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Officer Survival and the Use of Force Webinar By: Dr. Jeffrey C. Fox, PhD Fox Public Safety: Training, Educating, and Consulting LLC https://www.fox-publicsafety.com/ Linkedin https://www.linkedin.com/profile/preview?locale=en_US&trk=prof-0-sb-preview-primary-button Fox Public Safety: Training, Educating, and Consulting LLC Online Training Offered https://foxpublicsafety.eleapcourses.com/

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Page 1: Officer survival and the use of force webinar JCH [Read-Only] · 2017-05-04 · Officer Survival and the Use of Force The use of force is any force involving physical contact with

Officer Survival and the Use of Force Webinar

By: Dr. Jeffrey C. Fox, PhDFox Public Safety: Training, Educating, and Consulting LLC

https://www.fox-publicsafety.com/Linkedin

https://www.linkedin.com/profile/preview?locale=en_US&trk=prof-0-sb-preview-primary-buttonFox Public Safety: Training, Educating, and Consulting LLC

Online Training Offeredhttps://foxpublicsafety.eleapcourses.com/

Page 2: Officer survival and the use of force webinar JCH [Read-Only] · 2017-05-04 · Officer Survival and the Use of Force The use of force is any force involving physical contact with

Course Description

This webinar will review considerations on use of force in performing law enforcement functions. We will define deadly force and identify circumstances where use of deadly force is justified. We will define non-deadly force and identify circumstances where use of non-deadly force is justified. Legal consideration in whether appropriate selection of use of force will be discussed. We will discuss ways to attempt to minimize the need to use force. We will identify officer deadly and non-deadly use of force options.

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Subjects

Officer Survival and the Use of Force Perception vs. RealityLegal IssuesPolicy IssuesTactical IssuesTraining IssuesHow to Handle the Use of Force

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Poll Question

Have you ever been involved in a use of force as an officer?

Yes___No___

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Officer Survival and the Use of Force

“Officer survival” should always be the first part of any discussion about the use of force. I would add to this the protection of other people. If one cannot talk about why officer survival mattered or the protection of

others then that is the first indicator we might have a problem. Another term that should be synonymous with officer survival is “defensive

tactics.” When citizens and officers come into contact there should never be a use of

force. The reality is, try as we might the use of force will be necessary at times.

The use of force is extremely rare when one considers the millions of contacts police and citizens have every year. There are rare occasions where the use of force was improper, excessive,

or not justified at all. The use of force is or should only be the result of an offender who decides, for

whatever reason, to resist arrest, assault an officer, or assault another person. “What would be ideal, is if all of society respected the law and norms that are

supposed to bind society together. However, this is not always the case.”5

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Officer Survival and the Use of Force The use of force is any force involving physical contact with someone beyond

merely grasping or taking hold of the person to restrain him or her. The use of force is also the deployment of a weapon or instrument which would make some sort of contact with the offender.

It would not include the mere presence of an officer, verbal commands or instructions, or even taking hold, or grasping, a person during normal arrest and handcuffing procedures.

It would include: striking an offender with your body in any way or with a baton or other

instrument. physically controlling the offender in such a manner that would result in any

injury or complaint of injury. This might include having to use a come along technique or take down maneuver.

the use of other weapons or devices such as oleoresin capsicum (OC) spray, Tasers, bean bag deployment, foam, etc.

being bitten by a police canine. discharging a firearm Using one’s vehicle as a weapon (striking a person or another vehicle)

Stinger spike strip deployment – it depends* Physical roadblocks - it depends*

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Officer Survival and the Use of ForceThe police are more professional and better trained and equipped than they have ever been. This has always been a real and sensitive issue.

– Some elements of society appear to have digressed into a state of near lawlessness. – I would argue we have seen this throughout history even in the U.S.

Two things which have changed the dynamic of police and citizen encounters involve technology and media coverage.Everyone has a cell phone and videos are constantly capturing police-citizen encounters. What is often missing from these videos is the whole story.

– Unfortunately, some people will use these videos to add fuel to the fire and even go as far as not showing the video in its entirety. Often the video only partially captures the entire story.

– This is why police must record their own evidence through all available means such as body and in-car-cameras.

The second part of this new equation is a media which can often be biased. – At best, the media often does a poor job telling the entire story for many reasons ranging from a

lack of professional journalism, biased agendas, being rushed, not getting the entire story, to only using sound bites for time sake.

