o. of...a.s a 9/o oftotal no. of)utstanding convertible;ecurities {s a o4 oftotal no. of shares of...
TRANSCRIPT
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(IXa) Statcment showine Shrreholdins Pattern
N.me ofthe Compsny : Muthoot FinrDce LimitedScrip Code, Name of lhe scrip, class ofsecurity : 533398As on Drte : 3l-Dec-2014
Pafily paid-up sharcs No. ofpanlypaid-up shares
As a o/o oftotal no.rfpanly paid-up Shares
As a 70 oftotal no. ofshares oftherompary
Held by promoter/promoter group 0 c 0Held by public 0 c (Iotal ( 0 (
Outstanding convertible securities\o. of)utstanding;ecurities
A.s a 9/o oftotal no. of)utstanding convertible;ecurities
{s a o4 oftotal no. of shares ofihe company, assuming full;onversion ofthe:onvenible secudties
Held by promoter/promoter group ( (Held by public 0 (fotal 0 c
Warrants ',1o. of warrantsAs a oZ oftotal rro. ofwarants
As a 70 oftotal no. ofshares ofthe;ompany, assuming full conversion)f Warrants
Held by promoter/promoter group (Held by public ( cIotal c 0fotal paid-up capital ofthe company, assumingfull conversion of warrants and convertibletecudties
c
(IXal Statcment showins Shrrcholdine P.ttertr
-
Sr'.no.
0)
Cltegory ofsharcholder
OD
Number ofrhareholderr
(IID
Totrlnumber of
shares
(tv)
Number of sharesh€ld in
demrterializcdfor'm
(V)
Total shareholding as apercetrtage of totalnumber of shares
Shrres Pledged orother'wiie
encumbered
Assp€rcent!gcof (A+B)l
(vr)
Asaper'centrgeof(A+B+C)
(VID
Numberofshares(v|lr)
Asapercentage
Ox) =onD/ov)
* 100
:A)Promoter and PromoterGroup2
:r) IDdi.n
\4.)lndividualVHinduJndivided Family
I 29779'7872 297797872 75.0( 75.0C c 0.0(
lb)Central CovemmenVStateGovemment(s)
( 0 ( 0.0( 0.0( ( (
.c) Bodies Corporate ( ( ( 0.0c 0.0( ( (
:d) Financial Institutions/Banks ( ( ( 0.0c 0.0( ( (Any Other (Total) c c ( 0.0c 0.0c t CSub-Totrl (A)(l) l3 29'179787i 29'17918'12 75.0C '15.0( ( 0.00
,.2\ Foreiqn
(a)ndividuals (Non-Residentndividuals/Foreignndividuals)
0 ( 0 0.00 0.0( c 0.0t
ib) Bodies Corporate c ( c 0.00 0.0( 0 0.0(lnstitutions t ( c 0.0( 0.0( 0.0(
id) Qualifi ed Foreim Investor ( ( ( 0.0( 0.0( 0.0(,e) d\ny Other (Total) ( ( ( 0.0( 0.0( 0.0c
Sub-Total (AX2) ( C ( 0.0( 0.0c 0.0(Iotal Shrreholding ofPromoter and Promoter
297'797872 29'17918't i 75.0( 75.0C 0.0c
(i't
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Group (A)= (A)(lHAX2)tB) Public shrrcholding'll) lnstitutions.a) Mutual FundsruTl 14985801 14985801 3.7i N.A. N.A.b) inancial lnstitutionsEanks 24658 2465t 0.01 0.01 N.A. N.A.
:c)Sentral Governmenrstate3ovemment(s)
( c ( 0.0( 0.0( N.A. N.A.
[d) Venture Capital Funds ( c ( 0.0c 0.0( N.A. N.A,(el nsurance Companies ( c ( 0.0c 0.0c N.A. N.A.
i0Foreign InstitutionalInvestors
5i 51886846 5188684r 13.0? 13.0i N.A. N.A.
Forei gn Venture Capitallnvesto$
( 0 c 0.0c 0.0( N.A. N.A.
:h) Qualified Foreign Investor ( 0 ( 0.0( 0.0c N.A. N.A.li) Any Other (Total) ( ( 0.0t 0.0c N.A. N.A.
Sub-Totrl (BXl) 9( 66897301 66897305 t6.81 r6.8: N.A. N.A.Nor-institutions
,^) Bodies CorDorate 293 4tt52l( 4t152lC 1.04 1.04 N.A. N.A.
