tradingrepresentative.

    - Market price and Book Value represent currently available prices. Some securities in your portfolio may not be priced because data was unavailable. Marketprices and Book Values shown are obtained from sources we believe are reliable but we do not guarantee their accuracy.

    - The Book Value of any security is calculated as the total of all purchases, including any commissions, less the value of any sales. Some securities, such asMutual Funds, distribute income that is automatically reinvested in the same security. For those types of securities, Book Value will also include the totalcost of all these reinvested income distributions.

    - Fully paid securities are segregated on the records of our custodian and cannot be used in the normal course of our business. Any free credit balancefor non-registered accounts represents funds payable on demand, which although properly recorded in our books, are not segregated and may be used inthe normal course of our business.

    - A copy of our most recent summary of financial position, a list of directors and senior officers and certain additional information about us including informationabout commissions, fees and administrative proceedings that may relate to the firm or our staff are available for your personal inspection at our office, or a copywill be mailed to you upon written request.

    - Customers accounts are protected by the Canadian Investor Protection Fund within specified limits. A brochure describing the nature and limits of coverage isavailable upon request.

    - Income derived from mutual funds will be included on a T5 or T3 that will be issued by each mutual fund management company. As such, this income isnot reported in the "Income Summary" of your account statement.

    - With the exception of Registered Retirement Savings Accounts, Canadian Income Tax regulations require RBC Direct Investing Inc. to disclose to Canada Customsand Revenue Agency on a yearly basis transactions involving the sale, redemption or maturity of securities. Such transactions must be reported on your AnnualIncome Tax return. This statement should be retained with your Income Tax records as evidence of disposition.

    - We or affiliate act as principal on foreign currency conversions and fixed income transactions and apply discretionary currency conversion rates. Theforeign currency conversion rate shown on the confirmation statement includes our or our affiliates spread-based revenues for performing this function.Spread means the difference between the rate we or our affiliates obtain and the rate you receive.

    - RBC Direct Investing Inc. may obtain trade execution and certain other services for client accounts from RBC Dominion Securities Inc. and CDI.- Please note the following security description abbreviations may appear on your statement : NON VTG for non-voting shares; RES VTG for restrictedvoting shares; SUB VTG for subordinate voting shares.

    - RBC Direct Investing Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member CIPF. RBC Direct Investing Inc.does not provide investment advice or recommendations regarding the purchase or sale of any securities. Investors are responsible for theirown investment decisions. RBC Direct Investing is a business name used by RBC Direct Investing Inc. Trademark of Royal Bank of Canada.

    Registered trademark of Royal Bank of Canada. Used under license. Copyright 2010. All rights reserved.

    Order Execution OnlyCdn. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 4 of 4______________________________________________________________________________

  • >MRS REETA GULATIMR RISHI GULATI2518 RUGBY RDMISSISSAUGA ON L5B 1T2

    Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8

    Page 1 of 6

    Date of Last Statement: OCT. 29, 2010

    RBC Direct Investing Inc.Local Calls:

    416-977-1255

    Toll Free Calls:

    1-800-769-2560

    Postal Address:

    200 Bay StreetP.O. Box 75Toronto, ONM5J 2Z5

    For Your InformationWe now have an easierway for you to create andreview your portfolio.Simply go to the My Hometab and follow the link tolearn more about how youcan use our tools to analyze,compare and rebalanceyour investments. You canalso click on Analyze &Rebalance under the MyPortfolios tab, to learn moreabout strategies for reviewingyour portfolio to help ensureit meets your goals.

    Asset Summary

    Cash

    Preferred SharesCommon SharesMutual FundsForeign Securities

    MARKET VALUE

    AT NOV. 30 %

    $48,093.30-

    $0.00

    $0.00

    $164,250.00

    $0.00

    $0.00

    $116,156.70

    41.40-%

    0.00 %

    0.00 %

    141.40 %

    0.00 %

    0.00 %

    100.00 %

    Other $0.00 0.00 %

    Income Summary

    DividendsInterest

    Total Income

    THIS MONTH YEAR-TO-DATE

    $0.00 $240.00

    $0.00 $0.00

    $0.00 $240.00

    Cash BalanceACCOUNT

    TYPE

    OPENING BALANCE

    AT OCT. 29

    CLOSING BALANCE

    AT NOV. 30

    Margin - Long $129,182.57 $48,093.30-

    Fixed Income

    0019245 -DIC05 - CONTINUED ON NEXT PAGE -

    MEMBER CIPF

    Total on NOV. 30

    Total on OCT. 29 $129,171.12

  • Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 2 of 6______________________________________________________________________________

    Asset ReviewQUANTITY/ MKT. BOOK MARKETSECURITY

    SEGREGATED PRICE VALUE VALUESYMBOL

    _________________________________________________________________________________________

    Common Shares

    BANK OF AMERICA CORP BAC 15,000 10.950 188,427.12 $164,250.00

    Total Value of Common Shares 188,427.12 $164,250.00_________________________________________________________________________________________