We have seen some politicians and community leaders exaggerate and jump to improper conclusions by either not taking time to learn the facts or just ignoring the facts on some use of force cases.On rare occasions an improper or wrongful shooting or other use of force occurs. These must be dealt with either administratively, civilly, criminally, or a combination of these alternatives. The vast majority of these cases are proper uses of force. Sad as it is that someone had to be shot or wounded, the reality is offenders choose to resist or assault officers or others.

– Put another way, the officer had no choice but to use force to protect him or herself or others.

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Officer Survival and the Use of Force

In the last several years we have seen officers shoot unarmed suspects. The media and some politicians will quickly conclude it was improper force by the mere fact the person was not armed with a gun. This is a false narrative to create, harmful to police psyche, an unfair. – Generally speaking, one cannot shoot an unarmed person. – However, if you are truly and reasonably in fear for your life based on the

totality of the circumstances then deadly force might be appropriate. We had a trooper who was arresting a drunk driver. – The drunk was able to get the trooper down in a ditch and was strangling

the life out of him. If the suspect had strangled the trooper to death, then that is it he is dead. Or, if the suspect was able to get the troopers gun he could shoot him. Or if the suspect merely strangled the trooper to unconsciousness then he was at the mercy of the suspect. The trooper could not get the suspect off of him or to stop strangling him. He could not break the choke hold. The trooper shot and killed the suspect at very close range. The suspect was unarmed. It was a proper shooting and use of force.

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Perception vs. Reality

The truth is we do not have a lot of current or new data.Anecdotally, I believe it is safe to say the use of force is rare when looking at the big picture.– Use of force is a hot button issue and those

groups wishing to report on it would do so every chance they get.

– It is not a headline every day.The police are better trained and more closely monitored than any time in history.The ability to capture such activity is greater than ever.

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Perception vs. Reality

Overview of National and Local DataBureau of Justice Statistics (BJS) 1999 Report Data 1996 Pilot test found that about 1% of people reporting contact with police where the use of force was threatened.1999 data showed that police used force in less than 20% of 7,512 arrest studied. (Sample study)Much of this force was weaponless tactics such as grabbing and holding.

From this 1999 study grabbing was the use of force in over 50% of the cases.About 2.1% of these instances involved a weapon such as pepper spray.Firearms was the least used at 0.2%. 10

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Perception vs. Reality

Let’s go back to 1996 pretest survey.45 million people had some contact with police in a 12 month period.One percent (1%) about 500,000 were subject to the use of force or the threatened use of force.In this study one sample showed that one person out of every 450 said they were subjected to the use of force or the threat to use force. This equates to .00222 or 0.2%

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Perception vs. Reality

2001 IACP Study1999 data showed police used force at a rate of 3.61 times per 10,000 calls-for-service.This equates to a use of force rate of 0.0361.Put another way the police did not use force 99.9639% of the time.From 1999-2000 the most common use of force was physical force followed by chemical force then impact.

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Perception vs. Reality

What were the circumstances in the cases from 1999-2000?

21% disturbance calls11% domestic14% traffic9% drunk/disorderly6% investigation39% arrest

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Perception vs. Reality

BJS determined that 40 million persons had contact with police during 2008. An estimated 776,000 (1.9%) of the 40 million contacted

respondents reported the use or threatened use of force at least once during these contacts.

In Another Study: Between 1994 and 2000 of the 7495 force related

complaints report to the project (study) 740 were sustained. This number of 740 was based on 174,820 total reported incidents. Expressed as a percentage of total incidents excessive force was used 0.42% of the time.

Again viewing this in another way excessive force was not used in 99.528% of all reported cases.

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Legal Issues

Tennessee v. Garner, 471 U.S. 1 (1985), is a civil case in which the Supreme Court held that, under the Fourth Amendment, when a law enforcement officer is pursuing a fleeing suspect, he or she may not use deadly force to prevent escape unless "the officer has probable cause to believe that the suspect poses a significant threat of death or serious physical injury to the officer or others." It was found that use of deadly force to prevent escape is an unreasonable seizure under the Fourth Amendment, in the absence of probable cause that the fleeing suspect posed a physical danger.