:b)
tndividuals - i. IndividualShareholders Holdinglominal Share Capital UpIo >Rs. I Lakh.
38674 4154124 4t49601 r.05 l.0l N.A. N.A.
tndividuals - ii. Individualihareholders HoldingVominal Share Capital InExcess OfRs. I l,akh
23 7022'13 702271 0.18 0.lt N.A. N.A.
ic, Jualifi ed Foreign Investor { ( 0 { N.A. N.A.id) A.ny Other (Total) 83C 2t39704( 2339704( 5.8t 5.89 N.A. N.A.
ldl) Clearinc Member t24 6s795 65795 0.02 0.02 N.A. N.A.:d2) Foreign Companies 3 14375331 t4375331 3.6i 3.61 N.A. N.A.
\..,r,1"):l. ' -=X:./
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ld3)Foreign PortfolioInvesto(Corporat)
9 8749186 874938( 2.2( 2.2( N.A. N.A.
id4) \RI(Non Repeat) l6l 32461 3246( 0.01 0.01 N.A. N.A.id5) NRI(R€peat) 53C 173918 17393t 0.04 0.04 N.A. N.A.
ld6) Irusts l 136 l3( 0.0( 0.0( N.A. N.A.Sub-Toaal (BX2) 3982( 32368653 3236413( 8.1 8.1 N.A. N.A.
Iotal Public Shareholding:B)= (B)(1)+(BX2)
3991( 99265958 99261441 25.0( 25.0( N.A. N.A.
TOTAL (A)+(B) 39923 39706383C 39705931 100.0t 100.0( ( 0.0(
ic)
Shares held by Custodiansmd against whichDcpository Receipts havebeen issued
( ( N.A. 0.0( N.A. N.A.
CI?romoter and Promoter3roup
( ( N.A. 0.0c N.A. N.A.
2 Public ( ( N.A. 0.0c N.A. N.A.GRAND TOTAL'A)+(B)+(C) 39923 39706383C 397059313 N.A. 100.0c
( 0.0c
'For detcrmining poblic shar€holding lor the purpose ofClrure 40A.
:For d€finitions of"Protnoter" rnd "Promoter GrouD". r€f€r to Claus€ 40A,
rFordefinitions of "Public Shrrcholding", rcf€r to Clsuse40A.
fl)(b) Saaaemcnt showirq Shrreholdin! ofpersons beloneins lo the caaeqorv "Promoler and Promoter Group"
Sr.No
Nrme of theshareholder
PAN of theShareholder
Totrl Shlresheld
Shares pl€dged oroth€rwise encumbered
Details oftdarrlnts
Detrils of conv€itiblesecurities
Totalsbare!
-
(D0r) (l|r)
Number
(tv)
a3aYo ofgran
dtolal(A) +(B) +(c)
(v)
Nunber
(vD
astp€rc€ntag
e
(vlt) =(vD /
(r\)* 100
asa"h olgran
dtotal(A) +(B) +(C) olsub-claus
e
(lXa)(vl|r
)
Numbcrof
wrrmoas bcld(xl)
As^V6total
trumberof
wtritnts ofthesameclass(x)
Number olconvertibl
esecurities
held(xD
As a "/ototrl
number olconvertibl
esecurities
ofthesanre class
(XID
(includingunderlying shares
assumirgfull
conversionof
warrartsand
convertible
securities)rsaToofdilutedshare
cspital
(x||D
IMG
GEORCEMUTHOOT
ACJPGT3I IB 4't385132 I1.93 0 0.00 0.00 0 0.00 0 0.00 0.00
2GEORGE
ALEXANDER MUTHOOT
ABTPA89I2D 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00
3
GEORCEJACOB
MUTHOOTABVPJ5358A 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00
4GEORGETHOMAS
MUTHOOTACKPC5848G 44464400 I1.20 0 0.00 0.00 0 0.00 0 0.00 0.00
) SUSANTHOMAS
ABCP148l9K 29985068 7.55 0 0.00 0.00 0 0.00 0 0.00 0.00
.r
-
6GEORGE M
JACOBADLPJ I626P 15050000 3.19 0 0.00 0.00 0 0.00 0 0.00 0.00
7ANNA
ALEXANDER
ABTPAI3IOK 14935068 3.76 0 0.00 0.00 U 0.00 0 0.00 0.00
I ELIZABETHJACOB
ABVPJ5359B 14935068 3.76 0 0.00 0.00 0 0.00 0 0.00 0.00
9SARA
GEORGEACKPC5846J 13519336 3.40 0 0.00 0.00 0 0.00 0 0.00 0.00
l0EAPEN
ALEXANDER
AHWPA9856B
7525000 1.90 0 0.00 0.00 0 0.00 0 0.00 0.00
llCEORGE
ALEXANDER
AFQPA9432B 7525000 1.90 0 0.00 0.00 0 0.00 0 0.00 0.00
t2ALEXANDE
RMCEORGE
ACKPC5847K 6772500 t .7l 0 0.00 0.00 0 0.00 0 0.00 0.00
l3 GEORGE MGEORGE
ACJPGT3I2C 6172500 1.7 | 0 0.00 0,00 0 0 0 0 0
TOTAL29719747
275.00 0 0.00 0.00 0 0.00 0 0.00 0.00
lxc) Sartement showing Shareholdins ofpersons belonqios to the calesorv "Public" rnd holdine more thrp l7o ofthe totrlnumber of shares
Sr.!{o.
