OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21) U.S. Office of Government Ethics· 5 C.F.R. art 2634 Form A )roved: 0MB No. (3209-0001)

Candidate

Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e)

Filer's Information Last Name First Name MI Position Yang Andrew Candidate for President (2018 Report)

Other Federal Govermnent Positions Held Dming the Preceding 12 Months: None

Name of Congressional Committee Considering Nom.ination (Nominees only):

Filer's Certification - I certify that the statements I have made in this report are true, complete and con-ect to the best ofmy lmowledge: Signature: Date:

Other Review Conducted By:

Signature:

Comments 'ofReviewing Officials:

Reviewed for Apparent Compliance with the Federal Election Campaign.Act

Date:

Date:

Date:

er 1s m comp iance wit

20\

UNITED STAi ES OFFIC[ OF

COVERNMENT ETHICS

·* P,c,.,cnting Confl,ct\ of lnterc ~I

in the Exccul,vc Branch

Agenc

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OGE Fonn 278e (Updated Jan . 20l9)(Expires 12/3 1/2 1)

Instructions for Part 1

h Note: T is is a public form . Do not inclu d e account num b ers, street a resses, or amity mem dd f I b e r names. See instructions f or reauire d . f in ormatton . Filer's Name Page Number

Andrew Yang 2

Part 1: Filer's Positions H eld Outside United States Government # Organization Name City/State Organization Type Position Held From To I. Venture for America, Inc. New York, NY Non-profit Charity CEO/ Director 03/2010 10/2017

2. Abundant Thinking, LLC (Inactive) New Paltz, NY LLC Single Member 07/2017 Present

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OGE Form 278e (Updated Jan.2019)(Expires 12/3 1/21)

Instructions for Part 2 N t Th . . o e : IS IS a pu Ic arm. Do not inc u e account num ers, street a bl . f I d b resses, or amI1y mern er names. See instructions dd f ·1 b f or require d f in ormation . Filer's Name Page Number

Andrew Yang 3

Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

l. HarperCollins "Smart People Should Build Things" (Value NIA None (or less than $201) not readily ascertainable)

2. Waxman Leavell Agency LLC Hachette Books "The War On NIA Advance $42,500 Normal People" (Value not readily ascertainable)

3. Vanguard Value Index Fund ETF (VTV) - IRA Yes $1,001 - $15 ,000 None (or less than $201)

4. iShares Core US Aggregate Bond ETF (AGG) - IRA Yes None (or less than $1 ,001) None (or less than $201)

5. Vanguard Total Stock Market Index ETF (VTI) - IRA Yes $15,001 - $50,000 None (or less than $201)

6. Vanguard Mid-Cap Value ETF (VOE) - IRA Yes $1,001 - $15,000 None (or less than $201)

7. Vanguard Total International Bond Index (BNDX) - IRA Yes $1,001 - $15,000 None (or less than $201)

8. Vanguard Short-Term Inflation-Protected Securities ETF Yes None (or less than $1 ,001) None (or less than $201) (VTIP) IRA

9. Vanguard Small-Cap Value Index Fund ETF (VBR) - IRA Yes $1 ,001 - $15,000 None (or less than $201)

10. Vanguard FTSE Developed Markets Index ETF (VEA) - IRA Yes $15,001 - $50,000 None (or less than $201)

11. Vanguard FTSE Emerging Markets Index ETF (VWO) - IRA Yes $1,001 - $15,000 None (or less than $201)

12. iShares JP Morgan USD Emerging Markets Bond ETF (EMB) Yes $1,001 - $15,000 None (or less than $201) - IRA

13. Vanguard Total Bond Market Index ETF (BND) - IRA Yes $1,001 - $15,000 None (or less than $201)

14. US Bank #1 (cash) Retirement Acct - IRA NIA $1 ,001 - $15,000 None (or less than $201)

15. Pimco Emerging Local Bond Fund (PELBX) - IRA Yes $1,001 - $15,000 -,- ~- -112~ --:"Ill!'

None (or less than $201)