In her dissent, Justice O'Connor highlighted the fact that police officers must often make swift, spur-of-the-moment decisions while on patrol, and argued that the majority did not properly consider this aspect of the case. Moreover, many cases of rape, robbery, and assault that happen in the home are related to the already serious crime of burglary. The Tennessee statute represents the state legislature's judgment that such crimes may require the use of deadly force in order to protect the public against those who commit such crimes. She also disagreed that a suspect's interest in his own life necessarily allows the right to flee from the scene of a crime when pursued, thereby escaping due process, although the majority did not find nor articulate any "right to flee."

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Legal IssuesGraham v. Connor, 490 U.S. 386 (1989), was a Supreme Court case where the Court determined that an objective reasonableness standard should apply to a civilian's claim that law enforcement officials used excessive force in the course of making an arrest, investigatory stop, or other "seizure" of his person.

Graham held that determining the "reasonableness" of a seizure "requires a careful balancing of the nature and quality of the intrusion on the individual... against the attempt at "countervailing“ and under the guise of governmental interests, being at stake." These rights of which, are well documented, and established, of the people, by the people, and for the people, of the United States of America. It acknowledged, "Our Fourth Amendment jurisprudence has long recognized that the right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it." However, "Because the test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application," the test's "proper application requires careful attention to the facts and circumstances of each particular case."

The Court then outlined a non-exhaustive list of factors for balancing an individual's rights and an officer's: "the severity of the crime at issue," "whether the suspect poses an immediate threat to the safety of the officers or others," "whether he is actively resisting arrest or attempting to evade arrest by flight."

The Graham Court cautioned, "The "reasonableness" of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." It also reinforced, "As in other Fourth Amendment contexts... the 'reasonableness' inquiry in an excessive force case is an objective one: the question is whether the officers' actions are 'objectively reasonable' in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation."

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Legal IssuesState (Tort) Liability Law

There are three types of torts under state law, each with different levels of proof and focusing upon different elements of the injury or damage. Evidence rules, precedent, and judicial discretion play a role in determining what type of tort law will be applied.Strict Liability -- In this case, the injury or damage is so severe and it is reasonably certain that the harm could have been foreseen that the law dispenses with the need to prove intent or mental state. The only issue is whether the officer or department should pay the money award, and since officers do not usually have ample money, the department almost always pays. (Examples: reckless operation of vehicle, use of weapons.)Intentional Tort -- In this case, the officer's intent must be proven, using a foreseeability test involving whether or not the officer knowingly engaged in behavior that was substantially certain to bring about injury. (Examples: wrongful death; assault; false arrest; false imprisonment.)Negligence -- In this case, intent or mental state do not matter. What matters is whether some inadvertent act or failure to act created an unreasonable risk to another member of society. (Examples: speeding resulting in traffic accident; not responding to 911 call) Most states have three levels of negligence: (1) slight or mere (absence of foresight); (2) gross (reckless disregard); and (3) criminal. To be prosecuted under tort law for negligence usually requires at least level 2 since to be prosecuted for mere negligence requires considering foreseeability which would support charging the person with an intentional tort or not (Gardner & Anderson, 2010; Harr, et al, 2011; Samaha, 2012).

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Legal IssuesState (Tort) Liability Law

There are additional details of state tort liability associated with specific types of lawsuits, such as:Wrongful death -- These are typically cases when the officer thinks a suspect is reaching for a weapon, shoots the suspect and then no weapon is found on the suspect. Courts have ruled that the totality of circumstances must be looked at, especially the reason why the suspect came into contact with the officer in the first place. Merely alleging that a suspect appeared to be reaching for a weapon is no defense. Assault and Battery -- A police assault would be if an interrogator threatens to throw a suspect out a second-floor window; a police battery is (paradoxically) defined more loosely as any offensive contact without consent. False arrest -- The unlawful restraint of a person's liberty without their consent; e.g., using the caged area of a patrol car as a holding area, several officers surrounding somebody, or ordering someone to remain at the station could all be interpreted as false arrest. False imprisonment -- This is different from false arrest in that an officer may have had probable cause to arrest, but later violates certain pretrial rights, such as access to a judge or bondsman.Hot Pursuits: This high-liability area typically involves reckless or negligent operation of a motor vehicle. It is also typically a strict liability area, and here are some of the acts used by the courts to infer intent or state of mind: not using emergency lights and sirens; not considering alternatives to chase; excessive or reckless disregard of traffic control devices; not securing the chase path; not warning the public; using cutoff maneuvers and roadblocks that create the possibility for overreaction; not stopping to assist any innocent injured bystanders.

