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Dipl. Soz. Felix Bader Institute for Sociology, LMU Munich Institute for Sociology, University Mannheim Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology, LMU Munich Institute for Empolyment Research Dipl. Soz. Martina Kroher Institute for Sociology, University Hannover Dipl. Soz. Patrick Riordan Institute for Sociology, LMU Munich

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Page 1: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Dipl. Soz. Felix Bader Institute for Sociology, LMU Munich Institute for Sociology, University Mannheim

Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting

Dr. Johannes Bauer Institute for Sociology, LMU Munich Institute for Empolyment Research

Dipl. Soz. Martina Kroher Institute for Sociology, University Hannover

Dipl. Soz. Patrick Riordan Institute for Sociology, LMU Munich

Page 2: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich # 2

paper questionnaires: optical mark recognition

Readsoft AXIOME Yomark SQS queXF Udai OMR TCExam C# (OMR) Remark Office OMR

Teleform Neoptec Ogami OMR FormReturn Form Scanner DRS SDAPS OMR Mark Engine Leadtools OMR SDK

Page 3: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

How a questionnaire scanner works

# 3

982012

001421

340003 217561

411131

317142

982012

982012

982012

Data

Page 4: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

How a questionnaire scanner works

# 3

Are numbers a problem?

982012

001421

340003 217561

411131

317142 982012

982012

Page 5: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Are numbers a problem?

# 4

when?

anonymity

Page 6: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Survey on Group Focused Enmity

# 5

Group Focused Enmity

disabled people

long-term unemployed

homeless people

immigrants

muslims

jews

homosexuals national socialism

Page 7: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Survey Experiment

# 7

no scancode (n = 1863)

with scancode (n = 931)

scancode with explanation (n = 931)

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich # 6

Response rate: 30.2 percent 30.1 percent 31.0 percent

Responses: 281 280 577

Page 8: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Measuring Items and Sensitivity

# 7

long-term unemployed

muslims

fully disagree

fully agree

fully disagree

fully agree

Most unemployed persons make an effort to find a job.

There are too many Muslims in Germany.

Page 9: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Regression on all 38 GFE-Items

# 8

Multivariate Regression

without scanncode (reference) with scanncode with scanncode and explanation

Additional variables: Sex Age, Age² Religion German Citizenship Education Employment Status Unemployment Experience Income Sense of Belonging Contact to Foreigners in the Family Contact to Foreigners at Work Politically Involved Trust in Government Social Participation „Getting my Fair Share“ Socio-Economic Comparison Sentiment during Childhood City District

muslims in Germany

unemployed make effort

With scann-

code + expla-

nation

-0.3

-0.2

-0.1

0.0

0.1

0.2

0.3

Reg

ress

ion

Par

amet

er

standardized GFE-Items

Page 10: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Regression on all 38 GFE-Items

# 8

Multivariate Regression

without scanncode (reference) with scanncode with scanncode and explanation

Additional variables: Sex Age, Age² Religion German Citizenship Education Employment Status Unemployment Experience Income Sense of Belonging Contact to Foreigners in the Family Contact to Foreigners at Work Politically Involved Trust in Government Social Participation „Getting my Fair Share“ Socio-Economic Comparison Sentiment during Childhood City District

-0.3

-0.2

-0.1

0.0

0.1

0.2

0.3

With scann-

code

Reg

ress

ion

Par

amet

er

+ expla-

nation

standardized GFE-Items

With scann-

code + expla-

nation

standardized Non sensitive Items

Page 11: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Regression on all 38 GFE-Items

# 8

Multivariate Regression

without scanncode (reference) with scanncode with scanncode and explanation

-0.3

-0.2

-0.1

0.0

0.1

0.2

0.3

With scann-

code

Reg

ress

ion

Par

amet

er

+ expla-

nation

standardized GFE-Items

With scann-

code + expla-

nation

standardized Non sensitive Items

0

1

2

3

4

Item

Nonre

spon

se (

Per

cen

t)

GFE-Items Item Nonresponse

With scan-

code

+ expla-

nation

No scan-

code

Non sensit. Items

With scan-

code

+ expla-

nation

No scan-

code

Page 12: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

Regression on Xenophobia Index, Interactions with scancode

# 10

Regression

without scanncode (reference) with scanncode with scanncode and explanation

immigrants

Additional variables: Sex Age, Age² Religion German Citizenship Education Employment Status Unemployment Experience Income Sense of Belonging Contact to Foreigners in the Family Contact to Foreigners at Work Politically Involved Trust in Government Social Participation „Getting my Fair Share“ Socio-Economic Comparison Sentiment during Childhood

n = 706

Interaction Parameter

-1.96 SE 0 +1.96 SE

Male Age

2

Catholic Religion

Lutheran-Protestant No Religion

German Citizenship No Degree/Junior High School Degree

Middle School (“Realschule”) Degree

Adv. Tech. College Qualification University Qualification

Full-Time Employed Reg. Part-Time Employment

Marginal Part-Time Employment

No Unemployment Experience Income Per Capita (in 1000 €)

Sense of Belonging to Germany No Sense of Belonging to Europe

Contact to Foreigners in the Family No Contact to Foreigners at Work

Politically Involved

Trust in Government Social Participation

'Getting My Fair Share' (Negative) Socio-Economic Comparison

Sentiment During Childhood

Age

Page 13: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

t-values of six GFE Indices

# 10

Regression

without scanncode (reference) with scanncode with scanncode and explanation

immigrants

muslims

jews

long-term unemployed

homosexuals

national socialism

t-Values

-3 -2 -1 0 1 2 3 4

0.0

0

.1

0.2

0

.3

0.4

0

.5

0.6

Den

sity

Standard Normal Distribution

𝑝𝐴𝐷 = 0.556

𝑝𝑆𝑊 = 0.614

𝑝𝐾𝑆 = 0.676

𝑝𝐴𝐷 = 0.052

𝑝𝑆𝑊 = 0.092

𝑝𝐾𝑆 = 0.007

156 interactions and t-values

Page 14: Numeric Codes in Questionnaires€¦ · Numeric Codes in Questionnaires The Influence on Unit Nonresponse, Item Nonresponse, and Misreporting Dr. Johannes Bauer Institute for Sociology,

Johannes Bauer, Institute for Employment Research / Institute of Sociology, LMU Munich

discussion

Scancode has an effect on responses to sensitive questions

An explanation in the cover letter does not weaken this effect

Researcher has to decide what is more relevant, bias or cost?

Improve Software – Use alternatives to Scancode

Thank you for the attention

# 11