16. TIAA-CREF International Equity Index Fund (TCIEX) - IRA Yes $1,001 - $15,000 None (or less than $201)

17. TIAA-CREF Large Cap Value Index (TILVX) - IRA Yes $15,001 - $50,000 None (or less than $201)

18. TIAA-CREF Large Cap Growth Index (TILIX) - IRA Yes $15,001 - $50,000 None (or less than $201)

19. TIAA-CREF Emerging Markets Equity Fund (TEQLX) - IRA Yes $1,00 '1 - $15,000 None (or less than $201)

20. TIAA-CREF Bond Index Institutional (TBI IX) - IRA Yes $15,001 - $50,000 None (or less than $201)

h b Note: T is is a pu lie form. Do not include account numbers, street addresses, or family member names. See instructions for required information. -

Filer's Name Page Number Andrew Yang 4

Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount 1. iShares TR TIPS BO ETF (TIP) - IRA Yes $15,001 - $50,000 None (or less than $201)

2. iShares TR Russell Mid-Cap Value ETF (IWS) - IRA Yes $15,001 - $50,000 None (or less than $201)

3. iShares TR Russell 2000 Value ETF (IWN) - IRA Yes $1,001 - $15,000 None (or less than $201)

4. iShares TR MSCI EAFE Small Cap ETF (SCZ) - IRA Yes $1,001 -$15,000 None (or less than $201)

5. iShares TR IBOXX $ High Yield Corp BO (HYG) - IRA Yes $15,001 - $50,000 None (or less than $201)

6. Vanguard BO Index FDS Short Term ETF (BSV) - IRA Yes $15,001 - $50,000 None (or less than $201)

7. US Bank #2 (cash) Retirement Acct - IRA N/A $1,001 - $15,000 None (or less than $201)

8. Proshares Trust Ultrashort (QID) - IRA Yes $1,001 - $15,000 None (or less than $201)

9. Abundant Thinking, LLC (Inactive) NIA None (or less than $1,001) None (or less than $201)

10. MMF Systems, Inc. - Healthcare Informatics NIA $1,001 - $15,000 None (or less than $201)

11. Venture for America, Inc. - Jan. 1, 2017 10 Oct. 31, 2017 N/A Salary $194,001

12. JPMorgan Chase NIA Speaking Engagement $10,000 Date: 04-20-2018

13. Vanguard Total Stock Market Index ETF (VTI) - 401 k Yes $1,001 - $15,000 None (or less than $201)

14. Vanguard FTSE Developed Markets Index ETF (VEA) - 401 k Yes $1,001 - $15,000 None (or less than $201)

15. Vanguard FTSE Emerging Markets Index ETF (VWO) - 401k Yes $1,001 - $15,000 None (or less than $201)

16. Vanguard Value ETF (VTV) - 401 k Yes $1,001-$15,000 None (or less than $201)

17. Vanguard Mid-Cap Value ETF (VOE) - 401 k Yes $1,001-$15,000 None (or less than $201)

18. Vanguard Small-Cap Value Index Fund ETF (VBR) - 401 k Yes $1,001 - $15,000 None (or less than $201)

19. Vanguard Total Bond Market Index ETF (BND) - 401 k Yes $1,001 - $15,000 None (or less than $201)

20. iShares Core US Aggregate Bond ETF (AGG) - 401 k Yes None (or less than $1,001) None (or less than $201)

N t Th . . o e: IS IS a PU br f 1c arm. D o not inc u e account num ers, street a I d b dd resses, or am11y mem er names. See 1nstruct1ons or require in ormation. f ·1 b f . d . t Filer's Name Page Number

Andrew Yang 5

Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

1. Vanguard Total International Bond Index (BNDX) - 401 k Yes $1,001 - $15,000 None (or less than $201)

2. Vanguard Short-Term Inflation-Protected Securities ETF Yes None (or less than $1,001) None (or less than $201) (VrlP) - 401 I<