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Legal IssuesFederal Liability Law

Two elements have to be present simultaneously under federal liability law. If a person loses in federal court, they still have recourse under state law.Acting Under Color of Law -- This means that the behavior of officers not related to employment are not actionable. It does not mean that off-duty officers cannot be sued. An officer moonlighting in a security job can be held liable since they are acting under color of law in performing a police function. And, it sounds like a contradiction, but police behavior that is clearly illegal and violates departmental procedure, like beating up a citizen, is regarded by the court as acting under color of law. By strict definition, an employee is acting "under color of law" when they are either actually carrying out their official duties or they act in a manner which makes it seem as if they are. Clearly, any behavior while on duty counts, and in addition, an off-duty police officer showing his or her badge is most likely acting under color of law (Gardner & Anderson, 2010; Harr, et al,2011; Samaha, 2012). These federal codes are 42 U.S.C. 1983 which is civil and 42 U.S.C. 1982 which is criminal. Violation of a Constitutional Right -- These involve whatever the court believes to be specifically prohibited conduct regarding freedom of religion, speech, press, or assembly (1st Amendment), freedom from unreasonable search and seizure (4th Amendment), freedom from double jeopardy and self-incrimination (5th Amendment), rights to a speedy, public, impartial jury trial, and to be informed of the charges, confront and compel witnesses, and to have assistance of counsel (6th Amendment); freedom from excessive bail, fines, and cruel and unusual punishments (8th Amendment); and freedom from deprivations of life, liberty, or property without due process (14th Amendment) (Gardner & Anderson, 2010; Harr, et al, 2011; Samaha, 2012). The leading case in police department liability under federal law is Monell v. Dept. of Social Services 436 U.S. 658 (1978). Under this ruling, it must be shown that the department adopted or promulgated (however informal) a "custom" or policy that was the driving force behind the officer's violation of constitutional rights. In essence, this is the doctrine of respondeatsuperior, since a policymaker (or "custommaker") has to be found to declare the department liable. A "pattern" of constitutional violations and an awareness of them by high-ranking officials must be demonstrated. However, there is precedent holding departments accountable for one single act as fulfilling "pattern" requirement (Gardner & Anderson, 2010; Harr, et al, 2011; Samaha, 2012).

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Legal IssuesExamples of gross negligence or accumulations of mere negligence constitute deliberate indifference. This standard is usually satisfied by looking at whether or not the agency administration engaged in supervisory negligence. Virtually every decision a police administrator makes subjects them to possible liability. The following are examples of supervisory negligence:

Negligent hiring Negligent supervision Negligent retention Negligent entrustment Negligent assignment Negligent classification Failure to train Failure to direct Failure to discipline Failure to investigate Failure to protect Failure to treat

(Gardner & Anderson, 2010; Harr, et al, 2011; Samaha, 2012).

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Legal IssuesDefenses to Liability Contributory negligence -- this is where the government shows that the plaintiff was also

negligent, and contributed to their own injury or damage. No money award is granted if this defense is successful.

Comparative negligence -- this is when the court decides on a percentage split (say 60-40) in terms of who is negligent. This defense tends to mitigate or reduce the size of the money award. Not all states use comparative negligence.

Assumption of risk -- this is when the court decides that the suspect engaged in behaviors (e.g., fleeing from police) that assumed the risk of damages or injuries and cannot expect to sue the police to recover.

Absolute Immunity -- This is a Section 1983 lawsuit defense that is limited to participation in the judicial process; i.e., testifying in court. If a police officer commits perjury on the stand, they cannot be threatened with civil liability, only the criminal offense of perjury. The courts reason that it is difficult enough to get people to testify without the threat of civil liability.

Qualified Immunity -- This is a Section 1983 lawsuit defense covering duties of a discretionary nature, such as when a police administrator decides to increase or decrease the number of patrols for drunk drivers. A motorist hit by a drunk driver charging that the department did not have enough patrol cars out protecting her would not win her lawsuit.

Probable Cause -- This is the standard defense to false arrest charges. Good Faith -- This covers a wide range of behaviors, even unconstitutional ones, if the officer

is executing a warrant believing in good faith that the warrant was valid, but it later turns out the warrant was defective or invalid (Gardner & Anderson, 2010; Harr, et al, 2011; Samaha, 2012). 21

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Legal Issues

Criminal Charges Against PolicePolice officers can be charged with crimes for instances of misconduct. – For example, an officer who illegally shoots and kills a person may

have committed homicide. Illegal arrests may be false imprisonment. Illegal searches may be criminal trespass, and perhaps breaking and entering. However, it is not often that police officers will be charged with crimes. For police officers to be charged with crimes, the prosecution must prove criminal intent beyond a reasonable doubt, a very tough thing to prove. Officers who honestly believe they are enforcing the law are generally protected.