N&de of thcrhareholder
PAN of theShareholdea
\umber ofihares
Shrres rs aperceDtageDftotaloumber oflhares (i.e.,
Detsils ofwarrrnas Detaik of convertiblesecurities
Tot.lshrres
(includingunderlying
shales --
Numberof
AstV"aotrl
NuEber olconvertibl
Yo w,r,ttotrl
-
GrandTotal(A)+(B)+(C) indicatcdinStrtementrt Para(IXa)rbovel
wtrrants held
Dumber olwarrants
ofthestme class
e
sccuritiesheld
nuober olconvertibl
e
securitiesof the
same class
lssumrngfull
conversionof
wtrran$and
convertible
securiai€s)rsrToofdiluted
GOVERNMENTOF
SINGAPORE87 4657 | 2.20 0
0.00
00.00
0
BIRLA SLINLIFE TRUSTEE
COMPANYPVT LTD A/CBIRLA SUN
LIFEFRONTLINE
EQUITY FUND
8598252 2.t7 0 0.00
00.00
0
THEWELLCOME
TRUSTLIMITED
69657 \9 1.75 0 0.00
00.00
0
BARTNGINDIA
PRIVATEEQUITY FTJND
III LIMITED
6404256 l.6l 0 0.00
00.00
0
BARINC 4927451 r.24 0 0.0 0 0.0 0
7.arr:.,.\.,
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INDIAPzuVATE
EQUITY I]IJNDIII LISTED
INVES-I'MI]NTS LIMIl'ED
0 0
TOTAL 3s642249
8.98 00.00
00.0
0
lXc) Statemcnt showins Shareholdine ofpersons belonqinq to the cateqorv "Public" and holdine more than 57o ofthe totalnumber ofshares
(l)(dl Statemcnt showins dctails oflocked-in shares
Sr.No.
Nrme ofthesharcholder
PAN of theShareholdcr
Numbcrofrhares
Sharcs rs sperceriage oftotal numberofshares {i.e.,GiandTotal(A)+(B)+(c)indicatcd irrSt.tement Ntpara (l)(a)abovcl
Details ofwarrants Details of convcrtiblesccurities Tolal sharcs
(includingunderlyiog
sharcs assumingfull conversion ot
warrants andconv€r'tiblc
securilies) as a 7"ofdiluted
Number
warranlsheld
As a Y" totalnumber of
warrants ofahe same
class
Number ofconvertiblcsecurities
hcld
7o w.r.t totalnumbcr ofconvertiblesecurities of
the samc class
TOTAL 0 0.00 0 0.00 0 0.00 0.00
Sr.\o.
:{ame of theihareholdcr
PAN of thcShareholder
Number of locked-inshares
Lockcd-in sharcs ts a percentage oftoa.l numberofshares{i.e., Crand Total (A)+(B)+(C) indicaaed in
-
Strtement rt prra(l)(r) above)
Nil 0 0.00TOTAL 0 0.00
(ll)(a) StNtemcnt showinq dearils ofDenositorv Receipts (DRs)
Sr.No
Type ofoutstatrdineDR (ADRS, GDRS,SDRs. ctc.)