3. iShares JP Morgan USO Emerging Markets Bond ETF (EMB) Yes None (or less than $1,001) None (or less than $201) - 401k

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OGE Fann 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 3

N ote: Th . . IS IS a pu bl" f I d 1c orm. Do not inc u b e account num ers, street a dd f ·1 b resses, or am1 ,y mem er names. See instructions or require in ormation. f . d f

Filer's Name Page Number

Andrew Yang 6

Part 3: Filer's Employment Agreements and Arrangements # Employer or Party City/State Status and Terms Date

1. Venture for America, Inc. New York, NY I will continue to participate in the Venture for America, Inc. 401 k plan. Neither Venture for America, nor I, have 01/2016 contributed to the plan since I left in 2017, and neither Venture for America, nor I will make any further contributions to the plan.

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OGE Forni 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 4 N t Th .. o- e: IS IS a pu bl. f 1c arm. D I d o not inc u e account num b ers, street a dd f ·1 b resses, or ·am1 'Y mem er names. s ee instructions f or require in ormat1on. . d . f

Filer's Name Page Number

Andrew Yang 7

Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year # Source Name City/State Brief Description of Duties

1. NIA

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OGE Fonn 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 5 Ar Note : This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number

Andrew Yang 8

Part 5: Spouse's Employment Assets & Income and Retirement Ac~ounts.,, -~=,=,y,=-= ~~---~~~-~ ~-=-=·=-=-= ---.....,,,~-=t # Description EIF Value Income Type Income Amount

""1-. .....,T..,R"'"o_w_e_P_r-ic_e_R_e""'ti-re_H_y_b_ri_d ...,2"!"04_5,.._-4'""10_1_1< _ _ ~_,,_,.,,.,,,---i,..y""'e""s"""""$""5•o-,o,...o=1=-""'$=10=0""',b""o=o===---=---=· ~,=.-~• 1=u•o:.:=-==• ===-·=· = --~ N=o'n~e=•=(o=r==1e=s=s =th=~=n=$=20=1""' )=-==• -=. __ ,,,-=:::--_,,,,~~-~cc-= ... cc!I ..

2. Skinny Foods, LLC (Inactive)

3. US Bank #3 (cash) Retirement Acct - IRA

4. AT&T INC (T) - IRA

5. Proshares Trust Ultrashrt S&P 500 (SOS) - IRA

N/A None (or less than $1,001)

N/A $1,001 - $15,000

N/A $1 ,001 - $15,000

Yes $1,001 - $15,000

None (or less than $201)

None (or less than $201)

None (or less than $201)

None (or less than $201) ·--~

t---+,------ ----------:-------~----+----+~-- ----------+----. --- ....... , .. , ... --- -~-'-r-., .. ---- -~---· - ----------

6. Time Warner Inc. (TWX) - IRA N/A $1,001 - $15,000 I None (or less than $201)

... :-:-+-:-sh_t:-:e-~-a8_u:-l:-~-~-:-:-i:-aE_n~-eF_s (-~-~-L)_-__ 1_: _A ___ ___ .-. -, --.-. -.~ ~-: -:~:::~---~= ~-.-.~~---- - 1~:::_:~:;=-::- t-,:-:n-n -::-:-:=:================-~~-9. iShares Gold Trust ETF (IAU) • IR_A._ Yes $1,001 - $15,000 None (or less than $201) I t---+c:-----------------·--......... - --+- - -· ...... .. . .. . . ---- - ...... ~ --···-,!~-~---- - -----------'!

JO. Procter Gamble Co (PG)• IRA NIA ·· $1 ,001 - $15,000 None (or les·s than $201)

--+------- - ----------- - -+-- --+~------- ·--·-·--•-.····---t--.. •=· ~ - -------ir-- . .. . . __ ,,. _ ___ -----------------i 11.