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Legal IssuesChronology of Training and Selected Municipal Liability

1956—Meistinsky v. City of New York (State)– State tort claim for negligent training—firearms and deadly force.

1961—Monroe v. Pape– Court rule municipality is not a person. Yet state officer acting under

color of law (even if unlawful under state law) can be sued.1978—Monell v. Department of Social Services– Local government officials are persons under 42 USC 1983. Must

implement or execute policy, ordinance, regulation, or official decision.1979—Popow v. City of Margate (State, NJ)– Officer accidentally shot a person. Initial training was ten years earlier,

and the only other training shooting was every six months at range. Court said yes, minimum training, yet not lifelike or realistic. Needed moving targets, night shooting, and residential topic covered.

1989—Will v. Michigan Department of State Police– State not a person under 42 USC 1983. However, the federal

government and most, if not all, states allow for some level of compensable liability by statute. 23

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Legal IssuesChronology of Training and Selected Municipal Liability

1989—City of Canton v. Harris– Municipality can be held liable for inadequate training of its employees. Liability occurs

when failure to train amounts to deliberate indifference.1989—Bordanaro v. McLeod (US First Circular)

– Department was found to be operating off rules from the 1960s. No training beyond basic academy. Leaders actively discouraged officers from seeking training. Discipline was haphazard. It all amounted to deliberate indifference.

1991—Hafer v. Melo– Municipality in reality is defendant when suit filed against individual officer in official

capacity.1993—Zuchel v. City and County of Denver (US Tenth Circular)

– Failure to have “shoot, don’t shoot” and no street conditions amounted to deliberate indifference.

– As you can see, over the years, sovereign immunity has lost much of its strength. Section 42 USC 1983 has increased in usage with the watering down of immunity and the wider interpretation of who a person is. Training has become more of a focus for several reasons—one, deeper pockets, and it can attach this way. More and better training is examined. Contextual based, lifelike, and realistic training is sought after.

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Policy IssuesNational Consensus Policy on Use of Force, 2017

Officer survival and the use of force go hand in hand. The use of force has been and will always be a major issue for police officers and citizens everywhere.

– “This National Consensus Policy on Use of Force is a collaborative effort among 11 of the most significant law enforcement leadership and labor organizations in the United States. The policy reflects the best thinking of all consensus organizations and is solely intended to serve as a template for law enforcement agencies to compare and enhance their existing policies” (National Consensus Policy on Use of Force, 2017) (NCPUF). http://www.theiacp.org/Portals/0/documents/pdfs/National_Consensus_Policy_On_Use_Of_Force.pdf

Purpose – The purpose of this policy is to provide law enforcement officers with guidelines for the use of less-

lethal and deadly force.Policy

– “It is the policy of this law enforcement agency to value and preserve human life. Officers shall use only the force that is objectively reasonable to effectively bring an incident under control, while protecting the safety of the officer and others. Officers shall use force only when no reasonably effective alternative appears to exist and shall use only the level of force which a reasonably prudent officer would use under the same or similar circumstances.”

Procedures – “4. An officer has a duty to intervene to prevent or stop the use of excessive force by another officer when it is safe and reasonable

to do so.”– This is tough but you must do it. I had a trooper once who had to do just this. The other officer was striking the suspect after he

had stopped resisting. The trooper reached up and grabbed the baton and said that is enough. This is how you do it. I was very proud of my troop. Later the agency represented came by to ask what happened. You must act or you are always guilty of not stopping an offense.

– “5. All uses of force shall be documented and investigated pursuant to this agency’s policies.”

Always report a use of force to your supervisor. Even when you are correct in the use of force not reporting it makes you look guilty. If you are present you have a responsibility.