lumber ofDutstanding DRs
\umber ofrhares underlyingDutstlnding DRs
Shares underlyitrg outstanding DRs ss apercenaage oftotal number ofshares {i.e., GrandTotal (A)+(B)+(C) irdicated in Strtement Nt prrr(lXa) abovel
TOTAL 0 0 0.00
(lll(b) Statement showins holdins of Denository Receipts (DRs). rdhcre undcrlvinq shrres held bv 'nromoter/promoter group'arc in exccss of l7o ofthe total number ofsharcs
Sr.No
lame ofthe DR Holder
Type ofouasaanding DR(ADRs, GDRs'SDRs, €tc.)
l{umber ofshrrc!underlyingrutstanding DRs
Shares underlying outstanding DRs as s pcrceotsge oftottlnumber ofshares {i.e., Grrnd Toarl (A)+(B)+(C) indicrlcd irStqtemert at parr (IXa) abovel
TO IAL 0 0.00
(llll (a) Statement showins the votins nrttern of shar€holders. if more than one chss of shtres/securities is issued bv theissuer.
Sr.no.
Category ofshrrcholder
Number of Votitrg Rightsheld in esch cl|ss of
secunties
Total VotingRighas
0II+lv+v)Total Voting Righas i.c. (Vl)
Clsss X Class Y Class Z Asa As t Dercentage
-
0) OD otD (lv) (v)(vD
percentage of(A+B)(vrr)
of(A+B+C)(vIlD
rA) Promotcr and Promoter GrouD'l) Indian
ia) ndividuals/tlindu Undivided Family ( t c 0.0( 0.00(b) lentral Govemment/State Covernmenr(s) ( 0 t c 0.0c 0.0(c) Bodies Corporate ( ( ( ( 0.0( 0.0(td) inancial Institutions/Banks C 0 c c 0.0c 0.0(
(e) A.ny Other (Total) ( 0 c 0 0.0c 0.0(iub-Totrl (AXl) ( ( c ( 0.0c 0.0(
2) Forcign
(a)lndividuals (Non-Residenttndividuals/Foreign Individuals)
( 0 c ( 0.0c 0.0(
tb) Bodies Corporate ( 0 c ( 0.00 0.0c
lc, nstitutions ( 0 { ( 0.00 0.0((d) Qualifi ed Foreign Investor ( 0 C t 0.0c 0.0(e) A.ny Other (Total) ( 0 c t 0.00 0.0c
Sub-Total (AX2) ( c ( 0.0( 0.0cIotal Shrreholding of Promoter rndPromoter Group (A)= (AXl)+(A)(2)
t c c ( 0.0( 0.0c
(B) Public shrrcholding(l) Itrstituaionsia, vtutual FundsruTl ( c I ( 0.0{ 0.0((b) Financial Institulions/BanlG t 0 c ( 0.0( 0.0(lc) lentral Govemment/Stale Covemmenl(s) ( 0 c ( 0.0( 0.0(
ld) Venture Capital Funds ( 0 ( ( 0.0( 0.0(nsurance companies 0 0 c ( 0.0( 0.0iForeisn Institutional Investors ( 0 c ( 0.0c 0.0(
-
(s, Foreisn Venture Capital Investors c ( 0 0.00 0.0(ih) Qualified Foreign lnvestor c ( 0 0.00 0.0cih) Any Other (To(al) c ( ( 0.00 0.0c
Sub-Total (BXl) 0 ( 0 0.0( 0.fi(2't \on-institutions,a) Bodies Corporatc c ( 0 0.00 0.0c
:b)
lndividuals - i. lndividualSharcholders Holding Nominal ShareSapiral Up To >Rs. I Lakh.
0 ( ( c 0.0( 0.0(
lndividuals - ii. Individual Shareholderslolding Nominal Share Capital In Excess)fRs. I Lakh
t I C c 0.0( 0.0(
c) fualified Foreign Investor ( c t ( 0.0( 0.0(d) Any Other (Total) ( c ( t 0.0c 0.0c
Sub-Total (BX2) C c c t 0.0c 0.0(Iotal Public Sharehotding (B)=(BXl)+(BX2)
( 0 ( ( 0.0c 0.0c
roTAL (A)+(B) I 0 c ( 0.00 0.0c
lc)Shares held by Custodians and againstwhich Depository Receipts have beenissued
0 ( 0 ( 0.00 0.0c
Promoter and Promoter Grouo ( ( t c (2 Public 0 { t I t
GRAND TOTAL (A)+(B)+(C} 0 ( ( c 0.0( 0.0(