----- - - - - - - -------- ---1---,,'1"-------·-""~·----1-----····---"---.. ,~ .. - .. y . , .. . '>•'•-·- --·--·~~-----------11 12.

t---+---------------- -----1-~ -+---------.. -.. _ .. ---·-·--· .. --,--~~-·-- . '· ~-··~-· ---~------------!! 13.

--+--------------- -------!-=--- ~"=--·~~~--------.. , ... ,_, __ ~---~·-···-·--· .-,+-,·-· ·----.·· •~ - .. --- ----------14.

t---+----------- --- -------+--- 1-s-----·--·---.. ,-·--- --·~- •----- - ---.... ,·~-- -=-•·" ~ ......... ~---~~~ - ~ ---~-----!! 15.

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OGE Form 278e (Updaled Jan. 2019) (Expires 12/31 /21)

Instructions for Part 6 N ote: Th . . IS IS a DU Ic arm. Do not inc u e account num ers, street a bl' f I d b resses, or amiIy mem dd f I b er names. See instructions f or reauired in ormation. f Filer's Name Page Number Andrew Yang 9

Part 6: Other Assets and Income # Description EIF Value Income Type Income Amount 1. Lending Club N/A $15,001 - $50,000 Interest $2,501 - $5,000

(peer reviewed lending, no knowledge of borrowers) 2. US Bank #3 (cash) N/A None (or less than $1,001) Interest None (or less than $201)

3. AT&T Inc. (T) N/A None (or less than $1,001) Dividends, Capital $1,001 - $2,500 Gains

4. Apple Inc. (AAPL) N/A None (or less than $1,001) Dividends, Capital $5,001 - $15,000 Gains

5. Digitl Really Trust Inc. (DLR) N/A None (or less than $1,001) Dividends, Capital $5 ,001 - $15,000 Gains

6. First Energy Corp. (FE) N/A None (or less than $1,001) Dividends, Capital $201 - $1,000 Gains

7. iRobot Corporation (IRBT) N/A None (or less than $1 ,001) Capital Gains $5,001 - $15,000

8. Republic Services Inc. (RSG) N/A None (or less than $1,001) Dividends, Capital $5,001 - $15,000 Gains

9. Verizon Communications Inc. (VZ) N/A None (or less than $1,001) Dividends, Capital $201 - $1,000 Gains

10. Vodafone Group PLC (VOD) NIA None (or less than $1,001) Dividends, Capital $20'1 - $1,000 Gains

11. Advisorshares Ranger Equity Bear ETF (HOGE) Yes $1,001 - $15,000 None (or less than $201)

12. Direxion Daily FTSE China ETF (YANG) Yes $1,001 - $15,000 None (or less than $201)

13. Direxion Daily MSC! Emerg ETF (EDZ) Yes $1,001 - $15,000 None (or less than $201)

14. ProShares UltraShort FTSE China 50 (FXP) Yes $1,001 - $15,000 None (or il?ss than $201)

15. Proshares Ultshrt ETF (Q ID) Yes None (or less than $1,001) None (or less than $201)

16. Proshares Short S&P 500 ETF (SH) Yes $1,001 - $15,000 None (or less than $201)

17. Hustle Fund I, LP Yes $15,001 - $50,000 None (or less than $201)

18. Prophase Holdings Subsidiary, LLC (Payment agreement for NIA $15,001 - $50,000 Capital Gains $15,001 - $50,000 prior sale of Prophase LLC final payment in 2019)

19. NY529 Moderate Age Based Growth Yes $15 ,001 - $50,000 None (or less than $201)

20 . NY529 Growth Stock Index Yes $1,001 - $15,000 None (or less than $201)

- _...,_,_. __

Note: This is a public f I d orm . Do not inc u e account num b ers, street a dd resses, or f ·1 amIIy mem b er names. s ee instructions f or require in ormatIon. . d . f

Filer's Name Page Number

Andrew Yang 10 ·- . _,_ ---•~-- = - r --- ······-= -

Part 6: Othet Assets and Income ···-•··1· ··· .. ··•' -······· -- - - , ,,, .•..• ~ ------ - --.,--~- .;==...,.....;;_::....-......:.. ........ ===~:1----.. ., ...... _________ ~-~= ·- - ,c:-=·•· . . .__ .. , ---- . ....