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Tactical IssuesWinning the battle without the use of force:

Does the officer look and come across as professional and serious yet reasonable and rationale?Does the officer display a command bearing?The second half of this first impression is what the officer says or does and how it is said.Is the officer firm yet polite?Is the officer taken seriously?Offenders will quickly size up an officer. Of course, any offender who decides to take on an officer and or resist or attack is not being rational. This could happen for many reasons and often involves alcohol, known as liquid courage, or other substance use. It might be a mental issue or just a plain lack of respect for the law. It might be the person is wanted, in the commission of an active crime, or is trying to escape arrest. The person might be acting out of anger over what is perceived as an unjust act or response by the police.The officer should make every reasonable effort to always de-escalate an incident. This goes back to mannerisms, words, and deeds. However, an officer has a job to do. An officer might be able to wait for help or better circumstances before taking action but often this is not an option. The officer cannot shirk his or her official duty because the offender might not want to cooperate. It is good to have help on the scene before taking action. It is also good to try and reduce the tension and de-escalate if and when possible. Often these events occur within a matter of seconds. Officers are trained to use only that force necessary to overcome the resistance and effect the arrest or stop the threat or assault if you will. 26

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Tactical Issues

We used to be taught to use force as if climbing a ladder. Move up one step at a time. This seemed obvious, but it was not the best practice. It is better to view use of force in a circle. You must look at what force is being used against you or the victim. You do not necessarily match the force with equal force in many cases. You should use only that force necessary to stop the threat. If someone pulled a knife on you then you would not pull a knife. If someone wants to box you then you do not have to box them back. There are occasions where you might go from mere presence to having to pull and fire your weapon. In this case, you have skipped many steps. You jumped over many rungs on the ladder. In a circle approach, you reached out to the force tool necessary to stop the immediate threat you faced. Of course, to pull and fire your weapon means you were facing deadly force.

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Tactical IssuesBe aware of a phenomenon called sympathetic shooter or shooting. There have been cases where one officer shot so other officer fired their weapon as well. I think this comes from one of two things. First, the impulse to fire when one hears a gun going off right near you. Second, and very similar, it is reflexive. I would add, in the same realm, that it is an almost innate defense mechanism but not a proper one necessarily. The problem is you should only fire if you think you should fire and never because another officer fires. Remember you only fire your weapon when the circumstance dictate such use of force and you are in fear for your life or the life of another person. Keep your finger off the trigger unless you are ready to fire. Do not pull your gun unless you have the probability of having to fire it. You must be aware of the target, your background, backdrop, and practice fire control / fire discipline. In the same vain your orders to the suspect must be in unison or agreement. There have been occasions where some officers are yelling hands up and others are yelling do not move. It cannot be both. Years ago, we use to say shoot to kill. Now we say shoot to stop the threat. You are taught to shoot center of mass to stop the threat.

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Tactical Issues

Do not put yourself in a positon where you have to shoot. In every circumstance, you want to try and deescalate the situation when possible. This will not always be possible, but do your best. There have been too many occasions where an officer steps in front of a moving car to stop it only to wind up shooting at the vehicle as it approaches. Then the officers(s) continue to shoot at the vehicle as it has driven by. Neither should occur. Movies are horrible in so many ways. The public gets a terrible view of police in all too many movies. Likewise, the police themselves have it drummed into their heads terrible ways to handle any given situation. Do not stand in front of moving cars and order them to stop. Do not stand in front of moving cars and shoot at them. By standing in front of a moving vehicle you helped to create a shooting situation that did not have to be. If you do hit the driver, then you might have a totally out of control vehicle speeding toward you. Once the vehicle has passed it is hard to say the threat is still there.

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Tactical IssuesThe Use-of-Force Continuum

Most law enforcement agencies have policies that guide their use of force. These policies describe a escalating series of actions an officer may take to resolve a situation. This continuum generally has many levels, and officers are instructed to respond with a level of force appropriate to the situation at hand, acknowledging that the officer may move from one part of the continuum to another in a matter of seconds. An example of a use-of-force continuum follows:

– Officer Presence — No force is used. Considered the best way to resolve a situation. – The mere presence of a law enforcement officer works to deter crime or diffuse a

situation.– Officers' attitudes are professional and nonthreatening.– Verbalization — Force is not-physical. – Officers issue calm, nonthreatening commands, such as "Let me see your identification

and registration."– Officers may increase their volume and shorten commands in an attempt to gain

compliance. Short commands might include "Stop," or "Don't move."