    Total Value of All Securities 188,427.12 $164,250.00_________________________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    Opening Balance (OCT. 29, 2010) $129,182.57NOV. 02 BOUGHT BANK OF AMERICA CORP 5,000 11.52 57,602.32

    DA

    PART OF 15000 SHR

    NOV. 02 BOUGHT BANK OF AMERICA CORP 10,000 11.52 115,204.63

    DA

    PART OF 15000 SHR

    NOV. 05 BOUGHT BANK OF AMERICA CORP 5,000 11.539 57,701.18

    DA

    PART OF 20881 SHR

    NOV. 05 BOUGHT BANK OF AMERICA CORP 5,881 11.549 67,924.56

    DA

    PART OF 20881 SHR

    NOV. 05 BOUGHT BANK OF AMERICA CORP 10,000 11.51 115,103.32

    DA

    PART OF 20881 SHR

    NOV. 05 SOLD BANK OF AMERICA CORP 20,880- 11.572 241,629.34

    CA

    NOV. 08 BOUGHT BANK OF AMERICA CORP 5,069 11.48 58,193.41

    DA

    PART OF 27500 SHR

    NOV. 08 BOUGHT BANK OF AMERICA CORP 2,431 11.48 27,908.49

    DA

    PART OF 27500 SHR

    - CONTINUED ON NEXT PAGE -

  • Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 3 of 6______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    NOV. 08 BOUGHT BANK OF AMERICA CORP 5,000 11.519 57,600.76

    DA

    PART OF 27500 SHR

    NOV. 08 BOUGHT BANK OF AMERICA CORP 10,000 11.52 115,202.51

    DA

    PART OF 27500 SHR

    NOV. 08 BOUGHT BANK OF AMERICA CORP 5,000 11.49 57,451.28

    DA

    PART OF 27500 SHR

    NOV. 08 SOLD BANK OF AMERICA CORP 6,754- 11.51 77,735.50

    CA

    PART OF 27500 SHR

    NOV. 08 SOLD BANK OF AMERICA CORP 14,291- 11.525 164,699.03

    CA

    PART OF 27500 SHR

    NOV. 08 SOLD BANK OF AMERICA CORP 6,455- 11.54 74,487.74

    CA

    PART OF 27500 SHR

    NOV. 09 SOLD BANK OF AMERICA CORP 15,000- 11.80 176,990.05

    CA

    NOV. 10 BOUGHT BANK OF AMERICA CORP 5,000 12.439 62,199.82

    DA

    PART OF 15000 SHR

    NOV. 10 BOUGHT BANK OF AMERICA CORP 10,000 12.43 124,304.63

    DA

    PART OF 15000 SHR

    NOV. 12 BOUGHT BANK OF AMERICA CORP 5,000 12.499 62,502.98

    DA

    PART OF 10000 SHR

    NOV. 12 BOUGHT BANK OF AMERICA CORP 5,000 12.509 62,552.97

    DA

    PART OF 10000 SHR

    NOV. 12 BOUGHT BANK OF AMERICA CORP 30,000 12.54 376,209.95

    DA 7NF

    0019246 -DIC05 - CONTINUED ON NEXT PAGE -

  • Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 4 of 6______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    NOV. 12 BOUGHT BANK OF AMERICA CORP 5,000 12.49 62,452.31

    DA

    PART OF 15000 SHR

    NOV. 12 BOUGHT BANK OF AMERICA CORP 10,000 12.489 124,902.14

    DA

    PART OF 15000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 12,350- 12.53 154,741.77

    CA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 10,000- 12.52 125,197.02

    CA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 45,000- 12.584 566,272.51

    CA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 2,650- 12.53 33,203.62

    CA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 3,900- 12.61 49,177.78

    SHORT

    SHORT.

    DA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 1,100- 12.61 13,870.67

    SHORT

    SHORT.

    DA

    PART OF 80000 SHR

    NOV. 12 SOLD BANK OF AMERICA CORP 5,000- 12.62 63,098.87

    SHORT

    SHORT.

    DA

    PART OF 80000 SHR

    NOV. 15 MARKET MARK TO MARKET 445.61

    NOV. 15 MARKET MARK TO MARKET SHORT POS 445.61

    - CONTINUED ON NEXT PAGE -

  • Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 5 of 6______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    NOV. 15 BOUGHT BANK OF AMERICA CORP 5,000 12.59 62,950.87

    DA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 5,000 12.56 62,800.87

    DA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 5,000 12.579 62,900.37

    DA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 5,000 12.539 62,700.40

    DA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 10,000 12.55 125,501.73

    DA

    PART OF 40000 SHR

    NOV. 15 SOLD BANK OF AMERICA CORP 15,000- 12.62 189,289.81

    CA

    NOV. 15 BOUGHT BANK OF AMERICA CORP 2,100 12.57 26,397.37

    COVER SHORT.

    CA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 1,900 12.57 23,883.31

    COVER SHORT.