EIF j Value Income Type Income Amount # Description . ··-····· ··- . . -·- ... ·- ....... . ·---·~---·- "-'"-"·•~ ..... -~~~----•M,.O ----- ... .. :-:a:-...r.: ..

I. NY529 Value Stock Index Yes $1,001 • $15,000 None (or less than $201)

2. NY529 Inflation Protected Securities Yes $1 ,001 - $15,000 None (or less than $201)

3. NY529 Income Portfolio Yes $1,001 - $15,000 None (or less than $201)

4. NY529 Aggressive Age Based Growth Yes $1,001 - $15,000 None (or less than $201)

5. NY529 Moderate Age Based Aggressive Yes $1,001 - $15,000 None (or less than $201)

6. Proshares Trust Ultrashort (QID) Yes None (or less than $1,001) None (or less than $201)

7 . Proshares Trust Ultrashort S&P 500(SDS) Yes $1 ,001 - $15,000 None (or less than $201)

..-'--·-r::· ., ·rr····-····-y• •·•·>··""·-· , ··-· ·-._.·,- ...........__...._ ··- -= =•• -8. residential real estate N/A $500,001 - $1 ,000,000 Rent $15,001 - $50,000

Location: New Paltz, NY

9. US Bank #4 (cash) NIA $50,001 - $100,000 Interest None (or less than $201)

......~--~-----------· .. -10. US Bank #1 (cash) N/A $1 ,001 - $15,000 Interest None (or less than $201)

11. AB Diversified Municipal Portfolio (SNDPX) Yes $15,001 - $50,000 $201 - $1,000

12. Nuveen New York Municipal Bond Fund Class I Yes $1,001 - $15,000 $201 - $1,000

13 . Nuveen High Yield Municipal Bond Fund Class I Yes $1 ,001 - $1 5,000 $1,001 - $2,500

14. Pimco Emerging Local Bond Fund Yes $1 ,001 - $15,000 $1,001 - $2,500

15. Thornburg lntermed Munlcipal National Yes $1 ,001 - $15,000 $201 - $1,000

16. Wells Fargo Ultra Short Term Muni CL I Yes $15,001 • $50,000 $201 - $1,000

17. iShares TR MSCI EAFE ETF Yes $1,001 - $1 5,000 $1,001 - $2,500

18. iShares TR Russell 1000 Value ETF Yes $1,001 - $15,000 $1,001 - $2,500

19. iShares TR Russell 1000 Growth ETF Yes $1,001 - $1 5,000 $1,001 - $2,500

20. Franklin High Yield Tax Free Fund Yes None (or less than $1,001) $201 - $1,000

OGE Fo,m 278e (Updated Jan . 2019) (Expires 12/31/21)

Instructions for Part 7 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for reauired information. Filer's Name Page Number

Andrew Yang 11

Part 7: Transactions .

# Description Type Date Amount 1. N/A

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OGE Form 278e (Updated Jan. 2019) (Expires 12/31 /21)

Instructions for Part 8 Note: This is a public form . Do not include account num b ers, street addresses, or f b amily mem er names. See instructions f or require d f in ormat1on. Filer's Name Page Nwnber Andrew Yang 12

Part 8: Liabilities # Creditor Name Type Amount Year Incurred Rate Term

1. None

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OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 9 N h ote: T is is a ou bl f ic I d arm. Do not inc u e account num b ers, street a resses, or ami1v mem dd f I b f er names. See instructions or require d f in ormation. Filer's Name Page Number Andrew Yang 13

Part 9: Gifts and Travel Reimbursements # Source Name City/State Brief Description Value 1. N/A

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