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Tactical IssuesThe Use-of-Force Continuum

Soft technique. Officers use grabs, holds and joint locks to restrain an individual. Empty-Hand Control — Officers use bodily force to gain control of a situation. Hard technique. Officers use punches and kicks to restrain an individual. Less-Lethal Methods — Officers use less-lethal technologies to gain control of a situation.Blunt impact. Officers may use a baton or projectile to immobilize a combative person. Chemical. Officers may use chemical sprays or projectiles embedded with chemicals to restrain an individual (e.g., pepper spray). Conducted Energy Devices (CEDs). Officers may use CEDs to immobilize an individual. CEDs discharge a high-voltage, low-amperage jolt of electricity at a distance. Lethal Force — Officers use lethal weapons to gain control of a situation. Should only be used if a suspect poses a serious threat to the officer or another individual.

– Officers use deadly weapons such as firearms to stop an individual's actions.– Might include weapon strikes as well.

Pit Maneuver?

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Tactical Issues

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Tactical Issues

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Tactical Issues

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Training Issues

Cognitive– The mind– Error of the mind?

Psychomotor– Muscle memory

Affective or Attitudinal– Values, ethics, morals– Error of the heart?

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Training IssuesPerformance-based training (PBT).

This is a method of training individuals to master tasks required for successful job performance. Contextual-based training takes PBT one step further. That is, it involves the added element of coaching and training in context. By telling, showing, and then having the student do or perform the task, then coaching or providing feedback, the retention level can rise to 90 percent.No artifacts should be used in training. You might not be able to control this but at least be aware of it. Artifacts are very important to discuss. Artifacts involve anything that is added to training that would not be in a real situation. Often artifacts are added for convenience or to save money. Sometimes artifacts are added for safety. The only time artifacts should be added is for safety. Years ago, some police agencies would have their officers take the time to dump spent cartridges into their hands then into their pockets to save time during range cleanup. They were putting spent cartridges in their pockets! Remember, training and reaction is all about proper muscle memory. A shootout occurred in California, called the Newhall Incident, in the early 1970s. California Highway Patrol officers became involved in a shootout with some criminals. Officers were killed, and when they found their bodies at the scene of the shooting, they discovered spent cartridges in their pockets. Under stress, they reacted the way they had been trained. Valuable time was lost dumping spent ammo (casings) into their hands then into their pockets. 36

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Training IssuesOther examples of artifacts involve such things as driving vehicles on the range that one would not drive on patrol, as well as traditional firearms ranges where the only training is “Ready on the right, ready on the left. The firing line is ready. On command, pull your weapon and fire one or two rounds.” Shooting from barricades can be another example. Remember, safety is first and foremost. When we begin to teach such skills as firearms training, we must take baby steps. Classroom comes first, then dry firing, etc. We do need to shoot in the traditional range fashion for practice and qualification. However, it should not end there. I applaud the Virginia State Police when they recognized we needed more dynamic training; we did it. It cost money and added an element of risk, but it was controlled and made as safe as possible. The more dynamic the exercise, such as combat shooting and moving and shooting, the more care and oversight are needed.

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Training IssuesWhatever it is you are learning, if it is a psychomotor skill, avoid artifacts at all costs. Something as simple as firing two shots while holding a radio in one hand then calling in what you have is better than nothing. Hold the radio and shoot or call for help, etc. Practice cover while reloading, combat loading, or adding stress. Use decision-making drills. In shootouts, there is a phenomenon called sympathetic shooting. One person fires, so others do as well. This should never occur. We must train officers to first know this exists and can happen, then train and condition them to avoid such a reaction. Remember, we want our people to be able to say, “Been there, done that, successfully.” If not, then the officer may have to improvise or, in some cases, may avoid acting when action is required. These artifacts can be found in any profession or discipline. Under stress, one will revert to one’s instincts (training).

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Training Issues

Contextual training is normally performance based—pass/fail. Some scores can be attached for certain skills such as firearms, driving, etc. Contextual-based training will, if done correctly, expand a student’s comfort zones. Comfort zones can be described like a V—like an air conditioner thermostat sixty-five degrees to seventy-two degrees. When outside this range, the system cuts on to get back into the comfort zone. We function best within our zone of comfort. We want to expand this comfort zone. This is what great athletes do. Anyone who competes in the Olympics would never put minimal effort into their preparation. Your life might hang in the balance, or someone else’s life might depend on you. Peak performance occurs when people are at the peak or edge of their comfort zone. With good training, we can expand comfort zones. Comfort zones show visual impact on a person’s physiology. When someone is out of their comfort zone, you will likely see sweating, shaking, stammering, voice cracking, blood pressure going up, etc. Grossman and Christensen (2008) do an excellent job explaining the physiological impact of stress and fear. They provide a color-coded system based on heart rate and the impact all this has on the body.While it may not be realized, contextual-based training involves or should involve critical thinking. This brings together all three domains of learning: cognitive, psychomotor, and affective or attitudinal. Critical thinking must become intuitive so that the officers’ reaction time will not be adversely affected. This process must be fine-tuned and instinctive. 39

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How to Handle the Use of Force

Resiliency is about bounce back.What is the health of the community?What is the health of your agency?What is the health of your individual officers?