    CA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 2,100 12.57 26,397.35

    COVER SHORT.

    CA

    PART OF 40000 SHR

    NOV. 15 BOUGHT BANK OF AMERICA CORP 3,900 12.57 49,023.68

    COVER SHORT.

    CA

    PART OF 40000 SHR

    NOV. 22 INTEREST INT FR 10/22 THRU11/21@ 4 3/4% 96.37

    BAL 47,996 AVBAL 23,887

    0019247 -DIC05 - CONTINUED ON NEXT PAGE -

  • FOOTNOTES * - Indicates fully paid for securities registered in your name and held by us on your behalf.

    # - Part or all of the Book Value on this security position has been provided by you.

    - Includes accrued interest.

    - Part or all of the Book Value on this security position is unknown. Please contact your RBC Direct Investing Centre

    to update your statement records.

    - The Book Value of this security is temporarily unavailable due to pending corporate events. Please contact

    your RBC Direct Investing Centre for additional information.

    - The Book Value of this security is unavailable. Please contact your RBC Direct Investing Centre for additional information.

    - Converted U.S. dollar contributions or withdrawals are included in your plan summary.

    GST/HST # R122780893

    QST # 1003874458

    If you have a service request or a question about the details of your statement, please contact your RBC Direct Investing Contact

    Centre at 1-800-769-2560 or write to us at:

    200 Bay Street

    P.O. Box 75

    Toronto, ON

    M5J 2Z5 http://www.rbcdirectinvesting.com

    Please check this Account Statement without delay and advise us of any error or omission within 30 days of the statement date.

    ***Please note: Some of these footnotes (#,, ) only apply to non-registered accounts.

    TM

    TM

    - We may make recommendations and facilitate trades in securities of related issuers and connected issuers of the firm in your account. For a list ofsuch related issuers and connected issuers, refer to the following website: www.rbc.com/issuers-disclosures or contact your investment or tradingrepresentative.

    - Market price and Book Value represent currently available prices. Some securities in your portfolio may not be priced because data was unavailable. Marketprices and Book Values shown are obtained from sources we believe are reliable but we do not guarantee their accuracy.

    - The Book Value of any security is calculated as the total of all purchases, including any commissions, less the value of any sales. Some securities, such asMutual Funds, distribute income that is automatically reinvested in the same security. For those types of securities, Book Value will also include the totalcost of all these reinvested income distributions.

    - Fully paid securities are segregated on the records of our custodian and cannot be used in the normal course of our business. Any free credit balancefor non-registered accounts represents funds payable on demand, which although properly recorded in our books, are not segregated and may be used inthe normal course of our business.

    - A copy of our most recent summary of financial position, a list of directors and senior officers and certain additional information about us including informationabout commissions, fees and administrative proceedings that may relate to the firm or our staff are available for your personal inspection at our office, or a copywill be mailed to you upon written request.

    - Customers accounts are protected by the Canadian Investor Protection Fund within specified limits. A brochure describing the nature and limits of coverage isavailable upon request.

    - Income derived from mutual funds will be included on a T5 or T3 that will be issued by each mutual fund management company. As such, this income isnot reported in the "Income Summary" of your account statement.

    - With the exception of Registered Retirement Savings Accounts, Canadian Income Tax regulations require RBC Direct Investing Inc. to disclose to Canada Customsand Revenue Agency on a yearly basis transactions involving the sale, redemption or maturity of securities. Such transactions must be reported on your AnnualIncome Tax return. This statement should be retained with your Income Tax records as evidence of disposition.

    - We or affiliate act as principal on foreign currency conversions and fixed income transactions and apply discretionary currency conversion rates. Theforeign currency conversion rate shown on the confirmation statement includes our or our affiliates spread-based revenues for performing this function.Spread means the difference between the rate we or our affiliates obtain and the rate you receive.

    - RBC Direct Investing Inc. may obtain trade execution and certain other services for client accounts from RBC Dominion Securities Inc. and CDI.- Please note the following security description abbreviations may appear on your statement : NON VTG for non-voting shares; RES VTG for restrictedvoting shares; SUB VTG for subordinate voting shares.

    - RBC Direct Investing Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member CIPF. RBC Direct Investing Inc.does not provide investment advice or recommendations regarding the purchase or sale of any securities. Investors are responsible for theirown investment decisions. RBC Direct Investing is a business name used by RBC Direct Investing Inc. Trademark of Royal Bank of Canada.

    Registered trademark of Royal Bank of Canada. Used under license. Copyright 2010. All rights reserved.

    Order Execution OnlyU.S. Dollar Statement

    NOV. 302010

    Your Account Number: 681-40258-2-8 6 of 6______________________________________________________________________________

    Account ActivityPRICE

    QUANTITY \RATE DEBIT CREDITDATE ACTIVITY DESCRIPTION

    Closing Balance (NOV. 30, 2010) $48,093.30_________________________________________________________________________________________