– Train them – critical thinking, communications, skill and techniques, emotionally, knowledge of law and procedure

Critical Incident Stress Management– Support your people

Mentally, spiritually, administratively Debriefings and action after reviews– Lessons learned – learn from others

7 out of 10 officer will leave the job within a year of the shooting.Shooting Investigation Team– External Team?– Support your people emotionally.

Political Will – Storms to Survive40

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How to Handle the Use of Force

Pre‐Incident > At Point of Incident > Post‐Incident >

Review of policy effectiveness 

Internal Affairs investigation Accountability 

Leadership role  Press management Dissemination of information

Review of training effectiveness 

Criminal investigation   Adjustments/improvements 

Community education  Community outreach  Policy upgrades 

Citizen input  Agency transparency Training upgrades

Utilization of accountability software 

Public forums/meetings to address incident

Research 

Existing standards/case law

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Poll Question

Based on recent media attention coupled with the negative outpouring toward the police in general regarding the issue of use of force, if you are or were an officer would such behavior or feelings cause you to hesitate if you had to use force?

Yes_____No_____

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The End!Questions?

If you have questions or would like a copy of the PPT please contact me.

Dr. Jeffrey C. Fox, PhDFox Public Safety: Training, Educating, and Consulting LLC

https://www.fox-publicsafety.com/Linkedin

https://www.linkedin.com/profile/preview?locale=en_US&trk=prof-0-sb-preview-primary-buttonFox Public Safety: Training, Educating, and Consulting LLC

Online Training Offeredhttps://foxpublicsafety.eleapcourses.com/

[email protected]

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ReferencesGrossman, D., & L. W. Christensen. (2008). On combat: The psychology and physiology of deadly conflict in war and peace (3rd ed.). China: Warrior Science Publications.Harr, J. S., Hess, K. M., & Orthmann, C.H. (2011). Constitutional law and the criminal justice system (5th ed.). Florence, KY: Wadsworth Cengage Learning.Haberfeld, M. R. (2002). Critical issues in police training. Upper Saddle River, NJ: Prentice Hall.Meistinsky v. City of New York, 309 N.Y. 998 (1956)Monell v. Department of Social Services, 436 U.S. 658, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978).National Consensus Policy on Use of Force (NCPUF). (2017, January). Retrieved from file:///C:/Angel/Documents/National_Consensus_Policy_On_Use_Of_Force.pdfPolice Use of Force in America (2001). International Association of Chiefs of Police. Retrieved from http://www.theiacp.org/Portals/0/pdfs/Publications/2001useofforce.pdfPopow v. City of Margate, 476 F. Supp. 1237 (D. NJ.1979).Samaha, J. (2012). Criminal procedure (8th ed.). Florence, KY: Wadsworth Cengage Learning. Shernock, S. T. (1990). The effects of patrol officers’ defensiveness toward the outside world on their ethical orientations. Criminal Justice Ethics, 9(2), 24-42.Tennessee v. Garner, 471 U.S. 1 (1985)Thompson, G. J., & Jenkins, J. B. (1993). Verbal judo: The gentle art of persuasion. New York, NY: Quill.Trautman, N. E. (1991). How to be a great cop. Dallas, TX: Standards and Training, Inc.Use of Force by Police, Overview of National and Local Data (1999). U. S. Department of Justice, Office of Justice Programs. Retrieved from https://www.ncjrs.gov/pdffiles1/nij/176330-1.pdfWill v. Michigan Department of State Police, 491 U.S. 58, 109 S. Ct. 2304, 105 L. Ed.2d 45 (1989).Witkin, G. (1995, September 11). When the bad guys are cops: while professionalism is increasing, a vicious new breed of rogue officer has experts worried. U. S. News & World Report, 119(10), 20-23.Zuchel v. City and County of Denver, 997 F2d 730 (10th Cir. 1993).

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